Aristotle on identity and persistence.
Bowin, John
In antiquity, the problem of persistence through time is usually
associated with certain puzzles or paradoxes, such as the Ship of
Theseus (2) and Epicharmus' Growing Argument, (3) which call into
question the assumption that an enduring entity can gain and shed
properties while still remaining numerically the same. (4) Although
Aristotle gives ample attention in the Physics to the Zenonian paradoxes
of motion, he makes no mention of puzzles that focus mainly on problems
of persistence, except for one brief reference in Physics Book 4,
chapter 11. The reference occurs in a discussion of time, where
Aristotle tries to account for the fact that 'the now' is in a
way always the same and in a way always different. The puzzle in
question is alluded to when he claims at 219b18-22 that a moving thing
like a stone has this same feature:
This [the moving thing] is the same in respect of [TEXT NOT
REPRODUCIBLE IN ASCII.], (for it is a point or a stone or something
else of the kind); but in definition it is different, in the way in
which the sophists assume that [TEXT NOT REPRODUCIBLE IN ASCII.] is
different from [TEXT NOT REPRODUCIBLE IN ASCII.]. That, then, is
different by being in different places. (Ph IV 11, 219b18-22)
Translating [TEXT NOT REPRODUCIBLE IN ASCII.] and [TEXT NOT
REPRODUCIBLE IN ASCII.] poses a problem. The most natural translation of
the Greek is 'Coriscus' being in the Lyceum' and
'Coriscus' being in the market-place' respectively. But
on this reading, what the sophists assume is irrelevant to the point
that Aristotle is making. In the preceding two lines, Aristotle is
making a point about difference and sameness in individual things or
objects like stones, yet his example from the sophists is about
difference and sameness in states of affairs (i.e., Coriscus' being
in the Lyceum and Coriscus' being in the marketplace). One
interpretative option is to assume that, in spite of what Aristotle
actually says, he means to say that it is Coriscus himself, rather than
a state of affairs involving Coriscus, that is different in definition.
This is the interpretation of Simplicius, who claims that the
sophistical puzzle alluded to is one in which 'the same'
Coriscus 'becomes different from himself' by changing his
place:
[The sophists] said that 'the same Coriscus is sometimes in the
market-place and sometimes in the Lyceum. He who is sometimes in
the market-place, sometimes in the Lyceum, becomes different from
himself.' (In Phys 723 14-16)
But this is not quite satisfactory, even apart from the fact that
it is not what Aristotle says. Since the 'assumption' is
attributed to the sophists, one would think that it must have been the
subject of a puzzle or a paradox like the Growing Argument or the Ship
of Theseus. But if 'becoming different from oneself' is as
Simplicius describes it, then it is hard to see what is puzzling about
it, and why this phenomenon should be of any interest to a sophist.
There is an air of paradox in the phrase 'becoming different from
oneself', (5) but to say that 'the same Coriscus is sometimes
in the market-place and sometimes in the Lyceum' seems entirely
straightforward.
It is possible, however, using a slightly less natural reading of
the Greek, to take the sophists to be concerned with a genuine
metaphysical puzzle that is relevant to the point Aristotle is making
(that is, a puzzle that envisages differences in individual things or
objects, not in states of affairs). If we take [TEXT NOT REPRODUCIBLE IN
ASCII.] to involve complex predicates, and [TEXT NOT REPRODUCIBLE IN
ASCII.] and [TEXT NOT REPRODUCIBLE IN ASCII.] to denote the accidental
unities Coriscus-in-the-Lyceum and Coriscus-in-the-market-place, what
the sophists assume is that being Coriscus-in-the-Lyceum is not the same
thing as being Coriscus-in-the-market-place. (6) We know, from
Aristotle, that the sophists envisaged accidental unities. An interest
in 'cultured-Coriscus' is implicitly ascribed to the sophists
in Sophistical Refutations 22, since the Sophistical Refutations is a
tract on sophistical arguments. The two following attributions, however,
are explicit:
The arguments of the sophists deal, we may say, above all with the
accidental; e.g. the question whether "cultured" and "lettered" are
different or the same, and whether "cultured-Coriscus" and
"Coriscus" are the same ... (Metaph VI 2, 1026b15-18)
Generally, if it is necessary to distinguish as the sophists do,
[the good man] is related to himself as Coriscus to good-Coriscus.
For it is clear that some identical portion of them is good; for
when they blame themselves, they kill themselves. (EE VII 6,
1240b24-27)
'Coriscus', like 'Socrates' and
'Callias', is often used by Aristotle as a stock name for an
individual human being, so we cannot put too much weight on the name
alone. Still, I think that it is probably more than a coincidence that
on each of these two occasions where a puzzle about someone named
'Coriscus' is attributed to the sophists, the puzzle features
accidental unities denoted by expressions like
'cultured-Coriscus', and 'good-Coriscus'.
If the sophists assume that being the accidental unity
Coriscus-in-the-Lyceum is different from being the accidental unity
Coriscus-in-the-market-place, and that these are different in
definition, then the sophists' claim may well be that they are
numerically different. (7) We can easily reconstruct an argument to this
effect by giving the sophists the principle that Aristotle himself
enunciates at Topics VII 1, 152b25-9: if two objects are numerically the
same, then they share all the same predicates. (8) Since being in the
Lyceum and being in the marketplace are incompatible, the sophists can
infer that Coriscus does not have all the same predicates when he is in
the marketplace and when he is in the Lyceum, and therefore that
Coriscus, when he is in the marketplace, is numerically different from
Coriscus, when he is in the Lyceum. Perhaps, then,
'Coriscus-in-the-Lyceum' and
'Coriscus-in-the-market-place', in the sophists' view,
denote things that are numerically different.
Under this interpretation, the sophistical puzzle referred to at
Physics IV 11, 219b18-22 posits a plurality of numerically different
entities, not a single Coriscus simpliciter who is 'sometimes in
the market-place, sometimes in the Lyceum' as Simplicius suggests.
Indeed, seeing a plurality of entities here is a more natural inference from Simplicius' diagnosis of the sophists' error than the one
that Simplicius himself draws. Simplicius says that the sophists
transferred the difference in account of the moving thing to the moving
thing's substrate and in so doing,
... did not take notice of the way in which 'different' was taken,
but rather transformed contingent into essential difference. So
[Aristotle] showed that it was sophistical to think that through
the before and after being different in account they were therefore
different in substrate. (In Phys 723 16-20) (9)
But if a thing that is diverse in account is also diverse in
substrate, then it seems more plausible that it is numerically diverse
as well, not numerically the same yet somehow different from itself.
I propose, then, that sophist's puzzle is raising a question
similar to the one just quoted from Metaphysics VI 2, viz., whether
Coriscus-in-the-Lyceum is indeed numerically the same individual as
Coriscus-in-the-market-place. And if the sophists are suggesting that
Coriscus-in-the-Lyceum becomes Coriscus-in-the-market-place, and that
these are numerically distinct individuals, then he clearly does so by
being replaced by Coriscus-in-the-market-place. So just as in the
Growing Argument, a change of size results in a change of identity, so
in the puzzle about Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place, a change of place results in the emergence
of a new individual. What this implies, if we generalize from the case
of local motion to change as such, is that entities cannot gain and shed
properties while remaining numerically the same, and since entities are
always undergoing some change or other (even if it is only a relational
change), the puzzle also threatens the assumption that objects persist
through time. (10)
Aristotle's response to this puzzle is evidently to claim
'This [the moving thing] is the same in respect of [TEXT NOT
REPRODUCIBLE IN ASCII.], (for it is a point or a stone or something else
of the kind); but in definition it is different.' But what does
this mean? The phrase [TEXT NOT REPRODUCIBLE IN ASCII.] is notoriously
difficult to interpret. It occurs nine times in the Aristotelian corpus,
seven times, as it does here, in the expression [TEXT NOT REPRODUCIBLE
IN ASCII.], (11) but also in the variants [TEXT NOT REPRODUCIBLE IN
ASCII.] at Generation and Corruption I 3, 319b3 and [TEXT NOT
REPRODUCIBLE IN ASCII.] at Parts of Animals II 3 649a14-5. A number of
commentators (12) have taken [TEXT NOT REPRODUCIBLE IN ASCII.], with
minor variations, to mean 'that, whatever it is, by [means of]
being which, x is [what it is]' where x is the subject of [TEXT NOT
REPRODUCIBLE IN ASCII.], and the [TEXT NOT REPRODUCIBLE IN ASCII.] is
construed as circumstantial with an explanatory force. Bostock
interprets the [TEXT NOT REPRODUCIBLE IN ASCII.] in [TEXT NOT
REPRODUCIBLE IN ASCII.] temporally, however, which gives us 'that,
by [means of] being which at any time, x is [what it is]'. (13)
Coope faults this interpretation for making 'nonsense' of
Physics IV 14, 223a26-8, where the value for x in [TEXT NOT REPRODUCIBLE
IN ASCII.] is 'time', since this would have Aristotle saying
that 'time was at a time'. (14) But this is only superficially
nonsensical, since we commonly give the time of a time when we say
'it is now 4:00 p.m.'. for instance. 'Now' is a
time, and so is '4:00 p.m.'. 'It is now 4:00 p.m.'.
