Prediction, precision, and practical experience: the Hippocratics on techne.
Mann, Joel E.
It would be difficult to overestimate the thematic importance of
techne in classical Greek philosophy. In particular, the nature of
techne, art or expertise, (1) as well as the question of what counts as
a techne, was of paramount importance to Plato, who in the Gorgias and
elsewhere waged a war against rhetoric on the grounds that it was not a
techne at all but a stochastic competence derived from empeiria, that
is, from practical experience. Isocrates, a teacher of rhetoric and
Plato's rival heir to the Socratic mantle, defended his
profession's claim to technical status by arguing for the adequacy
of empeiria and ridiculing the search for precise knowledge of virtue.
Further complicating matters, traces of classical disputes over techne
are evident also in the Hippocratic Corpus, especially in works such as
On the art, Ancient medicine, Nature of man, and Regimen in acute
diseases. (2) Scholars are in general agreement about the situation of
these medical writers in the burgeoning debate over techne. The Standard
Story runs as follows. Just as Plato demoted rhetoric because it did not
meet certain 'rationalist' requirements, so, too, did some
anonymous antagonists seek to dismiss medicine or certain medical
theories from the canon of technai for the failure of physicians to
acquire comprehensive knowledge of the domain in which they professed
expertise. The Hippocratics are thus envisioned as the Gorgiases of
medicine, defending the dignity of their techne against charges that it
is a pseudoscience by embracing empeiria and the conception of an
imprecise techne championed by Isocrates. (3)
With the present essay, I will reverse or qualify the key points of
the Standard Story. Neither Platonic 'rationalism' nor
sophistic 'empiricism' is adequate to capturing the
Hippocratic philosophy of techne. (4) Instead, I propose to divide the
battle over techne into three camps, each with its distinctive position
on the relation between technical theory and practice and the role of
experience in mediating between them. The conflict may be conceived as a
disagreement over how best to relieve the inconsistency in the following
theses. For some agent, A, of suitable natural aptitude in some
specified domain of action, P:
i. A's reliable success (under varying circumstances) in P is
necessary and sufficient for A's technical expertise in P;
ii. A's practical experience in P is necessary and sufficient
for such success in P; and
iii. in order to acquire technical expertise in P, it is necessary
for A to have knowledge of P over and above practical experience in P.
This analysis of the techne problem is more than a mere heuristic;
it represents a genuine crisis in the ancient conception of techne.
Thesis i would have been an analytic truth by most Greek standards. When
Aeschylus' Prometheus boasts of his generosity to the human race,
he describes his gift primarily as a set of practical procedures useful
for effecting some beneficial end, namely, the curing of disease. So he
says
when you hear the rest of my story, you will be even more
amazed at the kinds of technai and resources I devised.
The greatest is this: if ever anyone fell sick,
there was no remedy--neither food, unguent, nor drink--but
because drugs were lacking, they wasted away, until I
showed (edeixa) them how to mix the soothing cures
with which they drive away all diseases. (476-83)
Moreover, the techne for which Prometheus takes credit would have
been transmitted from master to apprentice through training in the
manual procedures of the discipline, that is, through practical
experience, or empeiria. (5) Such training involves the observation of
and hands-on exposure to particular cases of injury or disease and their
attempted cure. It results in a doctor with manual dexterity and a
general sense for the circumstances under which his dexterity is to be
applied. It does not result in comprehensive knowledge of facts or
events in the physician's technical domain. Indeed, Prometheus does
not promise such knowledge of anything, whether the inner workings of
the human body or the natures of his materia medica. He offers only
pharmaceutical know-how, and nothing else, but that is enough to
guarantee reliable success in curing disease (thesis ii).
At the same time, there was the sense, especially among those who
laid claim to expertise, that true techne required not just practical
experience or success in a domain, but genuine knowledge, especially of
the future (thesis iii). The Hippocratic treatise Prognostic begins from
the premise that foreknowledge of patient outcomes is essential to
medicine.
It seems to me best for a physician to try to understand things in
advance. For if he knows them in advance and predicts in the presence of
his patients what is happening, what has happened, and what will happen
(to the extent that these things were left out of the patient's
original account), the more he will be believed to know his
patients' real situations, so that people will dare to place
themselves in the doctor's hands. What's more, he will give
the best treatment if he knows in advance what will happen on the basis
of present symptoms. (I1-10 Jones)
Two points are of special interest. First, there is the supposition
that patients will be suitably impressed by the physician's
foreknowledge, as though such knowledge were a reliable indicator of his
ability to successfully heal them. Second, there is the (unsupported)
assertion that foreknowledge of the disease's development is a
sufficient condition for excellent treatment. That is not to say that,
without such knowledge, success is utterly impossible. But the best
doctors--both in public opinion and in reality--will be those who
'know the natures of the diseases,' and knowing their natures
will allow the physician to predict with greater certainty which
therapeutic measures will be effective (I 19-20 Jones).
My intent is to demonstrate how and why the three theses given
above came to define the ancient philosophical dispute over techne. That
they defined the dispute is evident from the fact that the prominent
classical theorists of techne felt compelled to take positions on each.
Plato, for example, rejects i. Isocrates, the representative of
empiricism, rejects iii. We will discover that, despite their
theoretical and rhetorical diversity, the methodologically
self-conscious Hippocratics mentioned above tend to reject ii while
accepting i and iii. The Hippocratics share with the empiricists a
conception of techne as successful practice; nonetheless, they join
Plato in denying technical status to any practice or inquiry based
solely in experience. But they do so for decidedly different reasons
than does Plato, and it is these differences that set them apart within
the Greek philosophical tradition and render them worthy of attention in
their own right.
I Platonic rationalism
First, let us review briefly Plato's position on techne. Most
familiar are his attacks in the Gorgias on the claim to technical
expertise made by popular teachers of rhetoric. Plato's objections
to rhetoric are many, and I shall not rehearse them all here, but
arguably his most consistent criticism focuses on rhetoric's
failure to develop an explanatory understanding of its subject matter.
Socrates contends that rhetoric, as practiced by the sophists, is not a
techne (technen de auten ouk einai)
because it has no account (logos) of the nature (phusis) of
whatever things it applies by which it applies them, so that it's
unable to state the explanation (aitia) of each thing. And I refuse
to call anything that lacks such an account a techne. (465a)
A techne, correctly conceived, is rational in the following sense:
its directives can be given an aitia, or explanation, that refers to the
phusis of the domain in question. (6) Causal explanation is for Plato a
necessary, though not sufficient, condition of technical legitimacy.
Moreover, it is a condition that standard rhetorical practice fails to
meet, and so it fails to be a techne despite the success and celebrity
enjoyed by Gorgias and others.
Indeed, most rhetoricians--including Gorgias--have not techne but
empeiria, which Plato unflatteringly characterizes as a knack for
demagoguery derived from practical experience.
There's a practice that's not technical (technikos), but
one that a mind given to making guesses (psuches stochastikes) takes to,
a mind that's bold and naturally clever at dealing with people. I
call it flattery, basically. I think that this practice has many other
parts as well, and pastry baking, too, is one of them. This part seems
to be a techne, but, in my account of it, it isn't a techne but
experience (empeiria) and routine (tribe).7 (Gorgias 463a-b)
Various parts of flattery, including pastry baking, seem to be
technai because their practitioners really are competent at achieving
relatively reliable results in some domain. Plato does not question that
the pastry chef can be counted on to serve up exceptional croissants and
eclairs, even if he can't explain why his recipes and procedures
are successful. Plato accepts--quite reasonably, it seems to me--that
experience brings with it practical success.
Moreover, Plato does not deny that experience is a necessary
component of success in applying techne. In the Phaedrus, Socrates
endorses an account of technical proficiency in which practical
experience plays a key role. (8)
If you have a natural ability for rhetoric, you will become a
famous rhetorician, provided you supplement your ability with
knowledge (episteme) and practice (melete). To the extent that you
lack any one of them, to that extent you will be less than perfect.
