Beyond realism and idealism in foreign affairs.
Riegg, Natalya Tovmasyan
Beyond Realism and Idealism in Foreign Affairs
"The empires of the future will be empires of the mind. "
Winston Churchill
My intention was to start writing a normally organized academic
paper on the topic of Realism versus Idealism in foreign affairs.
However, while researching the subject, my thoughts kept wandering, in a
stream-of-consciousness manner of continental modernism. I recalled a
conversation I had with my next door, American neighbor ... another
conversation I had on Skype with a long-time Armenian friend ... I
thought about the Chinese proverb 'May you live in interesting
times'... and about Plato's concept that those who tell the
story also rule society ... Finally, I decided to give in and
incorporate personal material into this paper on international
relations.
'May You Live in Interesting Times'
This Chinese proverb implies the difficult, if rewarding,
experience of those who happen to live in times of significant societal
transformations. All of us who lived through the end of the 20th century
can testify to its truth. To a greater or lesser degree, the
transformative international and global events of our
lifetime--particularly from the end of the Cold War to the onset of
globalization--had implications for everyone. And this social and
political context is reflected in our academic texts, transcending the
boundaries of the personal and the political. My own personal history
seems like an illustration of the idea of the 'patchwork 'and
'dialogic' identities, a' la Jacques Lacan and Julia
Kristeva.
During my career as a scholar and a professor of social and
political philosophy, I have been expected to be an insider of three
very different socio-political and intellectual systems, in fact to
pledge allegiance to three very different nations, shifting between
languages and identities. I started to teach Western political thought
in the late Soviet Union, in the Russian language and within the
limiting framework of Marxist orthodoxy. Gorbachev's perestroika
and the end of the Soviet Union brought along hopes for intellectual
freedom and liberation from the dead hand of authoritarianism. However,
the hopes for intellectual liberation did not come true.
In 1991, without ever having changed the physical residence in
which I was living or the physical classroom in which I was teaching, I
suddenly found myself living in a different country, that of newly
independent Armenia. While teaching social and political philosophy in
independent Armenia, in the Armenian language, I was confined by a
different set of restrictions: i.e., the spirit of strong
ethno-nationalism dominated by a limited cultural and intellectual life.
Finally, after entering U.S. academia as a Fulbright scholar in
1998, I started to teach in English, within a liberal-democratic social,
political and intellectual context.
Most of the time my internal 'inter-national relations'
are peaceful and I perceive my mismatched experiences more as enriching
than as fragmenting ones. There are, however, those moments when there
is a 'clash of civilizations.' Some time ago I mentioned to
our next door neighbor that I was impressed by my then teenage
son's adjustment to life in the US as an immigrant. The neighbor
thought that my son was, probably, ecstatic to move to the best and the
freest country of the world. She never thought for an instant of the
difficulties my son had of leaving behind his friends and extended
family and moving to a place where he barely knew the language! The
normative hegemonic narrative of the American Dream silenced
considerations of other narratives and attachments.
Recently a long-time friend of mine in Armenia made a comment that
Americans are lonely, selfish and greedy people. I felt almost insulted
and murmured something about the generous economic aid provided by the
U.S. to so many countries in the world. She insisted: Well, the aid
constitutes just a small percentage of their GDP, they are rich, they
can afford it; but look at their health care debate; it appears that
Americans don't want to have universal health coverage, because
they don't want to share their incomes even with those in need in
their own country!
I can cite many more instances of the 'clash of
civilizations' in my personal world. The confusion and dissonance
they cause me has not necessarily been brought about by wrong judgments
or misinterpretations by my interlocutors. Far from that, in a certain
sense their judgments and interpretations may be quite right. After all,
the U.S. is the richest country in the world, with the most wonderful
protections for individual liberties; and most Americans do prefer the
individualistic, libertarian over the communitarian 'philosophy of
life.'
The dissonance in my world is caused by the apparent
irreconcilability of points of view or narratives which have some degree
of validity in a given context or society to which I belong but not in
another to which I also belong. Civilizations clash in my personal
space; to paraphrase Plato, the society rules those who tell the
stories. At the same time, as much as my individual experiences mean to
me, I realize that there is very little that is unique to my
'life-world'. Those experiences are rather common
manifestations of larger socio-political contexts.
Overview
The purpose of this paper is to reflect on some critical processes
and methodologies of the democratic empowerment of the agents of
divergent socio-political belief systems held by the diverse
'imagined communities' of the contemporary 'global
village.' The paper starts with a much abbreviated overview of the
empirical policies (ontological aspect) and normative paradigms
(epistemological aspect) of macro-level international political
communication in recent history, including the unfinished project of
global democratization initiated by the previous U.S. administration.
