Symbolic flexibility and argument structure variation *.
Zhang, Ren
Abstract
Much work on the syntax-semantics interface has focused on verb
frame alternations, the well-documented phenomenon that a verb is
typically found in a variety of syntactic contexts. On the other hand,
cognitive linguists have often focused on the flexibility of categories
other than verbs in relation to such issues as metaphor, metonymy and
polysemy. Drawing on the usage-based orientation of cognitive grammar,
this article argues for a unified treatment of variation in the use of
nouns and verbs under the general concept of symbolic flexibility. In
this approach, typical cases of nominal metonymy (e.g., read Langacker)
and unconventional verb use (e.g., Frank sneezed the napkin off the
table) are both creative facets of a usage event that are rich in
semantic value, the salient elements of which consist of both the
conventional meaning and the contextual understanding of the noun or the
verb. In addition, nominal metonymy and unconventional verb use are
aspects of usage events that are simultaneously categorized by their
conventional counterparts as well as their linguistic context in the
form of constructional schemas. The network of categorizing
relationships that results accounts for the semantic character of such
usages as well as variation in argument expression associated with
verbs. This article provides arguments against certain versions of
construction grammar (e.g., Goldberg 1995) that treats verb meaning as
invariant across syntactic patterns.
1. Introduction
A well-known challenge to linguistic theory is the tension between
the relatively stable linguistic system and the dynamic and open-ended
nature of language use. As an illustration of flexible language use,
consider the following:
(1) a. Frank sneezed.
b. Frank sneezed the napkin off the table.
c. Pat kicked the wall.
d. Pat kicked Bob black and blue.
e. Pat kicked Bob the ball.
(2) a. Langacker visited China recently.
b. I asked my students to read Langacker.
(3) apple tree; oak tree; pine tree; palm tree; family tree
The data above might seem all too familiar, but they are
deliberately brought together in an attempt to counteract the
traditional tendency to treat them as having distinct status. Examples
in (1) and the like show different argument expression patterns
associated with a verb. These patterns have been termed diathesis or
verb frame alternations, and have been a focus in both mainstream
theories and constructional approaches (see e.g., Levin 1993; Van Hout
1998; Rappaport Hovav and Levin 1998; Mateu 2000; Jackendoff 1997;
Goldberg 1995, 2005, inter alia), as they raise problems for the
traditional verb-centered projectionist view of syntax (Chomsky 1981).
Van Hout (1998) refers to the phenomenon as lexical-syntactic
flexibility. By contrast, data in (2) and (3) exemplify variable uses of
nouns and have been a central topic for many cognitive linguists.
However, they typically don't catch the attention of syntacticians,
for they apparently have no bearing on syntax. Lexical-syntactic
flexibility should be expected under the framework of cognitive grammar
(CG) (Langacker 1987, 1999; Taylor 2002) that treats lexicon and syntax
as shading into one another and assumes a usage-based approach to
linguistic knowledge. In this article, I draw attention to certain
parallels between (1) and (2) from a cognitive grammar perspective and
propose to treat them both in terms of SYMBOLIC FLEXIBILITY (symbolic in
the sense of cognitive grammar). I outline a cognitive grammar approach
to examples like (2) and argue that basically the same approach can be
extended to variation in argument expression as exemplified in (1).
Certain complexities associated with (1) can be attributed to the nature
of the symbolic unit that is being flexibly used, rather than any
distinct mechanism.
Regarding the data in (1), I want to raise some specific issues.
First, how does the conventional value of the verb relate to the
conceptualization associated with the whole sentence? In the case of
(1b), for example, is Frank construed as a 'sneezer' or a
causer or both? There seems to be a strong intuition that both
construals are highly salient and may be allowed at the same time, which
is problematic for lexical approaches (cf., Pinker 1989; Levin and
Rappaport Hovav 1988; Rappaport Hovav and Levin 1998) as well as
"pure" constructional approaches such as Goldberg (1995), and
Goldberg and Jackendoff (2004). In addition, examples like (1b) are
unconventional in that the conventional value of the verb does not
easily support its occurrence in the construction. But there are
restrictions on the options open to a speaker's creativity, as
shown in the following (cf., Boas 2003):
(4) ??Frank yawned/exhaled/snorted/wheezed the napkin off the
table.
How does cognitive grammar handle the potential restrictions?
Thirdly, perhaps the most difficult issue involved in alternate verb
usage patterns is the change in the number or type of arguments
conventionally associated with the verb. For instance, an intransitive
verb could take a "fake" object argument, as with sneeze in
(1b). Additional examples below illustrate the same issue (cf.,
Jackendoff 1990; Goldberg 1995):
(5) They laughed the poor guy out of the room.
(6) Pauline smiled her thanks.
(7) We ate our way across the U.S.
(8) Sam rinsed/cleaned the soap out of her eyes.
(9) In the last Star Trek episode, there was a woman who could
think people into a different galaxy.
Finally, is there a principled way to account for the fact that
these examples sound more or less creative and may be even not
acceptable to some speakers (cf., Boas 2003)?
In this article, I suggest that cognitive grammar offers a solid
basis for exploring these issues. In particular, I propose that novel
verb uses in verb frame alternations can be understood as the
categorizing relationship of extension between the conventional verb and
its contextual use. The relation established shows the asymmetrical
character of the reference point relation (Langacker 1993, 1999). In
(1b) for example, the event expressed by sneeze serves as the prototype
and a reference point in relation to the force affecting the napkin. In
Langacker's (2003) terms, the force can be apprehended as the
sneezing event. I show how the approach extends to other cases of novel
usage patterns and its consequences for argument expression.
The analysis makes explicit the role of frame and encyclopedic knowledge in the semantics of argument structure variation. This
emphasis finds support in several recent works. For instance, both
Verspoor (1997) and Boas (2003) argue for the importance of encyclopedic
knowledge in licensing novel instances of argument structure
constructions. While Verspoor (1997) invokes a theory of discourse
coherence (Lascarides and Asher 1993), Boas (2003) in particular goes to
considerable detail in elaborating the role of frame semantic
information in licensing various types of resultative constructions.
However, my proposal differs from these works in its adherence to the
stringent "minimalist" requirements of cognitive grammar (see
Section 2) and in its elucidations of cognitive operations underlying
novel usage patterns.
In the next section, I present the relevant assumptions from
cognitive grammar, introducing basic concepts and stressing its
usage-based approach toward grammatical knowledge. In Section 3, I
briefly outline a cognitive grammar perspective on the nature of nominal
metonymy as exemplified by (2). In addition, I demonstrate how the
approach can be extended to novel verb use in the caused-motion
construction as in (1b). The consequences of the approach are discussed
in Section 4, which focuses on the more general issues regarding the
semantics of novel usage events, verb meaning and variation in argument
expression. The strengths of the approach are demonstrated with detailed
references to the influential construction-based approach presented in
Goldberg (1995).
2. The cognitive grammar perspective on grammatical knowledge
Several central ideas in the cognitive grammar's approach to
grammatical knowledge bear on the issue of lexical-syntactic flexibility
or symbolic variation (see Langacker 1987, 1999 for a full account).
First, as a foundational tenet, grammatical knowledge is believed to
consist of a structured inventory of symbolic units that are abstracted
from and serve to sanction actual usage events. Symbolic units, which
can be characterized at different levels of abstraction or schematicity,
are entrenched cognitive routines that automatically and conventionally
associate phonological structures with semantic structures. For
instance, many utterances express in a uniform formal pattern the idea
of causing an entity to move along a specified path:
(10) a. Bill set the alarm clock onto the shelf.
b. Bill loaded the truck onto the ship.
c. Jack threw the ball out of the window.
