Thoreau, crystallography, and the science of the transparent.
Wilson, Eric G.
IN AN 1842 LETTER, SOPHIA HAWTHORNE DESCRIBES AN AFTERNOON DURIing
which her husband Nathaniel led Emerson and Thoreau down to a frozen
Concord River for some ice-skating: (1)
Henry Thoreau is an experienced skater, and was figuring
Dithyrambic dances and Bacchic leaps on the ice--very remarkable,
but very ugly, methought. Next him followed Mr. Hawthorne who,
wrapped in his cloak, moved like a self-impelled Greek statue,
stately, and grave. Mr. Emerson closed the line, evidently too weary
to hold himself erect, pitching headforemost, half lying on the
air. (2)
One wonders what possessed Emerson and Thoreau to accompany
Hawthorne to the ice. While Hawthorne deports himself with classical
decorum (playing the straight man), the formerly dignified Emerson
flails against gravity, each instant threatening to thud on the grains,
and Thoreau turns rambunctious adolescent, struggling to recover a grace
he perhaps never enjoyed.
But then we recall: Emerson and Thoreau, despite their skaterly
forms, had long been interested in ice. Six years before, Emerson while
walking over a frozen Concord common had turned transparent
eyeball--becoming nothing, to see all. This crystal vision later
shimmered in "The SnowStorm," a poem on the vitality of ice.
Likewise, Thoreau had already spent hours recording frozen phenomena:
the rime on his morning window, the blue-gray bubbles in a cake of
Walden ice.
Why would Thoreau, hungry for life, be concerned with frozen
wastes? One answer: he was aware of a particular science that emerged in
the late eighteenth century: crystallography, the study of the qualities
of crystals, especially their structure and growth. Beginning to
understand with unprecedented precision the laws of crystal formation,
scientists of the age, such as Emanuel Swedenborg and Rene-Just Hauy,
recognized in the crystal not only an intrinsically interesting specimen
but also a special revelation of the secret virtues of matter. Staring
into the transparent corridors of these minute prisms--frozen or
otherwise these eighteenth-century observers were indeed searching for
nothing less than the portal to the monads of the universe and the
powers by which these primal patterns combine.
Thoreau was interested in ice crystals for precisely this
reason--the hoar frost on the morning window could constitute a numinous disclosure of the laws of life. Envisioning the currents of life in the
crystal, Thoreau further embraced the bit of ice as a poetic model--a
transparent prism troping unseen light into dazzling spectrums.
Accordingly, I shall study Thoreau's representations of ice not
only to shed fresh light on his general theories of seeing, nature, and
language but also to illuminate his particular obsessions in Walden:
"transparency," "formation," and
"extravagance."
In 1842, in his first published essay, Thoreau wonders why
"[v]egetation has been made the type of all growth" since
"in crystals the law is more obvious." [W]ould it not be as
philosophical as convenient to consider all growth," he continues,
"but a crystallization more or less rapid?" (3) This
remarkable suggestion--that ice is the primary form of organic
development--could well be only the clever trope of a budding poet.
However, when we are reading a writer who spent his days recording
facts, we should always first take him literally. No doubt, his own
close studies of the homologies between crystals and leaves inspired him
to make such an assertion. Moreover, he knew that he was reinforcing
with his own eyes what had already been conjectured by several European
natural philosophers during the eighteenth and early nineteenth
centuries.
Before he became the visionary who would profoundly influence New
England transcendentalism, Swedenborg was a metallurgist, chemist, and
mining engineer who possibly originated the science of crystallography.
(4) Remarkably, the young Swedenborg discovered in crystals what he
would later find in everything after his conversations with angels in
1745: the invisible world revealed. Indeed, even in his early scientific
works, Swedenborg advanced the insight that Emerson and Thoreau would
later admire--the finite, visible world corresponds to an infinite,
unseen one. In Emerson's words, Swedenborg throughout his life
found that "[e]ach law of nature has the like universality; eating,
sleep or hybernation, rotation, generation, metamorphosis, vortical motion, which is seen in eggs as in planets." "These grand
rhymes," Emerson continues, "delighted the prophetic eye of
Swedenborg." (5)
Sedenborg's crystallography is at the core of this analogical vision. In his first book, the Principles of Chemistry (1721), he notes
that the hexagonal shapes of ice combine and spread in the same way that
vegetables bud and branch. Just as botanical seeds under the influence
of heat and water press outward into leafy encrustations, so aqueous
globules in freezing temperatures solidify into transparent stars.
Swedenborg discovers a similar process when he studies how water
produces crystals of salt. For Swedenborg, both crystallizations are
remarkable, for they illustrate the transformation of amorphous spheres
into cubes. (6)
In the context of Swedenborg's cosmogony, these same crystals
become windows to the secret mechanisms of life. According to Swedenborg
in his Principles of Chemistry as well as in his 1722 Miscellaneous
Observations on Natural Things and his 1734 Philosophical and
Mineralogical Works, the process by which infinite spirit originates and
sustains the finite universe is essentially crystallization, the
transformation of shapeless energy into regular structures, called
"crustals." For Swedenborg, the universe began when infinite
spirit condensed its force into a single, transparent, spiraling point.
(Think of a single eddy in an immense ocean.) Overwhelmed by the
boundless energy it contains, this point--a portal between infinity and
the finite whirls eventually into the first crustal: a vortex comprised
of inner motion and a highly tenuous, transparent crust. (Now picture a
tornado and call its outer shape a crust.) The force of this powerful
motion eventually explodes the outer crust into fragments that likewise
churn into translucent spherules of energy, or crustallized eddies.
