On modelling of wave propagation in microstructured solids/Lainelevi modelleerimisest mikrostruktuuriga tahkistes.
Engelbrecht, Juri ; Berezovski, Arkadi
1. INTRODUCTION
In engineering, the strength of materials is the most important
feature for design of reliable structures. That is why the governing
stress-strain relation must be determined with sufficient accuracy. The
classical theories are based on the assumption of homogeneity of
materials and this assumption has been justified for many applications.
The contemporary technology is, however, characterized by the wide usage
of alloys, polycrystalline solids, composites, functionally graded
materials, etc. All these materials have an inherent internal
structure--microstructure --at smaller scales. The question is how to
take such a microstructure into account and how it affects the behaviour
at the macroscale. In statics, homogenization methods allow to establish
the averaged material characteristics, needed for design following the
classical theories. On the other hand, dynamical loading is often
characterized by high-frequency excitations. In this case, wavelengths
of excitations may be comparable with characteristic scales of embedded
microstructure(s). It is obvious that then the homogenization methods
are not applicable because the fluctuations at microscale may affect the
behaviour at the macroscale. This leads to the need to derive physically
well-grounded methods for the description of material properties. For an
engineer, the important question is: how does the stress-strain relation
reflect the material properties and what are the consequences of this.
In this paper, the ideas of mathematical modelling of stress fields
and deformation waves in microstructured solids are briefly described.
First, it is argued that the Green approach, which starts from a
function of potential energy, has some preferences compared with the
Cauchy approach, based on proposing a suitable stress-strain relation.
Mathematical models are then derived by using balance laws, introducing
internal variables for capturing the effects of the internal structure
of solids. For the sake of transparency, the modelling is described in
the one-dimensional setting. The focal point of the paper is devoted to
physical effects, which can be described by derived mathematical models.
These effects (both qualitative and quantitative) can be used in
nondestructive testing (NDT) of material characteristics.
2. GREEN OR CAUCHY?
Given the balance laws (of mass, momentum and energy) in continuum
mechanics, the crucial problem for an engineer is: how to describe (or
derive) the stress-strain relations. In other words, the question can be
formulated as follows: how to determine the constitutive equations? For
solving this problem, two methods are available [1]: the Green method
and the Cauchy method. According to the Green method, the potential
(free) energy is assumed to be a function of the strain and the
stress-strain relation is followed from the potential energy. According
to the Cauchy method, it is assumed that the stress is a function of the
strain, determined experimentally. Both methods haven certain advantages
and disadvantages when compared with each other.
Let us envisage briefly the essence of both methods. For the sake
of simplicity, rectangular Lagrange coordinates are used within the
framework of the theory of elasticity [2]. The potential energy W in the
Green approach is assumed as a general sufficiently regular function of
the strain [[epsilon].sub.ij]:
W = W ([[epsilon].sub.ij]), (1)
where the strain tensor [[epsilon].sub.ij] can be written as
[[epsilon].sub.ij] = 1/2 ([u.sub.j,i] + [u.sub.j,i] + [u.sub.k,i]
[u.sub.k,j]). (2)
Here [u.sub.i] is the displacement, indices run over 1, 2, 3 and
the differentiation with respect to the space coordinate [x.sub.i] is
separated by comma. Then the stress tensor [[sigma].sub.ij] is
calculated by
[[sigma].sub.ij] = [partial derivative]W/[partial
derivative][[epsilon].sub.ij]. (3)
According to the Cauchy method, one has to postulate directly
[[sigma].sub.ij] = [[sigma].sub.ij] ([[epsilon].sub.kl]). (4)
In principle, there seems to be only a little difference between
the two methods and, consequently, between relations (3) and (4).
However, the potential energy W should be written in terms of invariants
of [e.sub.ij] in order to guarantee the material invariance under a
coordinate system rotations [1]]. It is not obvious following the Cauchy
method. In addition, the potential energy W might involve also
temperature and then the generalization to thermoelastic problems is
obvious. As we see further, the potential energy W may be even a more
complicated function with a clear physical background and then the
stress-strain relationship will reflect more effects rather than strain
only.
