Use of the rule of law to take the measure of HIV/aids.
Bonelli, Gregg W.
Abstract
The author describes his role in the case of the State of Illinois
vs. Timothy Lunsford, the first case to attack the constitutionality of
discriminatory HIV criminal statutes appealed to the Illinois and United
States Supreme Courts. Legal pleadings are provided in the appendix
while the preceding narrative focuses on the problems inherit in a legal
system based upon precedent and influenced by political forces and
popular elections.
I. Law Like A River.
Law is the aquifer through which human experience is distilled into
the elixir intended to cure the problems from which it came. The problem
of HIV / AIDS and society's responses through its attempts to
control what it considers ill advised behaviors by the imposition of
criminal sanctions reveals it to be an imperfect methodology. We often
confuse the Law with higher pursuits of academic science. That is not
surprising considering the degree of certainty most lawyers and judges convey in their opinions and arguments. That's part of the show, of
course, but like good theater, the audience is supposed to believe it as
well as believe in it. Backstage, and in chambers, less pretense of
divine guidance is evidenced or tolerated.
There are exceptions of course, depending on the cast and the play.
An old joke begins with the rhetorical question, "Do you know the
difference between God and a federal judge?" followed by the answer
"God doesn't think he's a federal judge." The
applicability of the remark varies. The federal judge I clerked for was
so realistic about his own place and importance in the constellation of
juris prudence that he refused to publish his opinions on grounds that
they were precedent to no one, and, therefore, only his own vanity would
justify killing trees to put them on paper. He was a rare exception, as
I came to learn after leaving his service. (1)
A good many jurists take themselves and their elevated position in
the courtroom, a bit too seriously. I mean no disrespect by that remark.
Respect for the law is required of all of us; (2) respect for a
particular judge, however, may be more difficult. They presume too much,
beginning with our collective ignorance. My observance of their
disregard for or misuse of the many mechanisms of the law to suit their
own ends is not awe inspiring, unless it is spelled "ahhhh".
Judging is a human undertaking, after all, and humans are prone to
error. We try to minimize them, we set out procedures to correct them,
but they happen, and some of them endure.
Likewise, practitioners of the law at other levels make errors.
Both prosecutor and defense counsel, private practitioner and public
servant. We try to avoid them, but the grind and pace and caseload of
most attorneys makes them inevitable. Not every day can be your best day
and regardless of the system of checks and rechecks that are instituted,
over time errors will occur. Few would ever deliberately be wrong and
fewer still would intentionally do wrong, but it happens; and it's
part of the greater organism that is the living body of the law. Such is
the law and I know it, but I would not be so bold as to say, "I
know the law".
Not even the highest jurist or the most knowledgeable and respected
practitioner would be so foolish as to say they "know" the
law. (3) No one knows the law as one knows the DNA of a blood sample, or
the number of hydrogen molecules in water. The law is not finite and
fixed. I often aid my students in summoning the courage to approach
dealing with the law by using the analogy that it is like a river.
Someone may know where the river is, having been there to see it, may
have swum in it, fished in it, bathed in it and perhaps retrieved things
from it here and there. It is also possible to fall in and drown after
being dragged down by it.
Those who have done so know something of it if they do these things
and may speak of it with the familiarity of their experiences as a
traveler would who has been to London or Paris, once or twice. In
fairness, they may know more of it than the people they are speaking to
about it, but their understanding of its depths and contents tomorrow
are as much a mystery to them as they are to us today.
If they realized this, and set out to study a particular river so
they might know it better and took a slice out of it, say a foot wide,
from top to bottom, and carefully analyzed each and every aspect of it,
they would then know so much more of it than before as to realize they
didn't really know much of it at all. Further, if they put the
slice back in, and restored its motion and somehow tracked each part of
it they had considered statically, it would yield such a wealth of
further evidence of the true nature of that part as repeat the
revelation that they had again been mistaken about the truth of it.
Each little stream within the river moves and eddies at its own
speed, in reaction to its companions, passengers, and the terrain over
which it flows. Whether it is near the surface or the bottom, whether
what's ahead is drawing it closer or resisting its approach, all
the while carrying along all the debris unfortunate enough to be
destined to travel along with it for a while. It cannot be stopped, only
diverted or dammed (4). Lives of litigants, innocent and guilty, are
dashed upon the rocks and swept away with the bang of a gavel and
lamented only by the bailiff's call for the next case and the
whispered assurances of the lawyers that they will look into an appeal.
The overall impression an outsider has is that no one cares what happens
to them. You may as well seek sympathy with the flood that carries you
away as to look for it in the halls of justice.
Watching the law work is fascinating, in a way, like sitting by a
river and watching it flow down to the sea. Beneath and within the
river, like in the law, are a myriad of seemingly fixed and impervious
bedrock formations, with swift currents of erosive change running over
and through the forward flood of it all in such a confusing torrent as
to all seem unknowable, unpredictable, and unusable. Of course, the Army
Corps of Engineers could fix it, and man does manage river flow--sort
of. But New Orleans after Katrina is a fair example of how well we can
control nature when she wants to boogey. The most recent American legal
equivalent would be the reversal suffered by gay marriage advocates who
saw their movement as having a quality of inevitable justice only to
come upon the obstacle of the 1994 national elections won by the
Republicans who thought to ask the electorate whether they agreed. (5)
Who knew that would happen?
That is the problem of the law. It claims to promote certainty in
human interactions, but few who have just completed their initial
encounter with it would agree. Mostly you hear them say that they did
not know in advance that the law was this or that, or would do this or
that to them. It is more of a problem in common law jurisdictions, like
the one in which I practiced, but it is a universal problem in some
respects to all legal issues everywhere. (6) It is also the weak
argument why you should have to have a lawyer to get justice.
II. The Role Of Precedent In Legal Proceedings
In legalese the problem is known as "precedent"--that odd
phenomenon that makes lawyers and judges think that just because
something was done in another place and another time under similar
circumstances, they should consider doing it here and now regardless of
what justice might call for otherwise. In days past it was an aspect the
craft of legal research and a source of some pride that an advocate
would be so thorough in his search for precedent as to find the most
recent and most similar case to which the court might direct its
attention. (7) A case "on all fours" with the one under
consideration would, at the very least, require the judge to explain or
distinguish his ruling from the one cited. One could hope that the judge
might even follow its holdings, but that degree of certainty is never
afforded.
Today computer databases have diminished both the task of searching
for precedent and the prestige that comes from doing it. Anyone with
keyboard skill and the right words for a proximity search can find a
case in common with the issue in question. In common law jurisdictions,
it lessens the chances that you will be ambushed in court by a case you
had never heard of before, but without an understanding of the weight
each case should and will be given by the court in its considerations,
it amounts to playing chess as just checkers that move in funny ways.
Some courts make precedent by being the first to take up a
particular issue, but depending on where they are situated in the
pecking order of higher and lower courts, it matters more or less. It
matters most if the Supreme Court of the land does it, and the best of
all possible worlds for a legal practitioner would be to get there
first, with an issue previously undecided, and be on the fundamentally
right side of the question so that you might play a small role in
helping them issue a landmark decision. Public defense lawyers have few
such opportunities during their careers. I had one.
III. Appointment As Counsel
I was working as a public defender in a small county in central
Illinois when the case of Timothy Lunsford first came to my attention.
(8) The office was made up of several independently functioning criminal
defense attorneys who met infrequently, usually over lunch, on days when
the court calls of our respective assignments brought some of us
together. (9) Our leader and overseer, Mr. Lonnie Lutz, was a dedicated
career public servant while most of the rest of us had ambitions of
greater things and were giving time from our private practice for
reasons known only to ourselves. We had little in common but poor pay
and universal, but polite, condescension from both the bench and the
local bar association. I often heard new clients assigned to my docket
ask the Judge if they couldn't have a "real lawyer"
instead.
I had volunteered to serve in the Juvenile Justice Division of the
Circuit Court, pretending to have some understanding of teenagers as a
result of my years in the classroom. (10) The position came with the
additional responsibilities of providing representation to mental health
commitment respondents. Occasionally, I also was assigned criminal
felony matters in which a conflict of interest had arisen disqualifying
one of the other attorneys in the group, usually a case of multiple
defendants that required independent counsel for each individual. In
private practice I was also referred death penalty matters in part
because of my opposition to its use in Illinois.
