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  • 标题:Revisiting joint construction in the tertiary context.
  • 作者:Humphrey, Sally ; Macnaught, Lucy
  • 期刊名称:Australian Journal of Language and Literacy
  • 印刷版ISSN:1038-1562
  • 出版年度:2011
  • 期号:February
  • 语种:English
  • 出版社:Australian Literacy Educators' Association
  • 摘要:The value of teacher and student collaboration in text production has long been recognised by literacy educators, particularly those working with second language learners and learners from low socio-economic backgrounds (Cazden, 1996). In Australia, educational linguists and teachers informed by socio-cultural theories of human development and learning (Vygotsky, 1978), theories of language and language development (Halliday, 1993; Martin, 1992) and sociological theories of framing and classification (Bernstein, 1996) have developed a number of teaching and learning approaches which aim to scaffold students towards control of texts valued within particular subject areas. These practices, which have collectively been termed 'Sydney School' literacy pedagogies, have been effective in making explicit to students the semiotic features of the texts they need to produce for successful learning and in increasing their understandings of language beyond the clause to whole text and discourse levels. Despite this success, however, there continues to be concern at how students, particularly in higher education contexts, can be supported to move from analysing and reproducing successful instances of genre to independently generating responses to assignments. This paper will review key aspects of one Sydney School genre pedagogy, the Teaching Learning Cycle (TLC), which is used widely in tertiary contexts to support students' writing development. We will argue for the value of maintaining pedagogic space within this cycle for teacher-led joint construction of texts in order to effectively support tertiary students towards independent and creative control of genre.
  • 关键词:Education, Higher;Higher education;Literacy;Teachers;Universities and colleges;Writing

Revisiting joint construction in the tertiary context.


Humphrey, Sally ; Macnaught, Lucy


Introduction

The value of teacher and student collaboration in text production has long been recognised by literacy educators, particularly those working with second language learners and learners from low socio-economic backgrounds (Cazden, 1996). In Australia, educational linguists and teachers informed by socio-cultural theories of human development and learning (Vygotsky, 1978), theories of language and language development (Halliday, 1993; Martin, 1992) and sociological theories of framing and classification (Bernstein, 1996) have developed a number of teaching and learning approaches which aim to scaffold students towards control of texts valued within particular subject areas. These practices, which have collectively been termed 'Sydney School' literacy pedagogies, have been effective in making explicit to students the semiotic features of the texts they need to produce for successful learning and in increasing their understandings of language beyond the clause to whole text and discourse levels. Despite this success, however, there continues to be concern at how students, particularly in higher education contexts, can be supported to move from analysing and reproducing successful instances of genre to independently generating responses to assignments. This paper will review key aspects of one Sydney School genre pedagogy, the Teaching Learning Cycle (TLC), which is used widely in tertiary contexts to support students' writing development. We will argue for the value of maintaining pedagogic space within this cycle for teacher-led joint construction of texts in order to effectively support tertiary students towards independent and creative control of genre.

[FIGURE 1 OMITTED]

The teaching learning cycle

The genre based pedagogy known as the Teaching Learning Cycle was originally developed by Sydney School genre theorists working with primary and secondary teachers in the Metropolitan East Region of Sydney's Disadvantaged Schools Program (DSP) (Callaghan & Rothery, 1988; Derewianka, 1990) and adapted for adult second language learners by TESOL teachers in the NSW Adult Migrant Education Program (AMEP) (Feez, 1998). In these contexts the Teaching Learning Cycle has proved a powerful resource for scaffolding literacy development, with numerous published units of work documenting and/or guiding its implementation (Burns, 1990; Gibbons, 2002; Dare & Polias, 2001; Hammond & Gibbons, 2001; Humphrey, 1996; Martin, 1999). As is shown in Figure 1, each cycle of the TLC moves through three main stages: Deconstruction, Joint Construction and Independent Construction, with Field Building and Context Setting informing the learning throughout.

Stages of the teaching learning cycle

While each of the three stages, including Field Building and Context Setting, is essential to achieving control of and critical orientation to the target text, it is the stages of Deconstruction and Joint Construction which are central to writing development, particularly in higher education contexts (1).