The paper then moves to a general summary of the concepts of realism and
liberalism (idealism) in foreign affairs, including neo-realism and
neo-liberalism (neo-idealism) in international relations. Next, the
paper considers the limitations of neo-realism and neo-liberalism alike
as 'Westphalian' and rationalist normative and empirical
approaches, i.e. as approaches tailored for conceptualizing and
practicing of 'globalized community relations' in a world
determined almost exclusively by nation states that are seen as pursuing
rationally stipulated and objective national interests.
In today's globalized community, however, the traditional,
nation-state centered understanding of foreign affairs needs to be
complemented by 'post-Westphalian' concepts and paradigms. The
paper accordingly discusses the constructivist alternative to
neo-realism and neo-liberalism, as a means for theoretical
interpretations and political implementations. Finally, from a
constructivist position the paper returns to the discussion of the
unfinished project of global democratization and makes some public
policy suggestions.
The Best Society?
The intellectual, social and political context of the past century
can be read as a vivid and sometimes violent international interaction
(debate) among differing social philosophies and systems of political
beliefs. There was, however, a narrow 'window of time' when
the discord of meanings appeared to be modified by a new international
synthesis. I am talking about the last decade of the 20t century, when
the 'soft power' of liberal democracy seemed to provide a
common belief system for a united humanity.
Today, at the end of the first decade of the 21st century, the
world is much less optimistic (and certainly less naive) regarding the
prospects for a global harmony of shared understandings, than it was at
the end of the last century. The liberal-democratic euphoria of the end
of the Cold War is long gone. Despite the idealistic aspirations of
those times, history did not end in the 1990s with the, "Triumph of
the Western idea and total exhaustion of viable systemic alternatives to
Western liberalism" (Fukuyama 2006).
While being politically exciting, the end of history projections of
the last 'fin de siecle' proved to be heuristically utopian,
resembling in that regard their predecessors, such as the Hegelian
announcements of the ' end of history' during the Prussian
monarchy, or the Marxist claims of the 'end of history' in the
Communist model. Twenty years later we know that other 'warring
gods' (Max Weber) have come to replace fallen Communism in the
transformed 'clash of civilizations' (Huntington 1998). This
sober knowledge has only been reinforced by the fate of the recent,
practical resurrection of the 'democratic end of history'
aspirations manifested in the latest policy of the global promotion of
democracy, proudly initiated by the George W. Bush administration. The
theoretical basis of that policy was well explained by then Secretary of
State Condoleezza Rice in her 2008 article in Foreign Affairs. She
wrote:
The United States has long tried to marry power and
principle--realism and idealism. At times, there have been short term
tensions between them. But we have always known where our long-term
interests lie. Thus, the United States has not been neutral about the
importance of human rights or the superiority of democracy as a form of
government, both in principle and in practice. This uniquely American
realism has guided us over the past eight years, and it must guide us
over the years to come (Rice 2008, 3).
Similar normative ideas, but stated in more 'theological'
terms, were expressed by Presidential aspirant and former Mayor of New
York City Rudolph Giuliani:
America is a nation that loves peace and hates war. At the core of
all Americans is the belief that all human beings have certain
unalienable rights that proceed from God but must be protected by the
state. Americans believe that to the extent that nations recognize these
rights within their own laws and customs, peace with them is achievable.
To the extent that they do not, violence and disorder are much more
likely. Preserving and extending American ideals must remain the goal of
the all U.S. policy, foreign and domestic. But unless we pursue our
idealistic goals through realistic means, peace will not be achieved
(Giuliani 2007, 4).
The neo-conservative praxis of forced democratization of
Afghanistan, Iraq, and potentially, the broader Middle East, was largely
derived from the above mentioned theoretical premises and aimed at
achieving idealist aims of foreign policy (popular empowerment) through
mostly realist means (military power).
The Will of the People and the Paradoxes of Democracy
However, contrary to the hopes of its architects, the political
project of the compulsory spread of liberal democracy did not
necessarily enjoy widespread popularity among its presumed
beneficiaries, i.e. the populations of the target societies. The most
striking examples of this phenomenon were provided in the Middle East.
According to the Arab Barometer surveys conducted in 2003-2006, more
than half of the respondents in four Arab countries indicated that
"the government should implement as law nothing but Islamic
Sharia" (Diamond 2010, 96).
Moreover, despite the moderate success of the recent parliamentary
elections in Iraq, and despite the repulsive methods of terrorists in
Iraq and Afghanistan, the very cause of terrorism in these countries can
be interpreted as a perverse form of grass-roots popular (all
volunteer!) resistance to the (foreign) imposition of liberal democracy.
