Navigating negative quantificational space(*).
MUSOLINO, JULIEN ; CRAIN, STEPHEN ; THORNTON, ROSALIND 等
Abstract
This paper reports the findings from an interconnected set of
experiments designed to assess children's knowledge of the semantic
interactions between negation and quantified NPs. Our main finding is
that young children, unlike adults, systematically interpret these
elements on the basis of their position in overt syntax. We argue that
this observation can be derived from an interplay between fundamental
properties of universal grammar and basic learning principles. We show
that even when children's semantic knowledge appears to differ from
that of adults, the observed differences occur within well-defined
boundaries, that is, within the limits imposed by the theory of
universal grammar. Moreover, we point to the (positive) evidence needed
by children in their passage to adulthood. We conclude that children
have incomplete rather than inaccurate knowledge, in accordance with the
continuity hypothesis. Together, these observations support the
conclusion that children draw from an arsenal of innately specified
principles in the acquisition of the grammar of quantification.
Introduction
This paper investigates the acquisition of quantificational
competence. We present the findings of a series of experiments that were
designed to assess children's knowledge of the semantic
interactions between negation and quantified NPs. On the basis of these
findings we conclude that children display early mastery of a complex
array of facts pertaining to the interaction of negation and
quantification. Moreover, we show that even when children's
knowledge appears to differ from that of adults, the observed
differences always occur within well-defined boundaries, that is, within
the limits imposed by the theory of universal grammar. Specifically, we
show that children's erroneous hypotheses regarding the
interpretation of negation and quantified NPs are constrained by the
positions that these elements occupy in overt syntax. In short,
children's wrong turns in the acquisition of semantic knowledge are
constrained by syntactic factors. Taken together, the observation of
early mastery and confined variation support the conclusion that
children draw from an arsenal of innately specified principles of
universal grammar in the acquisition of semantics, just as they do in
the acquisition of syntax.
This conclusion should not be surprising given the abstract
character of the knowledge under investigation. Nevertheless, there are
few solid results of this kind in the literature. Indeed, some
experiments in the acquisition of the grammar of quantification have
often led to the opposite conclusion, that children lack certain
principles that characterize adult linguistic systems (e.g. Philip
1995). The conclusion we draw is different. On the basis of our
findings, we contend that even in the few instances where children
differ from adults, it is possible to maintain that children do not lack
any of the relevant universal linguistic principles. That is, we argue
that children have INCOMPLETE rather than INACCURATE knowledge of the
adult grammar of their target language, in accordance with the
continuity assumption (Pinker 1984). We then point to the positive
evidence needed by children in their passage to adulthood.
The paper is organized as follows. Section 1 situates the present
investigation within the growing body of work on the acquisition of
quantificational competence. Section 2 introduces the basic facts about
the interaction of negation and quantified NPs in English. In section 3,
we present a series of experiments designed to assess children's
knowledge of the interaction between these elements. We conclude that
children most often display adultlike knowledge in this domain, but
there are also instances where children's interpretations do not
coincide with the relevant adult ones. In section 4, we attempt to show
that children's incorrect interpretations are nevertheless
compatible with UG and do not raise problems for learnability. Section 5
summarizes the conclusions we reach on the basis of the experimental
findings.
1. Children and quantifiers
From a developmental perspective, children's difficulties with
quantified expressions have been a long-standing puzzle at least since
Piaget's seminal studies on class inclusion. Inhelder and Piaget
(1964) attempted to explain children's difficulty with quantified
expressions in nonlinguistic terms, as the result of the child's
inability to distinguish part-whole relationships among sets. On the
basis of recent theoretical advances in the study of quantifiers,
however, a growing number of acquisition studies have advanced
linguistically based accounts of children's difficulty with
quantified expressions (Lee 1991, 1997; Philip and Aurelio 1991; Roeper
and de Villiers 1991; Takahashi 1991; Philip 1991, 1992, 1995; Brooks
and Braine 1996; Drozd and van Loosbroek n.d.; Chien and Wexler 1989;
Chien 1994). The main observation that has emerged from this body of
work is the fact that children are often reported to disregard the
position of quantifiers in their comprehension of relative scope; in
particular, it is claimed that the universal quantifier every is
interpreted in the same way regardless of its position in a sentence;
this phenomenon is referred to as quantifier spreading (see Inhelder and
Piaget 1964; Bucci 1978; Donaldson and Lloyd 1974 for early observations
of the phenomenon, and Philip and colleagues who coined the term).(1)
For languages like Chinese where relative-scope ambiguity is more
restricted than it is in English, it has been observed that children,
unlike adults, do not seem to map scope relations isomorphically with
the surface positions of QNPs (e.g. Lee 1991; Chien and Wexler 1989).
It is interesting to note that the bulk of this research has
focused on the interaction between two quantified NPs and in particular
on children's interpretation of sentences containing a universally
quantified NP and an existentially quantified one, as in A boy kissed
every girl or Every girl kissed a boy. In spite of the growing volume of
research on children's understanding of quantificational
interactions, very few studies have looked at the acquisition of scope
phenomena involving the interaction of quantifiers and negation (but see
Roeper and Matthei 1975, and more recently, Drozd and Philip 1993;
O'Leary and Crain 1994; Thornton 1995; and Kramer 1998,
forthcoming, for related work).
By systematically investigating the acquisition of these phenomena,
this article represents an attempt to refine our understanding of the
acquisition of quantificational competence. More generally, we take the
present investigation to contribute to a broader understanding of
children's semantic knowledge. In order to achieve this goal, we
present the results from a series of interconnected experiments designed
to assess children's comprehension of sentences containing
quantified NPs and negation. To set the stage for these experiments, we
begin by reviewing the main facts regarding the interactions of
quantified NPs and negation in English.
2. Negation and quantification in English
To preface our discussion of children's knowledge, this
section introduces some basic facts about the interpretation of negation
and quantified NPs in English. Specifically, we describe how two types
of quantified NPs, existentially and universally quantified NPs, are
interpreted with respect to sentential negation. In English, as in many
languages, the relative interpretation of negation and quantified NPs
does not always mirror the
position that these elements occupy in overt syntax (Horn 1989;
Jackendoff 1972; Lasnik 1972). To illustrate this point we consider the
interpretation of existentially quantified NPs such as some N and any N
with respect to negation. In the examples below, where both quantified
NPs occur in object position, any students must be interpreted in the
scope of negation whereas some students must be interpreted outside the
scope of negation.(2) In other words, (1a) means that there are no
students seen by John (abbreviated ?? [exists]). In this case, we use
the term isomorphic interpretation, since the overt positions of
negation and the quantified NP any students coincide with their relative
interpretation. By contrast, (1c) asserts the existence of students that
were not seen by John (abbreviated [exists] ??). Here, since the
relative interpretation of negation and the QNP some students does not
mirror their overt position, we will use the term nonisomorphic
interpretation.(3) The LF representations for (1a)-(1c) are given below.
(1) a. John didn't see any students. ??
[exists](x)[student(x)[conjunction] John saw(x)](narrow scope) * ??
(x)[student(x)[conjunction] ?? John saw(x)](wide scope)
b. *John saw any students.
c. John didn't see some students.
[exists](x)[student(x)[conjunction] ?? John saw(x)](wide scope) * ??
[exists](x)[student(x) [conjunction]John saw(x)](narrow scope)
The scope properties of expressions like some N and any N with
respect to negation are usually believed to follow from the fact that
the determiners some and any belong to the class of so-called positive-
and negative-polarity items (PPIs and NPIs). The main property of NPIs
is their need to be licensed, as shown in the contrast between (1a) and
(1b) (see, e.g., Baker 1970; Ladusaw 1979; Linebarger 1980; Progovac
1994).(4) This example also illustrates that negation is a possible
licenser for NPIs. Notice also that negative polarity items must be
interpreted in the scope of the element that licenses them (see
Linebarger 1980 for a precise formulation of this requirement). By
contrast, positive-polarity items like some cannot be interpreted in the
scope of clausemate negation, as illustrated in (1c).
