Aristotle on the order and direction of time.
Bowin, John
In Book IV, Chapter 11 of the Physics, Aristotle claims that
'the before and after' exists in time because it also exists
in change, and it exists in change because it also exists in magnitude,
and, further, that 'time follows change' and 'change
follows magnitude'. (1) This is usually taken to mean that moments
of time correspond to momentary stages of changes, and that momentary
stages of changes correspond to points in magnitudes, so that time
derives its 'before and after' from that of change, and change
from that of magnitude. (2) But this is widely thought to land Aristotle
in the following difficulty: If Socrates walks between points A and C,
for instance, he can either proceed from point A to point C, or from
point C to point A, but it seems that one cannot decide which of these
two directions apply to the motion without importing a time reference.
In other words, to say that Socrates moves from point A to point C is
just to say that he is at point A prior to the time at which he is at
point C. (3) So the derivation of the before and after in time is
circular because we cannot specify the direction of a change without
invoking the temporal relations of its stages. Similarly, the derivation
of the before and after in change is circular because we cannot even
give sense to the notion of a direction of a magnitude without
designating it as the path of some change. In her book Time for
Aristotle, Ursula Coope says, 'the fact that this view is so
obviously unsatisfactory should lead us to question the interpretation
that attributes it to Aristotle.' (4) I agree.
Coope proposes two interpretations to acquit Aristotle of these
circularities. First she suggests that Aristotle might be interested in
accounting for the orders of time and change but not their directions.
In the example I just gave, suppose that Socrates walks between points A
and C, but through point B this time, and that 'O',
'P', and 'Q' denote the kinetic stages Socrates
being at point A, Socrates being at point B, and Socrates being at point
C respectively. We can give the order of the motion by claiming that P
is between O and Q, but give its direction by claiming that Socrates
proceeds from O through P to Q. (5) Thus, the direction of a change is
an asymmetry, i.e., the change proceeding in the sequence O-P-Q, but not
Q-P-O, while its order is not, since being P being between O and Q is
consistent with the change proceeding in either of these directions. On
this interpretation, the 'before and after in time' depends
upon the 'before and after in change' and the 'before and
after in change' depends upon the 'before and after in
magnitude' only when the series of points, momentary stages, and
instants are each viewed as having orders but not directions or
asymmetries. (6) This dissolves the circularities by making it no longer
necessary to determine the direction of any of the series, and seems
plausible in the case of magnitude, since assigning one direction or
another to a magnitude seems, prima facie, arbitrary. But it is less
attractive in the cases of change and time, which do possess obvious
asymmetries that Aristotle gives considerable attention to elsewhere.
(7) So Coope proposes a second interpretation that at least attributes
to Aristotle an explanation of asymmetries in time and change. In the
sequel, I will focus on this second interpretation, and leave aside the
first. I will consider criticisms of this interpretation by Stephen
Makin, add criticisms of my own, and propose an alternative
interpretation that I think fares better. Finally, having established
that Aristotle's derivations of the directions of time and change
are not viciously circular, I will consider the separate, but related
problem of how the temporal orders and directions derived from
individual changes can together constitute a single, globally consistent
order and direction of time.
I
In her second, 'more promising' interpretation, Coope
proposes that the direction or asymmetry of change is to be explained,
according to Aristotle, by means of an analogy with magnitude. In
Physics IV 11, (8) Aristotle says, 'since the before and after is
in magnitude, it is necessary that the before and after is also in
change, by analogy with the things there ([TEXT NOT REPRODUCIBLE IN
ASCII.]).' Coope suggests that the analogy referred to by [TEXT NOT
REPRODUCIBLE IN ASCII.] is an analogy between 'the relations of
positions on a line and the relations of stages in the change'. (9)
This analogy, Coope argues, is suggested by the sense of priority
described in Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.] 11 as
primary, viz., the prior being able to exist without the posterior but
the posterior not being able to exist without the prior, e.g., as
'the half line is prior to the whole line'. Just as half lines
may exist without whole lines, Coope claims, 'some parts of the
change can occur though (because of interference) the rest of the change
does not.' The key step in Coope's proposal is the claim that
every change part produced by an interruption of a given change will
share a common boundary, viz., the origin of the change, and, given this
fact, one can define an asymmetric series of change parts in which every
prior change part is a proper part of every posterior change part. The
asymmetric series of the stages of a change, then, is just the series of
boundaries of proper change parts that starts with the common boundary
(the origin) and proceeds through the other boundaries of the change
parts in a sequence that is determined by the transitive and asymmetric
part-whole relation in which the change parts stand.
Makin however, in a critical study of Coope's book, objects
that if an interruption is implicitly something that happens to a change
while it is occurring and after it has started, then Coope's
account is covertly temporal, and 'the before/after in change will
not be genuinely non-temporal.' (10) What Coope needs to do, argues
Makin, is to show that her claims still hold for interruptions that are
more neutrally characterized as 'interferences' resulting in
'incomplete occurrences'. But, argues Makin, incomplete
occurrences produced by interference need not always share a common
origin. Makin claims, for example, that they do not share a common
origin in the case of an examination that is incomplete, in one instance
because it is delayed at its start, and in another instance because it
is stopped while in progress.
Coope, herself, considers an analogous case involving locomotion:
Socrates walks from point A to point C through point B, and his walk can
be interfered with either by stopping him at point B after he has set
out from point A, or transporting him to point B, where he continues on
to point C. Coope rules out the latter as a genuine counter-example
because, on her interpretation of Aristotle, by causing the journey to
start further along its path, one is not interfering with the same
journey that, in an alternate scenario, is stopped while it is in
progress. Since the identity of a change depends on its proceeding from
'from something to something' (219a10-11), (11) Coope argues,
Socrates must be moving from point A to point C in any motion that
results from interfering with a motion from point A to point C. This is
the case for Socrates when he is halted at point B because he actually
starts at point A and, even though he does not reach point C, he is
still moving to point C because, according to the definition of change
in Physics III 1, his motion is governed throughout by a partially
actual potential to be at point C. (12) But this is not the case for
Socrates when his walk is made to begin at point B instead of point A.
But, claims Makin, if this line of argument were applied to the
case of the examination rendered incomplete by a delay in starting,
'we cannot say that [the student] turns in an incomplete exam,
and--stranger still--that what she actually does is turn in a complete
sub-exam.' (13) The relevant point, of course, is not about the
incompleteness of the script handed in, but about the incompleteness of
the process that produced it, viz., the examining. So, to be clear, we
should rephrase Makin's objection as the claim that in Coope's
view, if the examining is rendered incomplete by a delay in starting, we
cannot say that the student undergoes an incomplete examining
and--stranger still--that what she actually undergoes is a complete
sub-examining.
But this misses Coope's point. She is not committed to denying
that the student who is delayed in starting her exam undergoes something
that can be described as an incomplete examining. If I understand her
correctly, she is, rather, committed to denying that this incomplete
examining is a part of the very same complete examining of which the
other incomplete examining (i.e., the one that is stopped while in
progress) is a part because this incomplete examining (i.e., the delayed
one) is not to and from the same termini. Makin's example of the
examination, then, is on all fours with Coope's example of
Socrates' walk, since Coope is also committed to denying that
Socrates' motion from point B to point C is a part of the very same
motion from point A to point C of which his motion from point A to point
B is a part because the motion from point B to point C is not to and
from the same termini.
This, as I said, follows from the claim that Socrates must be
moving from point A to point C in any motion that results from
interfering with a motion from point A to point C, which, in turn, is
supposed to follow from Aristotle's view that the identity of a
change depends on its proceeding from 'from something to
something'. But is this last inference actually valid? It would be
if a change resulting from interference were thought to be somehow the
same change that it would be if it were not interfered with (perhaps by
being the same change under a different description). But Coope makes it
clear that the change resulting from interference is supposed to be a
part of this change, not identical to it. (14) Obviously, the proper
parts of a motion from point A to point C, as a rule, do not proceed
from point A to point C in the sense that they begin and end at points A
and C. (15) As Coope points out, there is another sense in which
Socrates is moving to point C in these change parts, viz., by possessing
a partially actual potential, throughout the change, to be at point C,
but this does not tell us why each change part must also be from point
A.
So why claim that Socrates must be moving from point A to point C,
or more particularly, from point A, in every part of a motion from point
A to point C? I can see no other reason than the fact that these change
parts are parts of a motion from point A to point C. When he makes his
complete walk from point A through point B to point C, Socrates is
moving from point A to point C during his motion from point A to point B
as well as during his motion from point B to point C because each of
these motions is part of a larger motion from point A to point C. In
fact, for Socrates to be moving from point A to point C in a motion from
point A to point B or point B to point C just is for these motions to be
part of a larger motion from point A to point C. But then, to be arguing
that a motion from point B to point C is not a part of a motion from
point A to point C because Socrates is not moving from point A to point
C during it, is just to be arguing that a motion from point B to point C
is not a part of a motion from point A to point C because it is not a
part of a motion from point A to point C.