These spheres are primary particles. They in turn combine to form
elements--gravity, magnetism, ether, and air--that organize the
particles into a vast solar vortex. Eventually, this solar rotation,
like the first point of infinity, flies apart at its edges, and the
resulting fragments constitute the chaos described at the beginning of
Genesis. The abyss--yet another huge vortex--at some point divides into
planets, among which is the earth, a more stable and opaque
crustillization that frequently freezes into crystals--nebulous spheres
transformed into cubes and hexagons. (7)
At least five salient points emerge from this theory. One,
Swedenborg rejects Newton's atoms moving mechanically in a void and
instead believes that the universe is comprised of motion organized in
geometrical forms. Two, particles and elements, though organized by
crusts of varying degrees of plasticity, are transparent in their
pristine forms. They become opaque only when combined into irregular
patterns. Three, events are polarized--distributed motion and discrete
pattern, centripetal and centrifugal forces. Four, the universe is
analogical. The original infinity cohering into a primal point is
homologous to the solar vortex condensing into a sun, the first chaos
organizing into planets, mushy seeds pressing into leaves, and globes of
water stiffening into crystals. Five, each part, properly seen, is a
window to and a mirror of infinity: as geometrical patterns of spirit,
both beholder and beheld refract and reflect the first light.
The crystal, then, is no different in kind from any other being in
Swedenborg's universe: everything is a geometrical form of infinite
motion. The crystal is, however, distinct in degree, for it reveals in
the clearest of lights the cosmic processes that remain hidden in more
opaque, lubricious events. In other words, the crystal is capable of
revealing hidden correspondences between visible and invisible forms,
and thus constitutes an early instance of Swedenborg's theory of
correspondence: the visible world as glassy template of an invisible
one. Indeed, in these scientific treatises, Swedenborg laid foundations
for his later effort, to use Emerson's words, "to put science
and the soul, long estranged from one another, at one again"
(Representative Men 63).
Composing his 1850 essay on Swedenborg, Emerson likely recalled an
1839 article in The New Jerusalem Magazine, "Swedenborg's
Scientific Merit," in which he would have found that Swedenborg
originated the science of crystallography (see note 4). But Emerson did
not need to go to this periodical to learn about the science of crystal.
By the turn of the nineteenth century, several natural philosophers of
whom he was aware were developing Swedenborg's dynamical
crystallography in three directions: the "molecular," the
"electromagnetic," and the "organic." (8)
(7.) Swedenborg, The Principia, trans. Augustus Clissold (London:
William Newbery, 1846) 45-54.
(8.) In designating these three "schools" of
crystallography, I am largely following John G. Burke's Origins of
the Science of Crystals (Berkeley and London: U of California P, 1966)
11-51. I should here note that it is likely that the crystallographers
comprising these three schools had not been exposed, as Emerson had, to
Swedenborg's scientific work.
As Emerson learned from John Herschel's 1830 Preliminary
Discourse on the Study of Natural Philosophy, crystallography was
emerging as a method for ascertaining the atomic nature of matter (9)
According to Herschel, in the late eighteenth century Hauy theorized
that crystals are comprised of "integral molecules" that
aggregate into larger crystalline shapes according to mathematical
rules, (10) Forwarding this theory, Hauy betrayed a Newtonian
heritage--he assumes that matter is made of atoms that combine
mechanically--that Eilhardt Mitscherlich would later attempt to correct
through a more intense attention to chemistry. Mitscherlich in the early
nineteenth century suggested that crystals are distinct from
uncrystallized bodies not through their integral molecules but by way of
their chemical compositions. For Mitscherlich, crystals are best studied
as a collection of spherical atoms held together by electrical affinity.
Still, though this theory improves on Hauy's by being more
sensitive to chemical complexity, it nonetheless, as Herschel notes,
relies on the notion that matter is comprised of minute particles that
aggregate through "mutual attractions and repulsions,"
otherwise called "molecular forces." Seen this way, crystals
are "little machines" geometrically embodying the blind forces
of the cosmos. (11)
While Emerson was learning of this mechanical model of the crystal,
which recalls Swedenborg's geometries of the crystal, he was also
becoming aware of a more dynamical theory of crystalline matter based on
the emerging science of electromagnetism. By 1807, Humphry Davy had
discovered that chemical relations are electromagnetic: charged elements
combine or separate through agreement or disagreement in galvanic
charges. This finding--of which Emerson learned in Davy's Elements
of Chemical Philosophy (1812) (12)--inspired the British scientist to
conjecture that matter might be comprised of "physical points
endowed with attraction and repulsion" and therefore capable of
being "measured by their electrical relations." (13) Like
Swedenborg before him, Davy embraced the crystal as a rich revelation of
nature's polarized powers, wondering if the "laws of
crystallization" and the "electrical polarities of
bodies" are "intimately related." (14) Some years
later--as Emerson was well aware (15)--Davy's student Faraday likewise turned to the crystal in order to substantiate his own theories
of electromagnetism. In 1831, Faraday discovered electromagnetic
induction, a finding that did away with Newton's (and Hauy's)
notion of matter by revealing material as a field of electromagnetic
waves. (16) Throughout the rest of his days, Faraday labored in his
Experimental Researches in Electricity (1831-1852) to understand the
implications of this finding--which Emerson himself hailed in 1834 as
the disclosure of the "secret mechanism" of "life"
and "sensation." (17) In the course of these efforts, Faraday
frequently turned to the crystal, for he found in its transparent
lattices "beautiful" manifestations of the "electrical
condition" (Experimental Researches [paragraph] 1689).
While Davy and Faraday approached crystals from the angles of
chemistry and physics, Goethe and Schelling studied crystallization from
a more biological point of view. In botanical and zoological studies
later perused by Emerson, (18) Goethe laid out his primary scientific
idea: nature develops through the agency of archetypal forms that
metamorphose into diverse phenomena. As Goethe claimed in his 1790 The
Metamorphosis of Plants, the primal plant form is the leaf. (19) Four
years earlier, in an article on the intermaxillary bone, he proposed
that the archetypal zoological phenomenon is the vertebra. (20) Even
earlier, observing geological phenomena in an 1784 essay, Goethe
concluded that granite is the primal rock form, a first crystallization
of an original liquid fire. (21) Just as one leaf develops into all
plants, and a single bone emanates into every animal, so a granite
crystal is the seed of the earth's rocks. Appropriately, Emerson
draws on these studies in his essay on Swedenborg, using Goethe's
analogical theory to illustrate Swedenborg's homologies
(Representative Men 60-61). Emerson also no doubt had in mind a key
passage in Goethe's 1820 On Morphology: "Nature has no system;
she has--she is--life and development from an unknown center toward an
unknowable periphery." Yet, Goethe immediately adds that a
centripetal power counters nature's boundless, centrifugal forces.
