Introduction: operations on argument structure *.
Siemund, Peter ; Hole, Daniel
1. Background
This special issue of Linguistics represents the result of a
German/ Japanese research project jointly funded by the Deutsche
Forschungsgemeinschaft (DFG) and the Japan Society for the Promotion of
Sciences (JSPS). The principal investigators on the German side were
Ekkehard Konig (Free University of Berlin) and Peter Siemund (University
of Hamburg, formerly Free University of Berlin). On the Japanese side,
the research project was conducted by Masayoshi Shibatani (then Kobe
University, now Rice University). Affiliated to the research project
were Daniel Hole (now University of Munich, then Free University of
Berlin), Akio Ogawa (Kansai University, formerly Kobe University) and
Mitsunobu Yoshida (Hiroshima University). The funding period started
early 2000 and came to an end late in 2002. The codes assigned to the
project by the funding agencies were KO 497/8-1 and 446 JAP-113/233/0.
We would like to express our gratitude to these agencies for making this
cooperation possible.
In the course of the funding period, the researchers participating
in the project organized two colloquia at the Free University of Berlin
and discussed research questions emerging from the project with various
Japanese colleagues at the annual conference of the Japanese Society of
German Linguistics in 2002. The first Berlin colloquium, held in August
2000, had the title Operations on Argument Structure: A Typological
Perspective and saw talks by all researchers involved in the project.
For the second Berlin colloquium, held 7-8 March 2002 under the title
Operations on Argument Structure: Focus on Japanese and German, several
researchers external to the project were invited to broaden the
perspective. We would like to thank Walter Bisang, Bernard Comrie,
Volker Gast, Joachim Jacobs, Shigehiro Kokutani, Hans-Heinrich Lieb,
Johanna Mattissen, Yoko Miyake, Yoshiki Mori, Tomoaki Seino, and Shin
Tanaka for their participation and their contributions.
The articles contained in this special issue of Linguistics emerged
from presentations given at the second colloquium in Berlin. For several
reasons, only a selection of the contributions to the colloquium could
be included in the current volume. It is our conviction, nevertheless,
that they provide a representative survey of the work done in the
project and give a portrayal of current issues in the field of argument
structure.
We would finally like to express our gratitude to the editorial
team of Linguistics for accepting and co-editing this special issue, as
well as to the ten or even more anonymous reviewers who tremendously
helped to make the articles more consistent and convincing.
2. Argument structure and voice
2.1. Basic concepts
The subsequent paragraphs will provide a basic characterization of
argument structure and voice, and introduce the reader to some current
and important issues and controversies, as well as some salient
proposals for treating them adequately. Consider the standard
active/passive contrast in (1).
(1) a. Harry decorated the balcony with flowers.
b. The balcony was decorated with flowers by Harry.
The direct object of (1a) corresponds to the subject of (1b), the
subject of (la) may be adjoined as a by-agent in (1b), and the verb form
decorated of the active sentence corresponds to the analytic expression
was decorated in its passive counterpart, rendering the passive
predication intransitive. The described eventuality is nonstative and
brought about intentionally in both cases. Those are the prototypical
features of an active/ passive contrast in English.
We know of no theoretical approach to the active/passive contrast
in English which does not converge on one point: the predicate-argument
relation holding between the verb and the object in (1a) must somehow be
identified with the predicate-argument relation holding between the verb
form and the subject in (1b). Any theory about the active-passive
contrast in English must deliver that much. In other words, the
differing syntactic encoding of identical semantic relationships between
predicates and arguments lies at the heart of theories of voice
phenomena. There is a lot of disagreement about the rest. To stick with
our example (1a) for exemplification, we can arrive at another set of
principled contrasts, viz. the one in (2).
(2) a. Harry decorated the balcony with flowers.
b. Flowers decorated the balcony.
c. The balcony was decorated with flowers.