(269d)
In addition to his theoretical knowledge, the adept orator, like
any technician, must
put his theory into practice and develop the ability to perceive
(aisthesis) each kind clearly as it occurs in the actions of real
life. Otherwise he won't be any better off than he was when he was
still listening to those discussions in school. He will now not
only be able to say what kind of person is convinced by what kind
of speech; on meeting someone he will be able to perceive
(diaisthanesthai) what he is like and make clear to himself that
the person actually standing in front of him is of just this
particular sort of character he had learned about in school--so
that he must now apply speeches of such-and-such a kind in this
particular way in order to secure conviction about such-and-such an
issue. (271e-2a)
According to Plato, technical reasoning starts from universal
truths about the natures of things, whether bodies (in the case of
medicine) or minds (in the case of rhetoric). Such knowledge is
supplemented by particular judgments based on perceptual experience to
yield a technical instruction tailored to the circumstances. So, for
example, the able orator must know first that all curious, romantic
minds are persuaded by elegant speeches on fantastic subjects. But, in
order to successfully persuade Phaedrus, he must also be able to
perceive that Phaedrus has just such a mind.
The expert in rhetoric or any other techne requires practical
experience to become adept at determining the means useful for achieving
the desired end. Insofar as he must determine what is useful, the expert
must predict what will happen if certain measures are applied. As
Socrates puts it in the Theaetetus,
one might put a question about the whole class of things to which
"what is useful" belongs. These things are concerned, I take it,
with future time; thus when we legislate, we make laws that are
going to be useful in the time to come. This kind of thing we may
properly call "future". (178a)
There is an objective fact of the matter about what will happen in
the future, Socrates insists. If a doctor and a layman disagree about
whether the patient will take a fever, one of them will be wrong (178c).
The key difference between the expert and the layman is that the
expert's predictions are correct. This applies to anyone who makes
a claim to wisdom in a given domain, including Protagoras, the
self-proclaimed wise man, who would 'predict (prodoxazein) better
than any layman about the persuasive effect that speeches in a law court
will have upon any one of us' (178e). Importantly, the
expert's judgments, even if better than the layman's (they
need not be perfect), are not characterized as knowledge, and given
Plato's remarks on rhetorical proficiency in the Phaedrus, it is
easy to see why this should be the case. For the accuracy of the
expert's predictions are contingent upon his natural ability and
level of experience, both of which restrict his ability to convert his
knowledge of universal natures into certainty about particular practical
outcomes.
But if Plato accommodates practical experience in his theory of
techne, he is unyielding in his decision to banish empiricists from the
ranks of technical experts. With practiced perceptual abilities but no
theoretical structure on which to rely, the empiricist, unlike the
rationalist, will face the future armed only with a mixed bag of
particular experiences. But this will not satisfy Plato; the merely
experienced practitioner still lacks true technical expertise, since he
fails to comprehend the universal natures of things in his domain of
interest. During his confrontation with Callicles in the Gorgias,
Socrates restates his contention that pastry baking is not a techne, but
empeiria, whereas medicine is a techne. I said that the one,
medicine, has investigated both the nature of the object it serves and
the aitia of the things it does, and is able to give a logos of each of
these. The other, the one concerned with pleasure, to which the whole of
its service is entirely devoted, proceeds toward its object in a quite
untechnical way, without having at all considered either the nature of
pleasure or its aitia. It does so completely irrationally (alogos) and
"reckons naught," as they say. Through routine (tribe) and
empeiria it merely preserves the memory of what usually happens, and
that's how it also supplies its pleasures. (Gorgias 500e-1a)
While the empiricist will, through the accumulation of individual
experiences, develop operational competence in virtue of remembering
which measures have been successful in past cases, he will fall short of
truly technical expertise. But what's wrong with relying on memory?
Such a memory underwrites, at best, a kind of guesswork about what
will happen, which Plato indicates with the Greek verb stochazein and
its cognates. (Recall Socrates' derisive description in the Gorgias
of the orator's 'stochastic mind'. Cf. 464c.) Plato
criticizes stochastic reasoning most sharply at Philebus 55d and
following, where the necessary connection between empirical techne and
stochasticism is made most manifest. There, Socrates wonders whether
some of the productive (demiourgikai) technai (as opposed to the merely
edifying, peri paideian kai trophen) are more or less epistemically
'pure' than others.
If someone were to take away all arithmetic, measuring, and
weighing from the technai, the rest would be cheap (phaulos), so to
speak.... All we would have left would be the comparison of particular
cases (eikazein) (9) and the training (katameletan) of our senses
(aisthesis) through empeiria and tribe. We would have to rely on our
ability to make the educated guesses (stochastikos) that many people
call techne, once it has acquired some proficiency through practice
(melete) and effort (ponos). (55e-6a)
Any productive techne will involve a perceptual, and therefore
impure, element, since its aim will be to effect some specific change in
the perceptible world of particulars. Some of these technai are
redeemed, at least in part, through their incorporation of mathematical
principles and procedures. But the practitioners of others are doomed to
muddle through on perceptual skill alone, relying on the hunches drawn
from practical experience, without any recourse to the necessary and
precise truths of mathematics. (10) Almost anyone could manage this sort
of technical achievement, given enough experience and practice.
The empirical technai have natural limits on their potential to be
successful, since, ceteris paribus, reasoning from exceptionless general
principles will give more reliable results than will hunches based on
experience. Thus, Socrates divides the productive technai into those
with less precision (akribeia), such as music, and those with more, such
as building (56c). (The former are 'what the many call
technai' (55e-6a), leaving open the possibility that Plato, for his
part, would withhold the title.) But the precision he has in mind here
is not primarily the practical precision exemplified in a high success
rate. Plato takes only incidental interest in the practical
accomplishments of any techne as such. Comparing dialectic to rhetoric,
Socrates dismisses the latter's claim to superiority on the basis
of its utility. What matters, rather, is 'whether [dialectic] is by
its nature a capacity in our soul to love the truth and do everything
for its sake' (58d). Indeed, to suppose that Plato's critique
proceeds from practical concerns is to misunderstand his project. His
task is to show why, despite their successes, certain practices such as
rhetoric should be held in low epistemic regard.
Accordingly, while a rational techne is potentially more precise in
practice than its empirical counterpart, its success rate may not serve
as a reliable index of its epistemic value. Given the ineliminable role
of experience in technical practice, the success of any productive
techne will be limited by, inter alia, the perceptual skills of the
practitioner and the complexity, variability or opacity of particular
circumstances. So in the Statesman, Plato suggests that the legislator,
like the trainer, will be incapable of prescribing accurately (di'
akribeias) for each person what is appropriate, since he is forced by
circumstances to prescribe for the entire group (295a). Similarly, the
doctor's prescriptions may turn out to be wrong when
circumstances--in particular, climactic conditions--defy expectations
(295d). Such lapses of precision in practice, occasioned as they are by
obstacles to the application of general knowledge in particular cases,
can't reasonably be held against a techne. However, Plato demands
precision in the principles of a techne, that is, in the account of the
natures of those things over which an expert claims to have influence.
As Socrates in the Phaedrus says of a truly technical rhetoric, 'it
is clear that someone who teaches another to make speeches as a techne
will demonstrate precisely (akribos) the essential nature of that to
which speeches are to be applied' (270e; cf. 271a).
For Plato, the issue of empirically derived competence in a domain
is to be kept separate from the issue of technical status. The latter is
to be decided exclusively on the character of the principles grounding
practice. The truly expert doctor may not be any more precise in
practice than the empiricist. But when his diagnoses and prognoses are
correct, they are based on knowledge, not stochastic guesswork derived
from practical experience. While experience is sufficient for some
measure of practical success (thesis ii), practical success does not a
techne make: Plato rejects thesis i. For techne is not just a system of
manual procedures accompanied by a sense for when to apply them, but a
body of knowledge, and experience alone is inadequate for discovering
the precise principles that elevate techne above the level of mere knack
(thesis iii).
II Sophistic empiricism
Not all share Plato's dim view of empeiria, however.
