Resilience and posttraumatic growth: empirical evidence and clinical applications from a Christian perspective.
Tan, Siang-Yang
The research and psychological literature on resilience (eg.
Meichenbaum, 2006, 2009, 2011, 2012; see also Alvord, Zucker, &
Grados, 2011; Glicken, 2006; Graham, 2013; Gonzales, 2012; Neenan, 2009;
Reich, Zautra & Hall, 2011; Southwick & Charney, 2012) and
posttraumatic growth (e.g., see Calhoun & Tedeschi, 2013; Joseph,
2011; see also Calhoun & Tedeschi, 2006; Helgeson, Reynolds, &
Tomich, 2006; Joseph & Linley, 2006, 2008; Park, 2010; Park &
Hegelson, 2006; Tedeschi, Park, & Calhoun, 1998; Weiss & Berger,
2010) has mushroomed in the last decade or so. Resilience can be defined
as "the capacity to adapt successfully in the presence of risk and
adversity" (Meichenbaum, 2012, p. 3). It is a broad term that is
multidimensional and includes the ability to "confront and handle
stressful life events; grow and thrive in the face of challenges and
adversities; bounce back and beat the odds; recover from or adjust to
misfortune or change; endure traumatic events; maintain a healthy
outcome" (Meichenbaum, 2012, p. 3). Posttraumatic growth is a
related term first coined by Richard Tedeschi and Lawrence Calhoun, to
refer to positive changes that people report following experiences of
adversity and trauma, leading eventually to more well-being: it has also
been called "benefit-finding, growth following adversity, personal
transformation, stress-related growth, and thriving" (Joseph, 2011,
p. 14). This article will briefly review the literature on resilience
and posttraumatic growth, and cover research into practice, with a
Christian perspective provided.
Empirical Evidence for Resilience and Posttraumatic Growth
Meichenbaum (2012) has recently reviewed much of the empirical
evidence and research literature available on resilience and
posttraumatic growth, and it will now be briefly summarized. He first
points out that a traumatic event is likely to be experienced by around
20% of the North American population in any one year. About 60% of the
population in their lifetime will go through traumatic experiences such
as natural disasters, sickness, losses, accidents, and events that
victimize them (e.g., rape, sexual abuse, terrorist attacks). Although
such traumatic events do affect people who experience them, it is
remarkable that research studies show that about 70% of them recover
with resilience and only up to 30% of them evidence harmful effects,
including developing posttraumatic stress disorder or PTSD and other
related problems such as depression, anxiety, and readjustment
difficulties. Resilience is therefore more commonplace than perhaps
initially expected. Many people have the capacity and coping skills
needed to not just go through traumatic events and suffering, but also
to grow through them and end up with positive changes and greater
well-being and strength. However, resilience with positive emotions and
negative emotions often occur together in traumatic experiences or major
life crises. Resilience eventually leads to posttraumatic growth or
positive change that emerges (typically many months later) after going
through significant life crises or trauma.
It usually takes some time for resilience and posttraumatic growth
to occur. There are also various pathways to resilience and the
following factors influence how effectively people deal with trauma and
adversities in their lives (see Meichenbaum, 2012, p. 6):
1. The availability of social relationships as perceived by them,
and their ability to avail themselves of social supports.
2. The extent of perceived personal control and use of energies and
time on activities and circumstances in which they have some effect.
3. The extent to which they can have positive emotions and control
negative affect. Those who daily experience a 3 to 1 ratio of positive
emotions to negative emotions tend to be resilient.
4. The ability to function with cognitive flexibility, using
problem-solving and acceptance skills, depending on the situation.
5. The ability to be involved in activities that follow their
priorities and values in life and for their future.
6. The type and number of social and emotional resources (guidance,
empathy) as well as material resources (financial support) that are
available to them.
7. The ability to face life's adversities and trauma, work
through them, and share their struggles with others, instead of denying
or avoiding negative emotions and pain.
An assessment measure to help one determine where one is growing
from being a "victim" to a "survivor" to a
"thriver" in experiencing trauma is called the Post Traumatic
Growth Inventory (see Meichenbaum, 2012, pp. 7-8). It is available at
cust-cf.apa.org/ptgi/ (see the APA Help Center Post Traumatic Growth
Inventory). It is a 21 item inventory that measures the extent to which
one experiences personal growth or positive change after going through
trauma or adversity, in five domains: relating to others, new
possibilities, personal strength, spiritual change, and appreciation of
life. Meichenbaum (2012) points out that for posttraumatic growth to
occur, the level of posttraumatic stress should not become too long or
too intense. There are various strategies and suggestions for
facilitating posttraumatic growth and preventing posttraumatic stress
from being too intense or prolonged that will be covered later in this
article.