Mr. Lunsford's name came up at lunch one day while Mr. Lutz
and I were having the daily "special" at the only restaurant
that would still allow him to smoke. Rick from the title company had
joined us as usual and the talk was mostly about the frustration we all
felt as fans of Chicago sports franchises. As we discussed the
morning's call, the conversation shifted to the HIV/AIDS status of
Mr. Lunsford and the charge of criminal transmission of HIV pursuant to
a statute as yet untested in the courts. (11) It was brought up as a way
of distinguishing one case from another as a matter of shop talk among
co-workers. Short hand case descriptions often tagged our clients in
discussions with one another as a way of getting past a recitation of
the facts to just the meat of what was up for discussion. "The Axe
murderer," the "clown guy," the "drama queen,"
were all labels used to distinguish one client from another. Names were
not used usually, as they did not matter so much as the legal questions
involved and our constant preparation of scouting reports on the moods
of particular prosecutors, judges, and newly found caselaw that would be
helpful. We were all defense lawyers, but we did not work together on
cases or reveal any confidential information; that was always carefully
observed. What we did do, was share our discoveries about useful things
we may have discovered separately. (12)
Mr. Lutz asked if I would be interested in handling the
"HIV" matter, as my application for employment with his office
made reference to my research assistance in preparation for the
publication of a casebook on the topic. (13) He did not have a conflict,
per se, but thought that I might have a head start on the legal issues
presented and he was not invested in the case one way or another at that
point. He suggested I meet the client to see if we would be comfortable
with each other. Totally absent in the initial conversation with my
colleagues, and in all that followed, were any bigoted, prejudiced, or
homophobic comments. Unknown to most, and uncredited by many, is the
truth that there exists within the mechanisms of criminal justice
wherever it is administered, dedicated selfless individuals who do what
they do simply because they think it is right, whether it seems
important or significant to anyone else or not. It was my privilege to
serve with such a group here. (14)
Mr. Lunsford was out on bond, and I went to his home after calling
on the telephone to announce my purpose. He was a young white man in his
20's, with thick black hair, somewhat of a moustache, and a
pleasant appearance. We went out on the porch of his family's small
home where we could speak privately. I took notes during our initial
interview as I would with any new client. I told him who I was and what
my qualifications were and said that I would represent him if he had no
objections. He had none and we went about our business without further
discussion. I treated it as I would any other matter, making no
distinction about him having been diagnosed with AIDS. It was merely a
label and it impacted some of the legal issues involved, but not all of
them. My interest in it was purely technical.
My assessment of Mr. Lunsford, personally, was that he seemed a
great deal cleaner than most of my appointed clientele, a little more
articulate, and far less cocky. He was not pretending to be Marlon
Brando or James Dean or any other rebel without a cause. His approach
was that he had made a mistake without knowing it at the time and wished
more than anything that there was some way to undo it. There
wasn't, but it need not be made all the worse for no purpose by
discriminatory criminalization. His biggest concern was whether he
should take the newly available medication to prolong his life in the
face of circulating information that they might prevent the cure he was
sure to shortly follow. I gave him no advice about that, but did
recommend he ask his physician and that he take care of himself.
I explained the criminal charges to him and the possible penalties.
He told me his story, to which I listened carefully, not as a normal
person, but as a lawyer. Those engaged in the practice of law only
coincidentally use the same words as non-combatants. Our language may
sound the same and look the same on paper, but the meanings of things
singly and in context is so different as to make the languages distinct.
I hear things in preparation for admission into evidence, and do not
attach the emotional weight a speaker often may feel when saying them to
me. It is not that I am callous: on the contrary, I was often rightly
accused of caring too much about my clients. It is that to be
emotionally allied with the accused may lessen my effectiveness as their
advocate, and what they need most is not a friend, but a fighter--a
champion, in the medieval view, who will fight for their freedom before
the court. I need not love them to be loyal, or even like them for that
matter. It simply is not an issue.
IV. Planning A Defense That Included HIV/Aids Issues
I am pragmatic in planning a defense, as any good lawyer must be.
It is not just that I want to zealously represent my client in the
present, I must also carefully protect all issues for future
consideration and appeal that may not be seen initially. A certain
amount of discipline is required to avoid jumping ahead to what seems to
be the better foothold. My new client had been in jail, was not well
received, and did not want to go back.
My first task was to fashion a weapon to cut through his bonds and
keep him out of the hostile environment in the process. In this case, he
was bound by an alleged violation of the Illinois Statute condemning the
intentional transmission of HIV. The attack was to be on all fronts,
beginning with the law itself that was used to hold him. While I planned
and prepared, I also sent out diplomatic overtures and set up a meeting
with the prosecutor (15) to attempt to negotiate a plea. Later would
come the search for flaws in the arrest and investigation; procedural
mistakes by the prosecutor; the facts as revealed through witnesses and
forensic testimony and finally, ultimately, a trial, if things went that
far. They usually did not. The majority of criminal matters are resolved
without trials, partly for the sake of conservation of resources, partly
due to the nature of human beings about to forfeit their freedom and
wanting to minimize, and thereby exert some degree of control over, the
damage. (16)
When HIV / AIDS first came to public attention there was a great
deal of misinformation disseminated about it. To wit: It had been
brought here by an Air Canada steward after visiting Africa and doing
things not discussed in polite company; it had then spread to the bath
houses of San Francisco and beyond to IV drug users who shared needles,
and was now just a plague upon the worst of our society. Depending upon
the teller of the tale it was either God's punishment for
wickedness or something "people like that" deserved in some
way or other. Added to this body of fabrication was the widely
circulated urban legend of the young man who had an intimate encounter
with a pretty young lady who left his apartment before he awakened the
next morning. He was hit hard by reality when he discovered in the
bathroom "Welcome to the world of AIDS" on his mirror in
lipstick. If any of this was true, even the smallest part of it, the
public was horrified at the prospect of being contaminated and desperate
to be protected. All logic and clear thinking seemed to have been swept
away by the fact that AIDS had no cure and there was no vaccination to
prevent contracting the HIV virus.
I am old enough to have been alive during our country's bout
with polio and had schoolmates return from summer vacations with their
legs horribly twisted and deformed, clamped in heavy metal braces.
Science found a cure, but before it did, a similar kind of paranoia
swept the country, closing swimming pools and skating rinks and causing
movie theaters to pass out surgical masks to its patrons. A great deal
of that was part of the public reaction to a sinister problem of unknown
dimensions. So has been its reaction to HIV/AIDS.
I was in law school when the moral retribution nonsense began and
had been fortunate enough to land a position as a research assistant for
my first year contracts instructor, Professor Michael Closen. It helped
a tiny bit in the expense of a legal education and it gave me an office
in the library from which to work. HIV/AIDS had not been my work for him
initially, that had been keeping current of developments in contract law
by constantly reading all the opinions published in all jurisdictions
that had to do with contract issues for his annual revision of his
chapter on contracts for the Illinois Institute of Continuing Legal
Education series of practice guides.
The opinions I reviewed were the reports of appellate court's
decisions of cases that had been appealed from lower courts, the lowest
of which, in Illinois, would be the Circuit Court where opinions are not
published. A great many appellate court opinions in Illinois are not
published either if they are not precedential or have some other merit
that makes them worthy of the expense. Many times more cases are heard
and decided than the public ever hears about. They are not kept from
them, actually, but they are not "reported" in the sense that
they do not go into the mix that makes up the ebb and flow of legal
precedent cited by other courts as rightly decided and worthy of
deference. If a case makes it to a published memorandum opinion, it can
be cited by other practitioners as influential, or even binding
precedent, depending on where they are in the order of things. Different
judges are different about how and to what degree they consider the
opinions of their colleagues. There are rules about it, but there are
also ways around them, so who you have for a judge and what his attitude
is about the process can make all the difference.
In my last year of law school, Professor Closen took up the task of
writing a casebook about HIV/AIDS and it was my assistance with that
research that introduced me to the legal issues involved with the topic.
When we considered the Illinois Statute that proposed to criminalize its
intentional spread by sex or otherwise between partners, one knowing,
one not, it had the trappings of a Shakespearean tragedy. To kill
someone with love; how ironic is that ?