(22) This centripetal balance is another way of conceiving the
archetype, the formative principle of formless energy. In Goethe's
cosmos, unbounded life organizes itself into polarized eddies, variously
accelerated: round bone, eye of leaf, and quartz spheroid.
As Emerson knew from his philosophical studies, (23) Schelling,
like Goethe, rebelled against mechanism by endorsing a theory of a
single field of energy that is not merely blind electricity but rather a
living, developing, conscious power. As Schelling argues in Ideas for a
Philosophy of Nature (1797), an abysmal "Absolute" realizes
itself by manifesting itself to itself in dynamic, evolving polarized
processes between antinomies such as ideal and real, infinite and
finite, subject and object, irritation and satisfaction, attraction and
repulsion. Each polarized form is not only a visible pattern of the
invisible principle of life but also a marker of this principle's
consciousness of itself. Galvanized stones are ciphers of spirit at a
low level of awareness. Breathing plants reveal spirit at a higher level
of consciousness. Animals, who negotiate between pain and pleasure, show
spirit to be capable of rudimentary thought. Humans, comprised of finite
body and infinite mind, perfect the spirit by self-consciously
reflecting the spirit back to itself. (24) Given this cosmology, in
which an amorphous vitality manifests itself in solid forms, it is not
surprising that Schelling especially emphasized the process of
crystallization. In On the World Soul (1798), he argues that nature
tends toward crystallization as a primary form of individuality: rock or
ice crystals are primitive organizations of life that will one day
evolve into more individualistic structures, such as plants, animals,
and humans. Crystals are early humans; humans are evolved crystals. (25)
If Emerson through his reading became aware of theories of
crystallography, Thoreau through his own observations connected to cold
crystal facts. This is not to say that Thoreau was not versed in
theories of the crystal. In the 1840s, he was learning of Goethe's
theory of archetypal forms in the Italian Journey (1786) and of
Schelling's Naturphilosophie in J. B. Stallo's General
Principles of the Philosophy of Nature (1848). (26) Likewise, he was
familiar with Swedenborg, favorably alluding to the Swedish seer in A
Week on the Concord and Merrimack Rivers. (27) Moreover, he probably
learned about Davy's and Faraday's electromagnetic crystals
from his conversations with Emerson. Still, Thoreau valued experience
over authority. (28) Unlike Emerson, content to glean his
crystallography from treatises, Thoreau went regularly to the ice,
where, fascinated by the reticulated tetrahedrons, he gathered facts and
ideas. Studying these lattices almost daily during the Concord winters,
Thoreau in the end found them much more interesting and important than
did Emerson. He not only crafted numerous descriptions of their forms
and functions. He also found in them a symbol of his most persistent
idea: nature is a form of turbulence, an agitated poem, a crystal whose
interiors storm.
Embracing the ice as a revelation of life, Thoreau combines
heterogeneous offices. He is a scryer, studying crystals to find the
destiny of the cosmos, the rhythm by which everything--pond, loon,
human--moves. He is an optical theorist, searching in the frozen lens
for laws by which light bends into colors, by which his own eyes curve
thoughts and feelings into images. He is a physicist and chemist, in the
crystalline shape looking for the principles by which matter moves and
combines. A biologist as well, Thoreau also sounds the ice for the laws
of life--the processes by which living things function--and life
itself--the original abyss beyond its concrete forms. Merging these
offices, Thoreau is above all a poet--a scribbling magus, a scientist
armed with tropes--transforming cosmos into logos, ice crystals into
crystalline symbols.
Thoreau began his studies of crystals on December 24, 1837, only
months out of Harvard and a few pages into his journal (begun at
Emerson's suggestion). He notices some "curious
crystallizations" in the "side of the high bank by the leaning
hemlock."
Wherever the water, or other causes, had formed a hole in the
bank--its throat and outer edge ... bristled with a glistening ice
armor. In one place you might see minute ostrich feathers, which
seemed the waving plumes of the warrior ... in another the glancing
fan-shaped banners of the Liliputian host--and in another the
needle-shaped particles collected into bundles resembling the plumes
of the pine, might pass for a phalanx of spears.
The whole hill was like an immense quartz rock--with minute
crystals sparkling from innumerable crannies.
I tried to fancy that there was a disposition in these
Crystallizations to take the forms of the contiguous foliage. (29)
Grasping for tropes to picture these curious prisms, Thoreau
strangely mixes war implements and organic forms. The crystals appear as
plates of shining armor, ostrich feathers waving like plumes, fans
turned miniature banners, and pine needles become spears. While the
crystals seem to be static, Thoreau sees in them activity--growth and
flight, the energy of soldiers before the attack. Yet, in the midst of
this tension, the ice suddenly explodes. The bank turns quartz. It
shimmers innumerable sparks. Warmed, Thoreau imagines the crystals as
closely linked leaves.
These crystals attract Thoreau for several reasons. First, he is
simply fascinated by their bristling shapes. Two, these frozen shapes
inspire him to create his own forms--a series of tropes in which he
likens crystals to feathers, banners, and spears. Three, as Thoreau
fashions his tropes, he senses fiery energy lurking in the calm
crystals. Four, he realizes that these coruscating crystals, not dead,
might hold the key to the "disposition" to grow like foliage.
In addition to these salient features--which recall Goethe and
Schelling--we observe two other points. Thoreau perceives the frost a
highly specific way, noticing in its particular geometries, lattices,
reticulations, textures, and colors analogies to other palpable, finely
rendered images, like feathers and leaves. This concrete vision is not
an end in itself: Thoreau's particular attention serves as a seed
from which richer visions grow; or, to change the metaphor, as a pebble
splashing a pond into concentric circles. From his initial descriptions
of the ice, he rises to a more general metaphor--ice as plane of quartz
shimmering with a pervasive fire and then to an even more general
trope--the crystals as revelations and vehicles of life itself. The ice
activates Thoreau's mind. It stimulates in him imaginative acts of
perception that open into intuitions of holistic energies coursing not
only through crystals but also stones and leaves.
