Impact of integrating disaster risk reduction philosophies into infrastructure reconstruction projects in Sri Lanka.
Palliyaguru, Roshani ; Amaratunga, Dilanthi ; Haigh, Richard 等
1. Introduction and literature review
1.1. Background
People have been living with risks ever since they first joined
efforts, shared resources and assumed responsibilities (Jeggle 2005;
Hayles 2010). Thus, communities and built environments have long been
exposed to various threats with diverse effects and resultant losses
(Bosher et al. 2009). Disaster risk reduction (DRR) has become one of
the important solutions to mitigate and to prevent disaster risks and
for speedy recovery after disasters (Palliyaguru, Amaratunga 2008;
Ginige et al. 2010; Kulatunga 2010).
1.2. Infrastructure and infrastructure reconstruction
The term "infrastructure" has different meanings in
different fields. Infrastructure includes both "hard" and
"soft" assets of societies (Anand 2005) and appears in many
forms as economic infrastructure, social infrastructure, information
technology infrastructure, etc. The President's Commission on
Critical Infrastructure Protection (PCCIP) (1997) in the United States
defined the term infrastructure as "a network of independent,
mostly privately-owned, man-made systems and processes that function
collaboratively and synergistically to produce and distribute a
continuous flow of essential goods and services".
Economically infrastructures are seen to be the structural elements
of an economy, which allow for production of goods and services without
themselves being part of the production process. These infrastructures
primarily consist of transportation services (road, railways and
bridges), energy and utilities (electricity, gas), water supply and
sanitation services, telecommunication systems, health services,
education, essential government services etc. In contrast, Jost (2000)
distinguishes infrastructure facilities between object-oriented systems
such as hospitals, police and fire stations and central food storage and
network-oriented systems such as electricity, gas, water, and sewer
systems. This research deals with the economic infrastructure, which is
generally formed as network-oriented systems and comes to society as a
product or an output of the construction industry.
A sudden disruption of infrastructure affects everyone. The
creation of significant negative consequences to infrastructure would
lead to major physical reconstruction. Infrastructure reconstruction
after major disasters involves immediate and temporary restoration,
medium-term and long-term reconstruction of infrastructure. The
differences between a routine infrastructure construction project and an
infrastructure reconstruction project may appear in many folds.
Infrastructure reconstruction is affected by the housing reconstruction
process, particularly that of the beneficiaries of a particular
infrastructure project (Devi 2010). Several differences are encountered
in the project cycle of these two types of project, in terms of
decision-making processes and key decision makers, procurement systems,
funding arrangements, and especially the need assessments (Nigim et al.
2005; Devi 2010). Post-disaster reconstruction is a very challenging
task that decision makers and recovery practitioners in
disaster-affected areas have to undertake within a limited period of
time (Chang et al. 2010a, b). In a reconstruction project, the process
is often somewhat ill planned due to financial constraints, limited time
and lack of resources. Chang et al. (2010) attribute the failures of
most of the reconstruction projects to lack of resources for
reconstruction: inadequate funding, and lack of high quality physical
and technical assistance. More importantly routine construction differs
from reconstruction based on the legislative point of view. Accordingly,
it is noted that although legal measures are available for routine
construction aimed at a safer and more sustainable environment, there is
often little provision in legislation to facilitate reconstruction
projects.
The benefits of infrastructure tend to temporarily or permanently
cease due to disaster risks. As emphasised by authors such as
Keraminiyage (2011), Oh et al. (2010), major impacts on infrastructure
facilities due to natural and man-made hazards could result in secondary
and additional impacts, compounding the problem for those communities
already affected by the hazard. This is because the impact on
infrastructure creates a vicious cycle, amplifying the impact of the
disaster to the affected community. It is a transfer of impact on the
infrastructure to the community. In order to overcome or limit these
infrastructure losses, it is important to identify patterns and ways in
which infrastructure facilities have so far been lost, damaged and
affected due to disasters.
1.3. Vulnerability of infrastructure to natural disasters
Earthquakes, storms and torrential rains, are some of natural
phenomena we refer to as "hazards" and are not considered to
be disasters in themselves (Wisner et al. 2003). Disaster risk is
generated when potential hazards interact with vulnerable conditions
(DFID 2004; McEntire 2001; Wisner et al. 2003). UN/ISDR (2004a)
describes vulnerability to hazards as the degree of exposure of the
population/property and its capacity to prepare for and respond to the
hazard. It is further defined by UN/ISDR (2004a, b) as "a set of
conditions and processes resulting from physical, social, economic and
environmental factors that increase the susceptibility of a community to
the impacts of hazards'". On the other hand, McEntire et al.
(2010) view vulnerability as a product of four components, which are
risk, susceptibility, resistance and resilience. Here, the entire
environment is classified into two sets as physical environment (which
consists of natural systems, built environment structures and
technological structures) and social environment (which consists of
individual and groups of individuals, cultural systems, political
systems and economic systems).
Buckle et al. (2001) recognise different levels of resiliency and
vulnerability. Although the concept of resiliency is defined outside
vulnerability, the view presented here is useful in understanding the
different levels of various vulnerabilities. Accordingly, it is evident
that not only people but also the built-environment structures such as
road networks, water supply and sanitation projects are too vulnerable
to disasters. Furthermore, McEntire (2001) and McEntire et al. (2010)
claim that there are innumerable variables interacting to produce a
future of increased vulnerabilities which in turn have been categorised
under physical, social, political, economic and technological headings.
In relation to all the above views, it is apparent that all different
types of vulnerabilities are commonly applicable to communities (people)
and built-environment structures. On the other hand, Wisner et al.
(2003) propose a model called "Pressure and Release model"
(PAR model) to represent the risk process. PAR model shows how disasters
occur when natural hazards affect vulnerable people and it indicates
progression of vulnerability, starting from root causes which lead to
dynamic pressure and finally to unsafe or vulnerable conditions.
In this context, the possible reason for damaged infrastructure
facilities and services is the resultant disaster risks due to natural
or man-made hazards, connected with vulnerable infrastructure facilities
and vulnerable communities. Segments of infrastructure in numerous
countries have been repeatedly subjected to natural and manmade
disasters (Nigim et al. 2005; Oni 2010). Nevertheless, it attracted
great concern after the PCCIP submitted a report which highlighted the
topic of critical infrastructures in 1997 (Robles et al. 2008).
A fact regarding physically concentrated infrastructure has been
raised by Parfomak (2008), who explains, with clarity, that
infrastructures may be particularly vulnerable to geographic hazards
such as natural hazards, epidemics, and certain kinds of terrorist
attacks when they are physically concentrated in a limited geographic
area. This raises the issue of interdependency of infrastructures, which
means that mutual dependency and interconnectivity of two or more
infrastructure facilities with each on different scales of complexity
(Leavitt, Keifer 2006; Peerenboom et al. 2002). Authors such as Oh et
al. (2010) and Robles et al. (2008) also discuss the interdependencies
of infrastructures and the various effects of this characteristic nature
of infrastructures. There are certain infrastructures that heavily
depend on services provided by some other infrastructure, for example a
water supply and sanitation system depends on an uninterrupted supply of
power. The PCCIP (1997) noted, high interdependencies and complexities
of infrastructures would result in rather minor and routine disturbances
in one infrastructure yet leading to major failures in another
infrastructure.
