Reconciliation: aspects, growth, and sequences.
Kriesberg, Louis
Abstract
This paper explores the several aspects of the process of
reconciliation: the units engaged in reconciliation, the dimensions of
reconciliation, and the degree and symmetry between the units along each
dimension. Various combinations of these aspects characterize diverse
patterns of reconciliation over time. Attention to these aspects help
account for the expansion of reconciliation efforts and alternative
sequencing of reconciliation acts. Four sets of factors help explain
these variations: trends in ways of thinking, trends in material
conditions and social relations, contextual events, and local
conditions. The analysis yields implications for theory and practice.
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Throughout history, many people have engaged in personal or
representative acts of reconciliation. (1) In recent years, such
reconciliation efforts are widely discussed and frequently undertaken
(Kritz 1995; Weiner 1998). Reconciliation between antagonists in a
destructive conflict is often an important part of establishing a
mutually acceptable coexistence between them. The condition of
reconciliation, however, varies in degree and over time. It also varies
along many dimensions and differs among the diverse groups constituting
the opposing sides. The process of antagonists reconciling with each
other, therefore, is hugely complex. This article focuses on three
issues: the increase in reconciliation efforts around the world, the
patterns of reconciliation, and alternative sequences of various aspects
of reconciliation.
Processes of reconciliation between large entities such as peoples
and countries are unending; whatever kind of reconciliation is attained
is not permanent. Changes in the reconciliation achieved between peoples
occur years, decades, or even centuries after an inter-communal
accommodation has been imposed or mutually reached. For example, the
nature of the relationship between Native Americans and the dominant
ethnic groups in the United States has undergone many transformations.
Recently, examples abound of compensation and apologies made by
representatives of the dominant party to the group whose members have
been victimized and marginalized. The U.S. government apologized and
provided some compensation to the Japanese Americans who were interned
during World War II, the Spanish government acknowledged that the
expulsion of Jews from Spain in 1492 was wrong, and the Canadian and
Australian governments only recently acknowledged their long denial of
basic rights to indigenous peoples.
Too often, the multi-faceted character of reconciliation is
disregarded, resulting in misunderstandings, unspecified
generalizations, and unrealistic expectations. Therefore, I first
explore the many, sometimes contradictory, dimensions and other aspects
of reconciliation. Then, explanations for the variations in
reconciliation and for changes in reconciliation over time are analysed.
Finally, I discuss the implications of this analysis for theory and
practice regarding the sequences of various components of
reconciliation, following destructive, large-scale conflicts.
Aspects of Reconciliation
The term reconciliation generally refers to the process of
developing a mutual conciliatory accommodation between enemies or
formerly antagonistic groups. It often refers to the process of moving
toward a relatively cooperative and amicable relationship, typically
established after a rupture in relations involving extreme injury to one
or more sides in the relationship. Reconciliation, clearly, has more
than one meaning and people disagree about the relative importance of
those different elements (Kriesberg 2007a; Lederach 1997; Kriesberg
1999). Thus, people vary in their emphasis upon forgiveness, redress for
past injustices, and provision for future safety. Four aspects of
reconciliation deserve attention: the units engaged in reconciliation,
the dimensions of reconciliation, the degree of reconciliation, and the
symmetry of each aspect.
Units
Reconciliation occurs between many different kinds of parties,
ranging from persons to nations, and it occurs between individuals and
groups from antagonistic sides, at the grass roots, middle range, and
elite levels. Reconciliation may be expressed at the interpersonal grass
roots level, in friendships, marriages, and private conversations, or
egalitarian work relations. Some persons may claim to be and are
regarded as representatives of larger units; indeed, some of them can
make commitments for those entities. In such cases, people typically
speak of reconciliation between countries and peoples, or between
political and religious organizations, or between cities, regions, and
neighborhoods. For example, in recent decades, leaders of the Catholic
Church have met with leaders of the Jewish faith to find common ground
in understanding and acknowledging what the Church did and did not do
during the Holocaust and in earlier periods of Catholic and Jewish
relations (Willebrands 1992).
When considering reconciliation between large-scale units, it is
well to recognize that members of the units generally differ
considerably in the kind and level of their reconciliation with members
of antagonistic peoples. The reconciliation may be comprehensive and
profound for many people or for only a few persons on each side. The
proportions and the status of such persons obviously have great
significance for the likely stability of whatever accommodation may
exist. Many Serbs and Croats were reconciled with each other after the
atrocities of World War II in Yugoslavia; they shared in the governance
of their common country and engaged in amiable even intimate personal
relations. Many other Serbs and Croats, however, also harbored feelings
of resentment, of hatred and fear, and a sense of unredressed
injustices. Ethno-nationalist leaders, in order to garner support, then
aroused such sentiments when social-political conditions deteriorated
and terrible atrocities ensued (Glenny 1992).