"Intimate contact" was the descriptive phrase used to
define the criminal act, and it was broadly stated as being
"any" contact capable of spreading the virus. From a criminal
statutory perspective, this was dangerous stuff to be put into the hands
of prosecutors. In Illinois, prosecutors have nearly unbridled
discretion to determine which set of facts relating to the accused
violate which statute. Each county is independent of all others, and
while they have a hierarchy, and there is a State Attorney General, it
is rare that they will meddle in a determination made at the county
level. No one wants to be wrong, however; so certainly when new issues
arise, there is a flow of information within the system. I have never
been a prosecutor so I am not familiar with the form this takes. As a
public defender, I received a monthly mailing from the State Appellate
Defender's office setting forth excerpts from various cases with
brief comments about their potentially precedential holdings, but the
roles of prosecution and defense are so distinct as to barely be
comprehensible to one another. Prosecutors are afforded broad discretion
in their actions and can still claim to pursue the ends of justice down
several divergent paths. (17)
In defense of the broad discretion afforded prosecutors, no one can
argue that the courts are not already loaded beyond their capacity. One
way the case load is kept to a manageable size is by prosecutorial
discretion--they simply decide not to go forward with some cases. Nolle
prosequei is the term used to describe that decision, but it is not
usually done without some kind of acknowledgement from the accused that
they know they may have done a wrong thing and should not reappear and
expect to be let off again without punishment. (18) Another aspect of
the prosecutor's discretion was to harshly treat undesirable
characters to teach them the lesson they had apparently failed to learn
thus far. Within this range of weapons were all manner of other
manipulations of the criminal statutes intended to give prosecutors what
they needed to do and what the community required of them in terms of
keeping the streets free from crime or whatever else they might want to
feel safe and secure. One cannot forget here the mantra lurking behind
all government action for our own good--"Extremism in defense of
liberty is no vice" (19) and the historical example that an
imperfect system can permit individuals like Spiro T. Agnew to rise as
high as to be next in line for the presidency. The potential for
misguided misuse of statutory weaponry is ever present in any power
structure with such broad discretion as the American Criminal Justice
system.
In Mr. Lunsford's case, the potential misuse of the statute in
question was that it could be used as a tool for homophobic
authoritarians in positions of power to send a message of their making.
Not much argument existed that homosexual conduct involved intimate
contact, and the statistical chance that one of any pair of partners was
HIV positive was higher than in the heterosexual community. Prosecutors
are elected officials and the electorate may have attitudes they want
applied in controlling unapproved behaviors that had as yet not been
made criminal. Some saw this statute as the opportunity to do so. All
that was missing was a test case to see if the courts would go along or
balk at what might be a policy swing in favor of those who saw
themselves as the morally "right" (20).
None of this mattered all that much to me, of course, other than
the parts of it which were set forth in justification of the statute
with which my client was charged. I was not on a crusade of any kind to
right the world's wrongs--that would have been politics. I had the
assigned task of providing zealous representation to each of my clients
who were accused of a crime. This case was simply part of that task for
me. I knew more of the topic than some others, that was true, but not so
much more than anyone given the opportunity could know. It was not
personal at this point, it was business, and how I went about that
business only had to do with the interests of Mr. Lunsford.
That none of it mattered all that much to me was a source of
trouble in a number of ways for me personally. First of all, it should
not be a requirement that all issues of this sort are advocated by those
that also advocate homosexual behavior. Whether I do or do not is not at
all a matter for public discussion, in my judgment. I am old fashioned enough, perhaps foolish and archaic enough, to think that public people
may still have a private life. On the other hand, I have always been,
and will always be, an opponent of discrimination without a just
purpose. We discriminate against murderers, drug dealers, and pedophiles
through the use of criminal sanctions and have every right to do so. It
is not correct, therefore, to say that we should never discriminate.
There must be a policy examination of its purpose before it is applied,
or condemned, and in this case I was suspect of the motivation for
persecution through criminal prosecution. How to attack that concern
would require a balanced approach that gave some deference to legitimate
sanctions for criminal behaviors.
AIDS had and has no cure; hence it is an instrumentality of death.
Deliberately administered to another, it is legally, arguably, assault
with a deadly weapon. Different jurisdictions have different legal
landscapes, and the federal system only impacts them in terms of
individually enumerated federal constitutional protections as extended
to the citizens of all states. Whether the common law view of how soon
after the wound a victim has to die to make it murder may or may not
apply, depending upon where you are. In Illinois, having intentionally
superceded the common law with the Criminal Code of 1961 and its
subsequent revisions, the legislature writes on a clean slate when it
comes to new crimes or instrumentalities of crime previously unknown.
(21) It did so when it wrote the criminal transmission of HIV statute,
and a reading of the background of the statute's creation was
inevitably infused with policy considerations that smacked of moral
issues.
I did not see that a discussion of policy would aid my
client's cause but saw some potential for harm if the subject made
it to the front burner of judicial discretion or was considered, even
tangentially, by the jury. It is a hard sell in the farm belt to
persuade the good citizens that IV drug users and homosexuals have just
as much right as anyone else to do what they do, or that the law should
not consider their recreational activities in determining their fate.
The link was unfortunate between the groups, but the science had drawn
the corollary, not the law, and regardless of how we must always battle
against discrimination when encountered, this was not that fight. That
was my judgment about it, anyway, based upon the facts as I knew them.
In my work on this case, I found few who would agree with me.
V. The Purpose Of Criminal Law
I digress here for a moment to observe that most people cannot even
agree about the purpose of the criminal law as it relates to the broader
concept of justice. I believe it is to modify criminal behavior; that
is, it is to diminish and extinguish its existence in individuals who
have committed proscribed acts, while protecting society from becoming
victims of those similarly inclined. It is a behavioral exercise. It is
not Mosaic; it is not judgmental in the moral sense, so that we would
say someone will be damned to Hell for what they have done and we are
going to send them on their way as agents of the Almighty. Mixed
questions involving behavior and morality must be carefully dissected.
To argue otherwise is to embrace the death penalty and its progeny. (22)
It is always a little worrisome to see the 10 Commandments on the
courthouse lawn on your way in to court to defend someone that arguably
may have violated half of them. It misses the point, in my view, to
bring God into the courtroom if what we are doing as a society is trying
to modify behavior, not save souls. Remember they saved Joan of
Arc's soul by burning her body at the stake. Was that justice? Did
it correct her criminal behavior?
In Illinois, we have the Department of Corrections, not the
Administrator of Punishment or the Bureau of Retribution or the
Righteous and Most High Office of Moral Justice. What we care about,
what we really want, is for our citizens to behave themselves within the
boundaries of our laws. The laws are just the fences that set the
boundaries of human behavior. We all agree on where to put them in a
democratically representative sort of way. Within the boundaries, we may
do anything and everything we choose. The law of Illinois is
proscriptive, not permissive, and this Land of Lincoln is the land of
the free. (State and local taxes not withstanding).
No matter how much I regret that someone has AIDS or is HIV
positive, I must concede that society at large has a right not to have
it thrust upon them with criminal intent. Any behavior which would
intentionally transmit the virus to another is subject to proscription
by the enactment of a criminal law. I can think of no valid argument
that society does not have the right to do it. It is a separate
question, however, whether such an enactment is effective, or useful, in
accomplishing the desired end. (23)
VI. Turning Theory Into Practice
After my initial interview with Mr. Lunsford, I went back to my
office and contemplated my options. I put in a call to Professor Closen,
and quickly set out the problem. I had not spoken to him in a few years,
but I continued to admire his clarity of thought and prolific writing.
At that point he had never had a criminal jury trial, nor a trial of any
kind so far as I knew, and I had participated in plenty, so as odd as it
may have seemed, our respective status to one another had altered
drastically in the short time I had gone from being his student, to his
assistant, to an experienced public defender. He was much better about
that change than I was. I always addressed him as "Professor"
and held him in deferential high regard. He never talked down to me
once, nor insinuated himself to be anything other than a peer. It is not
good to practice law alone as it is too easy to persuade yourself of
something without some responsible check and balance from a trusted
mind. Sole practitioners stay in touch with others in the field they can
bounce things off of just to avoid idiosyncratic foolishness.
