.Edu dilema: the web accessibility challenge facing public and private universities.
Clapper, Danial L. ; Burke, Debra D.
ABSTRACT
In the early days of the World Wide Web a popular metaphor used to
capture the essence of the web was the frontier days of the American
"Wild, Wild West." It was a wide-open, self-policing,
unregulated frontier and newcomers had best beware! As the Web has
become an increasingly accepted part of our world, the frontier metaphor
use has noticeably declined. But the de-centralized technology
architecture, which was behind this metaphor, is still as true today as
it was in the early days of the web. And perhaps nowhere has that
decentralized model been as enthusiastically embraced as in the
university setting.
From the small team of professional developers working in the
admissions office to create online applications, to the part-time
student workers creating departmental web pages, to the full-time and
adjunct faculty putting an increasing amount of course related material
and content up on the web, widely disparate groups and individuals have
created a phenomenal number of web pages, often without any awareness of
other groups on campus, minimal to no oversight by university technology
administration or legal counsel, and frequently with little or no
awareness of legal/ethical concerns such as the need to make their web
pages available to people with disabilities.
This paper will propose that, although the web has become a
fundamental, vital tool for universities, some of the fundamental
aspects of the web--combined with the history of how the web has been
adopted on campuses--results in a particularly daunting barrier to
verifying and guaranteeing that all web pages used at the university are
in compliance with the law and accessible to populations with
disabilities.
INTRODUCTION
The Americans with Disabilities Act ("ADA") of 1990 was
Congress' effort to eliminate discrimination against individuals
with disabilities. The intent of the legislation was to insure that
people with disabilities could be active and productive members of
society, undeterred by artificial barriers. At the time the ADA was
enacted, the World Wide Web was in its infancy and no one--including its
creators--could have foreseen how in a short fifteen years the web would
move from being a tool for physicists to shared research results, to
being an important part of our society. In the early days of the World
Wide Web a popular metaphor used to capture its essence was the frontier
days of the American "Wild, Wild West." It was a wide-open,
self-policing, unregulated frontier and newcomer's best beware! As
the Web has grown, the frontier metaphor use has noticeably declined.
Instead, the Web has become an accepted, important part of our
day-to-day routine and increasingly provides the information and
services that we need in our normal lives. A recent report on web usage
suggests that the web has become "the 'new normal' in the
American way of life; those who don't go online constitute an
ever-shrinking minority" (Rainie & Horrigan, 2005). As this
change occurs, as more and more information is available on the Web, it
becomes increasingly important to insure that all potential users can
access this information.
This seems a particularly crucial issue for universities where--not
surprisingly--the web has been enormously successful. The de-centralized
technology architecture, which was behind the "Wild, Wild
West" metaphor, is still as true today as it was in the early days
of the web. And perhaps nowhere has that decentralized model been as
enthusiastically embraced as in the university setting. From the small
team of professional developers working in the admissions office to
create online applications, to the part-time student workers creating
departmental web pages, to the full-time and adjunct faculty putting an
increasing amount of course related material and content up on the web,
widely disparate groups and individuals have created a phenomenal number
of web pages--often without any awareness of other groups on campus,
minimal to no oversight by university technology administration or legal
counsel, and frequently with little or no awareness of legal/ethical
concerns such as the need to make their web pages available to people
with disabilities.
This paper will first provide a legal survey of relevant
legislation to answer the question of legal responsibilities of public
and private universities to provide accessible web pages. It will then
look at the types of disability impairments that provide barriers to
using the web and explore the question of what accessibility means, and
how to create web pages that are accessible to these different
populations. Next it will explore why universities face some
particularly daunting barriers to verifying and guaranteeing that all
web pages used at the university are accessible to populations with
disabilities. Finally, the paper will summarize the implications for
technology managers and planners, who are responsible for university web
pages.
OVERVIEW OF THE LEGAL ENVIRONMENT
Concluding that discrimination persisted against individuals with
disabilities, which adversely affected both disabled Americans and
society as a whole, Congress passed the Americans with Disabilities Act
("ADA") in July of 1990 in an effort to eliminate such
discrimination, and to provide consistent, enforceable federal standards
for addressing such discrimination. (Wehman, 1993). Congress concluded
that "individuals with disabilities are a discrete and insular minority who have been faced with restrictions and limitations,
subjected to a history of purposeful unequal treatment, and relegated to
a position of political powerlessness in our society, based on
characteristics that are beyond the control of such individuals and
resulting from stereotypic assumptions not truly indicative of the
individual ability of such individuals to participate in, and contribute
to, society." (42 U. S. C. [sections]12101(a)(7) (2004)). The five
titles of the legislation address these problems in Employment (Title
I), Public Entities (Title II), Public Accommodations (Title III), and
Telecommunications (Title IV). Title V contains miscellaneous provisions
relating the ADA to other laws and its implementation. The ADA extended
the coverage provided by the Rehabilitation Act of 1973, which protects
handicapped individuals from employment discrimination by the federal
government and by private employers who either contract with the federal
government or administer programs receiving federal assistance, to
private entities in an expanded scope of activities. (Burgdorf, 1991).
Title I of the ADA requires employers to make reasonable
accommodations for qualified employees with disabilities, so long as the
accommodation would not result in an undue hardship, that is, one which
entails significant difficulty or expense. (Karlan & Rutherglen,
1996). The ADA and federal regulations define the term "qualified
individual with a disability" as "an individual with a
disability who, with or without reasonable accommodation, can perform
the essential functions of the employment position that such individual
holds or desires." (42 U.S.C. [sections] 12111(8) (2000)). In other
words, a qualified individual must be able satisfy the requirements of
the job, such as proper training, skills, education or experience, in
addition to possessing the ability to perform the essential functions of
that job either with or without reasonable accommodation.