Lack of isomorphism between overt position and relative
interpretation can also be observed in sentences with universally
quantified NPs and sentential negation. To illustrate this fact, we
consider how a universally quantified NP can be interpreted with respect
to sentential negation.
(2) a. Every student didn't solve the problem.
b. The students didn't solve every problem.
Consider (2a) first. This example sentence is ambiguous. On one
interpretation, it can be paraphrased as meaning that every student is
such that he or she didn't solve the problem; that is, none of them
did. In this case, every is interpreted outside the scope of negation
(abbreviated, every [is greater than] not). This corresponds to an
isomorphic interpretation. The other interpretation of (2a) denies that
every student solved the problem. One circumstance that verifies this
reading is one in which one student solved the problem, but all of the
others did not. Here, every is interpreted inside the scope of negation
(abbreviated not [is greater than] every). This is a nonisomorphic
interpretation. The example sentence (2b) finds the universally
quantified NP in object position. In this case, there is no scope
ambiguity. The NP every problem must be interpreted within the scope of
negation. Thus, (2b) must receive an isomorphic interpretation, which
can be paraphrased as meaning that not every problem was solved by the
students (not [is greater than] every). Thus, in the case of universally
quantified NPs, the availability of a nonisomorphic interpretation with
respect to negation depends on the syntactic position occupied by the
quantified NP: in the subject case, (2a), both isomorphic and
nonisomorphic interpretations are possible, whereas in the object case,
(2b), only an isomorphic interpretation is available. To summarize, the
interpretation of sentences with negation and quantified NPs cannot be
systematically predicted from the overt position of the elements they
contain. In addition to isomorphic interpretations, such sentences may
also allow nonisomorphic interpretations. Moreover, the availability of
nonisomorphic interpretations varies according to the lexical nature of
the quantificational elements involved, as well as their position in the
sentence.
From the point of view of a child acquiring English, this complex
interaction of factors poses familiar problems of learnability (Baker
1979; Pinker 1989; Fodor and Crain 1987). The potential problems arise
from the fact that the relative scope of negation and quantified NPs
represents an example of a partial generalization, or a partial
linguistic paradigm. That is, isomorphic or nonisomorphic
interpretations may be optional, obligatory, or impossible depending on
the lexical nature of the quantified NP involved and its position in the
sentence (subject vs. object). The problem with partial generalizations
is that they provide the basis for overgeneralization, as well as for
undergeneralization and mistaken generalization. Undergeneralization
leads to undergeneration. This would arise, for example, if the child
assumed that a sentence containing negation and a QNP could only receive
an isomorphic interpretation whereas that sentence in fact allowed both
an isomorphic and a nonisomorphic interpretation. Conversely, the child
may overgeneralize and assume that a sentence allows both an isomorphic
and a nonisomorphic interpretation whereas, in fact, only an isomorphic
(or a nonisomorphic) interpretation is possible. This would lead to
overgeneration. Finally, the child may assume that a sentence only
allows an isomorphic interpretation when, in fact, just the opposite is
true. This would represent a case of mistaken generalization.
In view of these potential learnability problems, acquiring the
meaning of sentences containing negation and quantified NPs would be
prone to error if acquisition is not held in check by principles of UG
and/or learning mechanisms that constrain the child's hypothesis
space in advance. However, the observation that all language learners
ultimately reach similar conclusions, presumably without (direct)
negative evidence, invites the inference that innately specified
knowledge is operative in the acquisition of semantics. It is reasonable
to assume, ceterus paribus, that this knowledge is encoded in
children's grammars from the earliest stages in the course of
language development. These observations motivated our experimental
investigations and led us to ask how children navigate through the maze
of quantificational interactions, what routes they follow, and how
conservative or adventurous they are in grammar formation.
3. Experimental investigations
This section reports the findings of a series of experiments
designed to assess children's knowledge of the interaction between
negation and quantified NPs. In light of the potential learnability
problems described in the previous section, the primary research
question to be addressed is the extent to which children assign the
correct scope interpretations to sentences containing negation and
quantified NPs.
3.1. Negation and existentially quantified NPs
Before we begin our experimental investigations, it will be helpful
to consider previous research on children's knowledge of the
interaction of negation and existentially quantified NPs such as some N
and any N. We review the findings from studies by Thornton (1995) and
O'Leary and Crain (1994), which suggest that four- and
five-year-old children correctly produce and interpret the NPI any with
respect to negation, but that the same children often incorrectly
produce the PPI some in situations requiring the use of any. This latter
tin, ding led to a comprehension experiment in which we tested
children's interpretation of some with respect to negation. We
found that in comprehension too, children incorrectly interpret some in
the scope of clausemate negation.
3.1.1. Previous studies: Thornton (1995), O'Leary and Crain
(1994). We begin with a review of Thornton (1995), who tested
children's comprehension of questions containing the NPI any and
negation. The study asked whether children are aware of subtle meaning
differences necessary to sort out scope relations between any and
negation in the following examples.
(3) a. Did any of the turtles :not buy an apple?
[exists](x)[turtle(x)[conjunction] ?? bought an apple(x)]
b. Didn't any of the turtles buy an apple?
??[exists](x)[turtle(x)[conjunction]bought an apple(x)]
Notice that in (3a), existential any takes scope over negation,(5)
so the question asks if there exists a turtle such that it did not buy
an apple. In (3b), on the other hand, negation takes scope over
existential any, so the question asks if there do not exist any turtles
that bought an apple. In other words, in order to calculate the
appropriate scope relations between any and negation in (3), one needs
to attend to the surface position of these quantificational elements.
Using a truth-value judgment task, Thornton tested ten children, ranging
in age between 3;6 and 4;11. The child subjects had no problems
interpreting any with respect to negation. Indeed, the subjects
correctly pointed to the turtle that hadn't bought an apple 93% of
the time in response to (3a) and they correctly pointed to the turtle(s)
that had bought an apple 85% of the time in response to (3b).
This brings us to the second study on the acquisition of polarity
sensitivity, by O'Leary and Crain (1994). These researchers report
the findings of a set of experiments designed to assess young
children's knowledge of the constraints governing the use of the
NIPs any/anything and the PPIs some/something. In a truth-value judgment
task with an elicitation component, 11 children between the ages of 4;4
and 5;4 were presented with four kinds of target sentence. These
sentences, uttered by a puppet, were descriptions of stories acted out
for the child subjects by one of two experimenters. In each case, the
puppet's statements were inaccurate descriptions of the stories and
children were therefore expected to reject these statements. The first
two types of target sentence contained the NPI anything and in their
responses to the puppet, children were expected to use a PPI instead of
an NPI. These examples are illustrated in (4) and (5). By contrast, the
target sentences in (6) and (7) each contained the PPI some/something.
In this case, children were expected to use a NPI in their answers but
not a PPI.
(4) Type 1
Puppet: None of the Ninja Turtles got anything from Santa.
Child: No, this one found something from Santa.
(5) Type 2
Puppet: Only one of the reindeer found anything to eat.
Child: No, every reindeer found something to eat.
(6) Type 3
Puppet: Every dinosaur found something to write with.
Child: No, this one didn't find anything to write with.
(7) Type 4
Puppet: Only one of the friends had some presents for Gonzo.
Child: No, none of the friends had anything for Gonzo.
O'Leary and Crain found that NPIs were (almost) never used in
response to sentences of type 1 and 2; suggesting that young children
are aware of the distributional constraints on anything. By contrast,
children were often found to (incorrectly) use PPIs like some or
something in their responses to sentences of type 3 and 4. Below are
some examples in which children produce the PPI some in contexts where
it is not expected to appear:(6)
(8) a. He didn't get something to eat. (C.E-K. 4;6)
b. Well, they didn't get some food. (E.E. 4;7)
c. None people had some presents. (E.P. 4;9)
d. So he didn't get some money. (E.G. 4;10)
So far, the evidence from the findings of both production and
comprehension studies of the NPI any supports the view that children
have adultlike linguistic knowledge of the licensing conditions on NPIs.