(2a) is identical to (1a), but in (2b) and (2c) other kinds of
predicate-argument remappings are pertinent. A superficial look at (2b)
may make us think that in this case the agentive subject Harry has
simply been replaced with a nonagentive one, but that the construction
has basically remained the same. This conclusion would be premature,
though, because other important changes can be observed. Most
importantly, while (2a) describes a dynamic eventuality, (2b) is
entirely stative. Also, the semantic relationship between the verb
decorated and the subject flowers in (2b) seems to equal that of
decorated and with flowers in (2a). Looked at in this way, we are
dealing with a contrast similar to the active/passive contrast between
(2a) and (2b), except that the semantic correspondence does not hold
between an object and a subject, but between an adjunct and a subject.
Contrasts like the one between (2a) and (2b) are often called
"alternations," and the particular alternation dealt with here
comes under the name of the "locatum subject alternation"
(Levin 1993: 81-82). On the understanding of voice underlying this
introduction, the subject locatum alternation is a voice contrast just
like the active/passive contrast. No evidence against this view derives
from the fact that (2b) has a passive counterpart itself, this time a
stative one as in the noneventive reading of (2c). This fact simply
illustrates that voice contrasts as perceived here need not be limited
to a single binary opposition. In a language like English they form
complex networks (cf. again Levin 1993), and the same holds true of
other languages.
The sentences in (3) and (4) provide us with some more pertinent
data.
(3) She rang me *(up).
(4) a. She baked a cake.
b. She baked me a cake.
(3) is a case in which the presence of a nonverbal element, in
fact, a particle, is a precondition for the grammatical use of a direct
object. The particle, or the structure that comes with it, if combined
with the verb ring, delivers a different argument structure than ring
alone. The contrast in (4) is different in that no visible change is
involved between sentences with or without the beneficiary me, except,
of course, for the presence of me itself. The interesting and definitely
controversial issue from the viewpoint of argument structure and voice
is the following: may me in (4b) be used because (4a) already had
everything that was needed to license it? Or are we dealing with a
contrast of voice between (4a) and (4b) such that, what used to be a
transitive verb in (4a) now behaves as a ditransitive verb after some
licensing component has been added to it? If the contrast between (4a)
and (4b) is a voice contrast, is it in the verb form or does it come
along with invisible structure or functional heads that may be present
in (4b)? Or are all of these ideas on the wrong track, and me is simply
an adjunct which does not require any licensing structure outside
itself? We're not going to take sides here; we just want to point
out that issues of voice and argument structure crop up in many places
once we broaden the perspective a bit. It is precisely this wider
perspective which characterizes the contributions to this issue.
Argument structure will be used here as a term which covers all
kinds of principled co-occurrences between (i) verbs and other
argument-taking elements, with (ii) nominals and PPs or adverb(ial)s.
Adjunct PPs thus fall outside the scope of this conception of argument
structure (provided the dividing line between arguments and adjuncts can
be drawn with sufficient reliability; cf. Jacobs 1994). On the other
hand, the characterization of argument structure just given leaves open
the possibility that it is not just (derived) verbs which determine the
argument structure of a clause, but--depending on one's theoretical
choices--also particles like up as in (3), or whatever licensing
structure linguists may assume in (4b). Theories diverge heavily here,
and we will turn to an especially interesting question in this domain in
Sections 2.2 and 4 below, viz. to the question if agent arguments of
causative transitive verbs are really verbal arguments, or if they, too,
are licensed by structure just co-occurring with, but not identical to,
the verbs used. Voice, on the other hand, is taken here to cover
phenomena pertaining to argument structure if and only if a principled
correspondence between different argument structures associated with a
single basic lexical item is at stake. On this view, voice is a term
which always implies a comparison between two different argument
structures co-occurring with a single verb stem (nonverbal stems will
not concern us any further here). It subsumes the alternation concept.
Note that we have strictly avoided any "item-and-process"
(Hockett 1954) wordings in our working definition of voice just given;
passive sentences or verb forms are not "derived" from active
ones in our terminology, they just stand in predictable relationships
with them, and the same holds for the other voice contrasts discussed.
