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  • 标题:Superiority of artificial neural networks over statistical methods in prediction of the optimal length of rock bolts.
  • 作者:Hasanzadehshooiili, Hadi ; Lakirouhani, Ali ; Medzvieckas, Jurgis
  • 期刊名称:Journal of Civil Engineering and Management
  • 印刷版ISSN:1392-3730
  • 出版年度:2012
  • 期号:October
  • 语种:English
  • 出版社:Vilnius Gediminas Technical University
  • 摘要:Geotechnical and mining engineering cover a wide range of fields (Amsiejus et al. 2009; Zarzojus, Dundulis 2010; Zavadskas et al. 2010; Kelevisius et al. 2011; Hasanzadehshooiili et al. 2012; Sivilevicius et al. 2012). They are generally related to design and control of surface or subsurface structures. Furthermore, use of rock bolts in underground constructions has been one of the most popular support methods applied by geotechnical and mining engineers (Barton et al. 1974; Unal 1983; Chua et al. 1992; Cai et al. 2004a, b). As soon as the rock bolting method was developed in the 1920s, it was proposed as a systematic method for weak roof support by Weigel (1943). This method has numerous advantages in comparison to other methods. For instance, one of such advantages manifests through a more cost-efficient use of materials and manpower. Furthermore, this active support method is more effective and efficient as it utilises the rock to support itself by applying internal reinforcing stress. Besides, it can be used under different geological conditions (Barton et al. 1974; Luo 1999).
  • 关键词:Artificial neural networks;Excavation;Fasteners;Neural networks;Statistical methods;Toy industry

Superiority of artificial neural networks over statistical methods in prediction of the optimal length of rock bolts.


Hasanzadehshooiili, Hadi ; Lakirouhani, Ali ; Medzvieckas, Jurgis 等


1. Introduction

Geotechnical and mining engineering cover a wide range of fields (Amsiejus et al. 2009; Zarzojus, Dundulis 2010; Zavadskas et al. 2010; Kelevisius et al. 2011; Hasanzadehshooiili et al. 2012; Sivilevicius et al. 2012). They are generally related to design and control of surface or subsurface structures. Furthermore, use of rock bolts in underground constructions has been one of the most popular support methods applied by geotechnical and mining engineers (Barton et al. 1974; Unal 1983; Chua et al. 1992; Cai et al. 2004a, b). As soon as the rock bolting method was developed in the 1920s, it was proposed as a systematic method for weak roof support by Weigel (1943). This method has numerous advantages in comparison to other methods. For instance, one of such advantages manifests through a more cost-efficient use of materials and manpower. Furthermore, this active support method is more effective and efficient as it utilises the rock to support itself by applying internal reinforcing stress. Besides, it can be used under different geological conditions (Barton et al. 1974; Luo 1999).

However, the variety of geological conditions is inexhaustible (Susinskas et al. 2011). Actually, due to the complexity of geological conditions and mechanisms of bolting technology and since most decisions are made based on previous experiences, the design of rock bolts could be attributed to an art form rather than a science (Peng, Tang 1984; Luo 1999). In order to select a suitable bolting system, design parameters--such as the bolt length, bolt density and bolt pretension during installation--are usually considered to be optimal.

In this paper, the length of rock bolt, which is one of the most important design parameters, is considered to be optimal.

As a matter of fact, from a theoretical viewpoint, a bolted beam is as strong as a solid beam made out of the same material. Thus, finding the optimal length of a bolt is equivalent to finding the minimum solid beam thickness (Luo 1999). Besides, independent parameters that affect the strength of a solid beam include Young's modulus, Poisson's ratio, overburden thickness, cohesion, friction angle and tensile strength (Luo 1999).

Thus, to produce a comprehensive study of the optimal length of rock bolts, professor Luo (1999) computed the minimum solid beam thickness during an experiment that involved random sampling of each of the independent variables for each of the data series.

Then, to efficiently and cost-effectively predict the optimal length of rock bolts, some statistical analyses--such as multiple linear regression analysis, polynomial regression analysis, dimensionless analysis and the optimised statistical analysis--were undertaken (Luo 1999). Although numerous efforts have been made to predict the optimal bolt length, low value of the correlation coefficient obtained by statistical models reveals the urgent need for a substitute forecasting method.