Thoreau's agents of transformation in this process require
further explanation. Instead of leaping from part to whole, Thoreau
works his way from particular to general by way of analogies, by the
power of tropes. He focuses his attention on the minute forms of the
crystal. He feels a relationship between this prism and a ubiquitous
energy, but he cannot think exactly what this relationship is. Inspired
by the crystalline shape and his desire to grasp a whole beyond the
parts, he forges correspondences. The transparent reticulations suggest
the networks in the leaf, which in turn point to imbrications of the
feather, and the feather opens into more complex human productions: not
only elegant armor and instruments of war but also, as we shall see,
musical chords and poetic rhymes. Each successive trope serves as a
magnifying, lens, a crystal in its own right, through which Thoreau sees
his way to the next level.
One thinks here of Emerson's 1841 "Circles," in
which Emerson claims that the eye is the first circle, while the horizon
it forms is the second. Each more general vista, each wider horizon,
constitutes a further circle that includes and transcends those that
came before it. Notably, when he views crystal, Thoreau's first
horizon is comprised of inanimate elements, nonliving atoms and
molecules; his second is composed of cells, plant cells, which contain
atoms and molecules; his third circle is made of cells combined into
organs--the bird-wing; and his fourth sphere opens into the human being,
who adds self-consciousness to the atoms, cells, and organs that
comprise him. Thoreau's concentric vision does not stop here but
extends outward to even more universal regions.
Thoreau returns to these connections in his 1842 "A Natural
History of Massachusetts." Recalling a walk on an icy morning of
1837 that was favorable for "crystalline botany," he likens
crystals to foliation:
When the first rays of the sun slanted over the scene, the grasses
seemed hung with innumerable jewels, which jingled merrily as they
were brushed by the foot of the traveler, and reflected all the hues
of the rainbow, as he moved from side to side. It struck me that
these
ghost leaves, and the green ones whose forms they assume, were the
creatures of but one law; that in obedience to the same law the
vegetable juices swell gradually into the perfect leaf, on the one
hand, and the crystalline particles troop to their standard in the
same order, on the other. As if the material were indifferent, but
the law one and invariable, and every plant in the spring but
pushed up into and filled a permanent and eternal mould, which,
summer and winter forever, is waiting to be filled.
This foliate structure is common to the coral and the plumage of
birds, and to how large a part of animate and inanimate nature. The
same independence of law on matter is observable in many other
instances, as in the natural rhymes, when some animal form, color,
or odor has its counterpart in some vegetable. As, indeed, all
rhymes imply an eternal melody, independent of any particular
sense....
Vegetation has been made the type of all growth; but as in crystals
the law is more obvious, their material being more simple, and for
the most part more transient and fleeting, would it not be as
philosophical as convenient to consider all growth ... but a
crystallization more or less rapid? (53-54)
Thoreau is initially drawn to the frost-covered blades. They
shimmer like "innumerable jewels" and reflect the "hues
of the rainbow." Inspired by this image of kaleidoscopic gems, he
elevates to a new trope: he envisions the blades as phantom adumbrations
of leaves. He generalizes further. He conjectures that these frosty
revelations and the more sappy ones in summer pattern one law. Rising to
increasingly holistic insights, he wonders if all material forms are
manifestations of this law. If so, the favored form of this principle is
the crystal, an archetypal structure common to all nature. The
crystalline form is the "rhyme" scheme of nature. It gathers
into poetic harmony not only vegetable forms (leaves) and animal shapes
(feathers) but also colors and odors. These crystal assonances and
alliterations point to an "eternal melody," the music of the
spheres humming beyond fleshy ears. Crystals, not leaves, should be
"the type of all growth," for in crystals being is more
brightly revealed.
Crystal shapes again captivate Thoreau. Their anatomies once more
inspire him to create increasingly general tropes. These tropes empower
him to intuit the primal form of life. Yet, Thoreau here recognizes new
potencies. In likening the illuminated frost to jewels reflecting the
rainbow, Thoreau shows that ice is a prism refracting white light into
the diverse colors of the spectrum. The morning ice is a mediator
between undifferentiated brightness and the different hues of the world,
and thus a threshold between the one and the many (Ishmael's
"colorless all color" and Hopkins' pied beauty). The
crystal as prism bends, or turns, white light into diverse colors that
hide and reveal the transparent brightness immanent in their opaque
hues. This troping of colorless beams into kaleidoscopic fulgurations is
"characterized by a translucence ... of the eternal in the
particular. It always partakes of the reality which it renders
intelligible; and while it annunciates the whole, abides itself as a
living part of that unity of which it is representative." (30)
These last words come from Coleridge's definition of the symbol in
Statesman's Manual (1816) and suggest that the ice crystal as prism
is a symbol of the symbol, an organic exemplification of what literary
symbols sometimes achieve--"a living momentary revelation of the
Inscrutable" (31)--to use Goethe's words in Maxims and
Reflections. Smitten by the poetics of nature (gazing at the crystal
turn unsullied light into dazzling spectrums), Thoreau aptly creates his
own tropes, turns of transparent feelings into words.
The crystal's colors point to a ubiquitous brightness. Its
"foliate structure" suggests a form repeated throughout the
universe. "Rhyming" with other structures--leaves and
feathers--the crystal opens into a cosmic poem or symphony that
expresses the eternal law through which vital energy becomes cogent
form. Though this law is beyond observation and description
("independent of any particular sense"), it nonetheless
partially reveals its virtues in a recurring "foliate
structure" common to frost (stable crystals), leaves (crystals that
flutter), feathers (jewels that fly), and even humans (with minds like
diamonds). Like Goethe's archetypes and Schelling's primary
polarities, this crystalline form organizes--differentiates--the
infinite, undifferentiated energy of life. Precipitations of holistic
power, Thoreau's crystals are thus prototypical patterns of all
growth--mergings of centrifugal vitality and centripetal cohesion, unity
and diversity, mystery and solution.
These two remarkable sequences on frost--from 1837 and 1842--are
not exceptional but reveal virtues of ice that persistently fascinated
Thoreau. For instance, in February of 1851, Thoreau fixates on
"fleets of ice flakes" that reflect the sun like
"mirrors" and embody nature's "art." Likewise,
in January of 1852, Thoreau likens ice to "foliage" as well as
"the characters of some oriental language." Later that month,
the snow inspires him to conclude that there is "a vegetable life
as well as a spiritual and animal life in us." In January of 1853,
Thoreau marvels over a frozen waterfall spangled with "egg shaped
diamonds" and "branch fungus icicle[s]." Snow crystals in
January of 1856 motivate this insight: "the same law that shapes
the earth-star shapes the snow star ... [E]ach of these countless
snow-stars comes whirling to earth, pronouncing ... Order, kosmos."
