Soul, seed and palingenesis in the Hippocratic de Victu.
Bartos, Hynek
The Hippocratic treatise de Victu is one of the most interesting
but also one of the most obscure texts included in the Corpus
Hippocraticum. It presents a unique combination of medical,
philosophical and religious ideas that are integrated within an
explicitly articulated theory of human nature. On the one hand, the
treatise is one of the best examples of Greek 'rational'
medicine, and it has even been suggested that it might be an authentic
work of Hippocrates, (1) on the other hand, it is the only treatise in
the Hippocratic Corpus that recommends prayers to gods as part of
dietetic treatment, (2) and that attributes the arrangement of the
phusis of all things to gods. (3) Supposing that the treatise was
written at the end of the fifth or in the first half of the fourth
century BC, (4) we may regard it as probably the oldest surviving
ancient work to offer not only a detailed account of regimen (5) and
zoological taxonomy, (6) but also a profoundly elaborated account of the
body-soul relationship. (7)
In this study I will challenge two earlier, and radically opposite
suppositions concerning the notion of soul in this treatise that are
decisive for a general reading of the text as a whole. Some modern
scholars have interpreted the treatise as advocating a kind of dualism,
(8) in particular between body and soul. (9) This interpretation was
based largely on one passage in Chapter 86 at the beginning of Book IV,
which was considered to be influenced by 'Orphic' or
'Pythagorean' ideas (10) and believed to express a hostile
relationship between body and soul. (11) Other interpreters have tried
to show that the relation of body and soul within the whole treatise is
explicitly non-dualistic, (12) that body and soul cannot be separated
from each other, (13) that there is a continuum between the
psychological and the physical (14) and that the Orphic hypothesis is
improbable. (15)
Two difficulties have obfuscated recent discussions of the topic
and need to be considered in advance. First, the term
'dualism' has been taken in very different ways both by its
asserters and its critics; second, the 'Orphic-Pythagorean'
account of soul was often identified with the body-soul dualism
presented in Plato's 'middle' dialogues, mainly in the
Phaedo. (16) In this paper I will argue mostly on behalf of the second
line of interpreters and try to show the limits of the alleged
'dualism' in de Victu. I will start by analyzing the theory of
fire and water underlying the author's theory of dietetics first;
in the second and third sections, I will proceed to his discussion of
soul and body. In my view, the author of de Victu presents body and soul
as two distinct but not separable entities which are treated as a
psycho-somatic unity and reduced (for the purposes of dietetics) to a
single mixture of fire and water.
In spite of my skepticism about the dualistic reading, I will
suggest in the final section that there are in this treatise some
essential traces of thoughts traditionally connected with the so called
Orphics or Pythagoreans as well, including a specific notion of an
immortal soul which can be reborn. (17) I will introduce a version of
palingenesis which diverges from Plato's theory of reincarnation in
three crucial respects. First, de Victu's version of transmigration
presupposes some sort of immortality of certain ensouled human
'parts', but their nature--in contrast to the Platonic
account--is physical and corporeal in the same way as any other parts of
body. Accordingly, what is described in de Victu is not an unembodied
soul entering its new body, but a seed as a soul-body unity entering all
animal bodies, which can under specific conditions become suitable
providers of nutrition for the further development of the seed and thus
become biological parents of a new individual. Secondly, as distinct
from the Platonic focus on death, departure of the soul from the body
and its existence after life, de Victu is particularly concerned with
life and health and therefore speaks rather about the process of
generation, growth and preservation of a healthy life within the limits
of natural conditions moderated by dietetic treatment. Thirdly, the
moral and theological aspects of Plato's doctrine stay absolutely
outside the dietetic scope of this Hippocratic treatise--indeed they do
not apply there at all because of the rather problematic notion of the
soul's individuality, as I will discuss in the final section.
I Fire and water
There are two reasons for beginning our discussion with an analysis
of concepts of fire and water introduced in the first chapters of Book I
of de Victu. First, both body and soul, as we will see, are reduced to a
kind of fire-water mixture, and therefore it seems necessary to analyze
these two elemental principles and their relationship before proceeding
to the discussion of soul and body. Second, W. H. S. Jones wrote in the
introduction to his Loeb edition of the treatise that 'chapter
VIII, and perhaps other places also, show strong Pythagorean
influence', and in the footnote he laconically adds: 'E.g. the
dualism of fire--water'. (18) As far as I know, this is one of the
oldest suggestions of a dualistic reading of the text, but unlike its
later proponents, Jones does not speak directly about body-soul dualism.
Therefore, in this section we will focus on de Victu's account of
fire and water with special regard to the question raised by the
Jones' note, namely in what sense it is possible to speak about a
dualism of fire and water. (19)
At the outset of the second chapter of Book I, where the author
introduces his general methodology, he declares that 'he who
aspires to treat correctly of human regimen must first acquire knowledge
and discernment of the nature of man in general.' (20) He presents
this general understanding of human nature as (1) 'a knowledge of
man's primary constituents' and (2) 'discernment of the
components by which it is controlled.' (21) Concerning the dietetic
aims of the treatise, the author presupposes that anyone who wants to
write about regimen must know the 'powers' (dunameis) of all
foods and drinks as well as of the exercises, because 'food and
exercise, while possessing opposite qualities (dunameis), work together
to produce health.' (22)
In response to the first requirement of the suggested methodology,
at the beginning of Chapter 3 man's primary constituents are
defined as fire and water: 'All animals, including humans, are
composed of two [things], different in power but working together in
their use, namely, fire and water'. Fire and water, he says, are
'different in power', which he further specifies by
postulating a polarity of two closely interrelated activities,
nourishing and moving ('fire can (dunatai) move all things always,
while water can (dunatai) nourish all things always'). (23) The
difference between the two elements is further expressed in Chapter 4 by
assigning to each of them two opposite qualities: 'Fire has the hot
and the dry, water the cold and the moist.' (24) So the differences
between the two elements are formulated in pairs of opposites:
activity-nourishment, hot-cold and dry-moist. But we also read about
their common aim ('working together in their use'). The author
goes on to specify that both fire and water together are
'sufficient for one another and for everything else, but each by
itself suffices neither for itself nor for anything else'. (25) He
implies that it is impossible for the two elements to be separated,
because they would not be 'sufficient' not only for
'anything else', i.e., for all the living things they compose,
but also for each of them 'itself'. The distinction between
the two elements according to the pairs of qualities hot-cold and
dry-moist in Chapter 4 is followed by a further specification, i.e.,
that 'mutually too fire has the moist from water, for in fire there
is moisture, and water has the dry from fire, for there is dryness in
water also.' (26)
Thus the first requirement of the suggested methodology is
fulfilled by defining man's primary constituents as fire and water.
The second methodological requirement, i.e., the discernment of the
components by which human nature is controlled, is completed by
implementing the reciprocity of activity and nourishment in human
regimen into the essential features of the primary constituents of human
nature. The dunamis of fire is the capacity of movement (kinesis), that
of water the nourishment (trophe), and their dynamic equilibrium is
expressed in terms of mastering: 'each masters or is mastered to
the greatest maximum and the least minimum possible.' (27) These
determining limits are taken as a sufficient guarantee that
'neither of them can gain complete mastery'. (28)
The most important details about the activities of fire are
introduced in the embryological account in Chapters 9 and 10, where we
read that 'all things were arranged in the body by fire', (29)
that fire keeps the embryo 'in movement', (30) 'draws to
itself its nourishment from the food and breath that enter the
woman', (31) it consumes, dries and solidifies the moisture it is
mixed with, develops the essential bodily structures and arranges the
body 'according to nature'. (32) Fire's capacity of
movement is always conditioned by the nutritive power of water, and
therefore the mutual cooperation of fire and water in all living
individuals and their parts (i.e., animals including humans, their
parts, plants and seeds)33 can be described from two fundamentally
different but closely interrelated perspectives--activity and
nourishment.