As I said, Coope's claim is that Socrates is moving from point
A to point C in every part of a motion from point A to point C that
results from interfering with a motion from point A to point C. So on
Coope's view, when the motion from point A to point C is interfered
with, the full motion from point A to point C becomes a counterfactually
existing motion, and the question becomes whether or not the motion
resulting from the interference is a part of this counterfactually
existing motion. Or perhaps, more precisely, the question should be
whether or not the motion resulting from the interference would have
been a part of this counterfactually existing motion in this
counterfactual situation. If this is the correct way to describe
matters, then the question is not whether Socrates is moving from point
A to point C in his actual truncated motion, but whether he would have
been moving from point A to point C if the motion had not been
interfered with. And as I argued, this just amounts to the question of
whether Socrates' actual truncated motion from point B to point C
would have been a part of this uninterrupted motion. Coope, however,
seems to want the actual truncated motion resulting from interference to
be a part of a counterfactually existing motion, not counterfactually
but actually: 'what is left when we interrupt a change should be
regarded as a part of the very change that would have occurred if there
had been no interruption.' (16) Likewise, she wants the subject of
the actual truncated motion to be moving between the termini of the
counterfactually existing motion not counterfactually but actually. I do
not see what sense can be made of this view and Coope herself expresses
qualms about it: 'When the change is interrupted, the complete
change never occurs. Because of this, it is not entirely obvious that
what does occur can be regarded as a part. How can something be a part
if there is never an existing whole of which it is a part?' (17)
Here the analogy with a line fails, since after a line is divided, it at
least has a history of being a part of the whole line from which it was
cut. But the very fact that a motion is interrupted ensures that there
never was an actual whole motion of which the interrupted motion was a
part.
There is another problem with Coope's analogy between parts of
a change and parts of a magnitude. A key claim in Coope's
interpretation is that just as half lines may exist without whole lines,
'some parts of the change can occur though (because of
interference) the rest of the change does not.' (18) But, according
to Aristotle, half lines as half lines do not exist without whole lines.
This is because the parthood of a half line in a whole line is
restricted by the requirement that the half line share the form of the
whole line, which it can only do so long as it is undivided from the
whole line. The half line has these properties because it is a material
part, and it is clear from Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.]
11, from which Coope draws her analogy, that the half line is to be so
construed. (19) So if we follow through with the analogy between parts
of a motion and parts of a magnitude, it would seem that interrupted
motions do not exist as parts of a motion. But Coope's construction
of the asymmetric series of the stages of a change depends upon these
stages being boundaries of interrupted motions that stand in part-whole
relations.
Finally, there are two problems associated with Coope's
interpretation of what it means for the elements of one of these series
to 'follow' another, one of which has been pointed out by
Makin, and another, which has not, and which might be turned into an
advantage for Coope's interpretation if it is solved. Coope argues
that when Aristotle claims that time follows change and change follows
magnitude, he is asserting a form of explanatory dependence in which
certain structural features of time hold, e.g., its order and direction,
because the same features of change hold, and that certain structural
features of change hold because the same features of magnitude hold.
Indeed, as Coope points out, Aristotle explicitly claims this is the
case with continuity by using the preposition [TEXT NOT REPRODUCIBLE IN
ASCII.]: 'for through ([TEXT NOT REPRODUCIBLE IN ASCII.]) the
magnitude's being continuous, the change too is continuous but
through the change, the time.' (20) But Coope takes explanatory
dependence to be grounded in ontological dependence, and as Makin points
out, she does not find a uniform way to specify the ontological
dependence of change on magnitude and time on change. She employs the
criterion of Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.] 11 (21) to
characterize the ontological priority of magnitude over change, viz.,
the fact that a magnitude can exist without a change going on over it
but not vice versa, (22) but appeals to Aristotle's claim that time
is 'something of change' to characterize the ontological
priority of change over time. Neither of these criteria suit both cases,
because, as Coope admits, change is not 'something of'
magnitude, and as Makin points out, change cannot exist without time.
(23)
A second problem with Coope's interpretation of the following
relation arises because, while on her view, change derives its direction
by means of an analogy with magnitude instead of by following it,
Aristotle still says twice that change follows magnitude. (24) Since, on
Coope's view, the function of the following relation is to explain
structural features of the continua that it relates, this must mean that
change derives its order by following magnitude but not its direction.
Thus, change, by following magnitude, derives only a subset of the
formal properties that time derives by following change. But how
precisely, does the following relation accomplish this selective
transmission of properties? It is not clear how construing this relation
to be one of ontological dependence, as Coope does, gives her the
resources to answer this question.
II
If the question can be answered, however, this result has the
advantage of allowing magnitude to be an ordered but undirected series
described by a betweenness relation, (25) which, as I said, is a
plausible assumption in itself. It also provides an answer to the charge
that Aristotle's derivation of the before and after in change from
the before and after in magnitude is viciously circular: Since the
alleged circularity arises from deriving the direction of change from
magnitude, not from deriving its order, the circularity never arises.
Coope opts for taking the explanatory dependence implicit in the
following relation to be grounded in ontological priority rather than
epistemological priority because she claims that epistemological
priority is not asymmetric as applied to time and change: We come to be
aware of certain features of time by coming to be aware of corresponding
features of change, but we also become aware of certain features of
change by becoming aware of corresponding features of time. This sort of
epistemological priority is what Aristotle calls priority in perception
in Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.] 11. But there is
another type of epistemological priority mentioned in this same chapter
called 'priority in formula', and this type of priority breaks
down into two sub-types. One sub-type is the priority of universals over
individuals, which corresponds to the familiar 'more knowable
simpliciter' of Physics I 1 and Posterior Analytics I 2. The other
sub-type of priority in formula applies to the components of accidental
compounds. In accidental compounds such as the musical man, an accident
like musicalness may be prior in formula and therefore, prior in
knowledge, to the compound, while being posterior in being, since
'musicalness cannot exist unless there is someone who is
musical.' (26) Aristotle says much the same thing in Metaphysics
[TEXT NOT REPRODUCIBLE IN ASCII.] 2 (27) to make the point that priority
in substance does not necessarily track priority in formula. Whiteness
is prior to the white man in formula since the white man is compounded
from these two, but it is not prior in substance since whiteness cannot
exist separately.
This is particularly relevant in the present case because changes,
regarded as entities, are accidental compounds, and the formulas of
changes reflect this. The formula of a change will contain an agent, a
patient, a medium in which the change takes place, and a pair of
contraries marking the limits, within this medium, to and from which the
change proceeds. (28) Thus, magnitude is prior to change in formula and,
according to Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.] 11, in
knowledge also, because it is included in the formula of a change but
not vice versa. Change is prior in formula to time because change is
included in the formula of time but not vice versa (time is
'something of change' (29)). But while change is prior to time
ontologically, magnitude need not be prior to change ontologically. (30)
So I suggest that the explanatory priority of the following
relation is a priority in formula. Magnitude is prior in formula to
change, change is prior in formula to time, and the following relation,
or the continuous mapping from what are before and after in magnitude
onto what are before and after in change and from what are before and
after in change onto what are before and after in time is a mapping that
is based on the elements in the formulas of these entities. The benefits
of this interpretation are that it provides a uniform way to specify the
dependence of time on change and change on magnitude as well as a
rationale for claiming that change derives from magnitude only a subset
of the formal properties that time derives from change. Since being
prior in formula is a matter of the thing that is prior having its
formula included in the formula of the thing that it is prior to, and if
we assume that there is a one-to-one correspondence between the parts of
a formula and the parts of a form, (31) then the formal properties
denoted by a prior thing's formula will be a subset of the formal
properties denoted by the formula of the thing which it is prior to.
So if the formula of magnitude is included in the formula of
change, and the formulas of points in a magnitude are included in the
formulas of momentary kinetic stages, and there are other elements in
the formulas of changes and momentary kinetic stages besides
specifications of kinetic media and points within these media, then
change can derive its order from magnitude, but its direction from some
other feature of change besides its medium. But since this feature is
not explicitly identified in Aristotle's discussion of time in
Physics IV 10-14, one will need to infer it, somehow, from what
Aristotle says there. Coope's strategy is to infer it from his
remark that change is always 'from something to something',
combined with the discussion of priority in Metaphysics ? 11 and the
definition of change in Physics III 1. But as I have argued, there are
problems with Coope's use of the concept of an interruption, and,
moreover, her approach is needlessly complicated since under a widely
held reading of Physics III 1, Aristotle's definition of change by
itself entails an intrinsic direction. (32) If, as this interpretation
suggests, each change is governed by a single, partially actual
potential to be in some goal state, and this potential becomes more
completely actual as the change progresses toward this goal state, then
the direction of a change is just the direction toward the actuality of
the potentiality that governs it. Stage P is before stage Q in a change,
in other words, just in case the potential governing the change is more
completely actual relative to some goal state at Q than at P.