The reconciliation of certain groups with each other sadly may be
at the expense of still other parties. In the United States, after the
Civil War ended in 1865, the Federal government undertook to restore the
union and to ensure security and greater justice for the freed slaves,
as part of the reconstruction effort. The Federal government in
cooperation with the newly enfranchised African American men and many
whites in the South established social programs to assist the freed
slaves. Many of the white former rebels, however, organized the Klu Klux
Klan and with the support of some local officials and the tolerance of
many Federal officials, they lynched, massacred, tortured and otherwise
terrorized blacks so as to restore and sustain their domination (Kennedy
1995). Southern officials who resisted such terrorism were themselves
threatened, assassinated, and driven from office. Then in 1876, a deal
was struck between leaders of the Republican and Democratic parties so
that the Republican candidate for the presidency, Rutherford B. Hayes,
would be elected, the union military forces would be withdrawn from the
south, and the southern states would be ruled by the white oligarchy.
Many aspects of reconciliation were realized between various elements of
the North and South, but the failure to establish basic levels of
security and justice for all the parties impacted by the civil war
resulted in legacies that would take almost a hundred years again to
begin to be significantly overcome.
Dimensions
Four dimensions of reconciliation can be usefully distinguished
(Kriesberg 2004; Lederach 1997). Each has subjective qualities,
including feelings, values, and beliefs and manifest qualities,
including social conduct, institutions, and material goods.
Reconciliation incorporates some combination, at varying levels, of the
following dimensions: truths, justice, respect and security.
Truths. A fundamental aspect of reconciliation is the recognition
of the injuries suffered and the losses experienced by members of one
side at the hands of former antagonists. Members of the group who
suffered hurts are generally aware of them, while associates of the
perpetrator groups usually deny or minimize them. Consequently, the
former antagonists often do not believe the same truths. The dimension
of truth in reconciliation refers minimally to the recognition of those
hurts by members of the party that inflicted the injuries. Truth in
reconciliation is greater insofar as the members of the formerly
opposing sides share understandings about who has suffered or continues
to suffer by whose acts.
The Truth and Reconciliation Commission (TRC) in South Africa consciously held hearings in different locations in South Africa,
televised many of them, and held meetings throughout the country to
bring people from diverse communities together to discuss the findings
of the TRC. Such efforts were effective in convincing many whites that
apartheid was sustained by gross violations of basic human rights and
that their failure to oppose apartheid made them complicit in
exploitation and in the commission of atrocities. Those efforts also
convinced many blacks that their past suffering was recognized and that
a new relationship was emerging. In the United States, there is some
acknowledgment that the experience with the police and the justice
system differs for African Americans and for European Americans. Among
most European Americans, unlike most African Americans, however, this is
regarded as due to idiosyncratic behavior of particular officials, not
systematic racism.
Shared understandings gain support and significance by being
manifested publicly (Borer 2006). Official investigations, judicial
proceedings, literary and mass media depictions are all ways to openly
face abuses that had been hidden or denied. Reconciliation is further
increased insofar as those who had inflicted the harm acknowledge their
deeds and accept responsibility for what happened.
Justice. Many persons who have suffered oppression and atrocities
in the course of an intense struggle seek redress for the injustices
they endured (Llewellyn and Howse 1999). This is not a simple matter,
since justice itself is multifaceted and the facets are variously
related to other dimensions of reconciliation (Rigby 2001).
In current discussions about justice and reconciliation, the
distinction between retributive and restorative justice is usefully
made. Retributive justice refers to punishing those who committed
crimes, or more generally perpetrated acts of injustice. For advancing
reconciliation, punishing individuals for past violations of human
rights is a way of identifying individual responsibility and avoiding
attributing collective guilt, which may create new injustices and be a
source of new resentments. Restorative justice refers to arrangements,
often made between the victims and perpetrators of a crime, in which
tangible restitution or compensation for what was lost is made by the
perpetrators of the crime to the victims. More generally, justice may be
served by providing compensation to survivors and/or enhanced
opportunities to members of groups who have suffered past
discrimination.
A third way of promoting justice also is important for
reconciliation. This pertains to the future and entails policies that
avoid future injustices. Punishment does not restore past losses, even
if it assuages some people's desire for revenge and retribution.
Nor can there be full compensation for severe losses, such as those
involving death and torture. Avoiding the recurrence of such injustices
is an important way of promoting justice as a part of reconciliation
between peoples. Thus, officials may institute policies that provide
protection against future discrimination or harm to members of the
victimized group or other potential targets.
Many actions of the Federal Republic of Germany regarding the
period of Nazi rule in Germany illustrate these methods. For example,
compensation has included payments to Jewish survivors of the Holocaust
and assistance to the State of Israel; trials have been held of persons
charged with crimes against Jews and other victims of Nazism; and laws
were enacted against organizations advocating racism and to provide
asylum for victims of political repression (Feldman 1999).
Respect. The third important dimension of reconciliation involves
at least a measure of respect by members of one side toward members of
the adversary side. In intense conflicts, antagonists tend to demonize the opponents and often believe the opponents have grievously hurt them.
To accord the opponents respect as humans may require overcoming
feelings of anger, resentment, hate, and the desire for revenge. To gain
respect from those who suffered may require feeling and expressing
remorse, guilt, regret, and shame. Persons belonging to opposing sides
may feel some of these emotions, but feelings such as remorse and
forgiveness are typically expressed in a complementary fashion.
These emotions are manifested in many ways. Remorse is expressed in
the form of apologies and articulations of regret and guilt, conveyed
privately or publicly. Mercy and forgiveness are also variously
expressed. At one extreme, the survivor of torture or a family member of
someone who was murdered might accept with compassionate tears the
expression of remorse by the person who committed the torture or murder.