Empirical Evidence for Resilience in Returning service Members and
Their Families
The research literature shows that there is empirical evidence for
the occurrence of resilience in returning service members and their
families (see Meichenbaum, 2012, pp. 11-17). The following are some
salient findings:
1. About 70% or the majority of returning veterans are resilient.
Most of them do not return with "invisible wounds".
2. Veterans on the whole, from World War I to the present, are well
adjusted and living "normal" lives.
3. More positive than negative effects have been reported by
veterans of war and peacekeeping missions.
4. The majority of veterans (around 70%) view the effect of their
military service on their current lives as "very meaningful"
and also highly important, because they feel they have made a great
contribution in helping to protect their nation and family.
5. Veterans tend to report that their combat experience has helped
them to better cope with adversity, with greater self-discipline, honor,
independence, and accomplishment. One example is the finding that 61% of
air force personnel shot down, imprisoned and tortured by the North
Vietnamese for years, still reported that they had psychologically
benefitted from their traumatic experiences.
6. More specifically, Southwick and Charney (2012) found that the
250 American Prisoners of War from the Vietnam War who were imprisoned
for up to eight years, with torture and solitary confinement, that they
studied, evidenced lower than expected incidence of PTSD and depression,
years after they were freed. Southwick and Charney (2012) concluded with
the following prescription for a resilient life based on their intensive
study of these 250 men (a prescription that has also been found in other
research with women who had experienced severe trauma, including sexual
and physical abuse): "establish and nurture a supportive social
network: engage in positive thinking and feelings; develop cognitive
flexibility; develop a personal 'moral compass' or
shatterproof set of beliefs; be altruistic; find a resilient model in a
mentor or heroic figure; learn to be adaptive in facing fears; develop
active coping skills; have a sense of humor and laugh frequently; keep
fit' (Meichenbaum, 2012, pp. 1213).
7. Presently, about 71% of officers and 50% of enlisted military
personnel are married, and 42% of all personnel have children, averaging
two children for each family, with about 1 million having had a parent
deployed. Overall, military families have been found to be remarkably
resilient and strong despite the tremendous stresses they face, and they
are comparable to civilian families in their physical and mental health.
8. The divorce rate among returning military personnel is lower
than that of the general population. The majority of the spouses of such
personnel report that their marriages have been strengthened by
deployment, with only 10% saying that deployment has weakened their
marriages. A survey conducted by the Department of Defense found that
74% of the military spouses reported experiencing personal growth, as
well as greater loneliness, anxiety, and stress.
9. Important resiliency factors for families of active duty
military personnel include having access to comprehensive health care,
education, regular employment, legal assistance, and services providing
social support.
10. Military children have also been found to be generally
resilient, even after going through significant losses and traumas. They
usually function as well as or better than children of civilians in
terms of academic performance, health, and well-being. They also have
similar or lower rates of childhood mental disorders, lower rates of
juvenile delinquency, less probability of alcohol abuse, and higher
grades and IQs compared to children of civilians.
Empirical Evidence for Resilience in Civilian Populations
The research literature also shows that there is evidence for
resilience in civilian populations (see Meichenbaum, 2012, pp. 19-23).
The following are some salient findings:
1. Most individuals, after experiencing a major natural disaster or
a traumatic event such as a terrorist attack, will be upset with a
variety of symptoms immediately after the trauma, but they will recover
within days to weeks. Although 50%-60% of the adult North American
population experience traumatic events, only 5% to 10% of them will
develop PTSD and other related psychiatric disorders.
2. Out of the approximately 150 million women in the United States,
about 68 million of them will be victimized over their lifetime. Around
25% of them will experience some kind of sexual and physical abuse
and/or emotional neglect, and about 12% of them will experience rape.
Every 15 seconds, domestic violence will occur. About 38% of women will
be victimized more than once. However, only 10% of these 68 million
women will have psychiatric problems needing the help of mental health
professionals. Most victimized women therefore evidence tremendous
resilience.