Peerenboom et al. (2002) identify four types of infrastructure
interdependencies as follows:
--Physical interdependency--material output of one infrastructure
is used by another infrastructure;
--Cyber interdependency--infrastructure depends on information
transmitted through information and communication infrastructure;
--Geographic interdependency--two or more infrastructures are
located in the same area and can be affected by a local event;
--Logical interdependency--condition of one infrastructure depends
on the condition of another infrastructure in a way that is not
physical, cyber or geographic (e.g. linkage through financial markets).
The extensive use of technology has dramatically increased cyber
interdependencies across all infrastructures and has contributed to
their increased complexities (Peerenboom et al. 2002). On the other
hand, technical complexity may also permit interdependencies and
vulnerabilities to go unrecognised until a major failure occurs (PCCIP
1997). Despite the positive impacts of advanced technologies they could
result in greater cyber interdependencies that make infrastructures more
vulnerable. Thus, depending on the nature of interdependency,
infrastructures can be either physically and/or technically vulnerable.
In terms of physical and technological vulnerabilities of an
infrastructure system, vulnerability can be generally distinguished
between the systems' vulnerability and the vulnerability of each
component (service lines, structures or control systems) (Jost 2000).
Conventional vulnerability assessments more often concentrate only on
structural vulnerability (damage to the structural system), but the
functional vulnerability is important because it is recognised that
functional vulnerability is greater in frequency than structural
vulnerability and functional failures precede structural failures (Jost
2000).
Notwithstanding the physical, technological, structural and
functional vulnerabilities; infrastructure facilities can also be
vulnerable in terms of social, cultural, political, economic and
developmental aspects. Not only do social environments encounter such
vulnerabilities but also built environment facilities would possess such
vulnerabilities, possibly due to inadequate capacities and cultural
barriers of institutions and professionals involved in planning,
designing, construction and maintenance of those facilities; in
addition, economic constraints may affect construction activities. The
key role and the expertise that the built environment discipline could
bring forth in the development of society's resilience to
disasters, is subject to discussion in more recent research such as
Bosher (2008), Bosher et al. (2009), Haigh and Ama ratunga (2010), Haigh
et al. (2006). Haigh and Amaratunga (2010) call for an
inter-disciplinary strategy within the built environment discipline in
order to contribute to increased resilience. Moreover, Bosher et al.
(2009) researching on improved resilience through a multistakeholder
approach, uncover the fact that the key construction stakeholders'
active role in mitigating flood risk is not sufficient and it is the
pre-construction phase of a building's life cycle that is the most
critical phase when key stakeholders need to adopt flood hazard
mitigation strategies. Wamsler (2006), presenting a very valid point,
claims that while the construction sector plays a key role in mitigating
structural aspects, the developers and planners should be able to
positively influence the nonstructural aspects of construction. However,
more research, together with empirical evidence, is required in the area
of integration of non-structural disaster risk management and the built
environment (Bosher et al. 2007).
In this context, there are many reported incidences of high costs
of damage to infrastructure due to various hazards all over the world
and specifically in Sri Lanka due to natural or man-made hazards. The
nature of impact or the extent of damage on infrastructure could vary
depending on the type of hazard it faces, its magnitude, and the prior
preparedness (Devi 2010; Freeman, Warner 2001). According to Devi (2010)
and Freeman and Warner (2001), most disastrous hazards that severely
damage infrastructures are floods, earthquakes, hurricanes and
landslides. UN/ESCAP (2006) reports that half of the world's
natural disasters and 70 per cent of all floods have been recorded in
Asian countries and much of the damage inflicted by floods is to the
infrastructure. By some estimates, infrastructure losses account for 65
per cent of all flood losses (UN/ESCAP 2006). Freeman and Warner (2001)
affirm that small changes in climate change result in large increases in
infrastructure damage. Robles et al. (2008) believe that natural hazards
could greatly affect infrastructures such as the transportation sector.
For instance, Oh et al. (2010) recognise that transportation
infrastructures are the most vulnerable type of infrastructure to
floods. Approximately 50 per cent of the World Bank's total lending
over the last decade is equivalent to the total cost of damage to
infrastructure due to natural disasters in the Asian context (Freeman
2000; UN/ESCAP 2006). The annual investment needed for post-disaster
reconstruction of infrastructure and economic recovery in developing
countries of the Asian and Pacific region would require an estimated US
Dollars 15 billion, for a total infrastructure-financing requirement
estimated at US Dollars 55 billion per year (UN/ESCAP 2006).
Sri Lanka was one of the hardest hit countries by the tsunami 2004
disaster; the destructive ocean waves devastated the coastal
infrastructure such as roads, railways, power, telecommunications, water
supplies and fishing ports, which were already in a seriously
debilitated condition due to the ethnic conflict, maintenance
negligence, lack of development investment and the effects of high
rainfall and flooding in recent years (ADB 2005; ADB et al. 2005).
Approximately eight hundred (800) kilometres of national roads together
with approximately one thousand five hundred (1,500) kilometres of
provincial and local government roads were damaged by the force of the
tsunami, along with twenty five (25) bridges and causeways located in
the North, East and South of the country (GoSL 2005; RADA 2006a, b). In
the rail sector, sections of track work, bridges, signalling and
communications systems, buildings and some rolling stock were severely
damaged on the one hundred and sixty (160) kilometre long coastline
between Colombo and Matara (GoSL 2005). Ten (10) of the twelve (12)
fishery harbours were damaged, while eight (8) were completely destroyed
(GoSL 2005). While the electricity distribution system and service
connections suffered damage throughout the tsunami affected areas, the
water supply systems reported damages on portable water treatment,
reticulation systems, and local supply systems (mainly ground water
sourced) suffered due to salt water intrusion (GoSL 2005). The damage to
Sri Lanka's infrastructure from the tsunami is estimated to be over
US Dollars 1.7 billion.
1.4. Towards a more proactive approach to vulnerability reduction:
Disaster risk reduction
Prevention (eliminating) or mitigation (reducing) of disaster risk
can be achieved by prevention or mitigation of hazard and/or
vulnerabilities. The best way of preventing or mitigating disaster
losses has been identified as preventing or mitigating vulnerabilities,
which is commonly called "vulnerability reduction". Stenchion
(1997) reiterates the fact that "development and disaster
management are both aimed at vulnerability reduction". Accordingly,
it is imperative that our future paradigm incorporates a broad scope of
variables and considers the importance of vulnerability reduction
through development and disaster management activities alike (McEntire
et al. 2002). Thomalla et al. (2006) identify DRR as one of the four
ways of reduction of vulnerability to natural hazards. Thus, it is
evident that DRR should be aimed at vulnerability reduction. In other
words, vulnerabilities can be reduced through DRR strategies.
The impetus for the DRR came largely with the severe loss of life
and property due to natural and human induced disasters. UN/ISDR (2002)
views disaster reduction as "taking measures in advance to address
vulnerabilities, reduce risk and anticipate hazards, which involve
environmental protection, social equity and economic growth, the three
cornerstones of sustainable development, to ensure that development
efforts do not increase the vulnerability to hazards". UN/ISDR
(2009a) defines it as "systematic development and application of
policies, strategies and practises to minimise vulnerabilities and
disaster risks throughout society, to avoid (prevention) or to limit
(mitigation and preparedness) the adverse impacts of hazards, within the
broad context of sustainable development".