gives the time (viz., 4:00 p.m.) of a time (viz., now). (15) We cannot,
therefore, rule out a temporal interpretation of [TEXT NOT REPRODUCIBLE
IN ASCII.] on this ground alone. Another problem to be dealt with is
that if [TEXT NOT REPRODUCIBLE IN ASCII.] denotes x as 'being what
it is', then it seems to denote x under some privileged
description. But what privileged description? Coope points out that it
cannot be x as it 'really' is because this would imply that
time was really change at Physics IV 14, 223a26-8, which Aristotle
refutes at Physics IV 10, 218b9 ff. (16)
Fortunately, the expression in which [TEXT NOT REPRODUCIBLE IN
ASCII.] is embedded in Physics IV 11, 219b18-22, can give us some
guidance. It also appears elsewhere in the Aristotelian corpus, but much
more often--forty-one times, in fact, according to Bonitz--and is of the
general form 'x is the same in respect of [phi], but it is
different in respect of [PSI]' (17) where [phi] is either
'number', 'matter', or [TEXT NOT REPRODUCIBLE IN
ASCII.], and where [psi] is either 'form', 'being',
or 'definition'. It is generally agreed that the purpose of
the expression is to contrast a thing's diversity in one respect
with its sameness in another. But I think it has not been adequately
appreciated that this sameness and diversity can be either synchronic or
diachronic. That is, the contrast highlighted by this expression could
be either sameness in one respect but diversity in another respect at a
particular time, or sameness in one respect but diversity in another
respect over time. Of the forty-one occurrences of the expression
'same in [phi], different in [psi]', ten are plainly concerned
with diachronic diversity: At Physics IV 11, 219a20-1, what are diverse
are successive phases of a change, while at 219b18-22, and 220a6-9, what
are diverse are successive phases of a moving thing. At Physics IV 11,
219b10-11, 219b12-15, and 219b26-8, what are diverse are nows at various
dates along a time line. At Generation and Corruption I 3, 319b3-4 &
1.5, 320b12-14, and De caelo IV 4, 312a18-19, 312a31-3, what are diverse
are the parcels of matter underlying the termini of elemental transformations (e.g., the matter of air and the matter of water
involved in the elemental transformation of air into water). (18) Six of
these diachronic occurrences use the phrase [TEXT NOT REPRODUCIBLE IN
ASCII.] as a value for [phi] in the expression 'same in [psi],
different in [phi]': Physics IV 11, 219a20-1, 219b12-15, 219b18-22,
219b26-8, 220a6-9, Generation and Corruption I 3, 319b3-4. (19) The
phrase [TEXT NOT REPRODUCIBLE IN ASCII.] is also used at Physics IV 14,
223a26-8, and at Parts of Animals II 2, 649a14-5 and II 3, 649b24, but
not as a value for [phi] in this expression. In each of these three
passages, however, diachronic diversity is at least implied. At Physics
IV 14, 223a26-8, the x in [TEXT NOT REPRODUCIBLE IN ASCII.] is time
itself, which is diachronically diverse by definition. And the idea at
Parts of Animals II 2, 649a14-5 and II 3, 649b24 seems to be that blood
and bile, as successive hot and cool phases of bodily fluid, are two in
being, but one in substratum, i.e., 'in respect of that, by [means
of] being which at any time blood is what it is' (PA II 3,
649b23-4). So again, the diversity is diachronic.
It is more than a coincidence, I think, that each of the nine
occurrences of the expression [TEXT NOT REPRODUCIBLE IN ASCII.] in the
Aristotelian corpus highlight diachronic diversity, (20) and in the
light of this, I suggest that taking the [TEXT NOT REPRODUCIBLE IN
ASCII.] temporally in [TEXT NOT REPRODUCIBLE IN ASCII.] may account for
the affinity this expression has for diachronic contexts. That is,
perhaps if we take [TEXT NOT REPRODUCIBLE IN ASCII.] temporally, the
phrase [TEXT NOT REPRODUCIBLE IN ASCII.] picks out x under the
description of existing at various times, i.e. as persisting. And since
'being what x is', for Aristotle, characteristically involves
a specification of x's function, then taking [TEXT NOT REPRODUCIBLE
IN ASCII.] temporally could mean that [TEXT NOT REPRODUCIBLE IN ASCII.]
describes x qua functioning as a persisting subject of change, (21) as
defined in Categories 5 and Posterior Analytics I 22, (22) i.e., as a
thing which '[while] numerically one and the same, is able to
receive contraries. For example, an individual man--one and the
same--becomes pale at one time and dark at another, and hot and cold,
and bad and good' (Cat 5, 4a17-21). (23) So the whole passage is to
be translated as follows:
This [the moving thing] is the same in respect of that, by [means
of] being which at any time it is [what it is], (for it is a point
or a stone or something else of the kind); but in definition it is
different, in the way in which the sophists assume that being
Coriscus-in-the-Lyceum is different from being
Coriscus-in-the-market-place. That, then, is different by being in
different places.
The moving thing described as that, by means of being which at any
time it (i.e., the moving thing) is what it is, viz., described as a
persisting subject of change, is the same over time, but the moving
thing not so described--described, presumably, as just a moving
thing--is different, i.e., diverse over time, 'in the way in which
the sophists assume that being Coriscus-in-the-Lyceum is different from
being Coriscus-in-the-market-place.' But what is the moving thing
described as a moving thing, and how is it diverse in definition, as
being Coriscus-in-the-Lyceum is different from being
Coriscus-in-the-market-place? Moreover, how is the moving thing
described as a persisting subject of change different from the moving
thing described as a moving thing? As Coope points out, since the
referents of 'x' and [TEXT NOT REPRODUCIBLE IN ASCII.] must be
different things, and indeed, different sorts of things for the
expression [TEXT NOT REPRODUCIBLE IN ASCII.] to do any work, (24) and
since Aristotle tells us that [TEXT NOT REPRODUCIBLE IN ASCII.] is the
same sort of thing as a stone, [TEXT NOT REPRODUCIBLE IN ASCII.] itself
must be a different sort of thing than a stone. But if, as seems
natural, we take a stone to be an example of a [TEXT NOT REPRODUCIBLE IN
ASCII.] and a persisting subject of change, there is at first sight a
problem, since Aristotle calls [TEXT NOT REPRODUCIBLE IN ASCII.] at
Physics IV 11, 219b30. To resolve this contradiction, I suggest that
[TEXT NOT REPRODUCIBLE IN ASCII.] has two senses in these passages, one
where it is a value for x in [TEXT NOT REPRODUCIBLE IN ASCII.], and one
where it is not. As a value for x in [TEXT NOT REPRODUCIBLE IN ASCII.],
it is a [TEXT NOT REPRODUCIBLE IN ASCII.] described as a moving thing.
(25) At Physics IV 11, 219b30 it is simply a [TEXT NOT REPRODUCIBLE IN
ASCII.]. Both senses appear in the phrase 'a moving thing described
as a moving thing'. The first occurrence of 'moving
thing' denotes a [TEXT NOT REPRODUCIBLE IN ASCII.], and the second
occurrence does not, so a moving thing described as a moving thing is a
[TEXT NOT REPRODUCIBLE IN ASCII.] described as a moving thing. An
analogous case can be found at Physics II 1, 192b23 ff., where
Aristotle, in so many words, makes the following two claims: (1) The
doctor qua doctor cures patients. (2) The doctor qua man does not. Since
the first occurrence of 'doctor' in the first sentence can be
replaced with 'man' salva veritate while the second occurrence
cannot, the word 'doctor' must be used in different senses in
its first and second occurrences in this sentence.
What persisting subject of change [TEXT NOT REPRODUCIBLE IN ASCII.]
picks out will, of course, depend on what is substituted for x. In
Physics IV 11, 219b18-22 and 220a6-9, x is a [TEXT NOT REPRODUCIBLE IN
ASCII.] described as a moving thing. Other values for x include
'the now' at Physics IV 11, 219b12-15 and 219b26-8,
'change' at Physics IV 11, 219a20-1, 'time' at
Physics IV 14, 223a26-8, and 'blood' at Parts of Animals II 3,
649b24. The last case is of special relevance, since Aristotle thinks
blood is an accidental unity. I have said that Aristotle claims the
sophists envisage accidental unities like cultured-Coriscus,
good-Coriscus, Coriscus-in-the-Lyceum, and Coriscus-in-the-marketplace.