Less striking, but still telling examples of international popular
disapproval of the Western-style liberal democracy can be seen in the
results of public opinion polls in Russia, a few former Soviet and East
European countries, in a number of Latin American countries, some East
Asian countries, and in some other Muslim countries. For example, while
the Western world laments the anti-democratic nature of the Iranian
regime and emphasizes the anti-governmental demonstrations in Tehran,
according to Worldpublicopinion.org, several comprehensive opinion polls
conducted in 2009, before and after the last presidential elections in
Iran showed that the majority of Iranians supported the government of
Mahmoud Ahmadinejad as legitimate. Another example, as the Western world
denounced the decline of the free press and general weakening of
democracy in Russia, 63% of Russians did not think that freedom of
speech or freedom of the press was very important, and 73% of Russians
were against civilian control over the military, according to a
comprehensive poll conducted in 2009 by the Pew Research Center ( posted
on its website, at http://pewglobal.org/2009/11/02/end-of-communism-cheered-but-now-with-more- reservations/).
More examples of local popular support for antidemocratic regimes
and the rejection of recent, Western-led democratization efforts could
be mentioned, but will not. What is somewhat curious is that these
popular anti-democratic tendencies are only sporadically and partially
acknowledged in the current literature on democratization, for example
in discussions of the 'democratic recession' and literature
about 'authoritarian capitalist' alternatives to democracy. To
a large degree these anti-democratic preferences are being dismissed as
mere populism (Plattner 2010).
The problem with these dismissals is that the ultimate source of
democratic legitimacy is still the consent of the governed, the will of
the people. While it is important not to reduce democracy to
majoritarianism, the will of the majority of people is still a pivotal
pillar of a liberal-democratic polity, not to be ignored when it does
not fit our political or theoretical aspirations.
Primary Question and Hypothesis
To sum up this discussion, as shown by the grass-roots insurgency
(large enough to be reckoned with) organized in response to the last
wave of democratization, as well as by many opinion polls, we seem to be
facing an apparently counterintuitive, fairly broad (across several
cultures) popular resistance to, even rejection of the global
meta-project of popular empowerment through international
democratization. In a sense, we are dealing with a democratic rejection
of democracy. I have dubbed this apparently paradoxical phenomenon
'the aporia of democratization' in a book I recently
co-authored. (2009, 2). We will return to this matter below.
The new U.S. (Obama) administration appears to be abandoning some
of the objectives of the international export of democracy (Brzezinski,
2010). Foreign policy has been comprehensively reconceptualized to
include more soft power, and has been structured around more immediate,
global and geopolitical issues and concerns, ranging from Iran's
nuclear ambitions to environmental warming, to terrorism, to the role of
China, to relationships with Russia, etc. (Brzezinski 2010).
In the context of the new, less ideological conceptualization of
foreign affairs, the discussion of realism versus idealism in
international relations resurfaces as both a timely and important, if
classical, theoretical debate. An especially interesting dimension of
this topic is the correlation of the dichotomy of realism/idealism in
international relations on the one side, with the issues of
democracy/international democratization on the other. This paper seeks
to contribute to discussion of the topic by returning to the
deliberation of the unfinished project of global democratization.
The hypothesis is that the discredited global promotion of
democracy could still be reintegrated into foreign policy as a
legitimate objective, if it were reconceptualized from an emphasis on
establishing democratic national regimes to an emphasis on facilitating
more democratically defined processes for the development of a global
democratic agency (citizenry). We will address this hypothesis in detail
in the second part of the paper.
Political Realism and Idealism in Foreign Affairs
The praxis and the conceptual approach of political realism in
foreign affairs might be as old as the practice of foreign affairs
itself, having been exercised since the time of Thucydides. Certainly,
we recognize that Richelieu, Napoleon, Bismarck, Teddy Roosevelt, and
the British Empire for centuries practiced the art of realpolitic or
political realism before the term itself came into widespread use in
American and British scholarship in the first half of the last century.
While there were 18th century European philosophers and 19th century
British politicians who were antecedents to Woodrow Wilson's
liberal internationalism, the terms now used of liberalism and idealism
also only took hold sometime during the second quarter of the 20th
century (Carr 2001). All this is to say that, academically speaking, the
terms and concepts of realism, liberalism and idealism have been only
relatively recently (during the last 60 or 70 years) subjected to
rigorous analysis, critique and debate.
In the last 30 years or so, challenges to classical concepts of
liberalism and realism have led to further development of the
quasi-alternative and complementary theories of structural realism
(neo-realism) and structural liberalism (neo-liberalism). Those newer
approaches emphasize the significance of the structure of
(international) systems in which states exist. They are "competing,
but closely related orthodoxies" (Kubalkova, Onuf, Kowert 1998),
which are based on a common epistemic paradigm.
While debating numerous issues (such as the content of state
preferences for economic versus military power, absolute versus relative
gains, the role and limits of international organizations, etc.) both
theoretical approaches share a number of fundamental premises. For
example, despite recurring debates over the most appropriate 'level
of analysis,' both approaches normally conceptualize the
socio-political world in Westphalian terms of nation-states as unitary
actors. Moreover, for both approaches (as with classical realism and
liberalism) nation states rationally pursue their mostly objective
national interests in an anarchical international system ("states
relate to each other like gladiators" (1)). Disagreement regarding
the alleged level of anarchy in international relations and the nature
of ' social contracts' among the states, represented in
international institutions, constitute the major difference between the
approaches of neo-realism and neo-liberalism.
