Syene as face of battle: Heliodorus and late antique historiography.
Ross, Alan J.
Introduction
Heliodorus' Aethiopica stands apart from the other extant
examples of the ancient Greek novel. It is the latest and longest
example of the genre, and perhaps shows greatest awareness of the
literary traditions that precede it. (1) Although the issue of the
Aethiopica's date has not been resolved definitively, there is now
at least a majority opinion that it is a product of the fourth century
AD, and that in its ten books it responds to a wealth of canonical,
classical literature, including epic, tragedy, and historiography. (2)
Heliodorus' relationship to that lattermost genre, historiography,
is the most important for establishing the text's claim to
verisimilitude. More than thirty years ago, John Morgan convincingly
argued that Heliodorus' adoption of a narrative pose commonly
associated with the writers of history imbues Heliodorus' narrative
with a realism that invites 'a certain kind of response from the
reader, which involves equating the events of the novel with those of
the real world--that is to say, an intensely emotional, sympathetic
response'. (3) This is an especially literary form of
verisimilitude; Heliodorus alludes to the practices of the genre that
makes the greatest claim to represent events that take place in the
'real world'. Historiography mediates between the world of the
novel and 'reality'. Heliodorus' verisimilitude is
constructed not by writing in a way that is in itself directly mimetic
of reality, rather it is constructed by imitation of the standard mode
of writing about historical reality, historiography.
In this paper I argue that these issues of dating and
intertextuality can be united in order better to situate Heliodorus
within a late antique literary milieu. My approach focuses on one
episode of the Aethiopica which best corresponds to a recognizable
scene-type within historiography, namely the siege of Syene in Book 9. I
will explore to what extent Heliodorus' narrative in this episode
may represent a contemporary, fourth-century approach to siege
narrative, allusion to which Heliodorus uses to strengthen the
verisimilitude of his narrative and to guide his reader's response
to the scene. Finally I will suggest where Heliodorus may have found his
historiographic models.
Helidorus' historiographic pose revisited
The generic proximity of the novel and historiography has long been
noted. (4) Both are prose genres which utilize narrative to offer a
mixture mimesis and diegesis of human characters operating in an
ostensibly real, or at least credibly real, world set in the past. (5)
The novel's relationship with historiography, however, is closest
in the form of its narrative, rather than its content. (6) Morgan's
survey of Heliodorus' 'historiographic pose' identifies
mannerisms, such as authorial uncertainty, particularly inclusion of
alternative explanations for events, and the use of ecphrases and
excursus, which give the Aethiopica an historiographic framing. (7) The
erotic content, by contrast, rarely resembles that of historiography.
(8) Book 9 of the Aethiopica, however, provides an exception. (9) The
main protagonists, the young couple Theagenes and Charicleia, are
marginalized, and the narrative in the first half of the book is devoted
to a lengthy description of the siege of the Egyptian city of Syene, in
which the Persian satrap Oroondates takes refuge with his army and which
he subsequently defends against the forces of the Ethiopian King
Hydaspes. (10) In this respect the opening narrative of Book 9 is
historiographic in content: the siege scene was a standard element of
historiographic prose. (11) Although the greatest siege of all is found
at the beginning of classical literature within the genre of epic
(Homer's Iliad), descriptions of siege soon became a definitive
part of the fabric of historiography. (12) Indeed, siege descriptions
proliferated to such an extent during the Hellenistic period that
Polybius complained that writers would often write up sieges using stock
elements where there was little historical accuracy underpinning their
accounts. (13) The historians who formed the object of Polybius'
criticism evidently viewed the siege scene as an essential marker of
their genre, even if the inclusion of such scenes called for a degree of
invention, which, as Polybius thought, stretched the generic conventions
of historiography. Sieges would remain important elements of Greek
historiography under the Roman empire, with notable examples of extended
descriptions appearing in Josephus, Arrian, Cassius Dio and Herodian.
(14)
Most scholars have argued that Heliodorus looked further back for
his historiographic models than to the historians of the empire,
especially to Herodotus. (15) The theme of Herodotus' Histories
certainly chimes with Heliodorus' narrative of Persian aggression
in Book 9, and the fictional period in which the Aethiopica is set,
during the Persian occupation of Egypt between the 6th and late 4th
century BC, (16) * reflects the period under discussion in the
Histories. (17) The nature of these proposed Herodotean
intertextualities ranges from large-scale imitations of narrative
elements such as geographic and ethnographic digressions, (18) through
similar episodes, (19) down to the use of lexical allusions and the
reuse of Herodotean phrases. (20) However, the events at Syene have
already been strongly linked to literature of the fourth century AD. The
resemblance between the siege of Syene and the Persian siege of the city
of Nisibis in Roman Mesopotamia in AD 350 is a central issue for dating
the Aethiopica to the mid-fourth century. (21) There are strong
similarities between Heliodorus' Syene and the narrative of the
siege of Nisibis found in Julian's two panegyrics to his senior
emperor, Constantius II, composed in the mid to late 350s. (22) At both
Syene and Nisibis, the attackers construct dykes in order to form a
concentric ring of earthworks around the city walls. They then divert a
nearby river (the Nile at Syene and the Mygdonius at Nisibis) to flow
into the enclosed space between wall and dyke, creating a flood upon
which boats could sail. The wall collapses under the effects of the
water, however, the attackers fail to press home their advantage,
hampered by the mud left by retreating waters. In each case the wall is
reconstructed.
Heliodorus responded to contemporary awareness of the historical
events at Nisibis, and indeed to specific details of the siege as they
were presented by Julian. As Morgan has pointed out, Helidorus'
exploitation of the 'public awareness and interest' in Nisibis
was an attempt to enhance the realism of his novel. (23) Of course,
Julian's account of Nisibis was not set within a work of history,
but in epideictic oratory. Nevertheless, the sections of the panegyrics
relating to Nisibis have a distinctly historiographic flavour, using
narrative as the medium to represent this (recent) past event. (24)
Heliodorus capitalises on his readers' awareness of a recent
historical event to add verisimilitude to his narrative of Syene. Just
as the siege scene as a whole is a major example of historiographic
content in Heliodorus' novel, so the principal tactics and
operations (the dykes and the flood) used at Syene add further
historically credible details within the siege scene itself because they
resemble those of the actual, contemporary siege at Nisibis.
Nevertheless, though Heliodorus and Julian coincide in the content
of their narrative, they differ markedly in their form. Julian's
narrative otherwise is selective in the scenes it narrates, confining
its narrative focus only to fantastic events, and avoiding detailed
explanation of tactics, or the motivations of either the commanders or
troops. (25) His primary aim is to magnify the achievement of the
subject of his two speeches, Constantius, rather than provide a clear
exegesis of the siege. (26) Heliodorus, by contrast provides a far more
complete narrative of his siege.
However, it is possible to show that Heliodorus also adheres to a
distinct narrative form within the Syene scene, which, like the content
of the episode, is recognisably historiographic, and therefore serves as
a further point of intertextuality with the genre of historiography.