For the simplest one-dimensional elastic case, the potential energy
is a quadratic function of [e.sub.11]:
W = 1/2 ([lambda] + 2[mu])[[epsilon].sup.2.sub.11], (5)
where [lambda] and [mu] are Lame parameters. Then for the linear
case
[[sigma].sub.11] = ([lambda] + 2[mu])[[epsilon].sub.11] = ([lambda]
+ 2[mu])[u.sub.1,1], (6)
where we recognize the widely used case in engineering.
It has been stressed [1] that the elastic constants in Eq. (2) are
directly related to the energy function whereas the relation of elastic
constants of Eq. (4) to the energy W is unclear. It is also shown [1]
that it is easier to satisfy the conditions of objectivity and material
invariance for the Green method while the Cauchy method has found more
usage for dissipative systems [3].
In order to derive constitutive equations for microstructured
solids, one should have a clear understanding about the internal
structure of such solids and forces between the constituents. In this
case, the Green method could have a clear advantage before the Cauchy
method, because at the energy level it is easier to guarantee stability
of the energy function and thermodynamic consistency, if needed.
Proposing a stress-strain function directly like it is done by the
Cauchy method, it will be more like a guessing exercise. Most of the
studies, related to microstructured solids, follow the Green method for
deriving the governing equations [4-6].
3. MICROSTRUCTURE MODELLING
Our attention is focused to microstructured solids. One can
certainly imagine that at the molecular level a solid might be composed
by different particles and one should know the forces between the
particles in order to derive governing equations. Such a discrete
approach will involve a large system of equations and usually this
system is brought to a continuum limit [7]. However, the question how
the forces at the molecular level can be treated at the continuum limit,
is difficult to answer. That is why the modelling usually starts from
the viewpoint of continua. As far as conventional continuum mechanics is
based on the assumption of homogeneity, the generalized continuum
theories are proposed which incorporate the properties of the
microstructure into the governing equations [4-6,8]. The balance laws
for macro- and microstructures can be formulated separately [4,5] or all
macro-and microstructural effects can be introduced in one set of
balance laws. The last approach reflects very clearly the structure of
the solid with corresponding forces, caused by the internal structure.
Moreover, it is easy to generalize this idea introducing the internal
variables into modelling. The concise overview on generalized continuum
mechanics is given in [9].
We shall demonstrate now the main stages of the modelling of wave
propagation in microstructure solids. For the sake of simplicity, we
focus on one-dimensional problems only. The full three-dimensional
theory is presented in [10,11].
3.1. Mindlin's microelasticity
To describe the influence of a microstucture on the macromotion, we
need to take into consideration a new variable: microdeformation. The
microdeformation is treated as an internal degree of freedom. According
to Mindlin [5], macro-displacement is denoted by u = [u.sub.1] and
microdeformation--by [phi]. Then the kinetic and potential energies are
governed by following expressions,
K = 1/2 [rho][u.sup.2.sub.t] + 1/2 I[[phi].sup.2.sub.t], (7)
W = 1/2([lambda] + 2[mu])[u.sup.2.sub.x] + [Au.sub.x][phi] + 1/2
B[[phi].sup.2] + 1/2 C[[phi].sup.2.sub.x], (8)
respectively. Here [rho] is the macrodensity, I is the
microinertia, and the indices x and t denote differentiation. The
material parameters A, B, and C characterize the given microstructured
solid. The corresponding Euler-Lagrange equations in terms of the
Lagrangian L = K - W are
[MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII], (9)
[MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII], (10)
Introducing Eqs (7), (8) into system of equations (9), (10), we
obtain
[rho][u.sub.tt] - ([partial derivative]W/[partial
derivative][u.sub.x]) = 0, (11)
I[[phi].sub.tt] - [([partial derivative]W/[partial
derivative][[phi].sub.x]).sub.x] + [partial derivative]W/[partial
derivative][phi] = 0. (12)
Here we recognize
[sigma] = [partial derivative]W/[partial derivative][u.sub.x] =
([lambda] + 2[mu])[u.sub.x] + A[phi], (13)
[eta] = [partial derivative]W/[partial derivative][[phi].sub.x] =
C[[phi].sub.x], (14)
[tau] = [partial derivative]W/[partial derivative][phi] =
A[u.sub.x] + B[phi], (15)
where [sigma] is the macrostress (Piola-Kirchhoff stress), [eta] is
the microstress and [tau] is the interactive force. Clearly ([lambda] +
2[mu]) is the longitudinal modulus, C is the microstress modulus, A
describes coupling effects and B--the strength of the interactive force.
