Suffering, glory and outcomes in psychotherapy.
Hoffman, Lowell W.
Psychologist practitioners are trained to understand human mental
and emotional suffering through the lens of a manualized nosology (DSM)
of symptom clusters. They are taught that reduction of these symptoms by
means of the most efficient techniques that are empirically supported by
a randomized controlled trial (RCT) methodology is the treatment of
choice and the ethical practice of psychotherapy.
To the chagrin of the psychologist practitioner who adheres to the
empirically validated tail of psychotherapy research which wags the dog
of most prescribed clinical practice, short-term positive
psychotherapeutic outcomes all too often devolve into the patient's
relapse and symptom substitution. Such importunate clinical outcomes
present the practitioner with several considerations including: a) the
treatment plan is incomplete, b) the patient needs medication, c) the
patient is non-compliant with the treatment, d) another practitioner may
be a better "fit" for the patient, e) the practitioner is
better suited for teaching, writing, research, consultation, mediation,
coaching and/or managing care for a third party payor, or f) the
practitioner's therapeutic model is inappropriate for intervening
with the vicissitudes of the patient's world.
The conscientious practitioner is usually imbued with sufficient
humility to first privilege the hypothesis that his or her treatment
plan is incomplete. However, a poignant moment of reckoning eventually
comes for the practitioner when there is nothing left in the toolbox to
add to the treatment plan. This is a trying event for the practitioner
who can tacitly if not actively relinquish some or all of the
therapeutic alliance with the patient. Such ruptures in the therapeutic
alliance are also trying for the patient and can be a source of new
suffering for him or her. Henry, Schacht and Strupp (1986,1990) have
identified the following practitioner behaviors in poor-outcome cases:
hostile control (i.e., belittling and blaming), hostile separation
(i.e., ignoring and neglecting), complexity (i.e., messages
simultaneously conveying contradictory information), and less
affiliative autonomy granting (i.e., affirming and understanding)(see
also Castonguay, Boswell, et al. 2010). This present article is
especially written for the practitioner who has experienced the desire
to "go deeper" with a patient, who perhaps has felt a sense of
failing a patient, and who is looking for alternative models.
An Integrative Theological Excursus on Suffering
The psychologist practitioner who is engaged in Christian
integration is committed to a consilience between complementary
Judeo-Christian principles, truths, meanings and ways of relating with
empirically validated psychotherapeutic interventions. Not only
practitioners working integratively with patients, but also the
contemporary church and the churches of previous centuries have
languished in theological occlusion with the problem of suffering and
evil. Pessimistic eschatologies, elaborate theodicies, and mystical
suffering myths have been propounded by the church to ameliorate the
stain of incalculable sufferings upon the good news of the death and
resurrection of Jesus the Christ and a Christian theology of hope. The
church's unsatisfying attempts to respond to a world and a church
that continues to suffer have failed, at least in part, because of a
theological lacuna to the centrality of suffering on the way to
realizing a new heaven and new earth.
A theological preoccupation with the power of Christ's
resurrection and the implications of this power for the believer has
left the church without an adequate register for the proper alignment of
suffering in the already extant and progressively coming kingdom of God.
Karl Barth (1956) observed that only the early church prior to
Constantine demonstrated a pathos capable of being a church in weakness
with the accompanying competence through grace to suffer, and to suffer
with the other who suffers. From Barth, one can understand that the
church since Constantine has perpetuated a defensive reaction formation
against suffering by ensuring through countless ignominious compromises,
rationalizations and atrocities that it remains a church in power. A
prophetic Barth looked forward to a time when a post-Constantinian
church could be a church in weakness, a church that "... set its
hope wholly and utterly on grace" (1956, p. 338).
Philippians 3
A deconstruction of triumphalistic readings of Paul yields a
theology of suffering that is robust and satisfying. In fact, Paul
propounds that there is only a cursory knowledge of Christ without
individual suffering for the believer in Jesus. He intimates a
comprehensive knowing of Christ in "the power of his resurrection,
and the fellowship of sharing in his sufferings [emphasis added],
becoming like him in his death, and so, somehow, to attain to the
resurrection from the dead" (Phil. 3:10-11, New International
Version). Innumerable misreadings of this text eclipse the plain meaning
of Paul's affirmation regarding suffering. First, there is a
fellowship of sharing in Jesus' sufferings. Our comprehension of
this experience of sharing in Jesus' sufferings in the present and
coming kingdom of God is barely possible without Moltmann's (1993)
contribution on the suffering God. The Son who lost His Father for us,
and the Father who lost His only begotten Son for us, is the same God
who empathically weeps now for His children who are suffering presently
on earth. The drying of the last tear in the New Jerusalem is surely the
tear of God (Rev. 21:4). Jesus weeps for our losses as surely as he wept
for Mary and Martha's loss of Lazarus which was also his own loss
(John 11: 35).