Globalization, Democratization and Limitations of Conventional
Approaches
Political realism and liberalism, either classical or neo-, with
their positivist views of global political interactions, have
traditionally provided sufficient methodological tools for
interpretation and regulation of international affairs. Today, however,
the world has changed dramatically.
One set of social and political transformations, very thoroughly
described in an enormous literature on globalization, has been fostered
by the parallel mega-processes of reorganization in global production
systems and revolutionary changes in technology. Related to these
mega-processes is the emergence of new meta-patterns of trans-national
and sub-national global interconnectedness in business, communication,
finance, culture and other aspects of life in the new ' global
village.'
Regardless of the emotionally charged political assessments of
globalization by different actors, on-going globalization challenges and
redefines the established conventional world order that has been
historically dominated in every domain--political, economic and
cultural--by sovereign, unitary nation states. New actors now empowered
by the communications revolution, range from multi-national
corporations, to international non-governmental organizations,
faith-based and common interests-based 'virtual' communities,
and even international terrorist organizations.
Cumulatively the new actors diminish the traditional economic,
cultural and political power of nation states. They change the role and
status of national governments by 'deterritorialization' of
contemporary 'life-worlds' (Tomlinson 2007). Cross-national
subcultures and virtual 'hyperreality' penetrate and fragment
traditionally, relatively unified national cultures (Baudrillard 1989).
Such challenges to the almost inviolable sovereignty of the nation
state, which has been the norm and basis of territorially based
'imagined' national communities since the 1648 Treaty of
Westphalia, has fostered the academic discourse concerning the
post-Westphalian world (2).
It is important to note that the emerging post-Westphalian reality
does not really deny Westphalian political arrangements, but rather
incorporates them. In other words, the conventional world of nation
states, organized in international organizations and loosely regulated
by international law, undoubtedly continues to play its role. The only
quality that has changed is related to the uniqueness of nation states
as universal political actors; the world scene just grew larger and
beyond the nation-state focal point. As the saying goes, "Microsoft
matters, but so do the Marines" (author unknown; possibly Thomas
Friedman).
Scholars have attempted to grasp elaborate post-Westphalian
realities, with blurred boundaries between the global and the local, the
domestic and the international, in hybrid concepts, such as
'glocalized cultures' (Risse 2007) or 'intermestic
issues' (Rosenau 2002). For the purposes of this paper the
bottom-line is that the complexity of the political scene of the
globalized post-Westphalian world cannot be adequately interpreted
within the conventional paradigms of realism and/or liberalism and
requires approaches that go beyond them.
Another, albeit closely related, factor that challenges
conventional, nation-state based approaches to international relations
is what Zbigniew Brzezinski characterized as 'the global political
awakening' . For the first time, all of humanity is politically
active (Brzezinski, Scowcroft 2008). In other words, we live in times of
unprecedented historical process of decentering the active agency of
political and social decision making. Talking about the current times as
a 'democratic age' Fareed Zakaria profoundly writes:
From its Greek root, 'democracy' means 'the rule of
the people.' And everywhere we are witnessing the shift of power
downward. I call this 'democratization,' even though it goes
far beyond politics, because the process is similar: hierarchies are
breaking down, closed systems are opening up, and the pressures from the
masses are now the primary engine of social change. Democracy has gone
from being a form of government to a way of life (Zakaria 2004, 13-14).
The 'aporia of democratization,' discussed above,
constitutes an undeniable, historical reality of the 'democratic
age.' One can imagine that had the international export of
representative democracy happened in an earlier historical period of
lower mass participation in politics (probably, in bygone times the term
'the civilizing mission' rather than
'democratization' would have been used) chances are that the
regime changes would have been passively absorbed by the targeted
populations. In our times, however, the imported (democratic) changes
are being democratically rejected by the awakened masses.
Sometimes the rejection happens through direct grass-roots
activities of 'democratized violence' (Zakaria 2004), such as
insurgencies in Iraq and Afghanistan. At other times the democratic
rejection of democracy happens through electoral procedures. For
example, Hamas, though empowered through democratic procedures, has
established strict Sharia rule in the Gaza Strip. But in any case, it is
the critical mass of the ordinary agents of a particular polity that
makes the difference. Thus the paradoxical democratic rejection of
(imported) democracy as a form of government constitutes a perverted
beacon to global democracy as a way of life. In such a light, the way of
resolving the 'aporia of democratization' is not through
muting and silencing (obscuring) the international democratization
polity and discourse, as is happening today. The way to resolve it is
through an international 'democratization of democracy,'
facilitating the development of adequate, democratic global structures
for already existing democratic agents of today's dialogic and
plural-logic, inter-subjective and multi-voiced post-Westphalian global
discourse. The conventional traditional duo of the normative theories of
political realism and liberalism does not possess and cannot provide
sufficient descriptive and prescriptive tools for the reasonably
thorough epistemic conceptualization of political evolution in the
post-Westphalian world.