Through repeated use, the pattern gets entrenched as a
constructional schema, which is an internally complex schematic unit in
the mentally represented grammar. Langacker (2003: 56) proposes the
following representation of the schema (cf., Goldberg 1995):
(11) [ILLUSTRATION OMITTED]
Following Langacker's notation, square boxes indicate units
and rounded boxes (cf., [17] below) indicate usage events. Dashed lines
indicate correspondences. In (11), I added the syntactic category glosses as shorthand for the phonological pole of each constituent. The
prepositional phrase profiles the path of motion with respect to a
Landmark, which is not indicated in (11). The Landmark can either be the
source or the goal of the path (cf., [10b], [10c]). The constructional
schema (11) abstracted from usage instances serves to sanction further
usage events as either conventional or unconventional. Conversely,
aspects of a usage event (such as an utterance expressing caused motion)
activate a set of interrelated sanctioning units for their
categorization, in a fashion as conceived in spreading/interactive
activation models generally associated with connectionism. The
activation depends on factors such as accessibility, contextual priming
and degree of overlap with the target (Langacker 1987, 1999, 2003). An
underlying idea is that grammar is not conceived as a constructive or
generative device, and therefore cognitive grammar does not aim at
absolute predictability (Langacker 1987: 47-55). Turning to (1b) again,
the question becomes how this novel pattern accords with and hence is
categorized by the schema (11).
Second, the semantic pole of a symbolic unit, termed predication,
is characterized relative to rich knowledge configurations called
cognitive domains, which support the conceptual profile designated by
the unit, as indicated in bold type in (11). In addition, the profile of
a minimal unit determines its grammatical category. Profiling is one of
the major construal operations, grouped under focal adjustments in
Langacker (1987), which could be performed on a situation. This means
that a concept is a conceptualization of a particular situation, which
is one of the central tenets of cognitive linguistics. On this view, a
profile and its supporting domain constitute a unified whole which
defines the semantic value of an expression. Note that a domain
typically serves as the base of multiple concept profiles. For instance,
FINGER supports not only the concept of KNUCKLE, but also the idea of
FINGERTIP. Conversely, a single concept is often profiled in several
domains simultaneously, as is the case with the concept HUMAN BEING,
which presupposes such domains as physical objects, living things and
mind (Croft 2002; Croft and Cruse 2004). In other words, this set of
domains, termed domain matrix, provides the context for the full
understanding of the semantic unit. Langacker (1988: 56) cites the case
of KNIFE as participating in a potentially open-ended domain matrix,
including space, cutting, silverware, measurement, games, entertainment,
history, and countless others, some of which could be more highly ranked
and more likely to be activated (hence called primary domains) than
others, based on the criteria of centrality such as intrinsicness and
conventionality. Thus, in the encyclopedic semantics of cognitive
grammar, "lexical items provide partially conventionalized path of
access into the systems of knowledge they invoke" (Langacker 1998:
660). The encyclopedic stance of cognitive grammar (Langacker 1987,
1997; Croft and Cruse 2004) is supported by several other approaches
(e.g., Fillmore 1985; Jackendoff 1983, 1997, 2002; Pustejovsky 1995).
Third, the syntagmatic interaction or the combinatory relationship
among meaningful symbolic units, called valence (Langacker 1987, 1988),
crucially presupposes correspondences (indicated as dashed lines in
[11]) between elements or substructures in component units, which can be
interpreted as instructions for superimposing or unifying the
corresponding substructures. Given the profile/domain distinction in the
rich encyclopedic semantics of cognitive grammar, one could imagine
various ways to establish potential correspondence links and therefore
potential combinatorial relations. Information involved in valence
relations can be very marginal and context-dependent, as in the case of
the expression alligator shoes (cited in Taylor 1995), hence supporting
the encyclopedic view of meaning (cf., Langacker 1987: 156-157; Downing
1977). As will be shown later, encyclopedic and even marginal
information are also productively involved in novel instances of
argument structure constructions.
Fourth, symbolic units represented in the mental grammar make up a
gradation of schematicity and complexity, showing no clear-cut boundary
between the lexicon and the syntax. This is a position shared by all
construction-based models (for discussion, see Goldberg 1995; Croft and
Cruse 2004; Langacker 1987, 1999, 2003). On this conception, syntactic
structures are not "projected" from the lexicon. Depending on
the degree of entrenchment, flexible uses of verbs could affect both the
lexicon and the syntax, resulting in augmented lexical and
constructional units (cf., Goldberg 1995; Croft 2003; Langacker 2003).
In a generative conception, by contrast, one either enriches the
lexicon, as advocated by Rappaport Hovav and Levin (1998), for example,
or the syntax, in order to generate novel usage patterns.
A final important property of cognitive grammar is the central role
assigned to the cognitive process of categorization in both grammatical
organization and the utilization of symbolic resources (Langacker 1987,
1999; Taylor 2002). The symbolic units in the grammar are related to
each other through the categorizing relationships of
elaboration/instantiation and extension. Furthermore, each pole of a
unit may itself be a complex category, with interrelated members
accounting for semantic and phonological variants. Thus the mentally
represented knowledge of a grammar is conceived of as massive intricate
networks, in the same way general knowledge is organized (Hudson 2001).
In addition, the network is usage-based in that it represents
abstraction from and entrenchment of usage patterns and is susceptible
to pressures of language use (Langacker 1987, 1999, 2003). Categorizing
relationships are based on the general cognitive ability of making
comparisons according to the degree of resemblance between a standard
and a target, which defines the schema-instance relation and the
prototype-extension relation. As mentioned above, a symbolic unit is
typically associated with rich knowledge structures. These knowledge
structures can serve as a basis for variable categorization. The
flexible use of a unit depends in part on the way the usage can be
variously categorized in reference to established units. Langacker
(2003) discusses the limiting case where an uncategorized lexeme lacks
inherent profile, which makes it easy to perceive its similarities with
a wide range of semantic units. This accounts for its relatively free
distribution as either a noun or a verb.
3. Comparison asymmetry and symbolic flexibility
As noted in the preceding section, symbolic flexibility in
cognitive grammar partly amounts to variable categorization of symbolic
units, which, depending on the level of entrenchment, could result in a
huge network of linked units in the mentally represented grammar.
Well-known research in this area concerns lexical polysemy (cf., [3])
(see Langacker 1987; Taylor 1995, 2002 and references therein), which is
often described in terms of schematic networks of categorizing
relationships. For instance, the various conceptions associated with
tree in (3) can be represented in a schematic network (see Langacker
1987: 378-381 for discussion):
(12) [ILLUSTRATION OMITTED]
In the above, dashed arrows represent extensions from prototypes.
Schemas are abstractions over instances, as indicated by arrows pointing
toward instances.
3.1. Nominal metonymy
In cognitive grammar, metaphor and metonymy can be treated as modes
of semantic extension, even though they have not been a central focus in
this framework as they are in the more general cognitive linguistic
literature (cf., Langacker 1993, 1999). Studies on metaphor and metonymy
within the cognitive-linguistic tradition have typically focused on the
conceptual mechanisms involved in the interaction of two semantic
structures, which are discussed largely independently of the symbolic
system. Looking more strictly in cognitive grammar terms, metaphor and
metonymy are usages that must be assessed by the units in the symbolic
system in terms of categorizing relationships. In the following, I
develop this perspective in greater detail and propose a unified
analysis of certain cases of nominal and verbal metonymy as important
cases of symbolic flexibility, though I will not try to integrate the
huge literature on metaphor and metonymy. For present purposes, I also
leave out discussion of more subtle cases of nominal metonymy involving
situational context (cf., Croft 2002).