Second, there is no intimate knowing of Jesus without being in his
suffering with him. Jesus taught us to pray to the Father for
deliverance from evil, but not from suffering. To ask for a bye on
suffering with Jesus is as disingenuous as crafting a wedding vow that
commits to being with the other in health only, but not in sickness. The
Christian who desires to know Christ only in the power of his
resurrection exalts in Christ's "finished work" and is at
risk for personally pursuing the church's greatest error--to be and
to perpetuate being the church in power.
Third, the Christian must reckon that entering into this intimacy
of suffering with Christ definitively includes becoming like him in his
death. While this death of self surely implies a dying to the lusts of
flesh and eye and to the pride of life, and sometimes martyrdom, it
means much more. The theologian Hegel (1824, 1987) and the psychoanalyst
Winnicott (1969) help us to understand this death as a laying down of
ourselves for the other who suffers and the survival of the other's
destructive attitudes and behaviors for the other's well-being.
Marie Hoffman thoroughly and convincingly explicates this understanding
in Toward Mutual Recognition: Relational Psychoanalysis and the
Christian Narrative (in press). A condensed compilation of her thought
is found in her articles in this journal (Hoffman, 2010a, 2010b).
Fourth, there is little mystery in this suffering with Christ. The
kingdom is here and as ministers of reconciliation (2 Cor. 5:18), we are
here to be the face of the one mediator between God and humans (1 Tim.
2:5), e.g. we are here to love God and love our neighbor (Matt.
22:37-39) which somehow will attain for the many the resurrection from
the dead. There is mystery here, but the mystery is not as much in
humans knowing a fellowship of suffering with Christ, as it is in the
"somehow" that eventuates in the realization of a new heaven
and new earth. The mystery that is in the human suffering since Calvary
for this author, is in all of the anguish that God went through when
Jesus became like us and gave up His very self for us, and then left us
with still quite a lot of suffering to go through.
A possible understanding of human suffering since Calvary is that
the coming of the kingdom of God (shalom) is a shared project between
the God who discerns good from evil and chooses the good, and the joint
heirs in Christ (Rom. 8:17) who can now also discern good from evil and
choose the good. Human knowledge of good and evil could not be reversed
to an original human innocence (Gen. 2:17, 3:3ff); therefore God in
Christ and through the Holy Spirit has empowered regenerated ministers
of reconciliation who can now live in the ambivalence of good and evil
and choose the good and overcome the evil with the good (Rom. 12:21).
In this fellowship, or partnership with God, those who love God and
surrender to His project of shalom, live in the eternal present to do
the greater works than those done when Jesus was here with us (John
14:12). Jesus did not once for all in our time and space existence put
an end to suffering and death, which we inherited through our collective
choice to know good and evil; rather Jesus, in concert with the work of
the Spirit and all who live and work as ministers of reconciliation,
will in a second fullness of time, put an end to suffering and death in
the new heaven and new earth. Establishment of the kingdom of God is the
shared work of the Son of God and the Spirit of God in concert with the
people of God who experience the call of His purpose (Rom. 8:28) in a
grand activity of co-creativity, a building of a fellowship of oneness
in which all flesh will become one as God is One (John 17:22).
Romans 8
Less thorough readings of Paul's magnum opus trudge through
the "darkness" of the first seven chapters of depravity and
debauchery, faith and faithlessness, struggle and death, which according
to these readings, reaches a crescendo, "What a wretched man I am!
Who will rescue me ...?" (Rom. 7:24). And then ... a thousand
points of light break through the darkness, "Therefore, there is no
condemnation for those who are in Christ Jesus...." (Rom. 8:1).
These readings of Romans 8 focus on the glad tidings of no condemnation,
and like an express train that skips certain stations, rush to the end
of the chapter to the "life verse" of countless Christians,
particularly those with a pessimistic eschatology: "And we know
that in all things God works for the good of those who love
him...." (Rom. 8:28).