The difficulties in such exchanges were evident in the workings of the
South African TRC (de Ridder 1997). Family members sometimes differed
among themselves about extending forgiveness to the perpetrators, with
some objecting to granting specific perpetrators amnesty. For many
survivors, re-living the experiences raised emotions they did not want
to feel. Counseling was made available to those testifying, before and
after their public appearances; but this was quite limited. Of course,
for some victims/survivors/fighters, testifying about what had happened
was a release and a vindication of their suffering.
More indirectly, survivors may be unforgiving of individuals who
committed atrocities and seek their punishment, but reject collective
punishment of the people claimed to be represented by those persons who
perpetrated the atrocities. Frequently, recognition of the other
side's humanity entails only expressing the thought that many
members of the adversary community did not personally and directly carry
out harmful actions, and the next generation is not responsible for the
acts of previous generations. Even less directly, persons from
communities who had suffered injury may engage cooperatively in projects
relating to past harms with members of the community who had inflicted
the harm, but not express either apology or forgiveness.
Security. Finally, concern about safety and the desire for security
are particularly important for those who have endured atrocities or
oppression. But such concerns are also important for persons who
committed gross human rights violations, since they may fear personal
retribution or collective punishment. Amnesties, for them, provide
safety; but for those they injured, amnesties may hamper attaining
justice.
In the process of reconciliation, adversaries look forward to
living together without threatening each other, with mutual respect and
security, perhaps even in harmony and unity. This may be in the context
of high levels of integration or in the context of separation and little
regular interaction. The nature of the anticipated peaceful relations
varies, but the realization of the mutual preferences is critical.
Security is largely dependent on the strength of legitimate
nonviolent conflict management procedures. The effective maintenance of
the rule of law is an important safeguard for all persons in a social
system. To do so, of course, societal members must regard the law as
legitimately enacted.
Relations among Dimensions. Combining high levels of reconciliation
along all dimensions and resolving the paradoxes arising from various
combinations are crucial in the process of reconciliation.
Reconciliation is never complete in all these dimensions and is not the
same for all members of each former adversary party. Furthermore, some
of these aspects of reconciliation are even contradictory at times
(Minow 1998). Thus, mercy and justice often cannot be satisfied at the
same time; however, they may be compatible if pursued sequentially or
even simultaneously if done so by different members of the previously
antagonistic sides. Indeed, in some ways these various elements are
interdependent. If some members of one party acknowledge that members of
another community have suffered great injury by their actions,
forgiveness or at least acceptance of the other's humanity becomes
easier to feel and to express.
Insofar as the existing combination of these dimensions has been
legitimately formulated and implemented, it will tend to be regarded as
appropriate. If those who lack legitimacy externally impose the
combination, its acceptance is undermined. Free and orderly elections,
in the contemporary world, are an important vehicle for gaining
legitimacy for officials and for policies, but not without other
institutional support (Lyons 2005; Paris 2004).
Degree
The degree of reconciliation varies in the extent and intensity to
which all the dimensions are fulfilled. Defining high levels of
reconciliation along each dimension so that they are regarded as
mutually supportive enhances this. For example, truth may be regarded as
a way of ensuring justice and security and making forgiveness possible.
Post apartheid South African leaders often modeled how they thought this
was possible.
The variation also occurs in terms of the proportion of each
side's members who exhibit relatively high levels of reconciliation
in its various dimensions. High degrees of reconciliation occur when
members of all social ranks, within each formerly antagonist group,
concur in the reconciliation. Impressively, Franco-German reconciliation
after World War II is evident among many Germans and French at all
social ranks (Feldman 1999).
Another indication of the extent of reconciliation is the minimal
size and marginality of those group members who reject the
reconciliation that has been achieved. Sometimes, however, those who
reject various aspects of reconciliation constitute significant groups
within one or more antagonist sides, and they prove to be effective
spoilers (Stedman 2002). Often, this has been the case in the
Israeli-Arab conflict, hampering reaching a comprehensive resolution of
the conflict and often undermining whatever steps toward reconciliation
had been made (Kriesberg 2002).
Finally, the degree of reconciliation also varies by the intensity
with which the collectivity as a whole demonstrates commitment to the
reconciliation. Commitment is manifested by legislation, judicial
processes, or other institutional arrangements. It is also demonstrated
by non-governmental patterns of conduct and symbolic events, and in
popular culture as well (Ross 2006). Efforts may be made to incorporate
the reconciliation within a larger collective identity. For example,
Nelson Mandela, as the first post-apartheid President, often spoke of
South Africa as the rainbow nation.
Symmetry
One meaning of reconciliation is to bring people back into concord
with each other; but another meaning is for people to acquiesce or
submit to existing circumstances. The latter meaning is not one that is
used in contemporary discussions of reconciliation. Noting it, however,
is a way to highlight that reconciliation frequently is not symmetrical.
To bring members of different sides into accord often means that members
of one or more sides accept losses that they cannot recover, and are
reconciled to the losses. Furthermore, coming into concord does not mean
equal gains and losses for the former adversaries. One side may have
more to atone for and the other more to forgive. Hence, reconciliation
may mean that members of one side accept the painful reality of their
circumstances after losing a struggle in which they committed gross
human rights violations.
