"A little crazy": psychiatric diagnoses of three hemingway women characters.
Nolan, Charles J., Jr.
Although the psyches of Hemingway's heroes--Nick Adams, Jake
Barnes, Frederic Henry, and all the rest have been thoroughly analyzed,
the psychological state of Hemingway's women characters has not
received similar treatment. In fact, three of the most important
Hemingway women suffer from diagnosable psychiatric disorders. Catherine
Barkley (A Farewell to Arms), Brett Ashley (The Sun Also Rises), and
Maria (For Whom the Bell Tolls) display all-too-real symptoms of
emotional illness. An understanding of this aspect of their lives
enriches our sense of the struggles they face.
**********
IN 1952, Philip Young, reading Otto Fenichel's Psychoanalytic
Theory of Neurosis, suggested that Nick Adams suffered from traumatic
neurosis (139-142), and, more recently, Ronald Smith updated that
diagnosis to what today we call post-traumatic stress disorder (PTSD).
Neither Young nor Smith was or is a psychologist, but both help us
understand that first Hemingway hero and, by extension, all of the rest
of them. Hemingway's major women characters, however, although much
has been written about them, have not been examined in such a strictly
psychological way. Until the 1980s, Catherine Barkley, Brett Ashley, and
Maria were seen as either destroyers of men or fantasy
figures--"bitches or goddesses"--but a later generation of
scholars has worked hard to move them from stereotypes to complex women
characters worthy of our attention. (1) Still, the possibility that
these women suffer from diagnosable psychological ailments has not
received the kind of attention given to Nick Adams's all-too-clear
symptoms. Hence this essay. (2)
We first meet Catherine Barkley in A Farewell to Arms when the
doctor Rinaldi invites his friend Frederic Henry to the hospital to meet
her, Rinaldi's new infatuation. But, after the men arrive,
Catherine and Frederic become involved in conversation while Rinaldi
talks with Catherine's friend Helen Ferguson. In the discussion
between Frederic and Catherine, we learn important information about
her. Perhaps most significant is that her fiance was killed at the
Battle of the Somme, that four-and-a-half-month bloodbath in which the
British lost 20,000 dead and suffered an additional 40,000 wounded on
the first day alone (Keegan 295). As a result of her loss,
Catherine's whole world view has been revolutionized. Before, she
apparently held attitudes typical of her generation: she was engaged for
eight years without sexual intimacy but didn't marry because she
"thought it would be bad for [her fiance]" (FTA 19). She has
also been brought up to believe that there is a reason for everything
(18), although she has clearly abandoned that tenet as a result of her
lover's death and of her own experience in the war. Had she known
before the war what she has since discovered about life, she would have
married her fiance or gone to bed with him, and Catherine is guilty and
regretful about her earlier views: "You see I didn't care
about the other thing and he could have had it all.... I would have
married him or anything. I know all about it now. But then he wanted to
go to war and I didn't know" (19). As she reiterates, "I
thought it would be worse for him. I thought perhaps he couldn't
stand it and then of course he was killed and that was the end of
it" (19).
This last comment indicates that she no longer believes in God or
religion. When Frederic, perhaps to be polite, responds that he is not
sure that death finishes all, Catherine remarks: "Oh, yes....
That's the end of it" (FTA 19). Later, when she and Frederic
discuss the possibility of their being married, she tells him."
"You see, darling, it would mean everything to me if I had any
religion. But I haven't any religion. You're all I've
got" (116). And finally, when she is admitted to the hospital to
have her baby, she tells the woman admitting her that she has no
religion (313). In addition to this change, her earlier romantic
attitude toward war and life has also been shattered. She notes that she
volunteered for her nursing duties when her fiance joined the military
because she had "had a silly idea he might come to the hospital
where [she] was. With a saber cut ... and a bandage around his head. Or
shot through the shoulder. Something picturesque.... He didn't have
a saber cut. They blew him all to bits" (20). As a result,
Catherine has also become haunted by death. She tells Frederic, for
example, that she is afraid of the rain "because sometimes I see me
dead in it.... And sometimes I see you dead in it" (126). Her
morbid sense of foreboding also comes out in this conversation when she
indicates that she believes that she can keep Frederic safe but that
"nobody can help themselves."