Gorgias' associate, Polus, comes to the beleaguered sophist's
aid by insisting that empeiria is the key to technical expertise in
many, if not all, domains: 'many among men are the technai
experientially devised by experience (empeiria), Chaerephon. Yes, it is
experience that makes our lives proceed according to techne, whereas
inexperience (apeiria) makes them proceed according to chance
(tuche)' (448c). (11) The world is teeming with different kinds of
technical ability, suggests Polus, because expertise is cheap. Its price
is practical experience, which produces in the practitioner a competence
exceeding what we would expect from pure guesswork alone. This in itself
is good enough to confer the title of technician upon Gorgias and many
others.
The fullest extant exposition of sophistic empiricism comes to us
courtesy of Isocrates, the student of Gorgias and Protagoras. His early
speech, Against the sophists (c. 390 BCE), is especially instructive:
'for power (dunamis), whether in speech or in any other activity,
is found in those who are well endowed by nature and have been trained
by practical experience (tois peri tas empeirias gegumnasmenois) (14).
Later Isocrates would use even stronger language in praise of practical
experience in rhetoric: 'everyone obtains here [in Athens] that
practical experience (ten empeirien) which more than any other thing
imparts ability to speak ...' (Antidosis 296). These remarks make
clear that power and control over one's environment, not knowledge,
is the chief criterion of technical achievement for Isocrates, and
practical experience is the rhetorician's key to this power. Here
we find no mention of the sort of formal instruction recommended to the
student of rhetoric by Plato in the Phaedrus, though elsewhere Isocrates
acknowledges that such instruction could play a role. The technical
aspirant 'must, in addition to having the right sort of nature,
learn the forms of speech and practice their application (peri de tas
chreseis auton gumnasthenai). The teacher must go through the forms as
precisely (akribos) as possible so that he leaves out nothing that is
teachable' (17). Precision in the principles of a techne is
valuable, but only in virtue of its consequences for precision in
practice. Isocrates doesn't insist upon perfect precision; the
'forms' (of speech, that is) need be articulated only as
precisely as they allow, since a technical principle may still have
practical value even when it admits of exceptions. Moreover, education
in such principles does not improve upon empeiria so much as provide a
more efficient way of acquiring what could be gained through
unsupervised experience: 'formal instruction (paideia) makes such
men more technically adept and better equips them for their
investigation, teaching them to take from a readier source what they
otherwise stumble upon by chance (entunchanousi planomenoi)' (15).
As its title suggests, Against the sophists is less a defense of
Isocrates' views than an attack on rhetorical and philosophical
competitors. One of his main complaints is that the sophists put far too
much weight on formal instruction in the acquisition of techne and far
too little on experience. They 'do not attribute any of this power
(dunamis) either to the practical experience (tais empeirias) or to the
native ability of the student, but undertake to transmit the techne of
discourse as simply as they would teach the letters of the
alphabet' (10). (12) But Isocrates does not take issue with the
sophists simply because they pass on technical rules to their students;
rather, he is critical of the precise formulation such rules are given.
But I marvel when I observe these men setting themselves up as
instructors of youth who cannot see that they are applying the
analogy of a techne with hard and fast rules to a creative process
(poietikou pragmatos). For, excepting these teachers, who does not
know that the art of using letters remains fixed and unchanged, so
that we continually and invariably use the same letters for the
same purposes, while exactly the reverse is true of the art of
discourse? For what has been said by one speaker is not equally
useful for the speaker who comes after him.... (12)
The sophists allege that techne is a matter of applying
exceptionless general principles in particular situations. Isocrates, by
contrast, denies that such principles can be formulated for the domain
of rhetoric, thereby embracing a doctrine of metaphysical imprecision,
namely, that the phenomena within the given domain exhibit a variability
that frustrates description with precise, universal generalizations.
(13) His techne will be stochastic, that is, it will involve some
measure of guesswork in its predictions, because precise knowledge of
the domain is simply impossible given its metaphysical imprecision. (14)
The targeted sophists, like Plato, are much more optimistic about
achieving precision in technical principles. But, unlike Plato, the
sophists hold both that they possess knowledge of these principles and
that such knowledge is necessary and sufficient for technical success.
Thus it is the sophists' 'attempt to persuade our young
men that if they will only study under them they will know what to do in
life and through this knowledge (dia tautes tes epistemes) will become
happy and prosperous' that so raises Isocrates' ire (3). But
rhetoric (or philosophy--Isocrates does not recognize a difference where
Plato would have) cannot deliver the promised goods. 'I should have
preferred above great riches that philosophy had as much power
(dunasthai) as these men claim ... But since it has no such power, I
could wish that this prating might cease' (11). The knowledge
claims of the sophists are empty--not only because some particular facts
within the domain of rhetoric resist assimilation to universal
generalizations but also because human faculties are inherently limited.
For I think it is manifest to all that foreknowledge of future
events is not vouchsafed to our human nature, but that we are so
far removed from this prescience that Homer, who has been conceded
the highest reputation for wisdom, has pictured even the gods as at
times debating among themselves about the future--not that he knew
their minds but that he desired to show us that for mankind this
power lies in the realms of the impossible. (2)
The appeals to poetic authority and mythology constitute neither
argument for nor explication of Isocrates' position and so are
ultimately unsatisfying. Nonetheless, we may extract from this passage
an epistemological thesis that multiplies the uncertainty already
implied by metaphysical imprecision: there are facts about the world
that human beings, in virtue of the inadequacy of their faculties,
cannot know. These unknowable facts include facts about the future that
are essential to determining correct rhetorical practice and so preclude
the sophist from acquiring any genuine knowledge of what should be said
in a particular case. It should be noted that since all facts about
future events are unknowable, Isocrates' attack on sophistic
rhetoric functions implicitly as an attack on any techne that lays claim
to foreknowledge of events in its domain.
Moreover, Isocrates argues, if the sophists possessed a reliable
method for acquiring the knowledge they advertise, then two consequences
would follow. First, there would be general agreement on correct
rhetorical procedure among practitioners. Second, these agreed-upon
procedures would meet with regular success. But neither of these is the
case.
[When laymen observe that] those who make use of their opinions are
more apt to agree and are more often correct than those who profess
to have knowledge (epistemen), I think they are likely to look down
upon them and believe that such activities are chatter and
triviality, not care of the soul. (8)
As a result, Isocrates ultimately concludes that 'there does
not at all exist such a techne (holos men gar oudemian hegoumai toiauten
einai technen)' (21), by which he means that the sophists are
incapable of achieving the objectives that define their professional
practice. Isocrates and the sophists are engaged in what is essentially
a factual dispute. While they agree that reliable success in a given
domain is a necessary and sufficient condition for techne, they disagree
over whether the sophists are actually successful. If they are not,
their actual practices will not satisfy the description of their techne.
But if there were something that satisfied the description, there would
be no question that it would warrant the title of techne. It is worth
contrasting this with Plato's judgment at Gorgias 465a that
rhetoric is not a techne (technen de auten ouk einai). The question
there is not whether there are any successful sophists, that is, whether
there is something that satisfies the sophist's description of his
endeavor (supposing he could manage to give a coherent one--another of
Plato's criticisms). Plato would readily concede this point.
Consequently, Plato could not claim that rhetoric was completely
nonexistent. But he could, and did, wonder whether it deserved to be
called a techne, since the sophist's success was not accompanied
by--much less caused by--genuine knowledge. This is essentially a
conceptual, as opposed to factual, dispute.
As D.S. Hutchinson has suggested, the roots of this dispute reach
back at least as far as the sophist Protagoras (30). In his Antidosis,
Isocrates incorporates elements of Protagoras' Great Speech
(Protagoras 320d-8d) into the defense of his own techne. There Isocrates
tells a story of human progress that mirrors the one attributed to
Protagoras by Plato (253-5). According to both Protagoras and Isocrates,
it is their political techne of rhetoric that is responsible for
humankind's salvation from a state of nature that was, to borrow a
Hobbesian expression, nasty, brutish, and short. Further, just as
Protagoras distanced himself from Hippias and other teachers of technai
such as geometry, astronomy, music, poetry and mathematics (318e),
Isocrates cautions against prolonged engagement with such studies. Of
geometry and astronomy, he does not
think we ought to apply the term "philosophy" to a
practice that does not benefit us in the present, either in speech or
action, though I do call it a training of the soul and a preparation for
philosophy. It is certainly more suitable for adults than what
schoolboys do, though it comes close in many respects. For even those
schoolboys who have labored through grammar and music and the rest of
their education show no improvement in speaking or deliberating about
practical matters, though they are well prepared to study the greater
and more serious subjects. Thus, I would advise the young to spend some
time on these studies, but not to let their education waste away on
these things, nor to run aground upon the theories of the ancient
sophists ... (Antidosis 266-8)
Isocrates preaches the Protagorean ethos without any trace of
shame: the point of philosophy is to 'manage well both one's
private household and the public assets of the community' (cf.