The Act further defines disability for all Titles as "a
physical or mental impairment that substantially limits one or more
major life activities, a record of such of such impairment, or being
regarded as having such impairment." (42 U.S.C. [sections] 12102(2)
(2000)). In contrast to cases of an individual having an actual
disability or a history of an actual disability, in "regarded
as" cases of discrimination a covered entity entertains
misperceptions about the individual, believing either that one has a
substantially limiting impairment of a major life activity, which one
does not have, or that one has a substantially limiting impairment,
when, in fact, the impairment is not so limiting. (Simmons, 2000;
Mayerson, 1997). These "major life activities" as defined by
federal regulations include functions such as caring for oneself,
performing manual tasks, walking, seeing, hearing, speaking, breathing,
learning, and working, in the sense that one's ability to work is
significantly restricted with respect to the performance of either a
class of jobs, or a broad range of jobs in various classes, as compared
to the average person having comparable abilities. (29 C.F.R. [sections]
1630.2 (2000)). The Supreme Court also interpreted the Act as including
reproduction as a major life activity as well. (Bragdon v. Abbott,
1998). The term "substantially limits" is used in comparison
to the average person in the general population with consideration being
given to the nature and severity of the impairment, its duration, and
its permanent or long-term impact. (Zappa, 1991).
Title II provides that "no qualified individual with a
disability shall, by reason of such disability, be excluded from
participation in or be denied the benefits of the services, programs, or
activities of a public entity, or be subjected to discrimination by any
such entity." (42 U.S.C [sections]12132 (2004)). The term
''qualified individual with a disability'' is
defined as "an individual with a disability who, with or without
reasonable modifications to rules, policies, or practices, the removal
of architectural, communication, or transportation barriers, or the
provision of auxiliary aids and services, meets the essential
eligibility requirements for the receipt of services or the
participation in programs or activities provided by a public
entity." (42 U.S.C [sections]12132(1) (2004)).
Title III provides, as a general rule, that "[n]o individual
shall be discriminated against on the basis of a disability in the full
and equal enjoyment of the goods, services, facilities, privileges,
advantages, or accommodations of any place of public
accommodation..." (42 U.S.C. [sections] 12182(a) (2004)). Illegal
discrimination includes 1) denying disabled individuals the opportunity
to participate in or benefit from the goods, services, facilities,
privileges, advantages, or accommodations of an entity; 2) affording
disabled individuals the opportunity to participate in or benefit from a
good, service, facility, privilege, advantage, or accommodation that is
not equal to that afforded to other individuals; 3) providing a good,
service, facility, privilege, advantage, or accommodation that is
different or separate from that provided to other individuals, unless
such action is necessary to provide a good, service, facility,
privilege, advantage, or accommodation, or other opportunity that is as
effective as that provided to others. (42 U.S.C [sections]12182(b)(1)(A)
(2004)). As a caveat, Title III requires an entity operating
"public accommodations" to make "reasonable
modifications" in its policies "when ... necessary to afford
such ... accommodations to individuals with disabilities, unless the
entity can demonstrate that making such modifications would
fundamentally alter the nature of such ... accommodations." (42
U.S.C [sections]12182(b)(2)(A)(ii) (2004)).
The phrase "public accommodation" is defined in terms of
twelve extensive categories, which include, for example, places of
lodging, establishments serving food or drink, places of exhibition or
entertainment, places of public gathering, sales or rental
establishments, service establishments, stations used for public
transportation, places of public display, places of exercise or
recreation, places of education, and social service centers. (42 U.S.C.
[sections] 12181(7) (2004)). Legislative history indicates that the
definition of private entities, which affect commerce, and are
considered places of public accommodation under Title III, should be
construed liberally to afford people with disabilities equal access to
the wide variety of establishments available to the nondisabled. For
example, the Supreme Court held that golf tours and their qualifying
rounds fit within Title III's coverage, and that a participant was
within its protection. (Martin v. PGA Tour, Inc. 2001).
Although some observers argue that subsequent to its passage,
courts have interpreted the provisions of the ADA too narrowly and
frustrated its declared purpose (Sutter, 2000; Locke, 1997), the
remedial statute may still be broad enough to embrace cyberspace. Under
the law of other countries, the issue of web-accessibility for the
disabled has surfaced. An individual won damages in Australia against
the Sydney Organizing Committee for the Olympic Games for its failure to
maintain a website, which was accessible to the visually impaired.
(Clark, 2002). The issue is also being considered in the United Kingdom
under its Disability Discrimination Act of 1995. (Sloan, 2001). It is
estimated that as many as ninety-eight percent of websites are not
accessible to individuals with disabilities. (Rich, et al., 2002). Is
this situation problematic under the U. S. law? The answer at this stage
would have to be "maybe," and dependent in part upon whether
the site is maintained by a public or private entity, or by a recipient
of federal funds.
PUBLIC ENTITIES AND WEB ACCESSIBILITY UNDER TITLE II
Congressional regulation of state governments and their affiliates,
like state universities, is subject to constitutional restraints, in
particular the Eleventh Amendment which declares that, "[T]he
Judicial power of the United States shall not be construed to extend to
any suit in law or equity, commenced or prosecuted against one of the
United States by Citizens of another State, or by Citizens or Subjects
of any Foreign State." Congress, however, has the power under the
Fourteenth Amendment to abrogate state sovereign immunity in some
situations, and to create civil causes of action in order for private
citizens to bring suit against state entities. For example, states can
be sued under Title VII of the Civil Rights Act of 1964. Section 5 of
the Fourteenth Amendment, which allows this inroad into state sovereign
immunity, states in relevant part that "[N]o State shall...deprive
any person of life, liberty, or property, without due process of law;
nor deny to any person within its jurisdiction the equal protection of
the laws."