Let us turn to a typical example of nominal metonymy, such as read
Langacker in (2b), where Langacker is understood to designate scholarly
output from Langacker. This is a case of semantic extension, which
assigns an additional value to the expression. The distinct values of
the expression can be seen in the following contrast, which is based on
a well-known test for polysemy (for discussion, see Taylor 1995, 2002):
(13) a. I asked my students to read Langacker, which was important
for their research.
b. *I asked my students to read Langacker, who visited China
recently.
The extended value of the word Langacker is not something
constructed by the linguistic system per se, but results from the
speaker's utilization of symbolic, psychological and contextual
resources (cf., Langacker 1999). Thus the particular use of the word
constitutes one facet of the usage event exemplified in (2b), which is
formally represented as follows:
(14) ((WORKS BY LANGACKER)/[langacker])
In the above, I have followed Langacker in using square brackets to
indicate unit status and parentheses to indicate non-unit structures
associated with the usage event. What (14) shows then is the
speaker's creative association of a phonological unit (indicated
here by orthography) with an intended conception, understood in its
contextual detail as evoking the domains of linguistics and scholarly
research. In the case of (2b), the question becomes how the contextual
usage (14) is assessed and thereby sanctioned by the linguistic system.
The issue breaks into two components. Firstly, (14) must be assessed by
the conventional unit (15) where Langacker designates a unique
individual:
(15) [[LANGACKER]/[langacker]]
The semantic pole indicated in (15) is shorthand for a wealth of
encyclopedic information, including the primary domain of living
thing/mind (for "humans") as well as secondary domains such as
linguistics and scholarly research (cf., Croft 2002). Secondly, (14)
must simultaneously be assessed by the symbolic unit (16), which is
activated by the use of the verb read in (2b):
(16) [[READ (tr) (lm)]/[read]]
Specifically, (14) must be categorized by a component of (16) for
combinatory purposes, either the Trajector (tr) or the Landmark (lm)
schematically specified by the relational predication READ.
By virtue of a conceptual correspondence between the intended
conception in (14) and the Landmark (lm) in (16), whose schematic
content is specified by READ as TEXT, the semantic pole of (14) can be
readily categorized as an instance of the TEXT and hence elaborates the
latter. Regarding the assessment of (14) with respect to the symbolic
unit (15), one could also detect points of resemblance on the basis of
the correspondence between LANGACKER in (15) and the "author"
component in (14). In addition, the domains supporting the intended
conception in (14), namely, linguistics and scholarly research, happen
to correspond to the secondary domains in (15). These correspondences
serve as the basis for the extension between (15) and (14). Their shared
phonological material only encourages the extension (see Langacker 1987:
387). The two simultaneous aspects of categorization, which link the
usage (14) to the linguistic system, are sketched in (17):
(17) [ILLUSTRATION OMITTED]
The double categorization of the usage indicated in (17) is crucial
in the analysis. On this account, metonymy is a facet of a usage event
that motivates and is categorized by a component in the constructional
meaning. Put differently, the metonymic interpretation, as with word
meaning in general, is closely intertwined with the construction serving
as its linguistic context (Taylor 2003; cf., Gleitman 1990). On the
other hand, the usage conflicts in its specifications with the
conventional unit the speaker decides to use. The conflict is resolved
by an extension from the unit to the usage. Note that the
"extension" here should be understood not in
"derivational" terms, but as a kind of categorizing
relationship in which a usage instance is partially compatible with the
specifications of a prototype, the relationship which Langacker (1987)
calls partial schematicity.
The extension indicated in (17) can be separately represented as
(18), using the bracket notation:
(18) ([[LANGACKER]/[langacker]] [right arrow] ((WORKS BY
LANGACKER)/[langacker]))
Note that the categorizing relationship as a whole is included in
parentheses, showing that the extension is not part of entrenched
routines. However, repeated occurrences of the same kind of extension,
as exemplified by read Proust/Shakespeare/Chomsky, etc., allow the
emergence of a schema by which the concept of a famous person associated
with the general domain of creative activity is related by extension to
the concept of the person's creative output. Note that there is
some directionality in the extension: it's hard to imagine the
reverse extension in which [WORKS BY LANGACKER] serves as the prototype
for the extension to [LANGACKER]. This poses a problem to the nature of
comparison based on similarity (i.e., extension), which is in principle
symmetrical (cf., Langacker 1987: 379-380). The similarity between A and
B motivates the bidirectional relationship A [left and right arrow] B,
as with "lime [left and right arrow] lemon" (Bowdle and Medin
2001). However, cognitive psychologists have long noted certain
comparison asymmetries, as manifested in the preference of North Korea
is similar to China over China is similar to North Korea (cited by
Bowdle and Medin 2001; cf., Tversky 1977). Langacker (1987: 379)
suggests in vague terms perceivable prototypicality as among the factors
underlying the directionality of extension. In Langacker (1993, 1999,
2001), however, nominal metonymy is argued to be a manifestation of the
cognitive ability of accessing one entity (the target) by first
accessing a related and more salient entity as its reference point (for
the relevance of reference point to other aspects of grammar, see Van
Hock 1997; Taylor 1996; Kumashiro and Langacker 2003). It stands to
reason that the directionality of extension follows from the prominence
asymmetry between the reference point and its target. The prototype in
the categorizing relation of extension, being both prominent and related
to the target, qualifies as the reference point for its target (for
similar arguments, see Bowdle and Medin 2001). Thus the relation of
extension from a perceivable prototype to an instance coincides with
that of reference point and target. On the other hand, bidirectional
extension results from the lack of prominence asymmetry between the two
entities.
Croft (2002) has proposed an account of metonymy in cognitive
grammar terms, certain elements of which are however at odds with the
spirit of cognitive grammar. Assuming encyclopedic semantics, Croft
locates metonymy in the combination of noun and predicate. On this
analysis, the semantic pole of the unit (15), i.e., [LANGACKER], is
encyclopedic both in its domain matrix (as mentioned earlier) and in its
profile. This means that works by Langacker is part of the profile
[LANGACKER]. Croft (2002: 187) suggests that the semantics of the
predicate highlights the relevant aspect of the "encyclopedic
profile", i.e., Langacker's works. In addition, Croft (2002:
192) proposes domain highlighting that is induced by the predicate. Thus
the secondary domains of [LANGACKER], i.e., linguistics and research,
are highlighted when it combines with the predicate. The essence of this
analysis is summarized in (18a):
(18) a. [[READ (tr) (lm)]/[read]] x [[LANGACKER]/[langacker]] =
"highlighting" [??] ([READ (tr) (WORKS BY LANGACKER)]/[read
langacker])
I share with Croft the emphasis on the encyclopedic view of
meaning. In my analysis, the secondary domains of [LANGACKER] are part
of the basis for the extension in (17). In addition, Croft's
insight on the relevance of combination to metonymy corresponds to the
simultaneity of the two categorizing relationships in (17), which links
the lexical extension to the partially schematic unit in (16). The major
difference between (17) and (18) lies in the "derivational" or
processual flavor of the latter. In (18), the metonymic usage appears to
be a constructive output of grammatical units via certain additional
mechanisms. However, as mentioned in Section 2, instead of being a
constructive device, cognitive grammar conceives of grammar as an
inventory of units serving to categorize usage events (Langacker 1987,
1999). This kind of "declarative" conception of grammar is
also found in construction grammar and word grammar (see Hudson 2001).
