Best practices in communication with older adults.
Johnston, Linda M. ; Womack, Deanna F.
Best Practices in Communication with Older Adults
As adults live longer, many more than in the past will require
assistance with activities of daily living or nursing care. While some
will receive home-based care, many adults who need care beyond the
ability of family members will move to residential settings. Effective
adjustment to life in a residential care facility requires effective
communication to maintain dignity and independence; interpersonal and
organizational communication are especially important in creating
positive experiences for residents, families, and facility staff. The
U.S. Administration on Aging and other government agencies have sought
to establish best practices to meet this growing demand. However, the
literature contains little research on evidence-based practices related
to effective communication with older adults. Therefore, this article
represents a first attempt to create a best practices model of effective
communication to assist families, care providers, and older adults in
skilled nursing facilities and assisted living residences. We posed the
following research question: In assisted living facilities and skilled
nursing facilities identified as having excellent communication with
residents, families, and staff, what are the best practices in effective
communication for older adults, their families, and caregivers?
Review of the Literature
Although much has been written about skilled nursing facilities and
assisted living residences, we found few articles dealing directly with
communication except as exchange of information. We identified three
lines of research related to effective interpersonal and organizational
communication with older adults: communication characteristics that
older adults desire or consider effective; ineffective communication
practices with older adults; and ways in which these ineffective
communication practices lead to problems in health care delivery and
management. Finally, we discovered research indicating some suggestions
for effective communication with older adults in residential settings.
Effective Communication with Older Adults
To build a model of best practices in communicating with older
adults, one must first identify what communication behaviors are most
effective with this population. In 1985, Nussbaum proposed a model
relating life satisfaction to frequency of communication interactions
and perceived closeness with family and friends. Interestingly, nursing
home staff interpreted complaining as positive because it indicated
interest and involvement in previously withdrawn individuals. In
addition, Weitzman and Weitzman (2003) emphasized the need for
developing and refining training efforts for older adults in effective
communication techniques, especially with their doctors. However, this
research did not identify specific communication strategies effective in
creating successful relationships with friends and family or caregivers.
Thus, we found few suggestions for specific behaviors.
However, the nursing literature contains articles reporting
behaviors patients desire in skilled nurses and skilled nursing
facilities. For example, in her exploration of patients'
experiences in Ireland, McCabe's (2004) interviews with patients
indicated that they wanted nurses to use patient-centered rather than
task-centered communication. She found four themes that summarized
ineffective and effective communication: (1) lack of sufficient
information, including instances in which nurses made decisions about
changing medication without consulting patients, (2) attending to
patients, including open, honest communication and genuineness, (3)
empathy, and (4) friendliness and humor. These characteristics are
similar to those found in theories and studies in the U.S. Although not
directly related to aging, Wiemann's (1977) six-dimensional model
of competence incorporates both attitudinal and behavioral variables and
has been tested to determine whether older adults concur that the
behaviors it identifies are effective (Downs, Smith, Chatham, &
Boyle, 1986). Wiemann's variables include: (1) affiliation/support;
(2) social relaxation; (3) empathy; (4) behavioral flexibility indicated
by particular speech choices and verbal immediacy cues; and (5)
interaction management. Individuals who are positively evaluated on any
of the components tend to be judged as high on a global communicative
competence dimension. Using Wiemann's (1977) conceptualization,
Downs, Smith, Chatham, and Boyle (1986) interviewed 295 participants
aged sixty and older about their perceptions of competent communication.
Older adults identified characteristics of communication competence
consistent with Wiemann's (1977) model. The logical inference is
that older adults judge others as competent communicators if they
display at least one of the behaviors described in Wiemann's
communication competence model.
The evidence is clear that effective communication is important to
the elderly. Communication affects interpersonal relationships and
social interaction and thereby affects the quality of life as adults age
(Shadden & Raiford, 1984). Recommendations for identifying and
modifying communication deficiencies also exist in the literature, as do
recommendations for resident-centered care (Doty, Koren, & Sturla,
2008). The research focuses on deficiencies and ineffective
communication toward older adults.
Ineffective Communication with Older Adults
In addition to the literature investigating the communicative
competence of older adults or their conversational partners, there is
research identifying physiological components of aging that challenge
older adults' competence. Because much of the research is grounded
in the communication predicament of aging model (Ryan, Giles,
Bartolucci, & Henwood, 1986), it takes a "deficit"
approach (Seligman & Csikszentmihalyi, 2000). This research
identifies older adults' communication challenges and experiences
of demeaning and infantilizing communication (Hummert & Ryan, 2001).
From a social identity theory perspective (Taifel & Turner, 1986),
Harwood (2007) summarizes the communication research on age identity.
Both older and younger adults hold negative stereotypes of aging (Kite,
Stockdale, Whitley, & Johnson, 2005) similar to those found in the
media (Harwood & Giles 1992; Robinson, Skill, & Turner, 2004).