A rich history of constitutional interpretation has defined this
prohibition as being primarily applied to remedial situations involving
fundamental rights or legislative classifications which are
"suspect," such as the laws requiring segregation based upon
race. In other words, for its legislation to be constitutional in these
situations, Congress must be attempting to remedy a past pattern of
discrimination by the states, such as slavery in the South. Further, it
is easier for Congress to succeed in abrogating sovereign immunity if
the legislation involves a fundamental right. (Nevada Dept. of Human
Resources v. Hibbs, 2003). State action, which abridges fundamental
rights, for example, the right to freedom of speech or religion, or the
right to vote, is subject to strict judicial scrutiny; that is, it
"may be upheld only if it is narrowly tailored to further a
compelling interest." (United States v. Playboy Entertainment
Group, Inc., 813, 2000). In contrast, legislation not involving such
rights (or suspect classifications) is upheld if it bears a rational
relationship to a legitimate state interest.
Presumably under Title I of the ADA, if state employees were
required to utilize websites while performing job responsibilities, then
web-accessibility could be viewed as potentially being a reasonable
accommodation, depending upon the circumstances. Nevertheless, as a
result of a recent Supreme Court decision, state employers in fact may
have limited exposure to liability under Title I. (Rich, et al., 2002).
In 2001 the Supreme Court held that state sovereign immunity under the
Eleventh Amendment bars suits in federal court by state employees to
recover money damages by reason of the state's failure to comply
with Title I (employment) of the ADA. (Board of Trustees of the
University of Alabama v. Garrett, 2001). Although Congress would have
the authority to subject state governments to private lawsuits under
Title I of the ADA for the violation of Fourteenth Amendment rights
(such as due process and equal protection), that result is only
permissible if there has been a pattern of discrimination in hiring
decisions, in this case involving persons with disabilities, which
Alabama had not exhibited.
Further, the Constitution only requires that states do not
irrationally discriminate against disabled persons; however, Title I of
the ADA demanded more, that is, that states take steps to provide a
reasonable accommodation for qualified disabled individuals. The Court
observed "that States are not required by the Fourteenth Amendment
to make special accommodations for the disabled, so long as their
actions towards such individuals are rational. They could quite hard
headedly--and perhaps hardheartedly--hold to job-qualification
requirements which do not make allowance for the disabled." (Board
of Trustees of the University of Alabama v. Garrett, 2001). While this
in tandem interpretation of the Eleventh and Fourteenth Amendments
limits the availability of damages for suits brought against state
governments by the disabled under Title II, injunctive relief may still
be available. (Horvath, 2004).
The Court in Garrett also left open the question as to whether or
not the Eleventh Amendment permits suits for money damages under Title
II. In a subsequent case, the Court held that, at least as far as Title
II of the ADA applies to cases implicating the fundamental right of
access to state courts and the administration of justice, Title II of
the ADA constitutes a valid exercise of Congress' authority under
Section 5 of the Fourteenth Amendment, in order to enforce that
Amendment's substantive guarantees. (Tennessee v. Lane, 2004).
While the right of parents to direct the education of their children may
be considered a fundamental one (Wisconsin v. Yoder, 1972), the right of
access to education itself has not been so defined. Therefore, applying
the mandates of Title II to public educational institutions, and
derivatively their websites, indeed may be an unconstitutional exercise
of Congressional power, because the right implicated is not a
fundamental one, and the class of persons presumably discriminated
against, that is, the disabled, are not (under Fourteenth Amendment
jurisprudence) members of a suspect class, who historically have been
discriminated against (as are racial minorities). It may take years to
resolve conclusively which areas of Title II are enforceable, although
arguably that resolution will hinge in part on the nature of the
underlying right, as well as the existence of a history of civil rights
violations by state actors (Eyer, 2005).
ACCOMMODATIONS IN VIRTUAL PUBLIC PLACES UNDER TITLE III
Congress may have more latitude under the Interstate Commerce Clause of the Constitution to regulate private entities under ADA. Under
Title I (Employment) if qualified employees in private educational
institutions are required, as part of their job, to use web pages, then
employers may owe a legal obligation to make them accessible to the
disabled, providing such a requirement is considered to be a reasonable
accommodation, and not one that would result in an undue burden.
Alternatively, it might be sufficient to make the necessary information
accessible in another format.
As noted previously, Title III of the statute prohibits
discrimination in privately owned and operated places of public
accommodation, such as private educational institutions. The critical
inquiry then, is whether or not websites should be considered places of
public accommodation. Clearly Congress did not intend to embrace virtual
environments when the ADA was passed in 1990, as the passage of the Act
preceded the establishment of the Internet as a mainstream form of
communication and of access to goods and services. Nevertheless, the
Department of Justice issued an advisory letter in 1996 suggesting that
the ADA covers entities on the Internet whose services are deemed to be
public accommodations. (Ranen, 2002). While the issue is as yet
unsettled, several commentators have argued that websites should be
considered places of public accommodation (Kiedrokski, 2001; Lynch,
2004), or considered as such at least in those cases where the website
has a connection, or nexus, to a physical place of public accommodation.
(Moberly, 2004). Under this approach barnesandnoble.com would be covered
under the ADA, but Amazon.com would not be covered, because Barnes &
Noble has a physical presence in contrast to Amazon, which has only a
virtual existence.