Let us now return to our initial question: in what sense can we
call the author's view on the relationship between fire and water
dualistic? The two elements are defined in such a way that they can
never be fully separated one from the other. Even though we might
theoretically imagine some kind of totally passive water existing
without fire (which would evidently have to stay outside the realm of
animal life), the existence of fire always presupposes some water to be
nourished from, and we can find no exception from this rule anywhere in
the treatise. The inseparability of the two elements is further
supported by the argument that neither of the two can completely master
over the other: 'If ever either were to be mastered first, none of
the things that are now would be as it is now. But things being as they
are, the same things will always exist, and neither singly nor all
together will the elements fail. So fire and water, as I have said,
suffice for all things throughout the universe unto their maximum and
the minimum alike.' (34) No matter how loose this final argument of
Chapter 3 might appear to us, there is no doubt that its aim is to
assure the reader that human nature must be understood as being in the
tension of two opposites, united in an indestructible mixture of fire
and water, or more precisely as an everlasting interaction between
movement and nutrition. It is therefore possible, though not necessary,
to call the account of fire and water in de Victu 'dualistic'
in the sense that the elementary principles are two in number and that
they are not reducible to one single principle. (35) On the other hand,
this type of dualism leaves no room for the two principles ever to cease
to co-operate or even be separated from each other or exist
independently.
II Soul and body (de Victu I-III)
While the author of de Victu defines the elements of fire and water
as two distinct but closely connected and inseparable entities, he
treats fire as an element operating in the body, and at the end of
Chapter 10 a specific kind of fire is closely related with soul:
'The hottest and strongest fire, which controls all things,
ordering all things according to nature, imperceptible to sight or
touch, wherein (en toutoi) are soul (psuche), mind (nous), thought
(phronesis), growth, motion, decrease, mutation, sleep, waking. This
governs all things always, both here and there, and is never at
rest.' (36) Even though the ambiguous expression en toutoi does not
exactly mean identification of 'the hottest and strongest'
fire with soul, it is the only passage in the whole treatise implying a
sort of definition. (37) As we will see presently, fire and soul are
treated in de Victu in very close analogy. Similarly to fire in Chapters
9 and 10, soul also moves within the body, it is wandering about its
parts and moving within certain passages, (38) suggesting that soul is
something distinct from body and thus seemingly supporting a dualistic
reading of Chapter 86 in Book IV. I will return to this further down; in
this section I will focus on the analogies between soul and fire on the
one hand, and water and body on the other, as they are presented in
Books I-III.
In accordance with the notion of fire and water just discussed, we
may expect that as fire always needs some water for its nourishment, the
same should apply for the soul as well. Indeed, two passages say
explicitly that soul has a mixture of fire and water. (39) In other
words, soul (analogous to fire) is always mixed with some water, and
therefore the author can speak of a soul having a mixture of fire and
water. This becomes most evident in Chapter 35, where the author
discusses the 'intelligence of soul'. He recognizes seven
types of soul depending upon seven types of fire-water mixture. (40) The
'most intelligent' soul with 'the best memory' is
dedicated to a mixture of 'the moistest fire and the driest
water'. In this mixture both fire and water are 'most
self-sufficing' by virtue of their mutual balance. Whenever this
balance is not achieved, the author distinguishes three types of soul in
which fire overpowers water, and three for water overpowering fire. The
fire-water mixture responsible for human intelligence is located in the
body, (41) and the suggested therapy of the inferior soul mixtures
consists in simple dietetic prescriptions (including running, walking,
vomiting, baths, sexual intercourse, etc.) affecting the body and the
fire-water mixture in it. (42)
We find a similar classification concerning the human
'condition' (hexis) or 'nature' (phusis) in Chapter
32, where the author distinguishes six types of fire-water mixture
according to their dispositions for health and diseases. (43) Although
the qualities of fire and water discussed in both chapters may seem to
coincide (e.g., in both chapters the author speaks about 'the
moistest fire' and 'the driest water'), they are never
mentioned in the same combination and therefore it is not necessary to
suppose that the author is thinking of two separate kinds of mixture but
only one which has different consequences for intelligence and different
for health. In Chapter 32 the whole typology is based on a combination
of different qualities of fire and water, in Chapter 35 only 'the
most intelligent', i.e., most perfectly balanced mixture is defined
by a combination of specific qualities ('the moistest fire and the
driest water'), while the other six types of fire-water mixture are
specified merely by the relationship of fire and water in terms of the
supremacy of the one over the other and the extent of this supremacy
(see note 41). In other words, there is no duplication of exactly the
same fire-water mixture appropriated separately for the human
'nature' and for human intelligence.
So far, we have discussed Chapters 32 and 35 where the author
speaks about different types of fire-water mixture as they manifest
themselves in man's physical constitutions in respect to health and
in certain soul's features, from childhood to old age. But we
should also notice that elsewhere (Chapters 6-10 and 25-31) the author
often uses the expression psuche where we expect him to speak about seed
or sperm (which has lead some interprets to suppose that the Hippocratic
author uses expressions psuche and sperma as synonyms). (44) Indeed, the
expression psuche is sometimes used instead of sperma in the meaning of
seed or some aspect of a seed, but never vice versa, the expression
sperma never describes anything other than a seed, as for instance the
features discussed in Chapter 35 (e.g., intelligence, memory, brightness
in sensation, etc.). Furthermore, seed can be denoted not only as
sperma, (45) to apokrithen (46) or psuche, (47) but also as soma. (48)
But it does not mean that all the expressions are synonyms, as I will
try to demonstrate. (49)
While in Chapter 27, where the author begins to discuss all
possible combinations of male and female parental seeds, he explained
that there is a kind of seed in woman as well as man and why male seed
(apokrithen) has to conjoin with female seed, which he expresses as
joining of fire with fire and water with water, (50) in Chapter 29 he
explains how can a soul (psuche) combine with another soul by an
illustration:
If anyone doubts that soul combines with soul, let him consider
coals. Let him place lighted coals on lighted coals, strong on
weak, giving them nourishment. They will all present a like body,
and one will not be distinguished from another, but the whole will
be like the body in which they are kindled. And when they have
consumed the available nourishment, they dissolve into
invisibility. So too it is with the soul of a human. (51)
This passage evidently speaks about a fusion of two parental seeds,
with the two heaps of burning coal obviously representing two seeds
consisting of fire and water. The coal united into one whole is called
soma, and the heat of the coal represents a soul of seed which unites
with the heat (i.e., soul) of the other heap of coal (i.e., seed). Thus
in the illustration of the fusion of two parental seeds, both the soul
and the body are mentioned. While in this passage the author, in order
to describe psuche, discusses soma as well, in the preceding passage we
find a reverse order: 'If the bodies (somata) secreted from both
[parents] happen to be male, they grow up to the limit of the available
matter, and the babies become men brilliant in soul (psuche) and strong
in body (soma).' (52) I suppose that a seed is denoted in this
account as a psuche or as a soma according to what aspect of the
seed's nature the author wants to stress. Regarding the activity
and the potency of further development of the seed, he mostly prefers to
speak about psuche, while in relation to nutrition, physical power or
gender difference, he prefers expressions soma, to apokrithen or sperma.
The last passage to be discussed in this section is the only one
that explicitly explains the difference between the soul and the body.
In Chapter 28, where the discussion about the determinants of the fetus
gender begins, we read:
Male and female [seeds] have the power to fuse into one solid, both
because both are nourished in both and also because soul is the
same [thing] in all living creatures, although the body of each is
different. Now soul is always alike, in larger creature as in
smaller, for it changes neither through nature nor through force.