The same cannot be said for PPIs, however, in light of the finding by
O'Leary and Crain that children produce the PPI some in contexts in
which the NPI any is appropriate.
3.1.2. Experiment 1. Children's comprehension of some with
respect to negation. This experiment, by Musolino (1998a), was designed
to assess children's comprehension of sentences like (9), in order
to determine how they would interpret some when it occurs within the
scope of negation. The experiment sought to find out if the production
problem observed by O' Leary and Crain also extends to
children's comprehension.
(9) The detective didn't find someone/some guys.
More specifically, the question was whether or not children would
(incorrectly) interpret someone/some guys in the scope of negation. If
so, they should understand (9) to mean The detective didn't find
anyone/any guys. The research strategy was to devise an experimental
situation in which the narrow-scope reading and the wide-scope reading
of the example in (9) are both available, such that the sentence is
false on the former reading and true on the latter, in the context of
the story. If children correctly interpret some with respect to
negation, then they should accept a statement of the form in (9)in this
situation. On the other hand, if children take (9) to mean The detective
didn't find anyone/any guys, thus incorrectly interpreting some in
the scope of negation, then they should reject (9).
The subjects were 30 children ranging in age between 3;10 and 6;6:
a first group of 15 children, G1, ranging in age from 3;10 to 5;2 (mean
4;7) and a second group of 15 children, G2, ranging in age from 5;2 to
6;6 (mean 5;7). We also tested a group of adults on the basis of a
videotaped version of the stories used with children.(7) Each subject
received two warm-up stories, four test stories, that is, four sentences
of the form NP didn't V some NP,(8) and three fillers. The
protocols for the stories involved a set of characters and a specific
action to be performed by the main character and accomplished with
respect to some object(s) or other character(s). In a first round of
activity, the main character failed to accomplish the action altogether.
In a second round of activity, the main character accomplished the
action with respect to some object(s) or character(s) but, crucially,
failed to accomplish it for a specific object(s) or character(s). In the
end, therefore, a sentence of the form The character didn't V
someone/something/some N was true.
In one story, for example, a detective and his two friends decide
to play "hide and seek." While the detective has his eyes
closed, one of the characters hides behind a tree and the other one
hides under the seat of a covered wagon. After inspecting the tree, the
covered wagon, and a third hiding place without success, the detective
observes that his friends are really well hidden. He nonetheless refuses
to give up and inspects the hiding places again, this time more
carefully. The detective successfully spots the character hidden behind
the tree but again misses the one hidden inside the covered wagon.
Kermit's description of the story is The detective didn't find
someone. In this situation, it is felicitous to say "yes,"
that is, to assign wide scope to someone. The context of the story also
falsified the narrow-scope reading of someone; that is, the
interpretation where it is taken to mean anyone. Indeed, it is not true
that the detective didn't find anyone, as he found the character
hiding behind the tree. Therefore, a child who could assign only the
narrow-scope interpretation should have responded "no" to
Kermit's assertion that the detective didn't find someone.
Notice also that the last event mentioned in the experiment is the
detective who has failed to find the character hiding under the seat of
the covered wagon. The wide-scope interpretation should, therefore, be
readily available if this is consistent with children's grammars.
Here are the main results. The proportion of children's
"yes" responses to the puppet's statements gradually
increased with age. Children in G1 accepted the puppet's statements
35% of the time, whereas children in G2 accepted the puppet's
statements 65% of the time; finally, the adults in a control group
accepted the puppet's statements 100% of the time. A series of
t-tests confirmed that the differences observed in the proportions of
"yes" responses between G1 and G2 and between G2 and the adult
group are significant, t(28)=2.2, p [is less than] 0.5 and t(28)=3.4, p
[is less than] 0.01, respectively. As usual, whenever children rejected
the puppet's statement, they were asked to explain to the puppet
why they thought he was wrong. In the case of the detective story,
children said that the puppet was wrong because the detective DID find
someone, and they pointed to or mentioned the character hidden behind
the tree. We conclude from the findings that younger children, who
rejected the puppet's statements 65% of the time, have a strong
tendency to (incorrectly) assign sentences like The detective
didn't find someone an isomorphic reading, thus equating some with
any when the former occurs in the scope of clausemate negation. As
children get older, this tendency decreases (i.e. 35% rejection for
children in G2), and when they become adults they exclusively assign a
nonisomorphic interpretation.
To summarize the findings of this section, the focus has been on
the interaction between negation and existentially quantified NPs like
some N and any N. We found that children assign the correct scope
relations between any and negation, but not between some and negation.
Not only do children inappropriately use the PPI some where any is
required, it was found that younger children, especially, exhibited a
strong tendency to assign sentences like The detective didn't find
someone an isomorphic interpretation, thereby (incorrectly) interpreting
someone in the scope of negation, as though it meant anyone. In
contrast, adults obligatorily assign such sentences a nonisomorphic
interpretation; that is, they interpret someone outside the scope of
negation. Assigning a sentence an isomorphic interpretation when it
should be assigned a nonisomorphic interpretation is what we defined as
a mistaken generalization. We consider the consequences of this mistaken
generalization in section 4.
3.2. Negation and universally quantified NPs
The topic of this section is children's comprehension of
sentences containing negation and universally quantified NPs, such as
every horse. The first experiment was designed to assess children's
comprehension of sentences like Every horse didn't jump over the
fence, where a universally quantified NP occurs in subject position of a
negated clause. In the second experiment, we tested children's
comprehension of sentences like The smurf didn't buy every orange,
where a universally quantified NP occurs in object position of a negated
clause. The main finding is that children systematically reject the not
[is greater than] every interpretation of sentences containing a
universally quantified subject whereas they overwhelmingly accept this
reading when the sentences contain a universally quantified object.
Experiment 2. Comprehension of subject every and negation
As we discussed in section 1, sentences like (10) are ambiguous
between an isomorphic, (10a), and a nonisomorphic, (10b),
interpretation. Given our previous finding that children fail to assign
nonisomorphic interpretations to sentences like The detective
didn't find someone, we asked whether this observation would also
apply to sentences like (10).
(10) Every horse didn't jump over the fence.
a. [inverted]A (x)[horse (x) [right arrow] ?? jump over the
fence(x)]
b. ?? [inverted]A (x)[horse (x) [right arrow] jump over the
fence(x)]
The research question was therefore to determine whether children
have access to the nonisomorphic interpretation of sentences like (10),
that is (10b). The research strategy was to place children in an
experimental situation where both readings of (10) were consistent with
the context. The contexts were constructed to make the test sentences
true on the nonisomorphic (not[is greater than]every) interpretation,
but false on the isomorphic (every[is greater than]not)
interpretation.(9) If children have access to both interpretations, then
they should accept statements such as Every horse didn't jump over
the fence in this situation, because they are true. On the other hand,
if children only have access to the isomorphic interpretation, they
should reject such statements in the contexts provided in the
experiment.
The participants were 20 English-speaking children ranging in age
between 4;0 and 7;3 (mean 5,11) and a control group of adults who
witnessed a videotaped version of the stories used with children. Each
subject received two warm-up stories, four test stories, that is, four
sentences of the form Every N didn't VP,(10) and three fillers. The
stories typically involved three characters and an action to be
performed with respect to different objects. In a first round of
activity, all three characters fail to perform the action with respect
to the first object. Next, two of the characters -- but not the third
one -- performed the action with respect to the second object. In the
end, therefore, a sentence of the type Every N didn't VP is true of
the action performed with respect to the second object, since not all of
the characters performed that action.
In one story, for example, three horses decide to jump over various
obstacles to test their skills. First they consider jumping over a barn.