The Deconstruction stage involves two key elements: teacher-led modelling of the targeted text type or genre within the field of study, and student-led written and spoken activities to develop familiarity with the genre (Feez, 1998). In order to generalise understandings of language beyond the instance of the one text, teachers introduce a metalanguage (i.e. a language for talking about language). This allows them to make explicit the linguistic patterns which occur across texts within the genre, and enables students to transfer their knowledge of those patterns to other situations. While teacher-led demonstration is a key part of this stage, the term Deconstruction has been adopted to conceptualise the broader goal of 'pulling apart a text to see how it works', and, as this activity typically reveals, the role of language in privileging particular perspectives over others. Ultimately, such an awareness orients students critically towards text (Rothery, 1996).

Ideally, two examples of the genre are introduced in the Deconstruction stage. One is used by the teacher to demonstrate features, while the other is used for student-centred analysis of the features. For students with little experience writing the genre, it is important to work initially with examples which are prototypical and which are produced in a context similar to that within which the students will be writing. However, it is also important that the models show the potential for alternative wordings and structures within these constraints. For more advanced groups, a third example of the genre, which shows variation in terms of the audience or mode is also very useful, particularly for developing a critical orientation. Crucially, students need to be familiar with the field of all model texts before they are used for modelling and analysis. As Rothery (1996, p. 103) points out, while students build up a shared knowledge of field, they are 'learning the language of the field, since the two are inseparable'. Without shared understanding of field, students will be focused on comprehension issues rather than analysis of models, and not be able to generate suggestions during Joint Construction.

Typical Deconstruction activities undertaken by students in the Deconstruction stage include highlighting examples of the modelled language features, targeted cloze exercises, reassembling segments of the text, and discussion of how the linguistic patterns assist in achieving the social purpose of the text. As far as possible, students work in pairs and/or small groups to encourage development of their linguistic awareness and use of associated metalanguage.

The Joint Construction stage involves the teacher and students working to collaboratively construct a text in the same genre but in a 'shifted' field. It is often difficult for teachers to break down a unit of work or topic so that sufficient field shifts can occur within the same cycle, however, for students to have sufficient practice in both analysing and generating texts within the genre, this is an important consideration. Throughout this collaborative stage, contributions from students are carefully mediated and then selectively scribed on the whiteboard or projected screen by the teacher (Martin, 1999).

The use of the metalanguage introduced in the Deconstruction stage provides an important resource for scaffolding in the Joint Construction stage (Rothery, 1996). A metalanguage allows for the development of generalised understandings of language which can be transferred across instances of the genre and enables teachers to guide the students towards reshaping the language to meet the expectations of the particular context (Unsworth, 2001). This typically involves rewording and re-organising suggestions from the spoken to written model.

Theoretical foundations of the teaching learning cycle

The development of the Teaching Learning Cycle has been informed most directly by research on child language development conducted within systemic functional linguistics (Halliday, 1975; Oldenburg, 1987; Painter, 1984, 1993). From these researchers has come the understanding of language as a resource for making rather than just expressing meaning. In particular, Painter's research makes visible key aspects of children's apprenticeship into language which has influenced the development of the Teaching Learning Cycle. These influences include: the interventionist role of adult care-givers in building children's meaning-making resources in their early years, and the way middle class parents prepare their pre-school children for the specialised language of schooling through interaction in everyday conversations (Painter, 1993). These findings support the work of Bernstein and his colleagues (Bernstein, 1996; Hasan & Cloran, 1990; Williams, 2008) who argue that children from families of higher socio-economic status are sensitised to educational knowledge through particular types of guided interactions such as those which occur around bedtime story reading. Painter (2000, p. 83) argues that the 'fashions of speaking' involved in these interactions, such as using definitions, generalising and explicit talk about language, prepare children for making abstract and metaphorical meanings which are pervasive in written language. Such meanings allow for learning to progress more efficiently. These understandings are fore-grounded in the Joint Construction stage of the Teaching Learning Cycle, where the teacher's role is described as 'guidance through interaction in the context of shared experience' (Martin, 1999, p. 126).