But Aristotle also speaks of such things without dismissing them as
sophistical, and this passage in Parts of Animals is a case in point, as
is the mention of 'cultured-Coriscus' in Posterior Analytics I
24, and Metaphysics V 6, 'walking-Coriscus' in Physics V 4,
'cultured-Socrates' in Metaphysics V 9 and 29,
'cultured-Miccalus' in Prior Analytics I 33, and
'seated-Socrates' in Metaphysics IV 2. He even says, in the
last passage, that it is the duty of a philosopher to investigate such
things:
It is the function of the philosopher to be able to investigate all
things. For if it is not the function of the philosopher, who is it
who will inquire whether Socrates and seated-Socrates are the same
thing ... ? (Metaph IV 2, 1004a34-b3)
The passage in Parts of Animals II 3 in which Aristotle describes
blood as an accidental unity may be translated as follows:
These distinctions, then, being laid down, it is plain that blood
is essentially hot in so far as that heat is connoted in its name;
just as if boiling-water were denoted by a single term, boiling
would be connoted in that term. But the substratum and that, by
[means of] being which at any time blood is what it is ([TEXT NOT
REPRODUCIBLE IN ASCII.]) is not hot. Blood then in a certain sense
is essentially hot, and in another sense is not so. For heat is
included in the definition of blood, just as whiteness is included
in the definition of a whiteman, and so far therefore blood is
essentially hot. But so far as blood becomes hot from some external
influence, it is not hot essentially. (PA II 3, 649b20-7)
The claim, here, is that 'blood' refers not to a distinct
type of tissue, but merely to a hot phase of bodily fluid.
'Blood' denotes an essence, but it is the essence of an
accidental unity consisting of the substrate bodily fluid and the
accident heat, just as 'white-man' denotes the accidental
unity consisting of the substrate man and the accident whiteness. Bodily
fluid is 'that, by [means of] being which at any time blood is what
it is' which means that bodily fluid may get hot at one time and be
called 'blood', or cold at another time and be called
'bile', but, under a certain description, it is still all the
while just bodily fluid.
I have already suggested that [TEXT NOT REPRODUCIBLE IN ASCII.]
describes x functioning as a persisting subject of change. If the
distinction between x and [TEXT NOT REPRODUCIBLE IN ASCII.] is going to
do any work, then x must be the moving thing described as not
functioning as a persisting subject of change. If, just as we can
describe bodily fluid as a collection of differently defined accidental
unities like blood and bile, we can describe Coriscus, when he is in
motion, as a collection of differently defined accidental unities like
Coriscus-in-the-Lyceum and Coriscus-in-the-market-place, then Coriscus,
so described, is neither one in definition nor is he a persisting thing.
Just as neither blood nor bile can become different by changing their
temperatures (presumably, outside of some range), neither
Coriscus-in-the-Lyceum nor Coriscus-in-the-market-place can become
different by moving to different places (since they cease to satisfy
their definitions as soon as they change their temperatures and places
respectively). And just as blood cannot become bile without being
replaced, Coriscus-in-the-Lyceum cannot become
Coriscus-in-the-market-place without being replaced. Only bodily fluid
simpliciter and Coriscus simpliciter, i.e., the persisting subject of
change, can do this.
I would like to suggest, then, that in Aristotle's view, a
[TEXT NOT REPRODUCIBLE IN ASCII.] described as a moving thing is a [TEXT
NOT REPRODUCIBLE IN ASCII.] described as a collection of accidental
unities, which in the case of local motion, are place-qualified entities
like Coriscus-in-the-Lyceum and Coriscus-in-the-market-place. If this is
the case, then it is clear that a moving thing so described cannot
persist, since neither accidental unities nor any collection of them can
persist through a change in their accidents. The [TEXT NOT REPRODUCIBLE
IN ASCII.] described as a moving thing is different in the sense of
diverse in definition, insofar as it described as a collection of
differently defined entities like Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place. So in Physics IV 11, 219b18-22 and
220a6-9, the value for x in [TEXT NOT REPRODUCIBLE IN ASCII.] is a [TEXT
NOT REPRODUCIBLE IN ASCII.] described as a moving thing, viz., a
collection of accidental unities like Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place. [TEXT NOT REPRODUCIBLE IN ASCII.],
however, describes this collection as something functioning as a
persisting subject of change, viz., as a substance (Coriscus
simpliciter). This hypothesis seems to be confirmed at Physics IV 11,
220a2-4, just after the puzzle about Coriscus, where Aristotle speaks of
the 'number of the moving thing'. This would make no sense
unless a moving thing could be described as a plurality that could be
counted.
It might seem odd to say that a [TEXT NOT REPRODUCIBLE IN ASCII.]
described as a moving thing does not persist, but the rationale, I
think, lies in the fact that Aristotle does not allow motion at an
instant. Since this is the case, a [TEXT NOT REPRODUCIBLE IN ASCII.] at
a single phase of a motion cannot be described as moving, since a [TEXT
NOT REPRODUCIBLE IN ASCII.] described as moving is a [TEXT NOT
REPRODUCIBLE IN ASCII.] in multiple phases of a motion. Thus, at
219b23-5, when Aristotle says that it is by means of the moving thing
that we become aware of the before and after in motion, he means that,
if we regard a [TEXT NOT REPRODUCIBLE IN ASCII.] as a moving thing, we
thereby become aware of that [TEXT NOT REPRODUCIBLE IN ASCII.] in a
plurality of its phases. (26) Another apparently odd result of this
interpretation is the fact that, as Broadie points out, (27) a substance
simpliciter exercises a potentiality for motion, but a substance
described as moving does not. As Broadie puts it, a substance described
as moving cannot be said to be 'exercising a capacity for motion as
contrasted with, and rather than, rest. For it is what it is only in and
through motion.'
In summary, I suggest the sophists argued that since being in the
Lyceum is different from being in the marketplace, and since identical
objects must have all the same attributes, Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place are different individuals that succeed each
other in time. Aristotle counters that while Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place are different in definition, they are not
different without qualification. They are also the same in respect of
that, by means of being which at any time they are what they are. That
is, Coriscus may be described as either a persisting substrate of change
(viz., as a substance as defined in Categories 5 and Posterior Analytics
I 22) or as one or more accidental unities like Coriscus-in-the-Lyceum
and Coriscus-in-the-market-place. Described as the former, Coriscus
persists, but described as the latter, he does not.
There are at least three other passages in the Aristotelian corpus
where the way in which one describes an entity determines whether or not
it persists: Physics I 7, 189b30-190a31, Generation and Corruption I 4
319b25-32, and Prior Analytics I 33, 47b29-37. The passage from Physics
I 7 is part of a treatment of an Eleatic puzzle that seeks to prove the
impossibility of change based on the fact that change under certain
descriptions seems to imply generation ex nihilo. It becomes clear,
however, as Aristotle solves the Eleatic problem, that change under
certain descriptions also seems to threaten the persistence of objects
through changes. In Aristotle's treatment, the very same change is
described in the following three sentences: (i) The man becomes
cultured. (ii) The uncultured (one) becomes cultured. (iii) The
uncultured-man becomes the cultured-man. The key point, in regard to the
issue of persistence, is that sentences (ii) and (iii) seem to involve
the replacement of the thing that changes by the thing it becomes. In
sentence (ii), the uncultured (one) disappears and is replaced by the
cultured (one), and in sentence (iii), just as Coriscus-in-the-Lyceum is
replaced by Coriscus-in-the-market-place, the uncultured-man is replaced
by the cultured-man. Sentence (i), however, does not give this
impression, and shows that
... there must always be an underlying something, namely that which
becomes, and that this, though always one numerically, in form at
least is not one. (By 'in form' I mean the same as 'in account'.)