In fact, we have not made any claims at all as to what the basis of
voice contrasts really is. The reason for this lack of theoretical
commitment is that we wanted to give working definitions of argument
structure and voice that will be valid for all the articles assembled in
this issue, and the theoretical viewpoints of the articles do differ: a
functional-typological approach underlies the contributions by Bernard
Comrie, Tomoaki Seino and Shin Tanaka, and Masayoshi Shibatani; a
semantically informed diachronic-typological model characterizes Gast
and Siemund's as well as Konig and Kokutani's article, and
Daniel Hole combines functionalist elements with a generative and formal
semantic perspective.
2.2. Mapping and linking
"Mapping" and "linking" both refer to the
association of linguistically encoded participants of eventualities with
syntactic functions within a clause. The most common tools applied in
this domain are linking mechanisms, that is, thematic/semantic roles are
mapped to syntactic functions in an explicit and principled fashion. The
usual ingredients of such mapping mechanisms are thematic role hierarchies, or hierarchies of syntactic functions, or both, and a
mapping algorithm between the two (e.g. Bresnan and Kanerva 1989;
Grimshaw 1990; or Van Valin 1990).
For illustration (and not because we think their proposal is
unrivaled), (5) presents Bresnan and Kanerva's (1989: 23) hierarchy
of thematic roles. (6) states the most general mapping principles
assumed by Bresnan and Kanerva (1989: 25-26).
(5) agent > beneficiary > recipient/experiencer >
instrument > theme/ patient > locative
(6) a. Agent encoding principle [- o]:
The agent role cannot be encoded as an object function, but will
alternate between subject and oblique.
b. Theme encoding principle [- r]:
A patient or theme role will be an unrestricted function,
alternating between subject and object.
A typical result of applying such tools for a language like English
will be that the most agentively involved participant becomes the
subject of the relevant clause in the active voice, and the least
agentively involved, or causally most affected participant, the direct
object of a transitive verb. In other approaches, thematic roles are
seen as epiphenomenal, and the argument-taking properties of underlying
atomic predicates of event composition in the tradition of Vendler
(1970) and Dowty (1979) (CAUSE, BECOME, BE, ...) are primarily relevant
(Wunderlich 1994; Primus 1999).
Dowty (1991) reconciles thematic hierarchies and atomic predicates
of event composition under the much-cited concept of proto-roles, viz.
proto-agents and proto-patients (predecessors with thoughts in the same
vein, but with a less explicit theoretical background, are Foley and Van
Valin 1984). Since Dowty's (1991) paper has proved so influential
ever since it was published, (7) adduces his decomposition into
properties that are prototypically present in agent and patient
arguments, respectively.
(7) a. Contributing properties for the agent proto-role:
(i) volitional involvement in the event or state
(ii) sentience (and/or perception)
(iii) causing an event or change of state in another participant
(iv) movement (relative to the position of another participant)
[(v) exists independently of the event named by the verb]
b. Contributing properties for the patient proto-role:
(i) undergoes change of state
(ii) incremental theme
(iii) causally affected by another participant
(iv) stationary relative to movement of another participant
[(v) does not exist independently of the event, or not at all]
There are other accounts which aim at making the mapping of
semantic roles to syntactic functions follow in quite direct ways. If,
for instance, some semantic property of theme or patient arguments can
be identified which reliably distinguishes all internal arguments from
noninternal arguments, then the linking generalizations of explicit
linking accounts might be dispensed with. One idea to make syntactic
hierarchies follow from semantic ones would be to say that internal
arguments must be causally "downstream" (Croft 1994), that is,
their referents must be causally affected in the described eventuality,
rather than causally effective.