After we spoke of the statutory concerns, he reminded me that he
was not a criminal lawyer and despite his interest in and advocacy of
HIV/AIDS issues, he suggested I call someone in the criminal area for
procedural appellate questions if I felt the need. I put in a call to
the Illinois Bar Association and later the Chicago Bar Association, both
groups being helpful and informative. The consensus was to attack all
fronts, leave no issue uncontested, and be careful not to corrupt the
record with errors of omission. (24) I also called a few classmates
practicing in the area, but found none of them had handled such a case.
I checked online sources for other cases reported interpreting the
statute. There were none, and that is only good if what you want to do
is set precedent, it is not helpful if what you want is to keep your
client out of prison.
I went back and visited Mr. Lunsford's family. His mother,
Peggy, was tearful and charming. She was neither apologetic about her
son, nor defensive. She simply wanted to know what she could do to help.
I listened to her story and built some bridges between what she told me
and what her son had said earlier with a few pointed questions. I did
this without consciously labeling anything as the truth or something
less. The contracting of HIV had been all too simple: sometime when they
lived in California, in a bad neighborhood, or he went to a bad school,
or hung out with a bad crowd, or all of the above, young Tim had
experimented briefly with drugs that involved needles. How young or how
briefly was immaterial. I had not seen any signs of current use. The
police report revealed that their initial contact had been an interview
at the emergency room where he had wound up after a bad trip on LSD.
While being treated, he had babbled something about being with a
young lady when the drug was ingested. The medical staff, knowing he was
HIV positive because he had told them, called the police who came and
questioned him until he gave up her name. After the passage of a few
weeks, she was persuaded to complain about it and become his alleged
victim. He was not, however, charged with a drug offense and LSD was not
a drug taken by needle. That meant to me that if he had had a needle
habit, he had beat it somehow. That sometimes happens on its own,
although we don't talk about it much. Uncontrolled drug use will
usually lead to a prison cell or a grave in ten years or less. The
fortunate may survive long enough to figure out what they are doing to
themselves and have enough lucid moments to cut it out before they ruin
their lives. The unfortunate do not.
On the street, among those that use illegal drugs, there is a
distinction drawn about needles. No one plans to use drugs their whole
lives going in. It is common knowledge that if you have a drug habit,
either you beat it or it beats you. Once the line is crossed about using
drugs at all, not all new users are willing to go so far as to use other
drugs that require needles for a transmitter in deference to their hopes
of someday not using drugs. Wherever that underground proscription came
from, it is fairly universal. It is a line that some arbitrarily just
will not cross, thinking somehow that it takes them too far. That
conclusion was reinforced with news of the additional risk of
contracting HIV. Mr. Lunsford had been a needle drug user and had
contracted HIV, which was now killing him in the form of AIDS. Although
he had ceased taking drugs in that manner a considerable time ago, it
had been too late.
I prepared a Motion to Dismiss premised upon a constitutional
attack on the statute. We were fortunate to have an opportunity to
confront just the statutory language that was the greatest potential for
discriminatory misuse. Had the collective defense bar and others
interested in the topic for whatever reason been given the opportunity
to create a test case, it could not have been in a better posture
procedurally. Mr. Lunsford was not a homosexual, so that distraction
would not be in play. There was no evidence of other criminal activity
involved, so the risk of judicial overreaching was limited. (25) In my
motion, I said the law was void for vagueness, lacking the requisite
specificity in describing the act that constituted the crime. (26) The
statute said that the criminal act was "any" act that could
spread the HIV virus and enumerated among the variant subsections
"intimate contact" which happened to be the particular act of
which Mr. Lunsford was charged.
He was accused of having had intimate contact in a manner that can
spread HIV with the victim without telling her he was HIV positive.
Factually, we had a defense available as an alibi witness had come
forward who had been present when Mr. Lunsford told the victim he was
HIV positive before they had intimate contact. That was a weapon for a
later fight, however; my initial procedural attack would be statutory,
and would focus on the phrase "intimate contact". But what is
intimate contact ?
VII. Intimate Contact In The Legal Sense
You may think it a silly question. Doesn't everyone know what
"intimate contact" is? Without resorting to a graphic
description in the statute, the drafters of the law had simply relied
upon this sweeping generality as if everyone understood its plain
meaning. If someone suggests that you have "sex" with them,
you think you know what they mean. How about if they asked you to have
"intimate contact" instead? In an effort to clarify, the
statute was bolstered with the additional condition "in a manner
that may transmit the HIV virus."
Legislators think in the usual and customary when drafting laws.
Lawyers think in the exceptional when striving to create defenses to
them. For instance, would it be an exception to the proscription of the
law if factually two people could kiss, intimately, and not spread the
HIV virus ? Certainly. The development of medical science about the
disease, even at this early date, had virtually eliminated kissing as a
path for transmission. Therefore, if you could have intimate contact and
not spread the disease one time, but could in another instance with
altered circumstances but doing the same act, then it was not the act
that was doing the harm, but the status of the offender that was
creating the risk of harm, or the variables of happenstance over which
no control could be asserted. "Intimate contact" was simply
legally insufficient in my judgment.
Well, what about an exchange of bodily fluids? That was the
language used in the legislative histories and committee comments where
Judges sitting in such matters go to discern the intentions of the
legislatures who created a law. That exchange was not well defined
either, in my opinion, fostering the exception of someone who sneezes in
an elevator and inadvertently has "exchanged bodily fluids"
with a number of strangers. Under the statute, unless he notified them
in advance that he is HIV positive, in Illinois, he may just have made
himself a criminal in the process.
Another exception argument to the bodily fluid charge would be
someone in a hotel Jacuzzi or swimming pool. Is there fluid exchanged?
Certainly there is, but won't the treatment of the water to kill
bacteria prevent the virus from being transmitted? Perhaps, but the
statute won't allow you to presume such and could find criminal
culpability for anyone HIV positive swimming there under its language.
The extreme of the exceptions arguments under the "bodily
fluids" analysis deals with HIV positive pregnant mothers. They may
be transmitting the HIV virus to their unborn children by exposure to
their bodily fluids, and whether or not it was arguably consensual
through their maternal legal guardianship, there was no specific consent
given for the exposure to a fatal infection and the best interests of
the child were obviously abdicated by permitting the pregnancy to
continue. Think of the dilemma involved here. Once notice of an existing
pregnancy is received, the mother has the Hobson's choice of either
aborting the unborn child or breaking the Illinois statute against
transmission of HIV. Motherhood was not the behavior intended to be
targeted for attack by the statute certainly, and no one suggested that
a prosecutor would bring such a charge, but creating the potential to do
so by its wording demonstrated the inadequacy of the statute's
language. (27)
VIII. Circuit Court Proceedings
The Lunsford case was set to proceed to preliminary hearing where
the prosecution would either present a prima facie (28) case to support
its charge or the Defendant would waive the hearing and enter a plea.
There was just the one count in the Information that was pending, so the
rare potential for a clean statutory attack was there. My personal view
of a criminal justice proceeding is that once you have established
whether any potential plea negotiations are in the offing, it is your
duty to contest every inch of ground between where your client is and
the cell in prison where the prosecution wants to send him. That
requires a meeting with the prosecutor to see which direction any given
case would take.
The assistant prosecutor assigned to the case was a young man,
younger than myself, and the Republican candidate for chief prosecutor
with an election coming soon. The county was majority Republican and
this loyal servant had served well as an able assistant until his
superior had decided to retire. It was an inheritance, sort of, with the
inconvenience of an election thrown in. That came up as one of the
reasons why my client would not get a break of any kind under the
circumstances. "Politics" was used as a synonym for
"public opinion" in the justification he gave me, piled upon
the "you understand" rhetorical comment that came just before
it. He and I had met and discussed other cases, and never before had
such an issue arisen. We both agreed that it did not matter that Mr.
Lunsford was a former IV drug user, or that he had had intimate contact
with a young lady out of wedlock. Those were not politically sensitive
issues. What mattered was that he was HIV positive and that he had AIDS.
Why that mattered is a matter of discussion. I believe the candidate for
office was concerned any plea offers would be taken as something less
than the publicly approved use of his office under the circumstances.
Here is where my view of the criminal law often conflicted with my
opponents. I was not in the retribution business, nor in the morality
play that some wanted to cast me in. (29) My interest in the behavior of
my fellow citizens was to help them with it so that they might conform
sufficiently to live among us while protecting the innocent, and
especially the children, in the process.