At the couple's next meeting, things do not go well. After
initial pleasantries, Frederic tries to seduce Catherine. He takes her
hand, which she allows, and then puts his arm around her, to which she
objects. When he tries to kiss her, she slaps him, although she
immediately apologizes: "I'm dreadfully sorry.... I just
couldn't stand the nurse's-evening-off aspect of it" (FTA
26). Frederic, believing that he now has "a certain
advantage," proceeds with his seduction: "I was angry and yet
certain, seeing it all ahead like the moves in a chess game." He
tells her that she was right to slap him, that he has been leading a
"funny life," and that she is "so very beautiful,"
but it is clear that she understands exactly what he is up to: "You
don't need to say a lot of nonsense. I said I was sorry." When
she "adds that the two of them seem to "get along," he
agrees, adding that they have been able to forget the war for a
moment--a comment that makes her laugh for the first time. As they
continue talking, Catherine changes her mind about kissing him, telling
him that she would "be glad to kiss [him] if [he didn't]
mind" (27). Still angry with her, Frederic kisses her
"hard" and tries to force her lips open, although she
initially resists. A few moments later, however, as he holds her close
to him, she opens her lips, lets her head rest against his hand, and
"then she [is] crying on [his] shoulder." At this moment of
surrender, she pleads, "Oh, darling.... You will be good to me,
won't you?.... Because we're going to have a strange
life." She is still crying, and he doesn't quite know what to
make of her. "What the hell," he thinks as, rather
paternalistically, he strokes her hair and pats her on the shoulder.
Frederic's intentions in this encounter are clear--he wants to
sleep with Catherine--but her various responses, while certainly
justified, suggest that she is still psychologically off-balance from
the death of her fiance. Her slapping him and then immediately
apologizing, her generally somber demeanor (he remarks about the fact
that he hadn't heard her laugh before), and, of course, her crying
all point to her rather fragile emotional state.
Because Frederic has to check on his outposts, he doesn't get
a chance to see Catherine for three days. When he visits her on his
return, she is obviously irritated with him: "You couldn't
have sent me a note?" (FTA 30). Although he tells her that it
wouldn't have been easy and that he thought that he would be
returning, she is still somewhat annoyed: "You ought to have let me
know, darling." At this point they are walking under the trees in
the hospital garden, and he kisses her. As they continue their
conversation and she comments that he has been gone for quite a while,
he reminds her that it is only the third day since he had left and that
he is here with her now. Her next comment reflects the power of her
need: "And do you love me?" When Frederic tells her
"Yes" she asks again, and he lies: "Yes.... I love
you," although he has not said those words before. Her next remark
seems a bit strange: "And you call me Catherine?" she asks. Of
course, he repeats her name. Then she makes an even odder request:
"Say, 'I've come back to Catherine in the
night,'" and when he does, she replies: "Oh, darling, you
have come back, haven't you?.... I love you so and it's been
so awful, You won't go away?" As he reassures her and they
continue their conversation, Frederic contemplates what he is getting
involved in: "I thought she was probably a little
'crazy," although he also reflects that he doesn't care.
For him, their relational dance is "a game like bridge, in which
you said things instead of playing cards."
When Frederic remarks that he wishes that there were some place
that they could go, presumably to make love, and she notes that there
isn't, Hemingway adds, "She came back from wherever she had
been" (FTA 31). Now Catherine will not let him put his arm around
her, although earlier she had permitted him to kiss her, and she makes
clear that she knows what the two of them are doing: "This is a
rotten game we play, isn't it?" When he suggests that he
doesn't understand, she comments: "You don't have to
pretend you love me. That's over for the evening.... I've had
a very fine little show and I'm all right now. You see I'm not
mad and I'm not gone off. It's only a little sometimes."
As they continue their conversation, she remarks: "And you
don't have to.say you love me. That's all over for a
while" (32). Then she offers her hand and says goodnight, telling
him twice that she is "awfully tired." When he urges her to
kiss him, she finally does, but she breaks off quickly, pleading,
"No. Good-night, please, darling." He then takes her to the
hospital door and watches her walk down the hall.
As these scenes show and as Frederic reflects, Catherine is
emotionally disturbed, even to the point of trying to turn him into her
dead fiance. (3) In fact, at times during Frederic's recuperation in Milan, she sees herself as "Scotch and crazy" (FTA 126).
Later, when she recalls their last night together in Milan before
Frederic returns to the front, she tells him that, when they first met,
she "was a little crazy. But I wasn't crazy in any complicated
way" (154). And later, when they are living outside Montreux, she
remembers that "I was very nearly crazy when I first met
you..." (300). By this time, however, her love for and relationship
with Frederic have helped her recover her equilibrium: "...
I'm not crazy now. I'm just very, very, very happy."
All of these factors suggest that Catherine has suffered a major
depressive episode but that, when she first meets Frederic, she is in
partial remission; by the time the couple is outside Montreux awaiting
their baby, she has fully recovered. The standard reference for
diagnosing emotional problems is the American Psychiatric
Association's Diagnostic and Statistical Manual of Mental Disorders (DSM), an extremely useful and thoughtfully programmatic discussion of
various psychological illnesses. Listing the features, associated
features and disorders, criteria for differential diagnosis, laboratory
findings, and the course of the disease, as well as cultural, age, and
gender factors, the DSM helps doctors and lay people alike to understand
specifiC emotional problems. In trying to diagnose a literary figure, of
course, readers do not have a live patient to question and observe; they
must rely on the text itself for guidance and use caution in reaching
conclusions, especially if they are literary critics and not
psychiatrists or psychologists. Such caveats aside, it is still possible
to come to some reasonable judgments about fictional characters. (4)
Catherine Barkley's problems clearly fit the criteria for a
major depressive episode. (5) Because her symptoms have lasted longer
than two months after the loss of her fiance, (6) she has gone beyond
the time when symptoms can be attributed to bereavement alone. (7)
Certainly she has been in a depressed mood for quite a while (DSM 356).