But the body of no creature is ever the same, either by nature or
by force, for it both dissolves into all things and also combines
with all things. (53)
According to this passage only bodies differ one from the other
with respect to their zoological species, gender and other differences,
but soul is somehow universal and therefore distinguishable from any
other soul only by the features of its body. This general statement
implies two points that are important for our later discussion:
(1) Whenever the author speaks about any specific soul (e.g.,
'the soul of a human' or even individual soul), he always
means soul together with body.
(2) Whenever the author speaks about any possibility to influence
(as a rule by regimen) some 'psychological' features of man
(intelligence, memory, sense perception, etc.), again, it has to be a
soul together with or in some body.
In all passages discussed so far we have seen that soul is treated
as if it corresponds to fire (54) and that fire is always accompanied by
some water. But does it mean that body should simply correspond to water
or nourishment? The analogy of body and water is most evident in the
early stages of the development of embryo from a seed in Chapter 9,
where the process is described as gradual drying and solidification of
the original fluid substance. Some parts are totally consumed by fire,
others are only dried and formed into required shapes (bones, sinews,
flesh), where the moisture 'was most abundant', fire creates
belly, etc. Concerning the relationship in adulthood and in fully
developed individuals, several passages suggest that soul receives its
moisture from the body. Analogous to fire, which 'has the moist
from water', psuche also has some moisture (55) which is said to be
supplied by the body, (56) or consumed from the body, (57) the belly and
the flesh. (58) Any activity (such as seeing, hearing or thinking)
causes the soul to be moved, warmed and dried. (59) And conversely, when
the soul is at rest, inaction moistens and weakens the body, 'for
the soul, being at rest, does not consume the moisture of the
body'. (60)
With respect to the previous considerations, we may conclude that
body is treated in de Victu not only (1) as a source of nourishment
(i.e., water), but also (2) as something specific to each biological
species and individual gender, which is gradually arranged by fire
(i.e., soul) from a seed into a fully developed individual. As we will
see, the difference between the meanings (1) and (2) will be important
for our interpretation of the presumably dualistic passage in Chapter
86.
III Sleeping body and dreaming soul (de Victu IV)
Let us now proceed to the famous passage in Chapter 86, to which
most of the asserters of dualistic reading refer. This introductory
chapter to Book IV discusses 'signs that come in sleep' and
their function in a dietetic diagnosis. The passage reads as follows:
For when the body is awake the soul is its servant (toi somati
hupereteousa), and is never her own mistress (aute heoutes), but
divides her attention among many things, assigning a part of it to
each faculty of the body--to hearing, to sight, to touch, to
walking, and to acts of the whole body; but the mind never enjoys
independence (aute de heoutes he dianoia ou gignetai). But when the
body is at rest, the soul, being set in motion and awake,
administers her own household (ton heoutes oikon), and of herself
performs all the acts of the body. For the body when asleep has no
perception; but the soul when awake has cognizance of all
things--sees what is visible, hears what is audible, walks,
touches, feels pain, ponders. In a word, all the functions of body
and of soul are performed by the soul during sleep. (61)
Modern scholars often refer to the striking similarity of this
passage with the famous fragment 131 of Pindar, (62) generally regarded
as 'Orphic' or 'Pythagorean', and with certain
passages in Plato's Phaedo. (63) E. R. Dodds has developed this
idea in his famous book The Greeks and the Irrational, where the
statement in de Victu that a dreaming soul 'becomes its own
mistress' leads him to conclude that 'here the influence of
the Orphic view is evident'. (64) By 'Orphic' he means
the inclination of religious minds 'to see in the significant dream
evidence of the innate powers of the soul itself, which it could
exercise when liberated by sleep from the gross importunities of the
body.' (65) He interprets the meaning of the passage in de Victu as
a kind of liberation of soul out of its bodily 'prisonhouse'
during sleep, which corresponds to 'Puritan psychology' (as
Dodds calls the hardcore of the Orphic and Pythagorean beliefs about the
soul). (66) A much more cautious interpretation is presented by P. van
der Eijk, who on the one hand recognizes the 'material' nature
of soul, on the other hand argues that in sleep soul can 'function
independently', (67) and that the author in Chapter 86
'appeals to a rather dualistic conception of the relation between
soul and body', (68) and 'presents soul and body as two
separate entities which co-operate in the waking state but whose
co-operation ends in sleep.' (69)
In this section I will not only argue against the identification of
the Hippocratic passage with the dualistic accounts of Plato and Pindar,
but I will also suggest that even though soul and body are treated as
two separate entities and their co-operation ends in terms of their
common activities when body sleeps and soul dreams, they do not cease to
co-operate in terms of nutrition, and therefore the
'independence' of a dreaming soul on body is limited in this
sense.
Since there has been some scholarly controversy concerning the
unity of the whole treatise, I shall first propose some arguments that
are independent of the account of soul and body in Books I-III of de
Victu. Despite the evident similarities between the Hippocratic passage
and the parallel passages in Pindar and Plato, there are also some
important conceptual differences that preclude the identification of the
position of the author of de Victu with the dualistic ideas presented by
the other two authors. Let me begin with the rendering of the expression
oikos in the de Victu passage as a 'prisonhouse' suggested by
Dodds, which is evidently a misleading prejudice based on Plato's
accounts (70) and finds no support in the text. (71) The dreaming soul
in the de Victu passage performs all the common functions of body and
soul, which does not suggest any antagonistic relation between the two,
but rather cooperation and reciprocal dependence. This is clear from the
interpretation of dreams, which follows the introductory passage:
'Such dreams as repeat in the night a man's actions or
thoughts in the day-time, representing them as occurring naturally, just
as they were done or planned during the day in a normal act--these are
good for man. They signify health, because the soul abides by the
purposes of the day, and is overpowered neither by surfeit nor by
depletion nor by any attack from without.' (72) If the aim of the
soul during sleep were to free itself from the prison of the body
similar to the soul's departure after death, (73) it would probably
act and think differently from the thoughts and activities of the
day-time's prison. But in the Phaedo, for instance, the coexistence
of a soul within a body is understood as a kind of disease, (74) and
elsewhere the liberating of the soul from its body resembles healing and
purification; (75) by contrast, the author of de Victu interprets cases
in which the soul during its dream-activities departs from its waking
experience in the body, as pathological and calling for a therapy.
Comparing the Hippocratic passage with the Pindar's fragment,
it is not easy to overlook the fact that Pindar does not speak about
psuche but about eidolon, an expression obviously evoking Homer's
concept of eschatological psuche, a shadow of man forever stored away in
the underworld realm of Hades. Furthermore, unlike Pindar's aionos
eidolon, which is sleeping 'while the limbs are active', the
Hippocratic soul is explicitly said to be awake together with body in
waking, and it is only 'the status of her activity' which
changes in dreaming. (76)
It is time now to focus on the question of the relation of Book IV
to the rest of de Victu. In some manuscripts and printed editions Book
IV is titled 'On Dreams', which might impeach the unity of the
treatise, even though Book IV was not separated in antiquity as in
modern times. (77) At first sight the text itself might seem like a
separate discussion 'at very best loosely connected with the
preceding sections', as van der Eijk puts it, but as was repeatedly
argued by modern scholars, 'on closer inspection it fits in neatly
in the author's overall concept'. (78) Following the same view
I will suggest an additional argument in favor of the unity of the whole
treatise and consequently discuss the passage in Chapter 86 in the light
of the general principles introduced in Book I.