(32)
Thoreau's early and abiding studies of crystals yield to him
particular insights on vision, nature, and language. Beholding the
morning frost, he sees through the shimmering lattices to the primal
crystalline form organizing the amorphous force of life. He realizes:
the crystal is not only in the ice but also in trees, birds, and men.
Hence, everything, properly viewed, is a crystal--a transparent portal
through which one might discern invisible powers cross-crossing the
cosmos. Viewing the world through a crystal lens, Thoreau penetrates the
hidden law by which the one becomes the many, energy turns to form. He
understands that holistic life functions in polarized patterns,
gatherings of centrifugal power and centripetal stability, turbulence
and geometry. Organic forms, Thoreau further realizes, resemble poetic
forms. Crystal structures--whether they thrive in ice, leaves, wings, or
brains--are tropes, turning invisible energy (white light) into visible
images (pied spectrums). Specifically, they are synecdoches, parts
partaking of and revealing the whole, opaquely transparent windows
partially disclosing the mysterious power of which they--and everything
else--are made.
Thoreau's crystallography, then, not only offers an
intrinsically interesting interpretation of frozen shapes. It also
provides potent hermeneutical tools for illuminating three of
Thoreau's most persistent concerns in Walden:
"transparency," "formation,"
"extravagance," registers, respectively, for
"optics," "organicism," and "poetics."
Even though Thoreau in Walden is more interested in leaves than
crystals, he nonetheless is drawn to the pond because it is a
"great crystal" on the "surface of the earth." (33)
The crystalline virtues of Walden water--thawed or frozen--constitute
some of the primary goals of Thoreau's Walden quest.
As Thoreau announces throughout "The Ponds," he values
Walden water for its "crystalline purity," its especial pellucidity. "The water," he observes, "is so transparent
that the bottom can be easily discerned at the depth of twenty-five or
thirty feet." Sailing over the unfrozen pond, he can see many feet
beneath the surface the schools of perch and shiners, perhaps only an
inch long." From the pond's frozen surface, he can discern and
retrieve a lost axe, even though it rests some twenty-five feet below
(177-78). Likewise, he finds that "such transparent and seemingly
bottomless water" not only reveals its depths below but also
reflects the clouds above. Hence, to float on this translucent surface
is also to fly in the air, and to watch fish become birds (189-90).
Disclosing the deeps and marrying opposites, the pond moreover comprises
a standard of beauty. It--along with White Pond--is "much more
beautiful than our lives," "much more transparent than our
characters" (199). Hyaline like "precious stones," these
liquid surfaces are better able to reflect and thus to intensify light
than are more opaque bodies. They are "Lakes of Light," fiery
concentrations of the ubiquitous luminosity often unnoticed in the loose
atmosphere. Frozen, Walden water features similar virtues. As Thoreau
claims in "House-Warming," the pond's first
ice--"being hard, dark, and transparent"--"affords the
best opportunity that ever offers for examining the bottom where it is
shallow" (246). In "Pond in Winter," the transparency of
the blue ice inspires him to consider "ice" as "an
interesting subject for contemplation," for frozen water seems to
remain "sweet forever" while thawed "soon becomes
putrid" (297).
Like the morning ice Thoreau earlier observed, the crystalline
water--frozen or thawed--constitutes a special means of vision as well
as the ideal end of vision. First of all, the transparent surface which
Thoreau actually calls "earth's eye" (186)--allows him to
view depths, interpenetrations, brightnesses, and durations that he
would not normally perceive. Looking through the sheet of thawed water,
using it for his eyes, he apprehends the pond's "bottomless
water"; notices marriages between muck and clouds, bounded form and
boundless space; discerns the sun's rays more intensely revealed;
and apprehends mergings of time (blue ice) and eternity (eternal
sweetness). Sounding from the frozen surface, he recovers things
otherwise lost, such as his axe and the pond's deepest
bottom--which, though measurable, inspires thoughts of abyssal depths.
If the pond's transparency facilitates such visions, it also
symbolizes the ideal ends of these acts of seeing. As Thoreau intones in
"Pond in Winter," soon after he has measured the bottom, he is
"thankful that this pond was made deep and pure for a symbol"
(287). Though he does not say exactly what the pond symbolizes, he
suggests that it points to crystalline qualities that all beings
secretly possess. To see forms not merely as self-contained units of
opaque matter but also as transparent patterns of holistic
energies--this is one of Thoreau's primary quests at Walden Pond.
He attempts to translate his activities--ranging from digging to bathing
to fishing to planting--as well as the phenomena he studies--such as
loons and owls and leaves that blow--into windows through which he can
see constant laws and mirrors in which he can view his own essential
nature. In essaying to discover covert crystals in opaque elements,
Thoreau tries to find in everything what he perceived in the pond:
interpenetrations between surface and depth, finite and infinite, time
and eternity, darkness and light.
Thoreau's mode of seeing--he turns his crystal glass to the
world in hopes of turning the world to glassy crystal--is richly
instanced in the thawing-bank sequence in "Spring," a
revelation of the process by which distributed life flows into discrete
form--by which energy crystallizes into pattern. Standing before the
melting mud, Thoreau fixates, again, on foliated shapes, leaf-crystals.
Innumerable little streams overlap and interlace one with another,
exhibiting a sort of hybrid product, which obeys halfway the law of
currents, and halfway that of vegetation. As it flows it takes the
forms of sappy leaves or vines, making heaps of pulpy sprays a foot
or more in depth, and resembling ... the laciniated lobed and
imbricated thalluses of some lichens; or you are reminded of coral,
of leopards' paws or birds' feet, of brains or lungs or bowels, and
excrements....