Some federal courts appear to be open to this type of argument in
other contexts. In Rendon v. Valley Crest Products, Ltd (2002)
hearing-impaired and mobility-impaired individuals alleged that
Valleycrest Productions Limited and ABC violated the ADA by operating a
telephone selection process that screened out disabled individuals, who
wished to be contestants on the show "Who Wants To Be A
Millionaire." The district court dismissed the complaint, but the
Eleventh Circuit reversed, concluding that the fast finger telephone
selection process was a discriminatory screening mechanism, which
deprived plaintiffs the opportunity to compete for the privilege of
being a contestant on the Millionaire program. The court reasoned that
the alternative approach, screening contestants the same way at the
actual studio, which is clearly a "place of public
accommodation," could violate the ADA; therefore, an off-site
approach should be treated similarly. (Grady & Ohlin, 2004).
This issue has been addressed in a somewhat different context by
several courts with respect to insurance providers, and the issue of
whether insurance providers should be considered a "service
establishment" under the ADA if they do not serve walk-in
customers. The First Circuit concluded that the ADA applied to physical
establishments whether or not they served walk-in customers (Carparts
Dist. Ctr., Inc. v. Automotive Wholesaler's Assoc. New England,
1994). Likewise, the Second Circuit concluded that practices of insurers
could be covered by Title III of the ADA, reasoning that the statutory
term was not limited to situations involving physical access. (Pallozzi
v. Allstate Life Ins. Co., 1999). The Seventh Circuit went further and
suggested in dicta that the critical inquiry is whether or not the
entity provides goods and services, which are open to the public. (Doe
v. Mutual of Omaha Ins. Co., 1999). In contrast, the Sixth Circuit
concluded that there must be a nexus between the discriminatory
transaction and the physical place of public accommodation. (Parker v.
Metropolitan Life Insurance Co., 1997). The Third Circuit embraced this
nexus requirement as well. (Ford v. Schering-Plough Corp., 1998).
Some observers criticize the nexus approach, since it produces
incongruous results, which are conditioned upon the rather artificial
distinction of either being able to serve walk-in customers, or not
offering such services through a physical presence. While some critics
of this approach would conclude that all websites, which serve as a
conduit to the provision of goods and services, are covered by the ADA
(Petruzzelli, 2001; Ranen, 2002; King, 2003), others argue that the ADA
does not support such an extension, and that Congress should enact
alternative legislation to assure web accessibility. (Maroney, 2000;
Konkright, 2001).
In 1999 the National Federation for the Blind brought a class
action lawsuit against American Online under Title III alleging that the
Internet provider violated the ADA because its services were
inaccessible to the blind, since they were incompatible with screen
access software programs for the blind. (Ranen, 2002). The issue was
never resolved as the complaint was dismissed by mutual agreement
between the parties, whereby AOL agreed to take steps to improve
accessibility. (Waddell, 2000). Only one case to date has considered the
issue directly. In Access Now, Inc. v. Southwest Airlines, Co. (2002) a
federal district court concluded that Southwest.com was not a place of
public accommodation under Title III of the ADA, determining that the
unambiguous language of the statute does not include Internet websites
among the definitions of "places of public accommodation." The
court reasoned that the ADA applied only to physical, concrete
structures, and "[T]o expand the ADA to cover 'virtual'
spaces would be to create new rights without well-defined
standards." (Access Now, Inc. v. Southwest Airlines, Co., 1318
(2002)).
Plaintiffs appealed the dismissal of the complaint to the Eleventh
Circuit, which declined to consider the case on its merits because the
issues raised on appeal were not adequately presented in the district
court. While the district court's ruling was limited to the
question of whether or not a website was a place of public
accommodation, on appeal the plaintiffs argued for the first time that
Southwest Airlines was a place of public accommodation because it
operates a "travel service" under Title III, and hence
violated that Title because of the website's connection to the
airline's travel services. Because the new argument depended on
facts and theories not presented to the district court, involving the
allegation that the violation was a result of the nexus between the
inaccessible website and the travel service provided by the airline, the
court declined to consider the merits of either the theory presented to
the district court or the one presented for the first time on appeal.
What does this mean for private educational institutions? Included
among the private entities considered to be public accommodations under
the ADA are "a nursery, elementary, secondary, undergraduate, or
postgraduate private school, or other place of education." (42
U.S.C. [sections] 12181(7)(j) (2004)). But are their websites included?
It would seem that in the circuits in which courts use the nexus
approach, their websites would have to be made accessible, providing the
institution had a "brick and mortar" physical presence. In
other jurisdictions, courts might limit the application of the ADA
mandate to the physical structures of the institution only.
However, the provision of education arguably dictates that another
factor be considered. Title III of the ADA also provides that
"[A]ny person that offers examinations or courses related to
applications, licensing, certification, or credentialing for secondary
or postsecondary education, professional, or trade purposes shall offer
such examinations or courses in a place and manner accessible to persons
with disabilities or offer alternative accessible arrangements for such
individuals. (42 U.S.C. [sections] 12189 (2004)). Therefore, it could be
argued that the statute requires a heightened standard of accessibility
for educational providers. (Robertson, 2001). While that result does not
necessarily command that the websites be made accessible, only that the
information be provided in a manner that is accessible, as a practical
matter, it would likely be efficient to meet the directive by providing
accessible websites. At any rate, if courts do not interpret Title III
of the ADA, as currently written, to include websites in cyberspace as
constituting places of public accommodation, Congress still would have
the power under the Commerce Clause to legislate such a result by
prohibiting private websites from discriminating against disabled users.