'Face of battle' narrative in Late Antiquity
Heliodorus' narrative of Syene exhibits many of the features
that historians have identified as typical of late antique
historiographic narrative of sieges. Particularly these features
comprise a style of narrative that focuses on the experiences,
especially the psychology, of the combatants and which has been defined
as 'face of battle.' The term was developed not by a
classicist but by the British military historian Sir John Keegan. (27)
Keegan argued that a more effective method of assessing the progression
and outcome of a conflict is to reconstruct the experience of front-line
soldiers rather than to focus solely upon the point of view of the
commander. His approach, therefore, examines psychology, motivation and
human experience on the micro-level, rather than more traditional
attempts to evaluate overall strategy and tactics at the macro-level of
the commander. In The Face of Battle, Keegan applied this methodology to
the battles of Agincourt, Waterloo and the Somme. Despite the
limitations of the source material available to the historian of
antiquity in comparison to that of more modern periods, this approach
has found favour amongst some ancient historians. (28) In the absence of
first-hand accounts of 'ordinary' soldiers on the front
line--such as the letters and diaries of soldiers at the Somme that
Keegan had used to construct his 'face of battle' histories of
more recent conflicts--historians of antiquity have turned to narrative
accounts of battle that had been written by former soldiers or could
closely be linked to eyewitness sources.
Although Keegan and the ancient historians who followed him have
been primarily interested in pitched battle, in a recent article Noel
Lenski has offered a face-of-battle analysis of late antique sieges, in
an attempt to uncover the 'lived experience of ancient battle from
the perspective of those engaged in fighting.' (29) Lenski's
methodology takes two sieges by ancient authors who themselves exhibit
many of the concerns of Keegan's face-of-battle style. These
'proto-face-of-battle' narrators are Ammianus Marcellinus, who
narrates a siege of the Mesopotamian fortress, Amida, in 359 by the
Persian king Sapor, and a group of authors who describe a siege of the
same city, Amida, in 502-3 by a later Persian king, Kavad. The main
source for this later siege is Procopius, with additional material in
the chronicles of Pseudo-Joshua the Stylite and Pseudo-Zachariah of
Mytilene. (30) Lenski selects this group of authors because he presumes,
a priori, that accounts by eyewitnesses are necessarily more inclined to
be sympathetic to the experience of individual combatants because of
their authors' participation in the events narrated, and that they
will encapsulate this sympathy in their narrative of the sieges.
Ammianus had been amongst the defenders of Amida in 359. (31)
Pseudo-Joshua the Stylite was a contemporary of the siege of 502/503,
although based in nearby Edessa; Procopius writing later in the 6th
Century may have made use of the contemporary history of Eustathius of
Epiphaneia, as did Pseudo-Zachariah of Mytilene. (32)
Ammianus' credentials as an eyewitness and particularly as a
proto-face-of-battle narrator had also been the subject of a study by
Kimberley Kagan only a year before the publication of Lenski's
article. (33) Like Lenski, she identifies Ammianus' description of
Amida in 359 as an almost unique example of ancient 'face of
battle' narrative:
[Ammianus' military narratives] convey the experience of battle
from the perspective of the participants, they explain the outcome
of events on the basis of generic causal explanations, and they
convey the impression of the reality of combat. Like Keegan,
Ammianus accentuates some of the more mundane, although not
necessarily less heroic, aspects of combat. He seems fascinated by
psychological reactions to casualties. Ironically, his
determination to convey the 'atmosphere of battle' ... undermines
the military historian's ability to explain the outcome of these
battles accurately. (34)
Like Lenski, Kagan identifies eyewitness participation as the cause
of Ammianus' interest in the experiences of combatants and of his
face-of-battle style, though she is more critical of Ammianus than
Lenski, condemning Ammianus' failure to provide a clear tactical
explanation of the fall of the city. (35)
The following section of this article argues that Heliodorus, like
Ammianus, uses a 'face-of-battle' style at Syene, although he
was writing a work of fiction and, despite the paucity of biographical
detail, it is reasonably safe to assume he had never experienced
siege-warfare first hand. (36) For the sake of a more coherent and
direct comparison, I use only Ammianus' Amida as the primary
example of this narrative style, especially since, according to Lenski
and Kagan, he is fully illustrative of the entire range of
face-of-battle elements. It also provides an opportunity to compare the
works of two contemporary fourth-century authors.
Syene and Amida compared
In terms of tactical details, the sieges of Syene and Amida have
little in common. At Amida in 359, Ammianus was amongst the defenders
who held out against the Persian king Sapor II for seventy-three days.
(37) According to Ammianus, Sapor took advantage of the Emperor
Constantius II's absence from the front to invade Mesopotamia.
Sapor was initially reluctant to devote time to a siege, preferring to
push on into Roman territory. However, when the son of one of his
client-kings was killed by a Roman ballista, he vowed to destroy the
city. After a series of attacks by the Persians, a plague, and a sally
by a troop of Gallic auxiliaries, the city's walls were finally
breached. They were brought down by excessive pressure from an interior
ramp, built by the defenders to counteract a similar mound which was
constructed by the Persians on the outside. (38) Sapor slaughtered many
of the defenders, taking some prisoner but executing the Roman
commanders. Ammianus, however, managed to escape and thus survived to
write up his account twenty-five years later. (39) Amida is not the only
siege in Ammianus' work,40 but it is the longest, most detailed,
and is clearly designed to be a purple patch. Although Ammianus
constructs his authority in the scene via autopsy, especially heavily
marked by sections of first-person narrative, (41) he also peppers the
scene with Homeric exempla through which he has 'moulded' his
account to the literary tradition of siege narrative begun by the Iliad
(42) Ammianus also creates authority, therefore, via emulation of the
literary tradition. (43)
During the Amida scene, Ammianus' face-of-battle technique
largely takes the form of an awareness of the human perspective on and
responses to conflict, concentration on certain types of operation which
allow the narrator to describe the emotional effect upon the defenders
and attackers, and how both groups responded in terms of physical
limitations and psychological reaction. (44)
Operations
Although the tactical details of the sieges of Amida and Syene may
at first seem quite different, both authors converge in number of
respects. First is the relative size of the armies. Lenski points to the
usual disparity between attacker and besieged. (45) At Amida the
Persians outnumber the Roman troops ten to one. (46) Heliodorus presents
Hydaspes' attacking army as vastly larger than the defenders:
'countless thousands of Hydaspes' men.... reduce[d] the open
plains of Syene to a narrow crowded passage.' (47) For both authors
the psychological impact of the disparity is an important cause for
defeatism amongst the defenders. Ammianus and his colleagues
'beholding such innumerable peoples ... despaired of any hope for
safety' (48) and to the Syenians the Ethiopians' 'numbers
[were] so vast that the mere sight of them made resistance
inconceivable.' (49) Ammianus may well be tapping into a
'barbarian horde' motif here. (50) Comparison with other
sieges in the Res Gestae reveals in which context Ammianus chooses to
draw his readers' attention to the numbers of combatants: during
the Persian campaigns of 359/360 he willingly records the small numbers
of Roman defenders with precise figures, (51) whereas the attacking
Persians are left comparatively and vaguely huge, (52) but when the
tables are turned and the Romans are the besiegers then no details are
provided for either side. (53) If the Persians are the aggressors, then
Ammianus deploys the horde motif, whereas if the Romans are in that
position, then he elides references to the relative size of the armies
altogether.