In my analysis, instead of invoking the "procedural" mechanism
of highlighting to derive the semantics of metonymy, all that is needed
are categorizing relationships between conventional units and metonymic
usage. Furthermore, Croft's idea of "encyclopedic
profile" is a contradiction in terms from the perspective of
cognitive grammar. Meaning is encyclopedic precisely in that
encyclopedic domain matrix support concept profiles, not in profiles
themselves, even though shift may occur between profile and domain
information. The proper analysis in cognitive grammar is to treat
"Langacker's works" as information in the secondary
domains supporting [LANGACKER], not part of the profile itself. I
suspect the notion of "encyclopedic profile" is an artifact of
the processual conception of metonymy.
Different predictions regarding the semantic value of metonymy
follow from (17) and (18). According to the processual analysis in (18),
the metonymic expression read Langacker should highlight the specific
type concept WORKS BY LANGACKER in the domains of linguistics and
research. On this analysis, read Langacker is basically treated as
having the same value as read works by Langacker. (1) But this does not
capture the intuition that "Langacker" as a unique individual
is also saliently implicated in the meaning of the expression. As
Panther and Thornburg (2002: 282) have argued, both the source and the
target of metonymy are mentally present. Turning to the analysis in
(17), the simultaneous presence of source and target easily falls out
from the two simultaneously present categorizing relationships. The
metonymic usage (14), i.e., ((WORKS BY LANGACKER)/[langacker]), which is
categorized as an instance of the lm of READ, must at the same time
activate the conventional unit (15), i.e., [[LANGACKER]/[langacker]].
This implies that the usage (14) simultaneously activates the different
domains associated with those units as well. In the case where (14) gets
entrenched a unit so that Langacker becomes polysemic, the activation of
(14) by a particular usage will most likely activate (15) as well. This
is expected on the spreading activation model of the network that easily
allows multiple parallel interpretations of units (see Lamb 2004 for a
similar treatment). The status of (15) as a reference point for (14), as
argued earlier, only adds to the likelihood of simultaneous activation.
This analysis also applies to the rich value associated with
metaphorical extension. For instance, star in the sense of [CELEBRITY]
may also suggest the mental presence of the concept of celestial body
(Langacker 1987: 386).
3.2. Quirky verbs in caused-motion constructions
The general outlook emerging from the discussion so far is that
nominal metonymy is a manifestation of symbolic flexibility in language
use, which can be categorized in terms of a network of categorizing
relationships. Semantic properties of the usage pattern are captured by
the character of the network. Let us now consider the cases of symbolic
flexibility associated with verbs, where the conventional value of a
verb does not support its occurrence in the construction. I first work
through the famous case of the caused-motion construction featuring the
verb sneeze as in (1b) (cf., Goldberg 1995; Goldberg and Jackendoff
2004; Pustejovsky 1995; Fauconnier and Turner 1996; Verspoor 1997; van
der Leek 2000, Boas 2003, and references therein), and then discuss the
consequences of the analysis in the next section, with respect to a much
wider range of examples.
From the perspective of cognitive grammar, (1b) itself is a usage
event whose acceptability hinges on the way it is categorized in all its
facets by speakers with reference to their internally represented
linguistic system. The categorization will most likely vary among
speakers. If every speaker categorized its semantic elements and their
relations as instantiating the semantic pole of the constructional
schema in (11), nobody would doubt its acceptability nor get any sense
of creativity associated with this usage.
The crucial point lies in the way the verb sneeze is used in (1b).
Let us suppose that for speakers who accept (1b), sneeze is used to
construe a specific kind of causal process, one that has sneezing as an
external cause or source of force, in the primary domain of causal event
model (Langacker 1991). This construal is compatible with the intended
conceptualization of caused motion associated with (1b) as a whole. In
other words, what I suggest here is that sneeze is not used in its
conventional value. Rather the usage value of the word is closely
connected to its linguistic context, as noted earlier (Taylor 2003; see
Section 3.2). This aspect of the usage event, if sanctioned by the
linguistic system, can be categorized by the schema of the caused-motion
verb in (11) as an elaboration. The construal in the use of the word
sneeze can be diagramed as follows:
(19) [ILLUSTRATION OMITTED]
The profiled causal process is indicated by the bolded double
arrow, which corresponds to the backgrounded causal potential associated
with the sneezing event. Another element in this construal is the
correspondence of the trajector of the causal processes with that of the
sneezing process, as indicated in (19). It is important to note that the
semantic structure associated with the contextual use of the word sneeze
is included in a rounded box in (19), indicating that it is not a
conventionalized value of the word. Obviously, the conventional value of
the symbolic unit sneeze differs considerably from (19) in both its
profile and domain, as given in (20) (Langacker 2003: 56):
(20) [ILLUSTRATION OMITTED]
As can be seen in (20), the word sneeze conventionally profiles the
emission of sound, air, etc., as indicated by the bolded arcs, with a
potential force transmission in the base, as indicated by the double
arrow. The primary domain that is implicated is physiological reaction.
In addition, given the potential force transmission in the base, the
secondary domain of causal event model may be involved as well, if only
tangentially. What is "quirky" about the verb in a usage event
like (1b) lies with the conceptual tension between (19) and (20). In
other words, the use of the word sneeze in (1b) typically activates the
symbolic unit (20), which however sharply diverges from the intended
conceptualization in (19).
The problem could be resolved if (20) and (19) could be connected
by a categorizing relationship of extension. I suggest that such an
extension is indeed plausible, based on the perceivable correspondences
between the profile in (20) and the base of (19), the secondary domain
of (20) and the primary domain of (19). One could abstract from the
different profiling in (20) and (19) to arrive at a conception that is
schematic for both, which serves as the basis for extension. Once the
verb sneeze is associated with the semantic structure in (19) by
extension, it can be categorized by the caused-motion verb schema in
(11) as an elaborative instance. These relations are diagramed in (21),
which incorporates both the lexical categorization of the use of sneeze
and its categorization by the caused-motion verb schema in (11):
(21) [ILLUSTRATION OMITTED]
The parallels between (21) and (17) should be apparent, a prominent
feature of both being the double categorization of a facet of usage
event. What makes (21) more complicated is related to the nature of the
usage that is involved, namely, the process predication associated with
verbs. Thus general modes of lexical categorization unify the flexible
use of both nouns and verbs, which should be expected from the
usage-based orientation of cognitive grammar.
There is another cognitive motivation for the extension illustrated
in (21), which again parallels (17). Given that the conventional value
of sneeze in (20) corresponds to the external cause or source of force
for caused motion, as indicated in (21), one cannot fail to note a
certain salience asymmetry between the external cause and the caused
motion: the physical process of sneezing is intrinsically more salient
than the resultant but virtually invisible force transmission that
impacts an entity. Owing to this cognitive asymmetry, a conceptualizer
could evoke a caused-motion event by first focusing on its salient
external cause. Thus the prototype value of sneeze qualifies as the
reference point for its extension, the target in the categorizing
relationship, as in the case of nominal metonymy discussed earlier. As
in the nominal case, one can hardly imagine the reverse direction in
categorization, namely, having (19) as the prototype that categorizes
(20).
4. Explaining the character of quirky verbs
The analysis of the quirky verb sneeze in the caused-motion
construction presented above is based on the double categorization of
the verb as a facet of the usage event, which resolves the conceptual
tension between the contextual use of the verb and the symbolic unit
that is most likely to be activated. The extension involved in the
categorization, which is indicated in the lower half of (21), is exactly
the source of creativity and unconventionality hinted in Section 1. As
could be expected, the extension, even though cognitively plausible,
could to lead to different reactions from different language users. For
some speakers, the extension is not possible, due to the highly
divergent profile configurations between the standard and the target.
For speakers who accept (1b), the extension helps produce a creative
instance of the constructional schema (11). Note that the categorizing
relationships in (21) as a whole are put within a rounded box, showing
that these linked relationships have not entered into the grammar as
entrenched cognitive routines. This implies a low probability of
occurrence for (1b) (cf., Boas 2003).