Also, to select the optimal bolting system, the mathematical programming theory and methods can be applied. Such techniques have been used to solve a similar problem, i.e. optimisation of beams in grillage structures (Kim et al. 2005; Belevicius et al. 2002). Also, solving optimisation problems, promising results have been achieved with Genetic Algorithms (GA) (Belevicius, Sesok 2008). Global optimisation of grillages using simulated annealing and high performance computing is given in Sesok et al. (2010). Besides, the method of object-oriented programming (OOP) for optimal design of steel frame structures had been suggested by Jankovski, Atkociunas (2010).

As mentioned earlier, the ultimate goal for the bolt design paradigm, achieving a minimum solid beam thickness, is gained by optimising the bolt length, bolt density and bolt pretension during installation (Stankus, Guo 1997). Bolt binding effects are accomplished using three basic mechanisms: suspension, beam building and keying. In most situations, both suspension and beam building effects coexist. The keying effect mainly depends on active bolt tension. To determine the bolt length, pretension and spacing required for the optimal beaming effect, the abovementioned global optimisation methods can be used.

On the other hand, because of their multidisciplinary nature, artificial neural networks are commonly applied by the majority of researchers working in different branches of science (Goh et al. 1995; Maity, Saha 2004; Schabowicz, Hola 2008; Baalousha, Celik 2011). Besides, high capabilities of this tool in prediction of complicated functions have been broadly proved (Abu Kiefa 1998; Malinowski et al. 2006; Malinowski, Ziembicki 2006; Mang et al. 2009; Dikmen, Sonmez 2011). Thus, to attain a rugged, cost-effective and timely prediction of the optimal bolt length, the applicability of ANNs has been investigated. For this purpose, using the data sets prepared by Luo (1999) and training numerous 1-layer and 2-layer back-propagation networks, several networks were created and for all the built networks, the value of the correlation coefficient, the root mean squared error, the mean absolute error and the fitting line's slope were calculated.

In order to show the superiority of the neural network modelling over other statistical methods, values of the correlation coefficient for all of the built models were presented and compared. Moreover, the sensitivity analysis was made using the cosine amplitude method to obtain parameters that have the greatest and the least impact on the optimal bolt length (Yang, Zhang 1997).

2. Input and output parameters

To gain the minimal thickness of a solid beam or the optimal length of a rock bolt, roof bolts used for an underground opening with a constant roof span amounting to 20 feet was considered (Luo 1999). Since parameters that impact on the strength of a solid beam primarily include Young's modulus, Poisson's ratio, overburden thickness, cohesion, friction angle and tensile strength, these six variables were considered as independent variables that impact on the optimal bolt length (Luo 1999). By means of a completely randomised design technique, each independent variable was sampled 50 times to construct a comprehensive database consisting of 50 groups of independent variables. Then, for each group, the minimal thickness of a solid beam was computed as an output parameter (Luo 1999). Ranges of variation of six independent sampled variables together with the corresponding values of the optimal bolt length are shown in Table 1 (Luo 1999).

3. Statistical analysis

Based on obtained results, linear and polynomial multiple variable regression analyses as well as dimensionless modeling and optimum modeling based on three other aforementioned models were undertaken to gain a prediction of the optimal bolt length based on independent input variables.

3.1. Linear multiple variable regression analysis

Using the SAS programme, the multiple variable regression analysis was carried out to estimate the minimal solid beam thickness (Luo 1999). According to this analysis, the value of the minimal beam thickness or the optimal length of a rock bolt in terms of six aforementioned input parameters could be calculated using Eq. 1 (Luo 1999):

OL = (-1.26 x [10.sup.-6]) x (E) + 0.7721 x (PR) + 0.0016 x (OB) - 0.0001 x (C) - 0.0023 x (TS) - 0.0402 x (FA) + 5.0537. (1)

For this model, the correlation coefficient [R.sup.2] amounted to 0.7182, which is somewhat low (Luo 1999).

3.2. Polynomial multiple variable regression analysis

Polynomial analysis was carried out in order to improve the quality of estimation produced using the linear regression model. Nevertheless, it did not improve the prediction accuracy and the coefficient of correlation amounted to 68%, which was even less than the value in case of the linear model (Luo 1999).

According to this modelling, the optimal bolt length in terms of inputs could be computed using Eq. 2 (Luo 1999):

OL = 30.32 x [(E).sup.-0.02] +1.13 x [(PR).sup.0.4] - 0.4126 x [(OB).sup.-0.5] + 6.87 x [(C).sup.-0.05] + 6.43 x (2) [(TS).sup.-0.27] +16.00x [(FA).sup.-0.2] - 33.29.