When I see ... this luxuriant foliage, the creation of an hour, I am
affected as if in a peculiar sense I stood in the laboratory of the
Artist who made the world and me,--had come to where he was still at
work, sporting on this bank, and with excess of energy strewing his
fresh designs about. I feel as if I were nearer to the vitals of the
globe, for this sandy overflow is something such a foliaceous mass
as the vitals of the animal body. You find thus in the very sands an
anticipation of the vegetable leaf.... The feathers and wings of
birds are still drier and thinner leaves.... The very globe
continually transcends and translates itself, and becomes winged in
its orbit. Even the ice begins with delicate crystal leaves, as if
it had flowed into moulds which the fronds of water plants have
impressed on the watery mirror. (305-6)
Thoreau studies the mud through his "crystal" eye,
discerning in it depths, interpenetrations, brightnesses, and durations
that he might not normally discern. Under this gaze, the sliding much
becomes more than mere dirt. It opens into the "vitals of the
globe," the chthonic surge of ubiquitous being. It reveals
interdependencies between bounded (earthy globes) and unbounded (birds
unfettered), flux ("sandy overflow") and structure
("vegetable leaf"), chance (the Ur-Artist
"sporting") and law (nature's recurring forms). Generally
opaque, this muck now shimmers with invisible laws. Creeping in time,
finite, it discloses organic processes transcending temporality,
infinite--not confined to this or that but present in everything.
Thoreau in this passage senses in the flowing mud what he earlier
perceived in the crystal dawn: the law of natural formation. Amid the
burgeoning blooms of spring, he aptly apprehends in the leaf, not the
crystal, the primal cosmic form. However, the leaves now coalescing the
mud are strikingly analogous to the crystals that before organized the
water. In both cases--walking on a winter morning or standing, stunned,
before the spring thaw--Thoreau witnesses what Goethe saw in plants,
bones, and rocks, what Schelling intuited in the universe's
polarized rhythms: not simple order, cosmos, nor mere disorder, chaos,
but rather a mutual arising of abyss and pattern--chaosmos. (34)
Envisioning the Artist of the universe metamorphosing much into lobes
and globes, Thoreau realizes that this creator is no Yahweh, separating
chaos and order, and no Platonic maker, mimicking the static forms of
eternity. This demiurge is playful. He sports in the ooze. He strews
fresh designs. Yet, he persistently concocts the same basic form: the
leaf. In the bloody mire is the incipient leaf. The hawk's flick:
leaf ratified. The brain is bulbous lichen. The heart photosynthesizes
blood. Everything is ubiquitous sap cohered into a frond. But what is a
leaf but a "foliate structure," a verdurous crystal?
Watching chaos turn into form (unseen vitality refract into pied
beauty), Thoreau thinks of tropes--of how each reticulated pattern is a
symbol of the whole, a word of the abyss. Leaf crystal is logos, word
frond, water made flesh. Internally, this archetypal pattern is liquid
potential (the unformed abyss, a centrifugal energy). It is a
"lobe," a word embodying in sound its properties.
"[L]obe" is "especially applicable to the liver and lungs
and the leaves of fat, ([lambda][epsilon]i[beta][omega], labor, lapsus,
to flow or slip downward, a lapsing; [lambda]o[beta]o[??], globus, lobe,
globe; also lap, flap, and many other words)." This sap presses
into a more stable material form (a balance of centrifugal and
centripetal forces), rendered linguistically by the liquid "B"
stiffening into the more solid "F" or "V."
Externally, the lobe forms "a dry thin leaf, even as the f and v
are a pressed and dried b ... with a liquid I behind it pressing it
forward" (306).
The natural process by which water takes the shape of the
crystalline leaf is enacted by the word "leaf." The word
"leaf," like a biological leaf, is nature's
"constant cypher." It bears the sense and sound of universe.
Fluid, figured by "l" pushing into "b," and form,
"f" and "v," "leaf" reveals the cosmic
polarity between turbulence and pattern. Liquid "l," alveolar sonorant, flowing into bilabial voiced stop "b," and forming
eventually into labiodental voiceless spirant "f," the word
sounds the rhythm by which the world ceaselessly hums. All events,
ceaselessly metamorphosing imbrications of liquid energy and solid
organization, are thus "translations" of lobes into crystals
or crystals into lobes. Some of these "translations" are
moments of "transcendence," transmutation from simple to
complex, conscious to intelligent. The ice crystal contains and
transcends the water; the leaf includes and surpasses the crystal; the
feather subsumes and outreaches the green serrations.
Moved by nature's tropes--leafy crystals and crystalline
botany--Thoreau desires to participate in organic process by creating
his own transparent leaves: the pages of Walden. For Thoreau, studied in
winter's convoluted crystals and spring's intricate leaves,
linguistic transparency is not discursive pellucidity, not Bacon's
plain style or Locke's clear communication. On the contrary, for
Thoreau a lucid style should reveal the manifold paradoxes and powers
coursing through the gracefully turbid universe. To understand
Thoreauvian transparency is to feel the force of a seeming contradiction
troubling the pages of Walden: the book's persistent call for
simplicity in a bewilderingly complex style. Though Thoreau spends most
of "Where I Lived, What I Lived For" urging "Simplicity,
simplicity, simplicity," he concludes his book by fearing,
"chiefly lest [his] expression may not be extra-vagant enough, may
not wander far enough beyond the narrows limits of my daily
experience" (91, 324). Yet, this ostensible clash is in fact
perfectly logical. The "simplicity" of nature is not its
accessibility or clarity but rather its strangeness, its sublimity.
Recall: "simple" emerges from the Indo-European root sm-,
which means "same-fold," and from the Latin simplus,
signifying "single." Hence, to be simple is literally to be
undifferentiated and thus beyond diversity--abyssal, ungraspable,
sublime. The simplicity of nature, then, is not only its elegant
laws--its harmonious geometries--but also its "mysterious,"
"unexplorable" powers--its infinite wildness (317-18).
Ice crystals and spring leaves alike reveal nature's
simplicity, nature's extravagance--order and wildness, mystery and
solution. Their transparency is luminous darkness. Mimicking the muddy
demiurge, Thoreau creates his own transparent crystals, his own
extravagant leaves. For instance, in the melting-bank passage quoted
above, his diction yields a series of disorienting polarities. The
"Artist who made the world" inhabits a
"laboratory"--a site of disciplined labor--but spends his
"work" time by "sporting"--frolicking with random
glee. Yet, this "excess of energy"--overflowing the tubes of
his lab--is nonetheless ruled by "law," a principle that
admits no superfluity. How can this artist be both scientist and jester?