Constructivism: Moving beyond the Conventional Approaches
One approach in IR that may provide more suitable bridges between
epistemology and ontology of post-Westphalian foreign affairs appears to
be social constructivism. The term 'constructivism' was
introduced to international relations by Nicholas Onuf. Having developed
within the last thirty years or so, constructivism is today recognized
as one of the major schools of thought in the field of international
relations (Funnemore 1996; Zehfuss 2002). It is habitually referred to
as an intellectual opponent to the mainstream rationalist approaches,
especially neorealist, but also neoliberal, with their shared positivist
assumption that the unitary actors of international politics are states,
making their decisions on the basis of exogenously determined,
instrumental rationality.
Different variations of constructivism have a common proposition
that inter-subjective meanings, i.e., common beliefs, culturally
affected rules, and other endogenous denotations determine the
actors' understandings of their political interests and preferences
(Wendt 1999; Onuf 1989; Onuf 1998; Kratochwil 1991). These
'inter-subjective' consensual understandings of preferences
and formulations of interests, in their turn, influence the choice of
political practices, thus turning the actors into agents of certain
policies. Thus agents and structures become mutually constitutive (Onuf
1989, Wendt 1999, Kratochwil 1991). An informative and concise synopsis
of the constructivist approach was offered by Vincent Pouliot (2007,
361). Following Guzzini (2000) and Adler (2002) he put forward the
following definition:
Constructivism is conceived as a 'methodological commitment' based
on three tenets: first, that knowledge is socially constructed (an
epistemological claim); second, that social reality is constructed
(an ontological claim); and third, that knowledge and reality are
mutually constitutive (a reflexive claim). Accordingly, the social
construction of knowledge and the construction of social reality
are two sides of the same coin.
While the 'post-positivist' character of any variety of
constructivism makes it into a more suitable approach to today's
pluralistic international realities than any of the conventional
approaches, the brand of constructivism pioneered by Nicholas Onuf seems
to be the most appropriate theory for the contemporary global practices.
In his overview of social constructivism, Onuf argues:
Fundamental to constructivism is the proposition that human beings
are social beings, and we would not be human but for our social
relations. In other words, social relations make or construct
people--ourselves--into the kind of beings we are. Conversely, we make
the world what it is, from the raw materials that nature provides, by
doing what we do with each other and saying what we say to each other.
Indeed, saying is doing: talking is undoubtedly the most important way
that we go about making the world what it is (Onuf 1998, 59).
This discursive, dialogic, speech-centered process of the
'making of our world(s)' can be applied to very different
levels of social analysis, from a personal (as we are very personally
social beings) and up to the global. For example, in my personal
dialogues discussed at the beginning of this essay, both my American
neighbor and my Armenian friend were acting as agents of certain social
constructions. In their, using Onufs language, 'assertive speech
acts' about the superiority (in case of the neighbor) or
inferiority (in case of the Armenian friend) of 'the American
ways' both the neighbor and the friend were acting on behalf of
their respective communities and were seeking normative agreement(s),
potentially leading to the formation of rules (Onuf 1998; Onuf 1989;
Prugl 1998) of construction of the Americans/the American in a certain
way. I am afraid, though, that my disagreements with both of them ruined
those particular projects.
To bring an example of 'making of our world' on the
global level, from a constructivist position, the very phenomenon of
globalization may constitute a discursive social construction. Thomas
Risse argues:
At a deeper level, social constructivists would probably insist
that the concept of 'globalization' itself constitutes a
particular interpretation of social reality which is being itself
interpreted and reinterpreted by social agents. Moreover, the concept
has long lost its analytic innocence ... If we construct the world as
globalized, we focus on interconnectedness, networks, and complex
interdependence. At the same time we de-emphasize those forces in the
current world order that contribute to fragmentation and (cultural)
difference. Furthermore, one does not have to be a realist to notice
that the globalization and the interconnectedness of the world cannot be
reconciled easily with a worldview of unipolarity emphasizing American
hegemony (Risse 2007, 129).
In more theoretical words, Onuf argues, "constituting
practices in categories (even perception takes practice) is not just
universal, it is fundamental." However, "if categorization is
fundamental, no set of categories is" (Onuf 1989, 109). Vendulka
Kubalkova offered a good analysis of the specific features of Onufs
constructivism. She writes:
While for other constructivist approaches... the act of
construction is restricted to 'states,' for Onuf
constructivism is a universal experience. His constructivism is not only
a contribution to the IR discipline; it is a full-fledged social theory
as well. Onuf's constructivism is applicable not simply to the
level of states, but to humans in any dimension of their social
activity, international relations being merely one, albeit an extremely
important one, among many (Kubalkova 1998, 52).