In her very first meeting with Frederic, for example, she describes her
dead fiance in a way that indicates how she is still feeling about what
has happened to him: "They blew him all to bits" (FTA 20). She
also appears to suffer from "excessive or inappropriate guilt"
(DSM 356) about not marrying or at least sleeping with her beloved, as
she also makes clear in that first conversation (FTA 19). The dramatic
revolution in her world view occasioned by her fiance's death,
including her rejection of her previous romantic perspective on life and
of religion itself, has left her with a "markedly diminished
interest or pleasure" in most activities (DSM 356). Frederic finds
it remarkable when she laughs for the first time at one of his
comments--a fact that suggests her general somberness. Her irritability
too--at his first attempt to kiss her (she slaps him), at his not having
sent her word that he was detained at one of his outposts, at his trying
to put his arm around her even after she has just allowed him to kiss
her (FTA 30-31)--is an associated feature of depression, as is her
tearfulness (DSM 352). Her "recurrent thoughts of death" (DSM
356), which become clear when she tells Frederic that sometimes she sees
both him and herself dead in the rain (FTA 126), are also markers of her
lingering depressive episode. She suffers from fatigue as well: she
tells him twice how "awfully tired" she is near the end of
that strange encounter in which she tries to make him into her dead
lover. In fact, her early difficulties in her relationship with Frederic
suggest that her symptoms create "clinically significant distress
or impairment" in her social functioning (DSM 356).
The oddest part of the couple's early time together is
Catherine's attempt to make Frederic into her lost fiance. For an
understanding of this puzzling action, we need to turn, not to the DSM,
but to Freud and to Kubler-Ross. In his essay "Mourning and
Melancholia," Freud recounts the struggle that the survivor who has
lost a loved one undergoes:
Reality-testing has shown that the loved object no longer exists,
and it proceeds to demand that all libido shall be withdrawn from
its attachments to that object. This demand arouses understandable
opposition--it is a matter of general observation that people never
willingly abandon a libidinal position, not even, indeed, when a
substitute is already beckoning to them.... Normally, respect for
reality gains the day. Nevertheless its orders cannot be obeyed at
once. They-are carried out bit by bit, at great expense of time and
cathectic energy, and in the meantime the existence of the lost
object is psychically prolonged. (14: 244-245)
In our time, Kubler-Ross makes the point in somewhat different
terms. In discussing denial as one of the five stages of grief, she
notes that the grieving process may involve some cycling in and out of
this first stage of coming to terms with death: "Denial, at least
partial denial, is used by almost all patients, not only during the
first stages of illness or following confrontation, but also later on
from time to time.... These patients can consider the possibility of
their own death for a while but then have to put this consideration away
in order to pursue life" (52). Although Kubler-Ross is talking here
about a person's own death, the grieving process is the same for
the survivors. (8) Catherine's grief--what the DSM calls
bereavement, a malady whose symptoms are similar to depression only of
shorter duration (355, 740-741)--leads to her slide into a major
depressive episode and explains her odd behavior here.
But it is also clear that Catherine has partially recovered. (9)
She recognizes the game that she and Frederic are playing, for example,
and she tells him that he doesn't have "to pretend" that
he loves her, that she has had "a very fine little show" but
that she is all right now: "... I'm not mad and I'm not
gone off. It's only a little sometimes" (FTA 31). Over the
course of the novel, she is gradually restored to health, signified in
part by her talking about her prior emotional state as something in the
past--in Milan, for example, in their night at the hotel before Frederic
returns to the front (154)--although some symptoms linger. By the end of
their time together, however, she has made a complete recovery, telling
him that she is no longer crazy and that she is very happy (300).
While it seems clear that Catherine suffers from depression, Brett
in The Sun Also Rises represents a more difficult diagnostic challenge.
Her first appearance in the novel is a stunning one, surrounded as she
is by gay men (SAR 20) and dressed in a way to accentuate her beauty and
sexuality: "She was built with curves like the hull of a racing
yacht, and you missed none of it with that wool jersey" (22).