Another semantic property that has recently been claimed to single
out the thematic involvement of internal arguments is noncumulativity
(Kratzer [2003], who builds on Kratzer [1996] and, for the notion of
cumulativity, on Krifka [1992, 1998]). Cumulativity may be defined as
follows: if an individual stands in a natural (thematic) relation to an
eventuality, and a different individual stands in the same relation to a
second eventuality, then the sum of the two individuals also stands in
that relation to the sum of the two eventualities. For instance, if Karl
is an agent in an event of planting flowers and Monica is an agent in
another event of planting flowers, then Karl and Monica together also
stand in the agent relation to the sum of the two events of planting
flowers. If Karl and Monica work together, and Karl just digs the hole,
while Monica puts the manure and the flowers themselves in the hole, and
then adds the top soil that Karl had dug out, we may still say that Karl
and Monica together were the agents in the event of planting the
flowers. We are, however, not allowed to say that the soil, the manure,
and the flowers add up to the theme referent of the planting event,
namely, to the flowers. Kratzer concludes that the general idea of a
stable theme relation is the result of a generalization for which we do
not have sufficient evidence. She assumes instead that each verb
inherently codes the relationship to its internal argument (if it has
one), and that this relationship is different from verb to verb. This
would then fit in with the syntactic and semantic closeness between verb
and internal argument. We think that Kratzer's theorizing is a very
promising way to escape the inconsistencies of most theories of thematic
roles that are on the market (see Hole's contribution for an
application of Kratzer's ideas on argument structure and voice).
Moreover, if criteria like (non)cumulativity deliver empirically
justified natural classes of arguments and if, as in Kratzer's
account, internal arguments have an idiosyncratic property which is
absent among the semantic properties of noninternal arguments, a
further, more radical step may be taken: argument structure in a narrow
sense, namely, as a lexical property of verb stems, may be limited to
internal arguments, whereas the semantically regular (i.e. cumulative)
contributions of noninternal arguments, say, agentive subjects, would
all come into the clause through verb-external licensing mechanisms
which would then, being functional heads, only deliver meanings that are
highly general across different verbs.
We will not evaluate different approaches to argument structure in
more detail here, but one should keep in mind that the last case that we
mentioned, the semantic (and syntactic) licensing of an agent argument
in the structure of a clause, is not an undisputed instance of primitive
argument structure; there is at least one analysis on the market, viz.
Kratzer's, which makes the occurrence of all agent subjects in a
clause dependent on a voice mechanism, that is, a mechanism that allows
one to add an argument to a fully saturated argument structure.
3. Problems addressed
Above and beyond their shared interest in argument structure and
voice, the articles put together in the current collection investigate
and advance three more specific areas in this vast field of research. To
begin with, there is a shared interest in crosslinguistic
generalizations and in the patterns and limits of variation found in the
domain at hand. Secondly, many of the articles assembled here go beyond
the canonical operations on argument structure like passivization,
middle formation, etc., and focus on clearly relevant, but less widely
discussed phenomena like extra arguments, reciprocity, reflexivity, as
well as some others. A particular research interest lies on the semantic
effects these phenomena can have on the interpretation of arguments or
the predication as a whole. A third objective common to all articles in
the collection is to make a contribution to a general theory of voice,
which is most pronounced in the article by Masayoshi Shibatani.
A pertinent example of crosslinguistic tendencies and
generalizations in the domain of argument structure is the derivation of
inchoative verbs from causative ones by means of anticausative
morphology, and, conversely, the use of causative morphology for the
derivation of causative verbs from inchoative verbs. Extending and
refining a preceding study by Haspelmath (1993), Bernard Comrie's
contribution shows that there is a cognitive basis for the use of
causative and anticausative morphology, and that the transitivity
profile of a language, that is, its overall preference for the marking
of inchoative or causative verbs, turns out to be highly stable
diachronically. Even languages under extreme pressure from other,
genetically different languages (such as, e.g., Maltese) do not easily
give up their transitivity profile. Moreover, the European languages of
the Indo-European phylum in their preference for the marking of
inchoative verbs in pairs of transitive and intransitive verbs run
counter to an otherwise crosslinguistic trend for the morphological
marking of the causative verb in such pairs.
While the addition of a weak reflexive marker (Germ. sich, Fr. se,
Swed. sig, etc.) is a widespread strategy for the derivation of
inchoative verbs across European languages, we can also observe--at
least for a subset of such inchoative verbs--a strategy working into the
opposite direction, namely, the addition of self-intensifiers as in (8)
below. The addition of such a self-intensifier has the double effect of
transitivizing the verb as well as reinforcing the weak reflexive marker
and thus creating a new, complex reflexive marker.