Presupposing the unity of the whole treatise the same principles as
in Books I-III should be in operation in Book IV as well. This can be
demonstrated for example from the passage in Chapter 93, where we read:
'Whenever in his sleep a man thinks he is eating or drinking his
usual food and drink, it indicates a want of nourishment and a desire of
soul (psuches epithumie).' (79) It is clear from the following
prescriptions that the shortage of nutrition was meant literally (not as
any special soul nutrition) and that the soul was affected by it in
sleep. Also the analysis of dreams 'contrary to the acts of the
day' in Chapter 88 suggests a very close connection of soul and
body in dreams. The author advises 'treatment of body', which
is explained in the following way: 'For a disturbance of the soul
has been caused by a secretion (apokrisis) arising from some surfeit
(plesmone) that has occurred.' (80) Even though it is not specified
in this passage where the secretion disturbing soul comes from, it is
explicitly ascribed to the body in Book III (Chapter 71), where the
nature of sleep is described within a discussion about symptoms of men
overpowered by food. Since this is probably the only passage in the
whole treatise explaining the nature of sleep, we should quote it in
full length:
At the beginning of the surfeit they have fall upon them long and
pleasant sleeps, and they slumber for a part of the day. The sleep
is the result of the flesh becoming moist; the blood dissolves, and
the breath, diffusing itself, is calm. But when the body can no
longer contain the surfeit, it now gives out a secretion inwards
through the force of circulation, which, being opposed to the
nourishment from food, disturbs the soul. So as this period the
sleeps are no longer pleasant, but the patient perforce is
disturbed and thinks that he is struggling. For as the experiences
of the body are, so are the visions of the soul when sight is cut
off. Accordingly, when a man has reached this condition he is now
near to an illness. What illness will come is not yet known, as it
depends upon the nature of the secretion and the part that it
overpowers. The wise man, however, should not let things drift, but
as soon as he recognizes the first signs, he should carry out a
cure by the same remedies as in the first case, although more time
is required and strict abstinence from food. (81)
The connection of the 'visions of soul' with the
disturbances by the secretions of body originating from the surfeit of
food fits together with the passage in Chapter 88. The whole of Book IV
is devoted to the interpretation of these visions in order to prevent
the advent of approaching diseases. In the first sentence of Chapter 86
we read that 'he who has learnt aright about the signs that come in
sleep will find that they have an important influence upon all
things'. (82) And the last sentence of the same chapter concludes:
'Whoever, therefore, knows how to interpret these acts aright knows
a great part of wisdom.' (83)
Let us now return to the passage about the 'independence'
of the dreaming soul in sleep in Chapter 86. So far I have tried to show
that even in sleeping the dreaming soul depends on the nutrition
delivered by body, which influences the content of dreams. So the
remaining question to be answered is: In what sense shall we understand
soul's 'independence' from body in dreams? The activities
performed during the waking state by soul together with body are
specified as seeing, hearing, touching and walking. The same activities
are said to be performed solely by the soul in dreams, which was already
mentioned for seeing in Chapter 71 discussed above, where dreams were
presented as 'visions of the soul when sight is cut off'.
Similarly in Chapter 86, dreaming is conditioned by the fact that
'the body when asleep has no perception'. The activities of
seeing, hearing, touching and walking are normally connected with
certain sense organs or limbs, which are the components of human body.
Since these organs are not active in sleep, soul becomes aute heoutes in
these activities, it is independent of sense organs and the inactive
limbs, i.e., from the body in the second meaning. But concerning the
first meaning, i.e., the body as a source of nourishment of soul,
nothing in the passage suggests that the nutritive bond between soul and
body is broken during sleep. The nutritive dependence of soul on body
has to be presupposed in this passage as anywhere else, (84) since the
principles of activity and nutrition were defined in Chapters 3 and 4 as
the essential and inseparable features of all fire-water mixtures, and
soul 'has a mixture of fire and water'. So what restricts the
soul's independence in dreaming, where it is relatively self
sustained in its 'activities', is the fact that it still
relies on the 'nourishment' received from body. (85)
Let me summarize the main features differentiating the account of
soul and body in de Victu from the Platonic body-soul dualism. In
Plato's Phaedo (and occasionally in other 'middle'
dialogues) (a) soul and body belong to different orders of reality or
different ontological 'worlds' (b) soul is separable from body
and capable of an independent existence; (c) the relationship of soul
and body is rather hostile and their junction pathological. The earthly
connection of the two is understood as a kind of disease which is cured
only by release of soul out of body at the moment of death. Contrary to
this, in de Victu (a) both body and soul are mutually interdependent in
the same way as fire and water; (86) (b) under specific conditions
(e.g., in dreaming) soul is separable from body in its activity, but it
can never be separated from the nutrition supplied by body, which means
it can never leave its body; and (c) the relationship between soul and
body is based on co-operation and mutual interdependence. Any disorder
between the two is rendered as pathological, and the aim of any
therapeutic intervention is to restore their co-operation.
IV Into a human there enters a soul
We have already seen that the author of de Victu often uses the
expression psuche to denote certain animating and organizing aspect of a
seed or embryo. We have also mentioned his analogy of the two heaps of
coal mingling together as an illustration for combining two parental
seeds in the process of impregnation. In this section we shall focus on
the process of generation in closer detail in order to reveal certain
features that bring the theory of de Victu very close to the hardcore of
the so-called Orphic-Pythagorean notion of soul, i.e., the idea of the
pre-existence of human soul which transmigrates across individual lives,
though it is also fundamentally different from that in ways I shall
indicate.
In Chapter 4 immediately after introducing the elements of fire and
water and their basic characteristics, the author adds that 'of all
things nothing perishes, and nothing comes into being that did not exist
before', and that 'things change merely by mingling and being
separated'. (87) There is no place for a fresh beginning in
existence in the Hippocratic theory and therefore even a 'new
life' of any individual must be interpreted in terms of mingling of
previously existing parts. (88) In order to learn more about the history
of these pre-existent parts we have to turn to the passages in Chapters
6, 7 and 25 claiming that human souls, the germs of new organisms, enter
living individuals from outside. To exclude the possibility that these
passages describe the biological process of impregnation of woman by
man's sperm, I will first quote the beginning of Chapter 25:
The soul of a human, as I have already said, which possesses a
blend of fire and water, and the parts of a human, enter into
(eserpei) every animal that breathes, and in particular into every
human, whether young or old. But it does not grow equally in all;
but in young bodies, as the revolution is fast and the body
growing, it catches fire, becomes thin and is consumed for the
growth of the body; whereas in older bodies, the motion being slow
and the body cold, it is consumed for the lessening of the human.
Such bodies as are in their prime and at the procreative age can
nourish it and make it grow. Just as a potentate (dunastes
anthropos) is strong who can nourish very many people, but is
weaker when they desert him, even so those bodies are severally
strongest that they can nourish very many souls, but are weaker
when the souls have departed. (89)
Let us begin with the last sentence, which confused W. Jones and
compelled him to ask in his note: 'To what does it refer? And how
can a body nourish many souls?' (90) R. Joly answers him that here
the psuchai correspond to 'sperm emissions', (91) which I
believe is correct in this sentence. But in the preceding text we also
have to consider that human sperm develops only in the body of an adult
and fertile male (and similar process has to be presupposed in a female
body as well), which reveals very clearly the difference between the
underdeveloped seed called 'human soul' entering all animals,
and the fully developed sperm maturing only in the right place at the
right time. (92)
In my reading, our passage describes an early stage of development
of seed preceding the conjunction of parental seeds and subsequent
embryological development, which implies two different stages in the
development of seed.93 Since nothing completely new can come into
existence, there are many different kinds of seed of plants and animals
already pre-existing in our surroundings. The idea that these seeds
enter a human from outside was already (Chapter 25: 'as I have
already said') discussed in Chapter 6, where we read:
All other things are set in due order, both human soul and likewise
human body. Into a human enter (eserpei) parts of parts and wholes
of wholes, (94) containing a mixture of fire and water. (95)
Here the connection between what enters a human from outside
('parts of parts and wholes of wholes') and 'the soul of
a human' is very loose, but it becomes much clearer later in the
text. So far it seems that whatever enters a human can be described as
'parts' organized in relative 'wholes', no matter
whether we speak about human seed, other seeds or any parts of our
nutrition. The emphasis here is on the fact that all these parts have a
mixture of fire and water. Soul has to have its own parts as well, as we
read later in Chapter 6, where it says that 'each individual soul,
having greater and smaller parts' needs some suitable space to grow
and some suitable parts to join with. And this is supposed to be the
reason why human soul cannot grow in other animals, as we read in the
following explanation: 'For the suitable joins the suitable, while
the unsuitable wars and fights and separates itself. For this reason the
soul of a human grows in a human, and in no other [animal].