The prosecutor and I had addressed all pending matters between us,
and it was apparent that the Lunsford matter was being treated
differently. As I would in normal discussions of criminal defendants, I
advocated for leniency in part by relaying the punishments that the
accused's actions had already brought him. It is that "learned
his lesson" sort of approach that you can use with some success
provided the individual under consideration does not have an extensive
criminal history or a sympathetic victim.
I conveyed to the prosecutor the news that my client was already
effectively serving out a death sentence within his own body because of
his advanced AIDS diagnosis. I commented on the pain his mother and
family were suffering in taking care of him and how the county employees
in the jail were not at risk now, but would be if he were returned there
as would the prison guards that followed, as well as his fellow inmates.
In my attempts to show the prosecutor the weakness of his case, I
commented on the circumstances of the revelation that brought on Mr.
Lunsford's prosecution, his confession of indiscretion having been
made under the influence of a hallucinogenic drug and he not having been
afforded his rights in the process. I also mentioned the lapse of time
between the act and any complaint from the alleged victim, a person of
questionable veracity whose story was refuted by an alibi witness
prepared to testify at trial. I also commented that a public trial might
shine an uncomfortable light of truth upon the accusing victim.
When he countered that additional charges could be added from the
facts presented, I suggested that he look again carefully at the
reports, where I had seen no indications there was believable evidence
of any other crimes. But this was not a case where a grand jury or any
fact determining body would consider the question. This was a matter of
sole discretion of the man to whom I was speaking, and I had concerns.
I knew the man. He was very much like myself in many
ways--dedicated, ambitious, well trained, educated, hopeful. At this
point I did not dislike him and based upon our good offices thought that
the ends of justice were on both our minds. I broadened my appeal and
suggested to him that together we had a rare opportunity to do good
here. He didn't see it. I explained how this statute was an
invitation to those that would misuse the law for agendas of their own
and that we had the chance to let the Supreme Court tell us, and
everyone, what was right and prevent that from happening. A
constitutional statutory construction case is often spoiled by a
prosecutor piling on ancillary issues to prevent a clean appeal. It may
have been that he did not see it, or did not believe it, but his vision
was more short sighted than I had expected. As is often the case, when
professionals in any field invoke the greater good of their vocation
over the self interests of themselves and those with whom they deal, the
message was not well received. Our meeting continued after a pregnant
pause.
We went on to our other cases and upon concluding, I asked what we
should do about Mr. Lunsford to serve the ends of justice. As a final
point, I reminded him that he could add his additional count after a
statutory appeal and would have ample opportunity to revisit all other
issues whether the defense won or lost a statutory appeal. Whether he
meant to do it or not, whether he needed to do it or not, I reminded him
that he did not need to do it now. Doing so now would only be foul, not
fair, in the greater sense.
He said he would think about it. He may have, which would be even
more disappointing than what I think he really did, which was simply
talk to his superiors to see what they thought about it. I don't
know what they told him, or how he concluded what should be done. All I
know is what happened next. I filed my Motion to Dismiss on September 8,
1992, first thing in the morning. Later that same day, he added the
additional charge of criminal sexual assault. I think I was supposed to
learn then that it was not about doing what was right in the greater
sense, or playing fair with one another, or making history, or setting
precedent with a clean record that delineated the practice of law where
I found myself. What it was about, at least to some, was winning every
case. It is sufficient now to note that we personally had had our
differences of opinion in the past without permanent damage. After this,
however, my opinion of him never recovered its former status.
There were more players involved than just the two of us, however;
among the other concerns of mine was the judge. In any legal matter, a
great deal of what happens depends upon the Judge. In Illinois criminal
matters, a defendant can remove a judge from his case as a matter of
right, once, and for cause as often as it exists. It's a good
lawyer who knows the law; it's a better one who knows the judge.
That is not a suggestion of impropriety; it's a statement of
reality. If I know what issues a judge considers important, whether he
is more persuaded by statutory argument, emotional appeal, logical
presentation, or whatever, then I will vary my representation before him
for the benefit of my client.
Having been a law clerk for a judge, I knew how very much depended
upon judicial discretion. That discretion is a wider sea than a poor
argument or factual deficiency can cross. That is not to say it was a
bad thing. I knew few judges who should actually be considered
unqualified. By and large they were competent and predictable, which is
what they should be. Here and there you would encounter a judge who was
temperamental, impatient, and clearly just putting in his time on the
day you were before him. It is easy to forget that depending upon which
side of the bench you are on, it is just another day like many others,
or it's the worst day of your life getting worse.
The aspect of judicial treatment of litigants that is the routine
is upsetting to outside observers. Good practitioners and quality
jurists may not convey enthusiasm and sincerity the 100th time this week
they explain the rights of the accused to someone before them with a 5th
grade education who reads at the 3rd grade level, if at all. The
humanity they have taken oaths to protect, defend and prosecute by
playing their role in the legal drama are oft unappreciative that they
are doing a good job of it by mistaking the stoicism of their demeanor
for indifference. Bedside manner matters little or nothing on most
occasions in court. Judges have heard most of it so often before, and
all the words about to be said to them, that regardless of the effort
they exert to appear interested, it sometimes fails. (30) Like all
humans, they have transformed the sum total of their experience,
education and training into what some would call wisdom at best and
others might label prejudice at worst. They mean to be fair, honestly,
but if they are looking at a black man tell his story and a white man
tell the same story, and the issue is credibility, they will have a
predisposition about it whether they want to or not. Those
predispositions, I expected, would extend to Mr. Lunsford's case.
Most criminal judges are former prosecutors, so it is unlikely to
draw one hearing felony cases that was not the prosecutor of such cases
for a considerable period of time before going on the bench. Illinois
Judges are also subject to recall at election time, so they are not
cavalier or quick to act to change the law, especially at the Circuit
Court level. Every system has a bottom rung and in the Illinois Criminal
Courts it is the Circuit Court. Their decisions are not precedential on
anyone and are subject to review by both the Appellate and Supreme Court
above them within the state system, and the Federal District Court,
Appellate Circuit Court, and United States Supreme Court in the Federal
system.
Decisions of circuit judges are not final, but they are not
illusory either. They become part of the public record, may set the
stage and determine the outcome of any appeals that follow by their
rulings, or may not be appealed, in which case they become the final
determination of the rights of the parties. They are like the mortar of
the rule of law, often overlooked but indispensable. Actually they may
really be more like tuck pointing--mortar implies building something
new, and few circuit court rulings break new ground, but the image is
accurate and the analogy useful.
In the Lunsford case I drew the Honorable Judge Ashton C. Waller, a
former prosecutor, and a jurist I was both familiar with and had
exhausted to the point of impatience several times with my unwillingness
to accept defeat. I regularly appeared before him in Juvenile matters
representing children, or the parents of children who had come to be at
odds with the state's social service agency. While we did share a
sincere concern about the welfare of children, we did not agree about a
great many other things, including how much deference and credence to
give the Department of Children and Family Services. I particularly was
irked when clients of mine had their parental rights terminated after
doing all their resources and intellect would let them to hold their
families together. I made the mistake of letting my unhappiness show a
time or two before his honor and had some thoughts that my track record
with him might interfere with my effectiveness for Mr. Lunsford. After
considering the alternatives, which would be the other judges that might
be assigned to replace him, we elected to give him the benefit of the
doubt. That one decision proved to be the most beneficial of the entire
litigation.
People can surprise you, however, and I must say that I now hold
Judge Waller in the highest regard both personally and professionally.
Nothing was ever said or intimated about our respective disagreements in
other matters. His calm, studious, professional demeanor was a steadying
influence for all concerned. The Lunsford case was handled in exemplary
fashion, with integrity and great courage from the bench. It was
conducted by the book, and in all fairness and candor to Mr. Lunsford,
the prosecutor, and myself. The critical moment came fairly early in the
proceedings. The prosecutor and I were in the judge's chambers
discussing setting my motion to dismiss for hearing. The prosecutor had
not filed a response, but instead had added the additional count. The
Judge asked him if he was going to file a response, to which the
prosecutor replied that he was not prepared to do so and in any event
did not think it necessary. "Well, if you aren't prepared to
respond to Mr. Bonelli's motion," said the judge, "you
may want to prepare for the possibility that he may win." I was
smart enough to keep quiet for once, but leaping for joy in my head. The
prosecutor said he would get something on file. He did, but it
wasn't enough.