Wisner et al. (2003) proposed model called "Access model"
is a more expanded version of their PAR model described in section 1.3
and it depicts how vulnerability is initially generated, what happens as
a disaster unfolds, how conditions need to change to reduce
vulnerability and thereby improve protection and the capacity for
recovery. The model explains how people earn a livelihood with
differential access to material, social and political resources to
reduce the vulnerabilities (Wisner et al. 2003). Moreover, "2009
Global Assessment Report on Disaster Risk Reduction: Risk and poverty in
a changing climate" by UN/ISDR (2009b) present a range of DRR
strategies to overcome vulnerabilities. It is evident from these sources
that the concept of DRR not only refers to structural or technically
advanced measures but also to soft methods such as policies, planning
and knowledge management, as it is confirmed by Mileti (1999) as well.
For example, Lawther (2009) emphasises the importance of community
involvement in post disaster re-construction to the overall success of
housing and infrastructure redevelopment.
1.5. Integration of disaster risk reduction strategies to
infrastructure reconstruction
Within the grounds of the closer two-way relationship between
disasters and development, it is apparent that disasters provide windows
of opportunities for development. Many authors such as Lewis (1999),
UN/ESCAP (2006) and Thiruppugazh (2007) discuss the opportunistic nature
of disasters. Disasters can highlight particular areas of vulnerability,
for example in areas where there is serious loss of life and physical
structures indicate the general level of underdevelopment (Stephenson,
DuFrane 2005), because the losses from natural disasters are sometimes
viewed as results of development that are unsustainable (Mileti et al.
1995 cited McEntire 2004; Oh et al. 2010). This underdevelopment may be
due to social factors (social vulnerabilities), or economic factors
(economic vulnerabilities) or some other. In this sense, reconstruction
can therefore be used as a development opportunity to help reduce
various disaster risks through the particular attention to various
vulnerabilities. This necessitates integration of DRR into
reconstruction.
DRR strategies can be categorised in various ways. Integration of
DRR philosophies into infrastructure reconstruction projects can be done
at different levels. Starting from the policy and planning strategies,
they are extended to physical/technical strategies, emergency
preparedness strategies, natural protection strategies and knowledge
management strategies. However, there is a need to identify the most
advantageous DRR strategies which would not only make built environment
facilities more disaster "resistant" but also make them less
"risky" and the communities benefiting from the facilities
more "resilient" and less "susceptible" to
disasters: basically, the ability of DRR strategies to vulnerability
reduction. In this context, an empirical investigation was conducted
with the aim of exploring the effects of integration of DRR strategies
into infrastructure reconstruction projects on vulnerability reduction
of such projects and the communities that benefited from them.
2. Research methodology
The case study approach was selected as the main research strategy
of this study supported by expert interviews. The study conducted two
case studies in Sri Lanka but this paper is entirely based on the first
case study conducted within a water supply and sanitation reconstruction
project after the tsunami of 2004. The other case study was conducted in
the southern part of Sri Lanka, and was concerned with road
reconstruction.
In the process of selecting relevant case studies, the main focus
was given to the most suitable case studies able to answer the research
questions of the study. In selecting cases from the chosen population,
this study used the theoretical sampling and purposive sampling
strategies. One of the operational criteria to select cases was, within
which the process of integration of DRR is recognised as important but
do encounter challenges during the integration. The researcher
identified a list of suitable post-disaster infrastructure
reconstruction projects that have undergone the process of integration
of DRR at different levels (road reconstruction, water supply and
sanitation reconstruction, and bridge reconstruction). The scale of the
infrastructure reconstructions projects, the level of integration of DRR
practices and the timescale of implementation of reconstruction all
contributed in the decision to select posttsunami infrastructure
reconstruction projects in Sri Lanka. Later, a screening process was
carried out based on the selected list of post-tsunami infrastructure
reconstruction projects. However, one of most important aspects in the
selection of cases was the accessibility of cases, relevant data within
the cases and knowledgeable respondents. Accordingly, the need was to
select on-going or recently completed post-tsunami infrastructure
reconstruction projects, in which suitable interview and questionnaire
respondents could be found who could best provide information about the
phenomenon. The screening process involved questioning people with
knowledge about each case and then collecting relevant documentation
from the cases prior to short listing them for the study. Accordingly,
the final selection of a water supply and sanitation project (case study
1) and road reconstruction project (case study 2) was made.
The case study project addressed in this paper ("Water Supply
and Sanitation Reconstruction Project") is a project initiated as a
post-tsunami (Indian Ocean tsunami in December 2004) reconstruction
project with the aid of United States Agency for International
Development (USAID). The water supply project is located at one of the
worst tsunami affected areas in Eastern Sri Lanka. People in the area
were experiencing a long-term ground water problem which was further
exacerbated by the tsunami of 2004. Even the main sources of water such
as individual wells were severely damaged and ceased to function after
the tsunami disaster. Instead of reconstructing the heavily damaged
traditional systems, the case study water project was initiated as an
improvement to the existing water supply system in the area. The project
is valued at 6.8 million US Dollars and completed in 2008. The
reconstruction work was undertaken by an American construction
consultancy group together with its local appointed staff in Sri Lanka
and a Sri Lankan contractor. Data were collected from the case study
project just after its physical completion.
Case study consists of a series of semi-structured interviews and a
questionnaire survey. The questionnaire survey was mainly conducted as a
triangulation for semi-structured interviews. It ensured the depth of
the study by using multiple sources of evidence. Thus, the same issue
was investigated quantitatively and qualitatively. Accordingly, the data
were gathered using three semi-structured interviews and six
questionnaires from project participants attached to the water supply
and sanitation reconstruction project. Whilst semi-structured interviews
were conducted among a civil engineer, a project manager and a quality
engineer, care was taken not to distribute the questionnaires among
those who had already taken part in semi-structured interviews within
the same case study. Ten (10) questionnaires were distributed within the
case study project and six (6) completed questionnaires were returned to
the researcher.
The semi-structured interviews were conducted and analysed first.
Later, the questionnaire survey was conducted by incorporating the
issues raised at the interviews. The semi-interview guideline was
prepared with the aim of capturing the respondents' knowledge and
experience on the integration of DRR strategies into the reconstruction
project, the actual practice of DRR strategies within the reconstruction
project, the challenges associated with integration of DRR into the
reconstruction project and vulnerabilities of the infrastructure project
and communities that benefited from such projects. After analysing the
semi-structured interview results, the authors investigated the opinion
of the respondents and behavioural variables of the case study in two
respective questions in the questionnaire survey. The aim of this was to
identify any differences between the importance and
implementation/considerations of DRR strategies within the
infrastructure reconstruction project; and the most prevailing
vulnerabilities of infrastructure projects and communities. The types
and factors forming vulnerabilities were identified from a comprehensive
literature review and the identified list was further improved through
the semi-structured interviews. Thereafter a comprehensive list was
prepared and it was used as the basis for the case study questionnaire
survey. While semi-structured interviews were analysed using NVivo
(version 8) software, the questionnaires were analysed using descriptive
statistics techniques.
The case study approach carries the difficulty of generalising the
findings to a wider population. Therefore, expert interviews were
conducted in Sri Lanka and the United Kingdom because their findings are
not context specific and therefore the overall study ensured its ability
to generalise to suitable domains. The experts were selected based on
their expertise in infrastructure construction/reconstruction and
disaster management disciplines. Accordingly, two expert interviews were
conducted in the United Kingdom and one expert interview was conducted
in Sri Lanka. The reason for selecting experts from the United Kingdom
was to capture the best practice in the developed world which can be
incorporated into developing country practices. The findings of expert
interviews were of immense use in interpreting the case study findings,
especially in describing the impact of integration of DRR into
infrastructure reconstruction on vulnerability reduction.