Addressing the concerns expressed by some of Onufs colleagues
regarding his challenge to the concept of anarchy as a pivotal concept
for the subject matter of international relations, Kubalkova continued:
Onuf obviously does not share these fears. His constructivism makes
it possible to see layers of mutually constructed relations
operating along the same basic lines. The key point is that speech
acts, rules and norms, which are at the heart of his approach and
at the heart of human existence as social beings, are generated
from within people; that is to say, they are endogenous to real
people as active, creative beings, and to their practice. They are
not dictated by some outside, exogenous structures ... which has
taken a life and dynamism of its own.
To sum up, being subjective and inter-subjective, endogenous and
hermeneutic, the constructionist understanding of social reality,
including foreign relations, appears to be both a theory and a
methodology that is pertinent to the pluralistic, both fragmented and
globalized, contemporary world. Meanwhile, if different combinations and
degrees of the conventional approaches of realism and liberalism have
had their empirical chances of informing real world policy makers,
constructivism so far has not had such a chance.
Toward The Construction of A Cosmopolitan Democratic E-Quality
What would be some of the concrete policies in foreign affairs that
would be informed by the continuation of (global) democratic
transformation, based on the constructivist school of thought and
relevant to the features of the contemporary, post-Westphalian world? In
order to address this question, we first need to sum up the discussion
above and roughly outline the principles behind the democratization
policies that have been exercised recently.
We tried to establish that within the last few decades the world
has changed dramatically. The major systemic changes can be very roughly
described as (1) A Communications Revolution (the ascent of the age of
global electronic interconnectedness) and (2) A Global Political
Awakening (the ascent of the age of the 'democratic way of
life'). There have been other global processes as well, all
cumulatively resulting in (a) an increased interconnectedness of the
world, and (b) a decreased ability of traditional decision makers
(national governments) to impose their will on the traditional decision
takers (subject populations).
Recent practical policies and institutional arrangements for
democratization, however, have often ignored these global changes.
Recent policies, as well as historical ones, have been mostly tailored
for the partly obsolete Westphalian conditions. For example, in thinking
about democratic empowerment internationally, we have almost exclusively
relied on the establishment of functioning institutions of
representative democracy on a national level (and less at the local
level), reflecting a no longer sufficient (if still relevant)
nation-state-centered approach to foreign affairs. The practical results
of such foreign policies may bring some level of success, as the
preliminary results of the recent (2010) Iraqi national elections may
show. However, one should bear in mind that even this cautious optimism
about Iraqi democracy has strong Realist undertones to it. In the style
of Machiavellian traditions, it tacitly implies that the end (the
establishment of national democratic institutions) justifies the means
(the killing of thousands of people in the process).
Moreover, the practical results of the current-style
democratization policies are often even more controversial. For example,
fair elections, which Americans and other proponents of democracy
invariably support, can bring to power those whom the proponents of
democracy view as criminal organizations, or, at least, as ideological
opponents, as shown by the examples of the democratic empowerment of
Hamas, Hezbollah, and the not-yet-elected but popular Muslim Brotherhood
in Egypt. Related are those cases where the US Government recognizes or
politically aligns itself with undemocratic regimes (e.g. Egypt and
Saudi Arabia) from a fear that democratically elected governments may
end up being both hostile to U.S. interests and abusive of the human
rights of the very populations who elected them. Such cases, obviously,
bring up accusations of U.S. hypocrisy and double-standards in its
support of democracy. All sorts of tensions arise, ranging from tensions
between democracy and human rights (civil liberties) and ending with
tensions between the international promotion of democracy and U.S.
national interests. All these constitute different aspects of the
'aporia of democratization.'
A reconceptualized international democratization policy, based on
the constructivist school of international relations, could be built
upon a (dialogic) model of democracy--one that shares a common
denominator with both the dialogic quality of the contemporary, internet
based 'global commons', and the dialogic construction of
social reality propagated by constructivism. Such a model would be a
form of deliberative democracy.
Deliberative democracy has emerged as a particular brand of
constitutional democracy within the last twenty to twenty five years.
The term was introduced by Joseph Bessette (Bessette, 1980, 1994)).
Broadly defined, deliberative democratic politics is organized around
the ideal of political legitimacy (Gutmann and Tompson 1998; Marti
2005). It claims that legitimacy of political decisions comes from a
deliberative procedure that precedes voting.
The theoretical predecessors of deliberative democracy were the
economic and elitist theories of the 'crisis of democracy' and
the democratic studies in the outlook of 'public spirit,' as
well as applications of social choice theory to the study of democracy
(Besson and Marti 2006, xv). Francis Cheneval defines deliberative
politics as "a form of communication within and among democratic
peoples, polities, legal communities and society at large"
(Cheneval 2006, 161).