Robert Cohn, among others, is smitten, and, as lake points out, Brett
likes to add up her conquests (23). In fact, Brett has had several
lovers (143) and two husbands, whom she didn't love (39), and is
now engaged to Mike Campbell (38). The central fact about her
relationships, however, is that she is in love with lake, who, because
of his genital wound, cannot satisfy her sexually. As a result, she
believes she could not be faithful to him if they were to live together;
"I'd just tromper you with everybody," she tells him,
"It's the way I'm made" (55). Her lack of restraint
manifests itself again when she goes off with Cohn to San Sebastian and
more notably when she decides to become Pedro Romero's lover:
"I've never' been able to help anything" (183).
Apparently without volition when it comes to sex--she is a
"goner" for the bullfighter--she tells lake that
"I've always done just what I wanted" (184).
Brett is this way because of the things that have happened to her
and because of what she has seen. As lake explains to Cohn, her
"own true love" had died of dysentery during the war (SAR 39),
and her marriage to Lord Ashley was far from idyllic. When he returned
from the war badly damaged, he made Brett sleep on the floor with him
because he could not sleep in a bed. He also kept a loaded pistol with
him when he retired for the night and sometimes threatened to kill her
with it; in order to be safe, she would unload the gun after he dozed
off. As a V.A.D. during the war, Brett, like Catherine Barkley,
witnessed the horror of that terrible time, including what happened to
Jake, whom she met in the hospital where he was recovering. As Mike
Campbell observes, "She hasn't had an absolutely happy life,
Brett" (203).
As a way of coping and perhaps of self-medicating, she has turned
to alcohol. "She's a drunk" (SAR 38), Jake rather bluntly
tells Cohn when he first moons over her. Again and again throughout the
novel, Jake's assessment proves to be correct. She wakes up
Jake's neighbors at 4:30 a.m. when, inebriated, she noisily arrives
at his flat (32). The next day she forgets her date with Jake at the
Hotel Crillon, giving as her excuse that she "must have been
blind" (54). The Count upbraids her mildly when she is impatient to
drink the wine that he is chilling: "You're always drinking,
my dear. Why don't you just talk?" (58); later when he pours a
glass for her, he tells her: "Now you enjoy that slowly, and then
you can get drunk" (59). We also learn from Mike that "Brett
can't get up in the morning" (82)--a common problem for
drinkers. And on the last day of the fiesta, when she joins Jake and
Bill for a beer around noon, her hands shake as she lifts the mug;
recognizing her own alcoholic tremors, she smiles before taking a long
sip (206).
Badly damaged, she "can't go anywhere alone" (SAR
102). Although she likes looking after people (203), she is often
depressed. "I'm so miserable" (64), she tells Jake at the
end of Book I as she prepares to leave him and go off with Cohn. Later
in Pamplona, when both she and Mike are rude to Cohn for hanging around
when he is not wanted, she remarks, "I feel rather awful
tonight" (181). She is frequently irritable too. She treats the
Count badly, for example, when he chides her charmingly for being too
eager to get drunk (59), and she is abrupt with both her fiance (178)
and Cohn (181) for their inexcusable behavior, although she has been the
cause of much of it. She has also lost her belief in God. Although she
asks Jake to go into the cathedral of San Fermin to pray for Romero
before the bull-fight, she wants to leave after a short while:
"Let's get out of here. Makes me damned nervous" (208).
In fact, she has given up on God--"He never worked very well with
me" (245)--and has replaced religion with a morality of her own.
She "feels such a bitch" (184), for example, when she betrays
Mike and takes up with Romero, especially when she knows that she is
being selfish. Later, when she gives Romero up because she recognizes
that she is "bad for him" (243), she tells Jake that
"deciding not to be a bitch" makes her feel good, that
"It's sort of what we have instead of God" (245).
Brett's behavior and symptoms suggest that she has borderline
personality disorder, the essential features of which are
"instability of interpersonal relationships, self-image, and
affects, and marked impulsivity ..." (DSM 706, 710). Clearly, she
has had a series of unstable relationships. Brett has been married twice
to men she didn't love and is on the verge of still another
marriage, this time with Mike Campbell, although she claims to love
Jake. In addition, there have been any number of affairs. In the novel,
we know of at least three ("her own true love," Cohn, and
Romero), but, as Mike observes, there were certainly others:
"Brett's had affairs with men before" (SAR 143).
Those suffering from borderline personality disorder "can
empathize and nurture other people" as it is clear Brett has
done--Mike reminds us that Brett and he became a couple in that way (SAR
203), and the suggestion is that she took care of Jake during his
recovery (38)--but borderline sufferers expect that the ones they help
will reciprocate (DSM 707). Certainly, as the entire novel demonstrates,
she makes such demands on Jake. In fact, the cyclical nature of the
relationship and the circular nature of the story, suggested in the
epigraph from Ecclesiastes, are made clear in the last few pages of Book
I when Jake thinks: "I had the feeling as in a nightmare of it all
being something repeated, something I had been through and that now I
must go through it again" (SAR 64). At the end, after she has given
up Romero, Brett's expectations of and reliance on Jake are fully
confirmed when she sends him a pleading telegram asking him to come and
get her in Madrid (239). Of course, she has similar expectations of
Mike, to whom she will return after her affair with Romero (243),
trusting that he will forgive her for her dalliances with Cohn and with
the bullfighter.