Protagoras 319a) in contrast to those who 'don't care at all
about the practical necessities but love the tall tales (teratologias)
of the ancient sophists' (285). Such subjects have no intrinsic
value, unless it is entertainment value. They are useful only as a kind
of preparatory training for success in practical engagements. Isocrates
is reluctant even to call them technai; they are more like fantasies,
void of epistemic and practical value.
Thus, Isocrates follows Protagoras in conceiving of techne as
essentially practical. If Plato's reproduction of the Great Speech
in the Protagoras is historically accurate, we may be inclined to assign
Isocrates' empiricism a Protagorean pedigree. In that dialogue,
Protagoras accepts that nature and training (especially conditioning
through punishment and reward) are significant factors in determining a
person's technical facility (323dff.). Evidence from other sources
indicates that this is no Platonic invention. An independent fragment of
Protagoras, recorded in the Anecdota Parisiensia, explicitly states that
'teaching (didaskalia) requires nature (phusis) and practice
(askesis)' (DK 80 B3), and the sophist is recorded elsewhere as
having written that 'techne without practice (aneu meletes) and
practice without techne are nothing' (DK 80 B10). Practical
experience is necessary for acquiring a techne, including the political
techne. But, assuming a student had suitable natural ability, it is less
clear that Protagoras would have thought experience more or less
sufficient. He seems to leave room for formal instruction, which he may
regard as distinct from practical experience. But did Protagoras
conceive of such instruction as the transmission of knowledge, as Plato
would have it, or rather as the transmission of experience in a more
compact form (as rough-and-ready rules of thumb, for example), as
Isocrates insisted?
The historical evidence is inadequate to give much in the way of a
positive answer. But there is good reason to think that Protagoras would
have rejected the idea that teaching amounted to the transmission of
specialized knowledge, since by all accounts Protagoras was intensely
skeptical about such knowledge. In a famous fragment, he professes
agnosticism about the gods' existence on the grounds of their
adelotes, or non-evidence.
Concerning gods I am able to know neither that they are nor that
they are not, nor what sort they are in form, since there are
considerable obstacles to my knowing, namely their non-evidence
(adelotes) and the brevity of human life. (DK 80 B4)
Protagoras does not use adelotes simply to signal that the matter
is difficult to judge; on such an interpretation, the fragment would
turn out to be little more than a tautology. Surely Protagoras intends
to convey more than that he finds it difficult to settle on a judgment
about the gods because the matter is difficult to judge. Protagoras is
generally taken to mean that his uncertainty about the gods--whether
they 'are' or 'are not'--is rooted in the fact that
he has himself never seen or otherwise directly perceived them.
If this interpretation of the fragment is correct, then we can draw
the following conclusions about Protagoras' attitude toward ta
adela, 'the non-evident things'. First, consider that
Protagoras refuses to affirm sentences that contain references to the
non-evident. He does not believe that he has or can have any certain
knowledge about things that he has not directly observed. (15) But his
unwillingness also to deny sentences that refer to the non-evident is
telling. He concedes that such sentences could be true without being
known, that the non-evident could exist but simply might not yet have
been perceived by him. (16) The shortness of human life, therefore, is
critical because it recognizes a temporal limit on our ability to
observe phenomena. The god that Protagoras never witnessed during his
lifetime could make an appearance after his death in such a way that he
would have attained some measure of certainty. He cannot rule out such a
future appearance, for future events, too, are adela.
Protagoras, like Isocrates, was highly skeptical about claims to
knowledge. Human beings are incapable of knowing ta adela. The
consequences of his view for many technical experts who purported to
have knowledge of their domains would have been devastating.
Aristotle's Metaphysics offers compelling evidence that Protagoras
himself put his epistemological skepticism to destructive ends. There,
Aristotle writes that
perceptible lines are not those of which the geometer speaks (for
nothing perceptible is straight or round in this way--the circle
does not touch a straight-edge at a point, but as Protagoras said
it did in refuting the geometers.) (Meta. III 2, 997b-998a4 = DK 80
B7)
The phrase 'as Protagoras said it did' must refer to the
fact that, considered purely perceptually, a circle touches its tangent at more than one point. A straight stick, for example, will seem to come
into physical contact with a metal hoop along a discrete segment of its
length, not at a single, infinitesimal point. How does this refute the
geometers? Quite simply, Protagoras understands the perceptual evidence
to contradict their basic principles. The experts say that tangents
touch at a point, while he maintains, in accordance with sense
experience, that they do not.
Protagoras is thus involved in a dispute over the nature of circles
and tangents. But the dispute does not consist in variant claims about
the way that lines and circles appear to observers. Protagoras, to the
best of our knowledge, held that such disputes cannot be adjudicated
with any absolute authority (a point to which I shall return). If the
wind seems hot to me and cold to you, it is not the case that one of us
is correct at the expense of the other (see Theaetetus 152bff.). In any
case, geometers would not deny that perceptible lines and circles behave
just as Protagoras describes. Rather, they will argue that the lines and
circles of concern to geometry are intelligible, not perceptible.
This is just the sort of maneuver that Protagorean skepticism
blocks. Protagoras does not commit himself to the view that the gods,
for example, 'are not'. Instead, it is non-evident to him
whether the gods exist. He simply denies that he can have knowledge of
such matters. Likewise, in contradicting the geometers Protagoras cannot
be taking sides in a substantive dispute over geometric principles per
se; the dispute is a byproduct of his skepticism about the epistemic
status of the particular principles espoused by geometers. The subjects
of these principles are purely intelligible and so, in Protagorean
terms, adela, non-evident. Thus, they are unverifiable and may not count
as knowledge.
There is evidence, then, that Protagoras composed works attacking
technical experts and that the basis for at least some of these attacks
was the technical reliance upon non-evident principles. In fact, in the
Sophist Plato tells us that the scope of his critique was not limited to
a single techne.
STRANGER: And what about the laws and all other civic matters?
Don't they promise to make people capable of debating about them?
THEAETETUS: In a word, nobody would talk to them if they
didn't promise this.
STRANGER: Indeed, the points one ought to raise in a debate against
each craftsman himself (pros hekaston auton ton demiourgon), concerning
all technai in general and each techne specifically, have been put down
in writing and published somewhere for the benefit of anyone who wants
to learn.
THEAETETUS: You appear to me to be talking about the works by
Protagoras on wrestling (peri pales) and the other technai.
STRANGER: And on many other subjects (kai pollon ge), too, my good
man.... (232d-e)
Scholars have often been confused about the import of this passage,
specifically with respect to two points emphasized in the above
translation. First, it is easy to mistake auton ton demiourgon for the
accusative subject of anteipein and to take pros hekaston as an
independent prepositional phrase. (17) This would have Protagoras
defending the technai. However, the context rules this out, and the
clearly correct approach is to treat pros hekaston auton ton demiourgon
as a whole. Plato fingers Protagoras as a critic of the technai,
publishing pieces on how to dispute with the practitioners themselves
(as opposed to attacking them indirectly, e.g., by persuading their
clients to discontinue service).
Second, the stranger's final response in the above excerpt (kai pollon ge) has sometimes been understood as a reference to other
sophists (in addition to Protagoras) who published critiques of the
technai. (18) However, examination of the immediately preceding sentence
of the dialogue reveals that kai pollon ge must fall under the scope of
Theaetetus' peri and thus must refer to other works by Protagoras
himself. Given the grammatical constraints, in order to mention the
works of other sophists, Plato would need to have written kai ta pollon
ge.