Compared with the simplest case of a homogeneous solid (see Eq. (6)) the
situation is much more complicated but physically clear.
The governing system of equations derived from Eqs (11), (12), is
the following:
[rho][u.sub.tt] = ([lambda] + 2[mu])[u.sub.xx] + A[[phi].sub.x],
(16)
I[[phi].sub.tt] = C[[phi].sub.xx] - A[u.sub.x] - B[phi]. (17)
If there is no coupling between macro- and microstructure then A =
0 and
[rho][u.sub.tt] = ([lambda] + 2[mu])[u.sub.xx], (18)
I[[phi].sub.tt] = C[[phi].sub.xx] - B[phi]. (19)
i.e. two uncoupled equations of motion yield.
The coupling in system of equations (16), (17) means that the
micro- and macromotion interact with each other. This model of
microstructure is called micromorphic. It suggests the knowledge of the
values of materials parameters A, B, C, and I, as well as boundary
conditions both for the macrodisplacement and for the microdeformation.
The latter is the most disputed problem, which is still under question.
3.2. Dual internal variables
A more general description of the internal structure of a continuum
can be achieved by introducing dual internal variables. Contrary to
observable variables (like measurable strain, for example), the internal
variables are "measurable but not controllable" [12] and give
insight about the integrally distributed effect of a microstructure
within a solid [13]. In the dual internal variables approach, one
internal variable permits to model the rate of changing of another
internal variable [14].
We start with the balance of pseudomomentum [15] within the
material formulation. Multiplying Eq. (18) by [u.sub.x] we then check
that Eq. (18) yields the following material balance of momentum
dP/dt - [partial derivative]b/[partial derivative]x = [f.sup.int] +
[f.sup.inh], (20)
where the material momentum P, the material Eshelby stress b, the
material inhomogeneity force [f.sup.inh], and the material internal
force [f.sup.int] are defined by [15]
P := -[[rho].sub.0][u.sub.t][u.sub.x], (21)
b := - ([[rho].sub.0][u.sup.2.sub.t]/2 - W + [sigma][epsilon]),
(22)
[f.sub.inh] := (1/2 [u.sub.t.sup.2])[partial
derivative][[rho].sub.0]/[partial derivative]x - [partial
derivative]W/[partial derivative]x[|.sub.expl], (23)
[f.sub.int] := [sigma][u.sub.xx] - [partial derivative]W/[partial
derivative]x/[|.sub.impl]. (24)
Here the subscript notations expl and impl mean, respectively, the
derivative keeping the fields fixed (and thus extracting the explicit
dependence on x), and taking the derivative only through the fields
present in the function.
In addition, the dissipation inequality reads in the isothermal
case
-[W.sub.t] + [sigma][[epsilon].sub.t] [greater than or equal to] 0,
(25)
where [sigma] is the Piola-Kirchhoff stress tensor. The advantage
of Eq. (20) compared with the conventional balance laws is that the
r.h.s. is clearly formulated in terms of forces within the solid and
allows to describe better the effects of microstructure.
If we use the concept of dual internal variables, then there is an
important difference compared with theories derived by Mindlin [5] or
Eringen [8]. Instead of two separate balance laws for the macro- and
microstructure, only one balance law (20) is at our disposal. The
governing equation for the internal variable(s) is derived from
dissipation inequality (25). In this way, the advantages of using
potential energy and the dissipation inequality as an energy constraint,
are clearly taken into account.