It is the same with the other large animals.' (96) Although it
is not exactly clear what the author has in mind when restricting his
account only to 'large' animals, the explanation concerning
the necessary conditions for further development are obvious: the soul
of a human (i.e., soul having certain parts of human body) can grow only
in humans and not in any other animals because her parts need
appropriate conditions for further development specific for humans, and
the same should hold for the seeds of other ('large') animals.
Accordingly, it is understandable why in the next chapter the
author begins with a restriction: 'I shall say nothing about the
other animals, confining my attention to humans'. (97) In the
following sentence we find exactly the same idea as at the beginning of
Chapter 25 in slightly different wording:
Into a human there enters (eserpei) a soul, having a blend of fire
and water, and the parts (98) of a human body. These, both female
and male, many and of many kinds, are nourished and increased by
human diet. Now the things that enter must contain all the parts.
(99)
The condition that any specification of soul ('human
soul', 'female' or 'male' in our case) always
rests in some body is satisfied here by the presence of 'the parts
of a human body' ('parts of a human' in Chapter 25)
entering humans together with the soul. The fact that there are many
human souls of both genders entering into our bodies together with the
supposition that they 'have' a mixture of fire and water
provide the possibility to control (at least in terms of probability)
the gender of our offspring by regulating our regimen. This topic is
discussed in Chapter 27, where on assumption that females incline to
water and males to fire the following regimen is suggested: 'So if
a man wants to beget a girl, he must use regimen inclining to water, if
he wants a boy, he must live according to a regimen inclining to fire.
And not only the man must do this, but also the woman. For growth
belongs not only to the man's secretion, but also to that of the
woman.' (100) As far as I understand it, the suggested regimen may
support the growth of the female seeds at the expense of the male seeds
(or vice versa) in the bodies of both parents, but they obviously cannot
change the gender of any single seed, because it is predestined already
before entering human body.
We may now reconstruct the two stages of the growth of human seeds
(or souls) as follows: The first stage begins with the entering of the
human seeds (soul together with the 'parts of a human body')
into all animals including humans from outside, (101) probably in the
same way as nutrition and air come in. (102) They don't grow in any
other animals than humans because they cannot find a suitable
environment for the growth of their parts there, nor do they grow in
human bodies being too young or too old, but only men or women in their
prime can nourish them properly. (103) They grow and develop in the
bodies of fertile men and women until they fulfill their 'allotted
portion'. (104) At this moment, 'driven along [...] by force
and necessity', (105) an ejaculation in men or an analogous process
in women--as I tend to render it--transport the seeds 'into larger
room' (106) and the first stage of development is finished. If it
happens that both the parental seeds (also called souls, parts or
'secreted bodies' (somata apokrithenta)) are emitted together
to 'one place' and 'on one day in each month' (i.e.,
into a womb of a potential mother in her fertile period), (107) they
commingle together into one fire-water mixture and 'achieve a
correct attunement', (108) the second developmental stage described
in Chapters 9, 10 and 26 can begin and continue for the next seven to
nine months before the fetus can be born. (109)
V What is there Orphic or Pythagorean?
So far we have deduced that, according to the author of de Victu,
human souls (i.e., ensouled seeds, or souls together with some bodies
which make them to be 'human') pre-exist in our environment.
There is no explicit specification in the treatise where these
'human souls' come from. Nevertheless, there are some hints
allowing us to move the speculation even closer to a theory of
transmigration. When we ask for the origin of the everlasting seeds of
human beings, the only possible answer we can find in de Victu is that
they come from 'the dead'. In Chapter 92 of Book 4 the author
interprets dreams in which dead people occur. Receiving something clean
(katharon) from them indicates both 'health of the body and the
healthiness of the things that enter it'. (110) The explanatory
basis for this interpretation is striking: 'For from the dead (apo
ton apothanonton) come nourishment, growth and seeds'. (111)
Supposing that (1) 'growth' as well as psuche were
closely connected with 'the hottest and strongest fire' in
Chapter 10, and 'nourishment' is in the elemental theory
represented by water; that (2) all seeds 'have a mixture of fire
and water'; and (3) that the potency of growth and further
development of human seeds is commonly indicated as psuche in the
treatise, we can conclude that the seeds (spermata) in this passage are
in principle the same as the seeds (i.e., souls with 'parts of
body') entering a human from outside together with nutrition. (112)
Contrary to R. Joly, I believe that the presented Hippocratic theory of
soul is in a way that I shall specify very similar to the principles of
metensomatosis or metempsuchosis. (113) But since these expressions were
often employed in late antiquity to label a specifically Platonic
version of reincarnation, I would rather prefer to use another name for
the Hippocratic version of this idea. A convenient candidate is the
expression palingenesis, (114) which is derived from Plato's
description of an 'ancient doctrine', according to which the
living are born again from the dead (palin gignesthai ek ton
apothanonton tous zontas). (115) If my reconstruction of the Hippocratic
account is right, the seeds originate from the dead (apo ton
apothanonton), enter living animal bodies and under certain conditions
revive (literarily zopureontai) (116) into new individuals, which seems
to be very similar concept to the 'ancient doctrine' mentioned
in Plato's Phaedo.
These speculations seem to lead us very far away from the
physiological account of human nature introduced in the first chapters
in Book I. But if we focus again on Chapter 4 and also on the subsequent
Chapter 5, which we have so far omitted in our survey, we can find
certain theoretical considerations concerning the nature of life and
death that are perfectly consistent with the concept of palingenesis as
we have revealed it in our analysis. The idea, introduced in Chapter 4,
that the common belief of men in 'perishing' and 'coming
into existence' is wrong and that in reality things merely change
by mingling and being separated, is further developed in Chapter 5 into
universal and amazingly general consequences, which are important for
our discussion in two respects. First, the traditional eschatological
realm of death associated with Hades is understood in de Victu as an
invisible complement of 'this world', the realm of visible
phenomena ('Light of Zeus'). (117) Drawing on the conventional
ideas, the distinction between being and not-being is transformed into
the contrast of visibility and invisibility of certain everlasting
entities. It is supposed to be only a wrong belief among men who
'trust their eyes rather than their mind' that things
originate and perish, but in reality things come to light from Hades
(i.e., invisibility) and disappear from the light to Hades. (118)
Second, the repeated statement that 'the things of the other world
[i.e., Hades] come to this, and those of this world go to that' is
exactly the essence of the 'ancient doctrine' described in
Plato's Phaedo, which seems to legitimize our speculation about the
Hippocratic version of palingenesis in de Victu.
We have already defined the difference between the Platonic version
of body-soul dualism and the theory of de Victu. According to the
suggested theory of transmigration, the main divergence between the two
concepts resides in the fact that the transmigrating soul is for Plato
the bearer of man's identity and that each reincarnation is a
consequence of one's previous merits or wrongdoings. This moral
background is completely absent from the Hippocratic account of the
cosmic cycle of life and nutrition and the identity of transmigrating
seeds is very problematic. 119 First, the identity cannot depend on the
soul, which is 'the same' in all animals, but rather on the
'human parts'. (120) Therefore we must consider the composite
of soul and parts of human body (in other words--specific mixture of
fire and water). But even if we do this, the features of man's
character discussed in Chapter 36 do not depend on this mixture, but
rather on the 'passages' of soul in the fully developed body,
(121) which implies that without one's specific bodily structure
there is no place for one's personal identity. And second, whatever
else might survive in the transmigrating fire-water mixture (i.e., soul
within some 'parts of human body'), its identity is impeached
by the fact that 'soul combines with another soul', and that
soul can also be divided as we read in Chapter 16.