For to be a man is not the same as to be uncultured. One part
survives, the other does not: what is not an opposite survives (for
the man survives), but not-cultured or uncultured does not survive,
nor does the compound of the two, namely the uncultured-man. (Phys
I 7, 190a14-22) (28)
So just as Coriscus persists if we describe him as Coriscus
simpliciter, but not if we describe him as
'Coriscus-in-the-Lyceum' or
'Coriscus-in-the-market-place', a man persists if we describe
him as 'the man' but not if we describe him as 'the
uncultured (one)', 'the uncultured-man', or, presumably
'the cultured-man'. The passage from Generation and Corruption
I 4 makes exactly the same point in exactly the same terms (29) while
the passage in the Prior Analytics does the same, but substitutes
'cultured-Miccalus' for 'the cultured-man' and
'Miccalus' for 'the man', so that if we describe
something as 'Miccalus', it persists, while if we describe it
as 'cultured-Miccalus', it does not. (30)
Now by saying that a thing's persistence depends on how we
describe it, Aristotle does not, of course, attribute a fabulous
generative and destructive potency to our faculty of description. The
point, rather, is just that a changing thing has aspects that persist
and aspects that do not, and describing it under one of these aspects to
the exclusion of the other can cast it as either persisting or not. The
sophist gets his paradoxical conclusion that 'nothing
persists' by describing the moving thing as a collection of
accidental unities, which while not wrong in itself, is misleading if he
fails to also mention that there is another description under which it
persists. We do not misdescribe a student of the fine arts merely by
referring to him as 'the uncultured-man' or 'the
cultured-man' nor do we misdescribe a perambulating friend by
calling him 'Coriscus-in-the-Lyceum' and
'Coriscus-in-the-market-place'. Rather, we misdescribe these
people if we highlight their diversity over time while slighting their
sameness. The sophist's misdescription, then, is a misdescription
of omission, which is what Aristotle points out when he says that the
moving thing is not just diverse in definition or being, but it is also
the same with respect to what persists.
II
Yet there is still a difficulty that brings to mind
Aristotle's assessment of his own initial response to one of
Zeno's paradoxes, viz., 'Although this solution is adequate as
a reply to the questioner, ... nevertheless as an account of the fact
and explanation of its true nature it is inadequate' (Ph VIII 8,
263a15-8). The difficulty I have in mind is whether the diversity in
being represented by Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place represents a diversity in beings, i.e., in
entities, or just a diversity in modes of reference. There has recently
been a lively debate on the question of whether, in Physics I 7,
expressions like 'the man', 'the uncultured (one)',
'the uncultured-man', and 'the cultured-man' denote
distinct entities in Aristotle's view, or are just co-referential
expressions for a single entity. (31) My view is that some of these
expressions are more likely to be co-referential than others. While it
may be perfectly plausible to say that 'the man' and 'the
uncultured (one)' co-refer, it is less clear that the same can be
said for 'the uncultured-man' and 'the cultured-man'
since these expressions obviously conflict, as do
'Coriscus-in-the-Lyceum' and
'Coriscus-in-the-market-place'. One can, of course, point out
that 'the uncultured-man' and 'the cultured-man' are
meant to apply at different times, and claim, as Aristotle does, that a
[TEXT NOT REPRODUCIBLE IN ASCII.] remains the same throughout a change
(and even point out which description of the change best reflects this
assumption), but one still must reconcile the identification of the
uncultured-man and the cultured-man with the principle that Aristotle
himself enunciates at Topics VII 1, 152b25-9, i.e., that if two objects
are the numerically the same, then they share all the same predicates.
Remember that in my reconstruction of the sophists' argument at
Physics IV 11, 219b18-22, it was this principle that made possible the
inference that Coriscus-in-the-Lyceum and Coriscus-in-the-market-place
are numerically distinct. Anyone, I think, who wants to take all of the
definite descriptions at Physics I 7, 189b32-190a13 to be
co-referential, as well as 'Coriscus-in-the-Lyceum' and
'Coriscus-in-the-market-place', must explain why Aristotle was
not forced to draw the same conclusion.
One response might be that, in spite of the foregoing, Aristotle
just means for these expressions to be co-referential, in the light of
the preponderance of synchronic occurrences over diachronic occurrences
of the expression 'same in [phi], different in [psi]', (32)
and the fact that in his longest digression on the expression itself in
Physics Book III 3, Aristotle chooses a synchronic example (the road
between Athens and Thebes that can be described as either uphill or
downhill). On this view, the road between Athens and Thebes is the
paradigmatic case of what is the 'same in [phi], different in
[psi]' and all other cases are to be assimilated to it. This seems
to be the assumption of Philoponus, who while commenting on Physics IV
11, 219b18-22, invokes the synchronic difference between an upward and
downward staircase (an obvious adaptation of the road between Athens and
Thebes) as an analogy for the diachronic difference between
Coriscus-in-the-Lyceum and Coriscus-in-the-market-place (In Phys 728
8-12). But if Aristotle really thinks that terms denoting things that
are the 'same in [phi], different in [psi]' are always
co-referential, he would be guilty of a serious and fairly obvious
blunder in at least three passages with diachronic occurrences of the
expression 'same in [phi], different in [psi]' where these
terms cannot possibly be co-referential. At Generation and Corruption I
3, 319b3-4 and De caelo IV 4, 312a18-19 and IV 5, 312a31-3, for
instance, the matter of elemental bodies that are transforming into each
other is said to be the same in subject or matter yet different in being
or definition. Now obviously, since air and water are different
substances, and therefore different entities, the terms 'air'
and 'water' cannot be co-referential. So nor can, presumably,
'the matter of air' and 'the matter of water', since
these are parts or aspects of different entities. (33) We cannot, then,
invariably take the 'different' in 'same in [phi],
different in [psi]' to be a difference in description, and cannot
conclude, therefore, that 'the uncultured-man' and 'the
cultured-man' are co-referential simply from the fact that they are
contrasted using this particular expression. At the same time, however,
we cannot infer that they are not co-referential based on an analogy
from the passages just cited, since the uncultured-man and the
cultured-man are accidental unities, while earth, air, fire, and water
are substances, at least in the sense in which substances are defined in
the Categories. On the other hand, nine of the forty one occurrences of
the expression 'same in [phi], different in [psi]', involve
sameness in number, which I think must imply co-referentiality, but
these are all synchronic occurrences and, therefore, do not decide the
case of the uncultured-man and the cultured-man. (34)
One might also think that the principle at Topics VII 1, 152b25-9
(let us follow the common practice of calling it 'the
Indiscernibility of Identicals' (35)) is not in play in the Physics
because Aristotle has either a confused or an eccentric understanding of
it. Commentators who take this view often point to the apparent
restriction of this principle in Sophistical Refutations 24, 179a37-9
and in Physics III 3, 202b14-16 with the condition that only things that
are the same in being have all the same attributes. It is usually
claimed that in these passages, Aristotle is modifying the antecedent in
the Indiscernibility of Identicals (i.e., the 'x = y' in
'[??]x[??]y(x = y [right arrow] [??]F(Fx [left and right arrow]
Fy))') so that it is satisfied by a more limited domain of objects
(e.g., where [R.sub.1]xy means x and y are indistinguishable and one in
substance or being, [??]x[??]y((x = y & [R.sub.1]xy) [right
arrow][??]F(Fx [left and right arrow]Fy)). (36) In other words, it is
claimed that he is modifying the sufficient condition for
indiscernibility. The texts, however, plainly show him stating a
necessary condition for indiscernibility instead. In Sophistical
Refutations 24, he says, 'only to things that are indistinguishable
and one in substance does it seem that all the same attributes
belong.' In Physics III 3, 202b14-16, he says, 'it is not
things which are in any way the same that have all their attributes the
same, but only those to be which is the same.' If only things that
have the same being or definition are indiscernible, then all things
that do not have the same being or definition are discernible, and
therefore all things that are indiscernible are the same in being or
definition, that is, [??]x[??]y([??]F(Fx [left and right arrow] Fy)
[right arrow][R.sub.1]xy). (37) What Aristotle is doing in Sophistical
Refutations 24 and in Physics III 3, 202b14-16 is not restricting his
principle of 'identity', but, rather, delimiting or putting a
necessary condition on the extension of items that are indiscernible and
therefore, only indirectly and by syllogism, on the extension of items
that are identical. In summary, Topics VII 1, 152b27-9 says that only
indiscernibles are identical (i.e., [??]x[??]y(x = y [right
arrow][??]F(Fx [left and right arrow] Fy))). Sophistical Refutations 24
and Physics III 3 say that only things that have the same being or
definition are indiscernible (i.e., [??]x[??]y([??]F(Fx [left and right
arrow] Fy) [right arrow] [R.sub.1]xy)). From this we can infer, by
hypothetical syllogism, that only things that have the same being or
definition are identical (i.e., [??]x[??]y(x = y [right arrow]
[R.sub.1]xy)). We cannot, therefore, excuse Aristotle from drawing the
conclusion that Coriscus-in-the-Lyceum and Coriscus-in-the-market-place
are numerically distinct because he had a weak grasp of the
Indiscernibility of Identicals.
III
Richard Sorabji has recently drawn attention to the relevance of
Generation and Corruption I 5 to the issue of persistence over time.