Brett also manifests another borderline characteristic that the DSM
describes as "an identity disturbance" marked by an
"unstable self-image or sense of self" (707, 710). Usually,
sufferers of this disorder see themselves as "bad or evil"
(707), as Brett surely does when she decides to betray Mike and take up
with Romero: "God knows, I've never felt such a bitch"
she says (SAR 184). Although Brett likes to count up her admirers (23)
and although, after she leaves the bullfighter, she "feel[s] rather
good" (243), she will ultimately return to Mike, who is "so
awful," because "He's my sort of thing." Overall,
her feelings about herself are hardly positive or stable.
The impulsivity of those with borderline personality disorder
occurs in "at least two areas that are potentially
self-damaging" (DSM 710). For Brett these are sex and alcohol. Her
disastrous relationships, noted above, have certainly resulted in part
from her impulsive sexual behavior and have left her depressed and
lonely (SAR 64, 181, 183). Her frequent affairs and various marriages
seem to intensify her misery. Furthermore, her impending nuptials with
Mike only underscore the foolishness of her choices. Some critics have
seen nymphomania in Brett's behavior. In his early book on
Hemingway's artistry, Carlos Baker, for example, calls Brett
"an alcoholic nymphomaniac" (91), (10) and others have talked
about her in similar ways. (11) But as Carol Groneman has shown in
tracing the history of that troublesome term, "Nymphomania is a
metaphor, which embodies the fantasies and fears, the anxieties and
dangers connected to female sexuality through the ages" (xxii).
Over time, the DSM has changed the way it classifies nymphomania--from
"sexual deviation" (1952), to "psychosexual
disorder" (1980), to "sexual addiction" (1987). In the
DSM-IV (1994), the term is finally eliminated as a definition of sexual
disorder (142-144). Hence seeing Brett as a nymphomaniac, while part of
literary history, is no longer a useful way of describing her behavior.
(12)
Brett's abuse of alcohol, (13) which Jake and the Count make
clear early on (SAR 38, 59), is also obviously self-destructive. She
makes scenes (32), misses appointments (54), cannot get up in the
mornings (82), has alcoholic tremors (206), and relies on staying
"tight" as a way of trying to cope with the chaos in her life,
although she recognizes the futility of her approach: "I can't
just stay tight all the time" (184). In addition, for those who
have borderline personality disorder, there is sometimes "affective
instability due to marked reactivity of mood" (DSM 710).
Brett's irritability--with the Count (SAR 59-61), with Mike (178),
with Cohn (181)--suggests her emotional erraticism, while her
nervousness in church (208) and general anxiety also fit this criterion
for diagnosis.
Sometimes too in this disorder there are "frantic efforts to
avoid real or imagined abandonment" (DSM 710). These fears are
linked to "an intolerance of being alone and a need to have other
people with them" (706). In the novel we do not see any apparent
frenzy in Brett's need to be with others, but in telling Bill about
why Brett took Cohn to San Sebastian with her, Jake observes: "She
wanted to go out of town and she can't go anywhere alone" (SAR
102). Her very first appearance in the book, surrounded by gay men (20),
emphasizes her need to be with others. Finally, those suffering from
borderline personality disorder often have "chronic feelings of
emptiness" (DSM 710). Brett's loss of religious faith (SAR
245) and replacement of traditional morality with a code of her own
(184, 205), as well as her general behavior throughout the novel,
suggest that she might experience this aspect of the disease. Perhaps
the novel's epigraph from Gertrude Stein--"You are all a lost
generation"--applies as much to Brett as to any of the other
characters.
The diagnosis of borderline personality disorder is also supported
by such associated features as "broken marriages" and
"co-occurring Axis I disorders" like depression, as well as by
the fact that the disease "occurs predominantly (about 75%) in
females" (DSM 708). If Brett is indeed suffering from this
disorder, readers previously unsympathetic to her (next to Margot
Macomber, Brett is perhaps the most reviled of Hemingway's women
characters) might wish to rethink their animosity.
In some ways, Maria in For Whom the Bell Tolls is the easiest of
the three Hemingway women to diagnose. Both a witness to wartime
atrocities and a rape victim, she suffers from post-traumatic stress
disorder. She watches in horror as the Guardia Civil execute her
parents: "I saw both of them shot," she tells Robert Jordan,
"and my father said, 'Viva la Republica," when they shot
him standing against the wall of the slaughterhouse of our village"
(FWBT 350). In the same way, her mother, who is killed next, cries out,
"Viva my husband who was Mayor of this village" (350). Like
others who see their relatives killed, Maria is emotionally
"numb": "I myself could not cry," she remembers, and
she does not "notice anything that passed" as she is marched
into the town square because the scene she has just witnessed keeps
recurring in her mind: "I could only see my father and my mother at
the moment of the shooting ..., and this was in my head like a scream
that would not die but kept on and on" (351). The Falangists then
take over from the Guardia Civil and move all the women to the
barbershop, where they suffer further atrocities.