Seeing that Plato's version of transmigration and that of the
author of de Victu are different in many respects, it seems that our
question concerning the possible 'Orphic-Pythagorean'
influence on this Hippocratic treatise is insoluble unless we define
what we suppose to be the original Orphic or Pythagorean ideas on soul.
If we exclude the testimonies of Plato and his followers, which are very
specific and evidently preoccupied with Plato's own ideas and
inventions, (122) probably the oldest authentic evidence which
explicitly says something positive about Orphic and Pythagorean notions
of soul is to be found in the first book of Aristotle's de Anima.
In contrast to Plato's eschatological myths in Phaedo, Gorgias,
Republic and Timaeus, where the fate of soul between two incarnations is
discussed in amazing detail but where we find no specification of how
the immortal soul enters her new body, it is the only aspect of the
theory of reincarnation that Aristotle discusses in the criticism of his
predecessors. Criticizing those 'who describe the soul as composed
of the elements' Aristotle claims that 'the theory in the
so-called poems of Orpheus [...] alleged that the soul, borne by the
winds, enters from the universe into animals when they breathe.'
(123) This account suits de Victu very well not only because the
Hippocratic author describes soul as an elemental composite, but also
because he supposes that 'the soul of a human [...] and the parts
of a human, enter into every animal that breathes, and in particular
into every human, whether young or old.' (124) Aristotle attributes
a similar idea to the Pythagorean stories, which 'try to explain
what the nature of the soul is' and suggest that it is possible
'for any soul to find its way into any body'. (125) Again,
this Pythagorean idea closely resembles the account of the author of de
Victu where he explains the nature of soul and says that human seed
(i.e., soul plus parts of human body) enters into every breathing
animal. (126)
Considering that our pre-Platonic evidence about the idea of a
transmigrating soul is very poor, fragmentary and often very unspecific,
we may conclude that de Victu is besides Plato our oldest
evidence--preserved in an authentic and non-fragmentary form--of a
philosophical reflection on certain ancient ideas concerning the fate of
soul as life-principle in the everlasting cosmic cycle of life.
Differences in topic and emphasis, different therapeutic suggestions and
different goals in Plato and in the Hippocratic author may offer us a
more plastic view on the early history of the philosophical reflections
on the eschatological thoughts traditionally connected with the
'Orphics' or 'Pythagoreans', as well as on the very
vague frontiers between religion, philosophy and medicine in the
Classical Era of ancient Greek history. (127)
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(1) Smith (1979), 44-60, rejected by Lloyd (1991) and Mansfeld
(1980), reiterated in Smith (1999). In spite of strong skepticism, Lloyd
acknowledges that the description of the method of Hippocrates in
Plato's Phaedrus (270a ff.) shows some similarities to de Victu, at
least more than to Galen's candidate de Natura Hominis (196).
(2) Peri diaites (hereafter Vict) IV 87, IV 89, IV 91
(3) Vict I 11 (136.2). Throughout, the pagination in brackets
refers to the critical edition published in Corpus Medicorum Graecorum
(Joly-Byl (1984)).
(4) Most scholars are more or less in agreement with this dating
(Teichmuller (1876), Fredrich (1899), Diels (1901), Jones (1931), Miller
(1959), Joly-Byl (1984), Jouanna (1999), Hankinson (1991), van der Eijk
(2005)). Jaeger (1938 and 1989) has argued for the fourth century BC,
and Kirk (1954) circa 350 BC.
(5) Smith (1992), 263
(6) Vict II 46-9. Cf. Heidel (1914), 156
(7) Cf. Hankinson (1991), 205-6. Out of nearly one hundred
occurrences of the expression psuche in the Corpus Hippocraticum, two
thirds are attested in de Victu. See also Gundert (2000), 15n9.
(8) Jones (1931), xlii n3
(9) Gallop (1996), 13n25
(10) Palm (1933), 62-9; Joly (1960), 168; Joly (1967), 97n1;
Pigeaud (1980), 429
(11) Dodds (1951), 119
(12) Hankinson (1991), 200-6, Gundert (2000), 22-5
(13) Peck (1928), 82
(14) Singer (1992), 141
(15) Joly (1960), 75, Cambiano (1980), 90-3
(16) Cf. Singer (1992), 133.
(17) In this respect I will slightly divert from my own views as
published previously (Bartos (2006), 68-71).
(18) Jones (1931), xliii n3
(19) It is worth noting that in the lines preceding Jones'
laconic suggestion of a firewater 'dualism' he mentions the
doctoral thesis of A. L. Peck, which he at another place praises as a
'masterly discussion of the whole of the first book'
superseding all previous interpretative attempts (Jones (1931), xlii n1;
xlvii-xlviii). In his dissertation Peck writes: 'There is in them
[i.e., in the soul and body], as in the world at large, a duality, which
may be presented as a duality of Fire and Water, each of which reaches
in turn its appointed maximum (ch. 5).' (Peck (1931), 87.) Peck
sees a close parallel between the fire-water and soul-body oppositions,
but he is strongly arguing against any kind of dualism in terms of
separability and independency of soul from body (82-4).
(20) Vict I 2 (122.22-3). Throughout, I draw (with some necessary
minor modifications) on the English translation by W. H. S. Jones (Jones
(1931)).
(21) Vict I 2 (122.24). To justify the second requirement, he
further claims that a physician would not be capable of administering to
a patient a suitable treatment, if he was ignorant 'of the
controlling in the body' (to epikrateon en toi somati) Vict I 2
(122.26).
(22) Vict I 2 (124.6-7). This methodological demand is fulfilled in
the account of various kinds of man's nutrition and their qualities
discussed in the second book of the treatise, and of various activities
(physical exercises, daily activities, etc.) discussed mainly in the
third book. The equilibrium of these two aspects is supposed to be the
healthy state (Vict III 67 (194.2-4)) while the overpowering of one over
the other causes diseases (Vict III 67 (194.10-14)).
(23) Vict I 3 (126.9-10)
(24) Vict I 4 (126.20-1)
(25) Vict I 3 (126.6-8)
(26) Vict I 4 (126.21-2)
(27) Vict I 3 (126.10-11)
(28) Vict I 3 (126.11; 126.15)
(29) Vict I 10 (134.5-6)
(30) Vict I 9 (132.12-14)
(31) Vict I 9 (132.14-16)
(32) Vict I 9 (132.18-23)
(33) Vict I 3 (126.5); I 6 (128.25-130.1); II 56 (178.16-18)
(34) Vict I 3 (126.16-19)
(35) G. E. R. Lloyd also calls the account of fire and water in the
treatise as 'dualist element theory', but he does so in order
to differentiate it from 'monistic', 'four-element'
or 'four-humor' doctrines, without any implication for a
separability of fire from water or even soul from body (Lloyd (1979),
149).
(36) Vict I 10 (134.17-20). It is worth noting that the only other
occurrence of the expression nous is in Chapter 11 (134.22-4), where the
author speaks of a 'mind of gods' (theon nous). In Chapter 35
(150.29) thought is ascribed to soul (fronesis psuches). All other
expressions on the list seem to express various life activities
(auxesis, meiosis, kinesis, diallaxis, egersis, hupnos). Surprisingly,
the expression gnome, which is repeatedly ascribed to man (I 1 (122.5),
I 12 (136.10), I 24 (142.4)) but not to trees (III 68 (198.12-14)), and
which is also connected to psuche (I 21 (140.5-6)), is missing from the
list in Chapter 10.