They start running toward it but as they get closer they realize that
the barn is too high for them to jump over. The horses then decide to
jump over a fence, which isn't as high as the barn. The first horse
jumps over the fence and the second one does too. The third horse
considers jumping but remembers that he hurt his leg the day before and
decides that he should rest it. So the third horse's decision is
not to jump over the fence. The puppet's description of the story
is Every horse didn't jump over the fence. In this situation, it is
felicitous to say "yes" and therefore assign the sentence a
nonisomorphic interpretation. Therefore, a child who could assign the
not [is greater than] every interpretation should respond
"yes" to the puppet's statement. The context of the story
also falsified the wide-scope reading of every over negation since it is
not true that every horse is such that it didn't jump. In other
words, it is not true that none of the horses jumped over the fence,
since two of' them did. Therefore, a child who could only assign
the wide-scope interpretation should respond "no" to the
puppet's statement.
Turning to the results, children overall accepted the puppet's
statements, on the interpretation with negation taking scope over every,
only 7.5% of the time. By contrast, the adults in a control group
accepted these statements 100% of the time. The difference between
children and adults was highly significant, t(38)= 17.92, p [is less
than] 0.0001. When children rejected the puppet's statements, (i.e.
over 90% of the time), they were asked, "what really happened in
the story?" Children said that the puppet was wrong because two
horses did jump over the fence, In other words, children failed to
access the nonisomorphic interpretation where negation takes scope over
every. Instead, they accessed the isomorphic interpretation where every
takes scope over negation. These results clearly indicate that children
were not aware of the fact that sentences like Every horse didn't
jump over the fence can receive a nonisomorphic interpretation (not [is
greater than] every). Children appear to be restricted to the isomorphic
interpretation of such sentences, whereas in the adult grammar, both
isomorphic and nonisomorphic interpretations are available.(11) This is
a typical case of undergeneralization. We examine the consequences of
undergeneralization in the next section.
Experiment 3. Comprehension of object every and negation
The observation that children reject the not [is greater than]
every interpretation of ambiguous sentences like Every horse didn't
jump over the fence led us to ask whether they would accept this
interpretation in response to sentences like The Smurf didn't buy
every orange, where the not [is greater than] every interpretation is
the only interpretation. In order to address this issue Musolino (1998b)
conducted an experiment designed to assess children's comprehension
of sentences like (11), using the truth-value judgment methodology. The
research question was to determine whether or not children would assign
every narrow scope with respect to negation (not [is greater than]
every).
(11) The Smurf didn't buy every orange.
The research strategy was to place children in a situation where
both the narrow-scope and the wide-scope reading of every with respect
to negation are under consideration. We decided to make the wide-scope
reading false in the story, and to make the narrow-scope reading
true.(12) Children who access the narrow-scope reading of every should
therefore accept statements like (11). On the other hand, children who
have access only to the wide scope reading of every should reject such a
statement.
The subjects were 20 children, ranging in age between 3;11 and 6;0
(mean 4;10). Each subject received two warm-up stories, four test
stories, that is, four sentences of the form NP didn't V every
N,(13) and three fillers. The stories typically involved a main
character who considers performing an action such as eating, buying,
cleaning, etc., with respect to two sets of three objects. In a first
round of activity, the main character considers performing to one set of
objects but, upon reflection, decides not to do so. He then performs the
action with respect to one of the objects of the second set but not the
two others. In the end, therefore, a sentence of the form The character
didn't V every N is true of the second set of objects.
In one story, for example, a Smurf decides to go to the grocery
store to buy some apples. He examines the three apples in the store to
see if he can buy them. The first two have big bruises and the third one
has a worm inside. The Smurf then decides that he is not going to buy
the apples. Instead, he thinks he may buy some oranges. There are three
oranges in the store and the Smurf starts to inspect them. The first one
is big and firm and he decides to buy it. The second one is not firm
enough and the third one is too small. So the Smurf ends up buying only
one of the three oranges. The puppet's statement at the end of the
story is The Smurf didn't buy every orange. In this situation, it
is felicitous to say "yes" since it is indeed true that the
Smurf didn't buy all the oranges. The context of the story also
falsified the wide-scope reading of every over negation; that is, the
interpretation where it is taken to mean that none of the oranges were
bought. Indeed, it is not true that the Smurf didn't buy any
oranges since he actually bought one. Therefore, a child who could only
assign the wide-scope interpretation should have responded
"no" to the puppet's statement that the Smurf didn't
buy every orange.
Here are the main results. We found that children accepted the
puppet's statements, that is, the not [is greater than] ever),
interpretation, 85% of the time. Recall that this interpretation was
accepted only 7.5% of the time in the case of sentences like Every horse
didn't jump over the fence. We found the difference between these
two acceptance rates to be highly significant, t(38) = 9, p [is less
than] 0.0001. We conclude that while children cannot assign sentences
like Every horse didn't jump over the fence a not [is greater than]
every interpretation, they correctly assign such an interpretation to
sentences like The smurf didn't buy every orange.(14)
In this section, we have presented a number of experiments designed
to investigate children's knowledge of the semantic interactions
between quantified NPs and negation. Let us now take stock. In this
series of experiments, we have been concerned with the extent to which
children can assign relevant adultlike interpretations to sentences
containing negation and quantified NPs. The pattern emerging from our
findings is that, when the relevant adult interpretations correspond to
what we have been calling isomorphic interpretations, as in the case of
sentences like Did any of the turtles buy an apple/Didn't any of
the turtles buy an apple or The Smurf didn't buy' every
orange, children display adultlike knowledge. On the other hand,
whenever the appropriate adult interpretations correspond to
nonisomorphic interpretations, as in the case of sentences like The
detective didn't find someone and Every horse didn't jump over
the fence, children typically fail to assign such interpretations.
Instead, they assign these sentences isomorphic interpretations. This
leads us to the descriptive generalization in (12):
(12) The observation of isomorphism:(15)
Unlike adults, young children systematically interpret negation and
quantified NPs on the basis of their position in overt syntax. It is
interesting to note that while some studies on the acquisition of
quantificational knowledge have (implicitly) reached a similar
conclusion about quantifier-negation interaction (e.g. Thornton 1995;
Kramer forthcoming) and other scope phenomena (such as the interaction
between universally and existentially quantified NPs, e.g. Brooks and
Braine 1996); others such as Roeper and Matthei (1975), Drozd and Philip
(1993), and Philip (1995) have found that children often disregard the
overt position of quantifiers in their calculation of scope. However, it
is hard to compare the results from these different studies since they
used different experimental methodologies. It is also not clear whether
the phenomena under investigation, quantifier-quantifier interaction vs.
quantifier-negation interaction, should be treated uniformly (see
discussion in section 4). In the next section, we explore the origins
and the consequences of the observation in (12).
4. The roots and consequences of isomorphism
At the outset of our investigation, we remarked that acquiring the
meaning of sentences containing negation and quantified NPs poses a
potential learnability problem. Our experimental findings and the
observation in (12) suggest that this problem is real. Seemingly
adhering to (12), children were found to undergeneralize in the case of
sentences like Every horse didn't jump over the fence and to form a
mistaken generalization in the case of sentences like The detective
didn't find someone. The observation that children do not always
arrive at the correct generalization raises two main questions. First,
one needs to explain how children eventually arrive at the correct
generalization and hence converge on the adult system of interpretation.
In other words, how do children recover from undergeneralization and
mistaken generalization? Second, we need to determine what drives
children to deviate from the correct generalizations in the first place.
That is, how can we account for the observation of isomorphism? The
remainder of this article is devoted to addressing these two questions.