The missed local stop between Rom. 8:17 and 8:27 affirms that
"... we are ... co-heirs with Christ, if indeed we share in his
sufferings [emphasis added], in order that we may also share in his
glory [emphasis added]" (Rom. 8:17). Such readings overlook much in
this section.
The whole creation that has groaned with suffering right up until
the time of Christ and Paul (Rom. 8:22), will continue to groan and
every person will continue to groan, in spite of "the first fruits
of the Spirit", until the time of the "redemption of our
bodies" (Rom. 8:23), the time when we will all have faces, the time
when we will all be one as the Father and Son are One, at the
commencement of the glory of the fully realized kingdom of God in the
new heaven and new earth. Until then, "the Spirit helps us in our
weakness," i.e., our suffering (Rom. 8:26).
In the prevalent readings of Romans 8, the apprehension of the
obvious meaning of the Christian's suffering in this passage is as
densely defended against as the narcissist's apperception of shame.
These prevailing readings tend to obfuscate the meaning of suffering in
a manner that reminds one of the husband who cleans the entire house
with the hope that his wife will experience in this service his love,
only to hear his wife exclaim, "Thank you, but all I needed was a
hug!" The preponderance of suffering for most Christians is not
about being a martyr in a foreign land or bracing for an impending
onslaught of a persecution closer to home. Present expectancies of the
Christian's suffering tend to focus on persecution of Christians by
the culture. This is happening; our culture has understandably been
disillusioned and incensed by a church which has clung to and
perpetuated its power. But the Christian's hyper-focus on dreaded
suffering of grand-sized persecutions can also be understood
(psychoanalytically-speaking), as a defense against acknowledging
Jesus' invitation to every follower to surrender to myriad everyday
sufferings, many of which bring Christians face-to-face with aspects of
themselves and the other that cause great discomfort when acknowledged.
Most Christian suffering is mundane when contrasted to persecution.
The epicenter of most suffering is more often than not intrapsychic.
This suffering includes personal grieving over an unloving response to
or action against or marginalization of a loved one, the sacrifice
involved in providing for the orphan, widow, indigent and ill or
visitation of a prisoner. This suffering requires weeping with those who
weep, resisting the urge to dismiss the other's suffering with a
platitude, or worse yet, with the judgment of Job's friends.
Sometimes this suffering is a recognition of one's finiteness, that
loving one's spouse precludes being there for another. Suffering is
a calling to love one's enemies until there are no more enemies,
and when having done all, to eventually yield to the loss of one's
loved ones, sustenance, standing, health and life. More than anything
else, Christian suffering is about knowing Christ.
The Christian's suffering wrestles with the foreknowledge of
what is coming and pleads, "Father, if it is possible, let this cup
pass...." (Matt. 26:39). The Christian's suffering sobs for
the other as it groans, "How often I would have gathered you to
myself . , but you would not" (Matt.23:37). The Christian's
suffering of aloneness and the perceived distance of God screams out,
"My God, why have you forsaken me?" (Matt. 27:46). This same
suffering echoes the prophet's forlorn anger and disillusionment,
"How much longer Lord ...?" (Jer. 4:21; 12:4). The opening of
Mother Theresa's diaries, so filled with uncertainty and doubt, did
not uncloak another Christian hoax; rather they revealed a woman who
intimately knew Christ in the fellowship of His sufferings before
Calvary, at Calvary, and since Calvary. This is the way of the kingdom,
this is the way to the kingdom, this is how the kingdom will come. When
we pray, "Our Father . ," we pray for this kingdom and far
from asking for the bye from suffering, we ask, " Your will be done
... in me, I want to know you--intimately--in the power of your
resurrection, and in the fellowship of your sufferings, so that somehow,
I along with the many, will experience your glory."
Back to Psychotherapy Outcomes
For those who have endured to the end the preceding theological
excursus, what does a Christian theology of suffering have to do with
psychotherapy outcomes? For the practitioner committed to
Judeo-Christian integration, a theology of suffering has everything to
do with outcomes. A theology of suffering helps us to understand that
our role of serving as ministers of reconciliation, of staying in the
suffering as we somehow endure until there is resurrection, often means
that sitting with the other "among the ashes" for a week of
days (i.e., short-term solution focus) is not sufficient (Job 2). A
theology of suffering calls us to persevere with the other in the ashes
with the distress of sometimes not knowing what to do or say.