(37) Nor is it very clear what the qualification of fire as
'the hottest and strongest' (thermotaton kai ischurotaton) in
this passage means. The quality of 'hot' is the intrinsic
feature of fire, but nowhere else in the treatise is the superlative
thermotaton connected with fire. Without any direct reference to fire,
males are considered to be 'warmer and drier' (thermotera kai
xerotera) than females in Chapter 34 (150.23), and in the discussion of
various ages in Chapter 33 we read that 'the moistest and warmest
(hugrotata kai thermotata) are those nearest to birth' (150.12-14).
In the typology of human physiques in respect of their health in Chapter
32 the 'strongest' fire is mentioned in two types of
fire-water mixtures, but none of them is considered very firm in health
(148.14-20, 148.34-150.4). I am inclined to understand the qualification
'the hottest and strongest' as an emphasis of the very nature
of fire, which is the capacity to move and 'activate'.
(38) Vict I 36 (156.24-5)
(39) Vict I 7 (130.18-19); I 25 (142.6-7)
(40) Following Hankinson ((1991), 203n24) in the form of his
typological scheme, I will abbreviate 'water' and
'fire' by their initial letters and indicate the domination by
'<' or '>' and equality by '='. The
seven types of fire-water mixture in Chapter 35 are as follows: (1) F=W
(150.20-152.8); (2) F<W (152.8-28); (3) F<<W (152.28-154.7);
(4) F<<<W (154.7-13); (5) F>W (154.13-21); (6) F>>W
(154.21-156.3); (7) F>>>W (156.3-18).
(41) Vict I 35 (150.29-30)
(42) Similarly, if any pathology or inconvenience 'of
soul' is diagnosed in Book IV, the therapeutic recommendation is to
treat 'body' (Vict IV 88 (220.9-10); IV 93 (228.26230.3)). The
only example of psychotherapy, i.e., explicit advice to treat psuche, is
attested in Chapter 89 (Vict IV 89 (222.28-31)), about the case of a
patient dreaming about heavenly bodies wandering about, 'some in
one way and others in another', which, according to the author,
indicates 'a disturbance of the soul arising from anxiety
(merimnes)'. The suggested therapy is following: 'Rest is
beneficial in such a case. The soul should be turned to the
contemplation of comic things, if possible, if not, to such other things
as will bring most pleasure when looked at, for two or three days, and
recovery will take place.' Even though the physiological aspect of
such a therapy is not clarified in the passage, it has to be presupposed
in virtue of the general nature of sense reception and thinking
mentioned elsewhere (Vict II 61 (184.8-14)). The uniqueness of this
passage in the whole Hippocratic corpus is claimed by Entralgo (1970),
341-2, and Gundert (2000), 25n69.
(43) Four qualities of fire (i.e., araiotaton (thereafter
abbreviated 'Ar'), ischurotaton ('Is'), leiptotaton
('Le'), and hugrotaton ('Hu')) are combined in
Chapter 32 with four qualities of water (i.e., leiptotaton
('Le'), puknotaton ('Pu'), pachutaton
('Pa') and xerotaton ('Xe')) in the following way:
(1) ArF-LeW (148.3-14); (2) IsF-PuW (148.14-20); (3) LeF-PaW (148.20-7);
(4) HuF-PuW (148.27-34); (5) IsF-LeW (148.34-150.4); (6) ArFXeW(
150.4-9).
(44) Heidel (1914), 157; Joly (1960), 30; Joly (1967), 9n1;
Joly-Byl (1984), 238; Gundert (2000), 18n28, 32. Cf. Aristotle who
ascribes a kind of identification of soul with sperm to Hippon
(Aristotle, de Anima, 405b5).
(45) Vict I 4 (126.24), I 30 (146.21), I 31 (146.30-31), II 45
(168.2), IV 90 (226.10), IV 92 (228.14)
(46) Vict I 27 (144.5); Cf. I 28 (144.20) and I 28 (144.30)
(47) Vict I 6 (130.8 and 15), I 7 (130.19), I 26 (142.6), I 29
(146.11 f.)
(48) Vict I 28 (144.20)
(49) Cf. Singer (1992), 143n46.
(50) Vict I 27 (144.8-9)
(51) Vict I 29 (146.11-16)
(52) Vict I 28 (144.20-2)
(53) Vict I 28 (144.15-20)
(54) Cf. Peck (1928), 83.
(55) Vict II 60 (184.2)
(56) Vict II 56 (180.11-14); Cf. Hippocratic Epidemiae, VI 5.2 (ed.
Littre).
(57) Vict II 62 (184.27-186.2)
(58) Vict II 60 (182.28-30)
(59) Vict II 61 (184.7-16)
(60) Vict II 60 (182.27-8)
(61) Vict IV 86 (218.4-12)
(62) 'Each man's body follows the call of overpowering
death; yet still there is left alive an image of life (aionos eidolon),
for this alone is from the gods. It sleeps while the limbs are active;
but while the man sleeps it often shows in dreams a decision of joy or
adversity to come.' Pindar, fr. 131 (Snell), translated by E.R.
Dodds.
(63) Palm (1933), 62-9
(64) Dodds (1951), 119
(65) Dodds (1951), 118
(66) Dodds (1951), 149. D. Gallop takes over Dodds' view and
simply claims that 'dualism is clearly formulated in the
Hippocratic On Regimen (IV.86)' without any further argumentation
(Gallop (1996), 13n25).
(67) Van der Eijk (2005), 125
(68) Van der Eijk (2005), 198
(69) Van der Eijk (2005), 199
(70) Cf. Plato, Phaedo, 67d; 82e f.; Phaedrus, 250c4-6.
(71) This was already convincingly demonstrated by G. Cambiano
(Cambiano (1980), 90-3). In my opinion, a much closer analogy for the
intended meaning of the term oikos in the Hippocratic passage may be
found in the fragments of Democritus, where the body is called skenos of
psuche (Democritus, DK 68 B 223.), and the soul itself is referred to as
a dwelling of daimon (DK 68 B 171).
(72) Vict IV 88 (220.1-5). Cf. also Vict III 71.
(73) Cf. Xenophon, Cyro 8.7.21; Aristotle, fr. 10 (Sextus
Empiricus, Adver Phys I 20-1).
(74) Plato, Phaedo, 95d1-2; 105c2-4
(75) Plato, Respublica, 571d6-2b1. The absence of the notion of
katharsis as the 'highest goal' of soul (Plato, Phaedo, 67c)
in the Hippocratic passage was already demonstrated by A. Palm (Palm
(1933), 68).
(76) Cambiano (1980), 91
(77) Smith (1992), 263n3
(78) Van der Eijk (2004), 193. Cf. Diller (1959); Miller (1959);
Smith (1992).
(79) Vict IV 93 (228.26-7). Here I adopt the correction of Emerins
(followed by Littre, Joly and others) and read epithumie instead of
manuscript athumie. A similar idea describing psuches epithumie is
repeated a few lines later (230.1-2).
(80) Vict IV 88 (220.9-10)
(81) Vict II 71 (202.34-204.10)
(82) Vict IV 86 (218.3-4)
(83) Vict IV 86 (218.12-13)
(84) It was suggested already by Palm (1933), 66n112.
(85) A sleeping body is not deprived of its soul, it is just that
their relationship is operating in a different modus. The only example
of a body existing without a soul is found in Chapter 21 (Vict I 21
(140.5-6)) in the description of a sculpture: 'Statuemakers copy
the body without the soul, as they do not make intelligent things
(gnomen de echonta), using water and earth, drying the moist and
moistening the dry.'
(86) The only kind of 'duality' lies in the
differentiation between fire and water on the theoretical level of
explanation, or activity and nourishment on the dietetic level.