3. Case study findings
3.1. Vulnerabilities of infrastructure reconstruction projects and
communities
Vulnerabilities of water supply reconstruction project
In the questionnaire survey, the data was gathered using likert
scales as follows:
1 and below = Not present at all;
1 to 2 = Present to a very little extent;
2 to 3 = Somewhat present;
3 to 4 = Present;
4 to 5 = Present to a great extent.
As tabulated in Table 1, the mean values were calculated against
each factor forming water supply project vulnerability and the average
mean values were calculated against each type of vulnerability.
According to Table 1, none of the vulnerability types are found to
be "present to a greater level" or at the level called
'present'. The highest average mean values are found to be
associated with the technological, economic and developmental
vulnerabilities (mean 2.50) while the political (mean 2.38) and physical
(mean 2.33) vulnerabilities have respectively become next in-line. These
mean values indicate that they are present at a level called
"somewhat present" within the project. The next in line are
cultural (mean 2.00) and social (mean 1.75) vulnerabilities which are
"present to a very little extent".
In terms of the factors forming vulnerabilities, the highest mean
values are obtained by "isolated or weak disaster related
institutions related to water supply reconstruction" (mean 3.50),
"minimal support for disaster programmes amongst elected
officials" (mean 3.00), "lack of funding for water supply
project and lack of resources for disaster prevention, planning and
management within water supply project" (mean 3.00), "failure
to purchase insurance against potential economic losses of water supply
reconstruction project" (mean 3.00), and "inadequate routine
and emergency preparedness" (mean 3.00), of which the first two
factors form political vulnerabilities, the next two factors form
economic vulnerabilities and the last factor forms developmental
vulnerabilities of the project respectively.
Vulnerabilities of communities benefiting from water supply
reconstruction project
The same procedure was adopted to explore the level of
vulnerability of the communities who benefited from the water supply
reconstruction project. As shown in Table 2, the mean values were
calculated against each factor forming communities' vulnerabilities
and the average mean values were calculated against each type of
vulnerability.
According to Table 2, the highest average mean values are shown by
physical (mean 3.75), technological (mean 3.50), political (mean 3.50)
and social (mean 3.25) vulnerabilities, which are found to be present at
a level called "present" within the communities. In addition,
cultural (mean 3.00) and economic (mean 2.88) vulnerabilities are
"somewhat present" within the communities.
In terms of the factors forming vulnerabilities, the highest mean
values are obtained by "isolated or weak disaster related
institutions" (mean 4.50), "communities' failure to
purchase insurance against potential economic losses" (mean 4.50),
"lack of resources for disaster prevention, planning and management
within communities" (mean 4.50), "proximity of people to
natural hazards" (mean 4.00) and "inadequate routine and
emergency preparedness" (mean 4.00), of which the first factor
forms political vulnerabilities, the next two factors form economic
vulnerabilities, the fourth factor forms physical vulnerabilities and
the last factor forms cultural vulnerabilities respectively. Although
two factors have obtained the highest mean values out of the four
factors forming economic vulnerabilities, the average mean value of
economic vulnerabilities has obtained the lowest average mean value
among all other types. This can be mainly attributed to the low rate of
responses from the respondents on two factors, "growing divergence
in the distribution of wealth" and "communities' pursuit
of profit with little regard for consequences"". Most of the
respondents have indicated that they have no opinion about the existence
of these two factors.
3.2. Current position of disaster risk reduction practises within
infrastructure reconstruction projects
Data regarding the current position of DRR practises within the
infrastructure reconstruction projects was gathered through the same
questionnaire survey. It collated the data regarding the importance of
integration of DRR into the water supply reconstruction project and
their actual level of implementation/consideration within the project.
According to the average mean value calculations, the emergency
preparedness strategies (mean 4.60) were identified as the most
important group of DRR strategies while physical/technical strategies
(mean 4.10) are also found to be "very important". In
addition, the natural protection strategies are considered as
"important" with a mean value of 4.00 and the knowledge
management strategies were identified as the least important group of
DRR strategies, but still with a average mean value of 3.92, indicating
that they too are "important".
Fig. 1 depicts the comparison of importance of physical/technical
strategies and their level of implementation/consideration within the
water supply reconstruction project. According to Fig. 1, it is evident
that most of the physical/technical strategies are considered as
"very important" or "important" except the strategy
called "flood proofing of tube wells". However, all of them
seem to be adequately implemented within the project, sometimes even to
a greater extent than its level of importance.
Fig. 2 depicts the comparison of importance of emergency
preparedness strategies and their level of implementation/consideration
within the water supply reconstruction project. Although most emergency
preparedness strategies are considered "very important", none
of them are satisfactorily implemented to the extent of their importance
to the project. More importantly, it is discovered that
"prepositioning/strategic stock piling of relief material" and
"construction professionals (project participants) disaster
preparedness after reconstruction" are two strategies which are not
adequately implemented at all.
Although natural protection strategies are identified as
"important" group of strategies (mean 4.00), they too are not
adequately implemented (mean 2.50).
Fig. 3 depicts the comparison of importance of knowledge management
strategies and their level of implementation. Accordingly, "project
participants' engagement in training & educational/awareness
programs on infrastructure safety" (mean 5.00) and
"communication, information management and sharing inside the
project" (mean 4.50) are considered "very important"
strategies while others are considered "important" except
"communication, information management and sharing outside the
project" (mean 3.00) which is identified as "moderately
important". Most of all, knowledge management strategies are
adequately implemented to the extent they are considered important
except "community engagement in project decision making and
physical reconstruction". Although this strategy is considered
"important", it is only "sometimes" implemented,
which is not adequate. Further, "communication, information
management and sharing inside the project" need some improvements
as it is considered a "very important" strategy but only
"very often implemented".
3.3. The impact of integration of disaster risk reduction into
infrastructure reconstruction on vulnerability reduction
This section is intended to map the expert interview
respondents' views regarding the influences of integration of DRR
into infrastructure reconstruction with the case study questionnaire
survey results on the exiting project and communities'
vulnerabilities and the level of importance and level of
implementation/consideration of DRR strategies. The mapping exercise
identified a range of DRR strategies that was helpful in eliminating
vulnerabilities and DRR strategies that can be further implemented
within the project to eliminate the existing vulnerabilities.
[FIGURE 1 OMITTED]
[FIGURE 2 OMITTED]
Vulnerability reduction of water supply reconstruction project
According to the questionnaire survey results, the highest levels
of vulnerabilities are associated with technological, economic, and
developmental vulnerabilities. In terms of technological
vulnerabilities, the experts emphasised the importance of regular
upgrades of warning systems and proper lines of communication when
warning systems are activated. Infrastructure reconstruction projects
need to establish such lines of communication through proper
coordination with relevant external entities during reconstruction and
also duringfunctioning of infrastructure facilities. In addition, the
experts emphasised the importance of "future scenario
planning" as an effective way to role-play the warning systems and
emergency preparedness strategies, which makes project participants more
proactive about imagining disasters and their effects while they are
aware of the extent to which they should rely on such warning systems.