Comparing Ammianus' practice to Heliodorus, we may have
expected Heliodorus to present Oroondates as openly hostile, and
Hydaspes, as father to Chariclea (although this has not yet been
revealed to either at this stage in the plot), a more sympathetic
character. However, the latter's casting as the commander of the
'barbarian horde' (a definitely negative characteristic)
leaves Hydaspes' intentions ambiguous to the reader. It is a point
that receives corroboration elsewhere in the scene, (54) and helps build
suspense during this long hiatus in the plot, during which the main
protagonists are absent, caused by the description of the siege before
Hydaspes can interact directly with Theagenes and Chariclea much later
in Book 9. (55)
Lenski points to sorties as a particular type of operation that
receive greater attention amongst eyewitness, 'face of battle'
historians. (56) They provide a good opportunity to narrate individual
acts of heroism and to concentrate on the disheartening effect upon the
besiegers. As mentioned above, at Amida a group of Gallic troops make
multiple attacks upon the Persian camp (19,5,2), often returning with
'diminished numbers.' Ammianus portrays the most significant
of these sorties as a night raid in the guise of the Iliadic Doloneia.
The situation in Heliodorus necessarily does not allow for such
expeditions--the lagoon between the besiegers and the besieged kept the
two groups firmly separated. Nevertheless, Heliodorus shows he is aware
that sallies were a common feature of sieges by explaining why they did
not happen at Syene: Hydaspes' besieging army was intimidatingly
large. (57) Heliodorus thus suggests that he viewed sorties as an
essential facet of siege narrative, and he is compelled to explain their
absence here to his reader.
Human limitations
Ammianus shows a particular concern for the ways in which certain
human failings act as significant causative factors during the course of
events at Amida, notably the lack of visibility caused by volleys of
missiles ('a thick cloud of arrows in compact mass darkened the
air' (58)), or by darkness (a Persian sneaks into Amida under the
cover of night; (59) the Gauls make their sortie 'taking advantage
of a gloomy, moonless night' (60)). Additionally he focuses on the
effects of wounds upon the defenders (who 'when wounded in their
great ardour for defence fell with destructive results' (61)), the
weariness sustained by the lengthiness of the siege (which effected both
sides equally, 'a truce of three days was granted by common
consent, we also gained time to take breath' (62)), and
particularly by the physical labour involved in constructing and
maintaining both offensive siege works and defences: 'constant toil
and sleeplessness sapped the little strength that remained,' (63)
and 'not a man anywhere through fear of death gave up his ardour
for defence.' (64)
Heliodorus focuses his narrative on the same factors. He
acknowledges the usefulness of darkness for carrying out covert
operations. Hence the city wall, once breached, is rebuilt during the
course of a night (9,8,1), and the Persian commander waits for the cover
of darkness before making a secret escape. In addition to serving a
tactical purpose (Heliodorus notes that when the Persians escape, the
'Syenians were sunk in a deep slumber' (65)), darkness has
important psychological effects upon the defenders and attackers: the
return of light and day 'dispelled the fog of doubt and fear.'
(66)
Physical activity plays a similar role. Toward the end of the
siege, 'physically [the Syenians] were exhausted by their terrible
predicament.' (67) The cause was primarily the maintenance of the
defences: when the Ethiopians first start constructing the dykes, within
the city 'no one was idle: women, children, and old men alike all
joined in the work, for mortal danger is no respecter of age or
sex.' (68) Once again, Heliodorus provides his reader not just with
the description of action, but its psychological motivation.
Ammianus and Heliodorus share least in common when describing
wounds. Whereas Ammianus frequently turns to the description and impact
of injury, both physical and psychological, the overall tactical
situation at Syene allows Heliodorus few opportunities for the Persians
and Ethiopians to come to blows because they were separated by the
artificial lake caused by the flooding. (69) Only when the Persian
envoys approach the walls by boat in order to negotiate do the two sides
become close enough to engage. The Syenians mistake the intentions of
the Persians and start shooting, 'for when one is in an extremity
of danger, nothing is without fear or suspicion.' (70) Once again
Heliodorus provides a psychological perspective on causation. He
subsequently includes details of the wounds suffered by the Syenians as
the Persians retaliated and 'shot dead a couple or more, some of
whom were catapulted headfirst from the walls ... by the force of an
unexpected impact.' (71)
Psychology
Throughout my discussion of operations and human limitations the
central aspect of Ammianus' and Heliodorus'
'face-of-battle' style has not just been the description of
the actions of individuals but the role given to their psychological
reactions and motivations as a prime explanatory tool for the narrator.
Both authors focus on the effects of sights and sounds. The image
of the troops arranged outside the city strikes fear into the defenders.
For Ammianus 'beholding such innumerable peoples ... we despaired
of any hope of safety.' (72) Heliodorus refers to 'numbers so
vast that the mere sight of them made resistance inconceivable.'
(73) The focalization here is that of the defenders. The sounds of the
sieges, the rushing of water and the crash of the collapsing dykes at
Syene, (74) and the whirring of ballistae and the trumpeting of
elephants 'whose clamor and immense bodies the human mind can
conceive nothing more terrible' (75) at Amida, provide a rich aural
sense of conflict in each narrative and strike fear into the combatants.
At Syene, Heliodorus frequently notes the defenders' (negative
or defeatist) psychological reaction to these sights and sounds. Thus
the 'thunderous and ear-splitting din' of the diverted river
as it surrounded the city 'was enough to bring home to the people
just what a desperate predicament they were in.' (76) Yet such a
psychological reaction could have positive results: all the defenders
quickly rushed to strengthen the defences. (77)
Ammianus and Heliodorus are in remarkably close alignment not only
in recording psychological motivation, but also the types of event which
provoke those responses. For example, there is a striking similarity in
the initial episode of each siege scene. At Amida, Sapor approaches the
wall on a magnificent and conspicuous horse, believing that 'all
the besieged would be paralyzed with fear at the mere sight of him'
(78) and would surrender immediately. Instead the defenders target him
with missiles, and Sapor, described as 'raging' and
'outraged,' vows to destroy the city. The same sequence of
over-confident commander, audacious riposte by defenders and the
commander's psychological reaction of rage, which then prompts the
siege and planned destruction of the town is played out in Heliodorus.