So not only did Protagoras develop a theory of techne that
emphasized both the importance of practical success in a domain (thesis
i) and the role of practical experience in achieving that success
(thesis ii), but he used his skepticism about the non-evident to attack
the epistemic claims of geometers, and it is conceivable that he
adverted to the same strategy in his attacks on other technai. If so, it
is likely that he would have rejected thesis iii as well. Indeed, none
of the available evidence portrays Protagoras as making knowledge either
a precondition or byproduct of technical achievement. (19) It is
difficult to imagine what role he could have reserved for knowledge in
the acquisition and practice of many technai, given that human knowledge
is restricted to statements about what has been directly observed by a
particular person, perhaps even at a particular time (cf. Theaetetus
167a-b). What the expert needs is the practical experience that produces
good judgment, not knowledge, and good judgment (euboulia) is precisely
what Protagoras promised to instill in his pupils (Protagoras 319a).
When Isocrates, in his works Against the sophists and Antidosis, praises
judgment and excoriates pretenders to knowledge, he is drawing directly
upon this Protagorean empiricist tradition of technical theory and
criticism.
III The Hippocratics
It is to attacks launched from within this empiricist tradition
that the Hippocratic writers respond. (20) In the medical corpus we find
a group of treatises concerned with refuting the public accusation that
the medical techne 'is not' (ouk estin). The author of Regimen
in acute disease complains that 'in fact the whole art is the
subject of considerable slander before the public, so that medicine does
not seem to be (me dokein ... einai) at all' (VIII 3-5 Jones). In
Ancient medicine, the author observes that 'some craftsmen are
poor, but others are extraordinary, which would not be the case if the
art wholly were not (ei me en ietrike holos) and there had been no
investigation into it nor discoveries made' (I 2 Schiefsky). (21)
Those who give reductive accounts of medicine are especially
contemptible, he says, because they are mistaken 'about a techne
that is (amphi technes eouses)' (I 1 Schiefsky). Later, he portrays
his project as that of demonstrating 'that medicine is' (II 2
Schiefsky). (22) Likewise, the sophistically inclined On the art opens
with a rebuke of those who demean the technai and follows with a defense
of techne in general and of medicine in particular. (23) The defense
begins with the counter-assertion that 'there is no techne that is
not' (techne einai oudemia ouk eousa), and the author prides
himself on having shown that medicine 'has being and power'
(hoti eousa te esti kai megale) (II 1, V 3 Jouanna). That the
Hippocratics frame the problem in such terms indicates that they are
taking up the factual dispute, familiar from Isocrates' Against the
sophists, over whether there exists a practice that satisfies the
definitional description of their techne. They do not occupy themselves
at any point with the charge that medicine is not a techne, that is,
with the conceptual challenge to conventional notions of what it is to
be a techne.
Fittingly, then, the Hippocratic treatises, especially On the art
and Ancient medicine, concentrate on demonstrating that medicine does in
fact succeed in its efforts to heal the sick and suffering. As G.E.R.
Lloyd has noted, the Hippocratics defend against predominantly practical
objections to medicine, whereas Platonic objections to ostensible technai are exclusively epistemological (1991, 252). This is partly due
to the fact that they regard practical success at healing as the
ultimate criterion of technical ability (thesis i). However, we will see
that Lloyd's observation requires further qualification. The
Hippocratics do indeed take up certain epistemological challenges to
medicine. Given the character of empiricist attacks on techne, we would
expect arguments over the practical success of medicine to have
epistemological consequences. For Isocrates argued that practitioners
with knowledge ought to meet with great practical success; he claimed,
further, that they were generally unsuccessful, proving that they did
not possess the knowledge they professed. In response to similar
concerns, the author of Ancient medicine protests that
we ought not reject the ancient art as not being (hos ouk eousan)
and as having been poorly investigated (oude kalos zeteomenen) just
because it is not precise (akribeia) in all respects. Rather, since it
was able through reasoning to achieve near perfect accuracy
(atrekestatos) from a state of considerable ignorance, much more do I
think we ought to admire its discoveries insofar as they were discovered
in a praiseworthy and correct manner and not by chance. (XII 2
Schiefsky)
The precision alluded to here is practical precision. (24) It is
admitted that physicians do not have a perfect success rate in all areas
of medicine. More importantly, this lack of perfect success is viewed as
a threat not just to the knowledge claims of physicians but also to the
methods by which they claim to acquire their knowledge. The Hippocratic
defense of medicine thus takes on the further task of justifying its
methodology before its detractors, who, it has generally been assumed,
are rationalists of some stripe. Schiefsky, for example, is convinced
that Ancient medicine is a response to critics from within the medical
profession who insist that any rational, systematic physician must adopt
a stringently reductionist approach to the techne (51). But Schiefsky is
at pains to explain the author's sustained concern for precision
and error--he labels chapters 9 through 12 of the treatise a
digression--since no reductionist physician would be in a position to
question the practical success of competing physicians (35). However, if
we suppose the critic to have been an empiricist from outside the
profession, then the attention paid to precision and error makes perfect
sense, since the empiricist would have taken issue with any methodology
that purported to use general causal understanding to secure practical
success in healing patients.
While we might appreciate the spiritedness of medicine's
defense, we ought also to sympathize with the critics of medicine. Some
Greek physicians were wont to make grandiose epistemic claims with
little attention to methodological concerns. The author of the treatise
Regimen, who can 'in advance of a patient's falling ill from
excess, discern the course that the condition will take' (I II
59-61 Jones), has also
discovered the power to discern the prevailing factors in the body,
whether exercise prevails over food, or whether food prevails over
exercise, how one ought to cure completely each condition and secure
health at the outset so as to stave off disease, provided few serious
errors are made. (Regimen III LXVII 17-23 Jones)
Those who wish to follow suit
must before all else know (gnonai) and discern human nature. He
must know from what a human being is composed in terms of a first
principle (ex arches), and he must perceive by what constituents it has
been mastered. For if he doesn't know the composition in terms of a
first principle he will be unable to know what comes to be through these
components. If he doesn't know what is dominant in the body, he
will be incapable of applying beneficial treatment to the body. (Regimen
I II 1-10 Jones)
We could not hope for a clearer, more confident statement of the
physician's epistemic and technical aspirations. By seeing through
to the non-evident natures of things in the past and present, including
the internal structures and processes of the body, he can foresee those
future events that remain obscure to the unskilled. Moreover, he can
influence outcomes with a nearly perfect rate of success--but only after
he has grasped the underlying composition of the human body. Regimen
happily provides all this and more: the human body, just like the
universe as a whole, is composed of fire and water, and it is through
the interaction of these that human beings (only apparently) come to be
and pass away.
It is difficult to square the theoretical and practical enthusiasm
of Regimen with the obvious fact that patients sometimes die despite the
best efforts to diagnose and cure them. The author of the Hippocratic On
the art frames the critic's objection thus: 'the techne is now
blamed because not all regain their health; and those who denigrate it
claim that, because some patients succumb to disease, even those who
escape do so by chance and not because of techne' (IV 1 Jouanna).
If, as the author of Regimen claims, medicine really offers exhaustive
knowledge of the body's constituents and their powers, as well as
how to cure disease in every case, how are medical failures to be
explained? Both On the art and Ancient medicine respond by
distinguishing, at least implicitly, between general medical knowledge
and knowledge in particular cases of disease. Physicians have knowledge
of human anatomy and physiology (On the art X); they know, broadly
speaking, what constitute correct and incorrect procedures (V 5-6). But
the exigencies of particular cases bedevil the application of this
general knowledge. A patient may sabotage himself by disobeying a
doctor's orders (VII). He may die before a physician has time to
fully diagnose his condition (XI 6). Likewise, a physician may complete
his diagnosis and even administer a few remedies, but the patient may be
suffering from a disease for which there is no cure (VIII).