(8) a. Paul verletzte sich.
Paul hurt.PAST REFL
'Paul got hurt.'
b. Paul verletzte sich selbst.
Paul hurt.PAST REFL self
'Paul hurt himself (intentionally).'
In the contribution by Volker Gast and Peter Siemund, it is shown
that the transitivization of detransitivized predicates such as
verletzen 'hurt' in (8) is due to a specific function of the
se/f-intensifier that emphasizes the actor/agent role of subject. The
difference between (8a) and (8b) lies in the agentive or intentional
interpretation of the subject nominal. This actor-oriented function of
self-intensifiers contrasts with and complements a better known function
of these expressions, where the self-intensifier is adjoined to the
preceding nominal and forms one constituent with it. It is also
shown--contrary to previous assumptions--that actor-oriented
self-intensifiers are a possible source for the renewal of reflexive
markers.
The interest in crosslinguistic generalizations is also one of the
central aspects of the article by Ekkehard Konig and Shigehiro Kokutani,
who work towards a typology of reciprocal markers found in the languages
of the world. They basically distinguish four strategies of reciprocal
marking: two verbal strategies (affixal, deverbal) and two nominal
strategies (pronominal, quantificational). The distribution of these
strategies depends on their availability in a given language as well as
on the meaning of the predicate involved. Konig and Kokutani propose a
hierarchy of reciprocal marking (derivational < pronominal <
deverbal < quantificational) which roughly reflects an increase in
the substance of the reciprocal marker. Moving through this hierarchy
from left to right, the restrictions that the reciprocal markers impose
on the respective verbs and syntactic environments are reduced. Moving
through the hierarchy from right to left increases the likelihood and
the extent of polysemy. In their comparison of reciprocal marking in
German and Japanese, the authors inter alia are able to show that the
strategies involving the pronoun sich or the serial verb au do not
amount to a reduction of the number of arguments.
The second thread connecting the articles collected here is their
shared interest in phenomena that clearly go beyond the canonical
operations on argument structure, frequently focussing on specific and
often surprising semantic effects caused by the addition or deletion of
an argument. It is quite obvious that--perhaps with the exception of
Masayoshi Shibatani's article, which addresses more fundamental
problems of a general theory of voice--each of the articles in the
collection explores one particular voice-related phenomenon: The
formation of causative and anti-causative verbs by the addition or
deletion of affixes (Bernard Comrie), the insertion of additional core
arguments or extra arguments (Daniel Hole), the increase in the number
of arguments taken by a verb through the reinforcement of middle markers
by self-intensifiers (Volker Gast and Peter Siemund), the derivation of
intransitive verbs from transitive verbs by the addition of reciprocal
affixes (Ekkehard Konig and Shigehiro Kokutani) and the decrease--but
also increase--of the number of arguments in the formation of passives
(Tomoaki Seino and Shin Tanaka).
None of the aforementioned processes, just taken by itself, is
particularly surprising were it not for the fact that they may also
bring about unexpected changes in the argument structure of a verb and
influence or even determine the interpretation of arguments in often
rather subtle and surprising ways. Tomoaki Seino and Shin Tanaka offer a
careful comparison of the passive in German and Japanese
([r]are-construction), hammering out a number of striking similarities
and differences. As for similarities, they show that, apart from
expected properties like the demotion of the agent, in both languages
the passive carries nonprototypical meanings in contexts of low
transitivity. In such contexts the passive may express modal meanings
(an illocutionary marking as order, wish, or question in German;
honorification in Japanese) or add aspects of iterativity and
habituality to the interpretation of a sentence. Significant differences
can be found in the realization of arguments. Apart from allowing the
passivization of intransitive verbs, German seems well behaved in that
passivization leads to the reduction of an argument. Surprisingly,
passivization in Japanese can also increase the number of arguments,
notably adding an experiencer argument in the so-called
"adversative passive":
(9) a. Ame-ga fu-tta.
rain-NOM fall-PAST
'It rained.'
b. Watashi-wa ame-ni fur-are-ta.
