Educational ideology and professional middle class in Soviet Estonia in the 1950s-1980s/Haridusideoloogia ja haritud keskklass Noukogude Eestis.
Sirk, Vaino
Labour has a vital role in national economic growth and progress.
Other factors such as capital, natural resources, geographic location
etc. are also obviously important. And yet the motor of social
development is man with his will to work, his daring and resolution, his
knowledge, skills and education. Since the mid-20th century all
industrial countries have been developing certain common traits, which
can be attributed to the technological and scientific progress. One of
them is an unprecedented spread of secondary and tertiary education,
while intelligentsia has become a salient part of labour resources not
only in the functional sense, but also in quantitative terms.
IDEOLOGY AND EFFICIENCY OF TERTIARY EDUCATION
Earlier many economists and educators would regard education
(particularly on secondary and tertiary levels) as belonging to the
sphere of consumption. Later, however, especially as educational system
took shape and public education became current (i.e. in the 19th and
first half of the 20th century) education came to be regarded as
investment. (1) For Soviet ideology this was an alien term. Throughout
the tsarist period education had been seen mainly as a personal (or
family) matter, and thus even primary general education had not been
made compulsory. In Estonia compulsory school attendance was enforced in
September 1919 by the Constituent Assembly, applying to the age group
9-14. In Russia educational ideology changed after the Bolshevist coup,
when the educational sphere was nationalized for both political and
economic reasons. The principle that it was workers and poor peasants
and other such "trustworthy" people whose offspring should
primarily benefit from Soviet higher education, refers to an obsolete
paradigm according to which education was a status or class privilege.
Until the schoolyear 1956/57 high school and university charged for
tuition in the Soviet Union. The propaganda emphasized that a Soviet
intellectual would always remain in debt to the people (nation). This,
too, intimates that education was viewed on a political scale and from a
personality point of view. Education was funded using the so-called
residual method, which hardly matched the concept of education as a
motor of the future, or of education financing as investment. The Soviet
communists cherished a voluntaristic principle according to which the
Communist Party was "the mind, honour and conscience" of their
era, showing the people science-based ways to progress, awakening their
energy and guiding them. The leaders of the closed Soviet society could
and would consider education only as an issue of domestic policy or a
means of propaganda, whereas in the West education had long before
become an international challenge involving extensive exchange of
students and professors. The aim set by the CPSU was to develop the
social structure of the nation by a gradual merger of industrial
workers, collective farmers and intellectuals "into a unified
workers' collective of communist society". (2) Soviet
educational ideology was school-central, overemphasizing the importance
of studying at institutions subjected to firm control, or rather, ruling
out all other options. Out-of-school learning was not positively valued:
true, the eight-class and high-school certificates could be acquired
extra-murally, but not the diplomas of vocational schools or
universities. (3) Soviet educational ideology rested on the Marxist
understanding of man as a tool in the hands of the laws of human
development.
In the post-war Western world schooling came to be regarded as
another branch of economy--education industry, regulated by the law of
supply and demand. In the 1960s it was emphasized that managers were the
most important profession making economy innovative and sustainable. It
was understood that a mere expansion of the productive capacity of the
labour force will not lead to economic growth per se. It is also
necessary to create sufficient effective demand to make efficient use of
the expanding labour force equipped with greater knowledge and skills
resulting from more and better education and training. (4)
A great deal of effort was put into getting a better understanding
of the relationship between education and economic growth. Many
countries, including the Soviet Union, seemed to forget that educated
people would need good (incl. economic) conditions for self-realization.
Educational policy should, after all, be aimed at a situation where
education (diploma) guarantees a young person a prosperity higher than
those without higher education are entitled to, at the same time
burdening the young specialist with a higher load of social
responsibility. Soviet educational policy ignored the former aspect,
although well emphasizing the latter.
The promotion of education in the Soviet Union was made ineffective
by a relatively slow economic growth. Educating the youth means a
potential possibility to increase the gross domestic product. A real
growth of the GDP requires a skilful application of that potential. That
is where the Soviet system failed.
From 1980-1988 the GDP of the Estonian SSR increased by 25% (true,
the statistics of the time could easily have been exaggerated), which
makes the annual average 2.8%. During the same period, however, the
number of employees with tertiary education increased from 79,100 to
106,000, i.e. by 34%. The number of people with a secondary special
education rose from 108,300 thousand to 134,000 thousand, i.e. by 24%.