3.3. Dimensionless analysis

Using a dimensionless analysis on independent input variables, Poisson's ratio becomes redundant in predicting the value of the optimal bolt length (Luo 1999), the value of which could be approximated using Eq. 3:

OL = [(OB).sup.0.55]/[(E).sup.0.04][(C).sup.0.05][(TS).sup.0.12][(FA).sup.0.26] (3)

The value of the correlation coefficient for this analysis, just as for other previously mentioned statistical methods, was somewhat low as well and amounted to 70%.

3.4. Optimised statistical analysis

As it was shown earlier, use of the above described statistical methods leads to an approximation of the optimal length of a rock bolt. Considering each of the results estimated by these analyses as separate independent variables and assigning a certain weight to each of them, the optimised model can be achieved through optimisation of the newly obtained mixed model (Luo 1999).

Thus, the optimised model would look as described below:

[OL.sub.0ptimized] = 0.3452 x ([OL.sub.Linear]) + 0.3941x ([OL.sub.Polynomial]) + 0.2679 x ([0.2679.sub.Dimensionless]), (4)

where:

([OL.sub.Linear]): result of the linear model;

([OL.sub.Linear]): result of the polynomial model;

([OL.sub.Linear]): result of the dimensionless model.

Although this modeling improved the accuracy of prediction and increased the value of the correlation coefficient to 78% (Luo 1999), it has not reached the desired level to be acceptable. Subsequently, the need for a highly capable prediction tool that could be used to effectively and efficiently predict the value of the optimal bolt length became obvious.

4. Artificial neural networks

Artificial neural networks are a branch of the field known as Artificial Intelligence. These powerful tools were firstly introduced by McCulloch and Pitts (1988) for calculation of logic functions. Yet, now they are broadly applied by a considerable number of researchers to model a target function based on available datasets (Khandelwal, Singh 2006; Young-Su, Byung-Tak 2006; Monjezi et al. 2010). In this method, a real experimental database is used to acquire relationships between involved parameters. The greater is the database of results, the more accurate is the prediction (Heshmati et al. 2009; Dikmen, Sonmez 2011; Khosrowshahi 2011).

The main role of artificial neural networks is to predict outputs based on inputs and the rules, which are learnt during the training phase.

In the attempt to prove that neural networks are able to recognise patterns, Rosenblatt (1958) built a perception network. One of the main benefits of neural networks in comparison to the statistical methods is the absence of a need to have prior knowledge about the nature of the problem, which is to be solved (Funahashi 1989). Besides, multilayer perception (MLP) networks are believed to be the best type of neural networks, which can be broadly used to predict any continuous function (Yasrebi, Emami 2008). This kind of network is composed of three types of layers: the input, the hidden and the output layer. In a MLP network, the number of layers depends on the type and complexity of a problem. However, at least one each--the input, the hidden and the output layers--are required (Yasrebi, Emami 2008). Each of these layers contains elements named neurons. These neurons are connected to each other; however, neurons in a layer cannot be connected to other neurons in the same layer. Subsequently, they can only be connected to neurons in other layers. Such nodes are connected by links. Each of these nodes has a specific weight vector, which is multiplied into the processed information. Transformation of the sum of the weighted input signals to each neuron is carried out by activation functions (Monjezi et al. 2010).

As the hidden layer uses nonlinear activation functions such as the logistic function, the model becomes genuinely nonlinear (Sarle 1994). A MLP can also have multiple inputs and outputs, as shown in Fig. 1.

In order to predict outputs, neural networks need to be trained using prepared datasets. Firstly, these datasets are fed into the network and then, by detecting the similarities, network gets trained; and while a new dataset is available, the network can predict the corresponding outputs based on what it has learnt during the training phase (Sarle 1994).

[FIGURE 1 OMITTED]

To create a true network, three following major components should be accurately defined and assigned, i.e. the transfer function, the learning law and the network architecture (Simpson 1990).

4.1. Training the network

One of the most and widely suggested training algorithms, which have been implemented by a variety of researchers for learning purposes, is backpropagation also known as BP (Neaupane, Adhikari 2006). This technique is composed of two passes: the forward pass and the backpropagation pass. In a forward pass, the network predicts the outputs assigning a preliminary value for connections between neurons. Then, in a backpropagation pass, the error--the computational difference between the calculated output and that of the target pattern, which is calculated in the forward pass--is backpropagated to update the weights. This procedure continues to reach the pre-defined threshold (Yang, Rosenbaum 2002).

It should be noted that in order to build the model, before the training phase begins, the contributing parameters--inputs and outputs--should be normalised on the scale of 0-1. Eq. 5 can be used to normalise the data and make it dimensionless (Monjezi et al. 2010).