Further influences on the conception of the cycle, and particularly on the Joint Construction stage, came through Australian educators working with Aboriginal learners in remote communities (e.g. Gray, 1988). These educators drew on theories of learning proposed by Lev Vygotsky (1978) and the concept of scaffolding developed by Bruner and his colleagues from their research into child/parent interactions around books (e.g. Wood, Bruner & Ross, 1976). Vygotsky (1978, p. 57) argued that higher mental functions, mediated through language, develop first through interaction with others before being internalised. For effective learning to take place, however, Vygotsky argued that teachers needed to pitch instruction to the Zone of Proximal Development (ZPD), i.e. the space between what learners could achieve alone and what they could achieve jointly with an expert partner (p. 86). Working within the ZPD means that learners need support to successfully achieve the goal of the activity. Scaffolding refers to the adjustable frameworks which are temporarily put up as the text is being constructed (Cazden, 1996, p. 168) within the students' ZPD. Importantly, these theorists argue that the learner is active in the process even when watching a goal oriented activity carried out by those who are more expert, as long as they are aware of the goal to be achieved and are themselves task focused. From a psychological perspective, it is argued that socially mediated scaffolding promotes a gradual transfer of learning from a socially mediated process to an internalised or intra-psychological process (Gray, 2007, p. 36).

More recent interpretations of the work of Vygotsky include Mariani's (1997 in Hammond & Gibbons, 2001) notion of 'high challenge and high support'. From this perspective, the metaphor of scaffolding involves providing students with challenging tasks that are pitched at their potential level rather than their current level. In terms of writing tasks, this may involve working with unfamiliar genres in new fields. Crucially, students are provided with enough support so that, with guidance, the tasks are achievable. The type of support that enables students to work within their ZPD has been described by Van Lier (1996) and Wells (1999) as requiring both 'designed' and 'moment by moment' or contingent elements. Designed scaffolding anticipates the learners' expected needs. It refers to planned program goals or sequencing of tasks and is visible in syllabi, lesson plans and in the staging of pedagogical models such as the TLC. In contrast, contingent scaffolding involves 'specific discourse strategies' (Mercer, 1994, p. 101) that provide customised support at the time of need. This paper reports on the planned sequence of support, or what Van Lier (1996) has referred to as meso level scaffolding, during a Joint Construction lesson.

As yet, few researchers have explored teachers' attempts to provide a designed sequence of support in the joint construction of written texts. One significant study conducted by Hunt (1991, 1994) examined Joint Construction as a curriculum genre. Hunt (1991) found that the joint writing and accompanying classroom talk could be divided into 4 stages: Genre Review, Task Orientation, Text Negotiation and Conclusion. She observed that teachers embed important modelling of the target genre through instructional elements in different stages of the joint writing, particularly through the initial Genre Review stage. The relationship of Hunt's stages to those identified in the tertiary context will be discussed in section 1.5.

The teaching learning cycle in tertiary contexts

Interest in genre pedagogy in tertiary contexts has largely been in response to demographic changes in the student body, where local and international students are challenged to display mastery of unfamiliar text types--often in a second or foreign language (Hood, 2010). Documented practices of genre pedagogy in higher education contexts have focused on the Deconstruction stage of the Teaching Learning Cycle, describing and making visible the specialised genres and registers of particular disciplines in face-to-face and electronic modes (Woodward-Kron & Thomson, 2000; Drury, 2004; Jones, 2004). While many of the resources developed do encourage interaction in the Deconstruction of model texts, there has been little attention given to the Joint Construction stage.

Where Joint Construction has been included in documented practices, it has been interpreted in terms of peer collaboration in activities such as brainstorming, planning, drafting and editing of assessment tasks (Ellis, 2004). In these activities, students are typically provided with choice in terms of topic selection, pacing, timing and, importantly, selection of learning partners. However, while these choices may be justified on the basis of practical grounds and respect for students as adult learners, there is little control of relationships that ensure that students are working in the Zone of Proximal Development. Peer-peer collaboration before teacher-led Joint Construction can at best be a valuable way for students to consolidate their current understanding or plan content for their writing. In contexts such as higher education assignments, where the challenge is typically high, it can also result in a cycle of problem sharing, and thus further marginalise students who have found themselves selected in a group where the necessary expertise is not available.

Teacher-led Joint Construction has not been rationalised in published practices of Sydney School genre pedagogies at the tertiary level. There are a number of possible reasons for this omission. Firstly, as in many secondary school contexts, the constraints of time in higher education courses cannot be ignored. With courses of thirteen weeks, typically requiring control of a number of complex genre configurations to successfully demonstrate understandings of field, teachers do not have time to go through multiple Joint Construction cycles where control is gradually diminished. With large and often heterogeneous groups, lecturers may also feel that Joint Construction is spoon-feeding and that it may be met with resistance from adult learners.