What constitutes increasing symmetry varies with the historical
relations between the former antagonists. Symmetry refers here to moving
toward greater equity between the opponents. Thus, a triumphant settler
people may make greater concessions toward an indigenous people,
defeated long ago, than they receive. That may seem appropriate to both
peoples and moving toward greater equity increases symmetry in their
relationship, at least a little.
Symmetry may be expressed in symbolic ways, and in constructing
those ways foster mutual respect. In the aftermath of civil wars,
monuments and memorials may be constructed, after extended negotiations,
which give space to both sides in the past struggle. Cultural
narratives, ritual expressions and enactments can be created that are
relatively inclusive and so express and contribute to reconciliation
(Long and Brecke 2003; Ross 2006).
The degree of symmetry often differs for each dimension of
reconciliation. The truth about past oppression and atrocities may be
widely acknowledged by members of the injured side, but not by members
of the other side. In addition, victors may insist upon revealing the
full story about what members of the other side did, but hide their
complicity in the conduct of the former enemy or in their own
atrocities. This was true for many people who collaborated with Nazi
Germany during the Nazi occupation of their country. Justice may mean
that no individuals suffer punishments for past misdeeds, except that
leaders of one side may lose effective power and control over societal
resources and members of the other side gain protection for their civil
and human rights in the future.
Convergence in thinking is a major way in which the aspects of
reconciliation approach relative symmetry. Convergence may result from
persuasion or conversion. Members of one group may come to believe that
the political, religious, or other belief systems of another group are
more valid than those they previously held. In the light of such changed
assessments, past relationships and events are re-evaluated. This was
the case, in great degree, for former Nazi followers in Germany after
the victory of the alliance against Fascism.
Finally, another way in which relative symmetry is increased
involves reciprocated remorse and forgiveness. Reciprocation may be
initiated by expressions of either forgiveness or of remorse and may be
responded to with appreciation or acceptance. This aspect of
reconciliation is relatively important in the Christian tradition. It
played an important role in the reconciliation between French and
Germans after World War II, among the peoples of South Africa in ending
apartheid, and between African Americans and European Americans during
the Civil Rights struggle in the latter half of the twentieth century.
This kind of symmetry, however, is not universal. In Israeli-German
relations, for example, Israeli leaders avoid the term
'reconciliation' assuming that connotes a "religious
element of forgiveness which, they believe only the murdered victims of
the Holocaust, or G-d (on Yom Kippur) can pronounce." (Feldman
1999:341). Indeed, the term reconciliation has no exact equivalent in
Hebrew and has Christian overtones.
Varying Combinations of Reconciliation Aspects
Each aspect of reconciliation is fulfilled in various degrees for
different parties, at any given time in a social relationship. They are
combined into a variety of types of reconciliation, depending on the
parties involved and their social context. Consider the differences in
the relations between adherents of an authoritarian government and the
subordinated classes, between members of antagonistic ethnic communities
and between adherents of antagonistic religious communities. Patterns of
reconciliation differ greatly between communal groups in countries such
as the United States of America, Germany, Chile, Argentina, Spain, South
Africa, Lebanon, and Russia.
In some circumstances, people accord great importance to security.
The past victims want safety and assurances that their ordeal is over;
many prefer living peacefully with their former oppressors to continuing
a destructive conflict. At the same time, victimizers also want
assurances of safety and protection from retribution. Mutual security
may be more important to many people than seeking retributive justice,
which appears to threaten peace. This preference for safety often is
particularly strong among the leaders of the antagonistic groups who
feel themselves threatened by legal prosecution and punishment or by
non-official revenge seekers.
In other circumstances, primacy is given to sharing information and
learning the truth of what had happened in the past. In still other
situations, little official reconciliation is undertaken directly
concerning the past. Reconciliation processes are largely left for
informal action. This may be accompanied by establishing social,
political, and cultural relations that would prevent the recurrence of
the oppression and human rights violations that had previously occurred.
In varying degree, this may be seen in Spain, after Francisco
Franco's death in 1975 and in the former Soviet Union after its
dissolution in 1991.
Most members of a society often share cultural patterns for
managing reconciliation. These patterns may be structured and sustained
by religious beliefs, legislation, or folk traditions. Thus, in Lebanon
and other countries of the Arab-Islamic culture area, rituals of
settlement, Sulh, and of reconciliation, musalaha, may be used to
reconcile parties after blood feuds, honor crimes, or cases of murder
(Antoun 1997; Irani and Funk 1998). Conducted within a tribal or village
context, local leaders form a delegation, jaha, to investigate and
arbitrate the conflict. Accepting this intervention, the aggrieved
family agrees to a truce. After a period of mourning, the aggrieved
party receives the payment of symbolic compensation, arranged by the
jaha. The families gather for a ritual of hand shaking, the family of
the victim offers bitter coffee to the family of the offender, and then
the family of the offender serves a meal to the family of the victim.
Explanations
The preceding discussion contributes to understanding three
matters: the recent expansion of governmental and non-governmental
programs to foster reconciliation, the variations in the patterns of
reconciliation, and the sequential changes in aspects of reconciliation.