Neither of these Hippocratic authors dispute that medicine's
principle task is to discover the causes of the various conditions and
diseases that affect human beings (Ancient medicine XIX 3 Schiefsky; On
the art XI 4 Jouanna). Causes, according to the author of Ancient
medicine, are just 'those things that, when they are present, a
specific condition arises, but, when their combination changes, the
condition ceases,' and all valid medical explanations are to advert
to such causes (ibid.). The author's analysis of causation is
precise in its principles in the sense that it requires the physician to
express necessary relations between theoretical terms. A cause according
to Ancient medicine is an (in itself) insufficient but necessary
component of a constellation of conditions that is as a whole necessary
and sufficient for the effect. So, for example, a predominance of acrid
mucus in the nose is cited as the cause of its inflammation, since the
inflammation correlates to the described conditions (XVIII 1-2
Schiefsky).
In other ways, however, the Hippocratics reject the Platonic ideal
of precision in the general principles of a techne. The above examples
show that the author of Ancient medicine does not formulate his general
explanatory principles in mathematical terms. This has practical
consequences for medicine.
And if it were simple, as has been claimed, so that whatever was
strong was harmful and whatever was weaker helped and nourished both the
sick and healthy person, then medicine would be an easy affair. For one
would need only direct the patient to what was weakest, and this could
be done with great certainty. However, it is no less an error, nor does
it hurt the person less, if one prescribes what is lacking and deficient
in what is sufficient.... For this reason, things are much more complex
and require more precision (akribeia). For one must aim at (stochazein)
some measure (metron), but there is no measure, neither a number nor any
other standard by reference to which you will attain precise knowledge
(eisei to akribes), nor could you find one other than bodily sensation
(tou somatos ten aisthesin). For this reason, it is a chore to make such
a precise observation (katamathein akribos) that only small errors are
made here and there. (IX 1-3 Schiefsky)
At first glance, this passage may read like an endorsement of
medicine as an essentially stochastic practice. However, the author does
not mean that medicine is stochastic either in the Platonic sense that
it relies on guesswork where precise knowledge is called for, or in the
Isocratean sense that it operates in a metaphysically imprecise domain.
(25) The verb stochazein is used here to convey that any goal-directed
procedure will aim to apply some specific therapeutic measure between
two extremes, that is, at some measure in the sense of 'mean'.
How does the physician determine the correct measured procedure? He
knows what the goal is: to achieve a balance of humoral powers in the
body. The optimal state of health is one in which none of the
phenomenal-chemical properties (eg., sweet, bitter, acid, insipid, and
so on) dominates (XIV 4; XX 6). The physician's task will be to
compare the patient's current, unbalanced state to the optimal
state and deduce therefrom the correct therapy. How will the physician
evaluate the patient's current state? Not by using mathematical
measurements of the kind a carpenter or shipwright might make. The
levels or strengths of these properties cannot be measured except in the
loose sense that they may be detected by the diagnosing physician's
perceptual faculties. (26) These faculties are not inherently limited or
imprecise, as Plato believed. They may, with some effort, become
sensitive enough to gauge the patient's condition accurately,
though the complexity of variables and the perceptual unavailability of
the body's internal systems will sometimes pose obstacles to
'measurement.' However, when the author admits that
'perfect accuracy is rarely seen' (IX 4), this at least
concedes that perfect accuracy is achievable, and elsewhere he boasts
that 'many areas of medicine have achieved such precision,'
thus allowing that therapeutic perfection is possible, at least in
principle (XII 8-9).
All the Hippocratic writers under consideration hold that success
in medicine requires causal knowledge of the body and its pathologies.
Accordingly, their attitudes with respect to theses ii and iii will be
determined by their view on whether they deny, like Plato, that such
knowledge can be acquired through practical experience. Both On the art
and Ancient medicine answer this question decisively, and their
conclusions, if not their rationales, are identical: experience alone
cannot give a person the sort of knowledge he needs to become a
successful physician. Thus, the author of On the art concedes to his
critic that 'even those who do not consult a physician can chance
upon (perituchein) medicine' (V 2). Accidental cures are possible,
but 'this does not actually result in knowing which medical
procedures are correct or incorrect, but rather in hitting upon by
chance (epituchein) the very treatments that would have been applied had
they consulted a physician' (ibid.). A layman may, after the fact,
know that fasting cured his condition, but he cannot explain why it did
so. His knowledge of medicine, if causal in any sense, will be so only
insofar as he can make accurate singular causal statements about
particular cases. The physician, on the other hand, uses his causal
knowledge to foresee what will result from the application of different
remedies and formulates the course of treatment accordingly:
'medicine clearly has and always will have being, both in virtue of
things that happen 'because of something' and in virtue of the
things it knows in advance' (VI 4). He knows to orthon and to me
orthon--the correct and the incorrect (V 6). The author uses articular constructions here to convey that the physician's knowledge is
completely general in character. Moreover, experience is inadequate to
discover the causes of disease because many diseases cannot be directly
encountered. Knowledge of most internal diseases the layman cannot hope
to achieve without substantial background knowledge of the body's
internal processes and the intellectual capacity to reason from evident
signs to underlying conditions (XII 3). But, if he had such background,
he would not be a layman.
In short, On the art allows the experienced layman some medical
knowledge while insisting that it is useless for the purposes of
prescribing successful treatment. Ancient medicine will not allow the
experienced layman even this much.
I know that, if the patients happen to have done something atypical
around this day [of their decline in health], either bathing or walking
around or eating something strange (supposing it had been better to do
all these than not), nonetheless many doctors, just like laymen, put the
blame (aitia) on one of these things and remain ignorant of the cause
(to aition), canceling what treatment might have proven most beneficial.
Instead, they should know what an untimely bath does or what fatigue
does. For the distress associated with either one of these is never
associated with the other, nor with those that originate from repletion or from such and such a food. So whoever does not learn how these things
stand in relation to a human being will be able neither to know their
results nor to use them correctly. (Ancient medicine XXI 2-3 Schiefsky,
emphasis added)
One must have grasped the general underlying causal relations that
govern the human body's interaction with its environment before one
is qualified to say that some event was the cause of a particular case
of illness. The mere spatiotemporal contiguity of an atypical occurrence
is not sufficient to judge its causal significance. Experience does not
just make it plain somehow that the man who stays out late carousing and
comes down with malaria the next day does so because of his carousing.
And as the author makes clear, the same point holds for all examples in
which a layman would claim to have stumbled upon the cure for a disease
by chance. In fact, he could not know that he had done so unless able to
cite the underlying necessities in virtue of which his treatment brought
about the patient's recovery.
But if practical experience in itself is inadequate for developing
a causal theory of health and disease, we must ask the Hippocratics, who
are so confident of their own causal knowledge, to supply a coherent
alternative. This returns us once again to questions of medical
methodology, questions that are only complicated by the failure rates of
physicians. The Hippocratics, however, have plausible responses at the
ready. The success of every art is sensitive to the obstacles posed by
particular circumstances (On the art XI 7 Jouanna), and some doctors
really get better results than others (Ancient medicine I 2 Schiefsky),
even if the vast majority are incompetent (IX 5). Still, practical
success shows only that a physician has applied the correct treatment to
his patient. It does not by itself show that he knows why this treatment
was successful. Of course, he will have a theory that he believes will
explain everything--if the Hippocratic Corpus is a reliable indication,
there was no shortage of speculative medical theories in ancient
Greece--but this is just the point. As Isocrates might have put it, if
physicians had genuine knowledge of their field, they would agree more
often than they do.