This is similar to having necessary training and awareness programs on
warning systems and how to react to them. Apart from that, lack of
intelligence and lack of professionalism in the people and lack of
coordination between different professionals within the reconstruction
project are other issues to be eliminated to overcome technological
vulnerabilities. As a remedial measure, in addition to project
participants' engagement in training and educational/awareness
programs, the experts encourage more synergy within professionals with
improved coordination of different professions involved in the project.
Thus the experts identify the importance of overall coordination of
different professionals involved in the projects to share their
knowledge regarding warning systems and how to deal with such warning
systems. On the other hand, it is imperative to be familiar with the
local construction technologies, design features and construction
materials in order to overcome unnecessary reliance on new technologies
which would not necessarily suit the local context. It can be achieved
by improving community engagement in project decision making and
physical reconstruction. However, according to the questionnaire survey
analysis, the technological vulnerabilities are 'somewhat
present' within the project due to a lack of the above mentioned
DRR strategies within the project. The questionnaire survey results
showed evidence that an inadequate level of implementation/consideration
of emergency preparedness strategies and knowledge management strategies
was present.
[FIGURE 3 OMITTED]
As far as the economic vulnerabilities are concerned, the experts
see that economic vulnerabilities are mostly out of project control
except strategies that can be adopted to save costs and make project
participants take rational and equitable decisions in better integrating
DRR into infrastructure reconstruction. DRR strategies such as
conducting disaster impact assessments are identified as important in
this regard. In addition, the experts emphasised the importance of
conducting whole life cycle assessments, which facilitate measuring
financial effectiveness of DRR strategies and finally to make rational
decisions about integrating DRR into infrastructure reconstruction
projects. Further, proper training and awareness could overcome the lack
of professionalism of project participants and make them aware of any
relevant regulations with regard to "project participants'
pursuit of profit with little regard for consequences". In this
context, the project had been somewhat economically vulnerable due to
the lack of these strategies within the project.
As far as the developmental vulnerabilities are concerned, expert
interview respondents attribute "project participants'
carelessness, inadequate foresights regarding designing and
reconstruction of infrastructure projects" to a lack of recognition
of different cultures and also to the poor communication, and lack of
coordination. So the experts suggested the importance of
"communication, information management and sharing outside and
inside the project", mainly to share hazards and vulnerability
related data and to make project participants aware of existing
national, organisational policies, regulations and any relevant tools
helpful at the design phase. Apart from that, the experts realised the
importance of organisational level regulations in this regard and at the
same time people being familiar with them through building capacities of
project participants on detail structural designing and planning with
particular aim emphasis on DRR. Projects can also suffer from a
"lack of detailed planning and structural mitigation of
infrastructure reconstruction projects" due to a lack of time
available for further study of the scenarios to come up with detailed
plans and a lack of preparedness to face such situations. This is where
the importance of existing information on disaster risks becomes
important. According to the experts, if designers know the real risk,
they incorporate them into the project in the form of physical
preventative (structural mitigation) measures. However, designers do not
spend time on looking for risk data unless they are readily available.
On these grounds, the proposed disaster impact assessment to the Sri
Lankan construction industry is identified as a very useful planning
tool in order to overcome the problem of lack of detailed planning and
structural mitigation of infrastructure reconstruction projects. In
addition, the experts highlighted the importance of having
professionally qualified people in scenario planning and practising in
eliminating the lack of detailed planning and structural mitigation of
infrastructure reconstruction projects. In the same manner,
"inadequate routine and emergency preparedness" can be
overcome by having proper coordination inside and outside projects of a
lack of coordination with external entities and even inside the projects
during reconstruction would prohibit built environment professionals
from effectively understanding the possible opportunities available
outside the project during emergencies. In addition, the importance of
practise and repetition are highlighted by the experts. Further, there
are useful tools that encourage developers, architects, engineers and
those working on a project to look at things systematically and undergo
necessary criteria in planning emergency preparedness activities.
Furthermore, the importance of "projectparticipants'
engagement in training & educational/awareness programs on emergency
preparedness" was highlighted by all interview respondents.
Moreover, it is valuable to obtain the service of emergency management
professionals during the reconstruction processes of built environment
facilities. However, according to the questionnaire survey analysis, the
developmental vulnerabilities are found to be "somewhat
present" within the project, which can be accordingly attributed to
a lack of the above mentioned DRR strategies within the project. It was
evident from the questionnaire survey results that "communication,
information management and sharing inside the project" need some
improvements as it is considered a 'very important' strategy
but only 'very often implemented'. Although the questionnaire
results indicate that "communication, information management and
sharing outside the project" is "moderately important',
the experts interviews suggest it is a strategy useful in eliminating
the developmental vulnerabilities of the project and thus need further
improvement.
As far as political vulnerabilities are concerned, the majority of
the experts identified that most factors forming political
vulnerabilities of reconstruction projects are out of the project
control. However, they identified certain popular strategies for
managing such factors, which sometimes fall outside the concept of DRR.
Accordingly, "minimal support for disaster programmes amongst
elected officials" is claimed to be due to an imbalance of all of
the other factors, lack of economic resources, lack of ability, and lack
of knowledge. As the experts noted, there are certain countries where
communities get minimum support for disaster programmes due to
religious, tribal or cast grounds. In this context, the only strategy
that infrastructure reconstruction projects can take up on overcoming
minimal support from amongst elected officials is to improve
communication, information management and sharing outside the projects.
According to the experts, this might improve, at least to some extent
the links between infrastructure reconstruction agencies and political
agencies such as government ministries. In addition, poor communication
was identified by the experts as an issue leading to "inability to
enforce or encourage steps for mitigation within infrastructure
reconstruction projects" too. Therefore, appropriate communication
with relevant entities outside and inside the project is a strategy to
overcome this factor. Apart from that, the experts view this inability
as being due to the perception that integration of DRR is going to cost
a lot more. To bring in cost comparison techniques as evidence to how
much a DRR integrated project would cost compared to one which has not
integrated DRR is an effective way of overcoming this issue to a certain
extent. Moreover, "isolated or weak disaster related institutions
related to infrastructure reconstruction" is a factor forming
infrastructure reconstruction projects as politically vulnerable but
which is again often out of project control. However, the experts
explained the reasons for such grounds based on the Sri Lankan context.
Accordingly, they stated that the local governments are not
appropriately looped; the mechanism goes through the administrative
hierarchy instead of the political hierarchy, which has resulted in a
lack of coordination. In this context, communication, information
management and sharing outside the project would be a better option to
deal with any relevant institutions in order to get maximum benefit from
them. In this context, as the questionnaire survey analysis reveals the
political vulnerabilities are "somewhat present" within the
project, it can be attributed to a lack of "communication,
information management and sharing inside the project" and
"communication, information management and sharing outside the
project".
Experts identified 6 key strategies to minimise the "proximity
of infrastructure reconstruction projects to natural hazards".