I emphasize four sets of factors that help explain these developments,
namely: 1. trends in ways of thinking, 2. trends in material conditions
and social relations, 3. contextual events, and 4. local conditions.
Trends in Thought
Among the many trends in human thought during the last century,
three are particularly relevant for this inquiry. They are developments
first, in religious beliefs; second, in thinking about human relations (especially in the social sciences); and third, in views regarding
democracy and human rights.
Religious beliefs. All religions have relevant interpretations and
prescriptions about proper human social relations at the individual and
the collective level. The major religions have sufficient complexity and
historical experience to be open to contradictory interpretations. One
pair of differing interpretations is especially relevant in this
context: that is, exclusiveness and inclusiveness.
Some adherents of major religions stress that they are chosen by
God, or that their beliefs are the only correct ones and therefore other
persons are inferior or even damned, in which case they must try to win
over those who are in error in order to save their souls. Adherents of
such exclusive perspectives often act in ways that others find extremely
oppressive. Such exclusiveness hampers a process of reconciliation
between groups maintaining differences in religious adherence.
Certainly, in many of the major religious communities such exclusiveness
seems more evident in recent decades. This can be seen in increased
fundamentalism within Islam, Christianity, Judaism, and Hinduism.
Despite the above observations, the major religions of the world
are profoundly inclusive. Each is open to anyone to join. Important
traditions in each of the monotheistic religions recognize all humans as
children of the same God. Mercy and peace are admired and sought in
human relations. Indeed, recent decades have seen great movements away
from doctrinaire exclusiveness and toward active inclusiveness,
tolerance, and respect for people in different religious communities.
For example, the Catholic Church has acknowledged and corrected the ways
its teachings contributed to anti-Semitism (Willebrands 1992); it has
also worked to improve relations with many non-Catholic churches and
denominations. Activist Catholic groups have undertaken campaigns
against war and for increased justice between social classes and ethnic
communities.
Among the traditional peace churches, Quakers have long been
advocates of peace and justice, even between groups and peoples who had
engaged in destructive conflicts and oppressive relations. Through
organizations such as the American Friends Service Committee, they
provide humanitarian service and nonofficial mediation. Mennonites have
practiced pacifism, but in the past had not been active peace workers.
However, particularly after World War II, some members have become
highly active in peacemaking. They provide mediation and conflict
resolution training in many parts of the world. In addition, Moral
Rearmament has focused on forgiveness and reconciliation as fundamental
to peace making and it contributed to reconciliation in French-German
relations and in the transformation of Rhodesia to Zimbabwe (Luttwak
1994; Henderson 1996; Smith 1984).
Secular thinking about human relations. Like religious thought,
some secular thinking is conducive to inter-communal antagonism and
hampers equitable reconciliation. But the long-term trends in secular
social thought during the last two hundred years support cooperative and
equitable human relations, a sound basis for peace and reconciliation.
Before discussing trends supportive of reconciliation, counter
developments also should be noted.
Some analysts have emphasized the great human capacity for
aggression, greed, and chauvinism. Competition and violent struggles
among people are therefore regarded as inevitable and coercion is
believed necessary to maintain peace and order. In addition, particular
racist doctrines view other humans as inferior or even lesser beings.
Thus, ideas asserting biologically based race differences in
intelligence and other aptitudes have been recurrently raised.
On the whole, nevertheless secular ways of thinking have developed
that provide increasing recognition of the importance, use, and
contributions of reconciliation to human life. First, intellectual
support for racism has gradually declined. Recent intellectual work has
demonstrated how ethnicity is socially constructed and that races too
are social constructs, their nature varying from one culture to another
(Anderson 1991; Winant 1994).
Second, ideas about material progress increasingly point to the
limited effectiveness and even counterproductive results of warfare and
other coercive methods to gain relative advantage. Cooperation and
exchange are increasingly thought to provide more reliable ways to
achieve material progress than unilateral exploitation. Finally, recent
ideas about building productive human relations by mutual respect are
increasingly recognized in many spheres of social interaction. These
ideas have been part of the greatly expanding feminist approaches to
social life and to the growing practice of problem solving conflict
resolution. For example, the ideas about transforming social conflicts
into shared problems to be solved are increasingly being applied to a
wide variety of conflicts, including inter-communal struggles (Kriesberg
2007b).
Views of democracy. Some versions of democracy, subscribing to
ideas of ethnonationalism, can be a basis for exclusiveness and
intolerance of others. The popular will, as interpreted by a charismatic
leader, can be mobilized to silence dissenters and exclude persons not
deemed to be members of the same ethnicity. The increasingly dominant
view of democracy, however, tends to support mutual respect and
consideration by each person of all others. It includes popular
participation in self-governance, but often also incorporates the
protection of fundamental human rights of individual persons and
communal groups against the tyranny of the majority.
Trends in Material and Social Conditions
Many trends in the living conditions also affect the attention to
reconciliation, in its many aspects. I emphasize three major trends:
growing economic and social interdependence, expanding means of
communication and interaction, and increasing productivity.
Growing Interdependence:
The rapidly increasing integration of the world's economy is
widely recognized. International trade, transnational investments, and
the global movement of labor have expanded greatly in recent decades.