(Lynch, 2004).
THE REHABILITATION ACT
Congress amended the Rehabilitation Act of 1973 with the passage of
the Work Force Investment Act of 1998, so as to require federal agencies
to make their websites accessible to persons with disabilities. Section
508 of that law now provides that "[W]hen developing, procuring,
maintaining, or using electronic and information technology, each
Federal department or agency...shall ensure, unless an undue burden
would be imposed...that the electronic and information technology
allows, regardless of the type of medium of the technology (i)
individuals with disabilities who are Federal employees to have access
to and use of information and data that is comparable to the access to
and use of the information and data by Federal employees who are not
individuals with disabilities; and (ii) individuals with disabilities
who are members of the public seeking information or services from a
Federal department or agency to have access to and use of information
and data that is comparable to the access to and use of the information
and data by such members of the public who are not individuals with
disabilities." (42 U.S.C. [sections] 794d (a)(1)(A) (2002)). The
law directed the Architectural and Transportation Barriers Compliance
Board (Access Board) to develop standards governing the implementation
of this mandate, which are now set forth in the Federal Code of
Regulations. (36 C.F.R. [sections] 1194.22 (2004)). While the Act does
not apply specifically to states or private entities (McLawhorn, 2001),
it does apply to states that receive funds under the Assistive
Technology Act 1998 (29 U.S.C. [sections] 3011 (2004)), which requires
recipients to give written assurances of compliance with Section 508 of
the Rehabilitation Act in order to receive grants designed to maintain
permanent, comprehensive statewide programs of technology-related
assistance for individuals with disabilities. All fifty states receive
such grants, thereby necessitating an assurance of compliance with the
federal standards. (Robertson, 2001). However, there is a sunset
provision in the Assistive Technology Act of 1998, which could terminate
funding, and the corresponding need for assurances of compliance.
(Myers, 2004).
Even so, Section 504 of Rehabilitation Act also provides that
"[N]o otherwise qualified individual with a disability in the
United States...shall, solely by reason of her or his disability, be
excluded from the participation in, be denied the benefits of, or be
subjected to discrimination under any program or activity receiving
Federal financial assistance or under any program or activity conducted
by any Executive agency or by the United States Postal Service."
(29 U.S.C. [sections] 794(a) (2002)). The phrase ''program or
activity'' is defined as including a college, university, or
other postsecondary institution, a public system of higher education, a
local educational agency, a system of vocational education, or other
school system. (29 U.S.C. [sections] 794(b)(2)(A)&(B (2002)). The
Civil Rights Restoration Act of 1988 clarified a broad definition for
that term, such that if a state agency or entity receives federal
funding for any purpose, it is subject to liability for discriminatory
practices in all its programs. (Eyer, 2005). It would seem that this
section could put covered institutions at risk, if the manner in which
they offered their online services to their constituents were not
equally available, either through web accessibility or by some other
format, to the disabled.
Moreover, a strong argument can be made that despite differences
between the ADA and Section 504, the statutes are co-extensive, and
claims comparable to those, which previously were brought under Title
II, should be viable under Section 508, particularly since the vast
majority of state entities, which are potentially immune from ADA
litigation, are still recipients of federal funds. (Eyer, 2005).
Nevertheless, while some courts have held that Congress constitutionally
may require a waiver of sovereign immunity as a condition of receiving
federal funding, or that a waiver of immunity occurs when states accept
such funding, others have held that the abrogation analysis should be
the same for Title II of the ADA as for Section 504 of the
Rehabilitation Act, which would preclude claims by private citizens to
enforce rights provided for under Section 5. (Roy, 2004). Even so, the
federal government might be able to sue in their behalf, and such an
action arguably would not be subject to the Eleventh Amendment, which
only expressly prohibits suits "by Citizens of another State, or by
Citizens or Subjects of any Foreign State."
STATE LAWS AND STATE GOVERNMENTAL ENTITIES
Independent of federal law and federal financing concerns, an
overwhelming majority of states require their governmental agencies,
which could include publicly funded universities, to make their websites
accessible and develop guidelines to that end. (Sweeney, 2000). Almost
all states have developed web-accessibility policies or standards.
(Poynter, 2003). For example, Texas state law requires all state
agencies to maintain websites, which conform to generally acceptable
standards for persons with disabilities. (Robertson, 2001). Twelve
states have accessible information technology laws, some of which
require compliance with Section 508 (e.g., California) or have
established their own standards. (Myers, 2004). Moreover, states could
decide to waive their sovereign immunity, like Illinois, in order to
allow claims brought under civil rights legislation, such as the ADA.
(Roy, 2004).
Yet, even assuming that there is a legal obligation to make
websites accessible to the disabled, some might argue that there are no
clear parameters to establish compliance. (Quinn, 1999). Moreover, if
federal standards are applicable to state agencies under the Workforce
Investment Act, they nevertheless have been slow to comply (Hammond,
2003). These problems, as well as other issues, plague the directive,
assuming that there is one for private institutions under the ADA, or
for states or state institutions seeking federal funds, or as required
by state law.
Clearly accessibility regulations, which might pertain to university web pages, are a complicated mix of federal and state laws.