(38) Generation and Corruption I 5, 322a33 claims that it is the form of
an organism that persists through biological growth. Sorabji points out
that a form, as it is envisaged here, is quite unlike the form that is
identified with the soul in de Anima II 1. In de Anima II 1, the soul as
the form of the body is defined as 'the first actuality of a
natural body which has life potentially' (412a27-8). A first
actuality is a state ([TEXT NOT REPRODUCIBLE IN ASCII.]) or disposition
for certain characteristic animate activities. But in Generation and
Corruption I 5, a form is a shape ([TEXT NOT REPRODUCIBLE IN ASCII.],
321b27-8), and it is a shape that is said to persist as a biological
organism grows larger, just as the shape of a tube ([TEXT NOT
REPRODUCIBLE IN ASCII.]) persists when the tube is inflated. (39)
Sorabji takes it to be an individual shape that persists, but there is
reason to doubt this. First, one could plausibly claim that individual
shapes have sizes, in which case, a tube could only be said to have the
same type of shape before and after it grows. More troubling, however,
is Metaphysics V 6, 1016a32 ff., where Aristotle characterizes things
that have grown and are shrinking ([TEXT NOT REPRODUCIBLE IN ASCII.]) as
one in form and formula, citing geometrical figures ([TEXT NOT
REPRODUCIBLE IN ASCII.]) as examples:
Two things are called one, when the formula which states the
essence of one is indivisible from another formula which shows the
essence of the other (though in itself every formula is divisible).
Thus even that which has increased or is diminishing ([TEXT NOT
REPRODUCIBLE IN ASCII.]) is one, because its formula is one, as, in
the case of planes, is the formula of their form ([TEXT NOT
REPRODUCIBLE IN ASCII.]). In general those things, the thought of
whose essence is indivisible and cannot separate them either in
time or in place or in formula, are most of all one ([TEXT NOT
REPRODUCIBLE IN ASCII.] ... an), and of these especially those
which are substances. For in general those things that do not admit
of division are one in so far as they do not admit of it, e.g. if
something qua man does not admit of division, it is one man; if qua
animal, it is one animal; if qua magnitude, it is one magnitude.
(Metaph V 6, 1016a32-b6)
Since Aristotle is concerned with the case when 'two things
are called one' (my emphasis), he clearly has in mind a sort of
sameness where two things are 'one with' each other. The
present participle [TEXT NOT REPRODUCIBLE IN ASCII.] suggests that this
sameness is progressive or ongoing, and therefore, diachronic. So what
is at issue is the diachronic sameness of a thing that is in the process
of shrinking, or the unity of a larger shape prior to a change in size
with a smaller shape after it. The difficulty with taking this shape to
be an individual is that in the next sentence, Aristotle seems to
introduce a new, stronger sense of unity (being [TEXT NOT REPRODUCIBLE
IN ASCII.]) which not only requires having one form and formula, but
also one time and place. (40) And to make matters worse, he then goes on
to distinguish being one in number from being one in form by claiming
that former requires unity of matter: 'Again, some things are one
in number, others in form, others in genus, others by analogy; in number
those whose matter is one, in form those whose formula is one ...'
(Metaph V 6, 1016b31-2). If geometrical shapes that grow and shrink had
the same particular or individual form, then they would already be
spatio-temporally one, and, therefore the distinction of being [TEXT NOT
REPRODUCIBLE IN ASCII.] would be otiose. And they would already be
numerically one as well, whether or not they had the same matter, as
1016b31-2 requires. It appears, then, that the form that persists in
Generation and Corruption I 5 must be a universal, not an individual. So
when Aristotle says, of the growing thing, that [TEXT NOT REPRODUCIBLE
IN ASCII.] (322a33), his point must be that it retains the same type of
shape over time.
If the form persists only as a universal, what, then, is the
individual that persists through growth? An answer to this question is
suggested by the passage in Metaphysics V 6 just quoted: 'If
something qua man does not admit of division, it is one man; if qua
animal, it is one animal; if qua magnitude, it is one magnitude.'
Perhaps the individual that persists in Generation and Corruption I 5 is
the substance or tube qua having a certain type of shape. What we have,
here, is a more informative instance of the principle that how one
describes a substance determines whether or not it persists. It is more
informative in the sense that what persists is not simply described as
what persists (as the referent of [TEXT NOT REPRODUCIBLE IN ASCII.]),
but as something qua having a certain type of shape. But this is not the
only benefit. Describing the persisting thing as something qua having a
certain type of shape can also enable Aristotle to claim that the
persisting object is diachronically identical without violating the
Indiscernibility of Identicals. As Jonathan Lear has pointed out, qua
clauses function as 'filters' for the elimination of
properties in Aristotle's discussions of geometrical objects, which
instead of existing separately from physical objects, are just physical
objects under certain descriptions. (41) For instance, Aristotle claims
that geometers study physical lines, but not qua physical, meaning that
the geometer does not attend to the physical or sensible aspects of
lines (Phys II 2, 194a10). To say that the organism persists qua having
a certain type of shape is to treat it as a geometrical object; that is,
to regard it as a thing with a certain type of shape, but not to attend
to any of its other qualities. So by treating a growing organism or a
tube in this way, Aristotle is able to view it in abstraction from the
temporary properties (most notably but not limited to its change in
size) that would make it fail the indiscernibility of identicals.
Aristotle tells us that a certain 'accuracy' and
'simplicity' is achieved by this sort of abstraction. (42) For
the geometer, it is useful to ignore properties that do not enter into
his geometrical proofs. For someone investigating biological growth,
e.g., Aristotle in Generation and Corruption I 5, it is perhaps useful
to ignore those aspects of the organism not relevant to its change in
magnitude, that is, everything but the properties it has when it is
viewed as a three-dimensional geometrical object. In general, an
Aristotelian analysis of change will involve a contrast between
different levels of abstraction, where on a certain level of
abstraction, an object will persist, while at a comparatively lower
level, it will not. In Generation and Corruption I 5, both levels of
abstraction yield geometrical objects. The more abstract object, having
no particular size, will survive the change, but the less abstract ones,
which have particular sizes, will not.
Generation and Corruption I 5 investigates changes in a geometrical
attribute of organisms, but an analysis with a different emphasis might
require one to investigate an organism under a different description. In
Physics II 2 and Metaphysics XIII 3, Aristotle says that one can also
view a thing qua natural, qua sensible, qua moving, qua healthy, qua
female, qua male, and qua man. (43) Investigating an organism qua man
would presumably mean to investigate it as a substance of a particular
sort, viz., having a form in the sense of a disposition for certain
animate activities characteristic of the human species. One might
investigate an organism qua man, for instance, if one were interested in
changes in place, or alterations like becoming cultured or pale. In this
case, the levels of abstraction contrasted will be, on the one hand, the
organism viewed as just having its essential, species-determined
properties, and, on the other hand, the unabstracted concrete organism,
complete with its accidental, temporary properties. The abstract object,
referred to as 'the man' or as just 'Coriscus' will
persist, while unabstracted concrete organism, referred to as 'the
uncultured-man' or 'Coriscus-in-the-Lyceum' will not.
(44)
If, as I suggest, the persisting substance can be treated as an
abstract object on the model of geometrical objects in Physics II 2 and
Metaphysics XIII 3, then we can draw the following conclusions about the
status of the persisting thing based on an analogy with geometrical
objects: Aristotle claims without qualification that mathematical
objects exist, (45) but they exist separately only in thought. (46)
Thus, mathematical objects are real and mind-independent. It is only
their separateness that is mind-dependent. Likewise, we can say without
qualification that persisting objects like a man or Coriscus or Miccalus
exist, but they exist separately from the uncultured-man,
Coriscus-in-the-Lyceum, or uncultured-Miccalus only in thought. Thus,
substances are (of course) real and mind-independent. It is only their
separateness from their ephemeral stages that is mind-dependent. But
since this separateness enables the persisting object to satisfy the
Indiscernibility of Identicals, and since this separateness is only in
thought, it follows that the persisting object can be diachronically
identical only in thought.