In order to show that a medical techne exists, then, the
Hippocratics must do more than find a physician with a high success
rate; at minimum, they must also demonstrate the truth of his particular
causal theory to the exclusion of its competitors. Thus, the Hippocratic
texts that show some sensitivity to the problem of theoretical diversity
develop ultimately into polemics--attacks on physicians who endorse
competing medical methodologies. The stated raison d'etre of
Regimen in acute diseases, for example, is to criticize and correct the
mistakes made by those who wrote the medical treatise Cnidian sentences
(I 1-10 Jones). His chief complaint is methodological: the Cnidians
classified diseases according to symptoms instead of according to their
underlying causes (III 12-16). After remarking that medicine has a bad
reputation among laypeople, the author explains that 'if in acute
diseases practitioners differ from each other to such an extent that
whatever one doctor thinks best to apply are considered bad by another,
it is likely to be said in such cases that the techne is similar to
divination' (VIII 5-11 Jones). The author of Ancient medicine
laments the proliferation of theories that 'reduce the explanatory
principle of disease and death to be the same in all cases,
hypothesizing one or two things' (I 1 Schiefsky). Similarly, Nature
of man opens with an attack on philosophical types who claim that a
human being is composed of only one substance--air, fire, water or
earth--though they cannot agree on what that is, and each of them
'adduces evidence and proofs that are not (estin ouden)' (I
15-19). But doctors have the same problem, he admits, 'some saying
that a human being is blood, others claiming bile, and still others
phlegm' (II 2-4).
The polemics in Ancient medicine and Nature of man criticize
competing theories on strikingly similar methodological grounds. Both
wash their hands of reductionism in the explanation of health and
disease, and they do so because reductive theories involve claims that
have little, if any, connection to empirical observation. 'Whoever
is accustomed to hearing people speak concerning the human nature
outside of its relevance to medicine,' begins Nature of man,
'to him will the present discourse prove of no interest. For I say
neither that a human being is completely air, nor fire, nor water, nor
earth, nor anything else that is not apparent (phaneros) as a
constituent of a human being' (I 1-8 Jones). (27) In contrast with
such theories, the author proposes that health and disease are explained
by perturbation of the proper proportion of the body's four humors,
namely blood, phlegm, yellow bile and black bile. In practice, of
course, this humoral theory will fare no better than the speculative
theories the author rejects, but it does have the merit of consistency
in that its explanations contain references only to entities that are
observable constituents of the human body. (28)
Ancient medicine takes a similar but more sophisticated approach to
the problem of non-evidence. Instead of defending the role of
non-evident entities in medical theory and practice, the author
champions a techne in which explanations rely on causal principles
verified by observation, thereby distancing his theory from those that
depend on nonevident postulates.
Medicine does not need any new-fangled hypothesis as do non-evident
(aphanes) and puzzling matters, concerning which it is necessary to use
a hypothesis, should someone try to say something of significance, e.g.,
investigations concerning the things in heaven and below the earth. If
someone says he has knowledge that these are thus and so, it would not
be clear either to him who said it or to his listeners whether these
things were true or not. (I 3 Schiefsky)
The author struggles to distinguish his brand of medicine from that
which asserts that 'it is impossible for someone to have knowledge
of medicine who does not know what a human being is' (XX 1). Such
questions are best left to natural philosophers like Empedocles, who, it
turns out, won't be able to answer them without abandoning their
theoretical postulates for the empirical method advocated in Ancient
medicine (XX 2). (29)
But given the obvious technological limitations of Greek medicine,
all ancient theories of human health and disease inevitably make
reference to internal processes, structures, entities or events that
cannot be directly observed, making it difficult, perhaps impossible, to
verify their truth. This potential objection demands an answer from the
Hippocratic defenders: how can medicine come by a sound explanation of
health and disease when their causes are often unobservable? The problem
was not lost upon the author of On the art, who, following a hasty
sketch of the human body's internal anatomy and a crude general
pathology, takes up the epistemological challenge with zeal.
Of course, a person who sees only with his eyes cannot know any of
the things just mentioned. For this reason, I have referred to them as
non-evident (adela), and so they have been judged by the art. Though
they are non-evident, these diseases have not prevailed. Rather, they
have been prevailed over where possible. (XI 1 Jouanna)
In fact, the problem of non-evident diseases occupies the author
for the remainder of the text. How can we determine the internal causes
of a particular patient's disease--or disease in general--when we
cannot perceive them with our senses? The author's solution: we use
our intellects (gnome), which provide us with a kind of second sight (XI
2). (30) Reason allows the physician to draw inferences about the
internal structures and processes of the body on the basis of the signs
and symptoms he observes (XII 2).
We have seen that the authors of Ancient medicine and Nature of man
demonstrate a desire to distinguish themselves from theorists who make
use of reductive, non-evident postulates. In On the art we find a
defense of medicine's claim to have knowledge of entities and
processes that cannot be directly observed. This common concern with the
non-evident and its implications for medical theory suggests that all
are responding to an attack on medicine's methodology that used
non-evidence to question whether physicians could really know all that
they claimed to know about the body. This appears yet more probable in
light of Protagoras' documented criticisms of the techne of
geometry based on the non-evidence of the theoretical
entities--specifically, intelligible circles--postulated by geometers.
Indeed, we should expect empiricists about techne to be favorably
disposed toward the observable considering the inherent difficulty of
gaining practical experience of what cannot be experienced at all. The
Hippocratic reaction is remarkably uniform: non-evidence may be an
obstacle to knowledge, but it is not insurmountable, so long as medicine
is practiced correctly.
IV The New Narrative
Contrary to the Standard Story, according to which the Hippocratic
defenders of techne came under attack from rationalist critics, there is
ample evidence to suggest that the Hippocratics shared with Plato an
appreciation for the role of causal theory in the development of techne.
In this sense, Plato is more than justified when, in the Phaedrus, he
compares his own theory of techne to the method espoused by Hippocrates.
Consider, then, what both Hippocrates and true argument say about
nature. Isn't this the way to think systematically about the nature
of anything? First, we must consider whether the object regarding
which we intend to become experts is simple or complex. Then, if it
is simple, we must investigate its power (dunamis): What things
does it have what natural power of acting upon? By what things does
it have a natural disposition to be acted upon? If, on the other
hand, it takes many forms, we must enumerate them all and, as we
did in the simple case, investigate how each is naturally able to
act upon what and how it has a natural disposition to be acted upon
by what. (270c-d)
The Hippocratics considered in this paper are, like Plato, fully
invested in giving causal accounts of their technical domain.
Hippocratics like the authors of Ancient medicine and Nature of man
differ sharply from Plato, however, in their belief that precise causal
accounts of nature can be arrived at through the direct observation of
phenomena without relying heavily on claims about unobservables. (31)
Moreover, and again in contrast to Plato, the Hippocratics are
committed to causal knowledge not because it has any special value in
itself but because they believe it is the only way to succeed regularly
at healing human beings. Mere experience cannot provide such knowledge,
and so, contra Plato and Isocrates, it cannot be at all successful.
Practical success, for the Hippocratics no less than for the
empiricists, is the mark of a true techne. This explains why the
Hippocratics exhibit such acute sensitivity to questions of practical
precision. Frequent failure suggests that a doctor is not expert, and
that is bad enough. But if no doctor has a respectable success rate,
then the entire causal-theoretical approach to the techne is threatened.
If Isocrates' attack on sophists is any clue, empiricists did
indeed question the general effectiveness of experts who made knowledge
claims about their domain. Moreover, they were skeptical about the
knowledge claims themselves. Isocrates doubted whether the future could
ever be known, perhaps in part because the world is metaphysically
imprecise. Protagoras doubted whether anything perceptually non-evident
could be known. Either way, the objectives and methods of Hippocratic
medicine faced a challenge from empiricism that no rationalist would
have posed. And, if I am largely correct in my analysis of the ancient
evidence, no rationalist ever did.
Moreover, the Hippocratics met the empiricist challenge not by
accommodating the empiricist's relaxed attitude toward precision in
the principles of a techne. They maintained instead that the domain of
medicine is subject to causal necessity, governed by precise
regularities that allow at least for the possibility of precision in
practice. There is no question that knowledge of the body's nature
is their goal, even if they fail--as they most surely did--to meet it.
Moreover, though medicine often failed also to achieve its practical
goals, the Hippocratics did not take this as a sign that the techne of
healing was a different, inherently less precise kind of techne.
Medicine differs from other technai only in degree of difficulty. The
doctor's job is more complex than the shipwright's or the
carpenter's, with much more potential for slip between cup and lip.
That is why, as the Hippocratic defenders of medicine would no doubt
agree, the successful physician deserves the highest respect, not the
harshest criticism. (32)
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(1) I will render the Greek word techne either as the
transliterated form techne or as the English 'expertise',
except where conventional usage demands an alternative, as in the title
of the Hippocratic treatise On the art. For the adjectival form, I will
use the English 'technical', and so on for adverbs and other
parts of speech.