(5) The previous decade (1970-1980) had brought a 72% increase (from
46,000 to 79,100) of employees with tertiary education, while the GDP
grew by 66%. (6) Analogous indices can be presented for various economic
sectors. In 1980, for example, the agriculture and forestry of the
Estonian SSR employed 24,900 specialists with tertiary or special
secondary education, whereas in 1987 their number amounted to 36,200 (an
increase by 145%). The value of agricultural output, however (in prices
comparable to those of 1983), was 1718.1 million roubles in 1980, and
1847.1 million in 1987--an increase by 108%. (7) In civil engineering
the accumulation rate of qualifications exceeded the growth of working
efficiency probably because full implementation of the capabilities of
the highly educated employees was impeded by administrative barriers and
particular interests. (8) According to Firestone the educational sphere
in Canada is also " ... an industry whose rate of growth exceeds
the rate of expansion of most sectors of the Canadian economy". (9)
Yet economic growth was rapid in Canada. In 1976-1989 the Gross Domestic
Product increased 3.3 times, while in 1983-1987 its growth (4.4% per
year) was the highest among the G7 countries. (10) In most cases
dangerous widening of a split between the educational level of labour
and productivity signals of some flaws in economic and social policy.
In countries with a developed market economy it was believed that
the contribution of the school system to the productive sector would
counterbalance educational expenditure. As education proved to be
profitable it began to receive considerably more funding, modern
infomation technology and mental effort. Many eminent social scientists
were guided by the principle that education is a major impetus behind
social change. Investments to education are a key to economic and social
progress. (11) Those ideas were particularly influential in capitalist
countries in the prosperous 1960s. The depression of the 1970s, however,
brought a somewhat less optimistic ideology. (12) This had direct
repercussions on the educational expenditure of several countries with
market economy: in Switzerland, for example, the expenditure went on
increasing in the 1970s and 1980s, too, but at a lower rate than in the
"golden sixties". (13) I fully agree with Swedish sociologist
Gunnar Adler-Karlsson in that both the optimism of the 1950s-1960s and
the pessimism of the 1970s-1980s were exaggerated. (14) In the so-called
socialist countries, however, the efficiency of the educational system
proved to be low, despite being carefully regulated. In any case,
extensive employment of educated labour was not accompanied by a
similarly rapid economic growth. (15)
In the Soviet Union pedagogy, as well as studies of social and
economic problems related to the educational system, were not well
funded. The effects of financial shortage (a problem often discussed by
Western educationalists, too) were aggravated by some other impediments
characteristic of the Soviet empire, such as, for example, a fear to
come up with new ideas. It prevailed up to the mid-1950s, causing social
paralysis. Later the situation improved, but some spheres, such as for
example, studies of applied didactics lacked full academic freedom right
until the end of the Soviet Union. (16)
It is complicated to measure the contribution of educational
progress to economic growth. And yet, schooling expenditure remains one
of the most important investments to human development. The influence of
intellectuals on economic growth is mediated by the economic policy of
the ruling regime. In the Soviet Union decisions--not only general
political ones, but often also those applying to practical work--would
be made on rather high level. Such practice would inhibit the creative
ability and responsibility of the intellectuals, forcing them into the
category of underlings, shared by industrial and farm workers.
INTELLIGENTSIA AS THE PROFESSIONAL MIDDLE CLASS IN THE SOVIET UNION
Many sociologists place intelligentsia in the middle class and
define it more precisely as "the professional middle class",
thus making a clear difference from workers as well as from businessmen.
That class played an important role in the mollification or abolition of
autoritarian regimes, and in the emergence and stabilization of liberal
democracies. (17) Soviet intelligentsia is usually not referred to as
"professional middle class". This seems an aftermath of Soviet
social studies, ardently opposing the definition of intellectuals as a
class. In the first phase of communism (the so-called socialist society)
intelligentsia was meant to exist as an intermediate stratum alongside
workers and collective farmers. Intellectuals were not supposed to have
interests of their own or aims different from those of workers and
collective farmers, while everyone had to align themselves with
"the working class as the leading force of the society". In
the higher phase of the communist society, however, all classes were to
disappear, together with the intermediate layer. (18) Speculating on
that utopian vision of the future, we may guess that the intellectuals
were to lose a lot, including an opportunity to devote themselves
entirely to congenial work. Creative intellectuals were expected to
commit themselves to the so-called productive labour, while creative
efforts were obviously meant to acquire a hobby status. According to
Karl Marx: "Modern industry, indeed, compels society, under penalty
of death, to replace the detail-worker of to-day ... , by the fully
developed individual, fit for variety of labours, ready to face any
change of production, and to whom the different social functions he
performs are but so many modes of giving free scope to his own natural
and acquired powers." (19) At the same place he refers to a
17th-century author John Bellers, according to whom "Bodily labour,
it's a primitive institution of God" Eastern Marxist
literature sometimes refers to the possible emergence of a nationwide
intelligentsia: "Je mehr sich jedoch die menschliche Gesellschaft
ihrer Vollendiing im Kommiinismus nahert je grosser der Anted der
Intelligenz an der Bevolkeriing, desto naher sind Wir dem grossen Ziel
einer das ganze Yolk iimfassenden sich voll entwickelnden
Intelligenz." (20) The idea was not only utopian, but also
paradoxical, as several capitalist countries of the time were closer to
that ultimate social goal than the Soviet Union, let alone most of its
satellites.