The day came and the courtroom was packed, a rare thing in our
small town. The press had come, and there seemed a serious, yet festive,
atmosphere afoot. It had the medieval town market quality that was at
once strange and familiar. I had never seen anything like it before, nor
had anyone else I spoke with afterward. When my time came, I was
relieved when my presentation came and went without mishap. It was my
favorite aspect of the law, after all, arguing for what was right and
being persuasive in the process. My training had prepared me for the
moment, and all that later proved surprising was that there were no
objections, or questions, or interruptions of any kind. It is not often
attorneys get to say all they want. You do not win in court just because
you can make a persuasive argument; the law and the facts decide cases.
But you can lose with the facts in your favor if you do not make one.
Having made one, you listen to your opponent to hear if it will hold up,
or some fatal flaw in logic will be revealed you did not detect.
The judge listened intently, following along when I cited statutory
authority or caselaw on the copies I had provided to him and the
prosecutor. There is no applause in court, so it's a little
disconcerting to get through something like that and hear no reaction.
The Bailiff gave me a thumb's up at the back of the courtroom, so I
knew I had at least been heard. During the conversational buzz that
passed around the room as the prosecutor prepared, Mr. Lunsford shook my
hand in approval and smiled broadly.
The prosecutor got up and said a few things, rambling mostly about
how the law is the law and the defendant was a bad person. As if it were
proof somehow, he continually referred to the second charge that had
been added to the complaint--a cheap trick. The motion to which he was
responding was about constitutional inadequacy, not the guilt or
innocence of the defendant should the law hold up. He argued oranges to
my apples.
Practitioners listen with some apprehension to their
opponents' arguments, to hear if they may need to make an objection
for the record, or prepare to respond in some manner. More was at stake
here than Mr. Lunsford's future, as it turned out. The advocate for
the state was also the candidate for office and was being measured by
the electorate. He knew that, we all did. He was not nervous, but it was
clear he was being careful. Absent was any passion or conviction in his
presentation that had been heard in mine. He was winning the day in a
courtroom far away by what he was carefully reading into the record, but
he was losing here, in person. His victory would be on paper, after many
other lawyers had made a living off what he and I were saying now. No
amount of campaigning later, however, would win back the confidence of
his constituents who really did not understand what was taking place. He
lost in the election that would come. We won in the hearing at hand.
The judge declared the statute unconstitutional, (31) and I was
probably more elated than my client. There was some attempt to have him
put back in jail pending appeal as a consequence of the additional
count, and I argued against it, citing the cost of additional security
measures and health care to the county and his good behavior so far
while out on bond. The judge was agreeable and Mr. Lunsford remained a
free man, ... free in that he was not in custody. Certainly he was not
really free--the greater punishment still burdened him. He was confined
by the court to the jurisdiction pending the resolution of his appeal
and had the stigma of his name and photograph being repeatedly
publicized with every report of the progress of the matter through the
appellate process. An appeal is automatic in cases of a statute having
been found unconstitutional at the Circuit Court level so the case did
not go away, but stayed in the public view because of the
unconstitutionality finding. Such a finding is rare in criminal matters,
and usually when it does come it is on a technical, rather than factual
point of dispute. Here, the science of HIV / AIDS was not developed to
the point that sufficient certainty existed as to what was or was not
conduct that was blameworthy.
IX. State Appellate Review
Interest in the case rose after the finding of unconstitutionality,
and I was approached by several special interest groups looking to
bootstrap the ruling for purposes of their own. I was asked to turn over
the case so that more experienced attorneys who specialized in appellate
practice could take the lead. I discussed it with my supervisor and Mr.
Lunsford, as well as Professor Closen. Mr. Lutz reminded me that the
County had done its duty for Mr. Lunsford already by providing him my
representation, and that there was an Appellate Defender's Office
at the State level that would handle the case from here, unless I was
privately retained, or my client wanted some other group to take over
his case. Professor Closen offered to assist me with whatever I decided;
go on with it, turn it over to the American Civil Liberties Union
(ACLU), or let the Appellate Defender handle it. In the end, I left it
up to Mr. Lunsford. More than anything, I wanted to be sure he got the
right advice. My competitive nature was hungry for the fight, and I did
not want to talk him into anything we would both regret. I gave him a
week to think it over.
He came to my office on a sunny afternoon shortly thereafter. I
didn't know it then, but I was not to see him alive but one more
time. I discussed the matter with him, told him his options, and
explained the situation. His eyes were glazed over for part of the
complex parts, legal stuff I knew he did not understand or care about.
When I asked him if he was all right, he just said he wanted me to do
it. I told him I just couldn't without getting paid by someone. The
county paid me less in a year than some of my classmates now made in a
month and I had already spent a considerable amount of time in this
matter at the expense of my private practice. I had family who had
patiently waited and gone without while I had gone to law school and
then to clerk and now to public service without adequately supporting
them. I had to do what was right by them as well as for him. I was not
sure, when I finished, that he had heard me.
He said nothing, but reached for his wallet. The gesture was
difficult for him and made him look suddenly awkward. His body was
already beginning to break down and his limbs trembled as he finally
pulled it free of his jeans and began to examine its contents. I sat in
silence, feeling guilty that I had been so caught up in my own concerns
over winning his case that I had not noticed the toll the disease was
taking on him all the while. I asked myself what kind of a man in my
position could say no to someone like Mr. Lunsford under these
circumstances ? I could not come up with an answer. When he handed
me the folded bills and said he would get more somehow, I took a one
dollar bill and gave him back the rest. "This is more than
enough," I told him and we shook hands on it. Had I had any doubts
that I could not provide him with as good a shot as anyone, I would not
have taken the money. I never worked harder for a dollar, and keep it
still (32) to remind myself that doing the right thing is not
necessarily about money.
Procedurally things got busy after that. I met with the ACLU in
Chicago with Professor Closen at my side. He was campaigning for judge
and I suggested he join me in the matter on appeal as co-counsel after
obtaining Mr. Lunsford's approval. (33) The ACLU wanted to join the
case with another they had pending, and I did not object for several
reasons, the primary of which was that they had received their ruling
first and could file first for appeal. Unless ours was in the forefront
of consideration before the Illinois Supreme Court, I knew any adverse
decision for theirs would be the end of Mr. Lunsford's appeal. They
were on a mission, which was their stated purpose, that only
incidentally included this case. I did not disapprove of the mission,
per se, but had decided to stay in on behalf of Mr. Lunsford rather than
relinquish control entirely. They were disappointed when we insisted on
submitting our own brief and giving our own oral argument before the
court, expecting us rather to join in theirs. I cannot say that I blame
them. They had many times the resources we had available and much more
experience at the appellate level. Whether they would have done a better
job or not is arguable; we had our differences strategically and legally
as we worked forward. They made suggestions after we circulated our
briefs to each other. That we did not agree about some things mattered
less to me than to them. Our clients, and our goals, were similar, but
not identical. (34)
I spoke often to Mr. Lunsford on the phone during the preparation
of the brief and when it was completed I dropped a copy by his house.
That was the last I saw him. It was horrific. In such a short time how
someone so young and vibrant can wither away in such a manner is
devastating. Peggy was busy, being strong and caring, and doing all the
things that had to be done. She was on emotional automatic at that
stage, incapable of letting go even a little for fear of never getting
her composure back. I recognized the mode, having been the sentinel on
such a vigil for a cancer victim myself. For her it was a son, for me it
was a mother; our roles had reversed by generations. I thought hers the
worse. She asked a thousand questions but I don't think she heard
any of the answers, and she thanked me, over and over, until I finally
had to just pull myself away.
The Argument at the Illinois Supreme Court was interesting, but
anti-climatic. The additional charge of sexual assault added by the
prosecutor despite my pleas negated our efforts. We did not have a clear
record for a theoretical discussion of the statute and its
discriminatory implications. You can't successfully argue
hypotheticals when the reality before the court makes them irrelevant.
We knew that going in. In the ante-room where counsel prepared for
argument, professor Closen and I sat and waited our turn. Only one of us
would get to speak, and I had asked him to do so out of respect for his
mentoring of me before I was an advocate, and out of deference for
someone I considered to be a better judge of the venue than I. I was too
emotionally involved at that point, knowing the family as I did and
caring about Mr. Lunsford's last days being all they should be.