Because Maria is the mayor's daughter, she is taken in first.
As she watches in the mirror, hardly able to recognize her own face
"because grief had changed it" and unable to feel anything
(FWBT 351), the barber cuts off her braids, strikes her repeatedly
across her face with them, and uses them to gag her (352). Next he
brands her as a Communist by using iodine to write U. H. P. (Union de
Hermanos Proletarios) on her forehead as she sits looking at him,
emotionally paralyzed: "my heart was frozen in me for my father and
my mother." From the barbershop the Falangists take her back to her
father's office in the city hall, where she is repeatedly raped:
"it was there that the bad things were done" (353). She tells
Robert, "Never did I submit to any one. Always I fought and always
it took two of them or more to do me harm. One would sit on my head and
hold me" (350). Afterwards, she notes, she "wished to
die" (73).
Eventually, Maria is sent to prison in Valladolid, where prison
guards shaved her head "regularly" (FWBT 23), but she is
rescued by Pablo and his band when they blow up a train on which she and
other prisoners are being taken south. She tells Robert that she was
"somewhat crazy" (353) at the time; according to Rafael
"she would not speak and she cried all the time and if any one
touched her she would shiver like a wet dog" (28). Pilar confirms
Maria's tenuous psychological state when she explores with Robert
the possibility that he will take the girl with him when he leaves. The
older woman does not want to have to deal with Maria again if she
relapses as a result of his leaving: "I have had her crazy before
and I have enough without that" (33). Even though Maria seems to
have recovered because of Pilar's care and because of her new love
for Robert--"It is as though it had never happened since we were
first together" (350)--she is still fragile. She does not want to
hear, for example, how the Fascists retook Pablo's town.
Pilar's tale of the brutality that occurred when Pablo initially
seized the town has already been too painful for her: "Do not tell
me about it [the Fascists' re-emergence].... I do not want to hear
it. This [Pablo's viciousness] is enough. This was too much"
(129). Pilar agrees, noting that the story would be "bad for
Maria." In fact, Maria pleads with Pilar not to tell the story to
Robert either because if she is there she "might listen in spite of
[her]self." When Pilar remarks that she will tell Robert when Maria
is working, she is so upset that she cries out, "No. No. Please.
Let us not tell it at all" (129). "Are there no pleasant
things to speak of?" she asks. "Do we have to talk always of
horrors?" (130). Even though Rafael notes that "Lately she has
been much better" (28) and Jordan himself thinks, "Maria was
sound enough now" (136), her recovery is so recent that no one
wants to risk her emotional health.
There seems little question that Maria suffers from post-traumatic
stress disorder (PTSD) and is gradually recovering. The traumatic events
defining PTSD must involve "actual or threatened death or serious
injury, or a threat to the physical integrity of self or others"
(DSM 467), and witnessing her parents' shooting, being brutalized
in the barbershop, and then being gang-raped certainly meet the criteria
(FWBT 350-353). Her response of "intense fear, helplessness, or
horror" (DSM 467) is reflected by her initial emotional paralysis
and her difficulty recognizing herself in the mirror (FWBT 352). The
persistent re-experiencing of the traumatic events (DSM 468), a clear
marker of PTSD, is reflected in the scream that goes "on and
on" in her head after her parents' shooting (FWBT 351). We
suspect from what she says to Robert about Pilar's advice to tell
him about the sexual assault "if [she] ever began to think of it
again" (350) that she has gone over and over her ghastly ordeal in
a finally (but tenuously) successful attempt to master it. In those
suffering from PTSD, there is also "Persistent avoidance of stimuli
associated with the trauma and numbing of general responsiveness"
(DSM 468), both of which Maria exhibits. Her pleading with Pilar not to
tell the story of the Fascists' retaking the town (FWBT 129) and
her unwillingness to discuss with Robert the "bad things" she
experienced in her father's office (353) reflect her efforts to
avoid memories of her brutalization. Her description of her
"heart" as "frozen" within her for her father and
her mother (352) and her emotional detachment from her humiliation in
the barber's chair (351-352) are clear indications of the numbness
that marks this disorder.
Maria also suffers from the "persistent symptoms of increased
arousal" that PTSD victims experience (DSM 468), in this case an
"exaggerated startle response." Rafael makes this point when
he tells Robert what Maria was like after the band rescued her--she
shivered whenever she was touched (FWBT 28). In addition, her inability
to speak--she is mute--and her continual crying (28) reveal that she
also has "clinically significant distress or impairment in social,
occupational, or other important areas of functioning" (DSM 468).