In the implementation of deliberative democracy for international
democratization, the focal point of the 'export of democracy'
policies would not be so much in bringing the institutions of
representative democracy to sovereign nations, as in designing and
spreading the institutions of cross-cultural democratic deliberation
internationally. The actual meeting place for these global conversations
could be the Internet.
Through the World Wide Web today we already have a spontaneous, if
mainly unstructured ('anarchic') global discourse, including
some debate about public issues. I.e., the web constitutes elements of a
global public sphere, if we follow the Habermasian intellectual project
and terminology. There are also a few national and state level
e-government and e-democracy initiatives, such as Minnesota E-Democracy,
or DNet in California and OpenDemocracy.net in the UK. Most of these
initiatives are aimed at promotion of debate and evaluation of
candidates running for local public office; some are aimed at public
discussion of global issues (Held 2006, 250; Beetham 2005). But even
when discussing the issues of global concern, these few sites are mainly
aimed at their regional, Western, audiences, as is evident in the
structure of their discourse. The practical implementation of this
democratic model could be expanded and modified for developing and
sustaining direct communication among countless individuals from various
parts of the world.
Purposefully expanded access to the web, through properly organized
regional, international and global institutions, could conceivably
result in near universal involvement in global public communication (and
deliberations) between the 'West and the Rest.' With
appropriately designed institutions providing equal legitimacy to
voices, themes and concerns of all contributors, previously
'mute' and obscure 'other' groups, different
perceived 'subalterns' of modernity (Spivak 1988), could
directly contribute to the dialog. Tactically, questions of language,
translation and appropriate mediums of communication (film, art, etc.)
would need to be addressed, e.g. through appropriate institutional
design.
Theory and Practice
It is important to note different underlying theoretical traditions
that inform different democratization policies. The last wave of
international democratization, discussed in the beginning of this essay,
was informed, as we tried to show, by the classical
'positivist' tradition within the discipline of international
relations. The methodological paradigm of that tradition, realist and
idealist alike, is strategic and universalistic, claiming neutrality of
knowledge. As opposed to that, democratization policies based on a
constructivist approach would be informed by the post-positivist
tradition of the 'third debate,' as well as interdisciplinary
(feminist; peace studies) and sociological paradigms that recognize the
contextual validity of multiple epistemologies. Differences in the
theoretical backgrounds of these models of democratization determine
differences in their practical goals. The immediate aim of
'positivist' democratization has been to improve governance
through the use of generic recipes for establishing electoral
institutions for representative democracy, which are presumably capable
of curing the political ills of any society. The immediate aims of a
post-positivist democratization would be to increase the interaction and
improve the mutual understanding of the agents of different
epistemologies by creating a meeting place for them.
One has to note that the practical use of communicative methods for
the improvement of cross-cultural understandings does not constitute a
particularly new idea. E.g., it has been utilized by the U.S. government
for many years in the international Fulbright and IREX programs, among
others. These programs have been providing opportunities for
international and cross-cultural communication to certain groups
(scholars, students, journalists, etc.) with the aim of promoting
cross-cultural understanding. Beyond the governmental programs, similar
aims have been pursued and similar principles utilized by various peace
building NGOs that have brought together grass-roots representatives
from groups in conflict (e.g., Palestinians and Israelis, or Armenians
and Azerbaijanis) with the hope of facilitating their mutual
understanding (i.e., their construction of a new inter-group reality).
There are, however, principle differences between these existing
programs and the proposed global promotion of deliberative democracy.
The most significant differences can be summarized in four major groups:
(1) differences in scope; (2) differences in the means of
implementation; (3) structural differences; and (4) institutional
differences. We will address those differences and their implications
one by one.
Differences in Scope
Various exchange and communication programs, governmental and
non-governmental alike, provide the experience of cross-cultural
communication only to certain select groups, such as academicians,
parliamentarians, students, journalists, other professionals, civil
society leaders, etc. In addition, as such programs normally entail
opportunities for all-expense-paid international travel and often a
handsome stipend (at least on the scale of less developed 'other
worlds'), there usually is fierce competition among local
professionals eligible to participate in those programs. This inevitably
creates an elitist process of selection of participants with results
which may be meritocratic, but certainly not democratic. In contrast, in
the deliberative democratic model, as in any democracy,
non-discriminatory mass participation would be the key principle.
Differences in the Means of Implementation
The above-described limitations of participation in current
exchange (i.e., communicative) programs are understandable and justified
as implementation normally requires the physical proximity of the
participants. This requirement results in high costs for such programs,
with the travel, lodging and living expenses entailed. Such programs
also limit the time allocated for participation; e.g., foreign Fulbright
scholars are supposed to stay in the U.S. no longer than 6 to 12 months
and a Fulbright scholarship can usually be awarded only once in a
lifetime. In contrast, the means of implementing deliberative
communication would be electronic (e-mail, Skype, Facebook, blogging,
etc.). With the low cost and interactive nature of the internet we who
live today have an unprecedented historical opportunity to construct a
global context for mass exchange and deliberation of 'life-world
texts' by ordinary people living half the globe away from each
other.