Nowadays many non-Marxist scholars favour a more liberal definition
of a social class: a social group with a similar social-economic status,
whose members share certain attributes or interests. (21) Classes are
regarded neither as bricks in the wall nor as hostile legions lined up
for battle. Class is rather understood as a set of people possessing
capital in similar quantities and combinations. Notably, this capital
need not be merely economic, but it may well be "cultural
capital" in Bourdieu's terms (education, prestige, etc.). (22)
Consequently, class membership is also defined by way of life and
particularly (in my opinion) by behaviour. (23) This enables the people
who are engaged in complicated mental work and sell their knowledge or
mental production, to be described collectively as a class. Modern
sociology acknowledges--despite controversies over the theory of
class--at least three major classes: upper, working (or lower) and
middle. (24) The main difference between the Soviet intellectuals and
the traditional middle class was pecuniary: the living standard of most
of the intellectuals did not differ much from that of workers and
collective farmers, while the income of certain privileged worker
categories and wealthy collective farmers considerably exceeded that of
an ordinary intellectual.
And yet the term "professional middle class" is not empty
of content. On the contrary, it distinguishes the mass of wage earning
intelligentsia (teachers, physicians, engineers etc.) from the highly
educated members of the powerful elite (top nomenclatura). It may also
cover a wider stratum of creative intellectuals (scientists, scholars,
university lecturers, writers etc.), excluding perhaps some artists
particularly favoured by the potentates, and the mediatory top
scientists. Soviet nomenclatura was not without highly educated people,
and their numbers increased as the collapse of the empire drew nearer.
Like M. Djilas, Western sovietologist M. Voslenski describes the Soviet
ruling stratum as a new class of "declassed" people. (25 The
term "middle class" gives quite an apt description of the
position of intelligentsia in the community--its more active members
rising to the elite (economic as well as political), the less able ones
slipping down to join less qualified workers. On status groups level
(defined by job prestige and cultural requirements), the intellectuals
should in turn be distinguished from the working or lower class as well
as from the less educated middle class (small producers, small
proprietors etc.) (26)
Soviet intelligentsia was a middle class also by its mental
characteristics. The authorities were aware that intellectuals cannot be
controlled using exactly the same methods as with workers and collective
farmers: in KGB there was a special department to keep an eye on the
intellectuals and to "work" them personally. Therefore, an
intellectual had to tread even more carefully than a worker, practising
double morals and cultivating bihevioural bilinguism. (27) More than a
worker he had to consider the consequences of his or her word or deed in
a totalitarian country. All this cultivated restraint, precaution and
deliberation, all so typical of Estonian intellectuals. Moreover, those
traits were characteristic of the Estonian people in general, while it
was, after all, the intellectuals who formed its firm backbone after the
Estonian state and civic structures had been wiped out in the 1940s. The
authorities were not able to regulate social and national-cultural
functioning of the intelligentia quite to the same extent as its
activity in the administrative and economic spheres. In the Estonian
SSR, like in the rest of small Soviet republics that lacked the
opportunities to develop political life while its administrative and
economic spheres were firmly subordinated to Moscow, the cultural sphere
acquired a special place as the last pillar of national identity. The
local political as well as economic elites being rather inefficient,
people's respect and interest belonged first and foremost to
cultural figures (writers, musicians, scholars, artists, actors etc.).
Most of the ethnic Estonians living in the Estonian SSR (in 1989 963,281
people, 61.5% of the population) may be regarded as a national community
with its own specific aims, of which the central one was a vernacular
school prizing national culture. (28) This was the educational ideology
supported by most parents, as well as teachers and--within possible
limits--even some representatives of the top nomenclatura, such as
Ferdinand Eisen, minister of education of the Estonian SSR from
1960-1980.
The official aim and public task of the Soviet school was communist
education as "the formation of such members of the socialist and
communist society who are politically aware, free from relics of the
past, and developed in every way". (29) However, "communist
education" remained an abstract notion never really explained in
detail by top ideologists. According to Peeter Kreitzberg the aim of
teaching and educating young people was one of the least elaborated
problems in Soviet pedagogy. (30) Ideological confusion on the highest
level and the deficiency of pedagogical research enabled Estonian
schoolteachers and university professors to educate the would-be
intellectuals of Estonia a little more according to their own
principles. So, with utmost caution and under cover some national and
anti-totalitarian spirit could be passed on to the students.
In the Soviet Union all social wealth was controlled and
distributed by top-level party bureaucrats. This was easier with
material products. The mental wealth created by intellectuals was,
however, more universal, not subject to ownership, and its relations
with the authorities were less distinct. It was also more difficult to
gauge, in particular since the mid-1950s when the Stalinist Procrustean
bed came to be used less often for the works of writers, artists and
scholars. All this gave Soviet intelligentsia a special status to be
reckoned with by the post-Stalinist policy. (31) Yet this did not mean a
surrender of the ideology deliberately belittling the role of
intelligentsia in the community.