3. A survey conducted 5-8 weeks after the 9/11 terrorist attack in
New York City, found that only 7.5% of adults living in that area
developed PTSD. A later study in February, 2002 reported that only 1.7%
of the adults surveyed had PTSD, showing that PTSD can be resolved over
time, and people bounce back to living more normal lives again.
4. About 58% of Americans believed that there were
"benefits" that came out of the 9/11 terrorist attack,
including an increase in altruism and kindness, religiousness, increased
realization of the preciousness of life, and greater political awareness
and involvement, with a deeper sense of community.
5. The majority of people who have suffered the loss of a loved one
through bereavement recover, with up to 75% of them not showing any
intense distress.
6. About 25% of American youth will experience significant
traumatic events by the time they reach 16 years of age. However,
research studies have found that one half to three fourths of them show
resilience and do not develop psychiatric problems or get involved in
criminal activities. Such youth may have higher levels of distress and
some symptoms in the first few months following traumatic events but
only about 30% of them will continue to have chronic symptoms of
distress. The support and encouragement of parents is crucial in helping
children and adolescents to adjust well to adversity.
7. Resilience has also been found in non-Westernized countries. For
example, after the natural disaster of the 2004 Asian tsunami that led
to over one million displacements and 280,000 deaths, the prevalence
rate for PTSD among the terribly affected coastal villages of India was
found to be only 6.4%. Similarly, in Thailand, after the 2004 tsunami,
only 12% of displaced people were found to have PTSD two months later,
and only 7% nine months later. The rates of depression and anxiety had
also dropped significantly.
The empirical evidence therefore shows that the majority of
individuals who have gone through a traumatic event, in whatever form,
end up with resilience.
Enhancing Resilience: Clinical Applications
Resilience can be enhanced or increased by a number of clinical
strategies or applications gleaned from research that can be used in
practice, in the following six major areas of fitness (couched in a
self-help format) (see Meichenbaum, 2012, pp. 191-196):
1. Physical Fitness. Examples of clinical strategies for enhancing
resilience in the physical fitness area include: "take care of my
body; exercise regularly; get quality sleep; eat healthy; avoid
mood-altering drugs or overuse of alcohol; use healthy coping
procedures--engage nature; avoid high-risk dangerous behaviors"
(Meichenbaum, 2012, p. 191).
2. Interpersonal Fitness. Examples of clinical strategies for
enhancing resilience in the interpersonal fitness area include:
"reconnect with social supports; lean on others and seek and accept
help; give back and help others; participate in a social network; share
my emotions with someone I trust; improve communication skills; be a
good social problem-solver; improve my conflict management skills;
nurture my relationship with my partner or spouse; overcome barriers to
seeking help; use community resources such as websites, telephone
hotlines; use my cultural or ethnic traditions, rituals, and identity as
a support aide; find a role model or mentor; use pets to maintain and
develop relationships and as a way to manage moods" (Meichenbaum,
2012, p. 192).
3. Emotional Fitness. Examples of clinical strategies for enhancing
resilience in the emotional fitness area include " Ways to Increase
Positive Emotions: cultivate positive emotions (use hobbies and
pleasurable activities); make a 'bucket list' of emotional
uplifting activities and then just do it!; show
'grit'--ability to pursue with determination long-term goals
(choose hard right over easy wrong); use positive humor; express
gratitude" (Meichenbaum, 2012, pp. 192-193), and " Ways to
Regulate Negative Emotions: give myself permission to experience and
share emotions (feel sad, cry, grieve, become angry); face my fears;
engage in constructive grieving (memorialize and honor those who have
been lost); share my story and the 'rest of my story' of what
led me to survive (share lessons learned); journal--use 'writing
cure'; use creative and expressive activities to work through my
feelings; enjoy the benefits of self-disclosure; re-story my life and
share evidence of my resilience; use relaxation and mindfulness skills;
change my self-talk" (Meichenbaum, 2012, p. 193).
4. Thinking Fitness. Examples of clinical strategies for enhancing
resilience in the thinking fitness area include: "be
psychologically flexible; use constructive thinking and consider
alternative solutions/ pathways; establish achievable goals... realistic
expectations; use hope to achieve goals; engage in benefit-finding
(search for the silver lining); engage in benefit-remembering; engage in
downward comparison (consider those less fortunate); go on a
'meaning making mission'; engage in altruistic (helping)
behaviors; be mindful, 'mentalize' and stay in the present;
associate with people who share my positive values in life and help me
re-author my story; avoid debilitating guilt and shame reactions;
nurture a positive view of myself, others, and the future; create a
'healing story'" (Meichenbaum, 2012, pp. 193-194).