Deriving the asymmetry or direction of change directly from the
definition of change, besides being simpler, also has a much more
straightforward textual justification than Coope's approach: When
Aristotle says that time follows change and change follows magnitude in
Physics IV 11, I simply assume that he is using the word
'change' as he has defined it in Physics III 1. And this is a
very plausible assumption, in the light of the plan of inquiry laid out
at the beginning of Book III: Aristotle tells us, there, that since the
subject of his inquiry is nature, and nature is a principle of change,
the first thing to be investigated is change, but since certain other
things like infinity, place, and time are presupposed by change, these
things must be examined in turn. The discussion of time in Book IV,
then, is to be understood as an adjunct to the discussion of change in
Book III, which, in turn, is to be understood as an adjunct to the
discussion of nature in Book II.
Another benefit of deriving the intrinsic direction of change from
the definition of change is that it ensures the generality of the
asymmetry, and this will be required of any successful attempt to acquit
Aristotle of the alleged circularities because he took time to follow
change in general, and not just locomotion. Commentators have generally
missed this fact, and assumed that Aristotle derives the order and
direction of time from the order and direction of locomotion in Physics
IV 11. But Coope argues convincingly that when Aristotle says
'change follows magnitude' and 'time follows
change', the context makes it clear that change is not to be taken
as strictly locomotion. (33) The purpose of Physics Book IV, Chapter 11
is clearly to determine the relationship between time and change quite
generally, which includes alteration and growth, and probably also
generation and destruction, in addition to locomotion. As Coope puts it,
Aristotle argues that 'there can be no time unless there is some
kind of change or other, not that there can be no time without spatial
change,' and indeed, the first example adduced for this claim is an
alteration: the perception of change within the soul. (34) It seems
reasonable to assume, then, that when he goes on to give the details of
the relationship between change and time in terms of locomotion that
locomotion is also only an example, and that he is making a claim about
the relationship between time and change quite generally, not just
between time and locomotion. (35) Finally, Coope points out that there
is a closely related passage in Book III, which claims the dependence of
the infinite divisibility of time on the infinite divisibility of change
and the infinite divisibility of change on the infinite divisibility of
magnitude, and which explicitly takes change to encompass alteration and
growth:
The infinite is not the same in magnitude and change and time, in
the sense of a single nature, but the posterior depends on the
prior, e.g. change is called infinite in virtue of the magnitude
along which something changes or alters or grows, and time because
of the change. (I use these terms for the moment. Later I shall
explain what each of them means, and also why every magnitude is
divisible into magnitudes.) (Ph III 7, 207b22-7) (36)
This passage makes no mention of substantial change, but as Coope
points out, Aristotle tells us at the end of Book IV, Chapter 10
'we need not distinguish at present between [TEXT NOT REPRODUCIBLE
IN ASCII.] and [TEXT NOT REPRODUCIBLE IN ASCII.].' The distinction
between the words [TEXT NOT REPRODUCIBLE IN ASCII.] and [TEXT NOT
REPRODUCIBLE IN ASCII.], which can both be translated as
'change', appears in Physics V 1 and establishes a sense of
the word [TEXT NOT REPRODUCIBLE IN ASCII.] that excludes substantial
change, with [TEXT NOT REPRODUCIBLE IN ASCII.] referring to each of the
four types of non-accidental change, including change in substance
(viz., change in substance, change in size, change in quality, and
change in place). Since we are explicitly told not to take [TEXT NOT
REPRODUCIBLE IN ASCII.] in this more restricted sense, it is reasonable
to suppose that time follows change in the case of substantial change as
well. Finally, when Aristotle describes the before and after in change
in Chapter 11 of his 'philosophical dictionary', Metaphysics
[TEXT NOT REPRODUCIBLE IN ASCII.], the example he chooses is biological
growth, not locomotion. (37) At least one commentator (38) has, on this
ground, taken the passage to be irrelevant to the purposes of Physics IV
11, on the assumption that Aristotle is deriving the order and direction
of time from locomotion there, not from change in general, but
Metaphysics [TEXT NOT REPRODUCIBLE IN ASCII.] 11 can also be adduced as
evidence that the 'before and after in motion' in Physics IV
11 should be construed more broadly than simply locomotion.
An immediate, and fairly obvious concern with this approach,
however, is whether or not, by speaking of goal states in connection
with Aristotle's definition of change, we are thereby committing
him to the view that change as such involves final causes. (39) Put
another way, we need to decide whether the goal states implied in
Physics III 1 are to be identified with final causes, and if not, we
then need to decide how they are to be distinguished from them. But
clearly, if the definition of change in this chapter is a definition of
change as such, then we cannot identify the goal states implied there
with final causes because, in Physics II 8, (40) for instance, Aristotle
distinguishes between changes that are and are not for the sake of
something. One option is to deny the antecedent and assume that the
definition of change in Physics III 1 is not a definition of change as
such, but Aristotle gives no indication that this is what he intends. My
suggestion, rather, is that the goals implied in this chapter are [TEXT
NOT REPRODUCIBLE IN ASCII.] of a more general sort than final causes,
since, as Sarah Broadie points out, the idea of an intrinsic direction
of change in Physics III 1 is 'of logical significance',
following merely from the fact that the phrase
'"potentially--" demands a single filling.' (41) As
Aristotle would say, he is speaking [TEXT NOT REPRODUCIBLE IN ASCII.] in
this chapter, completing an abstract and formal account of the structure
of change as such that begins in Book I, Chapter 7 with the requirement
that every change, at the very least, is a change from a privation, to a
form, by a subject, and then merely adds to this in Book III, Chapter 1
the concepts of potentiality and actuality, and the coordinate concepts
of incompleteness and completeness: A form is an actuality that a
substance has the potentiality to attain, and a change is the incomplete
actuality of this potentiality. Since every potentiality is defined in
terms of the single actuality for which it is a potentiality,
potentialities are goal-directed by definition. And since each change is
defined in terms of a single potentiality, change is also goal-directed
by definition. Hence, the goal-directedness of change, on the level of
abstraction of Physics III 1, is just a formal or definitional property
that follows from the fact that each change is defined in terms of a
single potentiality, which is, in turn, defined in terms of a single
actuality.
But since this is the case, and if one agrees with Coope that the
dependence of the direction of time on the direction of change is
supposed to be an explanatory dependence, then a new sort of problem
arises: If the intrinsic direction of change merely falls out of
Aristotle's definition of change, and if this is all there is to
his account of it, then the explanation of the direction of time that
derives from this account will be as vacuous and uninformative as
Moliere's virtus dormativa. (42) What is needed, in order to give
explanatory content to Aristotle's account of the direction of
time, is to add to the [TEXT NOT REPRODUCIBLE IN ASCII.] account of the
intrinsic direction of change in Physics III 1, a [TEXT NOT REPRODUCIBLE
IN ASCII.] account of the same asymmetry.
Both Sarah Broadie and Mary Louise Gill have pointed out the need
for such an account, and Broadie conceives of this explanatory content
as a basis for determining the goal state of a change that is not ex
post facto. Broadie argues that, if each change is defined in terms of a
single potentiality for a single goal state, there needs to be some
basis for determining this goal state other than the fact that the
change happens to end up in it, otherwise the change would have no
'fully determinate description' while it is occurring. (43) In
this case, the changing thing, while it is changing, would just be
expressing a potentiality to be other than it is. But Gill points out
that even the mere expression of a lack is consistent with a description
that is this indeterminate. (44) Broadie casts this indeterminacy as an
incoherence in the definition of change itself since actualities, or
even partial or incomplete actualities imply determinacy, and change is
supposed to be an incomplete actuality. But I think this confounds the
indeterminacy of a definition with the definition of an indeterminacy.
Aristotelian changes are clearly not indeterminate in that they lack an
intrinsic direction that can be specified while they are occurring.
Rather, the definition of change must be indeterminate regarding the
ultimate basis for this direction since it can be specified in various
ways, and, indeed Broadie and Gill suggest different ways to specify it.