Hydaspes 'attacked Syene, which he expected to capitulate with its
walls intact before a blow was struck.' Instead the defenders
assail him with 'outrageous and exasperating verbal abuse,'
and 'furious' at this rebuff and refusal to surrender, he
plans 'to destroy the city utterly and quickly.' (79)
Comparing these two accounts shows Hydaspes again characterized in
a role which more naturally fits the commander of the side which is less
sympathetic to the primary narratee. Above we noted how Hydaspes was the
leader of the 'barbarian horde,' here we find him both
arrogant and driven into the siege by negative emotions. It is typical
of how Ammianus presents Sapor at Amida and elsewhere, (80) and finds
repetition in Procopius. (81) Once again Hydaspes, despite being the
father of Chariclea, is depicted in an ambiguous fashion.
The use of siege narrative in Heliodorus and Ammianus
The accounts of Amida and Syene share much in common, but a
comparison of these two sieges also reveals some noticeable divergences,
which have important ramifications for the understanding of each text.
As already indicated, in Heliodorus Hydaspes is not presented as a
sympathetic figure. Although he fights the Persians, who have already
proved to be threatening to Chariclea and Theagenes, Hydaspes is cast in
the typical role of the hostile aggressor: he is commander of a
'barbarian horde,' and is driven by rage not just to take the
stronghold but to destroy it utterly. (82) These traits help sustain an
air of ambiguity which surrounds Hydaspes up until this point in the
narrative. He had only appeared fleetingly within embedded narrative
prior to Book 9. (83) In Book 4, fear of her husband's anger and
accusations of adultery had prompted Persinna, Hydaspes' wife, to
expose her unusually white-skinned daughter Chariclea. (84) Later,
Hydaspes engaged in the war with the Persians for territorial gain, and
at the opening of Book 9 he plans to use Theagenes and Chariclea as
victory sacrifices if the Ethiopians defeat the Persians. (85) Only
later in Book 9 does his kindly disposition towards his longlost
daughter become clear. (86) This technique of withholding information
from the his primary narratee is typical of Heliodorus' primary
narrator elsewhere in the Aethiopica, and is a good demonstration of
how, despite being quite a self-contained scene, Syene is integrated
with the narrative concerns of the rest of the novel. (87)
Conversely the comparison of the siege of Amida to that of Syene
shows that, for all Ammianus' purported interest in individual
experience, he fails to draw a distinction between two different groups
within Amida: the indigenous civilian population and the Roman troops,
who had temporarily taken refuge in the city. Heliodorus had made the
tension between the Syenian population and the Persians a key element of
his tactical and emotive explanations. The Syenians are painfully aware
that they are trapped between two warring armies, thus after the wall
partially collapses, they plead with Oroondates to seek a truce. (88)
And once the Persians sneak away under the cover of darkness, they worry
about Ethiopian reprisals for their perceived 'treachery by
conniving at the Persian escape.' (89) Although Ammianus notes that
'within the limits of a city that was none too large there were
shut seven legions, a promiscuous throng of strangers and citizens of
both sexes, and a few other soldiers, to the number of 20,000 in
all,' (90) he makes no attempt to distinguish the civilians and
troops during the course of the siege. (91)
It is a curious omission from an author who, it has been claimed,
is attuned to the sufferings and experiences of the besieged precisely
because he was there amongst them and witnessed them. Ammianus'
enumeration of the besieged clearly demonstrates that he was aware of
the differing groups within the city, but chooses not to exploit this in
his narrative. Perhaps this omission served a patriotic purpose--he
wished to present a united front of 'we' Romans who
'burned, not with the desire of saving our lives, but...of dying
bravely.' (92)
Face of battle and late antique literature
So far we have seen how Heliodorus and Ammianus share a narrative
approach when they incorporate siege scenes within their respective
works. Even if the tactical details of each scene may differ, both
authors choose to narrate in a way that explains causation in terms of
human experience and the psychology of conflict. There are even points
at which the content as well as the form of the narrative coincide,
particularly the riposte of the attacking commander at the opening of
each scene.
What exactly is the relationship, then, between Ammianus and
Heliodorus, and how may it explain their shared approaches to siege
narrative? One issue should be addressed immediately, that
Ammianus' 'face of battle' style is not a necessary
result of his participation at Amida. Although Ammianus' presence
may have prompted him to be sympathetic towards the experiences of the
combatants at Amida, the existence of narrative patterning which shows
similar concerns within a work of fiction demonstrates that this was as
much a literary choice as a necessary result of autopsy. Equally one
need only to turn to Polybius to see how another siege-participant could
narrate sieges in an overly tactical method, which allows little space
for the actions, let alone the emotions of individuals. (93)
For Heliodorus, too, this was an important choice of narrative
presentation. Although there are several allusions to Herodotus
throughout this most historiographic section of Heliodorus'
narrative, Heliodorus did not draw upon Herodotus as a model for siege
narrative. (94) Sieges are regular occurrences in Herodotus'
Histories, but they are rarely treated as large-scale setpieces. (95)
When Herodotus does lavish more narrative space on a siege, it is never
on the scale of Heliodorus or Ammianus, and he is more concerned with
tactical objectives and the method by which the stronghold was defended
or captured than with the experiences of the combatants, such as we had
seen in Heliodorus. (96) The intertextual relationship between the
historiographic sections of Heliodorus and Herodotus have been well
established by Morgan and Elmer, but it would appear that Heliodorus
looked elsewhere for a model of narrative style of sieges. (97)
Could this be a localized phenomenon, confined only to Heliodorus
and Ammianus, in which the later of these two authors had read the
earlier, and subsequently applied the narrative patterning to his work?
Ammianus is securely dated to the early 390s, whereas the all the
evidence in favour of Heliodorus' fourth-century date points to the
350s, so Heliodorus seems not to post-date Ammianus. (98) The reverse is
more plausible (though still unlikely) that Ammianus, as a native
speaker of Greek, could have read Heliodorus, especially if the latter
were a supporter of Julian, the hero of the Res Gestae, though it is
unclear why Ammianus should wish to draw upon the narrative style of a
Greek novel in writing Latin historiography, especially in an episode
which has closer generic associations to epic and historiography. (99)
I offer one, admittedly speculative, theory to account for the
relationship between these two texts. Both Heliodorus and Ammianus may
be independent witnesses to a wider historiographic phenomenon, which
developed in the later Roman Empire specifically within Greek
historiography. Both authors share an important, if peripheral
relationship with the genre of Greek historiography. As Morgan argued,
Heliodorus' narrator relies upon some of the conventions of
historiographic narrative to lend verisimilitude to his novel.
Heliodorus not only incorporated tactical details of a recent historical
siege (Nisibis 350) into his narrative, (100) but did so within a
narrative format which would have been recognizably historiographic to
his intended readership. By representing this aspect of his novel in an
historiographic way, Heliodorus gains additional verisimilitude.
Ammianus, although a native Greek, (101) chose to write a
large-scale history of the empire in Latin, and in so doing created the
only extant Latin historiographic work since the early second century.
(102) His was a consciously innovative resurrection of a dormant genre.
By modelling his narration of Amida to a standard formula, Ammianus,
nevertheless establishes his work's presence within a tradition of
historiography, mapping his experiences onto a standard literary
pattern.