The ADA, the statute which seems most relevant to the question of
accessibility in web pages, was passed before the web was a significant
part of our society; therefore web accessibility was not explicitly
addressed by the legislation. While some federal courts seem inclined to
interpret the ADA to cover websites maintained by private places of
public accommodation, other jurisdictions do not. As amended, the
Rehabilitation Act does explicitly cover websites, but its focus is on
federal government websites. While the provision of Section 508 that
extends to entities that receive funds from the federal government would
certainly include most public universities, again there is no conclusive
ruling that requiring public universities, which accept such funds, to
have accessible web pages would not violate sovereign immunity, as might
the application of the ADA itself to public universities. Most states
have laws requiring accessible web pages for state government websites,
which should include public universities. However, the precise
requirements and penalties for non-compliance vary from state to state,
and whether or not they extend to private universities would be
dependent upon the particular statute.
While the legal environment for web page accessibility is
complicated and unclear, the types of impairments that cause individuals
problems accessing web pages are not. The following two sections will
provide an overview of the impairments, which interfere with using the
web, and the solutions web designers can use to provide accessible web
pages to individuals with those impairments.
HOW TO MAKE WEB PAGES ACCESSIBLE TO INDIVIDUALS WITH IMPAIRMENTS
What is accessibility? Clark (2003) suggests that accessibility
"involves making allowances for characteristics a person cannot
readily change." The World Wide Web Consortium's (W3C)
"How People with Disabilities Use the Web" (2004) provides a
number of different scenarios showing the problems people with
disabilities encounter when using the web. Some example scenarios they
provide are: Online shopper with color blindness; Accountant with
blindness; Classroom student with dyslexia; Retiree with several
aging-related conditions, managing personal finances; and Supermarket
assistant with cognitive disability.
A starting point for understanding web accessibility is to examine
the characteristics that interfere with an individual's ability to
use web pages. These characteristics can be grouped into the following
categories: Visual, Auditory, Mobility and Cognitive impairments. Visual
impairment can range from complete blindness to less impaired being able
to read large text on a monitor. This category should also include that
significant portion of the population that has some sort of color vision
problem. Auditory impairment can range from having difficulty hearing
different frequencies, difficulty hearing over background noise, to
complete deafness. Mobility impairment refers not to the ability to move
around, but impairments that cause difficulty--or make impossible--the
use of a computer keyboard and/or mouse. Cognitive impairments concern
an individual's ability to process and understand the content of a
web page.
Clearly these categories cover a very wide variety of physical and
mental impairments. How is it possible to make a web page accessible to
individuals who may be blind, deaf, unable to use a mouse, and/or have a
learning disability. The solution very often requires the combination of
an assistive technology and web pages that are designed to not interfere
with that technology. Assistive technologies used for web access include
screen readers, alternative keyboards or switches, Braille and
refreshable Braille, scanning software, screen magnifiers, speech
recognition, speech synthesis, text browsers and voice browsers (W3C,
2004).
Perhaps the most technologically challenging impairment to overcome
for accessible web pages is blindness. To make web pages accessible to
blind individuals requires both the assistive technology of screen
readers and web pages that are designed to make it easy for screen
readers to do their job. The web creator's challenge is to create
the web page in a way that makes it as easy as possible for someone
using a screen reader to understand the content of a web page. The
difficulty is that screen readers are sequential--they start at the
beginning of the HTML file and read to the end. However, users who do
not require screen readers are accustomed to glancing in the left column
of a page to find navigation links and perhaps the right columns for
navigations links also. Our eyes are capable of saving a great deal of
time by not reading everything sequentially and web pages that utilize
good graphical design principles are designed to take advantage of this.
There are a number of approaches to making web pages that are easy to
use and navigate for both sighted and blind visitors. They are not
necessarily enormously complicated, but they do require an understanding
of how screen readers work and things to avoid if you want the screen
reader to be effective. Using HTML tables for page layout is a very
widely used approach to a visually well-organized page, but can make it
very difficult and tedious for a blind user to use a web page. HTML
Frames and complicated JavaScript menus can also cause problems for
screen readers. While it is certainly possible to retrofit solutions to
these problems into an existing web page, it is much less expensive to
create a new web page with these constraints in mind.
Moderate visual impairment means that the person will not need a
screen reader, but rather just needs to be able to increase the size of
the text to make it readable to him/her. This may involve the assistive
technology of a screen magnifier or simply increasing the text font size
of the page. How difficult this is depends on how the web page creator
set the font sizes on the page. The preferred method is the use of
relative sizes such as Medium, Small, Large, etc. The advantage of this
approach is that it is interpreted in terms of the base font size set by
the person. A person with a visual impairment would set their base font
to be a very large one, and then these relative sizes would be in
relation to that. Unfortunately, it is possible to set the font size
using an absolute measure, for example twelve pixels. This makes it more
difficult for the viewer of the page to increase the size of the font.
Another barrier to both moderately impaired and blind viewers is
the use of images to show text. This use is understandable from a
graphics design viewpoint: HTML's ability to handle text fonts is
limited and dependent on whatever fonts the viewer has installed on
their computer. One way around this for the designer is to use the font
they want, save it as an image file and then use the image file on the
page. This generally results in a very visually attractive web page, but
a text reader must have text to read--it cannot read an image. The
workaround to this is to set the ALT tag of the image to describe what
the image is for the screen reader to read. This is useful for images
that just convey information, less useful for images that are buttons,
and not at all useful for complex image maps that do different things
depending where on the image you click. This is also a good example of
something that is much easier to do while creating the web page, rather
than having to go back and add ALT tags to all the images on an existing
web page.
Color blindness is another vision impairment that results in the
individual having difficulty distinguishing some colors and
differentiating between two colors. The accessibility solution to this
impairment does not require an assistive technology; it just requires an
understanding of the problem. Once the problem is understood, the web
creator can avoid using only color to convey information and be aware of
particular color combinations that are difficult for many color blind
individuals to see. To help with this, there are tools on the web that
will allow you to see how a web page would appear to an individual with
color blindness (Vischeck).