Broadie suggests that it is the goal-directedness of natures that
ultimately accounts for the intrinsic direction of change in the
Physics. Aristotelian natures, defined as principles of motion, are akin
to capacities in that they are causes, are internal to their subjects,
and have their expression or actuality in certain activities, but they
are distinguished from capacities insofar as the activities they express
are essential, proper, and non-accidental to the subjects to which they
belong. (45) Thus, changes governed by natures ultimately get their
goal-directedness or intrinsic direction from the normative status of
the activities they express for members of the subject's natural
kind. The relative proximity to the goal state of changes governed by
natures, then, represents the degree of perfection of the subject of the
change qua the sort natural substance that it is. In the light of the
following passage, however, Gill suggests that it is an agent or an
efficient cause that ultimately imposes a goal-directedness or an
intrinsic direction upon a change by transmitting a form to the patient:
... change is the fulfillment of the changeable as changeable, the
cause being contact with what can move, so that the mover is also
acted on. The mover will always transmit a form, either a "this" or
such or so much, which, when it moves, will be the principle and
cause of the change, e.g. the actual man begets man from what is
potentially man. (Ph III 2, 202a3-11)
On Gill's view, a state is singled out as being the goal of a
change by representing the complete or most complete transmission of a
form by the agent, that already has the form, to the patient that does
not. The form transmitted may be 'either a "this" or such
or so much', but in each case, the relative proximity to the goal
state of these changes represents the degree of assimilation of the
patient to the agent. I will follow A.C. Lloyd in calling this
Aristotle's 'transmission theory of causation'. (46)
That Aristotle took the intrinsic direction of change to derive
ultimately from causal principles such as nature and agency is, I think,
highly plausible. But if we consider the sorts of changes that natures
and the transmission theory of causation explain, it becomes evident why
he could build neither of them into his definition of change. Since
neither explains the intrinsic direction of every type of change, to do
so would leave some types of change with an intrinsic direction that
cannot be specified while the change is in progress. Natures obviously
cannot explain the intrinsic direction of unnatural changes, and the
transmission theory of causation is generally thought not to apply to
locomotion, (47) partly because, in the passage just quoted from the end
of Physics III 2, only changes in substance, quantity, and quality are
said to involve the transmission of form, (48) and partly because of the
prima facie implausibility of the agent and the patient becoming alike
in place in every type of locomotion. (49) Aristotle, I suspect,
deliberately refrained from including causal principles in his
definition of change because no single causal principle will explain the
intrinsic direction of every type of change.
This attributes to Aristotle a concern not to leave any type of
change with an unexplained intrinsic direction. One can debate, of
course, whether Aristotle saw the problem that Broadie points out, since
there are no texts where Aristotle explicitly addresses it. But the fact
that he did not leave such an explanatory lacuna at least speaks for the
plausibility of this attribution. It can be shown, in fact, that
non-accidental changes as a class may be divided without remainder into
sub-classes of changes that have Aristotelian causal explanations for
their intrinsic directions. For the most part, Aristotle explains the
intrinsic direction of natural or unforced changes by invoking natures,
and the intrinsic direction of unnatural or forced changes by invoking
the transmission theory of causation. Exceptions to this generalization
are natural or unforced self-changes due to a [TEXT NOT REPRODUCIBLE IN
ASCII.] and forced locomotions, which require other principles to
explain their intrinsic direction. Self-changes due to a [TEXT NOT
REPRODUCIBLE IN ASCII.] get their intrinsic direction from the
characteristic product, in terms of which the [TEXT NOT REPRODUCIBLE IN
ASCII.] is defined. Forced locomotions inherit their intrinsic direction
from the intrinsic direction of the motion of the moved mover that is
causing the motion because, in forced motions, the thing moved is
compelled to move with the same motion as the moved mover.
Aristotle tells us that the class of genuine changes divides
without remainder into the disjoint sub-classes of natural and unnatural
changes: Every change is either natural or unnatural, (50) and,
presumably, no changes are both natural and unnatural and no changes are
neither natural nor unnatural. From the fact that Aristotle often either
glosses unnatural change as forced change or offers being forced as a
sufficient condition for a change being unnatural, (51) I infer that a
change is unnatural if and only if it is forced. It is apparent that
forced changes, in Aristotle's view, are incomplete actualities of
activities which are not essential, proper, and non-accidental to their
subjects, and that have an external efficient cause. (52) From this, it
follows that unforced, i.e., natural changes, are incomplete actualities
of activities which either are essential, proper, and non-accidental to
their subjects (i.e., have natures as their principles), or which have
an internal efficient cause, or both. Natural or unforced changes that
have natures as their principles will get their intrinsic direction, as
Broadie suggests, from the normative status of their goals, (53) and
this class of changes will include as a subset unforced changes that are
for the sake of something. The only sort of natural or unforced change
that does not have a nature as its principle would appear to be
self-changes that are due to [TEXT NOT REPRODUCIBLE IN ASCII.], as in
the case of the self-healing doctor. (54) But this type of change, as I
said, will get its intrinsic direction from the characteristic product
of the [TEXT NOT REPRODUCIBLE IN ASCII.] together, perhaps, with the
intention of the craftsman to either bring about this product or its
privation.
As Physics V 6 claims, the remaining class of genuine or
non-accidental changes that are forced or unnatural sub-divides into
those in respect of place, substance, quantity, and quality. Of these,
it is evident that the latter three, according to Aristotle, instantiate
the transmission theory of causation, and therefore get their intrinsic
directions from the agent or efficient cause that imposes a goal upon a
change by transmitting a form to the patient. This follows from the fact
that the transmission theory of causation applies to all changes,
whether natural or forced, insofar as they involve distinct agents and
patients, and the transmission of a form from an agent to a patient.
Since, as Aristotle insists in Physics VIII 4, everything that is
changed is changed by something, every change should involve a distinct
agent and patient. Aristotle's discussions of substantial change in
Metaphysics Z 7-9 (55) and alteration in Generation and Corruption I 7
(56) make it clear that these types of change, as such, involve the
transmission of form. Aristotle's remark at the end of Physics III
2 that 'the mover will always transmit a form,' which may be a
'so much' as well as 'a this' or 'a such'
seems to imply the same for changes in size, although, if one surveys
the applications of this principle to growth and diminution scattered
throughout the corpus, the transmission itself appears to enter
indirectly into the process and not always in the same manner for
different types of growth and diminution. By 'indirectly', I
mean that, unlike the case of alteration, a thing does not become larger
or smaller by somehow receiving a larger or smaller quantitative form
directly from an agent. In growth and diminution, rather, a thing
becomes larger or smaller as a concomitant to the transmission of some
qualitative or substantial form in the processes of combustion,
nutrition, mixture, heating or cooling. (57) Nonetheless, since the
ultimate causal mechanism for growth and diminution can invariably
traced to some transmission of form, the intrinsic direction of this
type of change can ultimately be explained by the transmission theory of
causation.
Locomotion, as I said, does not seem to involve the transmission of
form, so instead of invoking the transmission theory of causation to
explain the intrinsic direction of forced locomotion, Aristotle invokes
the principle that forced locomotion invariably, and perhaps even by
definition, requires the thing moved to be moved with the same
locomotion as the moved mover that moves it. This is entailed by the
requirement in Physics VII 2 that the moved mover and the thing moved in
a forced locomotion be in contact as long as this motion is in progress,
so that the moved mover must accompany the thing moved throughout its
motion. This doctrine is also the basis for Aristotle's claims in
the same chapter that all forced locomotion can be reduced to pushing
and pulling and that the locomotions of the moved mover and the thing in
forced motion start and end simultaneously. (58)
So in general, the intrinsic direction of a forced locomotion of a
thing will derive from the motion of the moved mover that forces it to
move, and this motion, in turn, will be either natural or forced. If it
is natural, then its intrinsic direction, as well as the direction of
the forced locomotion it causes will derive from either a nature or a
[TEXT NOT REPRODUCIBLE IN ASCII.]. If it is forced, then its motion will
derive from the motion of the moved mover that forces it to move, and
this motion, in turn, will be either natural or forced. Physics VII 1
and VIII 5 tell us that every chain of moved movers and things forced to
move by them must terminate in an unmoved mover, and De Caelo III 2
tells us that every chain of forced locomotions must terminate in some
natural locomotion. (59) Thus, for instance, a soul can move a limb,
which will be the first moved mover in some series of movers and things
forced to move, or a natural elemental locomotion can initiate a similar
causal change by forcing some other substance to move contrary to its
nature. (60)
Finally, projectile motion, as a species of forced locomotion,
appears to proceed by means of, as Sorabji calls them, a series of
'no-longer-moved movers', (61) viz., portions of air that take
up the action of the first mover after it has lost contact with the
projectile. (62) De Caelo III 2 claims that, at least in the case of
upward and downward projectile motions, the air does this qua light and
qua heavy. The idea seems to be that since air can be, by nature, either
heavy or light, depending on whether it is cool or hot respectively, it
can either propel something upward if it is hot, or downward if it is
cool. So once the projectile has left the grip of the first mover,
upward and downward projectile motion will derive its direction and
intrinsic asymmetry from the natural upward or downward motion of the
air. There are obviously many problems with this 'theory',
(63) not the least of which is the issue of how it is supposed to
generalize beyond upward and downward projectile motion, but we are
concerned, here, more with Aristotle's intentions than whether he
had a successful theory of projectile motion. The point for our purposes
is that Aristotle seems to try to explain projectile motion as somehow
forced upon the projectile by the natural motion of the medium through
which it passes, and this makes the intrinsic direction of projectile
motion ultimately derivable from this natural motion.