4.1. The consequences of isomorphism
Let us start with an analysis of children's isomorphic
interpretations of sentences like Every horse didn't jump over the
fence. For adult speakers, such sentences are ambiguous between an
isomorphic and a nonisomorphic interpretation. Adults have a strong
preference for the nonisomorphic interpretation. This fact was
established by Musolino, who interviewed 15 adults (all undergraduates
at the University of Pennsylvania) and asked them what they thought the
sentence Every horse didn't jump over the fence meant, without any
farther specification. For 12 of the 15 subjects, the sentence was taken
to mean that not all the horses jumped over the fence; a nonisomorphic
interpretation (not [is greater than] all). For two subjects, the
sentence was taken to mean that none of the horses jumped over the
fence; an isomorphic interpretation (every [is greater than] not).
Finally, one subject found the sentence to be ambiguous between an
isomorphic and a nonisomorphic interpretation. ,On the basis of these
results,(16) it seems implausible to suppose that children fail to
assign sentences like Every horse didn't jump over the fence a
nonisomorphic interpretation simply because such interpretations are in
general less preferred or somehow harder to access than isomorphic
interpretations. Rather, the finding is that interpretations that are
highly preferred by children are highly dispreferred by adults, and
vice-versa (Crain et al. 1994 provide a model of parsing and learning
that predicts this pattern of behavior for children and adults).
From the perspective of learnability, children's
undergeneralization in the case of sentences like Every horse
didn't jump over the fence does not pose a serious problem.
Children's interpretations, although different from adults',
are nonetheless perfectly compatible with UG and the adult system.
Children just happen to have INCOMPLETE knowledge, rather than
INACCURATE knowledge. To converge on the adult grammar, children simply
need to add to the interpretations that their grammars already generate.
Because adults prefer nonisomorphic interpretations, there will be ample
positive evidence. From a learnability perspective, it is clearly
advantageous for learners to initially assign linguistic representations
that are dispreferred by the sentence-parsing mechanism.(17)
This brings us to what we called a mistaken generalization. We
found that young children assigned an isomorphic interpretation to
sentences like The detective didn't find someone, incorrectly
interpreting someone within the scope of clausemate negation. From a
learnability perspective, mistaken generalizations are more problematic
than undergeneralizations. Not only do children have to learn that
sentences like The detective didn't find someone can receive a
nonisomorphic interpretation; they must also learn that such sentences
CANNOT receive an isomorphic interpretation. In other words, children
need to "unlearn" their initial interpretive hypothesis. On
the assumption that children do not have access to (direct) negative
evidence, we are faced with a potential learnability problem.(18)
One solution to this problem would be to assume that children have
access to indirect negative evidence. That is, after hearing enough
sentences like NP didn't V some N in wide-scope contexts (i.e. some
[is greater than] not) but never in narrow-scope contexts (not [is
greater than] some) children may be able to infer that such sentences
cannot be used in narrow-scope contexts. Another possibility is that
positive evidence leads children to abandon their initial hypothesis
that sentences like The detective didn't find someone can mean The
detective didn't find anyone. This is in fact what we want to
argue.
Following Musolino (1998a, 1998b), we propose that there exists
positive evidence that, once encountered by children, has the effect of
compelling them to expunge from their grammar the (incorrect) initial
assumption that some can be interpreted in the scope of clausemate
negation. Based on the evidence, children are forced to interpret some
outside the scope of clausemate negation, as in the adult grammar.
Specifically, we contend that what children need to learn is that some
and any are allomorphs, that is. different morphological realizations of
the same abstract lexeme. The argument proceeds as follows. First, we
present independent evidence suggesting that some and any should be
treated as allomorphs in the adult grammar. Second, we show that this
property can be learned and we point to what we take to be the specific
triggering data. Finally, we show that learning that some and any are
allomorphs has the desired effect, in the sense that it effectively
resolves the learnability problem.
The view that some and any are different morphological realizations
of the same underlying element was originally proposed by Klima (1964)
as part of a more elaborate theory of polarity licensing. The essence of
Klima's proposal is that the licensing condition on the
distribution of NPI/PPI pairs like some/any can be expressed as a
syntactic transformation (Klima's rule of indefinite
incorporation). It was later argued, however, in particular by Ladusaw
(1979), that the licensing condition on NPIs and PPIs must be semantic
in nature and cannot be syntactic. To quote Ladusaw (1979:1), "This
dissertation formulates and defends the thesis that the principles which
account for the limited distribution of PSI's [polarity-sensitive
items] are semantic and not syntactic." If Ladusaw's view is
correct, does it entail that we should abandon the idea that some and
any are morphological variants of one another? We believe that the
answer is "no." We can only conclude from Ladusaw's
position that if we were to treat some and any as allomorphs then the
alternation between these two forms cannot be regulated by SYNTACTIC
factors (i.e. a syntactic transformation such as Klima's rule of
indefinite incorporation). Since the claim that some and any are
allomorphs does not entail that one should also adhere to Klima's
syntactic version of the licensing condition, it should there, fore be
immune from Ladusaw's criticism. In what follows, we will therefore
argue that there are reasons to believe that some and any are
allomorphs, regardless of the precise nature of the licensing condition
on PSIs (for a view similar to our own, see Krifka 1994).
The evidence regarding the special morphological status of some and
any comes from the behavior of the pair in VP-elliptical contexts. The
examples below suggest that VP ellipsis can ignore certain features like
the presence or absence of negation, since some and any, in (13) and
(14), can serve as antecedents for one another, indicating that some
form of sloppy identity may be at work there.
(13) John didn't eat any soup but I did John didn't eat
any soup but I did* <s>eat any soup/eat some soup</s>
(14) John ate some soup but I didn't John ate some soup but I
didn't* <s>eat some soup/eat any soup</s>
If so, we should expect other negative polarity items, such as
budge an inch or give a red cent, for example, to behave in the same
fashion under VP ellipsis. Surprisingly, however, (16), which is
parallel to (13), is unacceptable. The fact that budge an inch and give
a red cent are NPIs is illustrated in (15).
(15) a. John didn't budge an inch/give a red cent to charity.
b. *John budged an inch/gave a red cent to charity.
(16) *John didn't budge an inch/give a red cent to charity but
Mary did <s>budge an inch/give a red cent to charity.</s>
On the morphological approach advocated here, this puzzling set of
facts receives a natural explanation. On this view the perceptible
difference between some and any is a phonetic illusion. Underlyingly
(i.e. before spell-out), some and any are the same morpheme, which we
will call [Alpha]. On the analysis we propose, the derivation of (13)
proceeds as follows.
Pre-spell-out:
Step 1: John didn't eat [Alpha] soup but I did eat [Alpha]
soup. Step 2: John didn't eat [Alpha] soup but I did.
Post-spell-out:
Step 3: John didn't eat any soup but I did.
At step 1, the underlying form of some and any, [Alpha], appears in
both VPs. At step 2, VP ellipsis can take place under identity:(19) the
upper VP [eat [Alpha] soup] serves as the antecedent for the lower VP,
[eat [Alpha] soup]. At the point of spell-out, where the elements must
be phonetically realized (step 3), the question arises as to how [Alpha]
will surface. There are two options: some or any. In this case, [Alpha]
occurs in the scope of negation where it can be licensed as any, as in
step 3.
The second part of the argument is to show how children could learn
that some and any are allomorphs. Musolino (1998b) observes that
children may learn this fact on the basis of simple questions like the
ones in (17).
(17) a. Do you want some juice?
b. Do you want any juice?
The assumption is that children's word learning is guided by a
principle of contrast according to which a difference in form reflects a
difference in meaning (i.e. different words mean different things) as
argued by Clark (1987, 1993). Then the lack of contrast in meaning
between the two questions in (17), in spite of the difference in form
(i.e. some vs. any), should lead children to assume that some and any
cannot be two separate words. This, in turn, leads children to the
conclusion that some and any must be different morphological
realizations of the same lexical element.(20) Thus, the existence of
questions like (17) in the PLD, in conjunction with knowledge of the
principle of contrast, leads children to deduce that some and any are
allomorphs.