As an example, let the potential energy W = W([u.sub.x], [phi],
[psi]) be represented by
W = 1/2 ([lambda] + 2[mu]) [u.sup.2.sub.x] + [Au.sub.x[phi]] +
1/2B[[phi].sup.2] + 1/2 C[[phi].sup.2.sub.x] + 1/2 D [[psi].sup.2], (26)
where [phi] and [psi] are internal variables and A, B, C, D are
constants. Then the balance law for linear momentum yields
[rho][u.sub.tt] = ([lambda] + 2[mu]) [u.sup.2.sub.xx] +
A[[phi].sub.x]. (27)
As before, we have
[sigma] = ([lambda] + 2[mu]) [u.sub.x] + A[phi], (28)
[eta] = C[[phi].sub.x] + B[phi], (29)
[tau] = [Au.sub.x] + B[phi], (30)
[xi] = [partial derivative]W/[partial derivative][phi] = D[psi],
(31)
Dissipation inequality (25) yields
([tau] - [[eta].sub.x])[[phi].sub.t] + ([xi] -[
[zeta].sub.x])[[psi].sub.t] [greater than or equal to] 0, (32)
where [zeta] = [partial derivative]W/[partial
derivative][[phi].sub.x]. It is clear that in the non-dissipative case
dissipation inequality (32) can by satisfied by the choice
[[phi].sub.t] = R([xi] - [[zeta].sub.x], [[psi].sub.t] = -R([tau] -
[[eta].sub.x]), (33)
where R is a constant. Finally, from Eqs (33) we obtain
I[[phi].sub.tt] = C[[phi].sub.xx] - [Au.sub.x] - B[phi], (34)
where I = 1/([R.sup.2]D). Note that here [zeta] = 0. Evidently,
systems of equations (16), (17), and (27), (34) look like equivalent.
However, in the case of dual internal variables there exist natural
boundary conditions following from the condition of zero extra entropy
flux at boundaries.
There are several theories proposed for enlarging the concepts of
micro-structured continua [16,17]. It is shown that many so-called
gradient theories can be derived by using the concept of dual internal
variables [18].
3.3. Further generalizations
Certain materials (e.g., biomaterials) are essentially nonlinear.
It is straightforward to introduce also physical nonlinearities at
macro- and microscale in the framework of dual internal variables. For
this the potential energy W should also include the following terms:
1/6 N[u.sup.3.sub.x] + 1/6 M[[phi].sup.3.sub.x], (35)
where coefficients N and M are responsible for the nonlinearity in
macro- and microscale, respectively. In this case, the final governing
equations (cf. Eqs (16), (17)) are the following [19]:
[rho][u.sup.tt] = ([lambda] + 2[mu])[u.sub.xx] + A[[phi].sub.x] +
[Nu.sub.x][u.sub.xx], (36)
I[[phi].sub.tt] = C[[phi].sub.xx] - [Au.sub.x] - B[phi] +
M[[phi].sub.x] [[phi].sub.xx]. (37)
This system of equations describes wave propagation in nonlinear
microstructured solids.
In many practical applications the microstructure has also multiple
scales--they could be hierarchically ordered (a scale within a scale) or
concurrent (same scale but different properties). It is possible to use
the same procedure [20] for deriving the governing equations. For
example, in the hierarchical case, the potential energy is written as
W = 1/2([lambda] + 2[mu]) [u.sup.2.sub.x] +
[A.sub.1][[phi].sub.1][u.sub.x] + 1/2[B.sub.1][[phi].sup.2.sub.1] + 1/2
[C.sub.1][([[phi].sub.1]).sup.2.sub.x] +
[A.sub.12]([[phi].sub.1])x[[phi].sup.2] + 1/2
[B.sub.2][[phi].sup.2.sub.2] + 1/2
[C.sub.2][([[phi].sup.2]).sup.2.sub.x], (38)
where [[phi].sub.1] and [[phi].sub.2] are internal variables
(microdeformations), and [A.sub.1], [B.sub.1], [C.sub.1], [A.sub.12],
[B.sub.2], [C.sub.2] are material parameters. Then we obtain the
following governing equations:
[rho][u.sub.tt] = ([lambda] + 2[mu])[u.sub.xx] +
[A.sub.1]([[phi].sub.1])x, (39)
[I.sub.1] [([[phi].sub.1]).sub.tt] =
[C.sub.1][([[phi].sub.1]).sub.xx] - [A.sub.1][u.sub.x] - B[[phi].sub.1],
(40)
[I.sub.2] [([[phi].sub.2]).sub.tt] =
[C.sub.2][([[phi].sub.2]).sub.xx] - [A.sub.12]([[phi].sub.1])x -
[B.sub.2][[phi].sub.2]. (41)
The detailed analysis of this model is given in [21].