However, physical/technical strategies have become more poplar DRR
strategies due to pressure coming from societies to build back
immediately after a disaster. Thus physical/technical strategies such as
construction of raised roads and construction of water structures above
high flood levels were identified as the most effective strategies in
reducing the exposure of infrastructures to natural hazards. Further,
physical/technical strategies such as proper land use planning and
buffer zones for reconstruction are productive strategies which permit
infrastructure projects to be relocated into safer places. However,
commenting on implications of physical/ technical strategies, the
experts raised the issue of ignorance of very complicated processes
involving more political, legal, environmental, social and cultural
strategies that are able to provide more sustainable, long term
solutions to proximity of infrastructure to natural hazards. The
importance of proper policy and planning strategies was therefore
highlighted, which are beneficial in achieving such long-term,
sustainable solutions to proximity issues. However, it is important that
these national or local level policies are backed up by the necessary
legal arrangements for their enforcement. Furthermore, the experts
identified environmental solutions in the form of natural protection
strategies such as reforestation and vegetation of plants as solutions
to overcome proximity issues and also the factor called
"degradation of the environment due to infrastructure
reconstruction projects". In addition, environmental degradation
can be overcome using environmental strategies and policy and planning
strategies such as environmental ethics, corporate social responsibility
and corporate environmental responsibility. Focusing on the Sri Lankan
context, the experts noted another important policy and planning issue
to overcome the problem of degradation of environment: linking regular
EIA (Environment Impact Assessment) process and the proposed DIA
(Disaster Impact Assessment) process in reconstruction projects. On the
other hand, infrastructures are normally interdependent with other
infrastructures during their normal functioning, during their
construction or reconstruction and during disaster situations. Disrupted
links create much worse effects if they are not properly rectified or
necessary contingency plans are not in place. The cause of such failures
can be attributed to a lack of coordination between relevant parties.
Therefore, proper coordination with external entities responsible for
interrelationships of infrastructures is an important strategy not only
at normal times but also during reconstruction phases. As
interdependencies cannot be necessarily overcome by having a master
plan, because interdependencies between different infrastructures can be
very different from one another, planning and consideration of
interdependencies is important during reconstruction of a particular
infrastructure considering the specific context of the project in focus.
Experts thus argue that each infrastructure reconstruction project
should necessarily install or plan for suitable contingency planning
strategies depending on their own circumstances. According to the
questionnaire survey analysis, the water supply reconstruction project
is physically vulnerable to some extent. As it further identifies that
physical/technical strategies are satisfactorily implemented within the
project, the causes of existing physical vulnerabilities can be
attributed to a lack of concern about the complicated process involving
more political, legal, environmental, social and cultural strategies
that are able to provide more sustainable, long term solutions to the
proximity of infrastructure to natural hazards, the lack of
implementation of natural protection strategies and the lack of
emergency preparedness strategies such as contingency planning to face
disaster situations.
Cultural and social vulnerabilities are present within the project
to a very little extent because most of the relevant DRR strategies are
adequately implemented within the project. "Project
participants' objection to safety precautions and regulations"
is a factor which arose due to their negligence of DRR initiatives or
due to the assumption that DRR would cost more money in the project.
Hence the projects need to overcome project participants'
negligence by adopting effective strategies. As reported by the experts,
making project participants more aware about policies, regulations, and
guidelines available regarding integration of DRR practises to
infrastructure reconstruction projects would be a useful strategy in
this regard. However, as emphasised by the experts, there are instances
where logical, risk assessed decisions need to be taken based on the
content and context of the particular situation, going beyond a set of
generic rules. Further, it is important to dispel such assumptions that
DRR would cost more money in the project. Bringing in cost comparison
techniques to evidence how much DRR integrated projects would cost
compared to one which has not implemented DRR will therefore be an
effective strategy to overcome "project participants'
objection to safety precautions and regulations". The same
strategies adopted in overcoming project participants' negligence
is applicable in overcoming "dependency and absence of personal
responsibility within infrastructure reconstruction projects"
because it is a rule of thumb that professional people should act in a
professional way regardless of the situation. On the other hand, as
noted by the experts, it is important to understand that everybody
involved in reconstruction projects can often say what is good and the
benefits that can be gained. The questionnaire survey findings revealed
that "project participants engagement in training &
educational/awareness programs on infrastructure safety" is an
important strategy and also satisfactorily implemented, the existing
cultural vulnerabilities can be further overcome by incorporating
necessary elements to training & educational/awareness programs to
make project participants more aware of policies, regulations, and
guidelines available regarding integration of DRR practises to
infrastructure reconstruction projects.
As far as the social vulnerabilities are concerned, it is
"present to a very little extent" within the project because
most of the necessary DRR strategies are adequately implemented within
the project. As the experts emphasised, drawing out the experiential
knowledge that is implicit in everybody (with regard to disaster
reconstruction) and making it explicit is important because otherwise,
the implicit knowledge would not be properly transferred to necessary
bodies so making them vulnerable with insufficient knowledge about
disasters and the consequential effects and strategies to reduce such
vulnerabilities. In this context, managers need to have the techniques
in place to capture the learning and the experience of those people. In
that way, these learning processes are directly helpful in overcoming
project participants' limited education (including insufficient
knowledge) about disasters and on the other hand it can lead to proper
professional training, both formal and informal training on construction
workers and learning issues related to hazard mitigation and emergency
preparedness. As noted by some experts, limited education can only be
solved by having proper capacity building programs and through making
them familiar with existing guidelines, policies and the regulations at
national, regional, local, and organisational levels due to their lack
of knowledge about those important guidelines and also due to a lack of
communication between major construction related sectors. Furthermore,
"marginalisation of specific project participants (e.g women)"
is another factor contributing to infrastructure projects being socially
vulnerable to disasters. It is a factor closely related with project
participants' limited education (including insufficient knowledge)
about disasters and therefore as noted by the experts, it is quite
important to recognise that everybody has something to contribute to
preventing the next disaster. Apart from that, adequate participation of
all marginalised parties on professional training, learning issues
related to hazard mitigation and emergency preparedness can be helpful
in overcoming the problem of marginalisation to a great extent as in the
same manner as explained in the previous paragraph. According to the
questionnaire survey findings, it was revealed that social
vulnerabilities are present within the project to a "very little
extent", the rest can also be overcome by properly capturing the
learning and the experience of project participants, incorporating
necessary elements to training and educational/ awareness programs to
make project participants more aware of policies, regulations, and
guidelines available regarding integration of DRR practises to
infrastructure reconstruction projects and by improving communication
between major construction related sectors.
Vulnerability reduction of communities benefiting from the water
supply reconstruction project
The highest average mean values are shown by the physical,
technological, political and social vulnerabilities, which are found to
be present at a level called "present" (refer to table 2). In
addition, the communities are somewhat culturally and economically
vulnerable.
As far as the physical vulnerabilities of the communities are
concerned, it was evident that many people live close to hazard prone
areas due to their deprived economic conditions. People tend to outweigh
the danger of a disaster against the rewards. In a county like Sri
Lanka, it is not easy to address these issues because the government
then has to step in and encourage people to move away. In this context,
alleviating poverty is the most effective strategy to overcome the
communities' proximity to hazards. Major infrastructure
reconstruction projects can be of immense help in this regard by
providing opportunities to local communities to actively take part in
reconstruction projects. Apart from that, integration of DRR strategies
such as land use planning into infrastructure reconstruction which may
result in infrastructure facilities being relocated to safer places
might sometimes give some incentive to people to move away from
hazardous areas. As emphasised by the experts, land use planning can
obviously reduce the proximity of communities to hazards. However, it is
a long and time consuming process and it has been something highly
impractical in a country like Sri Lanka due to communities' social,
cultural and livelihood characteristics and their personnel attitudes.