Some social studies signalled an alarming fact--as a rule, the
intellectuals did not particularly care to assume leadership. (32) They
just avoided shouldering responsibility in a situation where the rights
of a leader were really quite limited. In a sound society the young
members of the professional middle class are expected to feel a strong
urge to rise socially. Paradoxically, many Soviet people with higher
education preferred working class jobs, often for higher wages.
FORMATION OF MASS INTELLIGENTSIA
By the final third of the 20th century illiteracy had been
practically abolished in Europe (incl. the Soviet Union). From that time
on literacy rates have ceased to be an appropriate measure to compare
the level of culture and modernization of different countries. This is
why high level schooling, i.e. the spread and accessibility of tertiary
education has become one of the most important indicators of the
educational level of a society.
Thus, the following discussion of mass intelligentsia is based on
this feature as it is objective and can be measured relatively easily.
In the 19th century the number of university-educated people in
Estonia was so small that in the general structure of the society they
could be considered a marginal group. According to the all-Russian
census of 1897 the number of people with a university background was
merely 2853 (2794 male and 59 female). The total made up 0.4% of the
population older than 10 years (0.8% of males, 0.0% of females). (33)
The importance of that small group was naturally much bigger, in some
spheres, indeed, indispensable. However, there were other massive
spheres having practically no contact with the highly educated
(handicraft, most of agriculture, petty trade, part of transport and
building).
The freshly independent Estonia (1918) stood in great need of
intellectuals to man its state organs. According to the census of 1922
the number of people with some experience of higher education was 9857,
which makes 1.2% of the population over ten years old. Of those, 4178
were university graduates, while 395 had higher special education. (34)
According to the second census (1934) of the Estonian Republic, 7437 of
its inhabitants (5988 male and 1449 female) had a higher education
certificate. As for the more than 10 years old population, 0.8% had
passed a full course, while 1.1% had partial higher education. (35) The
percentage of the highly educated showed that Estonia was still a long
way from the world's leading countries. In the USA, for example,
4.6% of the people aged over 25 had graduated at least from a four-year
college by 1940. (36) Nevertheless, independent Estonia had good
prospects for making educational progress. This is proved by the
relatively high number of Estonian university students at the time,
surpassing the corresponding indicator of several civilized countries,
including its neighbouring Finland. (37)
Second World War, bringing about the invasion and annexation by two
totalitarian states (the Soviet Union and Nazi-Germany), had
catastrophic consequences for the Estonian people, while the highest
toll was taken from the local elite and intellectuals. After the battles
of WW II on the Estonian territory were over (autumn 1944), a mere
couple of thousand people with higher education were estimated to have
remained in their native country. (38) The post-war years were not
favourable for the development of intelligentsia either. Only after the
death of Stalin (1953), Estonia was relieved of mass repression, the
CPSU cultural and intellectuals policy grew more flexible, the cultural
life brisked up and the number of Estonian intellectuals began to
increase. According to the allUnion census of 1959 there were 25,183
people with higher education in the Estonian SSR. (39) The census of
1970 yielded a count of 54,776 people with higher education, while by
1979 their number had grown to 92,630 and in 1989 to 142,286, which was
5.7 times more than 30 years earlier. (40) In the Estonia of 1934 only
one of every 128 people (aged ten or over) had higher education, while
by 1959 the rate was one to 40, increasing to one to 21 by 1970, one to
13 by 1979 and one to 9 by 1989. During 55 years (1934-1989) the
population of the highly educated increased 19 times. Due to the war and
the atrocities committed by the foreign rule in Estonia, as well as in
the other two Baltic countries, the growth vector acquired the form of a
reversed arch.
The entwinement of science and technology, the fusion of research
and development into a powerful productive force, an extremely fast
expansion of post-industrial production with high requirements of
research information caused an explosive growth of the number of
intellectuals all over the world. So the intelligentsia became a salient
layer besides the working class also in quantitative terms. Thus, in
1988 the number of workers among the productive personnel of the
Estonian industry was 187, 100, (41) which exceeded the number of the
highly educated by a mere 45,000. As for the collective farmers their
number was more than two times less than that of the highly educated.
Those numbers reveal that the official version of the intelligentsia
being an "intermediate layer" at the side of workers and
collective farmers was absurd. The intelligentsia growing comparable to
the major classes in numbers might serve as another argument to justify
the term "professional middle class".
Sometimes the intelligentsia having recently leaped in numbers is
called "mass intelligentsia". However, having found no
quantitative specification of the term, the author of the present paper
has attempted to suggest one. (42) Actually there seem to be two
feasible criteria: either one highly educated person per ten adults, or
one highly educated person per ten employees. According to the first
criterion the Estonian intelligentsia reached a mass stage at the turn
of the 1970s and 1980s. From the employees' point of view there was
one highly educated person per 28 employees in Estonia in 1959, one per
14 in 1970, one per nine in 1979, and one per seven in 1989. Thus the
second criterion would shift the critical point to the 1970s, which is
but a couple of years earlier. In the Soviet Union there were 11
employees per one with a higher education at the end of the 1970s, and
eight per one in 1987. (43)
Yet why the rate 1 : 10? It is because 5-10 people have been
considered an optimal number of people to be controlled effectively by
one person. Subdivisions of ten have been found useful in group
management and passing on information since a very distant past (cf.