This analysis has a number of additional implications that need to
be spelled out, which will provide a perspective on the specific
questions raised in Section 1 and the character of quirky verbs in usage
events. The proposed analysis should be favored over alternatives to the
extent that aspects of an unconventional usage event, which proved
problematic to other accounts, fall into place under the present
analysis. Spelling out the implications will necessarily bring in
discussion of more illustrative examples, which hopefully will help
consolidate the analysis.
4.1. The semantics of unconventional usage events
Obviously, the sneeze-type of caused-motion in (1b) is just one
instance of many unconventional usage events that can be characterized
in terms of a conceptual gap between the conventional value of the verb
and its constructional context. (Note: nominal metonymy evinces the same
sort of gap, though involving nouns.) Examples (5-9) are all cases that
can be looked at this way. Another prominent class is intransitive motion construction (Talmy 1985; Croft 1991; Goldberg 1995; Goldberg and
Jackendoff 2004):
(22) a. The boat floated into the cave.
b. The ball rolled down the hill.
c. The train screeched into the station.
d. The knee replacement candidate groaned up the stairs.
The verbs in the above examples designate manner of motion or sound
emission. The use of these verbs in motion construction is
unconventional to the extent that the entrenched value of these verbs as
manifested in intransitive construction (cf., The man groaned.) has no
intrinsic connection with motion. So the question is, where is the
motion component encoded?
To return to (1b) first, the analysis in the preceding section goes
a long way toward capturing the intuition regarding the multiple facets
of its semantic value mentioned in Section 1, in particular, both
"sneezing" and "caused motion" are salient elements
in the overall construal associated with the utterance. In addition, the
subject can be interpreted as both a 'sneezer' and a
'causer'. These different facets stem from the discrepancy
between the conventional value of the verb and the intended
conceptualization associated with the utterance. Interpreting the
analysis in (21) in terms of interaction between linguistic system and
usage events, the utterance (1b) activates the constructional schema
(11) for its categorization, but one facet of (1b), i.e., the contextual
use of the verb sneeze indicated in (19), activates both the
caused-motion verb schema and the conventional unit (20) as its
prototype and reference point, again paralleling the case of nominal
metonymy (cf., [17]). The analysis claims that the unit in (20) is not
directly categorized by the caused-motion verb schema (cf., Langacker
2003), but it still contributes to the semantic value due to the
simultaneous activation by (19). Note however that it is difficult (if
not impossible) to incorporate (20) into (11), i.e., the composite value
of (1b) expressing caused motion, due to highly divergent profile
configurations. This should be expected on the network conception of
semantic value according to which the conceptual import of a usage event
is not propositional but a set of interrelated semantic units (cf.,
Langacker 1987).
While both (20) and the caused-motion verb schema are argued to be
activated by the contextual use of the verb sneeze indicated in (19),
for speakers who accept (1b), the caused-motion verb schema obviously
takes priority over (20), as it is directly reflected in the grammatical
structure of (1b) and serves to give grammatical import to the extension
in (21). The double interpretation of the subject as both a
'sneezer' and a 'causer' mentioned earlier is also a
result of the network of relationships in (21), with some elements
linked by correspondences. By virtue of the priority of the
caused-motion verb schema, the 'causer' status takes
precedence over the 'sneezer' status. In other words, the
constructional meaning contains the role of causer-trajector as part of
the caused-motion profile, which however corresponds to the
sneezer-trajector in the base of (19).
A central claim of this analysis is that the contextual use of the
verb sneeze in (1b) is associated with a conceptualization that diverges
from its conventional value. In other words, the meaning of the verb
changes according to its constructional context. This should be
expected, since a symbolic unit in cognitive grammar is regarded as a
complex category, whose form and meaning typically vary in language use.
As an indication of the variation, an adverb modifying sneeze must be
construable as modifying caused motion as a whole, as seen in the
following contrast:
(23) a. Frank suddenly sneezed.
b. (?) Frank suddenly sneezed the napkin off the table.
In addition, certain otherwise expected modifiers are ruled out,
once the verb is associated with an extension. This is illustrated on
the verb laugh:
(24) a. They laughed loudly.
b. *They laughed the poor guy out of the room loudly.
c. *They loudly laughed the poor guy out of the room.
Note that the change in verb meaning is induced by the pressures of
language use, and follows general patterns of categorization. The
categorizing relationship motivating lexical changes is a pattern of
usage that will not necessarily become part of the grammar unless
through entrenchment. Thus the nature of lexical changes is treated
differently from accounts invoking lexical rules. What Goldberg (1995)
sees as the problem of "implausible verb senses" only arises
if grammar is kept entirely separate from usage.
Other instances of unconventional usage events listed in (5)-(9)
and (22) can be treated in the same fashion. Consider (22a) that
expresses the motion of the boat in a sailing manner. Under the
encyclopedic view of meaning, there are overlapping structures between
FLOAT and MOVE. Floating is also a salient manner accompanying the
motion of a boat. Therefore, the contextual use of the verb float can be
taken to mean "move in a floating manner", which is
categorized by the conventional value of the word as an extension. As in
the sneeze case, this use of the verb activates both the conventional
unit (float as a manner verb) and a motion verb schema. Slobin (2000:
132) observes that in this kind of usage speakers "seem to conceive
of manner and directed motion as a single conceptual event, making it
difficult to have a mental image of one without the other". This
kind of conceptual effect is nicely captured by the simultaneous
activation of different units. While Slobin's remarks are made in
the context of a discussion of motion events in the so-called
satellite-framed language (cf., Slobin 2003), the preceding discussion
demonstrates the same kind of double salience effect in nominal
metonymy, unconventional caused-motion patterns, and arguably other
cases in (5)-(9) and (22). Consider for example the apparent
inseparability of 'smiling' and 'expressing
gratitude' in (6), which has nothing to do with motion. What is at
issue then may be a much more general phenomenon related to symbolic
flexibility.
4.2. Against invariant verb meaning
Looking again at (21), since the conventional unit (20) is always
activated by the contextual use of the verb sneeze, there is an
intuitive appeal to treat it as the actual value associated with the use
of the verb. On this treatment, there is no semantic extension. Indeed,
many accounts have treated verb meaning as invariant. Langacker (2003)
argues against this approach from the usage-based perspective and
emphasizes the inseparability of lexemes and constructions (cf.,
Gleitman 1990; Taylor 2003), a point that has come up earlier in my
analysis of metonymy and novel use of verbs. Langacker suggests that the
use of sneeze in the construction induces its construal as a
caused-motion predicate. From the present perspective, this construal is
equivalent to the posited usage in (19) that describes the contextual
use of the verb. However, on Langacker's analysis, the conventional
unit (20) is directly categorized by the caused-motion verb schema as an
extension. In abbreviated form, his analysis can be represented as
([caused-motion verb] [right arrow] [[SNEEZE]/[sneeze]]). This analysis
risks being misunderstood as saying that the conventional unit (20)
directly participates in the construction, and hence implies no change
in meaning, though this does not appear to be Langacker's position.
It is also unclear how such a categorizing relationship is established
in the first place, given that the two structures involved are very
different in their profile/domain specifications. By contrast, the
analysis in (21) retains the usage-based spirit but makes explicit the
missing link in the categorizing relationship between the conventional
unit and the caused-motion verb schema.