Structural Differences
While the existing exchange programs are ostensibly aimed at
promotion of mutual cross-cultural understanding, in fact they are
structured to promote only a uni-directional, not mutual, improvement in
understanding. Explicitly or implicitly, but almost exclusively, they
target foreign participants who are expected to gain an understanding of
American 'cultural ways,' but not necessarily those who can
assist Americans to understand foreign ways of thinking. For example,
the Fulbright program's web site openly states that "the
Fulbright Program creates a context to provide a better understanding of
U.S. views and values." It says little or nothing about conveying
to Americans information on foreign views and values.
Similarly, American participants in the Fulbright program who go
abroad are exhorted to be good ambassadors and to spread information
about American approaches to issues, while putting far less emphasis
upon gaining knowledge and appreciation of the foreign cultures. While
being historically grounded, this approach clearly reinforces structural
inequality among the participants and, in a sense, disadvantages both
sides. The foreign participants feel (and are being!) patronized, while
the American participants are likely to miss the opportunity to
understand other cultures and points of view, as they may be too busy
trying to make themselves understood.
As opposed to the above, the deliberative democratic international
project, as any form of democracy, would be structured to provide equal
fora for expression (i.e., equal recognition) of 'cultural
ideologies' of all of its members. Moreover, as with other forms of
democracy, equality of participation would be the major criteria of
success.
Differences in Institutional Arrangements
Appropriate, thoughtfully designed, operative and effective
institutions are the lifeblood of any model of functional democracy.
Deliberative democracy is no exception. A concrete, well-specified
design of possible institutional features for grass-roots democratic
deliberation on a global scale is a large topic beyond the scope of this
essay. Overall, the possibilities are numerous and fascinating. Current
literature on deliberative democracy contains many interesting
institutional devices that could be adapted to and tested in
international and internet-based settings (see for example, Held 2006,
246-252; Besson and Marti 2006).
As this school of thought develops, surely many more institutional
possibilities will be envisioned, devised and justified. For example,
one could imagine borrowing some ideas from the classical practices of
the legendary direct democracy of the Ancient Greek polis, including the
choice of 'officials' for some offices (in our
case--interlocutors for some deliberations) being determined by lot,
subsidizing the needy for their attendance in the Assembly (in our
case--participation in deliberations). In any case, with most
probability an institutionalization of a cosmopolitan (international)
deliberative democracy would be more complex than the current exchange
programs.
In Conclusion: Constructing Cosmopolitan Public Sphere
In the previous (19th century) fin-de-siecle, the socio-cultural
life of major European cities was characterized by a flourishing public
sphere. In literary salons, coffee houses, pubs, and bookstores, as well
as in political clubs and parliaments, people had egalitarian critical
discussions (deliberations) of issues of public concern and cultural
interest. Jurgen Habermas famously contrasted that participatory, free
liberal-democratic public sphere with its degeneration into
interest-group dominated, 'spectator' politics during the 20th
century.
Today, in the early 21st century, there appears to be an urgent
political need (determined by the global political awakening, global
interconnectedness and development of democracy as a way of life,
discussed above) as well as an unprecedented technological possibility
of developing a vivid and cosmopolitan virtual public sphere. Similar to
its predecessor in the coffee houses of Vienna and Paris, this
cosmopolitan (this time - global!) meeting place of people, knowledge
and ideas has the potential to generate new, different and
yet-to-be-discovered cultural capital, ranging from diverse solidarities
to avant-garde political ideas. Unlike its predecessor, this
cosmopolitan public sphere would be truly global in its geographical and
socio-political inclusiveness.
The major advantage of promoting such a globally deliberative
democratization effort (versus the current exclusive emphasis on
representative democracy) comes from its attention to discursive will
formation (i.e., agency developing mechanisms) rather than to preference
aggregation (i.e., decision making mechanisms). The hope is that widened
equality of global participation and deliberation--on whatever issues
the equal interlocutors consider to be of public interest or
concern--could contribute to the promotion of common epistemologies and
the movement toward a global 'imagined community' of shared
understanding.
In addition, the global democratic public sphere could also bring
the meaning of democracy closer to the classical ideal of universal and
equal participation in the governance of a community. In that sense it
could constitute democratization of the contemporary concept of
democracy itself, making the contents of the concept of democracy less
associated with the imposition of Western hegemonic knowledge and ideas
and more associated with the development of a global community of truly
common sense!
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(1) I owe this image to Gianfranco Poggi. He used it in his keynote
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