Legally, our problem was getting past the allegations count II of
the amended information to the language of the statute itself. Courts
only have jurisdiction over real cases and controversies. We cannot go
to them and ask, "what about this?" or "how about
that?" They do not give advisory opinions. While there were
opinions out there that said that statutory construction challenges
should take place on the language in the abstract and not the specifics
of the allegations of the case before the court, and we cited them, in
our brief and in our argument, it was unpersuasive. The court could have
taken up the broader view and been more far sighted as to realize that
we were 13 years into a pandemic without judicial guidance from our
highest court about how and to what extent criminal sanctions would be
permitted. But it took the easy path instead and confined itself to the
limiting holdings of precedent over the arguments of policy. We lost.
X. United States Supreme Court Review
For me there was no decision as to whether to go on or not. As soon
as the record was prepared, I began drafting an appeal to the United
States Supreme Court. The process required petitioning for a Writ of
Certiorari because while the Supreme Court is the highest court in the
land, it is also a court of limited admission. The court decides what
cases it will and won't hear. We filed our writ and so far as I
know were the first case to present the issue for consideration. (35)
They had the opportunity to decide to take the case, or decide to deny
taking it. Before they decided, Mr. Lunsford died of AIDS, 6:00 A.M.
Monday morning, August 29, 1994. (36)
Sometimes the best decisions are the ones that are made for you. I
got the news sometime later from professor Closen that the writ had been
denied (37). I was disappointed but not surprised. Illinois still has
the same law about the Criminal Transmission of HIV; but all prosecutors
have now had our appeal to consider before bringing charges with it for
the wrong reasons. (38) That's a win in my book, because it
prevents the discriminatory character of the statute from being imposed
absent other criminal conduct. It was a bigger win, of course, in Mr.
Lunsford's book, who was able to die in peace with what dignity was
left him. It was not a get out of jail free card, but he was, once and
for all, out of jail.
I attended his funeral and was surprised to find a three piece rock
band set up behind his casket. It was a unique distraction, and so like
him to want to have it done. They were doing their best to play
renditions of songs that I was fairly sure Mr. Lunsford had selected for
such an occasion at some point in time. How sad to think someone his age
must even contemplate such things. They were not all that good, really,
but then neither was I in my own mind as I sat there thinking through
what all I could have done differently. It's the ultimate post
mortem, for an attorney, after all is said and done, to sit at your
client's funeral and hope you served him well.
There are just three things in life that matter; time, money, and
relationships. We have no control over how much we get of the first,
although we have some choices about how we spend it. The second may or
may not be related to the first, as in how much time is required to get
how much of it. When I left the practice, my hourly rate was $250/hour,
and that was in a small Illinois town of limited activity. But I had to
sacrifice time with my family and friends to get to that point, so much
time in fact, that a degree of alienation inevitably crept in. The last
matters most as it turns out, for no amount of money will buy you more
time or better friends. I now teach law for less money than it costs me
to drive to the various locations and campuses where my classes meet,
but I would say the rewards are greater; and my stipend is augmented by
the tender received from Mr. Lunsford--his undying thanks.
XI. Conclusion
Enacting criminal statutes in response to social pandemics like
HIV/AIDS is neither effective nor useful. (39) It is some comfort to
those who think they are protected by such laws, and for what it's
worth, I don't mind the laws existing so long as they are not
misused. There are a great many laws in existence that are rarely, if
ever, used. A better law would have been to outlaw the HIV virus or
impose enhanced penalties against it if it turns into AIDS. Difficult to
enforce, sure, but it makes as much sense as making felons out of
mothers who refuse to abort their children that may have been infected
by their fathers who cannot be punished because they are unknown. We
must all do all we can to help each other get through this, whatever
this is, so that one day we can collectively congratulate ourselves on a
job well done. Anyone who needs my help with that, anytime, need only
ask.
Gregg W. Bonelli, Instructor, Lincoln Trail College, IL
(1) 1989--1991 appointment as judicial clerk for the Honorable
William L. Beatty, Judge of the United States District Court for the
Southern District of Illinois, Alton, Illinois--East St. Louis,
Illinois.
(2) I come by it as a matter of family tradition. My great
grandfather and my uncle were both Illinois Circuit Judges. The law is a
family occupation among far too many of the clan elsewhere, particularly
in California.
(3) Care must be taken when speaking of knowledge, of course, and I
use the broader meaning here, not exclusively the Biblical and carnal,
but not excluding it either.
(4) Civil litigants and criminal defendants either wade in or are
thrown into the legal stream of disputation and are carried along to the
conclusion of their particular drama. Few see the true importance of
their particular predicament in terms of their effect on the river of
the law itself. History and hindsight later assign labels the
participants would never have put on themselves.
(5) See NPR.org cite about this for January 20, 2006.
(6) I practiced in the State of Illinois, an adopter of the common
law of England.
(7) Conversely, a practitioner who cited an old case was the
subject of some derision, even if a newer case only said the same thing.
On my first appearance before the Cook County Court in Chicago, an
elderly lawyer cited an old case which the judge commented on as being
as old as its proponent in court to which the lawyer replied,
"Marbury vs. Madison is an old case too, judge, but still good
law."
(8) People of Illinois v. Lunsford, 158 Ill.2d 23, 196 Ill. Dec.
629, 630 Ne.E. 2d 794 (1994) cert. Denied, 513 U.S. 828, 115 S. Ct. 97,
130 L.Ed 47; charging instrument of underlying prosecution attached as
Appendix 1.
(9) The Coles County Public Defender's office had been
successfully attacked for conflicts of interests by some of its clients
on appeal of their convictions on grounds that the attorneys all had the
same administrative staff and that confidentiality of client information
could not be protected in files held in common. In response to the
expense of having to retry those matters, the county board had severed
the staff and required each attorney to have separate office and files.
(10) History and Social Studies, Bell, Florida 1974-75; Philosophy,
Sociology, History and Social Studies; Cumberland High School, Greenup,
Illinois 1975--1986.
(11) Criminal Transmission of HIV ; 720 ILCS 5/12-16.2 (West 1998)
Criminal Transmission of HIV. (a) A person commits criminal transmission
of HIV when he or she, knowing that he or she is infected with HIV: (1)
engages in intimate contact with another; (2) transfers, donates, or
provides his or her blood, tissue, semen, organs, or other potentially
infections body fluids for transfusion, transplantation, insemination,
or other administration to another, or (3) dispenses, delivers,
exchanges, sells, or in any other way transfers to another any
nonsterile intravenous or intramuscular drug paraphernalia....
"intimate contact with another" means the exposure of the body
of one person to a bodily fluid of another person in a manner that could
result in the transmission of HIV. Formerly Ill. Rev. Stat. 1991, ch.
38, [pi] 12-16.2 effective Sept. 11, 1989.
(12) For instance, I had discovered when in law school that the
Georgetown Law Review annually dedicated an entire volume to updating
the law of Criminal Procedure which made a useful tool for citing
potential trends in other jurisdictions to Illinois Courts or
instructing them on binding Federal precedent in constitutional matters
that had not yet been addressed locally.
(13) I had been research assistant to Professor Michael L. Closen
of the John Marshall Law School and was acknowledged for research
assistance in his book, Aids, Law & Policy 1st edition, supplement,
ISBN 0196081265, John Marshall Publishing Co., Houston, Tx, Publ. 1990
(14) Lonnie Lutz, Chief Public Defender; Karen Fuqua, felony
conflict appointment; Robert Dunst, felony conflict and juvenile
appointment; Terese Kane, misdemeanor, felony conflict and juvenile
appointment.
(15) Nomenclature varies with jurisdictions. In Illinois they are
called "State's Attorneys" but what they do everywhere is
prosecute, so I have substituted the universal for the specific for the
sake of clarity.
(16) Consider the 19 year old out buying Sudafed for his uncle to
make Methamphetamine. When caught, he made the additional mistake of
having a gun in the car, although it was inoperable. Facing a Class X
felony sentence of many years, he was offered a plea of probation if he
would cooperate and testify against his co-conspirators. He had no prior
arrests or convictions. He honored what he thought was the code of honor
that applied in such matters and would not betray his co conspirators.
He is in prison today; so is his uncle, who was arrested later on other
evidence.