How can his creations be orderly and chaotic? Moreover, we wonder how
the "atoms" produced by this artist "learn" his
laws? How can an element consciously accrue knowledge? Certain
individual words likewise disconcert. When Thoreau stares at the melting
bank, he is "affected as if in a peculiar sense" he stood
before the primal artist. "Peculiar" here clearly means
"unique" or "special" but also suggests
"odd" or "eccentric" as well as
"possessive" ("peculiar" derives from French and
Latin roots concerned with the ownership of private property). Hence,
standing before the mud, Thoreau is both "proper"--at home, as
it were, on his property, self-possessed on his possession--and
"strange"--displaced from the norm, not-at-home in the
familiar world. Double, he watches the "Artist who made the
world" "still at work." As in Keats's "Ode on a
Grecian Urn," "still" as adverb connotes both
"without movement" and "up until this
time"--tranquility and perpetual motion. Agitated yet calm, this
Artist strews about fresh "designs." A "design" is
of course a composed pattern, a planned artifice, but also,
etymologically, a movement from meaning--a motion from (de) the stable
sign (signum). On the one hand, these various tensions are paradoxes,
surface contradictions that are nonetheless true--Thoreau's
extravagantly simple cosmos in an interplay between chance and law,
spontaneity and structure, comfort and weirdness, perpetual motion and
unmoving calm, meaning and meaninglessness. Yet, on the other hand,
these semantic gaps remain unclosed, irreducible contradictions: laws
cannot be random, atoms are not able to study, well-adjusted men are not
strange to themselves, an artist cannot be still and also moving, and
designs are not both present and absent at the same time.
Thoreau's passage instances the linguistic extravagance strewn throughout Walden. Though many parts of the book--like
"Economy"--are "philosophical" in style, logical and
lucid, and though other parts of the text--"like "Winter
Animals"--are "scientific" in form, concrete and
journalistic, some sequences are wildly "poetic," complex,
dense, strange, almost surreal. These latter sites, curiously, are more
transparent than the former--more capable of revealing nature's
complex simplicity.
To read Walden is to walk in the woods. For much of the
walk--peregrinating through a disquisition on "grossest
groceries" or a description of a squirrel--one is on familiar
ground, treading without much strain or surprise. Yet, at certain
turns--at the melting-bank passage, the final paragraph of the book, or
the occasional sentence fraught with puns and paradoxes--the walker
unexpectedly encounters fiery quartz, a leaf on fire. In the transparent
lattices, he sees strange distortions, kaleidoscopic flickerings,
ubiquitous light bent into diverse hues. He returns to the brown earth
and finds that all is different. What seemed ordinary is now weird, a
bright confusion.
This is the virtue of crystal, be it ice or quartz, foliated leaf
or transparent prose. It is a special revelation of what is always
already true of everything else but hidden, lurking under opaque
surfaces. While all beings are in some way crystals--polarized
geometries of unbounded energy some are more limpid than others, and
thus more capable of revealing the processes by which they are animated.
Figuring this cosmic poetics, Thoreau alternates between relatively
untroubled, discursive sequences and sudden eruptions of semantic
turbulence. The discursive sections are opaque crystals--ordinary,
stable facts. The unexpected sparks and fires are crystals of extreme
transparency: shocking apocalypses of the abyss on which we all float.
For Thoreau, to be transparent is also to be trans-parent--beyond
the father, through the mother. Though he was studied in Emerson's
numerous meditations on transparency, he in the end broke from his
intellectual patriarch by going to the ice to see for himself, in his
own peculiar fashion. Beholding the dawn frost, staring long at frozen
opacities, he discovered directly, in the open air, what Emerson gleaned
from books: to gaze through the crystal is to pass through to the
origin, the matrix, the obscure womb that is nonetheless muse to all
leaves, and jewels.
Wake Forest University
(1.) This essay is related to the section on crystals in my book,
The Spiritual History of Ice: Romanticism, Science, and the Imagination
(New York and London: Palgrave/Macmillan, 2003). While in the book I
focus on how Thoreau marries hermetic scrying and scientific
crystallography-the occult and the factual--in his various descriptions
of ice, here I attend to Thoreau's scientific senses of crystal and
how they relate specifically to Walden.
(2.) Sophia Hawthorne, qtd in Rose Hawthorne Lathrop, Memories of
Hawthorne (Boston: Houghton Mifflin, 1897) 53.
(3.) Thoreau, "Natural History of Massachusetts," The
Portable Thoreau, ed. and intro. Carl Bode (New York: Viking/Penguin,
1962) 53-54.
(4.) In an anonymous article in the New Jerusalem Magazine 8 (Nov.
1839): 118--19, entitled "Swedenborg's Scientific Merit,"
it is reported that John-Baptiste Andre Dumas, a famous
nineteenth-century French chemist, praised Swedenborg as the originator
of crystallography. Most historians of science, however, claim this
honor for Hauy.
(5.) Ralph Waldo Emerson, Representative Men, The Collected Works
of Ralph Waldo Emerson, vol. 4, eds. Robert Spiller, Joseph Slater, et
al. (Cambridge, MA and London: Belknap P of Harvard UP, 1971-) 62.
(6.) Emanuel Swedenborg, Some Spedmens of a Work on the Principles
of Chemistry, with Other Treatises, trans. Charles Edward Strut (London:
William Newbery, 1847) 26, 37-38.
(7.) Swerdenborg, The Principia, trans. Augustus Clissold (London:
William Newbery, 1846) 45-54.
(8.) In designating these three "schools" of
crystallography, I am largely following John G. Origins of the Science
of Crystals (Berkeley and London: U of California P, 1966)1151. had not
been exposed, as Emerson Had, to Swedenborg's scientific work.
(9.) As we know from Emerson's sermons, Emerson had read
Herschel's book by 1831, when he compared it favorably to
Milton's Paradise Lost (The Complete Sermons of Ralph Waldo
Emerson, 4 vols, eds. Albert J. von Frank, et al. [Columbia: U of
Missouri P, 1989-92] 4: 157).