IV
So a certain level of abstraction is necessary for persistence in
the sense that it enables Aristotle to claim that a substance persists
over time without contradiction. But is there anything that is
sufficient for persistence or anything that makes the persisting object
diachronically identical? William Charlton has recently claimed that one
will look in vain in the Aristotelian corpus for an account of what
makes a substance identical over time, because for Aristotle, this is
just a brute fact. (47) While I am sympathetic to this claim, it is
worth pointing out that Sophistical Refutations 24, 179a37-9 and Physics
III 3, 202b14-16 seem to come very close to stating the Identity of
Indiscernibles when they claim that only things that have the same being
or definition are indiscernible (i.e., [??]x[??]y([??]F(Fx [left and
right arrow] Fy) [right arrow][R.sub.1]xy), where [R.sub.1]xy means x
and y are indistinguishable and one in substance or being). If this is a
statement of the Identity of Indiscernibles, (48) then it seems, at
first sight, to provide an easy answer to the question of what makes an
Aristotelian substance identical over time: indiscernibility. Of course,
there is still the problem that if we abstract away all but the
essential properties of an entity like Coriscus, we will be hard-pressed
to find anything to distinguish him from other members of the same
species. This problem, I think, is intractable, which is why I am
sympathetic to Charlton's view. Michael Frede has suggested that
Aristotle might appeal to unique spatiotemporal histories to individuate persisting particulars that have only species attributes. (49) But while
this is philosophically attractive, I find no textual evidence that it
is, in fact, Aristotle's doctrine. Another possibility might be to
claim that abstract objects can be material and that matter individuates
them, if the process of abstraction envisaged strips away properties and
not matter. Thus, matter may individuate an organism qua man. In favor
of this view is the fact that, as Mueller points out, Aristotle
sometimes speaks of the matter of mathematical objects. (50) The problem
with this, however, is that it will not facilitate the re-identification
of the same individual over time unless the matter remains the same over
time, and we have no reason to suppose that it should.
But if diachronic identity is indeed a brute fact, and if what
Aristotle has done is devise a way to make diachronic identity claims
without contradiction, this is still no mean feat, since a large body of
the current literature on persistence focuses on precisely this problem.
Perdurantists, for instance, try to reconcile the assumption that
objects persist through change with the Indiscernibility of Identicals
by redefining the persisting object as a space-time worm whose stages
bear the incompatible properties, rather than the worm itself. (51)
Aristotle, no doubt, would think that this solution requires us to
abandon too many of our ordinary intuitions about what we want to call a
persisting object. Modern endurantists, however, have offered an array
of solutions that fare little better. One approach is to be a
presentist, and claim that Coriscus' being in the market-place does
not conflict with Coriscus' being in the Lyceum, because the past
and future do not exist. But as David Lewis has pointed out, 'No
man, unless it be at the moment of his execution, believes that he has
no future; still less does anyone believe that he has no past.'
(52) In other words, we all assume that the future and the past exist in
some sense, so it will not do to just say that the past and future do
not exist. (53) Equally unappealing, however, are endurantists'
attempts to make apparently incompatible temporary properties compatible
by temporally qualifying either the properties themselves or their
instantiations. (54) Each of these approaches, I think, proves as costly
to our intuitions about what constitutes a temporary property or how we
have temporary properties as perdurantism is to our intuitions about
what constitutes a persisting object. Aristotle's answer, by
contrast, seems to be just a common-sense description of what we, as a
matter of fact, do, when we make judgments about diachronic identity.
When we see Coriscus in the Lyceum, and then later in the marketplace,
we ignore or abstract away temporary properties, like being in a certain
location, that he has acquired or lost in the interim. We can concede to
the sophists that Coriscus-in-the-Lyceum and
Coriscus-in-the-market-place are numerically distinct entities. They are
fully concrete particulars, complete with their temporary properties,
and are therefore non-identical. But with a little abstraction, we can
also see the forest for the trees. We can see that, viewed in a certain
abstract way, Coriscus-in-the-Lyceum and Coriscus-in-the-market-place
are also a single entity--Coriscus simpliciter--who persists through the
local motion from the Lyceum to the marketplace. (55)
(1) I would like to thank R. James Hankinson, Alexander Mourelatos,
Stephen White, Paul Woodruff and especially Richard Sorabji for their
comments on drafts of this paper. Work on this paper was funded, in
part, by a National Endowment for the Humanities Summer Stipend. Any
views, findings, conclusions ro recommendations expressed in this
publication do not necessarily reflect those of the National Endowment
for the Humanities.
(2) Plutarch Vita Thesei, 22-3
(3) 23 B 2 Diels-Kranz
(4) I shall take 'identical' and 'numerically the
same' to be synonymous.
(5) Coriscus is said to be [TEXT NOT REPRODUCIBLE IN ASCII.] at
Sophistical Refutations V, 166b33, but not to become [TEXT NOT
REPRODUCIBLE IN ASCII.]. The sophism there is a logical one and has
nothing to do with change. It trades on an equivocation between the
'is' of predication and the 'is' of identity:
Coriscus is different from a man. Coriscus is a man. Therefore Coriscus
is different from Coriscus. The phrase 'becoming different from
oneself' also sounds suspiciously Platonic, since it turns up
repeatedly in several [TEXT NOT REPRODUCIBLE IN ASCII.] on change in the
second part of the Parmenides. (See Parm 138c1-2, 139b5-6, 139c2-3,
139e4-4, 140a8; see also, 'older/younger than oneself':
141a2-4,7, 141b1-2, 141c3-4, 141d2-3, 152d5-6, 152e2-3,9.) Simplicius
may well be syncretising Aristotle with Plato here.
(6) This is the approach taken by Sarah Broadie ('A
Contemporary Look at Aristotle's Changing Now' in R. Salles,
ed., Metaphysics, Soul, and Ethics in Ancient Thought (Oxford 2005), 88)
who claims that 'The Greek name of each location appears in the
dative inside a distinct complex monadic predicate formed with the
preposition en.' The same idea is presumably behind Edward
Hussey's hyphenated translations of [TEXT NOT REPRODUCIBLE IN
ASCII.] and [TEXT NOT REPRODUCIBLE IN ASCII.] in his Aristotle's
Physics III & IV (Oxford 1983), 45. Like Hussey and Broadie, I will
adopt the convention of using hyphenation to translate Greek expressions
that I take to be complex predicates.
(7) Cf. Broadie ('A Contemporary Look', 87-8) who
suggests that the sophists' paradox 'presumably consisted in
the claim that it is a different Coriscus in each place'.
(8) The Greek expression [TEXT NOT REPRODUCIBLE IN ASCII.], of
course, should not always be translated as 'numerically the
same' or 'identical' or symbolized with the '='
sign, but only when its use corresponds to what we mean by these
expressions. It is my view, however, that the relation Rxy is what we
mean by numerical sameness or identity just in case [??]x[??]y(Rxy
[right arrow] [??]F(Fx [left and right arrow] Fy)). Since this condition
is satisfied by the use of [TEXT NOT REPRODUCIBLE IN ASCII.] at Topics
VII 1, 152b24-9, we should translate [TEXT NOT REPRODUCIBLE IN ASCII.]
there as 'numerically the same' or 'identical' and
symbolize it with the '=' sign. Mignucci (M. Mignucci,
'Puzzles about. Identity. Aristotle and His Greek
Commentators', in W. Wiesner, ed., Aristoteles: Werk und Wirkung,
vol 1, 1985, 59) disagrees that Topics VII 1, 152b24-9 satisfies this
condition because it adds the claim that what are [TEXT NOT REPRODUCIBLE
IN ASCII.] are predicated of the same things to the claim that what are
[TEXT NOT REPRODUCIBLE IN ASCII.] have all the same predicates. Mignucci
argues that since substances are, by definition, not predicated of
anything (An Pr I 27, 43a25-9), what is stated cannot be a law that
applies to substances, and, therefore, what are [TEXT NOT REPRODUCIBLE
IN ASCII.], here, cannot include substances. But as Mignucci himself
admits, it is not necessary to read these two claims as constituting a
single law ranging over a single domain. One could read the passage as
stating two laws, one for substances and one for attributes, i.e.,
[??]x[??]y(Rxy [right arrow] [??]F(Fx [left and right arrow] Fy)) and
[??]F[??]G(RFG [right arrow] [??]x(Fx [left and right arrow] Gx))
respectively. Matthews (Gareth B. Matthews, 'Accidental
Unities', in Language And Logos (Cambridge 1982), 233-4) argues
that the relation at Topics VII 1, 152b24-9 is looser than identity on
the assumption that the principle is tightened in Sophistical
Refutations 24, 179a37-9 and Physics III 3, 202b14-6. I shall argue
below that this assumption is mistaken.
(9) Philoponus' diagnosis of the sophists' error is the
same as Simplicius', as is his claim that the crux of the puzzle
involves Coriscus becoming 'different from himself'. (In Phys
728 4-8)
(10) Cf. Broadie ('A Contemporary Look', 88) who suggests
that the sophists' 'paradox lends itself to a variety of uses:
it might be adduced to show that nothing persists through a change, or
that it is unjust to arrest Coriscus in the agora for a crime
"he" committed in the Lyceum, since as long as Corsicus stays
away from the Lyceum the perpetrator does not exist.'
(11) The [TEXT NOT REPRODUCIBLE IN ASCII.] may be either explicit
or implied as it is here. At Physics IV 11, 220a6-9 the [TEXT NOT
REPRODUCIBLE IN ASCII.] is also implied, but it is explicit at 219a20-1,
219b12-15, 219b26-8, 4.14, 223a26-8, and at Parts of Animals II 3,
649b24.