Latin decaniis, Est. kiimnik, defined as "older foreman of ten or
so workers"). (44) In the Estonian SSR the smallest unit of a
production organization was a brigade. In 1988 a brigade in industry
consisted of 13.5 workers on average, while in civil engineering the
number was 11.2 and in housing and communal economy 9.4. (45)
By the 1970s Estonia had reached a situation where practically the
whole population (even those working in the field or stables of a
collective or state farm, in a kindergarden, a small village school, or
a village centre) had some direct contacts with people having higher
education. Estonian families were small: in 1959 the average number of
family members living together was merely 3.1. (46) The rate 1 : 10
between the highly educated and the population aged at least ten meant
that almost every family must have had a close relative with higher
education. In a community that had reached the stage of mass
intelligentsia, a university graduate would separate him/herself less
from people without an academic background than before. Due to that the
personality traits of an intellectual grew even more influential, in
particular their interests, opinions, attitudes and value orientations
developed in an academic environment. Thus the intelligentsia pervaded
all spheres of life, exercising an ever growing influence on such mass
phenomena as public opinion, mentality, etc. The whole community was
aware of the example set by intellectuals, their way of thinking and
acting. (47)
In parallel with the formation of mass intelligentsia it is
interesting to follow how the proportion of people with higher education
changed in such job groups as managers and top specialists. In 1985 the
number of filled managerial positions in Estonia was 66, 900. Although
there were enough people with higher education to fill most of those
positions, their actual proportion was 44.5% (29,800). (48) The
percentage showed no rise towards the end of the century either, being
43% in 1999. The transition from command economy to market economy was
even accompanied by a slight drop in the average manager educational
level, which was probably due to the mass emergence of small companies.
(49) In addition, the educational level of the managers was influenced
by the peculiarities of the old and new economic systems, the
requirements of the economic situation, and politics. A more adequate
reflection of the tendencies of intellectuals' development can be
observed in top specialists, in which job group the percentage of the
highly educated was 57% in 1989 and 68% in 1999. As the Estonian SSR
approached the stage of mass intelligentsia the percentage of people
with higher education among top leaders and top specialists exceeded
50%. In Estonian industry, for example, more than half of the directors
could boast higher education by the 1970s, while the same had applied to
the chief engineers since the 1960s.(50)
The Soviet system was conducive to the formation of an
intelligentsia with a homogeneous educational level. A graduate received
a diploma proving competence in a speciality, but not a scientific or
scholarly degree. There were two of the latter: candidate's and
doctoral, both to be confirmed in Moscow. Relatively few were considered
eligible for a degree, as gradation of intellectuals was not regarded
favourably. In 1990 there were 333 doctors (4.7% of all researchers) in
Estonia. (51) This was not many, considering the fact that from
1919-1938 156 doctoral diplomas had been awarded by the University of
Tartu alone. (52) Yet from 1950-1990 the number of researchers increased
from 1221 to 7150 (5.9 times) in Estonia. (53) In 1990 the number of
candidates in Estonia was 2467 (35% of all researchers). Too many
university graduates never developed their scholarly ability as there
was little active stimulation on the part of the government, considering
its research and staff policies.
SOME COMPARATIVE DATA
The massive flight to the West in the autumn of 1944 and the
post-war Stalinist atrocities discontinued the development of the
Estonian, as well as Latvian and Lithuanian intelligentsia. The
resulting gap was filled by numerous intellectuals from Russia, who had
either received a special job or who arrived in the hope of better
living conditions. The latter included some descendants of the Estonian,
Latvian and Lithuanian expatriates who had emigrated from the Baltics in
tsarist times. Their background included Soviet schooling and
intimidation by the Great Terror of the 1930s. Now they were used as
tools for a quick and brutal Sovietization to be carried out in the
Baltic republics.