Several constructional approaches have treated verb meaning as
invariant when a verb combines with a construction (Jackendoff 1990;
Goldberg 1995; Goldberg and Jackendoff 2004). In the view of Goldberg
(1995), systematic differences in meaning between syntactic patterns
featuring the same verb are directly attributed to semantics of the
relevant syntactic pattern (i.e., construction). While Goldberg does
recognize lexical and morphological polysemy, in practice she adopts a
minimalist lexical semantics in treating the grammatical combination of
lexemes and constructions. Goldberg and Jackendoff (2004: 534) assert
that "the verb does not change its meaning so as to license these
extra arguments". On this view, the sneeze type of example in (1b)
would be treated differently as comprising a verbal subevent and a
constructional subevent. Using the notation of Goldberg and Jackendoff
(2005), the semantics of (1b) can be represented as follows:
(25) Syntax: Frank sneezed the napkin off the table.
Semantics: FRANK CAUSE [NAPKIN GO OFF TABLE] (constructional
subevent)
MEANS: FRANK SNEEZE (verbal subevent)
On this analysis, the lexeme sneeze just means SNEEZE, either in
(1a) or (1b), and it is incorporated into the meaning of the utterance
as a "means" component, yielding the meaning "Frank
caused the napkin to move off the table by sneezing". Similarly,
Jackendoff (1990: 213-217) explicates the conceptual structure of the
way-construction (e.g., Bill belched his way out of the restaurant.) by
demoting the meaning of the verb to a subordinate conceptual clause, as
in Bill went out of the restaurant belching/ by belching (see Goldberg
1995 on means/manner readings). Note that the "means"
interpretation of the verb captures part of the intuition regarding the
meaning of such usages. In (21), the same fact is represented as the
conceptual correspondence between the conventional unit (20) and the
base of the usage (19). Nevertheless, there are several arguments
weighing against the analysis in (25) (see also Croft 2003; Langacker
2003).
First, it is far from settled that the conventional value
(understood as encyclopedic) of a verb remains constant across syntactic
patterns. Referring to the belch example mentioned above, Goldberg and
Jackendoff (2004) argue that the meaning of the verb is the same as in
Bill belched loudly. They take the invariant verb meaning to be in
accord with speakers' native intuition. However, there are other
aspects of intuition that are left out of this treatment. For one thing,
the adverb loudly, which is otherwise commensurate with the conventional
value of belch, cannot comfortably appear in the way construction (??
Bill loudly belched his way out of the restaurant) if the verb is
interpreted as the means. (2) This fact can be easily explained if the
verb is associated with a different profile/domain configuration in the
way-construction (see also [23], [24]). Furthermore, there are other
semantic differences associated with where the verb is located. (3) Van
der Leek (2000) notes the semantic differences in the following:
(26) a. Joe kicked the dog into the bathroom.
b. Joe made the dog move into the bathroom by kicking it.
As van der Leek points out, (26a) differs from (26b) in that
kicking happened there with the direction of the bathroom in mind. In
fact, I believe Goldberg has recognized this contrast as part of a
series of constraints on direct causation (cf., Fodor 1970). In
particular, she observes that "the path of motion must be
completely determined by the causal force" (Goldberg 1995: 173).
However, if kick is understood only as a means in (26a) as in (26b),
what motivates the additional constraint on the means in (26a)? Again
the determined path constraint follows straightforwardly from the
semantic extension of the verb, i.e., kick being categorized as a
caused-motion verb.
Second, on the assumption of invariant verb meaning, the semantics
of an unconventional usage event is treated as a "fiat"
proposition in the form of a conceptual paraphrase (Jackendoff 1990),
with verb meaning treated as a "means" component or other
circumstantial elements, as shown in (25). This approach leaves no room
for richer semantic value discussed earlier, such as the salience of
both "sneeze" and "caused-motion" in (1b) that
parallels double salience in nominal metonymy. The "flat"
treatment of the meaning of (1b) has another consequence. According to
Goldberg (1995) (see also Goldberg and Jackendoff 2004), verb meaning
and associated participant roles are to be "fused" with
construction meaning and associated argument roles respectively.
Goldberg is not explicit as to the actual fusion process. While Goldberg
recognizes the importance of general world knowledge in verbal semantics
and argument structure, she does not make explicit use of that knowledge
in the fusion process. Given the value of (1b) as a proposition with a
"means" component, it is not clear in what way the
'sneezer' role in the "means" component is
compatible with the causer role in the constructional event, how sneeze
can be interpreted as a means and how it can unify with CAUSE-MOVE. In a
similar vein, Mateu (2000) raises criticisms regarding the nature of
conflation in Goldberg's analysis. For instance, regarding the way
construction (e.g., John pushed his way into the bus), Mateu points out
that Goldberg does not address how the relation between push and the
postulated construction meaning CREATE-MOVE is established. (4) To make
explicit these conflation processes, one has to describe in detail how
categorizing relationships are established.
Third, the assumption of invariant verb meaning causes a problem
for the symbolic thesis of cognitive grammar, which is also a basic
tenet of construction grammar. Under the analysis in (25), a central
element (the verb) in the grammatical structure does not symbolize the
central element in the conceptualization. If this can be maintained, it
does seem to constitute an argument for the strong autonomy thesis or
the modular conception of grammar and therefore undermines the basis of
sign-based theories. A modular grammar could allow a set of
correspondence rules that deal with apparent idiosyncratic mappings
between syntax and semantics (e.g., Jackendoff 1990, 2002), and these
correspondence rules appear to approximate the notion of construction in
cognitive linguistics. However, given the view of mapping assumed in
such theories, these rules are at best weakly symbolic. By contrast, the
symbolic thesis remains intact if the verb is recategorized in the usage
event to fit into the larger constructional context.
Fourth, the view of fixed verb meaning leads to the fragmentation
of a particular construction or constructional schema (in the
terminology of cognitive grammar) that may not be adequately motivated.
On this view, the occurrence of different semantic classes of verbs in a
syntactic pattern correlates with different types of constructions,
since different verb classes apparently combine with the constructional
subevent in different ways, including the relations of means, result and
precondition, among others (Goldberg 1995, 1997; Goldberg and Jackendoff
2004). Goldberg and Jackendoff do not see any prospect of unifying the
various types of verbal subevent. Thus the sneeze type of utterance in
(1b) cannot be licensed or sanctioned by the constructional schema in
(11), since on this analysis sneeze is not a caused-motion verb.
Instead, another construction is needed for this purpose whose semantic
pole includes a "means" component. This is represented
approximately as follows:
(27) [[X/NP][CAUSE-MOVE/][Y/NP][PATH/PP][MEANS/V]]
Example (27) differs from (11) in its stipulation of a null
phonological pole for the caused-motion verb, and in the additional
"means" component symbolized by the verb. Apart from the
arbitrary nature of (27) in its symbolic structure as discussed above,
it also raises the question regarding the relation between (11) and
(27), given that they share the same syntactic form. (5) In terms of
conceptual content, lexemes should be able to activate a much greater
store of encyclopedic knowledge than grammatical patterns, since the
latter necessarily entails selective activation of possible lexical
knowledge. This means that lexemes rather than constructions may have a
richer basis for variable categorization and so are more likely to be
associated with different conceptualizations. (6)
Finally, the view of invariant verb meaning is inconsistent with
the other assumptions adopted by Goldberg and other cognitive linguists,
for example, the lexicon-syntax continuum and general acceptance of
polysemy as the norm. In addition, it is also at odds with
Goldberg's (1995) argument for "constructional
bootstrapping" in the acquisition of verb meaning, a view that
shows the inseparability of lexemes (including semantic and
distributional properties) and constructions (Langacker 2003; Taylor
2003; Croft 2001; see also Section 3). If the two postulated
constructions (11) and (27) share the same form but differ in
constructional meaning, how does a child or even an adult listener know
that sneeze just refers to the means, not the caused-motion event?