(17) Consider the common practice of giving leniency to one
co-defendant over another in exchange for cooperation and testimony at
trial obtaining a conviction. Who deserves such a break ? It is not just
the willing that get the offer, it is often some other unknown factor
from the defense attorney's perspective.
(18) When on good terms with prosecutors, this warning was part of
my conference with my clients while negotiating just such a disposition.
My candor with a prosecutor about a particular client and his propensity
to re-offend, if accurate, would translate into a degree of trust
between us that led to fair and expeditious resolutions of a good many
cases. I acted as the reluctant agent of the prosecution here, as an
officer of the court, but with the full understanding that it was for my
client's own good. It was off the record, but not out of any of our
memories.
(19) Senator Barry Goldwater, who also said "Moderation in
pursuit of Justice is no virtue."
(20) In the United States, liberal and conservative views are
labeled "left" and "right" respectively. Justice
Scalia of the Supreme Court spoke at the John Marshall Law School
shortly before my graduation and said when he had been appointed to the
court and they were posing for the first formal robed portrait, the
photographer had told him to "move a little to the right". He
jokingly said it was the best advice he ever got.
(21) Compare statutory reactions to HIV/AIDS in other
jurisdictions: knowingly transferring bodily fluid containing HIV virus
848 P2d 394 Idaho; 802 S.W.2d 28 Texas; Intentionally exposing sexual
partners to HIV 832 P.2d 109 Washington; reckless conduct by HIV
infected persons 396 S.E. 301 Georgia; Aggravated assault 192 WL 59832
Pennsylvania; to MJ 53, U.S. Military; Assault with a dangerous weapon
669 F.Supp.289 and 48 F.3d 784, Federal Prisons; Attempted murder 621 A.
2d 493 New Jersey; 834 S.W. 2d 559, Texas.
(22) Yes, there are biblical references to the death penalty and
certainly examples of doing in the evil doers abound, but they are
principally Old Testament and simply demonstrate the fallacy of basing a
criminal justice system on moral proscriptions. As modern citizens of a
global society in the process of watching cultural differences dissolve,
we should look ahead to a more enlightened view, a behavioral view, of
criminal sanctions. If we cannot control or condone an individual's
behavior in the old view we killed them, to be satisfied they would
bother us no more. The modern medical progeny of this view would be to
make quadriplegics of them surgically, or medically, or to lobotomize them, all in the name of permanently disabling them so they are no
longer a threat to the greater society.
(23) Compare, State v. Stark, 832 P.2d 109, (Wash.App. 1992);
(purposeful exposure through intercourse sufficient to bring criminal
culpability); Commonwealth v. Brown, 605 A. 2d 429,(prisoner throwing
feces culpable); State v. Haines, 545 N.E. 2d 834 (Ind. App.
1989)(biting, scratching, spitting blood at officer found brings
culpable) Scroggins v. State, 401 S.E. 2d 12 (1990) (aggravated assault
with intent to murder found for HIV positive inmate biting an officer),
With Waddell v. Valley Forge, D.C. Docket No. 99-00262-CV-CAP-1 (HIV
positive dental hygienist failed to qualify for a ADA benefits after
being fired for his HIV status despite evidence of statistically minimal
potential for exposing patients). Any risk was considered sufficient and
the court focused on the potential harm that might ever be suffered.
Accord, John Doe v. University of Maryland Medical System Corporation
CA-92-2832-HAR (U.S. Dist. Ct. of Md) (Third year neurosurgical resident
lost privileges after being stuck with needle and becoming HIV positive
while at work despite minimal statistical risk of infecting others).
(24) Under the Rules of Criminal Procedure in Illinois, there are a
number of opportunities for counsel to fail to do something they could
have done with the result that the defendant may seek appellate review
only to discover the waiver of some issues that might have saved him had
they been raised. Appellate Court opinions resting on this weak excuse
write it off to trial strategy and pretend it is justice to retain men
and women in prison that might otherwise have gone free but for
ineffective assistance of counsel. Often, when ineffective assistance of
counsel issues are presented on appeal, the defendant may see that same
"trial strategy" excuse served up with the additional garnish
of "harmless error" sprinkled liberally over the mix to tell
him that whether his lawyer was right or wrong the result would be the
same. And I though "revenge" was the dish best served cold,
add "justice" to some menus.
(25) Judges are not supposed to be result oriented when
interpreting the constitutionality of statutory language, that is, they
should not consider the particular facts presented in the case at bar
but should instead focus on the wording in question and whether it
passes constitutional muster.
(26) Full text of Motion to Dismiss attached as Appendix 2, with
supporting Memorandum of Law as Appendix 3.
(27) Illinois is a jurisdiction that believes life begins at
conception and mothers who deliver children with alcohol and drug abuse
syndromes are subject to prosecution. Questions of fetal exposure to HIV
are complicated, and the statute involved in the Lunsford case only make
it more so. The area remains volatile and we may expect the trend that
began here to continue. That may involve protective custody for mothers
who test positive for needle drug use during prenatal care exams. The
State could petition for guardianship of the unborn child and take
protective custody, which would require concurrent detention of the
mother. This is not as far fetched as it may sound. Unborn children are
citizens of our state. Once their existence is known and a threat
against them identified, the state has standing to intervene for their
protection.
(28) Probable cause = sufficient evidence of a crime and enough
connection to the defendant to justify holding them for trial. It is not
a big hurdle for the prosecution to clear, sometimes described as the
equivalent of hopping off a curb.
(27) Illinois is a jurisdiction that believes life begins at
conception and mothers who deliver children with alcohol and drug abuse
syndromes are subject to prosecution. Questions of fetal exposure to HIV
are complicated, and the statute involved in the Lunsford case only make
it more so. The area remains volatile and we may expect the trend that
began here to continue. That may involve protective custody for mothers
who test positive for needle drug use during prenatal care exams. The
State could petition for guardianship of the unborn child and take
protective custody, which would require concurrent detention of the
mother. This is not as far fetched as it may sound. Unborn children are
citizens of our state. Once their existence is known and a threat
against them identified, the state has standing to intervene for their
protection.
(28) Probable cause = sufficient evidence of a crime and enough
connection to the defendant to justify holding them for trial. It is not
a big hurdle for the prosecution to clear, sometimes described as the
equivalent of hopping off a curb.
(29) I was once told by a judge during a break from proceedings
where he was taking children away from their unified home and scattering
them out to several state supported foster care facilities necessitating
the separation of siblings that we "all have our roles to
play." He meant it, and probably believed it as well.
(30) One judge, now retired from Coles County, Illinois, went to
sleep while rocked so far back in his tall chair behind his elevated
bench that he tipped over backward; the last view the jury had of him
was his feet completing the arc he had begun with his head out of their
view and off of the Dias. He was helped up by the bailiff and resumed
his seat long enough to declare a brief recess. No one knew how long he
had slept during the proceedings before his dismount.
(31) See ruling attached as Appendix 4.
(32) See attached Appendix 8.
(33) See attached Appendix 5.
(34) Special interest groups, like the ACLU, do a great many good
things, including challenge the constitutionality of questionable
statutes. The danger of handing your client over to their auspices,
however, is that their focus may be more on the greater good than what
you would do for your client yourself. They are also remote, where you
are local and more accessible. I wanted to keep Mr. Lunsford out of
jail, they wanted to keep everyone from being prosecuted with a
discriminatory statute. If we could do both at the same time, good for
us. If not, I would not sacrifice my client for their ends.
(35) Writ attached as Appendix 7. Professor Closen marshaled the
assistance of his contacts at the John Marshall Law School and elsewhere
to assist with the procedural and stylistic concerns. Included among
those that were so kind as to give their help were Professor Wojak,
Professor Mock, and Professor O'Neill. My thanks again to them all.
(36) Suggestion of Death filed by prosecution attached as Appendix
9.
(37) Letter of confirmation attached as Appendix 10.
(38) An electronic search for reference to the statute or the
Lunsford case gives very few results today. The case was not
precedential nor especially influential in the usual ways, but the
chilling effect on the misuse of the statute as evidenced by the lack of
subsequent challenges is gratifying to me.
(39) I am not the first, nor will be the last, to say so. Consider,
"Any attempt to press the criminal law into service for the purpose
of furthering the public goal of reducing the spread of the AIDS virus will be expensive, ineffective, and counterproductive ... " Gene P.
Shulz, 7 St. Louis U. Public Law Review 65, 113 (1988).