5. Behavioral Fitness. Examples of clinical strategies for
enhancing resilience in the behavioral fitness area include:
"develop safe routines; stay calm under pressure; break tasks into
doable sub-tasks; avoid avoidance and accept, tolerate, confront and
experience traumatic events; improve my 'people-picking'
skills. Avoid people, places, and things that get me into trouble; take
a 'news holiday'; self-disclose to a trusted person; join a
social group that gives my life a sense of purpose; adopt a 'can
do' attitude; read to find comfort; gather information (visit
websites); avoid making things 'worse'; continue my
'journey of healing' and view setbacks as 'learning
opportunities'; use my 'action plans' and 'backup
plans'". (Meichenbaum, 2012, p. 195).
6. Spiritual Fitness. Examples of clinical strategies for enhancing
resilience in the spiritual fitness area include: "Use positive
religious/ spiritual ways of coping; avoid using negative religious/
spiritual ways of coping; rekindle hope; visit the chaplain or some
other clergy person for assistance; use some form of spiritual/
religious devotional activities; participate in a spiritual and
religious group; engage in spiritual/ religious rituals; forgive others
and forgive oneself; use my spiritual/ religious beliefs and traditions
to find comfort and peace of mind; share the spiritual lessons learned
from my trauma experiences; address my 'moral injuries' and
'soul wounds'; recognize life is short and commit to living
each moment fully and enter a stage of 'generativity'--give to
future generations" (Meichenbaum, 2012, pp. 195-196).
THRIVE: Six Signposts to Facilitating Posttraumatic Growth
Joseph (2011) has similarly described six signposts to facilitating
posttraumatic growth (in a self-help format) based on research, that can
be applied to practice, following the THRIVE model: 1. Taking Stock; 2.
Harvesting Hope; 3. Re-authoring; 4. Identifying Change; 5. Valuing
Change; and 6. Expressing Change in Action" (pp. 175-176).
Signpost 1: Taking stock
The basics of taking stock include: "check that you are
physically safe; check that you are getting medical, psychological, and
legal help if you need it; check that you are eating well; check that
you are getting enough sleep; stay physically active; make sure you keep
pleasurable things in your life, and try to maintain routines as much as
possible; practice learning to relax; practice self-compassion; be aware
of triggers; avoiding avoidance; observe your reactions without judging;
confronting traumatic memories and emotions; connecting with others;
tuning in to your emotions; focus on what you can do and build on that;
laughter and smiling; learning from the past" (Joseph, 2011, pp.
176-188).
Signpost 2: Harvesting Hope
Exercises for harvesting hope include: "don't
underestimate the power of hope; be inspired: look for stories of
personal growth; begin to practice hope; use the miracle question; use
your social support; look to the future" (Joseph, 2011, pp.
188-193).
Signpost 3: Re-authoring
Re-authoring refers to changing one's mindset from being a
victim to being a survivor to eventually being a thriver. Re-authoring
traumatic experiences in a way that facilitates posttraumatic growth
involves the following strategies: "cultivate the growth mindset;
use metaphors; expressive writing" (Joseph, 2011, pp. 194-198).
Signpost 4: Identifying Change
Exercises for identifying change include: "keep a diary of
what goes well; you can track your own growth by completing the
Psychological Well-Being Post-Traumatic Changes Questionnaire to assess
change in six areas of your life: self-acceptance, autonomy, purpose in
life, relationships, sense of mastery, and personal growth"
(Joseph, 2011, pp. 198-200).
Signpost 5: Valuing Change
Exercises for valuing change include: "gratitude exercise;
imagining loss; write your own obituary as you would like it to
read" (Joseph, 2011, pp. 202-203).
Signpost 6: Expressing Change in Action
It is essential to translate growth into concrete behaviors or
action. It may therefore be helpful to ask: "What things have you
done this past week, no matter how trivial they seem, that demonstrate
that you are becoming more self-accepting, autonomous, purposeful in
your life, focused on deepening your relationships, masterful over your
situation, and open to personal growth? And what things will you do next
week that demonstrate these strengths? In this connection, you might
find it helpful to think about expressing yourself in new and creative
ways through activism, advocacy, and other forms of commitment to
personal or social action" (Joseph, 2011, p. 204).