While the value of Deconstruction of target genres cannot be underestimated in supporting students in writing, a number of our tertiary students continued to experience difficulties producing texts which met their lecturers' expectations. Lecturers also reported frustration that student responses reproduced wordings of the model text. Given our successful practice of Joint Construction in pre-tertiary contexts with international students, we initiated a research project which explored the use of both Deconstruction and Joint Construction in supporting students' writing. In the next section we report on initial findings from this research project, focusing on describing the sequence of support provided by the teacher in this stage.

Analysing joint construction at the tertiary level

The data we drew on to explore Joint Construction at tertiary level is taken from a pilot study of writing development within a Masters of Arts (MA) of Applied Linguistics program at the University of Sydney during 2009. The study focused on students enrolled in the four core courses of the program. Of the 30 students, approximately 27 were international students, largely from mainland China. While these students had experience producing short persuasive genres required for tertiary entrance examinations such as the International English Language Test (IELTs), they had little experience producing extended essays which required them to incorporate evidence synthesised from a number of authoritative sources or to draw on field specific models to analyse and interpret data. In particular, these students had never written the linguistic interpretation genre--a requirement in several of their core courses. Prior to the Joint Construction lesson, students completed a guided note-taking activity to extract the key field needed for writing. They had also completed a lesson in which a model text (see Appendix 1) was deconstructed. The model of meso level design, described below, was developed from analysis of three Joint Construction lessons conducted across a period of six months.

Stages of the joint construction

In contrast to Hunt's four-staged model of Joint Construction in primary contexts described earlier, our analysis in tertiary contexts reveals three stages: Bridging, Text Negotiation and Review. Unlike Hunt, the tertiary model does not distinguish the initial work of the teacher and students in terms of field and genre but sees both as integrated within one Bridging stage. This stage prepares students for writing after they have analysed the model and completed deconstruction activities. The stage of Text Negotiation, where teachers and students co-create the text is similar to the collaboration in the primary model. Hunt's final concluding stage consists of a whole class re-reading of what has been written. However, the tertiary level Joint Construction concludes with a more active 'Review' stage which involves the teacher and students reflecting on and editing their work as it nears completion. Determining boundaries between stages was motivated primarily by shifts of field, in particular the activity sequences or 'goings on' of each stage. These shifts will be exemplified in excerpts from each stage. As shown in Figure 2, our three stages combine to form an iterative cycle within the larger Teaching Learning Cycle.

[FIGURE 2 OMITTED]

Stage 1. Bridging

The first stage, Bridging, creates a link between analysing the model and actually constructing a similar text. Essentially, a shift is made from being a text analyst towards becoming a text creator. In the sample text, shown in Table 1, the teacher revisits the purpose of the Orientation stage of the target linguistic interpretation genre. She begins by drawing on a connection one student has made between an everyday and technical use of the word 'orientation' (06:30) and extends this metaphor to include the metaphor of a toolbox which was introduced in the Deconstruction stage. In doing so, the teacher explains the metalanguage used to label the stage and reiterates important understandings of linguistic patterns in preparation for their next section of writing.

In addition to revisiting shared knowledge of the genre and field, Bridging may also have a planning function. The teacher and students may work together through activities such as brainstorming or classifying to select the content and sequence of the text they will write. This can be particularly valuable for pre-tertiary and tertiary students who may need assistance with periodicity, i.e., the flow of information, or development of themes within and across paragraphs.

Stage 2. Text negotiation

The second stage of Joint Construction, Text Negotiation, involves teacher-led collaborative writing. In this stage, the teacher invites or solicits suggestions from the students. These suggestions are respectfully considered and queried by peers and carefully evaluated by the teacher. The classroom talk in this stage also occurs in iterative cycles with text segments incrementally scribed on the whiteboard and then discussed or edited. Key features of the Text Negotiation stage include: re-reading the preceding text to orientate students and to direct their attention to the logogenesis of the text; directing students to resources to support them in initiating suggestions; allowing time for thinking; repeating or recasting suggestions; providing explicit praise or encouragement; and honest evaluation of preferred language selections. The Text Negotiation stage, preceded by Bridging, is shown in Table 2.