Scaled Value = (unsealed value - min. value)/ (max. value - min. value). (5)

[FIGURE 2 OMITTED]

Once data was normalised, 85% of the entire data were randomly chosen for training and cross-validation purposes. The remaining data was kept for testing of the built model. Besides, subsequent to a large number of trials on different networks, the nonlinear tangent sigmoid function TANSIG, which shows the minimal error, was considered as the transfer function. Fig. 2 shows the nonlinear

TANSIG transfer function. The TANSIG transfer function formula is presented in Eq. 6 (Demuth et al. 1996):

[MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII](6)

where [e.sub.x] is the weighted sum of the inputs for a processing unit (Demuth et al. 1996).

Other controlling problems, which should be avoided during the network training, include under-fitting and over-fitting. Over-fitting occurs as a result of using too many training epochs, which can be conducive to memorising the outputs. Under-fitting is a consequence of using insufficient number of training epochs, which results in model's inaccuracy (Maulenkamp, Grima 1999).

4.2. Network architecture

To gain the best model architecture, lots of 1-layer and 2-layer MLP networks were created. For all the built models, the value of root mean squared error, RMSE, and the mean absolute error, MAE, also, coefficient of correlation, R , were calculated and compared. The applied formulas for calculating RMSE and MAE are presented as Eqs 7 and 8, respectively (Monjezi et al. 2010):

RMSE = [square root of ([([O.sub.i] - [T.sub.i]).sup.2])/n]; (7)

MAE = [absolute value of [T.sub.i] - [O.sub.i]], (8)

where [T.sub.i] and [O.sub.i] represent computed and predicted outputs, respectively. Also, n is the number of data sets.

The values of RMSE and MAE as well as the correlation coefficient together with the slope of fitting line for different network architectures are given in Table 2.

As Table 2 suggests, the optimal model is the network with the architecture of 6-18-3-1, as it has the minimum RMSE and MAE as well as the maximum [R.sup.2] with a slope of 1.0002 for the fitting line A.

To better describe the topology of the optimal network, its schematic architecture is demonstrated in Fig. 3.

[FIGURE 3 OMITTED]

4.3. Model performance

To evaluate the optimal model's performance for testing of data series, the normalised predicted values of the optimal bolt length versus its normalised computed values are depicted in Fig. 4.

[FIGURE 4 OMITTED]

Also, as it is shown in Fig. 5, the value of [R.sup.2] for the network with the topology of 6-18-3-1 is 0.926, which proves the superiority of artificial neural network modelling over other aforementioned statistical methods in prediction of optimal bolt length.

[FIGURE 5 OMITTED]

In addition to high correlation with the computed optimal bolt length, which is confirmed by high value of the correlation coefficient, the values calculated for RMSE, 0.0781, and MAE, 0.0682, show high capability and performance of applied ANN model.

5. Sensitivity analysis

Knowledge of the most influencing parameters and the parameters with the least effect on the optimal rock bolt length considerably impacts the entire design procedure and makes it more cost-effective as well as timely.

Thus, the sensitivity analysis was made using the cosine amplitude method (CAM).

This method is used to achieve the express similarity relations between the input parameter and the goal function (Yang, Zhang 1997). In this method, each input parameter is expressed as one of X array elements, as demonstrated in Eq. 9 (Khandelwal, Singh 2006):

X = {[sub.x1, X2, X3,..., Xi,... Xn]}, (9)

where each of its elements is a vector with the length of m and is presented in Eq. 10:

[MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII] (10)

Then, the strength of the relationship between [x.sub.i] and [x.sub.j] can be calculated using Eq. 11 (Khandelwal, Singh 2006):

[MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII] (11)

Using these procedures, the most and the least sensitive parameters on the optimal rock bolt length were attained. The calculated strength of the relationship between input parameters and the optimal length of a rock bolt is shown in Fig. 6. According to the Fig. 6, the influence of Poisson's ratio, overburden thickness, cohesion and tensile strength on the optimal bolt length is approximately the same.

On the other hand, it was found that the friction angle has the least influence in determining the optimal length of a rock bolt.

6. Conclusions

An artificial neural network was introduced as a capable tool for prediction of the optimal length of a rock bolt.

It was discovered that the optimal model is a multilayer perception network with the architecture of 6-18-3-1.

High value of the correlation coefficient for the optimal created network, namely 0.926, as well as acceptable values of RMSE, 0.0781, and MAE, 0.0681, proved the superiority of the artificial neural network modelling over the conventional statistical methods in prediction of the optimal bolt length. Besides, the 6-18-3-1 network trained by the feed forward backpropagation method was introduced as a capable tool in forecasting of the optimal length of a rock bolt.