Resilience and Posttraumatic Growth: A Biblical Perspective
The Bible has much to say about suffering (e.g., see Piper &
Taylor, 2006; Tada & Estes, 1997; Tan, 2006; Tchividjian, 2012;
Thomas, 2002; Tiegreen, 2006) and how we can grow through the trials and
tribulations of life (e.g., see Rom. 5:3-5, 8:18, 8:28, 29; 2 Cor.
4:16-18; James 1:2-4; 1 Pet. 4:12-13, 5:10). A biblical or Christian
perspective on suffering, including experiencing adversity and trauma,
provides much meaning and help that can lead to resilience and
posttraumatic growth that is Christ-centered and cross-centered (cf.
Phil. 3:10; Heb. 4:15). However, it does not glorify suffering, and God
promises that one day, in Heaven to come, there will be no more
suffering or pain (Rev. 21:1, 3-5).
Tada and Estes (1997, pp. 232-240) have listed 36 blessings or
benefits that can come from God's hand through experiences of
hardship and suffering, based on Scripture. They include: "God uses
suffering to refine, perfect, strengthen, and keep us from falling;
Suffering allows the life of Christ to be manifested in our mortal
flesh; suffering teaches us humility; Suffering teaches us that God is
more concerned with character than comfort. that the greatest good of
the Christian life is not the absence of pain but Christlikeness;
Obedience and self-control are learned from suffering; Suffering
strengthens and allows us to comfort others who are weak" (Tan,
2006, p. 77). A biblical perspective on posttraumatic growth will
therefore emphasize the outcomes of brokenness, humility, and deeper
Christlikeness, rather than greater strength and self-confidence. It
will focus on God's strength or power being made perfect in out
weakness (2 Cor. 12:9-10), and how weakness is the way or key in the
Christian spiritual life (Packer, 2013; see also Dawn, 2001) and not
self-sufficiency that can lead to pride.
Meichenbaum (2012) has pointed out that the world's major
religions such as Christianity, Judaism, Islam, Buddhism, and Hinduism
all teach that suffering is part and parcel of life but growth or
transformation can be the eventual outcome. Resilience and posttraumatic
growth can therefore emerge from tragedy and trauma including some of
the "authentic disciplines" or circumstantial spiritual
disciplines such as waiting, suffering, persecution, mourning, and
sacrifice (Thomas, 2002), consistent with much biblical teaching (see
Tan, 2011, p. 358).
However, a biblical or Christian perspective on suffering goes
beyond affirming and emphasizing its potential benefits and blessings.
Benefit-finding is not the ultimate meaning or end of human suffering. A
deeper biblical view on suffering will also focus on knowing God and
sharing in the fellowship of Christ's sufferings (Phil. 3:10) in
union and communion with him. Concrete benefits and blessings may not be
apparent or clear but God is doing his deeper work of grace in our
hearts and lives through redemptive and sanctified suffering, and in so
doing reveals his greater glory in and through us (e.g., see Piper &
Taylor, 2006; Tchividjian, 2012; Tiegreen, 2006). A biblical perspective
on suffering must eventually be Christ-centered and cross-centered, but
requiring also the power of His resurrection (Phil. 3:10) and the help
of the Holy Spirit as the Divine Comforter and Counselor (Jn. 14:16-17).
John Piper has emphasized that "the ultimate purpose of the
universe is to display the greatness of the glory of the grace of
God", and therefore, "the ultimate reason that suffering
exists. is so that Christ might display the greatness of the glory of
the grace of God by suffering in himself to overcome our suffering"
(Piper, 2006, p. 89).
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Siang-Yang Tan
Fuller Theological Seminary
Please address all correspondence to: Siang-Yang Tan, Ph.D.,
Professor of Psychology, Graduate School of Psychology, Fuller
Theological Seminary, 180 N. Oakland Avenue, Pasadena, CA 91101;
siangyangtan@fuller.edu
Siang-Yang Tan, Ph.D. (McGill University) is Professor of
Psychology at the Graduate School of Psychology, Fuller Theological
Seminary in Pasadena, CA, and Senior Pastor of First Evangelical Church
Glendale in Glendale, CA. He has published numerous articles and
thirteen books, the latest of which is Counseling and Psychotherapy: A
Christian Perspective (Baker Academic, 2011).