Stage 3. Review

The final stage, Review, involves an examination of the newly completed section. Although there may be mini reviewing throughout the logogenesis of the jointly constructed text, this stage marks the shift where the teacher and students stand back and assess the text they have created together. In this stage, the text is jointly edited on the whiteboard or projected screen. In addition, alternative suggestions are considered, and both the conventions and the effectiveness of the linguistic choices are reinforced. This stage provides further opportunities for students to query why certain language choices have been selected over others. In the sample Review stage shown in Table 3, the teacher and students have just completed a paragraph of their linguistic interpretation. The teacher invites students to edit the scribed paragraph. She reinforces the importance of using capital letters for stage names, repeats the connection between an everyday understanding of the word orientation and its use as a stage name in a linguistic interpretation, and explores with students alternatives to the word 'indicates'. Once the Review stage is complete, the teacher returns to Bridging to prepare students for the next writing task--in this case a new scaffolding cycle for the next section of the text (28:53).

Solicitation and mediation strategies

Throughout each of the stages of Joint Construction, we observed a range of strategies used by the teacher to solicit contributions from students and to mediate their responses. These strategies give evidence of the teacher's concern with making moment by moment, micro level interactions as rich a learning experience as possible. The solicitation strategies in our data include a range of prompts which can be analysed along a continuum from more to less explicit. A frequent strategy we observed is the way teachers begin with an open solicitation and then provide more support cues as necessary. For example, as shown at the 11.14 minute mark in Table 2, the teacher starts with: 'What can we say, then, um, about how this purpose is achieved?' As no answer is forthcoming, she directs students to resources and provides thinking time. This is followed by a more explicit solicitation: So, um, it's a directive genre. How does it achieve its directiveness? And finally the student is able to offer a suggestion.

Mediation provides the opportunity to share not just the 'what' or 'how' of the task, but the 'why'. It also includes evaluation and expansion of students' suggestions. For example, as shown at the 15 minute mark in Table 2, the teacher carefully handles a student suggestion, by replying, 'Yes, I think that's, you know, a very good concept to be building. But really what we're looking at, as our definition of genre, is that it is about achieving a goal. So shall we use goal?' In many cases mediation involves offering students multiple opportunities to re-word or reform their suggestions as they use language to think through possible choices. For example, in Table 2, at the 28:22 minute mark, the teacher mediates the offering of 'indicates' and discusses the subtle differences between the reporting verbs of 'shows', 'demonstrates', 'indicates' and 'suggests'. Ultimately, if both the students' and teacher's reasoning are made transparent then the learning becomes transferrable to other tasks.

Discussion

The investigation of Joint Construction events in the Masters of Arts of Applied Linguistics program described above has allowed us to make visible key elements of the support which teachers provide at the tertiary level and to inform the organisation and planning of successful joint writing. Following Van Lier's (1996) conceptualisation of scaffolding in relation to time, our findings suggest that the support given to students occurs on three levels: at a macro level with the use of the Teaching Learning Cycle; at a meso level through structured staged support during the Joint Construction of the target text; and at a micro level through careful solicitation and mediation of students' suggestions. The Joint Construction of the target linguistic interpretation genre, outlined above, produced a Research Context stage as well as the first phase of the Results and Discussion stage. Topic sentences of subsequent phases were also jointly constructed for students to elaborate on in small groups. Following this small group construction, the teacher also led the construction of the Conclusion stage. This process took approximately two hours across three of the seminars of one course. The completed text is shown in Table 4.

While significantly different from the Joint Constructions described by Hunt and others in school contexts, our initial evaluation of tertiary level Joint Construction indicates that this stage in the Teaching Learning Cycle offers considerable support to apprentice academic writers. One key benefit is the potential exploration of alternate choices beyond those encountered in the analysis of several models. Not only does Joint Construction provide opportunities for students' repertoire of resources to be expanded, but also their understandings of why certain language choices are more valued than others. Developing an expanded repertoire of lexico-grammatical resources is vital for enabling students to paraphrase and summarise source material without risking a charge of plagiarism.

Another benefit emerging from our analysis concerns the bridge it provides from Deconstruction to Independent Construction. While Deconstruction focuses on the analysis of text as a product, Joint Construction focuses on the dynamic processes involved in creating a written text. Processes we observed included: frequent editing of wordings and structures; revisiting previously accepted sections as new ideas are generated; leaving spaces to fill in later and continual re-reading of completed sections. These processes are hidden from learners in the Deconstruction stage which focuses on the final draft of a successful text rather than the process of its production. Once students have had the opportunity to participate in a teacher-led Joint Construction, even if only a small section of text is generated, peer-peer collaboration of subsequent sections can result in a valuable sharing of newly gained expertise.