This theory of course presumes that this style of siege-narrative
had far more examples than only these two authors and was recognizable
to Heliodorus, Ammianus and their intended readership as a narrative
topos. (103)
If we assume, as I think we must, that Heliodorus predates
Ammianus, it is now difficult to judge who Heliodorus'
historiographic models were. Although Greek historiography in the late
empire had not suffered the same fate as the genre in Latin, the works
of the late third- and fourth-century Greek historians survive in either
fragmentary form or as testimonia. (104)
However, if we look back to the last fully extant work of Greek
historiography of the third century, Herodian, we find some of the same
'face of battle' elements of siege narrative (though in a less
developed fashion) as Heliodorus or Ammianus. Herodian composed his
Roman history in the middle of the third century, a culminating event of
which is the siege of the northern Italian city of Aquileia by the
forces of the emperor Maximinus in 238. (105) The city sided with the
senate in a revolt against Maximinus, and the emperor was killed by his
soldiers during the course of the siege, the first assassination in what
was to become the year of the six emperors.
Ammianus has already been identified as a close reader of Herodian,
and importantly Sotinel has argued that Ammianus used Herodian's
description of the siege of Aquileia in 238 as an intertextual source
for his description of a siege of the same city in 361 (Amm. 21.1 Iff.),
though mostly in terms of the presentation of the protagonist than
narrative style. (106) It is an important indication that Ammianus was
conscious of the Greek historiographic tradition when he composed his
work of Latin historiography. (107)
Although Herodian lacks the full range of face-of-battle material,
he understands the role of morale, specifically the importance of
success in generating hope and failure in causing despondency
(dysthumia); (108) the potentially demoralizing effect of the huge
numbers of attackers; (109) and he also focuses on wounds. (110)
Importantly, Maximinus, whose role as victim of a rebellion but the
enemy of the senate is ambiguous in Herodian, is driven to attack the
city because of anger at being rebuffed by the defenders, a sequence
familiar from Heliodorus and Ammianus. (111)
Additionally, the fragmentary evidence for the period after
Herodian provides some insight to the continued scope and importance of
siege narrative. Classicizing histories with political and military
subject matter continued to be produced throughout this period, such as
Rufus' Roman History in the second or third century. (112) In the
early third century Asinius Quadratus wrote about the Persian wars of
the second century in his Parthica. (113) Siege description makes up a
large proportion of the fragments of the early-third-century historian
Dexippus. (114) The siege of Marcianopolis shows some concerns for the
experiences of the civilian inhabitants, dwells on the large numbers of
'barbarian' attackers and uses their emotions as explanatory
devices. (115) The Scythian attackers begin the siege assuming
'they would easily take the city by assault' (.2), but running
out of ammunition 'despaired of ever capturing the city painlessly
and became dejected' (.4). By contrast the Romans' psychology
develops in the opposite direction: 'taking heart from the
ineffectual attack of the barbarians on the day before, [the defenders]
let out a shout and fired such arrows and stones as they had.'
(.5).
A recently discovered fragment of Dexippus also contains
poliorcetic material. The fragment narrates an attempt to take a city by
a series of plots, including a feigned retreat by the attackers. The
attackers are aware of the usefulness of darkness for covert action,
like Heliodorus' Persians when escaping Syene, or the Gauls when
making their Doloneia at Amida. The attackers in Dexippus
'refrained from kindling a fire at night; it was necessary for them
not to be visible.' (116)
Sieges were a common feature of wars against the Persian empire.
(117) The inscription of Shapur I at the Kaaba of Zoroaster, commonly
known as the Res Gestae Divi Saporis, boasts a catalogue of besieged
strongholds in the Romano-Persian wars of the mid-third century, a
culminating event of which was the capture of Antioch. (118) There was
certainly enough material for these third- and fourth-century historians
to include several siege scenes within their works. In the early fourth
century, two remaining fragments of a historian named Eusebius also show
a predilection for sieges. (119)
Conclusions
Although hypothetical, it seems likely that between Herodian and
Heliodorus, the continued threat from the Persians coupled with the
frequency of poliorcetic warfare that could penetrate uncomfortably far
into areas of the Greek-speaking eastern empire (Antioch, for example)
prompted historians of the period to develop a topos of narrative style,
which favoured the description of the experience and psychological
reaction of combatants and inhabitants over a tactical approach that was
typical of Herodotus, Thucydides and Polybius.
By the second half of the fourth century, the topos was
significantly well established that two authors deployed it within their
respective works, although neither were works of Greek historiography.
On one level, intertextual engagement with this topos enabled
Heliodorus to invest his Syene scene with an additional layer of
verisimilitude. Not only were the events modelled on those of a recent
historical siege, but the narrative form too was recognizably that of
recent examples of the genre which was most closely associated with the
representation of historical events. Heliodorus could then use his
readers' familiarity with those narrative conventions to guide
their interpretation of certain characters, especially Hydaspes.
Although this argument on its own is not an independent
justification for Heliodorus' fourth-century date, and at the risk
of circularity, it nevertheless helps corroborate a date subsequent to
the siege of Nisibis in 350--Heliodorus strove to combine recognizably
historiographic narrative content with recognizably historiographic
narrative form. Heliodorus was attentive as much to developments in
recent literary culture, as he was to the established place held by
Herodotus within the tradition of historiography.
Participation in an event alone does not provide the literary
ability to narrate it effectively. (120) Ammianus, a Greek resurrecting
the genre of classicizing historiography in Latin, drew upon the same
traditions of third- and fourth-century historians as Heliodorus when he
narrated an event in which he participated twenty-five years earlier. No
doubt he was drawn to face-of-battle style not only because it provided
a legitimizing continuation and even appropriation of the conventions of
recent Greek historiography, but also because it allowed him to
incorporate his recollections of Amida in greater abundance and detail.
Even if these suggestions about the development of the siege topos
are hypothetical, it remains that Heliodorus should be read within a
late antique literary milieu, and not just as a late reader and
appropriator of classical Greek literature. Equally, although
Ammianus' appropriation of literary Latin is impressive, (121) his
access to Greek literature (rare for a Westerner by this period) (122)
was as productive an influence upon his creation of the Res Gestae.
(123)
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(1) Hunter 1998, iv, and borne out by the contributions by Bowie,
Hardie and Morgan in the volume which he introduces.
(2) Elmer 2008, 418.
(3) Morgan 1982, 262.
(4) Even if the 'biological' model that the novel evolved
directly from historiography is now discredited. Perry 1967, 32ff.
(5) MacQueen 2008, 340.
(6) Hunter 1994.
(7) Morgan 1982, 227-234.
(8) Cf. Kim 2008, 146-147. An exception could be Xenophon's
Cyropaedia, which focuses on a historical character and contains some
distinctly erotic content, notably the story of Panthea (Gera 1993,
221-244). However, even by Cicero's time it was considered to be
prose fiction rather than a work of history or biography. Cic. Q.fr.