(87) Vict I 4 (126.26-8)
(88) According to the account of fire and water in Chapters 3-5,
the suggestion made by J. Jouanna (Jouanna (1999), 408) that 'birth
is only a reuniting of elements and death a separation of these
elements' is rather misleading. B. Gundert in her attempt to
reconstruct the whole process of generation supposed that
'according to Regimen, life begins when secretions from the two
parents, each consisting of a mixture of fire and water, unite in the
uterus' (Gundert (2000), 17). Although some passages in Chapters
26-9 might suit this interpretation, many others condemn it as
unsatisfactory, oversimplified or even misleading, as I will argue in
the next paragraphs. To reveal the most serious objection, we shall ask:
What kind of life according to Gundert begins? Although in our modern
view new life begins in the moment of the unification of sperm and ovum
('parental seeds' in the Hippocratic vocabulary), after a
closer inspection of the first chapters of Book I it turns out not to be
the Hippocratic story.
(89) Vict I 25 (142.6-17)
(90) Jones (1931), 263n2
(91) Joly (1960), 77; Joly (1967), 20n2
(92) R. Joly seems to realize the possible resemblances of the idea
of the author of de Victu with Orphic accounts and considering the idea
that the soul of a human enters into every animal he declares that we
are 'far away from metensomatosis' (Joly (1960), 75). He
explains the fact that psuche can enter all animals by pointing to the
passage in Chapter 28, which we have already discussed, where it is
declared that 'soul is the same (touto) in all ensouled
beings' (Vict I 28 (144.16)). This neither ensures us being far
away from metensomatosis, nor explains why it is explicitly human soul
(psuche tou anthropou) which enters all animals. Joly seems to think
that the whole of Chapter 25 (as well as Chapters 6 and 7) speaks about
biological insemination and embryological development. If we concede
that the author speaks about psuche as sperma at the beginning of our
passage in the same meaning as at the end of it and in the subsequent
chapters, where it means evidently man's sperm, we are faced with
very bizarre consequences. First, we should concede that according to
the author man's sperm enters not only women of all ages, but also
all men. Regarding the frequent homosexual encounters in Greco-Roman
antiquity, we should not exclude this possibility, but there is no
satisfactory explanation for the fact that man's sperm further
develops in the mature and fertile bodies of these male recipients. And
second, even more bizarre consequence rests in the claim that the sperm
should enter all animals. A zoophilia was quite rare and definitely not
generally an accepted part of Greek daily life, and it seems to be
hardly imaginable that zoophilia should be practiced with 'all
animals'. This is definitely not the right way to go in our
interpretation.
(93) As far as I know, the separation of these two stages of
seed's growth has been overlooked by most commentators, with the
exception of the excellent and still undervalued dissertation of A. L.
Peck. Peck speaks about three stages of the seed development: (1) the
growth from a seed up to a matured sperm which moves its position; (2)
under certain conditions two parental seeds commingle into an embryo
which grows in woman up to the moment of birth; and (3) the development
of the organism after birth (c.f. Peck (1928), 90).
(94) The general (but nowhere in the Corpus Hippocraticum repeated)
figure 'parts of parts and wholes of wholes' opens a
possibility of two expository perspectives: (1) either we can see and
describe anything from the bottom up, from parts towards the unity they
compose and higher unity of that unity, or (2) we can begin with any
natural whole and discuss its parts and parts of its parts.
(95) Vict I 6 (128.24-130.1)
(96) Vict I 6 (130.13-16)
(97) Vict I 7 (130.18)
(98) Here I adopt Fredrich's emendation merea de supported by
the Latin translation in manuscript P: membra.
(99) Vict I 7 (130.18-21)
(100) Vict I 27 (144.2-5)
(101) Vict I 7 (130.18-19), I 25 (142.6-8)
(102) Cf. Vict I 6. A connection of breath and seed is attested in
Chapter 25, where it is said, that 'The soul of man ... and the
parts of man enter into every animal that breathes' (Vict I 25
(142.7)).
(103) Vict I 25 (142.8-17)
(104) Vict I 8 (132.4)
(105) Vict I 8 (132.3)
(106) Vict I 8 (132.2-3). This presupposes that the female seed
develops in some other place than the womb. Cf. Hippocratic De semine,
4.3, 5.1-4 (Littre).
(107) Vict I 27 (144.7-14)
(108) Vict I 8 (132.7-8)
(109) Vict I 26 (142.24-6)
(110) Vict IV 92 (228.12-14)
(111) Vict IV 92.4-6 (228.14)
(112) It seems significant that the unusual verb eserpein used in
Chapters 7 and 25 in connection with psuche is repeated in the following
sentence in connection with spermata (tauta de kathara eserpein es to
soma hugieien semainei (228.15)).
(113) According to Olympiodorus (In Plat Phaed com 9.6.5-6 (ed.
Westerink)), both terms are synonymous.
(114) The expression palingenesis was also occasionally used to
denote Plato's doctrine. On the other hand, some scholars (Cumont
(1923), 182; Stettner (1934), 3-4) have already suggested a
terminological difference between Plato's metempsuchosis and the
palingenesis associated with Pythagoras. For my purposes, I am going to
use the same terminology in order to distinguish Plato's and the
Hippocratic theories (without necessarily identification of the
Hippocratic and Pythagorean versions of palingenesis).
(115) Plato, Phaedo, 70c. Cf. also Plato's Meno (81a-b):
'They [i.e., certain priests and priestesses ... and Pindar also
and many other poets] say that the soul of man is immortal, and at one
time comes to an end, which is called dying, and at another is born
again (palin gignesthai), but never perishes.'
(116) Vict I 29 (146.14); see also I 9 (132.14).
(117) Vict I 5 (128.15)
(118) Vict I 4 (126.28-128.2)
(119) The absence of moral and theological aspects in the oldest
versions of the idea of transmigration seems to be attested in Herodotus
(II 123) as well as in Aristotle's fragments of the
'Orphic' and 'Pythagorean' accounts on soul
discussed below (de Anima, 404a16-20; 407b20-6; 410b27-11a1). According
to W. Stettner, the version of the theory of transmigration that was
free from morality (ascribed to old Pythagoreans) was of an earlier date
(Stettner (1934), 7-19 and 29-31; cf. Burkert (1962), 111n87).
(120) A. Peck supposes 'parts' to be the 'element of
stability' opposed to the constant flux of the body as a whole
(Peck (1928), 87).
(121) Vict I 36 (156.23-5)
(122) Both Burkert (1962) and Huffman (1993) have already
persuasively showed the difference between our oldest testimonies of
Orphic and Pythagorean doctrines of soul and that of Plato, whose
influence is also apparent in many later doxographers.
(123) Aristotle, de Anima, 410b27-30. Translated by W. S. Hett.
(124) Vict I 25 (142.6-8)
(125) Aristotle, de Anima, 407b20-4. Translated by W. S. Hett.
(126) Vict I 6 (130.15)
(127) I am most grateful to Geoffrey Lloyd and Philip van der Eijk,
whose lucid and penetrating comments helped to clarify my ideas on de
Victu at various stages of my research. I am no less grateful to Gabor
Betegh, Jakub Jirsa and Vojtech Hladki for reading earlier drafts of
this paper and suggesting a number of improvements, and to the audience
in Budapest and Reading, where I presented my interpretation of de Victu
for the first time in summer 2006. This article is an outcome of a
research project funded by the Czech Scientific Foundation (GACR
401/06/0647), and it was finished during my stay at the University of
Pittsburgh sponsored by the J. William Fulbright Commission in 2007-08.
Hynek Bartos
Faculty of Humanities
Charles University in Prague
U Krize 8, 159 00, Praha 5
Czech Republic
hynek.bartos@centrum.cz