This theology constrains us to discontinue standardized
interventions with a person when they are not working, to be willing to
tolerate the distress of not always having an empirically validated
process to follow (although this should not be relied on as a
rationalization for sloppy or unethical treatment). This theology
constrains us to potentially gut-wrenching personal realizations that we
must experience our own personal psychotherapy to avert further
suffering by our patients due to our other-than-secure attachment
styles, internalized hostilities, excessive need to be liked or admired,
inability to receive criticism and/or difficulty tolerating negative
emotion (see Castonguay, et al., 2010, p.45).
To be a practitioner willing to suffer with the other will surely
call us to follow a therapeutic trajectory of sometimes, if not often,
becoming sin for the other, bearing reproach for another, becoming
soiled with the other. This theology of suffering contravenes any
primary concerns regarding how we will feel when a colleague inquires,
"Are you still treating her?" or what we will say when the
"care" manager asks, "Why is this person still in
treatment?" This theology of suffering calls us to give up on a
treatment plan when it is not working, and above all, to avoid the
placing of any blame on the patient.
Psychoanalytic Psychotherapy as an Alternative Model for
Practitioners
One anecdotal tale (reference unknown) remembers Sigmund Freud
stating that psychoanalysis should be the treatment of last resort, i.e.
if something less onerous helps, by all means choose the less burdensome
option. While this article is especially written for colleagues who are
searching for alternatives to what they now practice, the intent of the
article is not to supplant what is categorically helpful. For example,
specific anxiety conditions such as panic disorder and simple phobia
respond well to short-term, manualized (non-psychodynamic) treatments
and are empirically supported as having lasting effects (Westen et al.,
2004).
Current research demonstrates that the benefits of psychodynamic
psychotherapy for numerous other Axis I and Axis II disorders not only
are efficacious, but endure and increase with time. (See below). Reasons
abound among colleagues who are hesitant or opposed to investigating the
benefits of psychoanalytic psychotherapy. The interested reader is
directed to Shedler (2006) for a discussion of this phenomenon. Perhaps
the most obvious reason that practitioners do not consider the benefits
of psychodynamic psychotherapy, is that they have been taught that
arcane aspects of psychoanalysis are still the superstructure of the
treatment. The reality is, facets of psychoanalysis needed to die and
have died.
Facets of Psychoanalysis Needed to Die
Psychoanalysis came to psychology through an incredible human being
who insisted on honesty. Whatever else psychoanalysis was, it was
certainly Sigmund Freud's prophetic rebuke of a power-obsessed,
pseudo-Christian empire which condoned the persecution of some of
it's people (particularly Jews). Freud's (unconscious?)
secular recapitulation of a historic Judeo-Christian sensibility of a
desperately wicked heart that cannot be known through his
"discovery" of the unconscious, heralded his sweeping
rejection of the falsehood he experienced among the populace of the
fading Hapsburg dynasty. (1) His early topographical model of the human
psyche as conscious, preconscious, and unconscious and his exploration
of the oppositional life forces of eros and thanatos held much promise
for his secular, religious-empire-rejecting understanding of humanity
and religion. On his way to a Darwinian-inspired scientific model of the
human organism, Freud replaced his tri-partite topographical model of
conscious, preconscious and unconscious with a tri-partite structural
model of id, ego, and superego which in the German rendering were
"it, I and over-T (Bettelheim, 1982).
Freud's structural model of id, ego and superego can be
understood as a psychic hydraulic system of three inter-related
drive-containing chambers with valves that can be manipulated to
maintain a quiescence in the human psyche through sustaining an
equilibrium between opposing forces within the chambers. Too much
pressure in one chamber could be compensated for by a ballast maneuver
of equalizing the pressure between the three chambers.
In his attempt to craft a more scientific model of the human
organism, Freud's shift toward the more positivist conceptions of
his structural model of "it, I and over-I" eventually devolved
in much post-war psychoanalytic theory and practice into a system of
symptom reduction through reliance on the structural equilibrium theory.
When alternative models of psychological theory and practice questioned
the insufficiency of the structural model, many of the practitioners of
the psychoanalytic project withdrew into gnostic-like societies of
private knowledge that of course could not be understood by the
"unenlightened."