Moreover, by means of sensitivity analysis based on the cosine amplitude method, the friction angle was reported as the least impacting parameter for the optimal bolt length. Besides, the influences of Poisson's ratio, overburden thickness, cohesion and tensile strength on the value of the optimal bolt length are almost the same.

However, the effect of the overburden thickness is slightly higher than others. Moreover, it plays a more important role in prediction of the optimal length of rock bolts.

doi:10.3846/13923730.2012.724029

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Hadi Hasanzadehshooiili (1), Ali Lakirouhani (2), Jurgis Medzvieckas (3)

(1,2) Department of Civil Engineering, University of Zanjan, Zanjan, Iran (3) Faculty of Civil Engineering, Vilnius Gediminas Technical University, Sauletekio al. 11, LT-10223 Vilnius, Lithuania E-mails: (1) h.hasanzadeh.shooiili@gmail.com; (2) rou001@znu.ac.ir; (3) jurgism@vgtu.lt (corresponding author)

Received 25 Jan. 2012; accepted 17 Jul. 2012

Hadi HASANZADEHSHOOIILI. PhD student of the Dept of Civil Engineering, Faculty of Engineering, University of Guilan, Rasht, Guilan, Iran. He obtained his BSc in Mining Engineering from Urmia University in 2008 and his MSc in Geotechnical Engineering from University of Zanjan in 2011. His research interests include rock mechanics and geomechanics, geotechnical engineering (deep foundations), computational plasticity and mechanics, Hoek-Brown plasticity, numerical modeling, constitutive modeling of geo-materials and using ANNs in prediction of complicated civil engineering problems.

Ali LAKIROUHANI. PhD Assist. Prof. of the Dept of Civil Engineering, University of Zanjan, Zanjan, Iran. A graduate of Civil Engineering Faculty of Amirkabir University of Technology, Tehran, Iran (1998), MSc in geotechnical engineering (2000) and PhD in geotechnical engineering (2008). Research interests: hydraulic fracturing modeling (initiation of hydraulic fractures at a borehole to improve the interpretation of the in-situ stress from a hydraulic fracturing stress test.), tunnelling, rock slope stability.

Jurgis MEDZVIECKAS. Dr, Assoc. Prof. of the Geotechnical Dept of Vilnius Gediminas Technical University. A graduate of Civil Engineering Faculty of Vilnius Civil Engineering Institute (now--Vilnius Gediminas Technical University), Lithuania (1978). Dr in Structural Engineering (1989). Fields of research: foundation underpinning, relationship between ground and structures, estimation of soil mechanical properties.
Table 1. Input and output parameters (Luo 1999)

Type of               Parameter               Symbol       Range
 data

 Input    Young's modulus (Lb/[Inch.sup.2])     E      147941-1160320
                   Poisson's ratio              PR        0.1-0.48
             Overburden thickness (feet)        OB        266-1184
             Cohesion (Lb/[Inch.sup.2])         C         580-5686
               Friction angle (degree)          FA         20-60
          Tensile strength (lbs/[in.sup.2])     TS        29-1204
Output       Optimal bolt length (feet)         OL      0.033-7.611

Table 2. The value of RMSE, MAE, R2 and the slope of fitting
line for different model's architecture

Architecture    RMSE     MAE     [R.sup.2]     A

6-9-7-1        0.2212   0.1597     0.520     0.1717
6-3-8-1        0.1892   0.1286     0.588     0.3288
6-10-1         0.1445   0.1111     0.510     0.3143
6-5-1          0.1499   0.1224     0.585     0.3418
6-4-1          0.1220   0.0885     0.552     0.4483
6-9-1          0.1209   0.1052     0.635     0.4233
6-7-1          0.1065   0.0975     0.426     0.4206
6-12-3-1       0.1061   0.0921     0.545     0.8932
6-13-1         0.0897   0.0784     0.734     0.9193
6-4-13-1       0.0872   0.0768     0.687     0.4185
6-18-5-1       0.0880   0.0659     0.893     0.4744
6-4-9-1        0.0866   0.0643     0.738     0.6019
6-18-3-1       0.0781   0.0682     0.926     1.0002

Fig. 6. Strength of the relationship between input parameters
and the length of a bolt

Young's modulus        0.669
Poison's ratio         0.867
Overburden thickness   0.933
Cohesion               0.889
Friction angle         0.491
Tensile strength       0.906

Note; Table made from bar graph.
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