(12) A. Torstrick, 'Ho pote on. Ein Beitrag zur Kenntnis des
aristotelischen Sprachgebrauchs', Rheinisches Museum fur Philologie
12 (1857) 161-73; R. Brague, Du temps chez Platon et Aristote (Paris
1982); Edward Hussey, Aristotle's Physics III & IV; Ursula
Coope, Time for Aristotle: Physics IV 10-14 (Oxford 2005).
(13) Bostock comments on the occurrences of the expression at
Physics IV 11, 219a20-1 and 219b26-8. (David Bostock,
'Aristotle's Account of Time', Phronesis 25 [1980],
150.).
(14) Ursula Coope, Time for Aristotle, 174
(15) Although Coope rejects it, many commentators have found a
doctrine of a persisting 'now' in Book IV of the Physics: (W.
D. Ross, Aristotelis Physica (Oxford 1956), 67-8; W. Wieland, Die
aristotelische Physik (Gottingen 1970), 326; G. E. L. Owen,
'Aristotle on Time', in P. Machamer and R. Turnbull, eds.,
Motion and Time, Space and Matter (Columbus 1976), 15-6; David Bostock,
'Aristotle's Account of Time', 158-9, 162; Edward Hussey,
Aristotle's Physics III & IV, 152-3). Aristotle repeatedly says
that the now 'follows' or is analogous to the moving thing (Ph
IV 11, 219b22-3, 219b31-2, 220a4-6), and these commentators take the
analogy to imply the persistence of both the now and the moving thing
under some description.
(16) Ursula Coope, Time for Aristotle, 176.
(17) I will abbreviate this as 'same in [phi], different in
[psi]' hereafter.
(18) The 31 occurrences concerned with synchronic diversity are:
Top V 4, 133b34, Ph I 2, 185b32-4, I 7, 190a15-16, 190b23-4,
190b35-191a3, III 3, 202a20, 202b8-9, 202b11-12, 202b19-22, IV 6,
213a18-19, IV 13, 222a19-20, V 5, 229a18-19, VIII 8, 262a21, 262b26,
263b13-14, GC I 5, 322a25-6, DA II 12, 424a25, III 2, 425b26-7,
426a15-17, III 7, 431a13-14, 431a19-20, 431a28-9, III 9, 432a19-20, Sens
7, 449a14-16, 449a17-18, 449a19-20, Mem 1, 450b22-3, Insomn 1,
459a15-17, Metaph XII 10, 1075b4-6, EN V 1, 1130a12, VI 7, 1141b23-4.
(19) The 4 diachronic occurrences not using [TEXT NOT REPRODUCIBLE
IN ASCII.]: Ph IV 11, 219b10-11; Cael IV 4, 312a18-19, IV 5, 312a31-33;
GC I 5, 320b12-14.
(20) Six of these occurrences are as values for [phi] in the
expression 'same in [phi], different in [psi]', with five of
these six clustered in Physics IV 11 and one in Generation and
Corruption I 3.
(21) Thus, Coope, who insists that [TEXT NOT REPRODUCIBLE IN
ASCII.] cannot just mean [TEXT NOT REPRODUCIBLE IN ASCII.], and
Philoponus and Simplicius who claim that it does, are all in a way right
and all in a way wrong. Coope is right and Simplicius and Philoponus
wrong, in the sense that [TEXT NOT REPRODUCIBLE IN ASCII.] does not just
mean [TEXT NOT REPRODUCIBLE IN ASCII.], since it picks out what persists
through a change. Simplicius and Philoponus are right and Coope is
wrong, however, insofar as what persists through a change is invariably
some sort of [TEXT NOT REPRODUCIBLE IN ASCII.].
(22) Posterior Analytics I 22 83a7 and 6-13, makes it
characteristic of a substance term to denote a [TEXT NOT REPRODUCIBLE IN
ASCII.] that undergoes change (e.g., a log coming to be white as opposed
to a white thing becoming a log).
(23) This is a functional specification of Coriscus described very
generally as a substance. A functional specification of Coriscus
described as a man would presumably include reasoning well (see EN I 7
1098a77 ff.). See David Charles, 'Simple Genesis and Prime
Matter', in Aristotle: On Generation and Corruption, Book I,
Symposium Aristotelicum, (Oxford 2004), 151-69, for a similar analysis
of [TEXT NOT REPRODUCIBLE IN ASCII.] in Generation and Corruption 1.3,
319b3-4. Charles takes [TEXT NOT REPRODUCIBLE IN ASCII.], in this
passage, to denote prime matter under the functional description of
'whatever underlies' an elemental change.
(24) Ursula Coope, Time for Aristotle, 135
(25) Coope and Broadie (Sarah Broadie, 'Aristotle's
Now', Philosophical Quarterly 34 [April 1984], 121) propose that
[TEXT NOT REPRODUCIBLE IN ASCII.] as a value for x in [TEXT NOT
REPRODUCIBLE IN ASCII.] is to be taken as 'the
thing-in-motion', i.e., 'something that is defined as being in
movement'. My suggestion is only slightly different, since I take
this use of [TEXT NOT REPRODUCIBLE IN ASCII.] to describe something that
has diverse definitions. What I mean by this will be explained in the
sequel.
(26) This might seem like an 'at-at' theory of motion,
but it is not, since Aristotle thinks that there is a lot more to a
motion than being at different places at different times. (cf. Physics
III 3). My claim is not that motion, for Aristotle, reduces to being at
different places at different times, but only that it cannot be
conceived of except in this way (i.e., as not occurring at any single
instant).
(27) Sarah Broadie, 'Aristotle's Now', 121.
(28) An interesting feature of this passage is that it contains a
synchronic occurrence of the expression 'same in [phi], different
in [psi]', but it makes a point about change, which is a topic that
is typically associated with diachronic occurrences of the expression.
And while in Physics IV 11, 219b18-22, for instance, the diversity
highlighted is that of the moving thing at different phases of a motion,
at Physics I 7, 190a14-22, however, the diversity that interests
Aristotle is an odd sort of meta-diversity that arises from the ability
to simultaneously describe something as a thing that persists or as a
thing that does not, that is, as diachronically the same or as
diachronically diverse. Described as 'the man', diachronic
sameness is highlighted, while described as 'the
uncultured-man' and 'the cultured-man', diachronic
diversity is.
(29) Except for the absence of 'the uncultured (one)'.
(30) Note that since this point can be made, and indeed is made by
Aristotle, with a definite description in one instance and with a
modified proper name like 'cultured-Miccalus' in another, no
special significance should be attached to the use of definite
descriptions rather than proper names in Physics I 7 or GC I 4, despite
Williams (C. J. F. Williams, 'Aristotle's Theory of
Descriptions', Philosophical Review 94 [1985] 63-80).
(31) For arguments that these expressions are co-referential, see
chapter 6, 155-75 of Christopher Shields, Order in Multiplicity:
Homonymy in the Philosophy of Aristotle (Oxford 2003), and C. J. F.
Williams, 'Aristotle's Theory of Descriptions', 63-80.
For arguments that these expressions are not co-referential, see Frank
A. Lewis, 'Accidental Sameness in Aristotle', Philosophical
Studies 42 (1982) 1-36, and Gareth B. Matthews, 'Accidental
Unities'.
(32) There are over four times as many synchronic occurrences as
diachronic occurrences of this expression in the Aristotelian corpus.
(33) Nonetheless, when commenting on GC I 3, 319b3-4, Williams
invokes the road between Athens and Thebes to explain the meaning of the
expression 'same in [phi], different in [psi]', and then
assimilates this example to Frege's morning star and evening star
(C. J. F. Williams, Aristotle's De Generatione et Corruptione
[Oxford 1982], 96-7; cf. C. J. F. Williams, 'Aristotle's
Theory of Descriptions', 75, where a Russellian analysis is
substituted for a Fregean one). In her comments on the same passage,
Gill is more careful (Mary Louise Gill, Aristotle on Substance: the
Paradox of Unity [Princeton 1989], 250-2). She notes that the expression
is not to be interpreted uniformly and suggests an interpretation in
which the matters of the elements are not the same thing differently
described.
(34) Ph I 7, 190a15-16, 190b23-4, 190b35-191a3, Ph VIII 8, 262a21,
262b26, 263b13-14, Sens 7, 449a14-16, 17-18, 19-20
(35) See note 8 above.