Even more tragic were the instances of interminable psychoanalytic
treatments where patients languished on the couches as living annuities
for their aging analysts. Ghettos of practitioners of obsolete
psychoanalytic theory and practice became sanctums of normal science
(Kuhn, 1962) and these practices needed to die.
What Is Currently Practiced Psychoanalytic/ Psychodynamic
Psychotherapy?
Shedler (2009) enumerates seven discrete features of current
psychodynamic technique:
1. Focus on affect and expression of emotion
2. Exploration of attempts to avoid distressing thoughts and
feelings
3. Identification of [painful or self-defeating] themes and
patterns
4. Discussion of past experience (developmental focus)
5. Focus on interpersonal relations
6. Focus on the therapy relationship
7. Exploration of wishes and fantasies
In summarizing the overall focus of these seven features, Shedler
states, "The goals of psychodynamic psychotherapy include, but
extend beyond, symptom reduction. Successful treatment should not only
relieve symptoms (i.e. get rid of something) but also foster the
positive presence [within the patient] of psychological capacities and
resources" (2009, p. 4, emphasis in original).
Current psychodynamic practices have been delineated in a study by
Ablon & Jones (1998) in which recognized experts in psychoanalytic
and cognitive behavioral therapies described "ideally"
conducted treatments. Psychodynamic practices were found to include
unstructured, open-ended dialogue that includes discussion of the
patient's fantasies and dreams; identifying recurrent themes in the
patient's experience; understanding patient's feelings/
perceptions in the light of past experiences; exploring feelings
regarded by the patient as unacceptable (e.g., anger, envy, excitement);
pointing out defensive operations; interpreting disowned or unconscious
wishes, feelings and ideas; focusing on the therapy relationship and
what is experienced in the dyad; and linking connections between the
therapy relationship and other relationships.
By contrast, CBT practices were found to be structured by the
therapist: introducing topics to the patient; functioning in a didactic
role with the patient; offering direct guidance and advice to the
patient; discussing the patient's treatment goals; offering
explanatory information regarding the treatment and techniques; focusing
on the patient's contemporaneous life situation; focusing on
cognitive (rather than affective) themes, particularly thoughts and
belief systems; and discussing and assigning homework for the patient to
work on outside of the therapy session (Ablon & Jones, 1998).
Outcomes Research for Psychoanalytic Treatments
The present article is neither an outcomes studies paper nor a
meta-analytic study, but rather a summary of other meta-analytic
studies. The author is grateful to specific academicians and researchers
who have written accessible articles on the current findings of
psychodynamic outcomes research for the benefit of practitioners and
their patients (see Shelder 2009; Westen, et. al., 2006; Wallerstein,
2006; Blatt, et.al., 2006; Dahlbender, et.al., 2006; Herzig & Licht,
2006; Leichsenring, 2006). It is important to acknowledge that some
psychoanalysts previously resisted submitting psychodynamic treatments
to the rigors of a randomized controlled trial methodology that would
provide empirical support for this treatment. (2) Moreover,
demonstration of psychoanalytic treatment efficacy has been limited by a
"mismatch between what psychodynamic psychotherapy aims to
accomplish and what outcome studies typically measure." (Shedler,
2009, p. 14). Consequently, the sheer number of studies of
non-psychodynamic treatments dwarfs the available empirically rigorous
studies of psychoanalytic treatments.
In certain halls of psychology, one can continue to hear
professors, clinicians and researchers aver that there is little
empirical evidence to support the continued practice of psychoanalytic
treatments. This contention is no longer scientifically tenable in light
of the current evidence. Shedler (2009) has done some heavy lifting in
order to provide the interested scientist and practitioner with
considerable empirical support for effect sizes of psychoanalytic
psychotherapy which are comparable to the current "evidence-based
treatments," and which also demonstrate some larger effect sizes
for psychoanalytic treatments when they are compared with the manualized
non-psychoanalytic treatments.
Shedler's Review of Empirical Evidence for Treatment Efficacy
Findings
In order to establish a baseline for understanding effect size
benefit in psychological and medical meta-analytic research, Shedler
begins with examining effect sizes for anti-depressant medications. He
notes that, "The overall mean effect size for anti-depressant
medications approved by the FDA between 1987 and 2004 was .31 (Turner,
et al., 2008)" (Shedler, 2009, p.5). Shedler further notes that
according to Cohen (1988), in psychological and medical research, an
effect size of .8 is understood to be large, an effect size of .5 is
moderate, and an effect size of .2 is small. Effect size is a
measurement expressed in standard deviation units which is used to
contrast the difference between like variables measured in a treatment
group and control groups.