4.3. Restrictions on the verb
It is suggested in Section 4.1 that the verb in (5)-(9) and (22)
can be treated consistently as being associated with semantic extension
in the usage event, with the reference point relation underlying the
asymmetry in the extension. As can be seen from those examples, semantic
extension occurs in different types of constructions, including caused
motion, ditransitive, transitive and motion constructions. In cognitive
grammar terms, one could abstract the commonality shared by the
different instances of extension into a schema that captures general
restrictions on the semantic extension of the verb in usage events. In
other words, the disparate instances of extension in verbal semantics
have allowed a verb extension schema to emerge, with a certain degree of
type frequency (see Croft and Cruse 2004). The schema is diagrammed in
(28), which can be seen as a schematic abstraction of (21) and other
instances of extension:
(28) [ILLUSTRATION OMITTED]
A prominent topic in studying novel argument structure patterns
concerns the kind of verbs that are allowed in such patterns (see e.g.,
Goldberg 1995; Jackendoff 1990). Goldberg (1995, 1997, 1998) in
particular has proposed a variety of possible relations between verbs
and constructions, including, for instance, subtype, means, result,
manner, etc., but it is not clear how the possible relations are
constrained more generally, as it should be on this approach, by the
supposed overriding power of constructional meaning. From the present
perspective, the possible restrictions on the verb come down to the
question of what kind of verb best serves as the standard in the
categorizing relationship of extension indicated in (28).
First, the conventional value of the verb must relate to the target
of extension as a salient reference point. This entails that the
relational profile of the verb must construe a salient element in the
domain of the target profile. This restriction subsumes the various
relations between the verb and the construction mentioned above,
especially means, result, manner and precondition. Goldberg (1995: 65)
mentions the possible relevance of metonymy in these relations, but she
stops short of an explicit formulation. Let's look at how the
restriction works on some of the examples. The verb yawn could well
construe a happening accompanying a motion event, but such
circumstantial reading lacks sufficient salience to qualify as the
reference point for caused motion. Furthermore, in our encyclopedic
conception, yawning is not associated with forceful expulsion of air, in
contrast to sneezing. So there does not seem to be any notion of force
and causal potential in the conception of yawn. Thus the verb cannot be
categorized as a caused-motion verb, witness (4). It should be noted
from (28) that the reference point for a process need not be another
process necessarily linked by the correspondence of force, as is the
case in (21). Any circumstantial process construed as a salient element
in a scenario can also serve as a reference point to a target process. A
case in point is (7), where "eating" must be construed as a
salient property of a long travel in order for the sentence to be
felicitous. Likewise, nonsalient circumstantial element does not qualify
as the process reference point. This is illustrated in the following
(Goldberg 1995; Jackendoff 1990; Goldberg and Jackendoff 2004):
(29) a. *The bird chirped out of the cage.
b. *The car honked down the road.
c. *The dog barked out of the room.
d. The boat burned into the cave.
e. *Bill hid/crouched his way into the room.
f. Bill blushed his way to New York.
Arguably, the problem with these examples all comes down to whether
the verb construes a sufficiently salient event that could evoke the
targeted event within a single scenario. For sound emission verbs such
as (29a-29c), Goldberg and Jackendoff (2004) (cf., Goldberg 1995)
suggest that the verbal event must relate to the constructional event by
the relation of "result" (cf., [22c], [22d]). They therefore
propose a separate construction labeled sound emission path resultative.
On the present analysis, the requirement for the "result"
relation can be interpreted as the salience of the sound in the scenario
of a motion event, which is a more general requirement stipulated in the
verb extension schema in (28). Put differently, any sound accompanying
the motion is not necessarily salient. Interestingly, the salience of
sound emission verbs can be augmented in the way-construction, as in the
case of (7). Consider the following (Goldberg and Jackendoff 2004: 541):
(30) a. The car honked its way down the road.
b. The dog barked its way out of the room.
Though I leave open the question why the way-construction appears
to augment the salience of a circumstantial element, (7) the salience of
sound emission in (30), as in the case of (7), should be rather obvious.
This captures the contrast between (30) and (29b and 29c), noted by
Goldberg and Jackendoff (2004).
Second, the conventional value of the verb must be conceptually
linked to the extended value via the domain of the extension, as
indicated by the correspondence links in the lower half of the diagram
in (28). The correspondence of the trajectors is a necessary part of the
conceptual linkage. This requirement forms the basis of the categorizing
relationship, which is always built on conceptual correspondences. It
also follows from the reference point ability motivating the choice of
the prototype for the extension, since the reference point must show
conceptual connectivity with its target (cf., Van Hoek 1997). It should
be understood that the conceptual connectivity is a matter of degree.
The sneeze-type of example in (1b) represents a case of strong
connectivity wherein part of the base of the verb (i.e., the
"force" element) directly corresponds to the profile in the
extended value, as indicated in (21). For another example, consider an
interesting case of correspondence based on very specific encyclopedic
structures. The verb think is used in (9), owing to the abstract
supernatural force transmission in its encyclopedic meaning, which
corresponds to the profile of caused-motion in the extended value. This
example also shows that the force need not be physical impact that
causes motion. Invisible or psychological force could well have the same
effect, as seen in the word clap in They clapped the pop star onto the
stage. (8) The same remark readily applies to the verbs rinse, laugh in
(8) and (5). Note that all these cases of strong connectivity correlate
with the "means" reading of the verb. Another case represents
weaker connectivity: the profile in the extended value does not find a
correspondent in the prototype, though the base of the extended value is
still linked to the conventional unit, as indicated in (28). Examples of
this include the manner interpretation of the verb in (7), (22), and
(30).
The condition on correspondence rules out cases where the
conventional value of the verb contradicts the profile of the extended
value, unless the contradiction is overridden by some other conceptual
link (see below). This is illustrated by the following:
(31) a. *Sam convinced Bob into the room.
b. *He struck the ball across the field. (cf., He hit the ball
across the field.)
Goldberg (1995) stipulates additional conditions to cover such
cases, which are brought together in the following:
(32) a. No cognitive decision can mediate between the causing event
and the entailed motion. (Goldberg 1995: 167)
b. If the action denoted by the verb implies an effect other than
motion, then a path of motion cannot be specified. (Goldberg 1995: 170)
According to Goldberg, the verb in (31a) entails cognitive decision
on the part of the entity denoted by the direct object whereas the verb
in (31b) implies an effect other than motion. However, the verbs in
these sentences share a more general property: they both entail a
resultative change of state in the entity denoted by the direct object,
either involving the intelligence (31a) or the physical state (31b) of
the entity. In other words, the change of state is specified as part of
the profile of the verb, which can sometimes be expressed:
(33) a. Sam convinced Bob that he should go into the room. (~Bob
believed he should go into the room.)
b. He struck the ball fiat.
This shows that the profile of the verb contradicts the
caused-motion profile in the extended value. In addition, such verbs
cannot assume manner readings in (31). In such cases, one could argue,
the conventional semantic pole of the verb is activated, which however
cannot sanction the novel uses in (31).
Goldberg (1995) noted a somewhat different case:
(34) Sam carefully broke the eggs into the bowl.
Here the conventional profile of the verb implies a change in
physical state associated with the direct object the eggs, which does
not correspond to the caused-motion profile. But this contradiction is
overridden by an entrenched scenario of an individual breaking an egg
and causing it to move into a container. In cognitive grammar, such
encyclopedic knowledge can be invoked as part of the symbolic resources
in syntagmatic combination. Specifically, the Landmark (i.e., "the
eggs") of break specifies the process of breaking in greater
detail, adding a motion component in the base. This is consistent with
Lascarides and Asher's (1993) theory of discourse in commonsense entailment (DICE), according to which world knowledge overrides lexical
specifications and assigns new values (cf., Lascarides and Copestake
1998; Verspoor 1997). In other words, there is arguably a conceptual
link between egg-breaking and egg-moving.