(10.) John F. W. Herschel, A Preliminary Discourse on the Study of
Natural Philosophy, foreword Arthur Fine (Chicago and London: U of
Chicago P, 1987) 240-45.
(11.) Herschel 240-45. For an excellent discussion of Mitscherlich
and Hauy, see also Burke 78-79, 120-25.
(12.) Emerson read Davy's work assiduously throughout the late
1820s and early 1830s, and praises the scientist often in his journal
and early lectures. For instance, in an 1836 lecture, he lauds
Davy's "sublime conjecture" that there is "hut one
matter in different states of electricity" that might yield a
vision of a "central unity" (The Early Lectures of Ralph Waldo
Emerson, 3 vols, eds. Stephen E. Whicher, Robert E. Spiller, and Wallace
E. Williams [Cambridge, MA: Harvard UP, 1959-72] 2: 29). For a detailed
discussion of Emerson's relationship to Davy in particular and the
science of electricity in general, see Eric Wilson, Emerson's
Sublime Science (London and New York: Macmillan/St. Martin's, 1999)
76-97.
(13.) Sir Humphry Davy, Elements of Chemical Philosophy, vol. 4,
The Collected Works of Sir Humphry Davy, ed. John Davy (London: Smith,
1839-40) 39-40.
(14.) Davy 40. See also Burke 150-51.
(15.) As I have argued in Emerson's Sublime Science, Emerson
followed Faraday's discoveries closely throughout his career, and
showed particular enthusiasm for his electromagnetic theories in the
early 1830s (76-97).
(16.) Michael Faraday, Experimental Researches in Electricity,
Great Books of the Western World, eds. Robert Maynard Hutchins, et al.
(Chicago: Encyclopedia Britannica, 1952) [paragraph] 27.
(17.) Emerson, The Journals and Miscellaneous Notebooks of Ralph
Waldo Emerson, 16 vols, eds. William H. Gilman and Ralph H. Orth, et al.
(Cambridge, MA and London: Belknap P of Harvard UP, 1960-82) 4: 94.
(18.) Emerson was reading Goethe's scientific works closely in
the 1830s. He mentions them often in his early lectures, showing special
enthusiasm for Goethe's view that "[t]he whole force of the
Creation is concentrated upon every point"; thus, massive
"agencies of electricity, gravity, light, [and] affinity combine to
make every plant what it is" (Early Lectures 1: 72). For a
discussion of Emerson's relationship to Goethe's science, see
Emerson's Sublime Science 61-67.
(19.) Johann Wolfgang Goethe, Metamorphosis of Plants, Goethe: The
Collected Works: Scientific Studies, vol. 12, ed. and trans. Douglas
Miller (Princeton, NJ: Princeton UP, 1988) 76-97.
(20.) Goethe. "An Intermaxillary Bone Is Present in the Upper
Jaw of Man As Well As in Animals," The Collected Works: Scientific
Studies 12: 111-16.
(21.) Goethe, "On Granite," The Collected Works:
Scientific Studies 12: 131-35.
(22.) Goethe, "Problems," The Collected Works: Scientific
Studies 12:43-44.
(23.) An 1835 journal entry suggests that Emerson knew of either
Schelling's Ideas for a Philosophy of Nature (1797) or his System
of Transcendental Idealism (1800)--or perhaps both--for he accurately
summarizes Schelling's main tenets in an extended journal entry
(Journals and Miscellaneous Notebooks 5: 30).
(24.) F. W. J. Schelling, Ideas for a Philosophy of Nature, trans.
Errol E. Harris and Peter Heath, intro. Robert Stern (Cambridge:
Cambridge UP, 1988) 17-18, 44-49, 83.
(25.) Schelling, Von der Weltseele (Hamburg, 1798) 189, 219. See
Burke for this discussion of Schelling's crystallography 149-51.
(26.) Robert Sattelmeyer, Thoreau's Reading: A Study in
Intellectual History (Princeton, NJ: Princeton UP, 1988) 26-27.
(27.) Thoreau praises Swedenborg in A Week on the Concord and
Merrimack Rivers for being able to see, empirically, spiritual powers
(The Writings of Henry David Thoreau, ed. J. Lyndon Shanley [Princeton,
NJ: Princeton UP, 1981- ] 325). However, as Walter Harding and Michael
Meyer note in The New Thoreau Handbook (New York: New York UP, 1980),
Thoreau once said that he had little "practical" use for the
Swedish mystic (98).
(28.) Laura Dassow Walls in Seeing New Worlds: Henry David Thoreau
and Nineteenth-Century Natural Science (Madison: U of Wisconsin P, 1995)
provides an excellent discussion of the contrasts between Emerson's
"rational holism," a mode of observation ground on theory, and
Thoreau's "empirical holism," a concrete way of seeing
(53-93).
(29.) Thoreau, The Journal of Henry David Thoreau, 5 vols., eds.
John C. Broderick, et al. (Princeton, NJ: Princeton UP, 1981-) 1: 22.
(30.) Samuel Taylor Coleridge, The Collected Works of Samuel Taylor
Coleridge, gen. ed. Kathleen Coburn, 14 vols. to date (Princeton:
Princeton UP, 1969-) 6: 30.
(31.) Goethe, Maxims and Reflections, qtd. in Max L. Baeumer,
"The Criteria of Modern Criticism on Goethe as Critic," Goethe
as a Critic of Literature, ed. Karl J. Fink and Max L. Baeumer (New York
and London: UP of America, 1984) 10.
(32.) Thoreau, The Journal of Henry David Thoreau 3: 190; 4:
238-39; 4: 279; 5: 456; Journal, vol. 8, The Writings of Henry David
Thoreau, ed. Bradford Torrey (Boston: Houghton Mifflin, 1906) 88.
(33.) Thoreau, Walden, The Writings of Henry David Thoreau 199. All
additional citations from Walden will come from this edition and be
designated by a page number in parentheses.
(34.) Walls beautifully describes Thoreau's primary vision in
Walden: Thoreau "opened his eyes and saw, in the streets, fields,
and forests, chaos: not the ancient void out of which man created
pristine order, but a new insight into the imbrication of all order with
disorder, disorder with the emergence of order, the self-organizing
power of a chaotic nature quite apart from human desire or even
presence" (238).