期刊名称：Proceedings of the National Academy of Sciences
印刷版ISSN：0027-8424
电子版ISSN：1091-6490
出版年度：2021
卷号：118
期号：39
DOI：10.1073/pnas.2106140118
语种：English
出版社：The National Academy of Sciences of the United States of America
摘要：Significance
Early warning signals (EWS) of tipping points are vital to anticipate system collapse or other sudden shifts. However, existing generic early warning indicators designed to work across all systems do not provide information on the state that lies beyond the tipping point. Our results show how deep learning algorithms (artificial intelligence) can provide EWS of tipping points in real-world systems. The algorithm predicts certain qualitative aspects of the new state, and is also more sensitive and generates fewer false positives than generic indicators. We use theory about system behavior near tipping points so that the algorithm does not require data from the study system but instead learns from a universe of possible models.
Many natural systems exhibit tipping points where slowly changing environmental conditions spark a sudden shift to a new and sometimes very different state. As the tipping point is approached, the dynamics of complex and varied systems simplify down to a limited number of possible “normal forms” that determine qualitative aspects of the new state that lies beyond the tipping point, such as whether it will oscillate or be stable. In several of those forms, indicators like increasing lag-1 autocorrelation and variance provide generic early warning signals (EWS) of the tipping point by detecting how dynamics slow down near the transition. But they do not predict the nature of the new state. Here we develop a deep learning algorithm that provides EWS in systems it was not explicitly trained on, by exploiting information about normal forms and scaling behavior of dynamics near tipping points that are common to many dynamical systems. The algorithm provides EWS in 268 empirical and model time series from ecology, thermoacoustics, climatology, and epidemiology with much greater sensitivity and specificity than generic EWS. It can also predict the normal form that characterizes the oncoming tipping point, thus providing qualitative information on certain aspects of the new state. Such approaches can help humans better prepare for, or avoid, undesirable state transitions. The algorithm also illustrates how a universe of possible models can be mined to recognize naturally occurring tipping points.