I-TOPIC rain-by fall-PASSIVE-PAST
'I got caught in rain.'/'I was adversely affected by
the rain falling.'
As it turns out, the argument structure of passivized verbs can
also be extended by accusative objects. Seino and Tanaka argue that this
extension of arguments reflects a more fundamental property of Japanese
which also manifests itself in other domains (as, e.g., the double
subject construction).
Modifications in the interpretation of arguments are also brought
about by reciprocal and reflexive markers. Adding a reciprocal marker to
a verb typically requires the subject argument to be plural. Reinforcing
middle markers by self-intensifiers, as illustrated in (8) above,
heightens the level of control the subject referent has over the event
described by the verb and the relevant action is interpreted as
intentionally caused by this referent.
A special problem for argument structure as well as the
interpretation of arguments is posed by so-called "extra
arguments," meaning arguments not subcategorized for by a basic
verb stem. Such extra arguments occur in various languages and are
discussed in the contribution by Daniel Hole for German, English, and
Chinese. Illustration from these languages is provided in (10); the
relevant extra arguments are set in italics.
(10) a. Hans trat Paul gegen das Schienbein.
Hans kicked Paul.BAT against the shin
'Hans kicked Paul in the shin.'
b. Ta si-le muqin.
(s)he die-PRF mother
'His/her mother died on him.'
c. The ship tore one of its sails.
The property shared by the extra arguments in (10) is that they
stand in a relationship to some other argument in the predication,
namely inalienable possession in (10a), kinship in (10b), and part/whole
in (10c), summarized as "interparticipant relations" by Hole.
These interparticipant relations can be analyzed as an identity
requirement, such that extra arguments are identified with another
argument, in combination with specific semantic roles born by these
arguments, usually those of affectee or landmark (in the sense of
cognitive grammar). The far-reaching claim made by Hole is that the
identity relation, as well as the specific semantic roles, are
crosslinguistically stable properties of extra arguments.
4. Advancing the theory of argument structure
Among the contributions to this volume, the article by Masayoshi
Shibatani has the widest scope. Shibatani aims at deriving the
architecture of voice systems from "the way people perceive human
actions and [...] events around them." When Shibatani presents the
guiding questions of his voice framework, its cause(r)-orientation is
highlighted. We take the liberty to summarize Shibatani's guiding
questions by way of two general questions:
(i) What/who causes the eventuality?
(ii) Does the linguistic conceptualization of the eventuality
include "collateral" referents and, if so, to what extent are
they involved?
While these questions, and especially (i), seem to point in the
direction of more relevance for the agent role as opposed to the theme
or patient role, Shibatani presents a discussion of various
voice-related phenomena from many different languages that is evenly
balanced between agent-orientation and patient-orientation.
To pick out just three examples, Shibatani proposes that his
perspective of voice allows for the treatment of (periphrastic)
causative constructions, of "external possessor" constructions
and of classical medium voice constructions from a unitary viewpoint.
Eventualities that are construed as (periphrastic) causative
constructions (Paula makes Paul feed the cat) are classified as
eventualities whose causation extends beyond the agent of the
eventuality described by the (noncausativized) verb. "External
possessor constructions", a.k.a. "possessor raising
constructions," are coupled with eventualities whose
affective/causal potential extends beyond the patient to a
"collateral" participant, say, a possessor or otherwise
interested party (cf. Daniel Hole's contribution for another
perspective on "external possession"/"possessor
raising"). The medium voice of classical languages, Dravidian
languages or Balinese, finally, expresses a delimitation of the
affective potential of the eventuality at hand to the agent's
sphere (cf., among many others, Barber 1975 or Klaiman's [1991]
basic voice).