III
So every change, as a change, is intrinsically asymmetric by
definition, but as the particular type of change that it is, the
ultimate explanation of this asymmetry rests on one or another of
Aristotle's causal principles: either natures, the transmission
theory of causation, or the requirement that the last mover in a forced
locomotion must remain in contact with the thing moved as long as the
locomotion is in progress. This ensures that when Aristotle derives the
direction of time from the direction of change, it does not result in a
vicious circularity. But it does not ensure that there is a single,
unique time line with a globally consistent direction, and in fact,
Aristotle's manner of deriving the before and after in time would
seem to suggest that it does not. If each change has its own before and
after that is defined by the particular goal state for which it is an
incomplete actuality, and the before and after in time is derived from
these befores and afters in change, what is to prevent the derivation of
a distinct before and after in time from each change? Or more generally,
if time is the 'number of change in respect of the before and
after', (64) if every 'before and after in change' is, in
and of itself, only relative to the goal states of particular changes,
and there are no changes apart from particular changes, (65) then there
might be a time for every change. Aristotle recognizes this danger
himself in the following passage:
But other things as well may have been changed now, and there would
be a number of each of the two changes. Is there another time,
then, and will there be two equal times at once? Surely not. For a
time that is both equal and simultaneous is one and the same time,
and even those that are not simultaneous are one in kind. (Ph IV
14, 223b1-4)
The last line, here, heads off the possibility of multiple
simultaneous times by claiming that if two times are equal and
simultaneous, then they are one in number. (And apparently, if the times
are just equal, i.e., of equal duration, but not simultaneous, they are
one in kind.) Aristotle repeats this claim at Physics IV 11, 219b10 but
drops the [TEXT NOT REPRODUCIBLE IN ASCII.] because, in this passage, he
is talking about 'nows', which are duration-less: 'every
simultaneous time is the same'. What Aristotle gives us, here, are
criteria of identity that allow us to identify nows as well as temporal
periods derived from different changes: the simultaneity of nows; the
simultaneity and equality of temporal periods.
But one might think there is something odd about these criteria.
One does not usually speak of times as simultaneous. One usually speaks
of changes or stages of changes as simultaneous. One way to deal with
this oddness is to claim that Aristotle misspoke, and meant to say that
if two changes or stages of changes are simultaneous, then they are at
one and the same time. (66) But this, in addition to making Aristotle
implausibly careless by misspeaking twice, takes his criteria of
identity for times and turns them into useless tautologies. A better
option, I think, is to find an interpretation for the word
'time' that makes the claim less odd, and there is a
straightforward way to do this for the formulation of the criterion at
219b10 where 'times' are to be construed as 'nows'.
In Physics IV 11, Aristotle makes the following claim twice: [TEXT
NOT REPRODUCIBLE IN ASCII.] ... [TEXT NOT REPRODUCIBLE IN ASCII.]. (67)
There are two philosophically significant options for interpreting this
sentence. One option is to take it to claim that the now's
existence or being what it is somehow depends on the countability of the
before and after in change, e.g., 'it is insofar as the before and
after [in change] is countable that the now is [what it is].' (68)
Another option is to take the sentence to identify the now with the
before and after in change considered as countable, e.g., 'the now
is the before and after [in change], considered as countable.' (69)
Taking the sentence in the latter way makes the claim that 'all
simultaneous times are the same' less odd because it does claim the
simultaneity of stages of changes, since, on this interpretation, nows
just are momentary stages of changes under a certain description. It
also makes good philosophical sense, because, if understood in this way,
Aristotle's criteria of identity give us the ability to make
informative identity statements about nows derived from different
changes. Suppose, for instance, that Socrates walks between points A and
B, that Coriscus walks between points C and D, and that 'P',
'Q', 'R', and 'S' denote the momentary
kinetic stages Socrates being at point A, Socrates being at point B,
Coriscus being at point C, and Coriscus being at point D respectively.
If we know that stages P and S are simultaneous, then we know that stage
P qua countable and stage S qua countable are different descriptions of
the same now, even though the kinetic stages they refer to are elements
of distinct, spatially distant changes. In fact, we know this to be true
of any two simultaneous kinetic stages, no matter how spatially remote
they are, because 'the same time is everywhere
simultaneously.' (70)
This, I believe, is how Aristotle uses the concept of simultaneity
to argue for a single, unique timeline. The criteria of identity allow
us to collapse, in effect, any simultaneous time lines into one, and the
fact that 'the same time is everywhere simultaneously' makes
sure that no time lines escape the reach of simultaneity. But one might
still wonder whether this single, unique time line also has a unique and
globally consistent direction. Or put another way, if the direction of
time is derived from the direction of a plurality of changes, and each
change has its own direction that is defined by the particular goal
state for which it is an incomplete actuality, what is to prevent these
kinetic directions from being inconsistent and resulting in inconsistent
directions of time? Coope, for instance, asks, 'What then, is to
prevent its turning out that P is before Q in one change, R is before S
in another change, but that P is simultaneous with S and Q is
simultaneous with R?' (71) My answer, on behalf of Aristotle, is
that if the before and after in time follows the before and after in
change, if 'every simultaneous time is the same', and if times
are simultaneous if and only if they are neither earlier nor later than
one another, as Aristotle implies in Physics IV 10 and Categories 13,
(72) then a logical contradiction results from these assumptions: Since
the before and after in time follows the before and after in change,
corresponding to kinetic stages P, Q, R and S there will be nows p, q, r
and s, such that p is earlier than q, r is earlier than s, p is
simultaneous with s, and q is simultaneous with r. Since 'every
simultaneous time is the same', then p = s and q = r. But if q = r
and p is earlier than q, then p is earlier than r. But since the earlier
than relation is transitive, and p is earlier than r, and r is earlier
than s, then p is earlier than s. But if p is earlier than s, and if
times are simultaneous if and only if they are neither earlier nor later
than one another, then p cannot be simultaneous with s. But we have
already deduced that p is simultaneous with s, so a logical
contradiction results.
What this shows, quite generally, is that if the before and after
in time is to be derived from the before and after in change by means of
a structure-preserving mapping, and the before and after in time is a
strict simple or linear order described by an earlier than relation,
(73) then the before and after in change must be a simple order that is
describable by a prior to or simultaneous with relation. (74)
Coope's example violates the requirement that the before and after
in change is a simple order by contradicting the transitivity of the
prior to or simultaneous with relation. (75) Intuitively, if
transitivity does not hold for the priority of the stages of different
kinetic series related by simultaneity relationships, then neither will
it hold for the priority of the series of nows which arises from mapping
these simultaneous series onto a single time line. Similarly, if the
relation ordering the elements of the kinetic series from which the
temporal series derives is not strongly connected, i.e., if it is not
the case that any two kinetic stages from any single change or pair of
changes stand in either a relation of priority or simultaneity, then
neither will the relation ordering the series of nows which arises from
mapping these simultaneous series onto a single time line be connected
(and we will not be able to infer the simultaneity, and therefore, the
identity of nows that are neither before nor after each other). So if
the relation ordering the before and after in time is connected, the
relation ordering the before and after in change must be strongly
connected. Why assume that the relation ordering the before and after in
time is connected? Common sense, I suppose, since the two assumptions
that entail this connectedness seem axiomatic: the assumption that
'every simultaneous time is the same', and the assumption that
times are simultaneous if and only if they are neither earlier nor later
than one another.
The requirement that the relation ordering the before and after in
change be strongly connected implies that being neither before nor after
in change is a sufficient condition for simultaneity. But we can readily
see why Aristotle could not have taken being neither before nor after in
change to constitute simultaneity, (76) since if he did, then
simultaneity would end up being either intransitive or incoherent. Since
the stages in a change are, in and of themselves, 'before and
after' only relative to the goal state of the particular change
that they are in, then in and of themselves, every stage of every change
would be simultaneous with every stage of every other change. But if two
stages are related by being before or after in the same change, and are
both neither earlier than nor later than, and therefore simultaneous
with, some third kinetic stage that is not a part of this change, then
by the transitivity of simultaneity, they also must be simultaneous with
each other, which conflicts with the original hypothesis. The only way
out of this problem is to suppose that kinetic stages are neither before
nor after in change if and only if they are simultaneous and to take
simultaneity to be a primitive fact that is underivable from any others.
Since the success of Aristotle's derivation of the before and after
in time from the before and after in change requires this assumption,
one must suppose Aristotle made it, and the commentators are unanimous
that, in fact, he did. (77)
(1) Ph IV 11, 219a14-19, cf., 219b15-6, 220b24-6.
(2) As Hussey suggests, a clear but anachronistic way to state this
is to say that there is a continuous function or mapping from what are
before and after in magnitude onto what are before and after in change
and from what are before and after in change onto what are before and
after in time that preserves the before and after of each of the series.