Therefore, these are some important aspects to be effectively balanced
during reconstruction. Moreover, the effects of detailed planning on
overcoming communities' proximity to natural hazards were
highlighted by the experts. It is especially important in planning of
infrastructures such as road networks. Here, the location specific
characteristics of the communities are to be taken into consideration
during the planning phases of road reconstruction projects. As noted by
the experts, the construction professionals should be able to understand
all the characteristics of communities before deciding to relocate or
some other major changes to infrastructures. This leads to the important
DRR strategy called "community engagement in project decision
making and physical reconstruction". "Environment
degradation" has to be overcome by integrating necessary policy and
planning strategies and natural protection strategies to infrastructure
reconstruction projects. However, as revealed by the questionnaire
survey, the communities are physically vulnerable to hazards. This can
be attributed to a lack of "community engagement in project
decision making and physical reconstruction", no relocation of
infrastructure and lack of natural protection strategies.
In terms of overcoming the technological vulnerabilities of the
communities, the experts noted that warning systems need to be regularly
upgraded and at the same time the communities should be educated about
those upgrades. There is a tendency that people neglect some disaster
warnings due to conflicting warnings given by different entities.
Therefore, it is important to make communities aware of the existing
warning systems, possibly by "community engagement in training and
educational/awareness programs" with particular focus on how
warning systems work and further by "community engagement in
project decision making and physical reconstruction". On the other
hand, although the communities are not necessarily supposed to be aware
of new technological advances in infrastructure reconstruction projects,
they become technologically vulnerable when they have "inadequate
foresights regarding new technology for reconstruction" because it
is a factor that makes them less aware of newly added features/benefits
of infrastructure projects. As noted by the experts, the communities
should be aware of what alternative services are available in case of
disruption of infrastructure due to disasters and how to get connected
to such services. Therefore, necessary activities should take place to
make communities aware of these. In that way, again "community
engagement in training & educational/awareness programs" and
"community engagement in project decision making and physical
reconstruction" are two important DRR strategies which are useful
in making communities aware of new technological advances of
infrastructure reconstruction projects. According to the questionnaire
survey results, although "community engagement in training &
educational/awareness programs on infrastructure safety" had
adequately taken place, the communities are identified as
technologically vulnerable. The reason can be therefore attributed to a
lack of "community engagement in project decision making and
physical reconstruction".
Although the communities are found to be politically vulnerable,
the factors forming such vulnerabilities are out of project control,
according to the experts. Social vulnerabilities of the communities can
be largely overcome by having communities involved in necessary training
& educational/awareness programs and by engaging them in project
decision making and physical reconstruction. This would not only allow
communities to learn, but also construction professionals to learn and
share communities' knowledge. This knowledge exchange is an
effective 'bottom-up' approach. The experts did not claim any
major DRR strategies useful in overcoming "massive and unplanned
migration to urban areas". On the other hand, the communities
become socially vulnerable due to marginalisation of some social groups
and individuals. Marginalisation of the communities can take place in
the form of lack of access to services provided by the infrastructure
projects during their normal functioning or during disaster situations.
As noted by the experts, in certain post-disaster reconstruction work,
infrastructure service providers reinstall disaster affected
infrastructure assuming the entire community has equal access to those
infrastructures. However, in certain South Asian regions, there are
instances that some infrastructure services are available only to a
limited group of people, mainly due to prevailing political and cultural
situations such as on cast grounds. In addition, the communities can
become marginalised due to a lack of opportunities to actively take part
in infrastructure reconstruction projects. According to the
experts' views there are DRR strategies which are able to bring
many benefits to the projects and the communities, apart from
eliminating marginalising community members. Accordingly, there are
instances where infrastructure reconstruction needs the knowledge of the
local communities. Apart from that, "women" are another
community group more often subject to marginalisation. The
marginalisation of women was noted as an important issue especially in
reconstruction of water supply and sanitation projects. Thus, there is
no one fit solution, but infrastructure planning should be based on the
prevailing conditions in the local settings. Therefore, as emphasised by
the experts, arguably the best way to understand is to work with the
people. However, it might be difficult for the governments to get fit
people to actually work on infrastructure reconstruction projects. In
such situations, it is advisable to get the service of people who are
struggling due to poor economic conditions or who may have lost their
livelihoods, and they can be trained and used as part of the
reconstruction effort. According to the questionnaire survey results,
although "community engagement in training and
educational/awareness programs on infrastructure safety" had
adequately taken place, the communities are identified as socially
vulnerable. The causes of this can therefore be attributed to a lack of
understanding of local community needs and lack of "community
engagement in project decision making and physical reconstruction".
As far as cultural vulnerabilities of the communities are
concerned, it is possible to overcome using some DRR strategies.
"Communities' lack of concern towards disasters and inadequate
foresight regarding consequences of disasters to water supply
project" can be overcome by engaging the communities in project
decision making and physical reconstruction and by directing those
actively engaged workers for necessary training and
educational/awareness programs. "Communities' objection to
safety precautions & regulations" was also identified as a
factor to be overcome by making communities aware of potential benefits
of any proposed safety precautions & regulations related to
infrastructure reconstruction projects. According to the experts'
views, "inadequate routine and emergency preparedness" is
again a factor that can be overcome by making communities aware about
how to react in case of an emergency with regard to receiving the
service of a particular infrastructure (for example, water supply and
sanitation projects) or the alternative services supplied by such
infrastructures during emergency situations. Finally, "dependency
and absence of personal responsibility within communities" was
identified as something which needs to be eliminated by improving
community engagement in project decision making and physical
reconstruction. In that way, almost all factors contributing to the
communities being culturally vulnerable are eliminated by improving
community involvement in infrastructure reconstruction projects and by
conducting necessary training and awareness programs on the matters of
concern.
In terms of economic vulnerabilities, although none of the experts
appropriately identified any DRR strategies beneficial towards
overcoming "communities' pursuit of profit with little regard
for consequences", "communities' failure to purchase
insurance against potential economic losses" and "lack of
resources for disaster prevention, planning and management within
communities", they emphasised some DRR strategies which are
beneficial in overcoming "growing divergence in the distribution of
wealth". Experts believe that reconstruction gives an opportunity
to people to take part in reconstruction activities so that they can
overcome issues such as hunger and loss of employment. However, the
benefits are not equally distributed among all individuals and social
groups due to a lack of coordination between the communities and
reconstruction agencies. Therefore, infrastructure reconstruction
projects need to have better coordination with communities to identify
their wealth needs with regard to the particular service supply of the
infrastructure project in focus. Although coordination in this nature
does not fall under the DRR concept, issues such as demand forecasts
need to be appropriately calculated with proper understanding of
community needs. As noted by the experts, demand forecasts are also
important in planning appropriate emergency preparedness strategies such
as contingency plans.
4. Conclusions
The concept of DRR is an important solution to mitigate and to
prevent disaster risks and for speedy recovery after disasters. The
literature suggests that aiming at 'vulnerability reduction'
is a useful approach in integrating DRR into necessary social or
physical elements. The empirical results revealed the existing practise
of DRR within a water supply reconstruction project in terms of their
importance and level of implementation. Accordingly, emergency
preparedness strategies were identified as the most important group of
DRR strategies, while physical/technical strategies were also identified
as a very important group of DRR strategies. Although the emergency
preparedness strategies are considered very important, none of the
emergency preparedness strategies are satisfactorily implemented to the
extent of their importance to the project while most of the
physical/technical strategies are adequately implemented. In addition,
although the natural protection strategies are identified as an
'important' group of strategies, they too are not adequately
implemented. Furthermore, the knowledge management strategies were
identified as the least important group of DRR strategies, but still
considered 'important' to the project. Although most of the
knowledge management strategies are adequately implemented to the extent
of their importance, "community engagement in project decision
making and physical reconstruction" and "communication,
information management and sharing inside the project" need some
improvements.