With its tight embedding within the notions of agentivity and
causation, Shibatani's proposal belongs to a larger class of voice
accounts which take the idea of a "causal flow" to underlie
argument structure and voice categories. Eventualities that are to be
encoded in language are taken out of the real-world continuum because
they are identified by virtue of their causes and effects, and voice
mechanisms operate on the linguistic conceptualization or representation
of causes and effects. In this respect, Shibatani's proposal stands
in the tradition of Croft (1994). The most important difference between
Shibatani's and Croft's ideas about voice is that Croft's
account is endpoint-oriented (Croft 1994: 92), or patient-oriented,
while Shibatani's is more balanced between endpoint-orientation and
agent-orientation, or even slightly privileges agentive involvements
over patientive ones. This means that, for Croft, the link between
events and their effects is linguistically prior as opposed to the link
between events and their causes. It seems to us that Shibatani's
tendential reduction-to-agenthood fares better than Croft's
reduction-to-patienthood in the realm of agentive medium voice
constructions corresponding to English He washes something for himself;
cf. the examples from Classical Greek in (11).
(11) a. Active voice:
ho stratiotes louei
the soldier wash. 3SG.INDICATIVE.PRESENT.ACTIVE
khitona.
shirt
'The soldier is washing a shirt.'
b. Intransitive medium voice:
ho stratiotes louetai.
the soldier wash.3SG.INDICATIVE.PRESENT.MEDIUM
'The soldier is washing himself.'
c. Transitive medium voice:
ho stratiotes louetai
the soldier wash.3SG.INDICATIVE.PRESENT.MEDIUM
khitona.
shirt
'The soldier is washing a shirt for himself.'
(11a) is the active structure, (11b) is an intransitivized medium
voice sentence with a reflexive or middle semantics (cf. Kemmer 1993),
and (11c) is a transitive medium voice sentence with an
agent-plus-beneficiary involvement of the subject referent.
For Croft, argument reduction in the medium voice will target
causers whereas, for Shibatani, there is no such preference. Croft
analyzes the subjects of agentive medium voice constructions as in (11b)
and (11c) as primarily encoding the causally affected entity (cf.,
similarly, Grimshaw 1990 for reflexives). Only secondarily, that is,
because of the marked medium voice construction, is it also construed as
causing the eventuality at hand (Croft 1994: 105-107). This
generalization flies in the face of intuitions concerning the primary
role of subject arguments in sentences like (11b) and (11c). According
to those intuitions, subject referents in such sentences are basically
agents, and only secondarily patients or affected entities, that is, as
a result of the marked voice construction. Evidence for this view comes
from the combinability of sentences such as (11b) and (11c) with
agent-oriented adverbs. As said already, a causer-oriented theory of
voice will have no problem to reduce a basically two-participant
situation to one with a single participant which is causally upstream.
If this is conceded, Croft's and Shibatani's ideas will
still compete in another area. Within the functionalist camp,
Croft's ideas are, by virtue of their orientation towards endpoints
in causal chains, among those that are compatible with more
syntax-oriented generative accounts of argument structure and voice. The
general syntactic consensus is that argument structure clusters around
the basic tie-up between verb stems and internal arguments, that is,
patient or theme arguments. The link between agents and the
eventualities in which they act is looser--at least syntactically, but
possibly also semantically; cf. Section 2.1 above--than that between a
theme or patient and the eventuality at hand. It seems, then, that an
endpoint-oriented theory of voice has its advantages over an
agent-oriented theory of voice at least in some areas.
We will end our reasonings here. The field is vast and we do not
wish to stand in the reader's way if she wants to take a closer
look at one or several of the contributions assembled in this volume.
What should have become clear, and what becomes even clearer upon
reading the articles to follow, is that argument structure and voice
remain vexing and fascinating phenomena, no matter what theoretical
stance one assumes.
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Note
* Correspondence address: Daniel Hole, Institut fur Deutsche
Philologie, Ludwig-Maximilians-Universitat Munchen, Schellingstr. 3/RG,
80799, Munich, Germany. E-mail: (Daniel Hole) hole@lmu.de; (Peter
Siemund) peter.siemund@uni-hamburg.de.
PETER SIEMUND AND DANIEL HOLE
Hamburg University
Ludwig-Maximilians-Universitat, Munich