The nursing literature contains studies using questionnaires and
interviews that identify other communication practices that older adults
consider ineffective. Park and Song (2005) developed a
Communication-Barriers Questionnaire based on barriers reported in the
literature including those related to patients' aging; verbal and
nonverbal communication; and the environment in which communication
takes place. Comparing the rankings of barriers by hospital patients and
nurses in Korea, Park and Song found that older patients perceived
communication barriers related to nurses (e.g., poor attitudes toward
older patients and poor communication skills) as more important than
barriers related to the patients themselves (e.g., being hard of
hearing, being forgetful). Older patients identified specific nurse
communication barriers such as violating conversational norms (including
using jargon, suddenly changing the subject or presenting several
subjects at the same time, interrupting, and not making eye contact).
They also identified attitudinal and content barriers to communication:
being authoritative, insincere, unfriendly, disrespectful, and making
the patient feel hopeless.
Using Park and Song's (2005) Communication-Barriers
Questionnaire, Ruan and Lambert (2008) reported similar findings with
hospital patients in China. Elderly hospital patients identified the
following ineffective nurse behaviors: disliking or showing disrespect
for the elderly, being unfriendly, "working without a sincere
attitude," and "transferring a sense of hopelessness to the
patient" (p. 112).
A qualitative study based on unstructured interviews with patients
in skilled nursing homes in Slovenia confirms communication behaviors
considered ineffective by older adults (Habjanic, Saarino, Elo, Turk,
& Isola, 2012). Slovenian patients identified insufficient or terse
communication and lack of nurses' willingness to listen as
communication barriers. They also confirmed behaviors on Park and
Song's (2005) Communication-Barriers Questionnaire: interruptions
and unkind communication.
It seems reasonable to conclude that negative stereotypes may
prompt nurses to be disrespectful, unfriendly, and to make decisions
without patients' input. Furthermore, the barriers created by these
attitudes result in ineffective communication practices that have been
confirmed by studies in different countries around the world.
Physical communication challenges related to aging. Many studies
indicate that age-related differences impair the physical communicative
abilities of older adults. For example, Lieberman, Rigo, and Campaign
(1988) used the Profile of Nonverbal Sensitivity test (PONS; Rosenthal,
Hall, Archer, Dimatteo, & Rogers, 1979) to contrast older and
younger adults' skills in decoding audio, visual, and audiovisual
nonverbal cues. They found that the older group was less successful in
decoding nonverbal behaviors in all three presentation modes. As they
age, adults experience reductions in capacity to sense, process, and
store information (e.g., Pascual-Leone, 1970; Weiss, 1982). Rosenthal
(1979) also believed increased distraction and fatigue and decreased
concentration accounted for older participants' poorer testing
performance on the PONS. Lieberman et al. (1988) conclude that:
"Age may be a primary factor contributing to inaccurate nonverbal
behavior decoding and consequently dysfunctional communication" (p.
296) and call for intergenerational communication training in areas such
as improved conversation regulating, listening skills, voice and
articulation elements, paraphrasing, and back channeling. This training
would be appropriate for both family and caretakers of older adults.
Communication deficits. Brink and Stones (2007) related the
communication deficits described above to mood and social engagement of
residents in complex continuing-care facilities. Their data analysis
supported the following model: hearing impairment affects communication,
impaired communication affects mood, and lower mood reduces social
interaction. In addition, Carmichael (1976) related mass communication
to information processing deficits. Brink and Stones (2007) recommend
improving the quality of life for residents by improving communication
through hearing aids or alternative techniques.
Also, ageism itself decreases older adults' amount, frequency,
and quality of communication. For example, grandchildren may communicate
less with grandparents who show signs of impaired health (Soliz &
Harwood, 2006). Perhaps because of these age-related differences and
associated ageism, older adults regularly encounter demeaning forms of
communication.
Studies in U. S. long-term care settings have also identified
ageist communication and behaviors as a problem. Carpiac-Claver and
Levy-Storms (2007) examined videotapes of nurse-aide initiated
communication with residents of two skilled nursing and one assisted
living facility. They identified babytalk and repetition as types of
elderspeak and recommended these behaviors as topics for training
programs. In their study of an assisted living facility, Williams and
Warren (2009) also mentioned infantilization of older adults as a
communication problem.
Communication accommodation theory research.
Most research on communication with older adults identifies
ineffective or demeaning communication practices in communicating with
the elderly. Communication accommodation theory suggests that speakers
should adjust to mirror others' communication, but not to make
unnecessary adjustments, for example to age-associated behaviors (e,g,,
Giles, Mulac, Bradac, & Johnson, 1987). Young people with ageist
stereotypes (Coupland, Coupland, Giles, & Henwood, 1988) often
overaccommodate when speaking to older adults, by using patronizing
language for example ("baby talk" or elderspeak) (Hummert
& Ryan, 2001). When they encounter adults with ageing cues like gray
hair (Harwood & Williams, 1998), younger speakers change their
normal speech patterns by speaking more slowly, over-clarifying,
exaggerating pitch variations, or using simpler vocabulary (Kemper,
Finter-Urczyk, Ferrell, Harden, & Billington, 1998; Ryan, Giles,
Bartolucci, & Henwood, 1986). Elderspeak or overaccommodation is
associated with negative stereotypes of older adults (Hummert &
Shaner, 1994) and negatively affects older adults' self-esteem,
identity, and even communication skills (Ryan, Hamilton, & Kwong
See, 1994).