Because she tells Robert that she has been with Pablo's band for
three months and because she has been in prison in Valladolid before
that for some undisclosed time (FWBT 23), she also meets the duration
criterion--symptoms still occurring "more than 1 month" after
the traumatic event (DSM 468)--for the disorder. (14) By the
novel's conclusion, however, she has apparently recovered, although
there may be some lingering aftereffects.
An analysis of these three "crazy" Hemingway women
reveals so much about them and about their Creator. Certainly, we come
away with a renewed sense of the struggle they undergo as they try to
live in a world that has gone to smash. Catherine's depression,
Brett's borderline issues, and Maria's trauma make us
sympathetic to their plights and respectful of the challenges each of
them must overcome to have any chance at happiness. Although events
overtake these women, we are reminded anew of just how hard the modern
world is for them--and for us. About Hemingway, we recognize once more
what an astute reader of human psychology he was, drawing insights both
from his own interior struggles and from observations of those suffering
around him. There is much to be learned from great writers, especially
about the inner life that has such power to shape behavior and such
importance in understanding others. Hemingway has taught us a lot with
these three damaged but vital characters.
WORKS CITED
Baker, Carlos. Hemingway: The Writer as Artist. Princeton:
Princeton UP, 1952.
Broer, Lawrence R. and Gloria Holland, eds. Hemingway and Women:
Female Critics and the Female Voice. Tuscaloosa: U of Alabama P, 2002.
Diagnostic and Statistical Manual of Mental Disorders (DSM-IV-TR).
4th ed. Text rev. Arlington, VA: American Psychiatric Association, 2000.
Djos, Matts. "Alcoholism in Ernest Hemingway's The Sun
Also Rises: A Wine and Roses Perspective on the Lost Generation."
The Hemingway Review 14.2 (Spring 1995): 64-78. Rpt. in Ernest
Hemingway's The Sun Also Rises: A Casebook. Ed. Linda
Wagner-Martin. New York: Oxford UP, 2002. 139-153.
Eby, Carl P. Hemingway's Fetishism: Psychoanalysis and the
Mirror of Manhood. Albany: SUNY P, 1999.
Ellis, Havelock. Erotic Symbolism. 1906. In Studies in the
Psychology of Sex. 3 vols. New York: Random House, 1936. Volume 3.1-114.
Freud, Sigmund. "Mourning and Melancholia." In The
Standard Edition of the Complete Psychological Works of Sigmund Freud.
24 vols. Trans. and ed. James Strachey. London: Hogarth, 1957. Volume
14. 243-258. Groneman, Carol. Nymphomania: A History. New York: W. W.
Norton, 2000.
Hemingway, Ernest. A Farewell to Arms. 1929. New York: Simon and
Schuster, 1995.
--.For Whom the Bell Tolls. 1940. New York: Simon and Schuster,
1995.
--.The Sun Also Rises. 1926. New York: Scribner's, 1954.
Holder, Alan. "The Other Hemingway." Twentieth Century
Literature 9 (1963): 153-157.
Keegan, John. The First World War. New York: Knopf, 1999.
Kubler-Ross, Elisabeth. On Death and Dying. New York:
Scribner's, 1969.
--, Elisabeth, and David Kessler. On Grief and Grieving. New York:
Scribner's, 2005.
Martin, Wendy. "Brett Ashley as New Woman in The Sun Also.
Rises." In New Essays on The Sun Also Rises. Ed. Linda
Wagner-Martin. New York: Cambridge UP, 1987. 65-82.
Nolan, Charles J. Jr. "Hemingway's Women's
Movement." The Hemingway Review 3.2 (Spring 1984): 14-22. Rpt.in
Ernest Hemingway: Six Decades of Criticism. Ed. Linda W. Wagner. East
Lansing: Michigan State UP, 1987. 209-219.
Reynolds, Michael. The Young Hemingway. New York: Basil Blackwell,
1986.
Rovit, Earl, and Gerry Brenner. Ernest Hemingway. Rev. ed. Boston:
Twayne, 1986
Smith, Ronald. "Nick Adams and Post-Traumatic Stress
Disorder." War, Literature, and the Arts 9.1 (1997): 39-48.
Spanier, Sandra Whipple. "Catherine Barldey and the Hemingway
Code: Ritual and Survival in A Farewell to Arms." In Modern
Critical Interpretations: Ernest Hemingway's A Farewell to Arms.
Ed. Harold Bloom. New York: Chelsea, 1987. 131-148.
--."Hemingway's Unknown Soldier: Catherine Barkley, the
Critics, and the Great War." In New Essays on A Farewell to Arms.
Ed. Scott Donaldson. New York: Cambridge UP, 1990. 75-108.