This globalization of the economy means that the actions of persons in
every part of the world impact on each other's lives. The costs for
different groups if they do not get along with each other have
increased.
One consequence of this globalization is the growth of
international and transnational organizations to help manage and exploit
the resulting interdependence. These organizations include
intergovernmental institutions relating to economic, political, and
environmental matters. The United Nations (UN) is the most comprehensive
of such organizations and it plays an increasingly important role in
fostering reconciliation as part of peace building, as noted earlier
regarding Guatemala. The great increase in transnational organizations
certainly includes a vast array of non-governmental organizations as
well (Smith, Chatfield and Pagnucco 1997). Another consequence of this
globalization is that people in various parts of a region or the whole
world are attentive to what is happening elsewhere. If groups escalate
their conflicts destructively or persist in them without any resolution,
governments, non-official groups, and international governmental and
non-governmental organizations are increasingly likely to intervene.
These entities and their actions embody, reflect, and create the ways
people think about proper social relations between humans. For example,
they significantly contributed to the non-violent transformation of
relations in South Africa.
Admittedly, all these developments also are the source of new
strains in human relations. Peoples within each country and region of
the world are thrust into new competitive situations. People with
different traditions, values, and ways of life are increasingly
interacting and face the challenge of cooperating with each other. Thus,
as the needs for cooperative coexistence grow, so do the difficulties of
adequately satisfying them.
Expanding Communication:
Globalization is also increasing rapidly in the arena of
communication. Technological advances enable more and more people in the
world to quickly exchange images and words with each other. They also
enable people to experience and react to the same events as conveyed on
television, in films, and through the internet. One frequently noted
consequence of this is greater salience to conditions that support
mobilizing people to intervene to alleviate what they regard as dreadful
occurrences.
Another consequence of these and the previously noted developments
is that along with individuals' increased movement from one place
to another is their increased ability to maintain relations with the
people in the places they left. More easily than in the past, immigrants
can return to their homeland for visits, speak with relatives there, and
read newspapers and watch television from their countries of origin.
Therefore, they not only can play a role in influencing events in their
home country, but also are more likely to retain a sense of identity
with their country of origin while living in their new country (Anderson
1992).
These developments provide new opportunities for mutual
understanding between different peoples. Diaspora groups can provide
intermediary functions between their countries of origin and their new
countries of residence and also, with other Diaspora groups, between
peoples in their region of origin. For example, the increase of Arabs in
the United States is a source of information and resistance to
stereotypical portrayals of Arabs. Furthermore, the presence of Arab
Diaspora communities in the United States facilitates communication
among different Arab peoples and with Jews (Schwartz 1989).
However, these changes also may exacerbate challenges to
reconciliation. Immigrant groups, in closer communication with their
countries of origin, may sustain traditions and identities that are not
readily accepted by the people in their new country of residence.
Another kind of complication is that Diaspora groups may help sustain
destructive struggles in their homeland, supplying weapons and
supporting uncompromising objectives.
Increasing Productivity and Changing Priorities:
Technological advances in production and the provision of services,
together with the globalization of information, contribute greatly to
increase productivity. This enables wealth to increase and living
standards to rise. Insofar as such expansions occur, the costs of
improving the conditions of subordinated groups in a society are eased.
Conflicts are not as likely to be regarded as zero-sum struggles. Note
that changing beliefs and values that reduce the priority of consumerism
and raise the priority of sustainable development can have similar
effects (Dobkowski and Wallimann 1998).
Contextual Factors
Global and regional political, social, and economic conditions help
shape various aspects of reconciliation between particular adversaries
in specific localities. Contemporary external events, whether directly
or vicariously experienced, impact on reconciliation. The events may be
past disasters that people seek to avoid in the future or previous
successes that people would strive to emulate. Finally, the availability
of interveners also often fosters reconciliation.
Disasters:
The persistence and recurrence of destructive struggles sometimes
provide lessons about what should be avoided. This has been the case in
Franco-German enmity; the wars of 1870, 1914-1918, and 1939-1945
revealed self-perpetuating cycles of humiliation and revenge (Scheff
1994). The absence of adequate reconciliation hampered the resolution of
that conflict and many others. Persistent or renewed claims by one of
the parties in a past struggle are more likely to be made, if their
enmity remains unreconciled, as new justifications for claims arise or
as new capabilities by the claimants emerge.
The Holocaust suffered by the Jewish people of Europe has become a
great object lesson of the evils that can come from anti-Semitism, and
by extension from other ideologies dehumanizing any group of people.
Another lesson widely drawn from the Holocaust experience is that people
who do not actively oppose inhumane treatment of other humans are
themselves complicit in creating the atrocities.
Furthermore, disastrous conflicts sometimes prompt actions with
enduring general import for reconciliation efforts. Thus, they sometimes
spur the growth of new organizations and institutions to mitigate
destructive conflicts. This was the case for the establishment of the
International Red Cross in 1863, the United Nations in 1945, and the
International Criminal Tribunal for the former Yugoslavia in 1993.
Successes:
The example of effective reconciliation efforts also encourages
other such efforts. Thus, the success of the Franco-German
reconciliation is credited in part to the establishment of the European
Coal and Steel Community and the subsequent steps toward the European
Community (Haas 1958; Kriesberg 1960). Similar, but less successful
efforts were attempted in East Africa and Central America.