Further, the empirical investigation identified that different
types of vulnerabilities exist within the water supply reconstruction
project and the communities benefiting from the project. Accordingly, it
shows that the DRR strategies should mostly aim to reduce technological,
economic, developmental, political and physical vulnerabilities of the
infrastructure reconstruction projects and physical, technological,
political and social vulnerabilities of the communities benefiting from
the projects, in that particular order of priority. Other than that the
communities face cultural and economic vulnerabilities to some extent.
However, the DRR strategies have a limitation on ability to address all
these types of vulnerabilities because some of them are out of project
control, for example, political vulnerabilities. Secondary attention
must be given to the cultural vulnerabilities of both infrastructure
reconstruction projects and communities and social vulnerability of
infrastructure reconstruction projects.
The expert interview results revealed the additional DRR strategies
and improvements to present DRR strategies in the water supply and
sanitation reconstruction project. Accordingly, it can be concluded that
much more improvement is required within the emergency preparedness
strategies and the natural protection strategies. In addition, knowledge
management strategies need further improvements in the areas of
"project participants engagement in training &
educational/awareness programs on infrastructure safety";
"community engagement in project decision making and physical
reconstruction"; "communication, information management and
sharing inside the project"; and "communication, information
management and sharing outside the project".
doi:10.3846/13923730.2012.723322
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Roshani Palliyaguru (1), Dilantin Amaratunga (2), Richard Haigh (3)
(1) School of the Built Environment, Heriot-Watt University,
Edinburgh, Scotland, UK EH14 4AS
(2,3) School of the Built Environment, The University of Salford,
The Crescent, Salford, M5 4WT, UK
E-mails: (l) r.palliyaguru@hw.ac.uk (corresponding author); (2)
R.D.G.Amaratunga@salford.ac.uk; (3) R.P.Haigh@salford.ac.uk
Received 29 Jul. 2010; accepted 20 Jun. 2011
Roshani PALLIYAGURU. Dr, Lecturer at the School of the Built
Environment, Heriot-Watt University, UK. She is a member of the
Australian Institute of Quantity Surveyors. Her research interests
include effects of disaster risk reduction in built environment on
socio-economic development process; and application of vulnerability
reduction principles into infrastructure construction.
Dilanthi AMARATUNGA. Professor, leads the University of
Salford's Centre for Disaster Resilience, responsible for
supporting research on disaster management portfolios. She is also the
Associate Head of International Development for the School of the Built
Environment. Her research interests include: post-disaster
reconstruction including conflict mitigation, gender and projection;
capability and capacity building in managing disasters; socio-economic
measures for conflictaffected re-construction and women in construction.
She is the Co-Editor of the International Journal of Disaster Resilience
in the Built Environment. She has presented widely at international
conferences, has led international disaster management workshops and
seminars and is working actively with the United Nations.
Richard HAIGH. Dr, Senior Lecturer at the Centre for Disaster
Resilience, School of the Built Environment, University of Salford, UK.
He is the Editor of the International Journal of Disaster Resilience in
the Built Environment and a theme leader of the International Institute
of Infrastructure Reconstruction and Renewal. His research interests
include the conceptual understanding of resilience in the built
environment, and conflict sensitive reconstruction.
Table 1. Vulnerabilities of the water supply reconstruction project
Types of Factors forming water supply reconstruction
vulnerabilities project vulnerabilities
Physical Proximity of water supply reconstruction project
Vulnerabilities to natural hazards
Degradation of the environment due to water supply
reconstruction project
Interdependencies of water supply project with
other infrastructure (two or more infrastructures
depend on each other)
Technological Project participants' over-reliance upon or
Vulnerabilities ineffective warning systems
Project participants' inadequate foresights
regarding new technology for reconstruction
Social Project participants' limited education (including
Vulnerabilities insufficient knowledge) about disasters
Marginalisation of specific project participants
(e.g: women)
Cultural Project participants objection to safety
Vulnerabilities precautions and regulations
Dependency and absence of personal responsibility
within water supply reconstruction project
Political Minimal support for disaster programmes amongst
Vulnerabilities elected officials
Inability to enforce or encourage steps for
mitigation within water supply project
Over-centralisation of decision making within
water supply project
Isolated or weak disaster related institutions
related to water supply reconstruction
Economic Lack of funding for water supply project and lack
Vulnerabilities of resources for disaster prevention, planning and
management within water supply project
Failure to purchase insurance against potential
economic losses of water supply reconstruction
project
Project participants' pursuit of profit with
little regard for consequences
Developmental Project participants' carelessness/ inadequate
Vulnerabilities foresights regarding designing and reconstruction
of water supply project considering consequences
of disasters
Lack of detailed planning and structural
mitigation of water supply reconstruction project
Inadequate routine and emergency preparedness
Types of Mean Average
vulnerabilities mean
Physical 2.50 2.33
Vulnerabilities
2.00
2.50
Technological 2.50 2.50
Vulnerabilities
2.50
Social 2.50 1.75
Vulnerabilities
1.00
Cultural 2.00 2.00
Vulnerabilities
2.00
Political 3.00 2.38
Vulnerabilities
2.00
1.00
3.50
Economic 3.00 2.50
Vulnerabilities
3.00
1.50
Developmental 2.00 2.50
Vulnerabilities
2.50
3.00
Table 2. Vulnerabilities of communities that benefited from water
supply reconstruction project
Types of Factors forming community vulnerabilities
vulnerabilities
Physical Proximity of people to natural hazards
Vulnerabilities Degradation of the environment
Technological Communities' over-reliance upon or ineffective
Vulnerabilities warning systems
Communities' inadequate foresights regarding new
technology for reconstruction
Social Communities' limited education (including
Vulnerabilities insufficient knowledge) about disasters
Massive and unplanned migration to urban areas
Marginalisation of specific social groups and
individuals
Cultural Communities' lack of concern towards disasters and
Vulnerabilities inadequate foresights regarding consequences of
disasters to water supply project
Community's objection to safety precautions &
regulations
Inadequate routine and emergency preparedness
Dependency and absence of personal responsibility
within communities
Political Minimal support for disaster programmes amongst
Vulnerabilities elected officials
Inability to enforce or encourage steps for
mitigation
Over-centralisation of decision making within
communities
Isolated or weak disaster related institutions
Economic Growing divergence in the distribution of wealth
Vulnerabilities Communities' pursuit of profit with little regard
for consequences
Communities' failure to purchase insurance against
potential economic losses
Lack of resources for disaster prevention,
planning and management within communities
Types of Mean Average
vulnerabilities mean
Physical 4.00 3.75
Vulnerabilities 3.50
Technological 3.50 3.50
Vulnerabilities
3.50
Social 3.50 3.17
Vulnerabilities
3.00
3.00
Cultural 2.50 3.00
Vulnerabilities
2.00
4.00
3.50
Political 3.00 3.50
Vulnerabilities
3.50
3.00
4.50
Economic 1.50 2.88
Vulnerabilities 1.00
4.50
4.50