Conclusion

Our analysis of Joint Construction conducted in tertiary classrooms has provided significant insights into the scaffolding involved but raises a number of issues to be explored further. Of most interest is the issue of text ownership in collaborative writing, particularly consideration of how much control a teacher 'should' have. The label 'joint' suggests to many that control should be shared equally between students and the teacher--with the teacher being in the role of guide rather than leader. Our experience of working with pre-tertiary, undergraduate and postgraduate level students indicates that the degree of teacher control varies immensely. In contexts where students are more comfortable with the field and familiar with the collaborative process (i.e. they have previous experience of Joint Construction), the teacher may have more of a facilitating and scribing role. However, when students are faced with high challenge (bringing together specialised field knowledge from a number of sources to construct a new unfamiliar genre, and often in a second language) a much higher level of support--and thus greater teacher control--is needed.

The issue of teacher control is closely related to the issue of time. Ideally, such support would include a number of iterations of Deconstruction and Joint Construction of the target genre in familiar fields before independent control is expected. Cycles of complementary reading focused pedagogy, such as Reading to Learn, Learning to Read (Rose, 2009), would also be used where needed to develop a thorough understanding of the field before embarking on Joint Construction. However, in 13 week tertiary courses time constrains the opportunities for multiple cycles of support. In order to maximise the learning within tertiary time frames, we maintain that the level of teacher control needs to be relatively high.

Time pressure is also keenly felt by students as their courses demand rapid synthesis of new field knowledge. This can mean that students' confidence when contributing to the collaborative process will vary. In our experience, careful solicitation and mediation strategies such as those illustrated in section 1.6, can serve to increase students' confidence and ensure that they are kept in the Zone of Proximal Development. As others have argued (e.g. Gray, 2007), even if students do not have the confidence to contribute to these collaborative writing processes, the scaffolding provided in Joint Construction offers them the chance to still be actively engaged and to learn from more experienced peers.

In order to address the potential tension between control and creativity, we argue that solicitation strategies within Joint Construction need to initially open space for creative contributions from students. This is achieved through starting with open questions and then gradually committing more meaning to the prompts provided. Similarly, mediation strategies maintain this creative space while providing further opportunities for learning. While we acknowledge that more research is needed for in-depth exploration of the solicitation and mediation strategies teachers use during collaborative writing in tertiary contexts, our findings suggest that through the combination of both designed and contingent scaffolding, Joint Construction retains the flexibility that is needed to support students towards successful independent writing.

Appendix
Appendix 1: Model Linguistic Interpretation--
Masters of Applied Linguistics

Stages/                                                     Linguistic
phases                         Text                         features

          This essay will use Register and Genre Theory
          to make visible the meanings of a text taken
          from an inner-city council booklet about dog
          obedience training. This text provides advice
          on how to be an effective dog owner, and can be
          characterised as a directive (Iedema, 1997).
          This characterisation is supported both by
          analysis of the generic structure of the text,
          and through the analysis of lexico-grammatical
          patterns across stages of the text. This
          interpretation will firstly outline the
          unfolding stages of the text, and will then
          explore the various linguistic patterns which
          realise the contextual dimensions of field,
          tenor and mode.

          The social purpose of the text is to provide
          directions on how to be an effective dog owner.
          This directive function is achieved through the
          obligatory stage of Command (Halliday, 1985b/
          1994, pp. 341ff). The other paragraphs in the
          text support this obligatory stage in two ways:
          with Enablements, which are stages that provide
          necessary information or procedures for the
          achievement of the command; or with
          Legitimisations, which offer incentives and
          justifications for complying. The schematic
          structure of the text is as follows:

            Enablement 1 ^ Command ^ Legitimisation 1 ^
                  Enablement 2 ^ Legitimisation 2

          Analysis of the lexico-grammatical patterns
          which realise register can be discussed in
          terms of field, tenor and mode. The field of a
          text is concerned with meanings about a reality
          (ideational meanings) and is realised through
          transitivity selections and lexical choices.
          Grammatical selections from the transitivity
          system reveal that 'dogs' are the most frequent
          participants in this directive, and their
          natures are described through relational
          processes which describe or define them (1a All
          dogs are, by instinct, pack animals; 5a Dogs
          are like people), or possessive processes which
          enumerate their attributes (14a Dogs also have
          an excellent memory; 15a Dogs have a limited
          understanding of vocabulary). The main semantic
          domains developed by the text can be seen in
          the following lexical strings: (1) personal
          qualities (leadership qualities, consistency,
          kindness, patience, confidence, respect); and
          (2) control (authority, firm, harsh, training,
          method, program, command, permission). These
          patterns define and characterise dogs and dog
          owners, linking the dependent and loyal nature
          of dogs to the leadership qualities needed to
          be a successful dog owner.