(Edward Hussey, Aristotle's Physics III & IV (Oxford: Oxford
Clarendon Press 1983), 144. As Bostock and Sorabji have pointed out,
what are before and after in change must be 'momentary stages'
of a change, since Aristotle claims at Physics IV 11, 219a22-6 that
these can function as boundaries of a change. (David Bostock,
'Aristotle's Account of Time', Phronesis 25 (1980)
148-169, 150; Richard Sorabji, Time, Creation And The Continuum:
Theories In Antiquity And The Early Middle Ages (Ithaca, NY: Cornell
University Press 1983), 85.) A 'momentary stage' of a change,
if we are to honor Aristotle's prohibition on change at an instant,
is not a momentary change but a momentary state of affairs, or a
momentary event, where an event is defined as 'the having of some
property'. For this conception of an event, see, for instance, J.
Kim, 'Events as Property Exemplifications', in Stephen
Laurence and Cynthia Macdonald, eds., Contemporary Readings in the
Foundations of Metaphysics (Oxford: Blackwell 1998), 310-326, 311.
(3) This objection is due to Owen, (G.E.L. Owen. 'Aristotle on
Time', in P. Machamer and R. Turnbull, eds., Motion and Time, Space
and Matter (Columbus: Ohio State University Press 1976) 3-27, 24.), but
also see Julia Annas, 'Aristotle, Number and Time',
Philosophical Quarterly 25 (1975) 97-113, 101n11; Denis Cornish,
'Aristotle's Attempted Derivation of Temporal Order From That
of Movement and Space', Phronesis 21 (1976) 241-251, 241; Richard
Sorabji, Time, Creation And The Continuum, 86; Sarah Broadie (Waterlow),
'Aristotle's Now', Philosophical Quarterly 34 (1984)
104-128, 119n22.
(4) Ursula Coope, Time for Aristotle : Physics IV.11-14 (Oxford:
Oxford University Press 2005) 69-75
(5) A clear but anachronistic way to state this distinction is to
say that a series has an order but not a direction if and only if it can
be described by the ternary between-ness relation, 'b is between a
and c', but not by a binary relation that is transitive,
asymmetric, and connected, e.g., 'a is prior to b'. A series
has both an order and a direction if and only if it can be described by
both of these relations. McTaggart also distinguishes between the order
of a series and its direction. The A- and B- series are ordered and
directed, while the C-series is ordered but not directed. (J. E.
McTaggart, 'The Unreality of Time', Mind (1908) 456-473, 462).
(6) I shall, hereafter, talk of a series having a direction and
being asymmetric interchangeably.
(7) See, e.g., de Int (9), EN VI 2, 1139b7-9 and Cael I 12,
283b13-14, for the claim that the future is contingent while the past is
not.
(8) Ph IV 11, 219a16-8
(9) Ursula Coope, Time for Aristotle, 72
(10) Stephen Makin, 'Critical Study: About Time for
Aristotle', The Philosophical Quarterly 57 (2007) 280-293, 287
(11) Cf. Ph VII 1, 242b37-8, which says that a change 'is
numerically the same if it proceeds from something numerically one to
something numerically one.'
(12) Coope adopts Kosman's interpretation of Aristotle's
definition of change in Ph III 1, so that the [TEXT NOT REPRODUCIBLE IN
ASCII.] in [TEXT NOT REPRODUCIBLE IN ASCII.] (201a10-11) is translated
as 'actuality' instead of 'actualization', and the
[TEXT NOT REPRODUCIBLE IN ASCII.] implied by [TEXT NOT REPRODUCIBLE IN
ASCII.] is a potentiality to be at a goal state, not a potentiality to
be moving to a goal state (L.A. Kosman, 'Aristotle's
definition of motion', Phronesis (14) (1969) 40-62).
(13) Stephen Makin, 'Critical Study', 287
(14) Ursula Coope, Time for Aristotle, 79
(15) See EN X 3, 1174b2 ff., which says that while 'the whence
and whither give [changes] their form' (1174b2-5), the form of the
parts of a change is different from the form of the whole because their
termini differ.
(16) Ursula Coope, Time for Aristotle, 79
(17) Ibid., 79
(18) Ursula Coope, Time for Aristotle, 73
(19) In Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11, Aristotle says
that the half line is prior to the whole line, not simpliciter, but in
potentiality ([TEXT NOT REPRODUCIBLE IN ASCII.]), because the half line
can exist without the whole line after the whole line is destroyed. The
[TEXT NOT REPRODUCIBLE IN ASCII.] clearly casts the half line as a
potential or material part of the whole line, but according to Metaph
[TEXT NOT REPRODUCIBLE IN ASCII.] 10, when a whole line is destroyed by
being divided into its material parts, the material parts remain parts
'only in name' (1035b24-5). In footnote 14 on p. 68 of Time
for Aristotle, Coope says that 'Aristotle must be presupposing that
the part in question [in Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11]
has been marked out in some way,' making it, I assume, an actual
part. But this does not square with Aristotle's claim that the half
line is prior to the whole line [TEXT NOT REPRODUCIBLE IN ASCII.].
According to Makin, 'Critical Study', 285, this is where Coope
'ducks' the issue of how the priority [TEXT NOT REPRODUCIBLE
IN ASCII.] distinction in Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11
relates to the priority of change parts that she proposes.
(20) Ph IV 11, 219a12-3
(21) Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11, 1019a3-4
(22) Coope also employs a variation on this, where a single
magnitude can be the path of various changes.
(23) A caveat: Aristotle says that change cannot exist without time
at Ph 222b30-223a4 and 232b20-3, but then seems to contradict himself at
Ph IV 14, 223a22-8, where he says that in the absence of souls, change
would exist but not time.
(24) Ph IV 11, 219b15-6, 220b24-6
(25) Coope seems to imply that this is what she has in mind in
footnotes 21 and 22 on pp. 72-3, of Time for Aristotle.
(26) Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11, 1018b36-7
(27) Metaph M 2, 1077b1-11
(28) See, e.g., Ph V 4, 227b3-8a19 and VII 1, 242b31-42 which give
the criteria for a change to be 'one change'.
(29) Ph IV 11, 219a9-10
(30) This allows for the possibility that ontological priority
could be determined, as Coope suggests on Time for Aristotle, page 42,
by how closely related to particular substances an entity is, in which
case, positions in a magnitude, understood as places, could be viewed as
less closely related to particular substances than changes are [place
being, according to Aristotle 'the boundary of the containing body
at which it is in contact with the contained body' (Ph IV 4,
212a6)]. Makin suggests this possibility in 'Critical Study',
283.
(31) See, e.g., Metaph Z 10, 1034b20 ff.
(32) For this interpretation of Aristotle's definition of
change see L.A., Kosman, 'Aristotle's definition of
motion'; Jaakko Hintikka, 'Aristotle on Modality and
Determinism', Acta Philosophia Fennica 29 (1977) 58-77; J. Owens,
'Aristotle--motion as actuality of the imperfect', Paideia:
Special Aristotle Issue (1978) 120-132; Mary Louise Gill,
'Aristotle's Theory of Causal Actions in Phys. III 3',
Phronesis 25 (1980) 129-147; Sarah Broadie (Waterlow), Nature, Change
and Agency In Aristotle's Physics (Oxford: Oxford Clarendon Press
1982), 112-119. For the explicit claim that Aristotle's definition
of change by itself implies an intrinsic direction see Sarah Broadie
(Waterlow), 'Instants of Motion in Aristotle's Physics
VI', Archiv Fur Geschichte Der Philosophie 65 (1983) 128-146,
137-8, and Nature, Change and Agency In Aristotle's Physics, 123,
130-1, 136. Also see Mary Louise Gill, Aristotle on Substance: The
Paradox of Unity (Princeton, NJ: Princeton University Press 1989), 184,
194.
(33) Ursula Coope, Time for Aristotle, 51. Cf. Bostock, who argues
for a similar claim ('Aristotle's Account of Time', 151.)
(34) Ph IV 11, 219a4-9
(35) Coope might also have added that Aristotle gives us indirect
confirmation of this when he argues that time is not just the number of
locomotion but of change in general at Physics IV 14, 223a29-33.
(36) Unless otherwise noted, the translations of Aristotle in this
paper are from J. Barnes (ed.), The Complete Works of Aristotle: The
Revised Oxford Translation (Princeton 1995).
(37) Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 11, 1018b19-21
(38) Sarah Broadie (Waterlow), 'Aristotle's Now',
115n16
(39) Monte Johnson raises precisely this question in his Aristotle
on Teleology (Oxford: Oxford University Press 2005), 135.
(40) Ph II 8, 198b16 ff.
(41) Sarah Broadie (Waterlow), Nature, Change and Agency In
Aristotle's Physics, 128, 131
(42) Michael White makes essentially this complaint about
Aristotle's definition of motion (The Continuous and the Discrete
(Oxford: Oxford Clarendon Press 1992), 113).