(2) In a fine account of the disagreement between Plato and
Isocrates (and ultimately Aristotle) over technical education and the
epistemic aims of techne, Hutchinson discusses key contributions of
pre-Socratic, sophistic and medical thought to the techne question. The
current essay draws heavily (but not uncritically) on Hutchinson's
conclusions for inspiration in its examination of the Hippocratic
Corpus.
(3) Roochnik seems to endorse this version of the story in general
terms (42-57). Hutchinson sees in Ancient medicine the very model of
anti-Platonic stochasticism (43). More recently, Schiefsky has suggested
that the author of Ancient medicine is responding to criticisms
originating with the causal reductionists he criticizes, as though the
author were worried about distinguishing himself from traditional
non-rational medical practices (12-13; 51; 53-4).
(4) I place the terms rationalism and empiricism in cautionary
quotes. As will become clearer, rationalism and empiricism in relation
to the theory of techne differ significantly from rationalism and
empiricism in the modern philosophical sense.
(5) For a useful treatment of apprenticeship and training in the
medical techne, see Dean-Jones 108-11.
(6) The exact senses of these terms, in the Platonic Corpus and
elsewhere, are a matter of considerable debate. For present purposes, I
will assume that in demanding causal knowledge Plato is requiring of a
technical expert that he be able to articulate the causal powers that
distinguish one kind of thing from another (cf. Phaedrus 270 c-d).
(7) Plato often distinguishes between experience and routine, that
is, between the epistemic and manual components of practical experience,
while my tendency will be to collapse them. This is justified insofar as
the experience of particular cases is obviously necessary for manual
training in a field.
(8) This is the so-called 'tripartite' theory of techne
described in Hutchinson.
(9) It is difficult to settle on a definitive translation of the
verb eikazein and its cognates, including the common adjective eikos.
Eikos is often rendered as 'probable', though the Greeks
surely didn't use it to signal genuine statistical probability as
we conceive of it today. Woodruff 1994 has suggested that an argument
from eikos is one based on a defeasible inference, but Plato here seems
to be playing on the root meaning of eikazein, 'to represent by an
image'. The idea is that the empiricist must proceed by comparing
the present case to past cases he has seen; hence Plato's charge in
the Gorgias that the empiricist relies on memory, not knowledge. See
also Gagarin 2002 for the use of eikos in classical rhetoric, especially
in Antiphon (112-18).
(10) Plato includes medicine among the inherently stochastic
procedures. To what extent this denies technical status to medicine is a
substantial question, especially given Plato's frequent use of
medicine as a paradigmatic techne in dialogues such as the Gorgias,
Republic, Phaedrus, Statesman, and Laws, not to mention his special
treatment of the subject in the Timaeus. I have yet to discover in the
critical literature a completely satisfactory resolution of this
apparent tension in Plato's views. I hope to treat the problem
myself in a future paper.
(11) Techne and tuche are routinely contrasted in Greek thought.
For a helpful recent discussion of the antithesis, see Schiefsky 5-12.
(12) Writing was sometimes held up as the paradigm of a highly
beneficial and scrupulously precise techne (Plato, Protagoras 326d;
Aristotle, NE III 3, 1112b1-3). At the other end of the spectrum lay
navigation, a highly beneficial yet frustratingly imprecise techne, with
which medicine was often paired (Ancient medicine IX 4-5 Schiefsky;
Plato, Philebus 56a-b; Aristotle, NE II 2, 1104a10).
(13) In paragraph 2, Isocrates asserts that knowledge of the future
is impossible for human beings given our nature, which seems to place
epistemological, in addition to metaphysical, limitations on our
potential to formulate universal generalizations over technical domains.
But he adds that even the gods dispute the future, which suggests that
the world is structured so as to be fundamentally unknowable.
(14) Hankinson 1995 draws the helpful distinction between technai
that are epistemically stochastic and those that are ontologically
stochastic (16). Isocrates himself never uses the term.
(15) Cf. Anaxagoras DK 59 B21a: opsis adelon ta phainomena (the
perceptible is a sight of the non-evident).
(16) This is consistent with Burnyeat's view that Protagoras
(at least as presented in Plato's Theaetetus) could not have been
an idealist because he does not hold that the objects of perception are
mind-dependent (1982, 4-14).
(17) As did Gomperz in the first edition of his study of On the art
(1910, 30ff).
(18) Most notably, Jouanna has reinforced this reading in his
introduction to the Bude edition of On the art (1988, 174).
(19) It is perhaps significant that, in the Theaetetus, the
imaginary Protagoras fends off Socratic attacks on the homo mensura by
characterizing technical expertise not as an achievement in knowledge
but rather as practical success at changing appearances (166d-7d).
(20) The relevant Hippocratic texts are generally agreed to date
anywhere from the last quarter of the fifth century BCE (Schiefsky 2005,
63-4). Certain about particular dates of composition is largely
impossible and in any case will not affect the present argument.
(21) Schiefsky's notion that the author of Ancient medicine is
taking sides in a dispute internal to the medical community can't
explain his concern with the peculiar charge that medicine 'is
not' or doesn't exist at all (ibid.). Certainly no doctor
would make such a claim.
(22) Reading hoti with A and Jouanna instead of ho ti.
(23) Compare against Plato's report at Sophist 232d (cited
earlier) that Protagoras composed antilogies against 'all technai
in general and each techne specifically'.
(24) Schiefsky distinguishes between the author's use of
akribeia and to atrekes (34). The former, he argues, is used to refer to
the quality of the doctor's knowledge, while the latter is used to
qualify the accuracy of his prescriptions. This passage suggests the
Hippocratic author perceives the meanings of the two terms as more
fluid.
(25) Of course, if we observe the letter of Plato's law laid
down in the Philebus that any non-mathematical techne is stochastic,
then perhaps medicine would count as stochastic. But if we adhere to the
Platonic spirit that the principle of a techne ought to be precisely
articulated and allow for the possibility of general precision in
practice, then surely the Hippocratic author believes medicine to pass
the test.
(26) Schiefsky breaks with the mainstream interpretation to argue
that the bodily sensation at issue here is the patient's (esp.
186-92; 196-200). In short, Schiefsky claims that the doctor's only
way of knowing with precision the patient's physical condition
before treatment is by observing his reaction to the treatment. I will
not react here to any specific arguments made by Schiefsky in his
prolonged defense of this view, though I will point out that this would
make the physician's 'measurements' not just inherently
imprecise (as Schiefsky claims contra the clear evidence in this
passage) but downright impossible to characterize as measurements in any
meaningful sense.
(27) Bizarrely, the author's allergy to
'philosophical' medicine is so severe that he rejects two
elements, air and water, which the available perceptual evidence would
suggest play an important role in physiological processes.
(28) This supposes that we give the author the benefit of the doubt
in the case of black bile, which does not correspond obviously to any
known bodily fluid.
(29) For different interpretations of the role of hypothesis in
medicine as the Hippocratic author understands it, see Hankinson 1992,
Cooper 2004, and Schiefsky, especially pages 118-126.
(30) Cf. Democritus DK 68 B11.
(31) Hankinson 1992 and Cooper 2004 discuss Ancient medicine's
attempt to develop a theory of medicine built on and faithful to
empirical observation. Plato is notoriously pessimistic about the value
of observation (for example, at Phaedo 99d-e), hoping instead to
discover a general teleological principle from which knowledge of nature
can be deduced (Phaedo 97c-e; Timaeus 46d-e).
(32) I would like to thank Andrew Cross, Matt Evans, Dorothea
Lotter, Sam Hyle, Getty Lustila, and the anonymous referees at Apeiron
for their help in refining the ideas presented in this paper, which
developed out of work done under the supervision of Lesley Dean-Jones
and Jim Hankinson.
Joel E. Mann
Department of Philosophy
St. Norbert College
100 Grant Street
De Peve, WI 54115-2099
USA
joel.mann@snc.edu