The next step in the argument is to show how learning that some and
any are all allomorphs suffices to force children to abandon their
incorrect initial hypothesis that some can be interpreted in the scope
of clausemate negation. The crucial observation is that allomorphs are
subject to the condition of mutual exclusivity. In the case at hand,
this means that if one of two allomorphs, that is, any, must be
interpreted in the scope of clausemate negation (by virtue of its NPI
status) then the other allomorph, some, cannot also be interpreted in
the scope of clausemate negation; rather it must be interpreted OUTSIDE
the scope of clausemate negation. So although some and any have the same
lexical meaning, that is, they are both existential determiners, these
two allomorphs contrast, in the sense that one must be interpreted
within the scope of clausemate negation (i.e. any) while the other must
be interpreted outside the scope of clausemate negation (i.e. some). In
this case, therefore, mutual exclusivity translates as a ban against a
similar scope reading with respect to a logical operator such as
negation. On this view, therefore, the "positive" behavior of
some (i.e. the fact that it can't be interpreted in the scope of
clausemate negation) is a consequence of its special morphological
relation to any (for a similar view, see Krifka 1994). In short,
learning that some and any are allomorphs induces a blocking effect a la
Pinker (1986).(21)
To summarize, the observation that children undergeneralize with
respect to their interpretation of sentences like Every horse
didn't jump over the fence and that they form a mistaken
generalization in the case of sentences like The detective didn't
find someone does not raise a serious learnability problem. We have
argued that in both cases, children have access to positive evidence
from the input that leads them to the correct generalizations and,
hence, guides them in their passage to adulthood.
4.2. The roots of isomorphism
In this section we consider the following question: what prevents
children from assigning nonisomorphic interpretations? Specifically, we
consider two hypotheses regarding children's inability to assign
nonisomorphic interpretations. The first is that children fail to assign
nonisomorphic interpretations because their grammar does not yet
generate such interpretations. On this view, children and adults assign
different formal representations to sentences such as Every horse
didn't jump over the fence or The detective didn't find
someone. We call this the "grammatical" hypothesis. A second
hypothesis is that children can assign such sentences formal
representations corresponding to nonisomorphic interpretations; however,
in the course of language comprehension, they fail to access such
representations. We call this the "parsing" hypothesis. The
available evidence favors the grammatical hypothesis, in our view. We
argue, moreover, that isomorphism can be derived from the interaction of
a learning principle, the subset principle, along with fundamental
properties of UG; thereby making the case that the acquisition of
semantic knowledge is driven and constrained by universal principles of
grammar as well as universal principles of learning. Before we present
the argument, however, we consider the parsing hypothesis in more detail
and explain why we think that the grammatical explanation is more
adequate.
On the parsing hypothesis, the difference between children and
adults may be assumed to lie in their respective ability to revise their
initial interpretations of sentences containing negation and quantified
NPs. The initial interpretations, in turn, correspond to isomorphic
interpretations since sentences are incrementally parsed from left to
right. In order to arrive at a nonisomorphic interpretation, however,
the initial order imposed by the parser must be revised. Hence,
nonisomorphic interpretations are computationally more costly than
isomorphic ones. On the assumption that children lack the computational
resources (i.e. working memory) necessary to revise their initial
interpretations, they are stuck with isomorphic interpretations. On this
view, children who failed to access nonisomorphic readings would be,
metaphorically, trapped by the parser. As children grow older and
mature, the story would go, so does their processing capacity, and at
some point, like adults, they become capable of revising their initial
interpretations and eventually manage to access nonisomorphic
interpretations.
Although attractive, the parsing approach faces a number of
empirical difficulties. First, it has been shown by Crain et al. (1996)
that children between the ages of 3;5 and 5;10 were perfectly capable of
accessing inverse-scope relations for sentences like Every dwarf ate a
pizza. In other words, children overwhelmingly accepted such sentences
(i.e. 92% of the time) in contexts where every dwarf ate the same pizza;
that is, a pizza was eaten by every dwarf (a [is greater than] every),
which corresponds to a nonisomorphic reading. If it is the case that
children fail to access nonisomorphic readings for sentences containing
negation and quantified NPs because these readings are somehow harder to
access than isomorphic readings (for the reasons discussed above), it
remains mysterious why children can access nonisomorphic readings for
sentences like Every dwarf ate a pizza. Also, on this view, it is hard
to explain why adults have a strong preference for the allegedly more
difficult interpretation of sentences like Every horse didn't jump
over the fence, that is, the nonisomorphic interpretation.
Second, we have seen that sentences like The detective didn't
find someone are problematic for children in both comprehension and
production. Children incorrectly interpret such sentences on a
narrow-scope reading and they also produce them in narrow-scope
contexts, that is, in contexts where adults would use any instead of
some. If children's difficulty with sentences like The detective
didn't find someone has to do with the parser, it is mysterious why
this problem should also surface in production. On the grammatical view,
however, this parallelism between comprehension and production is what
one should expect. That is, if children incorrectly assign sentences
like The detective didn't find someone a formal representation
corresponding to a narrow-scope reading, it comes as no surprise that
they should experience difficulty in both comprehension and production.
We now turn to the grammatical hypothesis.
Let us reconsider children's interpretation of sentences like
Every horse didn't jump over the fence. Recall that in the adult
grammar such sentences are ambiguous between an isomorphic (every [is
greater than] not) and a nonisomorphic reading (not [is greater than]
every). However, in languages like Chinese, for example, such sentences
are not ambiguous -- they permit only an isomorphic reading. The example
in (18) illustrates this property (the judgments are from James Huang,
personal communication).
(18) Mei-pi ma dou mei tiao-guo langan
`Every horse didn't jump over the fence'
[inverted]A (x) [horse(x)[right arrow]?? jump over the
fence(x)](every [is greater than] not)
Thus, the possibility of assigning nonisomorphic readings to
sentences like Every horse didn't jump over the fence (i.e. not [is
greater than] every) appears to be subject to parametric variation
across different languages. Suppose then that there exists a binary
parameter of UG, which distinguishes languages like English from
language like Chinese in the following way: on one value of the
parameter, sentences like Every horse didn't jump over the fence
only allow an isomorphic interpretation (e.g. Chinese). On the other
value of the parameter, both isomorphic and nonisomorphic
interpretations are possible (e.g. English). Notice now that these two
values create a subset/superset configuration. That is, the Chinese
value of the parameter allows a subset of the options that are possible
on the English value (isomorphic interpretation vs. isomorphic and
nonisomorphic interpretation). In order to avoid the kind of
learnability problem that would follow from initially choosing the
superset value of a parameter, it is conceivable that learners initially
opt for the subset value of the parameter, in accordance with the logic
of the subset condition (see Crain et al. 1994 for a precise statement
of this condition). This scenario is in fact compatible with the
experimental findings. Recall that English-speaking children are
initially restricted to isomorphic interpretations of sentences like
Every horse didn't jump over the fence, which is equivalent to
having initially opted for the Chinese value of the parameter discussed
above.
Thus, in the case of children's interpretation of sentences
like Every horse didn't jump over the fence, the observation of
isomorphism can be derived from the application of the subset condition.
A natural question to ask, therefore, is whether children's
(incorrect) isomorphic interpretation of sentences like The detective
didn't find some guys can also follow from the application of the
subset condition. We believe that the answer is affirmative. Before
presenting our argument, however, we need to look into the theoretical
underpinnings of the scope interaction between quantified NPs and
negation. This, in turn, will give us necessary insight into the
structure of UG and it will pave the way for a derivation of isomorphism
in terms of the subset condition.
The relevant theoretical observations were made by Hornstein (1984,
1995) and Reinhart (1995, 1997). They observed that the scope
interactions between negation and quantified NPs do not seem to arise
from a grammatical mechanism involving (covert) movement (such as QR for
example). Thus, there are (at least) two separate mechanisms whereby a
quantified expression can take scope. One mechanism involves movement
operations and the other doesn't. Let us illustrate this point
using the examples in (19), from Hornstein (1995).