1,1,23, Due 1996, 588.
(9) Morgan 1996, 439.
(10) Heliod. 9,1-13.
(11) Paul 1982, 145.
(12) Examples of sieges in Herodotus: Sardis 1,80-86; Samos
3,54-56; Babylon 3,151-155; Barce 4,200; Paros 6,133-135; the Acropolis
at Athens 8,52; Thebes 9,86-88. And in Thucydides: Corcyra 1,21-29;
Plataea 2,15-18; Melos 5,144-156.
(13) Polybius 29,12,4. Cf. Paul 1982 for a survey of the
development of the representation and use of the urbs capta motif in
classical literature, which focuses on the after-effects of sieges.
(14) E.g. Josephus, Jotapata BJ 3,141-339 and Masada BJ 1,215-406;
Arrian, Alexander's siege of Tyre 2,18-24; Cassius Dio, Byzantium
besieged by Severus 15,11; Herodian, Aquileia 8,2-5.
(15) Morgan 1982, passim, esp. 221. Elmer 2008, 419-429. Morgan
1996, 439 also suggests allusions to Xenophon and Plutarch.
(16) Morgan 1996, 434-35.
(17) Elmer argues that in many places Heliodorus' allusions to
Herodotus are too specific to create merely a historiographic pose, but
instead invoke a specifically Herodotean pose, 'a deliberate and
unmistakable appropriation of a specifically Herodotean attitude and
manner of expression.' This, Elmer argues, undermines Morgan's
thesis of realism. 2008, 420421.
(18) E.g. the Nile digression, Heliod. 9,9.
(19) E.g. Arsake's 'sexual predation' towards
Theagenes in Book 7 has a strong thematic similarity to the Gyges story
in the first book of Herodotus. Elmer 2008, 421.
(20) E.g. Morgan 1982, 233-234 notes that the first sentence of
Book 10 seems to be an imitation of Herodotean phraseology which closes
a digression. 'It is as though Heliodorus has marked the preceding
narrative, the account of the siege of Syene, as a Herodotean
logos.' Elmer 2008, 422.
(21) It is not the only argument for Heliodorus'
fourth-century date. Hilton has recently identified intertextual
references in Heliodorus to the works of Julian relating to solar
theology (Hilton 2012a) and the representation of hero-cult at Delphi
(Hilton 2012b). Whitmarsh (1999, 33 n.2) also points to Chariclea's
'martyrdom' as a further indicator of a fourth-century date,
as has Wifstrand (1944-5, 36-41) on linguistic grounds.
(22) Julian Or. 1,27A-29A and Or. 3,62A-67A. The panegyrics were
composed in 355 (Or. 1) and 356 or 357 (Or. 2); Tougher 2012, 21,
Bowersock 1978, 43 n.10, cf. Drake 2012, 39. Van der Valk first pointed
to the similarities between the two episodes in 1941 and suggested
Heliodorus drew on Julian. This argument was endorsed and reinforced by
Keydell 1966 and Lacombrade 1970. However, Szepessy 1975 and 1976 argued
that significant discrepancies between Julian's account and that
found in the Syriac hymns of Ephrem of Nisibis (an eyewitness to the
siege) suggested that Julian took inspiration from Heliodorus, thus
turning the date of Nisibis (350) from a terminus post quem to ante quem
for the Aethiopica. Bowersock 1994, however, has convincingly overturned
this view, demonstrating that Szepessy had relied on incorrect Latin
translations of Ephrem, which distorted the supposed disparities between
Julian and Ephrem. He also points to other evidence which corroborates
the fourth-century date. There now exists something of a consensus over
Bowersock's conclusion (his view has been accepted by: Morgan 1996,
418-9; Tantillo 1997, 305-11; Whitmarsh 1999, 33; Elmer 2008, 426;
Hilton 2012b, 59), though there are still some dissenting voices (Swain
1996, 423; Bowie 2008, 32-35). See Ross 2014 for the difficulties in
treating Julian's narrative as if it belonged to the genre of
historiography rather than panegyric.
(23) Morgan 1996, 419.
(24) See Ross 2014 for an analysis of Julian's use of
narrative for an encomiastic purpose, and Rees 2010 for the use of
narrative in imperial Latin panegyric.
(25) As noted by Lightfoot 1988, 118.
(26) For which Julian has, perhaps, been unduly criticized, e.g.
Lightfoot 1988, 123.
(27) Keegan 1976.
(28) Hanson pioneered the approach with Greek historical texts
(Hanson 1989). The approach has also been applied to Roman history
notably by Goldsworthy (1996) and Sabin (2000). Lenski (2007, 219)
criticizes their tendencies 'to reduce investigations of
battlefield experience to overviews of battlefield operations and to
substitute analogies with modern comparanda for eyewitness accounts by
the soldiers themselves.'
(29) Lenski 2007, 219.
(30) Ps-Joshua Chronicon 49-50; Procopius Pers. 1,7,5-35;
Ps-Zachariah Historia Ecclesiastica 7,3-4.
(31) Signaled clearly in his narrative by the use of first person
narrative. He enters Amida just before the Persians arrive (18,8,13) and
makes a timely escape as the Persians take the city (evado 'I got
away'19,8,5).
(32) Greatrex 1998, 62-67; Lenski 2007, 220 n.6. For Pseudo-Joshua,
see Trombley & Watt 2000, xxi-xxii & xxvi. Here Lenski stretches
the terms of his methodology--only Ammianus is a true eyewitness to the
events he narrates, 'though the 502-503 siege is not reported in
eyewitness accounts nor indeed the accounts of soldiers, it is described
in three sources close to the event.' (Lenski 2007, 220). Lenski
acknowledges that the absence of eyewitness sources for 502-503
'runs the risk of compromising the integrity and specificity of the
evidence for the Amida sieges and thereby rendering a pastiche of
battles, rather than a soldier's-eye account of a specific
battle.' (2007, 219). But it is a risk he is evidently willing to
take. See 'Face of Battle and Late Antique Literature' below
for an alternative explanation.
(33) Kagan 2006. Neither author appears to have been aware of the
work of the other, though they share a similar attitude to
Ammianus' eyewitness narrative.
(34) Kagan 2006, 28.
(35) She contrasts Ammianus' style with that of Caesar,
favouring the latter's 'intelligent, command-centered
approaches' to combat narrative. Kagan 2006, 181.
(36) See Morgan 1996, 417-420 for a good overview of the evidence
for Heliodorus' biography.
(37) Amm. 18,9-19,9. For an analysis of the scene, see Matthews
1989, 57-66, who largely believes that the narrative accurately reflects
Ammianus' experiences as a participant.
(38) Gallic sally: 19,6; plague: 19,4; collapse of wall: 19,8.
(39) Sabbah (1978, 579-582) surveys the structure of the scene,
noting the careful oscillation between Persian attack and Roman riposte.
Kulikowski 2012, 81-82 offers a good overview of the arguments in favour
of 390 as Ammianus' date of publication.