In post-war years many graduates of Estonian higher educational
establishments were despatched to work in Russia. In 1959 the proportion
of ethnic Estonians among the local intelligentsia was 63.9%, but 74.6%
of the total population. Since the Khrushchev Thaw, sending of graduates
from Estonian higher schools to Russia decreased considerably. Russian
immigrants, however, continued flooding in, including numerous
intellectuals. In 1989 the percentage of Estonians in local
intelligentsia was 57.0%, which was less than their proportion (61.5%)
in total population. Thus the average educational level of the Russians
living in Estonia had become higher than that of Estonians. This may
seem like classical colonialism where, as a rule, the colonists are more
educated than the aborigines. One should not forget, however, that with
Russian colonialism the situation could have been different in the
Western areas--the Baltic Germans as the most educated minority in
Russia and the almost total literacy of Estonians in the early 20th
century. The 1970 all-Union census, too, reveals that in the Russian
SFSR the number of people (aged 10 or over) with higher education was 44
per one thousand, while in Estonia the number was 47 (42 in the Soviet
Union on average). As to different union republics the relevant numbers
differed considerably, being, for example, 73 in Georgia, 46 in Latvia,
35 in Lithuania, and 29 in Moldavia. (55) True, the whole official
statistics of the Soviet Union should be taken with a grain of salt. The
readers are especially warned of the relevant publications of different
republics having been compiled on different principles, which makes the
data tricky to compare. (56) This may seem paradoxical, considering the
general trend for centralization and unification so typical of the
Soviet Union.
In the first half of the 1970s nearly 70-90% of the soviet school
leavers wished to continue their education at a higher eductional
establishment, but actually only one in three could make it. (57)
Admission was kept down deliberately, although the educational level of
the working population (10 years of schooling on average) lagged behind
what was considered adequate for developed countries (12-14 years). The
trouble was that too many workers were still doing unskilled manual
work, which limited purposeful employment of the highly educated. In
countries with a more stable history the increase of intelligentsia was
smoother than in Estonia, lacking catastrophic drops and being in better
harmony with the gradual rise of the mental requirements of work. As was
mentioned above, by 1940 4.6% of the US adult population had experienced
at least 4 years of college. Since then the percentage of the highly
educated has kept growing in the USA: 6.2% in 1950; 8.9% in 1962; 9.8%
in 1966; 11.0% in 1970; 13.9% in 1975; 17.0% in 1980; 21.3% in 1990.
(58) The United States reached the stage of mass intelligentsia in 1967,
when the above index equalled 10.1%. Estonian economist Julian Teder
revealed some interesting comparative data about educational level in
the USA (1987) and in Estonia (1989). In the 25-29 age group 22.0% had
certified higher education in the USA and 17.4% in Estonia; in the 30-34
age group these indices were respectively 25.8 and 19.3, in the 35-44
age group 26.5 and 18.1; in the 45-54 age group 19.5 and 15.1. (59)
In Finland in 1981 there was one person with higher education per
12.63 adults, in 1991 per 9.84 adults (aged 15 or over). (60) An
exceptionally high educational level characterized Sweden in the 1990s:
"According to 1991 statistics, nearly one fourth of the Swedish
labor force aged 25-64 had some form of higher education, while about
three fourths had completed at least upper secondary school.
International comparisons are difficult, but on the whole, Sweden
appears to be above the OECD average in terms of educational level.
/.../ During the 1994/95 academic year, nearly 300,000 students were
enrolled at Swedish institutions of higher education, which are almost
all state-owned. This represents a major increase as in 1989 the number
was only slightly above 200,000. Of these students, 60% are women, but
among graduate students the proportion is only 35%." (61) In
quantitative terms Swedish mass intelligentsia was ahead of Estonia,
where the percentage of people with higher education among the 813,900
employed in national economy was 13.0% (106,000). (62) In Austria in
1991 there lived 6,438,980 inhabitants (aged 15 or over). The number of
tertiary level (Hochschiile) graduates was 258,486, while 73,286 people
had education comparable with high school (Hochschiilverwandte
Aiisbildiing). The total being 331,772 we get one highly educated person
per 19.4 inhabitants. Consequently, according to our criteria Austria,
however developed and wealthy an industrial country, had not developed a
mass intelligentsia by that time.
While studying the percentage of people with academic background
one should keep in mind that Soviet higher schools typically featured a
high rate of in-time graduates. In Switzerland, however, only slightly
more than half of a hundred students who had started attending higher
school in 1979 acquired an academic degree by 1990, while about ten
percent got a non-academic degree and over 30% were dismissed without
graduation. (63) As Switzerland is particularly specific in its
defmition of academic education one should be particularly cautious
attempting comparison with the Soviet Union (incl. the Estonian SSR). In
the community university non-graduates make up a group who have
experienced academic atmosphere, but do not qualify as top
intellectuals, or even intellectuals. And yet they have their role in
the formation of the social atmosphere. In addition, their studies,
however short-lived, must still contribute something to the general
accumulation of educational capital of the community.
Considering the young peoples' thirst for education, their
economic situation, and the general need of a rapid growth of material
as well as intellectual wealth, the advanced capitalist countries put in
a lot of effort to develop their systems of tertiary education in the
1960s and 1970s. The socialist countries could not or would compete.