(19) a. Someone expects every Republican to win re-election
b. Someone expects every Republican will win re-election
As Hornstein observes, whereas every Republican can take wide scope
over someone in (19a) that is, a different person expects each of the
Republicans to win re-election (every [is greater than] some), the same
is not true in (19b). Example (19b) must mean that a single individual
(someone) is such that she expects ever Republican to win re-election
(some [is greater than] every). According to Hornstein, the
unavailability of a wide-scope reading of every Republican in (19b) is
due to the fact that moving this phrase out of the embedded subject of a
tensed clause would create a locality violation.(22) This option,
however, is possible when the embedded clause is not tensed, as in
(19a). The contrast in interpretation between (19a) and (19b),
therefore, shows that the wide-scope reading of every over some is
subject to locality constraints, a characteristic signature of
operations induced by syntactic movement.
In contrast, the example in (20), from Reinhart (1995), shows that
a quantifier like some politician seems to be immune from such locality
restrictions since a wide-scope reading easily obtains in the example in
spite of the fact that some politician also occurs in subject position
of an embedded tensed clause. That is, the sentence in (20) can mean
that some politician exists such that Max did not consider the
possibility that the politician is corrupt (some [is greater than] not).
Reinhart concludes that the widescope reading of some politicians
.cannot therefore be induced by syntactic movement, which supports the
conclusion, originally arrived at by Hornstein (1984), that there exist
two different scope mechanisms; one based on syntactic movement and the
other not.
(20) Max did not consider the possibility that some politician is
corrupt
Consider again the contrast between (21a) and (21b), that is, the
fact that a quantifier like some problems can take wide scope over
negation but a quantifier like every problem cannot. This contrast
suggests that the non-movement-based scope mechanism described by
Reinhart is not available for every quantifier (see Reinhart 1997 for a
more detailed discussion). Accordingly, Hornstein (1984) splits
quantifiers into two classes, one class of quantifiers that take scope
via movement operations, like every N, and a second class that take
scope via a non-movement based mechanism, like some N. The key
generalization is that quantifiers that take scope via covert movement
typically cannot take wide scope over negation (e.g. every N, any N) and
are, therefore, interpreted isomorphically. By contrast, quantifiers
that can take scope via the kind of mechanism described by Reinhart
(e.g., some N, two N) can take wide scope over negation and, therefore,
induce nonisomorphic interpretations.
(21) a. The detective didn't find some guys (some [is greater
than] not)
b. The detective didn't find every guy (not [is greater than]
every)
To summarize the discussion so far, we followed Hornstein (1984)
and Rienhart (1995, 1997) in arguing that there are two types of
quantified NPs. Some QNPs are assigned scope via movement operations and
yield isomorphic readings with respect to negation, as illustrated by
(21b). Other QNPs are assigned scope via a mechanism that does not
involve movement operations (e.g. choice functions, as in Reinhart 1995,
1997). Such QNPs typically give rise to nonisomorphic interpretations
with respect to negation, as illustrated by (20) and (21a). Let us call
the first class of QNPs type 1 QNPs and the second class type 2 QNPs.
The diagram below illustrates this point.
(22) QNPs
Type 1 option a = scope induced by movement
Type 2 option a = scope induced by movement option b = scope
induced by non-movement-based mechanism
The observation of isomorphism can now be rephrased as follows:
children initially treat some N as though it were a type 1 quantifier,
that is, one that cannot take scope over negation but instead must be
interpreted isomorphically. The reason for this, we believe, involves
the subset condition. As the diagram in (22) illustrates, type 1
quantifiers have a subset of the interpretive options available to type
2 quantifiers, that is, the single option, a, versus both options, a and
b. Consequently, a child faced with deciding whether a given quantifier
is of type 1 or type 2 must initially hypothesize that the quantifier in
question is of type 1, in accordance with the subset condition. If this
initial hypothesis turns out to be incorrect, however, there are further
implications for children's grammars. One possibility is that
children will misfire, as in the case of some N. In this case, children
initially assume that some N must receive an isomorphic interpretation
with respect to clausemate negation whereas, in fact, it must receive a
nonisomorphic interpretation in the adult system. Even in this case, no
learnability problem arises, since UG provides learners the means to
expunge their incorrect grammatical hypothesis, as noted earlier.
The present account makes an interesting prediction with respect to
children's interpretation of sentences like Cookie monster didn't eat two slices of pizza, which are ambiguous between an
isomorphic reading (not [is greater than] two) and a nonisomorphic
reading (two [is greater than] not). This means that a quantifier like
two N must be of type 2. However, we argued that children, following the
subset condition, initially hypothesize quantifiers to be of type 1,
which can only receive an isomorphic interpretation with respect to
negation. The prediction then is that children should initially reject
sentences like Cookie Monster didn't eat two slices of pizza on a
wide-scope, nonisomorphic interpretation (i.e. two[is greater than]not).
Musolino (1998b) tested children's comprehension of such sentences
using the truth-value judgment methodology and found that this
prediction is largely borne out. Out of 20 children in the Musolino
study, nine rejected the nonisomorphic interpretation of sentences like
Cookie Monster didn't eat two slices of pizza 94% of the time.
In sum, children's undergeneralization and mistaken
generalization in interpreting sentences like Every horse didn't
jump over the fence and The detective didn't find some guys can be
derived from the application of the subset condition. In the first case,
children's isomorphic interpretation follows from their initial
setting of a parameter distinguishing languages like Chinese and
English. In the second case, children's isomorphic interpretation
follows from the application of the subset condition in conjunction with
a universally encoded dichotomy partitioning the class of quantified
NPs.(23) In both cases, a universal learning principle conspires with
principles of UG to guide and constrain children's hypotheses
regarding the interpretation of negation and quantified NPs.
5. Conclusion
At the outset we asked how children manage to navigate through the
maze of semantic interactions between negation and quantified NPs and,
in particular, the extent to which they assign the relevant adult
interpretations to sentences containing these elements. The findings
from the present experiments show that children display early mastery of
a complex array of facts pertaining to quantification and negation, as
witnessed by their ability to assign the relevant adult interpretations
to sentences containing these elements, for the most part. In two
instances, however, we found children's interpretations to differ
from those of adults. The remarkable feature of children's nonadult
interpretations is that they differ from those of adults in a systematic
way, suggesting that children's nonadult behavior is nonetheless
governed by principles of UG. Indeed, we found children to
systematically interpret sentences containing negation and QNPs on the
basis of the position that these elements occupy in overt syntax. The
acquisition of semantic knowledge in this domain is therefore
constrained by syntactic factors. The fact that children's semantic
knowledge appears to differ from that of adults has sometimes led to the
conclusion that children lack access to certain semantic principles that
characterize adult linguistic systems (e.g. Philip 1995; Drozd and
Philip 1993). We would draw a different conclusion. On the basis of our
findings, we contend that children and adults have access to the same
universal linguistic principles. On our account, the only difference
between children and adults is that children, as learners, are sensitive
to the demands of learnability and therefore cannot hypothesize the full
adult system at once. Rather, they need to make a more restricted set of
initial hypotheses and await subsequent positive evidence to expand
their knowledge. Specifically, we argued that children's
interpretations of sentences containing negation and quantified NPs
arise from the interplay between a universally encoded dichotomy
partitioning the class of QNPs and the basic demands of learnability. In
the same spirit, we showed that children can move from their system of
interpretation to the adult system solely on the basis of positive
evidence. Therefore, the observation that children differ from adults
does not create, any learnability problems. In sum, we view
children's knowledge as incomplete rather than inaccurate. Finally,
we take the present investigation to emphasize the role of universal
grammar and language learnability in helping us understand the course of
language development.