(36) See, for instance White (Nicholas P. White, 'Aristotle on
Sameness and Oneness', Philosophical Review 80 [April 1971], 179)
and Whiting (Jennifer E. Whiting, 'Locomotive Soul: The Parts of
Soul in Aristotle's Scientific Works'. Oxford Studies in
Ancient Philosophy 22 [2002], 155 ff.) Matthews, ('Accidental
Unities', 233-4) argues that the relation at Topics VII 1, 152b25-9
(let us call it [R.sub.2]xy instead of x = y) is looser than identity,
and that the conjunction of [R.sub.1]xy and [R.sub.2]xy in the
antecedent of [??]x[??]y(([R.sub.1]xy & [R.sub.2]xy) [right
arrow][??]F(Fx [left and right arrow] Fy)) together constitute identity.
(37) In general, only F are G is true if and only if All non-F are
non-G is true, and this is true if and only if All G are F is true.
(38) Richard Sorabji, Self: Ancient and Modern Insights About
Individuality, Life, and Death (Chicago 2006), 57 ff. See also Richard
Sorabji, The Philosophy of the Commentators, 200-600 A.D., Vol. 3
(London 2004), 176.
(39) C.f. Ph II 1, passim, IV 2, 209b3, VII 3, 246b15-16, Cael I 9
passim, DA I 3, 407b23-4, GA I 22, 730b14, Metaph III 4, 999b16. V 4,
1015a5, V 8, 1017b25, VII 8, 1033b6, X 1, 1052a22-3, X 4, 1055b13, X 2,
1060a23, 1060b26, XIII 2, 1077a32-3, where a thing's [TEXT NOT
REPRODUCIBLE IN ASCII.] is equated with its [TEXT NOT REPRODUCIBLE IN
ASCII.], which is, in turn, equated with a thing's [TEXT NOT
REPRODUCIBLE IN ASCII.] at Categories 10a11, Physics I 7, 190b15, VII 3,
245b6-7, 246a1. At Metaphysics VII 3, 1029a3-4, the [TEXT NOT
REPRODUCIBLE IN ASCII.] is the [TEXT NOT REPRODUCIBLE IN ASCII.] of an
[TEXT NOT REPRODUCIBLE IN ASCII.].
(40) Kirwan also sees a distinction, here, between unity of form
and formula and unity of form, formula, time, and place (Christopher
Kirwan, Aristotle, Metaphysics Books [GAMMA], [DELTA], E [Oxford 1971],
138.).
(41) Jonathan Lear, 'Aristotle's Philosophy of
Mathematics', Philosophical Review 91 (1982) 161-192
(42) Metaph XIII 3, 1078a10-11
(43) Ph II 2, 194a12, Metaph XIII 3, 1077b22, 1077b28, 1078a1,
1078a6, 1078a7
(44) Spellman (Lynne Spellman, 'Referential Opacity in
Aristotle', History of Philosophy Quarterly 7 [1990] 17-31) also
makes use of the qua locution as an abstracting device in her
interpretation of accidental sames in the epistemic puzzle in
Sophistical Refutations 24. The major difference between Spellman's
use of this device and mine is that Spellman takes accidental
expressions like 'cultured-Coriscus' to be equivalent to
expressions like 'Coriscus qua the cultured (one)', and to
denote abstract exemplars of kinds (e.g., of the class of cultured
things). In my view, however, 'cultured-Coriscus' denotes the
unabstracted Coriscus, complete with all his accidental properties like
culturedness, while the name 'Coriscus' by itself denotes the
abstract entity Coriscus qua man, or equivalently, Coriscus simpliciter
viewed as a persisting [TEXT NOT REPRODUCIBLE IN ASCII.].
(45) Metaph XIII 3, 1077b33
(46) Ph II 2, 193b34
(47) W. Charlton, 'Aristotle on Identity' in Scaltsas,
T., D. Charles, and M.L. Gill, eds., Unity, Identity and Explanation in
Aristotle's Metaphysics (Oxford 1994), 46.
(48) If this is not a statement of the Identity of Indiscernibles,
then, at any rate, it is still a statement of the Indistinguishability and Oneness in Substance of Indiscernibles, which if not identity, is
clearly the strongest notion of sameness that Aristotle has.
(49) Michael Frede, 'Individuals in Aristotle', in Essays
in Ancient Philosophy (Minneapolis 1987), 63 ff. Frede advocates
individual forms, but the problem that he confronts is essentially the
same, i.e., individuating something that, ex hypothesi, has only species
attributes.
(50) See Metaphysics XI 1, 1059b14-16, and Ian Mueller,
'Aristotle on Geometrical Objects', Archiv fur Geschichte der
Philosophie 52 (1970), 163.
(51) David Lewis, On the Plurality of Worlds (Oxford 1986), 204 ff.
(52) David Lewis, On the Plurality of Worlds (Oxford 1986), 204
(53) There is also good reason to think that presentism would
conflict with Aristotle's conception of time as a continuum.
Miller, for instance, points out that since time is an attribute of
motion, and motion does not exist at an instant, time does not exist at
an instant. Therefore, if Aristotle is to say that time is real, and he
does, he must commit to the reality of either the past or the future.
(Fred D. Miller, 'Aristotle on the Reality of Time'. Archiv
Fur Geschichte Der Philosophie 56 [1974], 135.) Owen and Hussey make the
slightly different point that the status of the now as a boundary of the
past and future implies the reality of that which it bounds. Hussey
thinks that this at least implies the reality of the past since,
according to Aristotle, every moment of change is a moment of having
changed. (G. E. L. Owen, 'Aristotle on Time', 20; Edward
Hussey, Aristotle's Physics III & IV, 139)
(54) One might temporally qualify a property, for instance, by
making it a relation to times (e.g., where the property Fxy means x is
in the market-place at time y; see Katherine Hawley, How Things Persist
[Oxford 2001], 16-20.). One might qualify the having of the property by
either tensing the copula (e.g., saying that Coriscus is-at-time-t in
the Lyceum and is-at-time-t+1 in the marketplace; see Mark Johnston,
'Is there a Problem about Persistence?' Proceedings of the
Aristotelian Society, suppl. vol. 61 [1987], 129) or using an adverbial modifier (e.g., saying that Coriscus is at-time-t-ly in the Lyceum, but
at-time-t+1-ly in the marketplace; see Sally Haslanger, 'Endurance
and Temporary Intrinsics', Analysis 49 (1989) 119-125.).
(55) As a final note, I would like to situate my interpretation
within the debate about the status of accidental unities and accidental
sames in Aristotle. The debate, as I see it, turns on the question of
whether accidental unities and sames are numerically distinct entities,
or put another way, whether or not every accidental denoting expression
like 'the cultured-man' is co-referential with some
non-accidental denoting expression like 'the man'. For
convenience, let us call those who claim such expressions are
co-referential 'deflationists', and those who claim that they
are not 'non-deflationists'. See references in note 28 above.
Rather than cast my lot with either the deflationists or
non-deflationists, I would like to question the way in which the debate
itself has been framed. The parties to the debate have typically tried
to decide the ontological status of accidental unities and accidental
sames as such, based on the discussions of sameness and unity in Topics
I 7, and Metaphysics V 6 and 9, and then apply a general doctrine about
the status of these entities to texts such as Physics I 7 and
Sophistical Refutations 24. I would like to suggest that nothing
requires a deflationary or a non-deflationary reading of accidental
unities and sames as such. Particular accidental unities and sames may
or may not be numerically distinct. Whether they should be taken as
numerically distinct depends on the circumstances in which they appear
and the features of the metaphysical problem that Aristotle is trying to
solve. In the context of puzzles about persistence, I claim that it is
philosophically and exegetically attractive to take some, but not all
accidental unities and sames to be numerically distinct. For instance,
Coriscus may get a suntan while walking from the Lyceum to the
market-place, but it is not necessary to distinguish five entities for
the account of persistence I am advocating, i.e., Coriscus simpliciter,
Coriscus-in-the-Lyceum, Coriscus-in-the-market-place, pale-Coriscus and
tan-Coriscus. That is, 'Coriscus-in-the-Lyceum' and
'pale-Coriscus' may indeed be coreferential, and also
'Coriscus-in-the-market-place' and 'tan-Coriscus'.
But on my view, 'Coriscus-in-the-Lyceum' and
'Coriscus-in-the-market-place' may not; nor may 'Coriscus
simpliciter' and 'Coriscus-in-the-Lyceum'. What matters
is not so much the form of the denoting expression, but the time at
which what is denoted exists and whether it is conceived of abstractly
or concretely. In this example, 'Coriscus-in-the-Lyceum' and
'pale-Coriscus' co-refer to a concrete object that does not
persist, while 'Coriscus simpliciter' refers to an abstract
object that does persist.
Department of Philosophy
The University of California, Santa Cruz
Santa Cruz, CA 95064
USA
jbowin@ucsc.edu