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Sally Humphrey & Lucy Macnaught

University of Sydney

(1) See www.readingtolearn.com.au) for a description of a complementary reading oriented teaching and learning cycle, Reading to Learn, Learning to Read which focuses on Field Building.
Table 1. Stage 1: Bridging

STAGE      TIME         TEXT                   FEATURES

Bridging   [06:30.25]   T: Last week we were   Recapping the
                        pretty happy calling   metalanguage of
                        this an orientation.   stage names and
                        That's nice and        connecting everyday
                        general enough. Who    and specialised
                        did I hear try to      terms.
                        describe what a ...?
                        What's your name
                        again?

                        S: Rebecca.

                        T: Rebecca, tell us
                        what an orientation,
                        how you got the idea
                        of a functional
                        stage of an
                        orientation?

           [06:44.01]   S: Yeah when I was a   ** The sport,
                        kid we used to do a    'Orienteering'.
                        thing call
                        Orientation ** where
                        you get a compass,
                        you have to figure
                        out where you are
                        and where you are
                        going, so that's
                        what an orientation
                        is in this case as
                        well.

                        T: That's fantastic.   Revisiting the text
                        Thank-you very much.   that they have
                        So it's a compass of   already created.
                        where we are, you
                        know where the
                        starting point it is
                        and where we want to
                        go from there. Um,
                        we introduced lots
                        of things. We
                        introduced the text,
                        that we're working
                        with, we introduced
                        the theoretical
                        framework ...

           [07:43.10]   T: So this             Recapping the
                        introduces us          purpose of the
                        straight away to       stage.
                        what the theoretical
                        tool box is, what
                        the set of tools
                        are. Um. And it kind
                        of tells us where we
                        are going, what we
                        are going to do in
                        the analysis ...

Table 2. Stage 2: Text Negotiation

STAGE        TIME        TEXT                      FEATURES

Bridging     [10:21.19]  T: ... So you see we've   Recapping the
                         done a lot of work        previous lesson
                         already, haven't we? In,
                         in, ah, beginning this,
                         this the genre analysis.
                         If you like. We've,
                         we've told the reader
                         what the purpose of the
                         text is and then we've
                         made that link between
                         purpose and genre. We've
                         been able to name the
                         genre because of its
                         purpose. In a general
                         way. Okay.

Text         [11:14.20]  T: What can we say,       Open solicitation.
Negotiation              then, um, about how this
                         purpose is achieved?
                         What, what tools have we
                         got at the level of
                         genre that enables us to
                         talk about genre and how
                         it is achieved?

             [11:39.11]  T: If you look at your    Directing students
                         notes, and we're looking  to use resources
                         at genre. What we're      (notes from last
                         looking at down this,     week.)
                         under genre you'll see
                         the tools that we are
                         going to be using, so
                         you can refer to your
                         notes in order to be
                         able to, um, you know,
                         move through those and
                         give me any information,
                         um, that you can see
                         that you think might be
                         useful for us.

             [12:01.28]  T: So, um, it's a         More explicit
                         directive genre. How      solicitation
                         does it achieve its
                         directiveness?

             [12:09.22]  S: Ahh by the means of    Student suggestion.
                         commands. T: By the       Acceptance & extend.
                         means of commands. Ok.
                         So we've got a, what's a
                         command, what can we
                         call a command? The ...
                         ? S: Stage T: Stage.
                         What kind of stage might
                         I call that? S: Central
                         Stage T: Central Stage
                         So let's work with that
                         idea of a central stage
                         first. umm. And we need
                         to put that into a
                         sentence that tells us
                         about the fact that the
                         text is achieve, that
                         the genre is achieving
                         its goal ...