(64) Soviet ideologists argued that in the West the importance of
educational investments were overestimated. (65) In Estonia there were
16,005 daytime students in 1981; by 1985 their number had dropped to
14,145. (66) East-German Marxist author Jurgen Kuczynski points out that
the beginning of the 1950s brought about a gradual removal of the class
barriers on the way to higher education, which was due to competition
among the capitalist countries and their need to survive in running race
with the socialist camp. His data concern young people aged 18-21 in the
USA: in 1946 that age group included 22.1% of higher school students; in
1951 that percentage was 24.0%; in 1956--33.5%; in 1961--37.7%; in 1966
-46. 1%. (67) According to Kuczynski this proves that the ruling class
privilege of higher education had collapsed. He adds that the difference
between the USA and the Soviet Union lay in the fact that the latter
experienced an analogous development much earlier, while its motives
were socio-political, whereas the States was forced to follow the same
course by an urgent need for scientists after World War II. (68)
Actually, abolition of inequality in the Soviet way meant that a new and
more rigorous inequality was established. This cannot have been unknown
to Kuczynski, as the practice of closing university doors in the face of
the descendants of "politically untrustworthy" parents (e.g.
those with clergy connections) was familiar to East Germans. (69)
The 1970s and 1980s brought a period of stagnation for the Soviet
Union, Estonia included. Thus in Estonia the student population for the
academic year 1970/71 was 22,078 (12,215 of them in daytime
departments), growing to 25,472 (15,871) by 1980/81, yet decreasing to
23,364 (14,242) by 1987/88. (70) The World Bank data reveal that in 1990
the tertiary enrolment rate (measures the proportion of the population
in the 18-24 age group that is actually enrolled in the tertiary
education institution) was in the United States 75.2%, in Finland 48.9%,
in France 39.6%, in Germany 33.9%, in United Kingdom 30.2%, in Estonia
26.0%, in Hungary 14.0%. (71) By these data Soviet Estonian lagged well
behind the USA but yet remained in the general picture of European
education.
CONTRASTS OF THE 19905
At the end of the 1980s the Soviet Union lost control over its
East-European satellites and in 1991 the superpower collapsed. A new
page was turned in the history of many a dependent country and of 15
nations even without a formal independence. A new notion
emerged--transition countries. That is where a new educational life
emerged, free and independent of the Kremlin control.
In developing countries the final decades of the 20th century
brought a considerable development of tertiary education, which is also
true of several transition countries. On the worldwide scale, between
1970 and the end of the 1980s the enrolment rate in the 18-23 age group
rose from 8.5 to 13.5 per cent, but these rates stood at 36.8 per cent
in the developed countries against only 8.3 per cent in developing
countries. (72) It turned out that the enrolment and distribution gap
between the developed countries of the OECD on the one hand, and the
developing ones, as well as those in the process of rerarranging their
social life on the other, showed no considerable decrease. Supplying
higher education en masse was no easy matter for wealthy countries
either. In the final quarter of the 20th century some alarming
tendencies appeared in the USA, notably, public high schools (especially
in big cities) failed in competition with private schools. Neither did
the standard of public universities (except for the best funded dozen)
compare with the progress made by big private universities. (73) And yet
the educational capital continued growing. In 1980 the tertiary
enrolment rate in the United States was 55 per cent, whereas the average
for developing countries was 5 per cent. In 1995 the rates were 81 for
the United States and 9 per cent for developing countries. (74)
In Great Britain, too, higher education gradually advanced: in 1985
there were 1824 university students per 100, 000 inhabitants (21.7% of
the relevant age group), while by 1995 the student rate had grown to
3126 (48.3%). Analogous rise was noticeable in Denmark, Spain and some
other countries of Western Europe. (75)
As for the countries that had separated from the former Soviet
Union, Estonia showed remarkable progress: the 1985 rate of 1625
university students per 100,000 inhabitants grew to 2670 by 1995 (from
24.2% to 38.1% of the relevant age group, respectively). The dynamics of
the numbers of higher school students in Estonia was as follows: 1991-
24,880; 1997--30,072; 2000--49,574; 2001- 56,437. (76) The growing
demand in education elicited extensive supply, which entailed some
worrying problems as well: in 1999 5% (2% in 1989) of the unqualified
workers and 6% of the jobless had higher education. (77) A slight rise
in student numbers was observed in Latvia, whereas Lithuania suffered a
backlash: within ten years the 2713 per 100,000 inhabitants rate of 1985
decreased to 2023. Georgia as an ancient Christian country was dominated
by educational optimism, resulting in high percentages (36.7% in 1990,
42.0% in 1996) of university students of the relevant age group. The
Islamic Azerbaijan, however, suffered a backlash, the respective rates
being 24.2% and 14.4%. (78)
Enrolment rate had decreased slightly in Eastern Europe and Central
Asia. The regional average marked very different trends. Rapid growth
had occurred in Bulgaria, the Czech Republic, Hungary, Poland and
Slovenia, where enrolment rates in the beginning of the 21st century
were in the 20-30 per cent range, but the levels were stagnant or
decreasing in such countries as Tajikistan (9 per cent) and Uzbekistan
(5 per cent). (79)
CONCLUSION
The destiny of the Soviet Union demonstrated that the mere
existence of a professional middle class was insufficient to guarantee
innovation and success in economy. Appropriate political conditions
would also have been necessary. The Soviet economy was characterized by
a large proportion of simple physical work, a slow growth and, as a
rule, low competitiveness of the product. Those flaws did not go
unnoticed by the social studies of the time, being partly recognized
even by the CPSU. At the same time the Party emphasized the extremely
fast increase of the number of Soviet engineers, which was unprecedented
in the whole world. The inability of the CPSU and the Soviet
administration to use the numerous highly educated intelligentsia
effectively was due to excessive centralization, planned (command)
economy, and deep distrust of social self-regulation. As a result, the
scientific and technological revolution was retarded. While the
educational ideology of capitalist countries emphasized agreement
between supply and demand, national planning was the primary tenet in
the Soviet Union.