Wagner, Linda W. "'Proud and Friendly and Gently':
Women in Hemingway's Early Fiction." College Literature 7
(1980): 239-247. Rpt. in Ernest Hemingway: The Papers of a Writer. Ed.
Bernard 'Oldsey. New York: Garland, 1981. 63-71.
Wexler, Judith. "E.R.A. for Hemingway: A Feminist Defense of A
Farewell to Arms." Georgia Review 35.1 (1981): 111-23.
Whitlow, Roger. Cassandra's Daughters: The Women in Hemingway.
Westport, CT: Greenwood, 1984.
Young, Philip. Ernest Hemingway. New York: Rinehart, 1952.
--.Ernest Hemingway: A Reconsideration. University Park: Penn State
UP, 1966.
CHARLES J. NOLAN JR.
United States Naval Academy
NOTES
(1.) Alan Holder, in a 1963 essay "The Other Hemingway,"
was the earliest to see Hemingway's sympathy for his women
characters, but a host of others have since recorded the complex reality
of many of Hemingway's women. For work in the early 1980s, a
fertile time of reassessment for gender concerns in Hemingway, see,
among others, Linda W. Wagner (1980), Judith Wexler (1981), Charles J.
Nolan Jr. (1984), and Roger Whitlow (1984). For a recent collection of
such scholarship, see Hemingway and Women: Female Critics and the Female
Voice, edited by Lawrence R. Broer and Gloria Holland.
(2.) I am grateful for the help of my colleague W. Brad Johnson, a
clinical psychologist and faculty member in the Department of
Leadership, Ethics, and Law at the United States Naval Acade my.
(3.) Sandra Whipple Spanier reads this scene as an act of control
on Catherine's part: "Aware of the precariousness of her own
sanity, Catherine has made a deliberate retreat into a private existence
of her own construction, where, by scrupulously acting out a role, she
can order her world and achieve some semblance of
self-determination" ("Hemingway Code" 135). For another
insightful essay on Catherine Barkley, one that places her in the
cultural context of the Great War, see Spanier's "Unknown
Soldier."
(4.) For a brilliant example of psychological criticism, see Carl
P. Eby's recent Hemingway's Fetishism.
(5.) The DSM lists the criteria for a major depressive episode in
summary fashion, including the various symptoms (356).
(6.) Because Catherine's fiance died in the Battle of the
Somme (1 July to 18 November 1916) and because she is still distraught
when Frederic first meets her in the spring of 1917, she has been
suffering from four to nine months. If her fiance died on the first day
of the battle and if Frederic meets her in, say, March 1917, she has
been in pain for nine months; if her loved one died on the last day of
the battle, she has been depressed for four months.
(7.) The DSM is clear on this point: "After the loss of a
loved one, even if depressive symptoms are of sufficient duration and
number to meet criteria for a Major Depressive Episode, they should be
attributed to Bereavement rather than to a Major Depressive Episode,
unless they persist for more than two months or include marked
functional impairment, morbid preoccupation with worthlessness, suicidal
ideation, psychotic symptoms, or psychomotor retardation" (355).
(8.) See Kubler-Ross and Kessler for a further discussion of this
issue.
(9.) The DSM notes that there are two criteria for adding the
specifier "in partial remission" to a diagnosis of a major
depressive episode: "1) some symptoms of a Major Depressive Episode
are still present, but full criteria are no longer met; or 2) there are
no longer any significant symptoms of a Major Depressive Episode, but
the period of remission has been less than z months" (412). In
Catherine's case, the first criterion applies.
(10.) The first edition of Baker's book appeared in 1952; his
description of Brett as "an alcoholic nymphomaniac" does not
change in subsequent editions.
(11.) Those who see Brett in this way include Whitlow, who notes
that "the most significant symptom of Brett's pursuit of
self-destruction is her nymphomania" (57), and Rovit and Brenner,
who see her as a "near-alcoholic and a near-nymphomaniac"
(136).
(12.) Hemingway had read sexologist Havelock Ellis's Erotic
Symbolism (1906) as early as 1920 (Reynolds 120), but Ellis is no help
here. As Michael Reynolds observes, "Ellis, like Hemingway, was
interested in the what [of behavior]," unlike other psychologists,
who were concerned with the why (122). In writing about Brett's
"hypersexual behavior," Reynolds notes, Hemingway "found
he could not tell why," so he limited himself to the what. In a
part of the first draft of The Sun Also Rises that he ultimately cut,
Hemingway has Jake tell us just "what she does, leaving it to the
readers to figure out why...." (Reynolds 122). For a completely
different way of treating Brett and her sexuality, one that places her
within the context of changing gender roles in the 1920s and uses her as
an exemplum of that shift, see Martin.
(13.) For a look at alcoholism in The Sun Also Rises, see Djos.
(14.) If Maria's symptoms had disappeared within a month, her
diagnosis would have been Acute Stress Disorder (DSM 472) instead of
PTSD (DSM 468).