             [14:49.20]  ....                      Mediation of the
             [15.01.05]  T: The text achieves      student answer
                         S: its genre.
                         T: Ah Ok. I ... I ...
                         achieves the genre.
                         T: Yes, I think that's,
                         you know, a very
                         good concept to be
                         building. But really
                         what we're looking at as
                         our definition of genre
                         is that it is about
                         achieving a goal. We
                         have this text that's
                         put through these stages
                         in order to achieve a
                         goal.
                         T: So shall we use goal?
                         S: Yep. Ok.
                         T: In that way? The text
                         achieves its goal
                         S: through
                         T: through
                         S: commands
                         T: Ah okay good and
                         what's command?
                         S: the command stage
                         T: Ah excellent. Ok.
                         Through, um, a command
                         stage. Excellent.

Table 3. Stage 3: Review

STAGE      TIME            TEXT                        FEATURES

Review     [24:56.14]      T: How about that! Do you   Solicit editing.
                           like it? Any changes
                           you'd like to make or
                           mistakes I've made?
                           There could be.

           [25:08.05]      T: Shall we read it out?    Editing on the
                           S: Did you mean             whiteboard.
                           Legitimisation there?       Solicit editing.
                           T: Oh probably.
                           Legitimation and
                           Legitimisation. Thank-you
                           very much. A good
                           proofreader is worth
                           their weight in gold.
                           Legiti..m..ation. No!
                           S: Legimisation.
                           i..zation.
                           S: i, z. i, z.
                           T: No no no but we've
                           got, is it actually
                           legitimisation?
                           S: Ah, (sigh)
                           T: So we've made this
                           mistake. Not that one.
                           See when I was teaching
                           in Japan, if I made
                           mistakes like this I
                           would just say 'it's
                           British English!'
                           S: laughter!
                           T: There we go. Thank-
                           you. Anyone else
                           spotted something that
                           needs changing? ...

           [26:09.01]      Okay so don't forget        Reinforcing the
                           those stage names, put      conventions of
                           them in capital letters,    punctuation.
                           it really does make a
                           difference. But the genre
                           name doesn't need capital
                           letters. Okay so we've
                           got 'directive' as a
                           small letter there. And
                           we've got our stage
                           names as capitals.
                           It's a convention....

           [00:27:10.25]   ... Okay. So here's our     Re-reading
                           findings, 'followed by      the text and
                           supporting stages' and      reinforcing
                           then 'this indicates        the linguistic
                           that'. (under-lining        choices.
                           text).

           [28:22.09]      T: Can anybody think of     Exploring
                           any other words for         alternative
                           'indicates'?                choices.
                           S: Shows
                           T: Yep, that's a very
                           straight. And shows if
                           you like 'demonstrates',
                           that would be stronger.
                           But 'indicates' on that
                           level where we are
                           keeping our options
                           open a little bit.
                           S: suggests
                           T: Well done. Yes that's
                           it. Yes suggests. Ok. So
                           they are good ones to
                           come back to all the
                           time, when you're wanting
                           to do this work.

Bridging   [28:53.13]      Okay we've done that, we    Outlining
                           are going to look at        new task and
                           register now. So go to      supporting
                           your notes, turn over       resources.
                           your page, on the second
                           page of your notes, we've
                           got here Field, Tenor and
                           Mode. We've got different
                           tools in Field, Tenor and
                           Mode....

Table 4. The text jointly constructed by the teacher and students

A Linguistic Interpretation of 'A message from council'.

The purpose of this essay is to use Register and Genre theory to
analyse and interpret the text, A Message from Council, found in a
Marrickville Council booklet about dog training. First, the stages
the text moves through will be discussed and then the linguistic
features which realise field, tenor and mode. The purpose of the
text is to instruct dog owners on controlling the behaviour of
their dogs. It is therefore a directive genre. The text achieves
its goal through a Command stage (Halliday, 1985; 1994) followed by
supporting stages of Enablement and Legitimisation. The majority of
these supporting stages are legitimisations, which are largely
negative. This indicates that the text is primarily regulative.

The register of the text will be analysed in terms of field, tenor
and mode. Field is understood in terms of ideational meanings, or
meanings of reality, and can be analysed by examining the
participants, processes and circumstances (transitivity patterns).
The major participant in the text is the Council, which is
construed as a conscious entity (e.g. The Council believes) and a
benevolent actor (e.g. The Council assists). This establishes the
Council as an authority.

Tenor relates to ...

Mode is concerned with ...

In conclusion, the analysis of genre and register demonstrates that
the text, A Message from Council, is regulative and constructs an
authoritative relationship with the reader.
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