(40) There are three sieges of other Mesopotamian fortresses in the
subsequent book, Singara (20,6) and Bezabde twice (20,7 & 20,11).
(41) For the importance of autopsy for the construction of
authority in Roman historians, see Marincola 1997, 76-78.
(42) The verb is Kelly's, who catalogues Amida's Homeric
exempla, 2008, 59-61. Amongst others he identifies a comparison of the
death of the son of Sapor's client king Grumbates to that of
Patroclus (19,1,9), and the Gallic sally (19,6) to the Doloneia of Iliad
10. The practice is familiar from Livy, who presents the siege of Veii
in such a way as would recall Troy, Ogilvie 1965, 269, Kraus 1994b, 272.
Livy, however, did not use a 'face of battle' style in his
siege narratives, Roth 2006, 58. Paschoud has cast doubt on the veracity
of Ammianus' account of Amida, arguing that the Homeric episodes
are largely the historian's 'affabulation.' Paschoud
1999, 81, cf. Paschoud 1989. A similar view had been advanced by Rosen
1968, 68.
(43) Ammianus models aspects of his presentation of Sapor and
Constantius at Amida on Julian's depiction of the same two figures
in his narrative of the siege of Nisibis in 350, which is contained in
his two panegyrics to Constantius. Although not directly involved,
Constantius is brought into the narrative in similar ways and given a
similar role by both authors. Ross 2014.
(44) I take the headings from Lenski 2007, 224-234, who surveys
'operations,' 'human limitations,' and
'psychology.'
(45) 2007, 225.
(46) Amm. 18,9,3-4, 19,2,14 & 19,6,11.
(47) Heliod. 9,1,2. All translations of Heliodorus are from Morgan
1989, occasionally slightly adapted.
(48) Amm. 19,2,3. All translations of Ammianus are from Rolfe 1935.
(49) Heliod. 9,1,2.
(50) For the 'barbarian horde' motif in historiography,
see Kraus 1994a, 131 & Ash 2007, 439. It was common also in the
later empire, e.g. Lact. mort. pers. 9,7.
(51) Two legions (c.2,500-3,500 men) at Bezabde and three at
Singara (c.3,500-5,000 men). Amm. 20,6,8 & 20,7.1. The figures are
Lenski's based upon Coello's calculations of unit sizes
(1996). For a more conservative suggestion of about half those numbers,
see Tomlin 2000, 169-173.
(52) Sapor begins the siege of Singara armis multiplicatis et
viribus, 'having increased his arms and power' (20,6,1)
(53) E.g. The second siege of Singara in 360, narrated in Amm.
20.11.
(54) See under 'Psychology' below.
(55) Heliod. 9,24.
(56) Lenski 2007, 226.
(57) 'No one had the courage to make a sortie from the city to
attack an army so immeasurably strong.' 9,3,2.
(58) sagittarum creberrima nube auras spissa multitudine
obumbrante. Amm. 19,2,8, Lenski 2007, 227. De Jonge (1982, 40) suggests
this is also an allusion to Virgil, Aen. 2,621: dixerat et spissis
noctis se condidit umbris. It is also likely to be a reference to
Dieneces' laconic quip at Thermopylae, that the Spartans would
willingly fight in the shade caused by the numbers of Persian arrows
(Hdt. 7,226).
(59) Amm. 19,5,5.
(60) Amm. 19,6,7. Lenski 2007, 227-228.
(61) Amm. 19,2,9. Lenski 2007, 229.
(62) Amm. 19,6,13. Cf 19,2,14, 19,8,1 & 19,8,6. Lenski 2007,
229.
(63) Amm. 19,2,14.
(64) Amm. 19,8,2. Cf. 19,6,6 & 19,7,1. Lenski 2007, 229.
(65) Heliod. 9,10,2.
(66) Heliod. 9,8,4.
(67) Heliod. 9,10,2.
(68) Heliod. 9,3,8.
(69) Heliodorus draws his reader's attention to the distance
between wall and rampart, by describing successive bowmen's failure
to shoot an arrow from the walls to Ethiopians on the other side of the
water (9,5,2-3).
(70) Heliod. 9,5,7.
(71) Heliod. 9,5,8.
(72) Amm. 19,2,4.
(73) Heliod. 9,1,2.
(74) Heliod. 9,3,5 & 9,8,3.
(75) Amm. 19,7,6.
(76) Heliod. 9,3.5-6. Other examples of psychological reaction to
sights and sounds include: the collapse of the wall 'was greeted
with a wail of despair' 9,5,1; the appearance of the Ethiopian
boats made the Syeneans 'distraught with terror at their perilous
plight', 9,5,6; and the breaching of the retaining dyke during the
night 'was sufficient to fill men's hearts with dread.'
9.8,3.
(77) Heliod. 9,3,8.
(78) Amm. 19,1,4.
(79) Heliod. 9,2,3.
(80) A similar sequence of events enrages Sapor at Bezabde (Amm.
20,7,2).
(81) At the siege of Antioch in 540, the Persian king Chosroes
responds with rage when the Antiochenes 'heaped insults' upon
him and shot one of his emissaries before the beginning of the siege
(Pers. 2,8,7). In his survey of 'intentional exposure' in
sieges and battles, Josh Levithan (2008, 35) concludes that Roman
commanders used risky appearances in sieges and battles as a
motivational ploy to inspire their soldiers, regardless of the risks to
themselves. In applying this formulaic action to hostile, Persian
commanders, Ammianus and Procopius neatly reverse its outcomes.
(82) Both Ammianus and Julian attribute anger and desire for
destruction to Sapor's motivations in the conduct of his wars
against Constantius II in the 350s (Jul. Or. 1,28C). Drijvers (2011, 71)
notes that Sapor possesses characteristics which are the inverse of
those of the ideal Roman emperor. The antithesis between Hellene and
'barbarian' is also a theme running throughout all the Greek
novels (Kuch, 1996). The ambiguity surrounding Hydaspes is further
stressed by a comparison to Julian's panegyrics: Hydaspes as the
attacker takes on the role played in the panegyrics by the hostile
Sapor.
(83) Points made by Benjamin McCloskey in his paper 'Allusions
to Alexander in Heliodorus: Guiding the Reader's Expectations in
Aithiopika 9,3-22' at the 107th Annual meeting of CAMWS in 2011.
(84) The primary motivating event in the plot, which sees
Chariclea's exile and return. Heliod. 4,8.
(85) Heliod. 9,1,4.
(86) Heliod. 9,25,3.
(87) For other examples of the primary narrator's controlled
revelation of information to his primary narratee, see Morgan 2004,
526-533.
(88) Heliod. 9,5,1.
(89) Heliod. 9,11,3.
(90) Amm. 19,2,14. Rolfe's translation (which follows
Clark's text here) has been adapted according to Seyfarth's
and Sabbah's removal of Clark's insertion to ad usque numerum
milium <centum> viginti cunctis inclusis. See Seyfarth 1968 ad
loc. and de Jonge's endorsement (1982, 54).