The influence of the intelligentsia on economic growth is not
direct, but is mediated by social relations and national economic
policy. Economics cannot give a precise measure of the efficiency of
education. If, however, mass intelligentsia coexists with stagnating
economy, it means that intellectuals cannot make full use of their
creative abilities either in scientific research, or in technology or
economy. And yet it would be wrong to say that Soviet intellectuals had
no influence on the society whatsoever. It was manifested clearly in
culture, educational system, the general impression of life. The
ubiquitous mass intelligentsia complemented the basic common sense of
the people with elements of theoretical thinking (80) and set a
behavioural example.
The policy of intellectuals of the Communist Party was
controversial, being both appreciative and restrictive. There was an
extensive system of tertiary education and the intelligentsia reached a
mass stage earlier than in many a wealthy capitalist country. However,
the broad masses of the highly educated were not stimulated materially.
Even if the everyday life of an intellectual happened to look better
than that of an average worker, this resulted, first and foremost, from
the cultural level, reasonable lifestyle and behaviour of the former
rather than from his income. It was forbidden to analyse the
intelligentsia as a separate social force, while "professional
middle class", which is a broader term than "job group",
"profession" or "status group", was dismissed as
unacceptable. Alarmingly, an important part of the middle class--the
highly educated--were relatively little motivated to rise socially by
becoming leaders. The opposite tendency to join the working class was
relatively popular: in 1989 5.5% of the Estonian specialists with higher
education had a working-class job. The inadequate response of the CPSU
consisted in a certain limitation of access to higher education, while
the communist China launched the "Cultural Revolution"
bringing about an almost total extermination of higher education.
Although the instrumental function of the intelligentsia (both in
production and social relations) was subjected to strict control and
guidance from above, its function as a culture carrier and its influence
on mass conscience was less dependent. Its positive effect was
manifested during the downfall of the Soviet empire, when the
intelligentsia, having penetrated to every social structure, set its
stamp upon the fate of the nations becoming independent, civilizing
political processes and balancing sharp ethnic controversies while the
empire was dismantled. As the ruling power weakened, words, symbols and
information came in handy as weapons for intellectuals. Those weapons
turned out to be particularly effective in the recently quite well
educated society (with average schooling of 10 years or more). Thus the
intelligentsia turned out to be a real professional middle class in
terms of both numbers and social influence. Their treatment as an
"intermediate layer" is a vivid example of how Soviet
sociology, being ideologically biased, failed to adapt theory to new
evidence and the changing reality.
In general, the educational system created and intellectual level
achieved by the Soviet Union provided quite a good basis for progress.
In the newly independent states, however, tertiary education developed
in different ways, depending on tradition, the local cultural
environment and vision of the future. Some Western republics, incl.
Estonia, tried taking their example from developed capitalist countries.
This meant respecting individual values and attending to the needs of
the citizen of a modern small state, instead of continuing in the
trammels of an imperial educational ideology. The new educational policy
with its liberal pursuits (resulting, for example, in a brisk
development of the network of private higher schools) was connected with
ambitions towards liberal democracy. Russia, which had been the central
republic of the Soviet Union, first experienced a downwards trend in
tertiary education. But, according to a Russian author, the decline was
surprisingly small considering the fact that in most spheres of life
higher education did not mean any substantial material gain. (81) The
same contradiction appeared in post-Soviet Estonia, where tertiary
education came to be supplied on an unprecedented scale.
The example of Soviet Estonia proves the statement that the aims of
education come from those of the society. In the Estonian-language
school the aims and ideology of the supranational society (or, to be
more exact, a Russian-language Soviet one) being built by the CPSU met
with those of the Estonian national community. Most of the graduates of
the school became intellectuals who identified themselves with Estonia
rather than with the Soviet Union.
ACKNOWLEDGEMENT
The study was supported by the Estonian Research Foundation (grant
No. 6896).
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Vaino SIRK
Tallinna Olikooli Ajaloo Instituut, Ruutli 6, 10130 Tallinn, Eesti;
vsirk@hot.ee