Received 17 May 1999
Revised version received 3 January 2000
University of Pennsylvania
University of Maryland at College Park
Notes
* We are indebted to the children and the staff at the Center for
Young Children (CYC) at the University of Maryland, without whom none of
the experiments reported in this article would have been possible.
Thanks are also due to the audiences of the 1997 and 1998 Boston
University Conference on Language Development (BUCLD), the 1998 and 1999
meetings of the Linguistic Society of America (LSA), and the 1999
meeting of Generative Approaches to Language Acquisition (GALA), where
parts of this material were presented. We would also like to thank Ken
Drozd for extensive comments on earlier drafts of this paper. Finally
thanks are due to two anonymous reviewers for their helpful comments and
suggestions. Correspondence address: Julien Musolino, Institute for
Research in Cognitive Science, University of Pennsylvania, 3401 Walnut
St., Suite 400A, Philadelphia, PA 19104-6228, USA. E-mail:
musolino@linc.cis.upenn.edu.
(1.) See Crain et al. (1996) for a criticism of this view.
(2.) In all the examples used in this paper, "Y occurs in the
scope of X" can either be read as "Y occurs in the c-command
domain of X" or "Y occurs to the right of X." In order to
tease these two definitions apart, we would need cases where the
c-command relations between the QNPs and negation do not systematically
coincide with their linear arrangement.
(3.) Here, we are concerned with the relation between overt
position and relative interpretation. An interpretation is said to be
isomorphic if the two coincide and nonisomorphic if they don't. In
the context of the present article, we do not intend the notion of
isomorphism to describe the relation between the (possible) covert
position of quantifiers (i.e. their position at LF) and their
interpretation. Whether isomorphism holds between the position of
logical elements at LF and their relative interpretation is a question
that need not concern us here.
(4.) In addition to its NP1 reading, (i) any also has what is known
as a "free choice" (FC) reading, (ii).
(i) (NPI)
I don't have any money.
(ii) (FC)
Any linguist could tell you that.
It has been argued that while NPI any is best analyzed as
existential, in particular by Ladusaw (1979) and Horn (1972). FC any, on
the other hand, has universal force (Carlson 1981). For the purpose of
our study, we will only consider any in its NPI use.
(5.) Since NPI any occurs outside the scope of negation in the
example in (3a), Didany of the turtles not buy an apple?, one may wonder
how its licensing can take place. In this case, it is reasonable to
assume that what licenses NPI any, if not negation, is the fact that
(3a) is a question. Indeed, questions are another environment where NPIs
are allowed to occur, e.g. Do you have any money?
(6.) It is conceivable in these cases that children are using a
form of negation known as metalinguistic negation (Horn 1989) in their
responses. This form of negation is typically used to deny an utterance previously encountered, as in the following example: Speaker A: John had
some beans. Speaker B: John didn't have some beans. He had some
rice. The fact that in cases of type 3 children were asked to respond to
utterances containing some or something would be compatible with the use
of metalinguistic negation. This account, however, is incompatible with
the results from our comprehension experiment, where children
(incorrectly) interpret some in the scope of clausemate negation (see
experiment 1).
(7.) The stories witnessed by our control group of adults were a
videotaped version of the experimental stimulus. They were therefore
identical -- modulo the medium of presentation -- to the stories
witnessed by the children.
(8.) The test sentences were
(i) The detective didn't find someone/some guys
(ii) The Troll didn't find something/some marbles
(iii) The Cheetah didn't eat something/some food
(iv) The old man didn't hurt someone/some guys
(9.) Note that since the isomorphic interpretation (every [is
greater than] not) entails the nonisomorphic one (not [is greater than]
every), it would have been impossible to design a story where the
isomorphic interpretation was true and the nonisomorphic one false.
(10.) The test sentences were
(i) Every horse didn't jump over the fence
(ii) Every boy didn't pet the polar bear
(iii) Every caveman didn't ride on the giant turtle
(iv) Every girl didn't ride on the merry-go-round
(11.) In fact, adults display a strong preference for the
nonisomorphic interpretation of sentences of the form Every N
didn't VP. We present data to support this claim in section 4.
(12.) As in the previous experiment, the entailment relation
between the none and the not all reading (i.e. none entails not all, but
not vice-versa) dictated that we make the widescope reading false and
the narrow-scope reading true in the context of our stories.
(13.) The test sentences were
(i) The Smurf didn't buy every orange
(ii) The Smurf didn't eat every potato chip
(iii) The boy didn't clean every space robot
(iv) The farmer didn't feed every horse
(14.) Note here that the children who accepted the not every
interpretation of sentences like The Smurf didn't buy every orange
are younger than those who rejected the not every interpretation of
sentences like Every horse didn't jump over the fence (mean 4;10
vs. mean 5;11). What this shows is that children do not have a problem
with not every readings in general, since younger children can assign it
to sentences like the Smurf didn't buy every orange. Rather it
means that until a certain age, children cannot assign sentences like
Every horse didn't jump over the fence a nonisomorphic
interpretation.
(15.) It is important to keep in mind that in the present context,
isomorphism is simply an OBSERVATION. That is, we are NOT claiming that
there exists a general principle of isomorphism in the grammar of young
children that predicts that any sequence of quantificational elements
will be interpreted on the basis of their overt position.
(16.) It is also worth noting that in spontaneous speech by adults,
sentences of the form Every N didn't VP are almost exclusively used
to mean that not every N did so-and-so, a nonisomorphic interpretation.
Indeed, in the corpus of spontaneous speech collected by Musolino, not
more than two of the 30 examples were uses of the Every N/All the Ns
didn't VP construction with an intended "nobody VPed"
meaning. For a similar observation, see Horn (1989).
(17.) For a more detailed version of this argument, see Crain et
al. (1994) and Crain and Thornton (1998).
18. On the view that PPIs like some behave like pronominal elements
with respect to negation and hence that they are subject to a general
version of principle B of the binding theory, as argued in Progovac
(1994), children's problem with the interpretation of some is
reminiscent of their difficulty with the interpretation of pronouns such
as him or her (Chien and Wexler 1990: Thornton and Wexler 1999). For a
parallel treatment of these two problems, see O'Leary (1994). Note
also that using the approach developed in Progovac (1994), O'Leary
is unable to resolve the learnability problem raised by children's
incorrect use of some. One possibility not considered by O'Leary,
though, is that in order to resolve the learnability problem,
Progovac's approach regarding the status of some may need to be
abandoned. This is in fact what we are implicitly proposing here.
(19.) We are assuming a PF-deletion theory of ellipsis merely for
simplicity of exposition. As far as we can tell, our proposal is neutral
between a PF-deletion and an LF-copying approach.
(20.) For a similar argument applied to English plural morphology,
see Clark (1993).
(21.) Indeed, our approach is reminiscent of Pinker's (1986)
in the domain of the acquisition of verbal morphology. Pinker argues
that children can recover from their overgeneralization of the past
tense rule, as for example in goed instead of went, when they realize
that went and goed compete for the same cell in the verbal paradigm,
i.e. [Go + past]. Pinker invokes a version of the uniqueness principle
(Wexler and Cullicover 1980) according to which there can only be one
lexical realization of [Go + past] and it must be went, since it is what
children encounter in the input. Thus, Pinker argues, knowledge of
uniqueness in conjunction with the presence of went in the input induces
a blocking effect and allows children to expunge the incorrect form goed
from their grammar.
(22.) Specifically, Hornstein argues that moving every Republican
out of the subject position of an embedded tensed clause would be an ECP violation. The ECP (empty-category principle of Chomsky 1981, 1986; see
also Rizzi 1990, among others) is a condition that states that traces
left by movement must be properly governed. In government binding-style
frameworks the ECP typically interacts with the general rule move-alpha
so as to constrain its application and account for the local behavior of
movement-based grammatical dependencies.
(23.) For additional cross-linguistic evidence of the
classification proposed by Hornstein (1984) and its role in the
acquisition of quantification, see Lee (1996).
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