(91) Although the inhabitants of Amida are also Romans like the
troops who defended them (whereas the Egyptians are forced to share
Syene with Persians), Ammianus elsewhere shows his awareness of the
friction that can occur when troops are placed in proximity to urban
populations, even Roman ones (e.g. 21.5.8 & 22,4,6). He downplays
this distinction here.
(92) Amm. 19,2,13. His own, rather ignominious conduct at the end
of the scene (in which he hid 'in a secluded part of the city'
before making a get-away, leaving other officers to be captured by the
Persians) rather contradicts the more noble sentiments he attributes to
himself and his colleagues earlier in the siege. 19,8,5. Cf. Kelly 2008,
61 who suggests Ammianus' escape narrative is an allusion to the
capture of Troy in Aeneid 2. There are also similarities to
Josephus' account of his capture after the siege of Jotapata, BJ
3,340-392, especially since both men hide within the city after it has
fallen.
(93) Perhaps this is not surprising from an author who also wrote a
(lost) tactical treatise (Polyb. 9,20,4). Polybius had been present at
the siege of Carthage in 146 bc. This section of his work exists only in
fragments, but it appears that he included himself as an historical
actor in his narrative. For Polybius' overly tactical approach to
military narrative elsewhere, see Lendon 1999, 282-285 and Whately 2009,
89-91.
(94) Herodotus had been identified as major source for
Heliodorus' historiographic pose by Morgan 1982, 231 & 235.
(95) More often than not a siege is mentioned in passing, without
any details other than the outcome. E.g. Azotus, 2,157; Memphis 3,13;
Naxos, 5,34; Miletus 6,18.
(96) Examples of longer sieges: Darius at Babylon, 3,151-157;
Miltiades at Paros, 6,133-135; Themistocles at Andros, 8,111-112; Thebes
besieged by Greek forces for supporting Persians, 9,86-88. Herodotus may
deploy some 'face of battle' elements in his battle narrative
(Tritle 2006, 210-213), but this does not extend to siege scenes.
Instead, he seems particularly interested in how sieges are brought to a
conclusion, e.g. Miltiades' abandonment of the siege of Paros after
suffering an injury (6,135) or the treachery of Zopyrus at Babylon
(3,155).
(97) Cf. n. 17.
(98) For the dating of Ammianus and Heliodorus, see n.39 and n.21
respectively. The later a date posited for Heliodorus, the more
diminished the contemporary relevance of the intertextuality with
Nisibis becomes.
(99) Although Ammianus knew another writer of prose fiction,
Apuleius, Ammianus' allusions to Apuleius are mostly lexical,
comprising single phrases, e.g. fortunae saeuientis procellae Amm.
14,1,6 ~ procellae saeuientis fortunae Apul. Met. 10,4, rather than
extended narrative tropes. For a complete catalogue of possible
'borrowings' from Apuleius, see Fletcher 1937, 26-27, not all
of which are convincing as allusions. Cf. Kelly 2008, 168.
(100) Cf. n. 22 above.
(101) Amm. 31.16.9.
(102) A series of breviary histories was published in the 360s and
370s by Aurelius Victor, Eutropius, and Festus (see Rohrbacher 2002,
42-63), with whom Ammianus placed his expansive, classicising history in
rivalry (Kelly 2008, 240). Cameron (2011, 627-690) has thoroughly
quashed the more extravagant theories surrounding the nature and
importance of the Annales of Nichomachus Flavianus, which were most
likely as breviary in nature as the other fourth-century epitomes, and
probably published after Ammianus.
(103) A topos is a literary commonplace which does not necessarily
require the author of one example of the topos to be aware of each or
every other example of the same topos in the works of other authors. As
Stephen Hinds puts it, 'rather than demanding interpretation in
relation to a specific model or models ... the topos invokes its
intertextual tradition as a collectivity, to which the individual
contexts and connotations of individual prior instances are firmly
subordinate.' Hinds 1998, 34.
(104) Millar 1969, 14-16 gives a classic overview of the
'renaissance' in Greek literature, particularly
historiography, in the second and third centuries. Janiszewski 2006
provides an indispensable survey of the fragmentary Greek historians of
the third and fourth centuries, which takes into account more recent
developments in textual, literary and historical analysis of these
authors. Brill's New Jacoby (BNJ), provides an updated version of
F. Jacoby's Die Fragmente der griechischen Historiker I-III
including revised and additional texts, translation, critical commentary
and a brief encyclopaedia-like entry for each historian.
(105) For Herodian's novelistic tendencies, see Sidebottom
1998, 2827-2830.
(106) Hdn. 8,4,1. Sotinel 2005, 57-59.
(107) Kulikowski 2012 also argues that Book 31 was originally
composed as a war monograph on the battle of Hadrianople in Greek, and
was later revised and incorporated into the Latin Res Gestae.
(108) Hdn. 8,5,1-2 & 8,5,8.
(109) Hdn. 8,3,5.
(110) Hdn. 8,4,11.
(111) Hdn. 8,3,2-4,1.
(112) BNJ 826. Janiszewski 2006, 77-84.
(113) BNJ 97. Janiszewski 2006, 85-91.
(114) BNJ 100 F 25, F27 & F29, and a new fragment published in
Gruskova 2010.
(115) BNJ 100 F 25. Cf. Millar 1969, 12-29 for Dexippus' trait
of focusing his narrative on local populations rather than the army.
(116) [TEXT NOT REPRODUCIBLE IN ASCII] Vind. Hist. gr. 73, fol.
195r vv.7-8. Published in Gruskova 2010. See Martin and Gruskova 2014,
746748 for a tentative identification of this town as Philippopolis.
(117) Although sieges were relatively uncommon against other
foreign enemies in the fourth century particularly, Elton 1996, 357.
(118) In either 253 or 260. For a catalogue and description of the
sources, Roman and Persian, see Dodgeon & Lieu 1991, 53-54.
(119) One possible identification is Eusebius of Thessalonica.
Janiszewski 2006, 54-77. BNJ 101 F1 & F2, contra Sivan's (1992)
suggestion of Eusebius of Nantes.
(120) Lendon 1999, 274.
(121) As Kelly's (2008) analysis of Ammianus' allusive
practices makes clear.
(122) Cameron 2011, 528-535.
(123) Earlier versions of this paper were presented at the 30th
Biennial Conference of the Classical Association of South Africa in
Bloemfontein, and at the Institute of Classical Studies, London. It was
subsequently read in written format by Bernhard Kytzler and Benjamin
McCloskey, whom, together with the journal's referees, it is a
pleasure for me to thank for their numerous helpful suggestions.
Alan J. Ross currently holds a Marie Curie Intra-European
Fellowship at University College Dublin. Previously he completed a
doctorate at the University of Oxford and held a postdoctoral fellowship
in South Africa. His research focuses mainly on late antique
historiography and he has a forthcoming monograph on Ammianus
Marcellinus.