Because the web is so text and visually oriented, many web pages
can be viewed by individuals with an auditory impairment with no
assistive technology or specific design at all. However, if a site is
presenting online videos with sound then there must be a means for
providing an equivalent text version of the audio if hearing impaired
individuals are to access the information contained in the audio.
Mobility impairments make it difficult or impossible for an
individual to use a mouse or keyboard. Mobility impairments can include
can include weakness, limitations of muscular control (such as
involuntary movements, lack of coordination, or paralysis), limitations
of sensation, joint problems, or missing limbs. (W3C, 2004). Assistive
technologies to overcome these impairments include specialized keyboard
layouts, large trackballs, various pointing devices and voice
recognition software. The primary approach to making web pages
accessible to this population is to design web pages that can be
navigated without a mouse. There are a number of methods for doing this,
but the first step is the awareness that not all visitors to your
website will be able to use a mouse.
Cognitive impairments is a broad category revolving around the
difficulty of processing the content of the web page. Examples of
cognitive impairments are Dyslexia, Attention Deficit Disorder,
Intellectual impairments, Memory impairments and Aging-Related
conditions (W3C, 2004). Approaches that web creators can use to make
their web pages more accessible to this population are insuring the
content of the page is clear and easy to read, minimizing or eliminating
distracting animations on the page and providing non-text alternative
versions of the content. An example of a non-text alternative would be
an audio file of the of the web page content being read aloud.
As has been shown, there are a very wide range of visual, auditory,
mobility and cognitive impairments, which can present a barrier to using
a web page. It is important to note that despite the wide range of
impairments it is possible to create web pages that can be used by all
of these different populations, but many web page creators are not only
not aware of how to create accessible web pages, they are not really
aware of the fact that disabled individuals might need to view their web
pages. This lack of awareness of the problems faced by impaired web
viewers leads to the creation of web pages that make it very difficult
or impossible for disabled visitors to use the web. The awareness and
acceptance of this as a real problem to be dealt with and the
willingness (and access to) training in the skills needed are the steps
that creators of web pages must take to create accessible web pages.
WHY IS THIS A PARTICULARLY DIFFICULT PROBLEM FOR UNIVERSITIES
The previous section provided an overview of the types of
impairments that cause difficulties for individuals accessing web pages
and examples of how web creators can overcome those difficulties. A
basic lesson suggested for planners is that it is much less costly to
build the accessibility into new pages than to retrofit it into existing
pages. Although universities have very large web sites, many
corporations have very large websites also. What is it about university
pages that make the goal of accessibility particularly difficult to
achieve? The answer to this question lies with a combination of the
de-centralized technology architecture behind the web and the unique
organizational characteristics of the modern university.
The de-centralized architecture of the web means that as long as
you have a computer that is running web server software and is connected
to the Internet, you can publish your web pages. In a corporate setting,
this factor is not typically that important because corporations tend to
(wisely) feel that web pages are part of their brand image and need to
be managed as such. Typically all company web pages will be hosted on
one server (a computer running web server software). So the web server
that represents the company's Internet domain name (i.e.,
acme.com), is typically one computer and most or all of the company web
pages will physically reside on that computer.
The situation is quite different in a typical university setting.
The difference starts with what an Internet name means in a university
setting versus in the corporate world. A university Internet name (i.e.,
wcu.edu) very rarely represents one individual computer. Instead it
represents a network of hundreds or thousands of computers. Only a small
percentage of those computers will be used as web servers, but any of
them could be.
The next factor is the control of the web server(s). In a corporate
setting the IT group would typically have control over the web server
and grant permissions to web creators on a strictly controlled,
as-needed basis. Again, this is very different than a university setting
where computers are controlled by administrative groups, colleges,
schools, departments, programs, instructors and sometimes students,
rather than the university IT group.
This de-centralized control of university web pages has allowed a
great deal of flexibility for university web page creators to publish
their web pages. However, the downside is that it also makes it very
difficult for university planners to know how many web pages are
currently published that have a university affiliation. Not only does
the central IT group not control many of these computers, there is
unlikely to even be an inventory of the servers and who does control
them.
In a corporate setting there will often be a number of individuals
and departments in the company that create and control the web pages.
This may be a large number of people for a large website, but it is a
finite, known list, and somebody who oversees the entire website should
have that list. So if an accessibility planner wanted to check on the
number of company web pages that are accessible, they would simply
contact the people on that list. While not necessarily an easy or quick
process, it is one that is quite possible to perform.
As previously noted, this scenario is absolutely not typical of a
university situation. From the small team of professional developers
working in the admissions office to create online applications, to the
part-time student workers creating departmental web pages, to the
full-time and adjunct faculty putting an increasing amount of course
related material and content up on the web, widely disparate groups and
individuals have created a phenomenal number of web pages--often with no
awareness of other groups on campus, minimal to no oversight by
university technology administration or legal counsel, and frequently
with little or no awareness of legal/ethical concerns such as the need
to make their web pages available to people with disabilities.
So while the task of inventorying a typical corporate website and
guaranteeing that the web pages in it are accessible is not necessarily
an easy, quick or costless task, it is possible. As has been shown, the
same process for all pages that have some sort of university affiliation
could be essentially impossible, particularly in the short-term.