The South African TRC was established in 1996 after a review of
earlier truth commissions in other post-conflict societies. These
include the National Commission on the Disappeared (established in 1983
in Argentina), the National Commission for Truth and Reconciliation
(established in Chile in 1990), the Commission of Inquiry into the
Crimes and Misappropriations Committed by Ex-President Habre, His
Accomplices and/or Accessories (established in Chad in 1990), the
Commission on the Truth for El Salvador (1992), and Study Commission for
the Assessment of History and Consequences of the SED Dictatorship in
Germany (established in 1992). The South African TRC is a model for
later efforts in other countries.
Interveners and Other Social Actors:
Contextual factors also include external interveners. They may be
governments of large powerful states or of relatively small powers with
control of limited resources or they may be nongovernmental actors.
Interveners sometimes have a greater interest in bringing a conflict to
an end than the primary actors in either camp bring. Too often,
antagonists have reasons for persisting in the struggle because they
fear they will suffer greatly if they stop fighting.
Adversaries in each conflict are also engaged in other struggles,
and those other struggles affect the course of the conflict between
them. Reconciliation may be hastened in the context of an external
conflict. Thus, the Cold War competition between the United Sates and
the Soviet Union for influence in the developing world provided African
Americans leverage in their struggle for more justice within the United
States, and added incentive for U.S. government officials to support
their civil rights struggle in a reconciliatory manner. This in turn
contributed to the quality and effectiveness of U.S. official actions in
Africa. On the other hand, Turkey's engagement in the First World
War was used as to conduct genocidal massacres against Turkish citizens
of Armenian. The Turkish governments' subsequent denials and
failure to undertake reconciliation efforts not only embitters relations
with Armenians, but hampers aspects of the government's other
domestic and international relations (Balakian 1997; Dadrian 1995).
The end of the Cold War contributed to the striking decline in
civil and international wars since the end of the 1980s (Human Security
2006; Marshall and Gurr 2005; Wallensteen 2002). Some protracted civil
wars were settled because the support by the Soviet and the U.S.
governments to opposing sides in the wars was ended. In addition, the
end of the Cold War enabled the United Nations and the Organization for
Security and Cooperation in Europe to operate more effectively and avert
destructive conflicts, to negotiate settlements, and to help sustain
agreements.
Local Conditions
Every conflict has unique qualities, as does every post-violent
situation. An important component of the relationship among groups is
the balance in resources among them. This includes their population
size, economic resources, organizational strength, moral claims, and
many other elements. A tiny, isolated people may be particularly
vulnerable if its members seek to maintain a distinctive life style, as
has been the case of Roma in many countries of Eastern and Central
Europe.
The local conditions also include the specific history of the
relations between particular antagonists. This refers to the past
humiliations, atrocities, and exploitation that one group believes it
experienced at the hands of another. Some of these experiences may be
traumatic for many of the people involved, and such traumas are severe
obstacles to many of the steps that may be taken toward reconciliation
(Chesterman et al. 2006). The history, however, also includes past
cooperative undertakings, such as struggles waged in alliance. This
allied work may then be used by one group to make claims for justice
against another, as African-Americans have effectively done by pointing
to their military service in wars against shared external enemies.
Changes in the degree to which the parties to be reconciled are
part of the same social system with a common identity greatly affect the
extent and nature of reconciliation between them. For example, the
reconciliation between Germans and French was greatly facilitated by
their increased sense both of a common threat from the Soviet Union and
of a common European identity (Ackermann 1994). Conversely, the absence
of a strong common identity hampers reconciliation, as in Jewish-Arab
relations. The weakening of a previously important common identity
contributes to the eruption and escalation of destructive conflicts and
obstructs reconciliation, as in the breakup of Yugoslavia.
The terms of the accommodation reached by former adversaries and
the kind of reconciliation attained have consequences for the next steps
along the path toward greater or toward lesser reconciliation. The
nature of the constitution, judiciary system, the political parties, and
other agencies create a vested interest for pursuing some courses and
not others.
Implications
The failure to carry out any measures of reconciliation endangers
the stability in the relationship between former enemies. For example,
the atrocities committed during the Second World War in Yugoslavia,
particularly by the Croat Ustasha forces against Serbs were not
explicitly and openly adjudicated or investigated by the Yugoslavian
government headed by Josip Broz Tito. The government leaders, partly on
ideological grounds and concerned about stirring up ethnic animosities,
treated the internal struggles among Yugoslavs in terms of class and
ideological differences. In 1945, the government, however, killed many
Chetniks and Ustashi as they fled with the retreating German armies.
Milovan Djilas came to believe that the purges and executions of that
period contributed to the resentment of Slovenians and Croatians toward
the new state led by Tito (Ignatieff 1999). The unresolved ethnic
hostilities were available to be aroused later and contributed to the
breakup of Yugoslavia in bloody wars.
Actions that foster reconciliation need not await the ending of a
conflict. Even when a conflict is being waged and escalated, attention
to future coexistence and ultimate reconciliation can affect the way a
struggle is conducted. For example, if the opposing ethnic group is not
treated as a single unit and all its members are not dehumanized,
reconciliation will be more readily attainable when the fighting ceases.