Finally, it is also possible to use the same approach for deriving
the governing equations for the thermoelasticity where the
microtemperature (temperature fluctuation due to microstructure) is
taken into account [22,23].
3.4. Main features of the models
System of Eqs (16), (17) or other models derived above involve
coupling between macro- and microstructure. In order to understand the
effects of coupling, one should introduce a scale parameter o, which is
the ratio of the characteristic scale of a microstructure and the
wavelength of the excitation.
First, let us note that system of Eqs (16), (17) can be represented
in the form of a single equation by replacing the system of two
second-order equations by one fourth-order equation in terms of
macrodisplacement u [24]:
[u.sub.tt] = ([c.sup.2.sub.0] - [c.sup.2.sub.A]) [u.sub.xx] -
[p.sup.2] [([u.sub.tt] - [c.sup.2.sub.0] [u.sub.xx]).sub.tt] +
[p.sup.2][c.sup.2.sub.1] [([u.sub.tt] - [c.sup.2.sub.0]
[u.sub.xx]).sub.xx], (42)
where [c.sup.2.sub.0] = ([lambda] + 2[mu])/[rho], [c.sup.2.sub.1] =
C/I, [c.sup.2.sub.A] = [A.sup.2]/[rho]B and [p.sup.2] = I/B. The
velocities [c.sub.0], [c.sub.1] and [c.sub.A] characterize the
macromotion, the microstructure, and the slowing down effect due to the
microstructure, respectively.
Further on, let us introduce dimensionless variables
U = u/[U.sub.[omicron]], X = x/L, T = [c.sub.0]t/L, [delta] =
[l.sup.2]/[L.sup.2], [member of] = [U.sub.0]/L, (43)
where [U.sub.0] and L are the amplitude and the wavelength of an
excitation and l is a characteristic scale of the microstructure. We
also suppose that I = [rho][l.sup.2][I.sup.*], C = [l.sup.2][C.sup.*],
where [I.sup.*] is dimensionless and [C.sup.*] has the dimension of
stress. By an asymptotic analysis [19] we get in the first approximation
[U.sub.TT] = (1 - [c.sup.2.sub.A]/[c.sup.2.sub.0]) [U.sub.XX] +
[c.sup.2.sub.A]/[c.sup.2.sub.B] [([U.sub.TT] -
[c.sup.2.sub.1]/[c.sup.2.sub.0][U.sub.XX]).sub.XX], (44)
where [c.sup.2.sub.B] = [BL.sup.2]/I. The scale parameter [delta]
is involved in the ratio of velocities
[c.sup.2.sub.A]/[c.sup.2.sub.B] = [delta][I.sup.*]
[[A.sup.2]/[B.sup.2]]. (45)
Equation (44) exhibits directly the hierarchical nature of wave
propagation in microstructured solids in the spirit of Whitham [25]:
--if [c.sup.2.sub.A]/[c.sup.2.sub.B] is small then waves are
governed by the properties of the macrostructure;
--if [c.sup.2.sub.A]/[c.sup.2.sub.B] is large then waves
"feel" more the properties of the microstructure.