SUMMARY OF SITUATION FACING UNIVERSITY ACCESSIBILITY PLANNERS
Currently it is unclear whether or not universities are legally
required to make their web pages accessible. If the state in which the
university is located has no state legislation governing accessibility
requirements, then it is possible that the university, whether it is
public or private, is not currently legally obligated to ensure the
accessibility of its web pages. Sovereign immunity may insulate state
universities from lawsuits under Titles I & II of the ADA, while the
websites of private institutions may not be considered places of public
accommodation under Title III. Nevertheless, while these questions have
yet to be decided, along with compliance requirements for recipients of
federal funding, query whether or not it would be wise for any
university, public or private, to litigate these issues, arguing that
they do not have to provide equal access to the disabled in this
increasingly important forum for delivering instruction. Perhaps then, a
more important inquiry for technology managers, as they look to the
future, is whether or not the need for accessible web pages is likely to
lessen or disappear. There are a number of factors that seem to indicate
that the answer to this question is a strong, No!
First, overall use of the web continues to rise and individuals
with disabilities will lose access to important information and
resources if they are not able to use the web. One report suggests that
the web has "become the 'new normal' in the American way
of life; those who don't go online constitute an ever-shrinking
minority." (PEW, 2005). The same report suggest that while
sixty-three percent of American adults now use the internet, only thirty
eight percent of those with disabilities do so.
Second, there is no reason to believe that the number of
traditional age students with disabilities will decline in the near
future. In fact, given the current increase in the overall number of
students graduating high school, if the percentage of disabled students
remains constant, then the number of disabled students in the
traditional age range will increase.
Third, there is a growing population of web users who do not (yet)
fit into the disabled category, but share many of the impairments and
hence difficulties in accessing the web. This is the aging baby boomer population, which increasingly will experience some visual, auditory,
mobility or cognitive impairment, which will impact their ability to use
the web. In "Web Accessibility: A Broader View" the
researchers suggest broadening the focus of accessibility to include an
aging population with free time, discretionary income and an interest
using the web (Richards and Hanson, 2004).
Finally, as web-based distance education courses become
increasingly standard for universities to offer, the ability of disabled
groups to take such courses hinges on the web pages being accessible to
them. This will be a growing concern for traditional-age students who
take some of their courses on-line, non-traditional, working students
want to be able to take courses while working, as well as retirees who
decide to return to school for additional courses. In addition to the
likelihood of web accessibility becoming a greater issue in the near
future, another important factor for planners is the fact that building
accessibility into new pages is much less costly than retrofitting
accessibility into existing, non-accessible web pages.
IMPLICATIONS FOR UNIVERSITY TECHNOLOGY PLANNERS
It is clear that the need to create web pages that are accessible
to all students is not going to go away and seems likely to increase
over time. To deal with this situation, university technology planners
should view this as a long-term issue that is going to require
developing long-term plans to address. An excellent resource for
beginning this process is provided by the W3C (2002).
The first step should be to raise the awareness of all university
web page creators about what accessible web pages mean and why that is
important. There are still many people creating web pages, who have very
little awareness of the problems impaired web users face daily. Unless
the web page creator personally knows someone, who has experienced
difficulty with the web due to an impairment, it is quite possible that
they have no awareness of this problem. So the most important first step
is to develop and implement a plan to remedy this lack of awareness.
The next step is to develop and begin implementing a long-term
training plan for all university web page creators. This plan must
recognize the wide variety of web creators in a university setting and
approach the training of each group differently. A good starting point
would be categorize university web creators into three groups:
university staff, faculty and students.
University staff will probably the easiest group to reach. Both
accessibility awareness training and accessible web page construction
can be incorporated into existing staff training. Part of this process
should be identifying all university staff, who are web creators, and
documenting the training they receive. This process will also allow a
next step of documenting which pages they create, and of determining
whether or not they are accessible. This is not a trivial undertaking,
but as a critical mass of staff understands the problem, it will become
the norm that all new pages created will be accessible, and a priority
plan will be developed for retrofitting existing pages. It is important
to note that one of the targets of increasing awareness of the need to
create accessible web pages are the managers of the web page creators.
It will be the managers (and their managers) who must sign off on the
increased time and expense, which will be required to both train the web
creators and to create accessible web pages. So in order for this
process to work, the very highest level university administrators need
to be aware of the accessibility problem and agree to work to commit the
resources necessary to solve it.
Faculty will be a more difficult group to reach. But again, the
first step should be building an awareness of the problem. This can be
done by offering training seminars to faculty, including an
accessibility segment in orientation for new faculty, and training the
support staff, who help to train faculty to create web pages. In
addition training should also go through the traditional channel of
building awareness of deans, who help build awareness of department
heads, who then understand the value of this training for their faculty.
Realistically, this should be viewed as a long-term effort. Very few
professors will be opposed to creating accessible web pages, but unless
they have experienced working with a student with a disability and
understand the problems disabled students face, faculty may be resistant
to spending time on this effort--simply because they don't see the
relevance of it to their classes. This is where the efforts to build
faculty awareness of the problem will be vital.
Student web page creators will also be a difficult group to reach
because it is a group with frequent turnover and there is typically no
existing process for student training (outside of classes they take). To
address this, ideally somewhere at the university there should be a
class on creating accessible web pages and other training opportunities
should be made available to student web page creators.
CONCLUSION
The need to create accessible web pages is a problem for
universities that is unlikely to go away. In fact, it seems much more
likely to present significant problems in the near future to
universities that fail to react and prepare for a population, which will
increasingly demand that all web pages be accessible to disabled
populations. As shown earlier, there are solutions to make web pages
accessible to disabled individuals, but they have a cost. An important
role for university technology planners is to build an awareness of this
problem, convince administrators, staff, faculty and students that it is
a real problem that must be addressed and build and implement plans for
providing the training needed so that all university web page creators
can create web pages that will be accessible to disabled individuals.
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