In de-escalating and ending a struggle, reassurances about seeking
an equitable relationship can hasten a settlement and even a resolution
of the conflict. Ethnic and other communal conflicts often are
protracted and seem intractable because one or sometimes both sides feel
that their very existence is at stake if they are defeated. Convincing
assurances that their existence as individuals and as a people are not
threatened becomes an important step toward settlement. For example,
this is evident in the non-racist strategy that the African National
Congress pursued in its struggle against apartheid.
Efforts to attain certain aspects of reconciliation, however,
sometimes hamper ending a conflict and establishing a stable
relationship. For example, demands for justice by the aggrieved party
may seem to pose unacceptable demands to the dominant party. Thus,
insistence upon judicial trials of the leaders of the dominant
collectivity charged with human rights violations are likely to be
rejected by those leaders. This obviously was a complicating factor in
efforts to end the war in Bosnia in 1996. But without some measure of
justice, the resulting outcome may be the imposition of injustice and a
relationship that is far from equitable and therefore also is prone to
renewed destructive struggle.
Changes such as increased popular participation in governance,
globalized interdependence, and speedier and more extensive
communication affect who engages in reconciliation work and the
effectiveness of their engagement. Elites alone are less likely to
initiate and sustain reconciliation work; sub elites and grass roots
leaders now play a greater role than in the past. External interveners
are also very important in sustaining agreements after they have been
reached (Stedman et al. 2002).
The sequencing of various aspects of reconciliation are affected by
the general trends in thought and material social conditions as well as
the historical experience and local conditions previously discussed. For
example, the growing attention to claims for respecting human rights and
the increasing visibility of transgression of those rights isolates and
weakens even dominant groups who would try to sustain their dominance by
violent coercion. Consequently, relatively more importance is likely to
be accorded to justice and security than in earlier periods.
Yet, the path toward increased recognition of the value of
reconciliation in transforming destructive conflicts is not a straight
line. It will continue to take twists and may even turn backward, and it
will have many rough places that are hard to overcome. Atrocities will
sometimes be perpetrated, justified by earlier atrocities suffered by
people with whom the perpetrators identify. This is evident in events at
the outset of the twenty-first century, in the Middle East, South Asia,
and Africa. The U.S. government, under the leadership of President
George W. Bush, in response to the terrible attacks on the United States
on September 11, 2001, shows little regard to advancing mutual and broad
ranging reconciliation with peoples, organizations or governments who
indirectly or directly have harmed or been harmed by the United States
(Kriesberg 2007c).
Conclusions
This analysis indicates that there are many kinds and degrees of
reconciliation, with different mixes of elements. In large-scale
conflicts, full reconciliation in all its aspects is improbable. Often,
trying to build one component undermines constructing another; but this
analysis also indicates that what cannot be accomplished at one time can
be built later on the foundations previously laid. Moreover, policies
that might seem incompatible, for example between ensuring justice and
ending a fight, may be complementary in particular formulations and in
certain contexts (Babbitt Forthcoming).
Reconciliation is not an inevitable stage in every conflict. The
obstacles to comprehensive reconciliation often are so great that it is
not achieved to a significant degree. The result may be ongoing
embittered relations, sometimes recognized by only one side while
members of the other side are unaware of those sentiments or deny them
credibility, as in Turkish-Armenian relations after the 1915 massacres
of Armenians.
Furthermore, the reconciliation that does occur may be
fundamentally one-sided, incorporating only a few elements of a full and
mutual reconciliation. That kind of accommodation would not generally be
regarded as reconciliation at all. Yet it may prove to be the basis for
future efforts toward substantial reconciliation. This is illustrated by
changes in the relations between African-Americans and European
Americans since the end of the Civil War.
The levels of reconciliation achieved are not static, but remain in
flux. Different aspects of reconciliation have their own dynamic of
change and also affect each other. Furthermore, various social
conditions affect the workings of the many processes of reconciliation.
This complexity may appear discouraging since foreseeing all the
consequences of pursuing one strategy rather than another is unlikely.
On the other hand, the complexity is such that many actions can make
useful contributions. There is reason to believe that better information
and understanding of how different sequences of steps can contribute to
reaching a fuller reconciliation can help formulate and implement more
effective reconciliation policies.
Acknowledgements
I thank the following persons for their comments about earlier
drafts of this paper and/or about the matters discussed in it: Alice
Ackermann, Marc Gopin, John Paul Lederach, and Carolyn Stephenson.
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Notes
(1.) Probably, most people have undertaken some acts of
reconciliation in one setting or another. I mention a personal story.
Among my many identities, I am American and I am Jewish. In 1950, as a
college student, I spent a summer in West Germany. In addition to other
activities, I spent a short time at an international work camp, in
Donaueschingen, where we helped construct housing for German refugees
from the Sudetenland. Before going there, I visited a Displaced Persons
camp, near Frankfurt, where Jewish survivors of the Holocaust were still
waiting to emigrate and get settled out of Germany. In a conversation
with one DP, I mentioned that I was going to this work camp for a while.
He asked me, "How can you do that?" I understood that at that
time this man could not do what I was doing, but I could, somehow, and I
thought therefore I should. I felt a wide variety of emotions,
contradictory and quickly changing, during that summer in Germany.