4.4. Variation in argument expression
The surface hallmark of novel verb usages discussed in this article
is argument structure variation, in the sense that the nonconventionally
used verbs either take additional arguments typically not associated
with their lexical specifications or lose some of their
"default" arguments. Traditionally, argument structure is
taken to be a lexical property associated with verbs in the lexicon that
is entirely separate from language use. Under such an assumption,
variation in argument expression constitutes a central research question
on the so-called lexicon-syntax interface. From the present perspective,
any attempt to capture such variation has been hampered by its
completely grammar-internal and "universalist" perspective. By
contrast, variation in the type and number of arguments is easily
captured by the usage-based orientation and the theory of categorization
in cognitive grammar.
On the analysis proposed in this article, variation in argument
expression is a complication related to the nature of the categorizing
relationship that links a conventional verb unit and its contextual use,
since the semantic arguments of the verb are necessarily involved in the
categorization, as well as the process expressed by the verb. For
instance, the case focused on in earlier discussion involves argument
addition, since the intransitive verb sneezed takes a "fake"
object the napkin in (1b), as is the case with the verbs laugh and smile
in (5) and (6). In addition, as suggested earlier, the conventional
'sneezer' role associated with the verb is displaced in syntax
by a 'causer' role, which is directly symbolized by the
subject of the sentence, even though the subject is capable of double
interpretation. These changes are a function of the semantic extension
outlined earlier, which recategorizes both the process and its
participants. On this analysis, the additional argument is provided by
the construction, as in Goldberg's (1995) approach, in particular,
the caused-motion verb schema included in (11). Where I depart from
Goldberg is the proposed recategorization of the verb in the
constructional context. As can be seen in the analysis in (21), the
additional argument is also provided by the extended value of the verb.
A greater difficulty is posed by cases involving argument
reduction, as with the verbs eat, rinse, and think in (7), (8) and (9)
respectively, which are normally used transitively. The verb usage in
these examples shows the suppression of the Landmark schematically
specified by the verb. For example, in (8), repeated below as (35), the
direct object the soap is not an argument specified by the conventional
value of the verb rinse/ clean.
(35) Sam rinsed/cleaned the soap out of her eyes.
As Goldberg (1995) notes, (26) does not entail 'Sam
rinsed/cleaned the soap'. Conceptually, what Sam rinsed/cleaned are
'her eyes', which happens to be coded in (35) as the Landmark
of a motion event. On the approach of Goldberg (1995), the suppression
of verbal arguments is attributed to the cutting function of
constructions (see Goldberg 1995: 57f), but it is not made clear why
constructions have such a function and how cutting is constrained. By
contrast, the present approach again regards argument reduction as a
matter of recategorization of the verb in usage events. For instance, in
order for the verb rinse/clean to be categorized by extension as an
instance of caused-motion verb in (35), its conventional Landmark must
be suppressed in the grammar. Consider the following example:
(36) *Sam rinsed her eyes the soup out of her eyes.
The same can be said for the verb eat in the way-construction,
whose conventional Landmark cannot be expressed:
(37) *We ate hot dogs our way across the U.S. (Jackendoff 1990:
212)
The verb usages in (36) and (37) can only activate the conventional
value of the verb rinse and eat, not the caused-motion verb schema. The
conventional units that are activated cannot sanction the argument
structure of these sentences. Note that the subject argument is not
suppressed, owing to the conceptual correspondence between the Trajector
of the conventional value and that of the extended value, as indicated
in (21) and (28). In this connection, one may ask why in (34) the verb
break does not lose its Patient argument the eggs. A simple answer is
that the Patient argument in this case happens to correspond to the
Landmark in the extended value, and therefore need not be suppressed.
Therefore, variation in argument expression is a result of the attempt
to minimize any possible conflict between the conventional value and the
extended value.
Argument reduction raises a question for the simultaneous
activation by the verb usage discussed in Section 4.1. The idea is that
the particular use of the verb in (35) should activate both the
conventional unit rinse and the caused-motion verb schema. Now, in
cognitive grammar, part of the semantic value of a verb is the schematic
participants specified by the verb, which are to be elaborated by
nominal expressions. In cases where a conventional participant in the
semantic value of a verb is not directly expressed in the grammar, would
the verb still be successfully activated? In (35), the linguistic
context primes the conventional unit rinse (cf., Section 2), since its
expected Landmark appears elsewhere in the sentence. With the use of the
verb eat in (7), the situational context implicit in the sentence helps
the activation of the conventional verb unit (Taylor 2002). It is well
known that eat can be used intransitively in certain situations (see
Goldberg 2005 for discourse conditions on argument omission). Under the
network conception of linguistic knowledge, the picture that emerges is
a division of labor in language use, which gives priority to
constructional schemas rather than more distantly related units such as
the prototype for the extension of a verb.
5. Concluding remarks
The various ways in which verbs are found in alternate argument
structure patterns present a challenge to the traditional boundaries
between lexicon and syntax as well as linguistic system and language
use. This has become one of the thorny issues in mainstream linguistic
theories. The approach advocated in this article adopts the usage-based
perspective of cognitive grammar and takes more seriously the
flexibility of language use, which can have repercussions on the
linguistic system. On the present approach, lexical-syntactic
flexibility in argument expression results from the unconventional use
of a verb by semantic extension, which helps the particular verb usage
to be sanctioned by a constructional schema. The asymmetrical character
of the extension is motivated by the cognitive ability of invoking
reference point. The mechanisms behind flexible verb use are of the same
kind as those underlying nominal metonymy, both of which instantiate symbolic flexibility and manipulate the general ability of organizing
knowledge in terms of categorizing relationships. The multiple facets in
the value of a usage event, be it metonymy or verb frame alternation,
are easily captured by the network of relationships. Based on a number
of disparate constructional instances showing the same kind of extension
(i.e., type frequency), an abstract verb extension schema is extracted
and gets entrenched as a piece of grammatical knowledge. The extracted
schema captures the general restrictions on the kind of verb that can be
extended, hence constraining the space of a speaker's creativity.
Received 3 July 2003
Revised version received
6 July 2004
Nanjing University
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Notes
* Correspondence address: English Department, School of Foreign
Studies, Nanjing University, Nanjing, China 210093. E-mail:
ren.zhang@utoronto.ca.
(1.) This observation is inspired by a reviewer, who suggested the
contrast between read Langacker and read Langacker's works as a
problem for Croft (2002). However, Croft's analysis could easily
capture the contrast by suggesting that metonymy results in a type
concept (WORKS BY LANGACKER), not a grounded concept (LANGACKER'S
WORKS).
(2.) The sentence seems to be acceptable with the manner
interpretation of the verb (cf., Bill belched his way noisily out of the
restaurant (Jackendoff 1990)).
(3.) Mateu (2000) similarly criticizes as a stipulation the
conceptual paraphrases suggested by Jackendoff (1990) that subordinate
the main verb to a conceptual by-phrase.
(4.) Mateu (2000) uses these criticisms to argue for his syntactic
approach. It's beyond the scope of this article to examine his
approach in detail, but I have shown that the criticisms can be properly
taken care of within the framework of cognitive grammar.
(5.) Constructional polysemy cannot be the answer here, as (27) is
just more specific than (11).
(6.) See Croft (2003) and Van der Leek (2000) for criticisms of
postulated constructional senses.
(7.) A likely reason seems to be related to the affectedness of the
'way' by the verbal event, assuming that the word is not a
meaningless marker even in the manner interpretation, contra Goldberg
(1995).
(8.) I owe this example to an anonymous reviewer.