(43) Sarah Broadie (Waterlow), Nature, Change and Agency In
Aristotle's Physics, 131
(44) Mary Louise Gill, Aristotle on Substance: The Paradox of
Unity, 193
(45) For the claim that natures are principles of motion, see Ph II
1, 192b12-23. Aristotle says that natures are in the same genus as
capacities at Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 8, 1049b8-9. For
the claim that 'the source or principle is the cause of all that
exists or arises through it' see EE II 6, 1222b30-1. For the
internal status of natures, see Ph II 1, 192b13, 22, 193a29, b4, Metaph
[TEXT NOT REPRODUCIBLE IN ASCII.] 3, 1070a8. For the claim that natures
express activities that are essential, proper, and non-accidental to the
subjects to which they belong see Ph II 1, 192b22-3, VIII 4, 255a26,
29-30.
(46) A. C., Lloyd, 'The Principle that the Cause is Greater
than its Effect', Phronesis 21 (1976) 146-156. See also Alexander
P. Mourelatos. 'Aristotle's rationalist account of qualitative
interaction', Phronesis 29 (1984) 1-16, and S. Makin, 'An
ancient principle about causation', Proceedings of the Aristotelian
Society 91 (1990/91) 135-52.
(47) Broadie recognizes this about natures, and on the assumption
that only natures can fill this explanatory role, claims that Aristotle
must be defining only natural change in the Physics instead of change as
such. (Sarah Broadie (Waterlow), Nature, Change and Agency In
Aristotle's Physics, 95, 99-102, 105-6, 119, 121, 127-31.) Gill, on
the other hand, seems to forget that the transmission theory of
causation does not apply to locomotion, and interprets Aristotle as
building this principle into a revised definition of change at the end
of Physics III 3. (Mary Louise Gill, Aristotle on Substance: The Paradox
of Unity, 194, 204-7.)
(48) Ph III 2, 202a3-11
(49) Simplicius cites this implausibility as the reason for the
absence of locomotion in the passage at the end of Physics III 2 (in
Phys 438, 24-35).
(50) Ph VIII 4, 255b31-2, Cael II 13, 295a3-4, III 2, 301b19-20
(51) Ph V 6, 230a29-30, VIII 4, 254b13-14, 255a29, b32-3, Cael III
2, 301b21-2; Rhet I 11, 1370a9
(52) Ph V 6, 230a29-b9, VIII 3, 253b34-5, VIII 4, 255a2-3, b32-3
(53) This will include changes that have efficient causes that are
external to the subject of change as well as ones that have internal
ones like nutrition and growth since the natural motions of simple
bodies have external efficient causes as well as natures as their
principles, i.e., principles of being changed in their characteristic
ways (In Physics VIII 4, 255b24-6a3, Aristotle tells us that [TEXT NOT
REPRODUCIBLE IN ASCII.], which I take to be the simple bodies, have
principles of motion, but 'not of moving something or causing
motion' ([TEXT NOT REPRODUCIBLE IN ASCII.]) but of suffering it
([TEXT NOT REPRODUCIBLE IN ASCII.]). Since Aristotle defines a nature in
at least one place (Ph II 1, 192b21-2) as 'a principle or cause of
being moved and of being at rest ([TEXT NOT REPRODUCIBLE IN
ASCII.]),' I think it is plausible to assume that the
'principles of being moved' in Physics VIII 4 are the natures
of simple bodies. ([TEXT NOT REPRODUCIBLE IN ASCII.], at 192b21, is
morphologically either middle or passive, but is most likely meant as
passive. See Helen Lang, The Order of Nature in Aristotle's Physics
(Cambridge: Cambridge University Press 1998), 40 ff.)). We are also
told, in Physics VIII 4, 255b24-6a3, that [TEXT NOT REPRODUCIBLE IN
ASCII.] 'are moved either by that which brought [them] into
existence and made [them] light and heavy, or by that which released
what was hindering and preventing [them],' i.e., they are moved by
external efficient causes.)
(54) Aristotle claims that [TEXT NOT REPRODUCIBLE IN ASCII.] are
capacities rather than natures. See Ph II 1 and Metaph [TEXT NOT
REPRODUCIBLE IN ASCII.] 12 and [TEXT NOT REPRODUCIBLE IN ASCII.] 8 on
the distinction between capacities and natures. Whereas the agent and
patient are essentially related in self-changes due to natures, they are
only accidentally related in self-changes due to capacities.
(55) In the generation of a man by a man, or more generally, in
non-spontaneous biological generation, the parent organism creates
another organism of a synonymous type by transmitting a substantial form
that it already possesses in actuality to the matter of generation (Ph
III 2, 202a9-10; GC I 5, 320b19-20; GA I 22, 730b19-23, II 1, 734a30-1,
735a20-1; Metaph Z 7, 1032a24, Z 8, 1033b31-2, 1034a4-5, Z 9, 1034b17,
[TEXT NOT REPRODUCIBLE IN ASCII.] 8, 1049b25, 29, [TEXT NOT REPRODUCIBLE
IN ASCII.] 3, 1070a5.). In Metaphysics Z 7-9, the principle is also
applied to generation by a [TEXT NOT REPRODUCIBLE IN ASCII.], so that a
craftsman (the agent) creates an artifact (the patient) with a form that
is synonymous with the form of the [TEXT NOT REPRODUCIBLE IN ASCII.] he
possesses in potentiality by transmitting this form to the materials out
of which the artifact is built. (The craftsman's [TEXT NOT
REPRODUCIBLE IN ASCII.] may also be considered an efficient cause. cf.
Metaph [TEXT NOT REPRODUCIBLE IN ASCII.] 3, 1070b28-30. See also GA I
22, 730b14-9; Metaph Z 7, 1032b11-17, Z 9, 1034a23-30, 1034a33-b4, [TEXT
NOT REPRODUCIBLE IN ASCII.] 3, 1070a29-30, 1070b33.)
(56) In alteration, an agent produces a property in a patient by
transmitting a synonymous qualitative form to the patient that the agent
already possesses, either in actuality or in potentiality. If the effect
is produced by a [TEXT NOT REPRODUCIBLE IN ASCII.], then the transmitted
form must pre-exist potentially in the soul, e.g., health in the body is
produced by the form of health or the medical [TEXT NOT REPRODUCIBLE IN
ASCII.] pre-existing potentially in the soul (Metaph Z 7, 1032b11-17, Z
9, 1034b18-19, [TEXT NOT REPRODUCIBLE IN ASCII.] 3, 1070a29-30, b28,
b33.). If the effect is not produced by a [TEXT NOT REPRODUCIBLE IN
ASCII.], then the synonymous qualitative form must pre-exist in
actuality (Ph III 2, 202a9-12, VIII 5, 257b9-12; GC I 7, 323b29-4a14; DA
II 5, 417a17-20, II 12, 424a17-24; Metaph A 1, 993b24-6.). One of
Aristotle's favorite examples of the transmission of qualitative
form is the phenomenon of one object heating or cooling another (See
e.g., GC I 7, 324a10-24, cf. 324b11-2.). It is interesting to note that
Aristotle has spotted, here, the same temporal asymmetry that we would
account for with the Second Law of Thermodynamics, and which is invoked
in a number of modern reductive theories of temporal direction: the fact
that bodies in contact tend to heat or cool each other until the
temperature of both bodies is equalized. It is also interesting to note
that Aristotle seeks to explain decay, which we also explain by means of
the Second Law of Thermodynamics, as a process of desiccation and
cooling (See Long 5, 466a17-b2, Juv 23, 479a8-23, GA V 1, 780a14-22, V
3, 783a34-b10, V 4 passim.). Since desiccation is explicable as a
concomitant to the active power of cooling (GC II 2, 329b24 ff.), this
makes the asymmetry of decay ultimately explicable by Aristotle's
transmission theory of causation.