What follows is a condensed summary of Shedler's (2009) review
of the empirical evidence for the efficacy of psychodynamic treatments:
1. An "especially rigorous meta-analysis of psychodynamic
psychotherapy" (Abbass, Hancock, et al., 2006) was conducted on 23
randomized controlled trials of 1,431 patients suffering from
non-bipolar depressive disorders, anxiety disorders and somatoform
disorders, often with co-morbidity of personality disorders. The
patients received less than 40 hours of psychodynamic psychotherapy with
controls ("treatment as usual," minimal treatment and wait
list). An overall effect size of .97 for general symptom improvement
increased to an effect size of 1.51 at follow up of 9 months or more,
following end of treatment. Collateral effect sizes were as follows: for
improvement of somatic symptoms, .81 with long-term follow-up effect
size of 2.21; for improvement of anxiety, 1.08 with long-term follow-up
effect size of 1.35; for depression, .59 with long-term effect size of
.98. Shedler concludes, "The consistent trend toward larger effect
sizes at follow-up suggests that psychodynamic psychotherapy sets in
motion psychological processes that lead to ongoing change, even after
therapy has ended" (2009, p. 6).
2. A meta-analysis of 17 well-conceived randomized controlled
trials of psychodynamic psychotherapies averaging 21 sessions found an
effect size of 1.17 for psychodynamic psychotherapy compared to controls
(Leichsenring, Rabung & Leibing, 2004). Pre-treatment to
post-treatment effect size was 1.39 with an average 13 month follow-up
effect size of 1.57. The authors clarified that psychodynamic
psychotherapy left patients, "... better off with regard to their
target problems than 92% of patients before therapy" (quoted in
Shedler, 2009, p. 7).
3. A meta-analysis of 23 studies examining 1,870 patients in
short-term psychodynamic psychotherapy for somatic conditions including
dermatological, neurological, cardiovascular, respiratory,
gastrointestinal, musculoskeletal and immunological complaints reported
a .59 effect size improvement in somatic symptoms (Abbass, Kisely &
Kroenke, 2009). Of the 23 studies that reported such data, there was a
77.8% reduction in healthcare utilization after completion of
psychodynamic psychotherapy.
4. A meta-analysis studying the efficacy of psychodynamic
psychotherapy (14 studies) and cognitive-behavioral therapy (11 studies)
for treatment of personality disorders studied pre-treatment to
post-treatment effect sizes with follow-up data of the longest term
available (Leichsenring & Leibing, 2003). A mean length of treatment
of 37 weeks with a follow-up of 1.5 years was reported for the
psychodynamic psychotherapy. A mean length of treatment of 16 weeks with
a mean follow-up of 13 weeks was reported for the cognitive-behavioral
therapy. The pre-treatment to post-treatment effect sizes were as
follows: psychodynamic psychotherapy, 1.46 / cognitive-behavioral
therapy, 1.0.
5. A meta-analysis of the effects of long-term psychodynamic
psychotherapies averaging 150 sessions for patients with mixed/moderate
pathology and severe personality pathology was conducted by de Maat, de
Jonghe, et al. (2009). Pre-treatment to post-treatment effect size for
patients with mixed/moderate pathology was .78 for general improvement
with an averaged 3.2 year post-treatment follow-up effect size of .94.
Pre-treatment to post-treatment effect size for patients with severe
personality pathology was .94 which increased to 1.02 at an average 5.2
years post-treatment follow-up.
Shedler (2009) states that what is "... especially noteworthy
is the recurring finding that the benefits of psychodynamic
psychotherapy not only endure, but increase with time" (p.8). He
bases this conclusion on at least five independent meta-analyses
(Abbass, et al., 2006; Anderson & Lambert, 1995; de Maat et al.,
2009; Leichsenring et al., 2004; Leichsenring & Rabung, 2008).