Note that in absence of the interaction between macro- and
microstructure (A = 0, which means also [c.sub.A] = 0) the governing
wave operator is simply the classical [U.sub.TT] - [U.sub.XX]. Another
important feature is that even for small values of A, the velocity of
waves at macroscale is influenced by the coupling (see Eq. (44)). This
effect is also demonstrated by direct numerical analysis [26].
The presence of the microstructure leads to the dispersion of
waves. This is explicitly seen from Eq. (44) where the influence of the
microstructure is described by the second derivative of the wave
operator
[U.sub.TT] - [c.sup.2.sub.1]/[c.sup.2.sub.0] [U.sub.XX], (46)
i.e. the fourth-order derivatives [U.sub.TTXX] and [U.sub.XXXX]
govern the dispersion effects.
The dispersion analysis for the derived model is represented in
several studies [18,19,24,27]. From the results of the dispersion
analysis it is worth to mention the following:
--the character of dispersion (normal or anomal) is studied [27];
--both boundary and initial value problems are analysed [27];
--the dispersion properties for different models are compared [28];
--the role of parameters, which govern the waves in microstructured
solids, is demonstrated [29 ].
Another important feature to be understood is the possible balance
of dispersion and nonlinear effects in microstructured solids. It is
well known that this balance can lead to the emergence of solitary
waves. In contrast with the celebrated evolution equations like the
Korteweg-de Vries (KdV) equation, the leading terms are here (cf. Eq.
(44)) of the second order. This means that the governing equations are
of the Boussinesq type [30,31]. The analysis of waves, based on derived
mathematical models, demonstrates clearly the existence of solitary
waves and the emergence of strains of solitary pulses [32,33].
If the KdV equation models the emergence of soliton trains in one
direction only then the Boussinesq-type equation models the emergence of
trains of solitary pulses in two directions [33]. Moreover, the
influence of nonlinearities at the microlevel leads to the asymmetry of
a solitary wave. It is certainly possible to derive an evolution
equation from the second-order system. In this case the results is a
modified KdV-type equation, which in the standardized form reads [34]
qt + 6[qq.sub.x] + [q.sub.xxx] + 3k[([q.sup.2.sub.x]).sub.xx] = 0,
(47)
where q is related to deformation at the macroscale. Equation (47)
exhibits the trend to asymmetry due to the last term in it but the
inertial and elastic properties of the microstructure are described by
one term ([q.sub.xxx]) only.
4. FINAL REMARKS
This brief review summarizes recent results in studies on modelling
of wave propagation in microstructured solids. It is clear that the
proper modelling is a basis for engineering calculations. However, the
description of coupling between macro- and microstructure together with
inertial and elastic properties of the microstructure needs more
physical parameters than in case of traditional homogeneous solids.
Fortunately, the existence of microstructure means also additional
measurable effects on the macroscale. This leads to the possibility to
elaborate algorithms for nondestructive testing (NDT) of material
properties. Mathematically it means solving the inverse problems--once
we know the system with the accuracy of parameters then given the
initial (boundary) values and the measured effects one can determine the
parameters of the system. For one-dimensional problems several NDT
algorithms are presented in the monograph [35].
These algorithms are based on the dispersion analysis and
elaborated for harmonic waves and wave packets. In addition, a novel
method is proposed to use solitary waves in the NDT. In this case,
nonlinear effects are taken into account like asymmetry of a wave which
increases during the propagation.
Further studies on modelling of waves in microstructured solids are
in progress, involving thermoelastic waves, two-dimensional problems,
etc.
ACKNOWLEDGEMENTS
The research was supported by the EU through the European Regional
Development Fund and by the Estonian Ministry of Education and Research
(SF 0140077s08) and by the Estonian Science Foundation (grant No. 8702).
Authors would like to thank all their co-authors for cooperation.
doi: 10.3176/eng.2013.3.01
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Juri Engelbrecht and Arkadi Berezovski
CENS, Institute of Cybernetics at Tallinn University of Technology,
Akadeemia tee 21, 12618 Tallinn, Estonia; je@ioc.ee
Received 23 May 2013