(57) The transmission of qualitative form, for instance, can
indirectly result in growth by rarefaction, since rarefaction is a
concomitant (Metaph Z 9, 1034a34-b1) of the transmission of the
qualitative form heat to air (the patient) by something that is hot (the
agent). (Ph IV 9, 217b8-10. cf. Topics VI 8, 146b20-35; Mete I 3,
340a25-b3, I 4-5 passim, II 8, 367a20 ff. Cf. also Ph VII 3, 246a4-9
which imply that rarefaction and condensation do not require elemental
transformation.) The transmission of a substantial form, on the other
hand, can also indirectly result in growth by accession of matter,
which, may take the form of organic growth, as in the growth of a
biological organism, or inorganic growth, as in growth resulting from
mixture or combustion. Natural generation and growth by the accession of
matter are kindred processes in the respect that each involves the
transmission of a substantial form to a substrate that does not survive
the transmission, (GC I 5, 322a6) and in fact, the same faculty
transmits the substantial form in both generation and growth in ensouled
beings (DA II 4, 416a19, GA, II 1, 735a16-19). But whereas in natural
generation, the transmission of the substantial form is the change in
question, in growth by accession of matter, it results in the change in
question. In growth by accession of matter, a substance, whether organic
or inorganic, grows by transmitting a substantial form that it already
possesses in actuality to [TEXT NOT REPRODUCIBLE IN ASCII.], so that the
[TEXT NOT REPRODUCIBLE IN ASCII.], having taken on this form, accedes to
the growing substance. (Ph III 2, 202a9-12, 'That which is
increased, although in a sense it is increased by what is like itself,
is in a sense increased by what is unlike itself: thus it is said that
contrary is nourishment to contrary; but one thing gets attached to
another by becoming like it.' (Ph VIII 7, 260a30-2); cf. GC I 5,
322a3-4 and DA II 4, 416b4-8 for organic growth.) In organic growth by
accession of matter, a soul (the agent) grows its body (the patient) by
transmitting the substantial form of flesh to [TEXT NOT REPRODUCIBLE IN
ASCII.] (the instrument), so that the [TEXT NOT REPRODUCIBLE IN ASCII.],
having become flesh, accedes to the body. (The nutritive soul has an
'[TEXT NOT REPRODUCIBLE IN ASCII.] of growth'. See GC I 5,
321b6-7, 321b33-2a16; DA II 4, 416a19 ff., cf. Ph VIII 5 on
instruments/moved movers.) Inorganic growth by accession of matter can
result from either mixture or combustion. In the former case, e.g., the
growth of wine, this occurs when the wine (the agent) transmits the
substantial form of wine to water (the patient), so that the water,
having become wine, accedes to the wine (GC I 5, 321a35-b2, 322a9-10, I
10, 328a24-8). In the latter case, the growth of fire occurs when the
fire (the agent) transmits the substantial form of fire to wood (the
patient), so that the wood, having become fire, accedes to the fire (GC
I 5, 322a10-11, 14-16, II 8, 335a16-18; Mete II 2, 355a3-5; DA II 4,
416a10-12, 25-7. To be precise, Aristotle thinks that it is the water in
the wood that is the [TEXT NOT REPRODUCIBLE IN ASCII.] for fire.).
(58) Ph II 3, 195b16-20 and VIII 10, 266b33-267a2. Cf. Cael I 2,
where Aristotle claims 'By force, of course, [a simple body] may be
brought to move with the motion of something else different from itself
...' (269a7-9). While this passage, by itself, does not imply that
in all cases of forced locomotion, what is moved takes on the motion of
what moves it, this is nonetheless implied by the requirement of contact
and the reduction of forced locomotion to pushing and pulling in Physics
VII 2 [under which, presumably, even forced motions such as 'being
squeezed out' ([TEXT NOT REPRODUCIBLE IN ASCII.], see e.g., Mete I
4, 342a9-10) can be subsumed].
(59) In Cael III 2, Aristotle argues that there can be no truly
disorderly change, as Plato describes in the Timaeus, because every
chain of constrained causation must terminate in some natural change.
'If there is no ultimate natural cause of change and each preceding
term in the series is always moved by constraint, we shall have an
infinite process' (300b14-15): '... a finite number of causes
would produce a kind of order, since absence of order is not proved by
diversity of direction in changes' (301a1-3).
(60) Cf. MA IV, 700a15 ff 6, 700b10ff. which claims that living
things are the ultimate source of all change. See also DA III 12,
434b22-5a10 which describes chains of locomotions and analogous chains
of alterations.
(61) R. Sorabji, The Philosophy of the Commentators: 200-600 AD, A
Sourcebook, Volume 3, Logic and Metaphysics (London: Duckworth 2005),
351
(62) See Ph VIII 10, esp. 267b12-3, and Cael III 2, 301b22-30.
(63) For example, as Sorabji points out, there is the question why
air should sometimes impede projectile motion (e.g., see Physics IV 8,
215a28 ff.) and sometimes aid it and what this has to do with the air
being hot or cool. There is also the question of how this is supposed to
square with the denial in Physics VIII 4 that the elements are
self-movers. Philoponus justly ridicules the theory on the ground that
if air pockets really had such a power, they should manifest it in the
absence of a thrower, but they do not, even if ten thousand bellows were
to brought to bear on the projectile. (Philoponus, in Phys 641,13 ff.)
In fact, this 'theory' of projectile motion is so obviously
unsatisfactory that at least one modern commentator has argued that it
isn't a theory at all, but a statement of 'certain general
constraints which any theory [of projectile motion] will have to
satisfy' (Edward Hussey, 'Aristotle's Mathematical
Physics: A Reconstruction', in Lindsay Judson, ed.,
Aristotle's Physics: A Collection of Essays (Oxford: Oxford
University Press 1991), 213-242, 231).
(64) Ph IV 11, 219b2
(65) Ph IV 10, 218b10 ff.
(66) See, e.g., Ursula Coope, Time for Aristotle, 114.
(67) Ph IV 11, 219b23-8
(68) This is Coope's translation (Ursula Coope, Time for
Aristotle, 128). Coope reads an implied [TEXT NOT REPRODUCIBLE IN
ASCII.] in the relative clauses starting with [TEXT NOT REPRODUCIBLE IN
ASCII.] where [TEXT NOT REPRODUCIBLE IN ASCII.] is the subject and [TEXT
NOT REPRODUCIBLE IN ASCII.] is the predicate, and the predicate of [TEXT
NOT REPRODUCIBLE IN ASCII.] in the main clause is also implied i.e.,
[what it is]. But since the upshot of Coope's interpretation is
that 'every now that we count is a potential division in the before
and after in some change or other' (my emphasis) Hussey's
translation of 'the now is the before and after [in change],
considered as countable' is not only consistent but more to the
point. (cf. 223a28: [TEXT NOT REPRODUCIBLE IN ASCII.]).
(69) This is Hussey's translation (Aristotle's Physics
III & IV, 45).
(70) Ph IV 12, 220b5-6
(71) Ursula Coope, Time for Aristotle, 79
(72) Ph IV 10, 218a25-6, Cat 13, 14b24-6
(73) In order for the before and after in time to be a strict
simple or linear order, the earlier than relation that orders it must be
transitive, asymmetric, and connected. According to the standard
definitions of these properties, the earlier than relation is transitive
if and only if: if x is earlier than y, and y is earlier than z, then x
is earlier than z; the earlier than relation is asymmetric if and only
if: if x is earlier than y, then y is not earlier than x; the earlier
than relation is connected if and only if: if x is neither earlier nor
later than y, then x = y. Another familiar example of a strict simple or
linear order is the domain of the real numbers ordered by the less than
relation.
(74) In order for the before and after in change to be a simple
order, it must be ordered by a prior to or simultaneous with relation
that is transitive, antisymmetric, and strongly connected. According to
the standard definitions of these properties, the prior to or
simultaneous with relation is transitive if and only if: if x is prior
to or simultaneous with y, and y is prior to or simultaneous with z,
then x is prior to or simultaneous with z; the prior to or simultaneous
with relation is antisymmetric if and only if: if x is prior to or
simultaneous with y and y is prior to or simultaneous with x, then x is
simultaneous with y; the prior to or simultaneous with relation is
strongly connected if and only if, for every x and y, either x is prior
to or simultaneous with y or y is prior to or simultaneous with x. A
familiar example of a simple order is the domain of the real numbers
ordered by the less than or equal to relation.
(75) If P is prior to Q, R is prior to S, P is simultaneous with S,
and Q is simultaneous with R, we can deduce that P is prior to or
simultaneous with Q, Q is prior to or simultaneous with R, R is prior to
or simultaneous with S, and S is prior to or simultaneous with P, but if
the relation prior to or simultaneous with is transitive, then S is
prior to or simultaneous with R, but this is incompatible with the claim
that R is prior to S. So transitivity for the prior to or simultaneous
with relation fails on Coope's example.
(76) Leibniz and Reichenbach take such an approach, by defining
'earlier' and 'later' in non-temporal terms, and
then defining (rather than describing, as Aristotle does) the
simultaneity relation as the relation of being neither earlier nor
later. In causal theories of time like Leibniz' and
Reichenbach's, simultaneity is reduced to 'the exclusion of
causal connection'. See Hans Reichenbach, The Philosophy of Space
and Time (New York: Dover 1958), 145; Leibniz's definition of
simultaneity is 'not qualified by incompatible circumstances,'
but it is clear that 'qualified by incompatible circumstances'
includes being related as cause and effect. See 'Metaphysics
Foundations of Mathematics', in Philip P. Wiener, ed. and trans.,
G.W. Leibniz, Selections (New York: Scribner's 1951) 201-216,
201-2.
(77) Ursula Coope, Time for Aristotle, 4; David Bostock.,
'Aristotle's Account of Time', 164; Sarah Broadie
(Waterlow), 'Aristotle's Now', 111; Michael Inwood,
'Aristotle on the Reality of Time', in Lindsay Judson, ed.,
Aristotle's Physics: A Collection of Essays (Oxford: Oxford
University Press 1991) 151-178, 168
John Bowin
Department of Philosophy
University of California, Santa Cruz
Cowell Academic Services
1156 High Street
Santa Cruz, CA 95064
U.S.A.
E-MAIL: jbowin@ucsc.edu