Shedler continues, "In contrast, the benefits of other
(non-psychodynamic) empirically supported therapies tend to decay over
time for the most common disorders (e.g., depression, generalized
anxiety)" (2009, p. 8). He cites the following meta-analyses to
substantiate his conclusions regarding the non-psychodynamic therapies:
(Gloaguen, Cottraux, et al., 1998; Hollon, DeRubeis, Shelton, et al.,
2005; Maat, Dekker, et al., 2006; Westen, Novotny &
Thompson-Brenner, 2004).
Randomized controlled trials demonstrate marked improvements when
psychodynamic psychotherapy is the chosen treatment for depression,
anxiety, panic, somatoform disorders, eating disorders, substance abuse
co-morbidity and personality disorders (Leichsenring, 2005; Milrod, et
al., 2007). Of particular interest is the treatment of borderline
personality disorder (BPD) with psychodynamic psychotherapy and findings
of effect sizes that equaled or exceeded all other evidence-based
treatments including dialectical behavior therapy, or DBT (Clarkin, et
al., 2007). Moreover, intrapsychic changes including improved reflective
functioning and attachment organization were found in patients who
received psychodynamic psychotherapy, but not in patients treated with
DBT (Levy, et al., 2006). Additionally, Bateman and Fonagy (2008) report
at five year follow-up, patients receiving psychodynamic treatment for
borderline personality disorder still met the criteria for BPD in only
13% of cases, while patients receiving other forms of treatment
continued to meet the diagnostic criteria of BPD in 87% of the cases.
The Wildcard Factor in Non-Psychodynamic Treatments
Shedler (2009) also explores the consideration that, "The
'active ingredients' of therapy are not necessarily those
presumed by the treatment or theory" (p. 10). He notes that,
". available evidence indicates that the mechanisms of change in
cognitive therapy (CT) are not those presumed by the theory (p. 10,
emphasis in original). Shedler quotes Kazdin who concluded in a review
of empirically validated mechanisms of change in psychotherapy,
"Perhaps we can state more confidently now than ever before that
whatever may be the basis of changes with CT, it does not seem to be the
cognitions as originally proposed" (Kazdin, 2007, p.8).
Shedler continues, "For these reasons, studies of therapy
'brand names' can be highly misleading. Studies that look
beyond brand names by examining session videotapes or transcripts may be
more informative (Goldfried & Wolfe, 1996; Kazdin, 2007, 2008)"
(2009, p. 11). Ablon and Jones (1998) collected expert ratings of
treatment interventions in psychodynamic and cognitive behavioral
therapies that were considered free of eclectic influences. Researchers
then rated therapists for their adherence to their stated treatment
models. Therapist utilization of psycho-dynamically-oriented
interventions like focus on the therapeutic alliance and the
patient's stages of experiencing (see Castonguay et. al., 1996, p.
499), predicted efficacious outcomes for both "brand name"
psychodynamic and cognitive therapies. Therapist utilization of CBT
interventions like focusing on distorted cognitions believed to cause
symptoms being treated, revealed little or no correlations with
treatment outcomes for both "brand name" psychodynamic and
cognitive therapies. An earlier study by Jones and Pulos (1993) reported
similar findings (see also Horvath & Luborsky, 1993; Barber,
Crits-Cristoph & Luborsky, 1996; Diener, Hilsenroth &
Weinberger, 2007; Gaston et al., 1998; Hayes & Strauss, 1998;
Hilsenroth et al., 2003; Hoglend et al., 2008; Norcross, 2002; Pos et
al., 2003; Vocisano et al., 2004).
Potentially Harmful Treatments (PHTs)
Boisvert and Faust (2006) have demonstrated that practitioners tend
to under-estimate the incidence of negative treatment outcomes. Across
practice orientations, other studies reveal similar findings (Foa &
Emmelkamp, 1983; Mays & Frank, 1985; Strupp, Hadley &
Gomez-Schwartz, 1977; Strupp & Hadley, 1985). Lilienfeld (2007) has
convincingly argued that a necessary but largely missing variable to be
studied in the field of evidence-based outcomes research is the problem
of potentially harmful treatments (PHTs) and has published a list of
empirically based PHTs.
Castonguay et al. (2010) cite Schut et al. (2005) and Castonguay et
al. (1996) to emphasize the potential harm both in psychodynamic and
cognitive therapies when practitioners adhere to overutilization of
interpretative technique or perseverating focus on cognitive causality
of troubling emotions. Patient resistance and therapeutic alliance
ruptures were found to be correlated with increased frequency of
practitioner adherence to prescribed "brand name"
interventions. Wampold (2006) offered evidence that psychotherapist
effects may be more predictive of outcome than the therapeutic alliance.
For instance, practitioners who were assessed with low self esteem and
elevated levels of impulsiveness, worry and emotional expressiveness in
relationships (i.e., anxious attachment styles) were found to be less
empathic in the provision of psychotherapy. Henry, Strupp et al. (1993)
found that practitioners who were hostile toward themselves were more
likely to be hostile to patients.
Christianson (1991) and Hilliard, Henry, and Strupp (2000) have
separately found that practitioner memories of parental negative
perceptions during their child and adolescent development correlated
with negative interpersonal psychotherapeutic process. Henry and Strupp
(1994) found sufficient evidence to assert "a theoretically
coherent link between early actions by parents toward the therapist, the
therapist's adult introject state, vulnerability to
counter-therapeutic process with their patients and differential
outcome" [of a treatment] (p. 66). Freud (1937/1964) warned of the
potential for practitioners to unconsciously perpetrate interventions
with patients in order to experience reparation of their own hostility
or guilt.
Psychoanalytic training emphasizes a personal training analysis
that is integral to preparation for the ethical and effective practice
of psychoanalytic psychotherapy. Training programs usually stipulate
200-400 hours of personal psychoanalytic psychotherapy so that the
candidate will be better prepared to facilitate a therapeutic process
less adulterated by the vicissitudes of his or her inner world.
Practitioner consideration of attempting to provide psychoanalytic
psychotherapy without the necessary prerequisite of experiencing a
personal psychoanalytic psychotherapy is contraindicated in all cases.
Conclusion
The practitioner engaged in Judeo-Christian integration who is
attuned to a theology of suffering, is mindful that his or her treatment
can have harmful effects (e.g. potentially harmful treatments, PHTs)
that may intensify and further ensconce the patient in suffering and
avoids utilization of treatments that he or she is not trained to
provide. Practitioner attunement to a theology of suffering will often
guide practitioners to humbly recognize the necessity within themselves
to do the work of their own personal psychotherapy. The way of the
kingdom of God calls practitioners committed to integration to an
experiential fellowship of sharing in the suffering of Jesus with each
patient. The practitioner whose therapeutic sensibilities are guided by
a theology of suffering and the research cited above, recognizes that
the speediest path to a patient's symptom relief may not provide
long-term benefit to the patient and may in fact, contribute to the
patient's ongoing suffering and despair. "Cruel though it may
sound, we must see to it that the patient's suffering, to a degree
that it is somehow or other effective, does not come to an end
prematurely" (Freud, 1910/1955, p. 162). Strong empirical support
for the efficacy of psychoanalytic treatments endorse this worthy
alternative to manualized non-psychoanalytic treatments, when indicated.
The interested reader is encouraged to further dialogue with the present
author and the other authors represented in this special issue
concerning the potential benefits of contemporary psychoanalytic
psychotherapy.
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Notes
(1) Peter Gay (1988) chronicles some of S. Freud's experiences
with anti-semitism, "Infuriating and memorable enough to find a
prominent place in his autobiography half a century later" (p. 27).
(2) Some notable psychoanalysts including Irwin Hoffman continue to
articulate cogent arguments for the single case study as the only
appropriate methodology for psychoanalytic research. Hoffman's
impassioned objections to other research methodology was delivered as a
plenary address at the American Psychoanalytic Assoc. Conference on Jan.
19, 2007 entitled, "Double thinking our way to
'scientific' legitimacy: The desiccation of human
experience."
Lowell W. Hoffman
Brookhaven Center for Counseling & Development
Author
Lowell W. Hoffman (Ph.D., Clinical Psychology, Union Institute;
Certificate, Post-Doctoral Program in Psychotherapy and Psychoanalysis,
New York University; M.A.R., Theology, Westminster Seminary) is clinical
psychologist/co-director of the Brookhaven Center for Counseling &
Development in Allentown, PA., and is co-director, Society for the
Exploration of Psychoanalytic Therapies and Theology.
Please address correspondence regarding this article to Lowell W.
Hoffman, Ph.D., Brookhaven Center for Counseling & Development, P.
O. Box 425, Fogelsville, PA 18051; lowellwmhoffman@aol.com.