Examining conversations between older and younger adults, Ryan et
al. (1986) identified four types of ineffective accommodation
strategies. The first, overaccommodation to a sensory handicap such as
hearing loss, may involve behaviors such as simplification, exaggerated
carefulness, and the prosodic adaptations indicative of baby talk.
Dependency-related overaccommodation, the second form, results from the
role reversals between caregiver and client and is often found in
institutional settings. Dependency-related overaccommodation manifests
itself as patronizing speech that is overly directive or regulating. The
third type is intergroup overaccommodation. This most widely used
strategy involves overaccommodation because of membership in a group.
Intergroup overaccommodation is often triggered by negative stereotypes
about the elderly, who are seen as "less competent, more forgetful,
slower, more dependent, and less active" (Ryan, Bourhis, &
Knops, 1991, p. 443) than younger adults. Speakers underestimating the
competence of older adults are likely to restrict topics of
conversation, speak more slowly, simplify grammar and vocabulary, and be
inattentive, impatient, or patronizing. In part, overaccommodation to
the elderly reflects their lower power and social status. The fourth and
rarest form of overaccommodation involves linguistic divergence
emphasizing the younger speaker's difference from the older adult
and is characterized by speaking rapidly, using slang appropriate to the
younger speaker's age cohort, and expressing disinterest in the
elder's topic choices (Ryan et al., 1991). Over time,
overaccommodation can harm recipients by causing them to avoid speech
situations, behave more dependently, displace anger toward others, and
gradually accept the overaccommodation even though it is impolite.
Further research by Harwood, Ryan, Giles, and Tysoski (1997)
confirms both older and younger adults believe patronizing speech is
ineffective. As Harwood et al. (1997) note, "The recipient of
patronizing talk is 'aged' by the talk addressed to him, and
his prior behavior is interpreted in accord with this
'constructed,' rather than chronological age" (p. 188).
Another investigation of responses to patronizing speech focused on
nursing home residents. Ryan, Kennaley, Pratt, and Shumovich (2000)
conducted two studies investigating residents' conversational
accommodation strategies to patronizing speech. Their description of the
dilemma in which older adults find themselves is both consistent with
Harwood et al.'s (1997) observations and particularly apt:
"Older adults who are repeatedly subjected to negative
communication patterns may begin to feel helpless, less respected, too
old, and invisible. Such experiences of demeaning communication lead to
a dilemma regarding an appropriate response. Older adults may still want
to appear polite and nonoffensive, yet they want to appear competent.
They must also consider the danger of appearing impolite or aggressive
to individuals who provide them with continuous care. On the other hand,
passive acceptance by the older adult may encourage this demeaning
behavior and facilitate even more negative stereotyping" (Ryan et
al., 2000, p. 272). Ryan et al. (2000) suggest that appropriate
communication can improve the lives of aging adults in residential
settings.
Improving Communication with Older Adults
It is not surprising that findings related to ineffective
communication with older adults have been applied to improve
communication in assisted living and long-term care facilities. For
example, in a study involving audiotape-recorded conversations between
caregivers and residents of a long-term care facility, Jones and Jones
(1986) found that commands (compared to sentences and questions)
comprised the primary form of conversation. A large number of questions
asked by residents remained unanswered, and the percentages of
unanswered questions varied considerably between ethnic groups. Jones
and Jones (1986) recommended training workers about residents'
cultural needs to improve communication.
Communication between caregivers and older adults. In addition to
amount or types of interaction, researchers have studied the quality of
communication between caregivers and older adults. Teeri, Leino-Kilpi,
and Valimaki's (2006) study of ethically problematic experiences
reported by long-term care nurses, residents, and residents'
families revealed connections between communication and adults'
self-determination and dignity. The researchers identified two types of
communication violations of psychological integrity: (1) offensive or
derogatory treatment (e.g., staff members' rude or derogatory
behavior, nurses' indifference, etc.) and (2) lack of respect for
patients' self-determination (e.g., unwillingness of staff to
listen or respond to requests, lack of information provided to residents
or their relatives, etc.). Other problematic behaviors including
indifference, insufficient information, lack of respect for
patients' self-determination, and "lack of respectful
touching" (Teeriet al., 2006, p. 123). The consistency in the types
of ethical problems identified by long-term care residents, families,
and nurses indicate that communication needs of families and patients
may go unmet. For example, nurses reported communicating more
information than patients and families reported receiving (Teeri et al.,
2006). Franklin, Ternestedt, and Nordenfelt (2006) remark: "Care
focusing on and aiming to promote an elderly person's identity and
dignity demands interest and a desire to know the person" (p. 144).
This observation supports the importance of caregivers' effective
communication with nursing home residents, as does Sloane, Zimmerman,
Hanson, Mitchell, Riedel-Leo, & Custis-Buie's (2003)
recommendation that assisted living and nursing home staff provide
communication support to patients nearing death. A study of Taiwanese
long-term care facility residents identified examples of effective and
ineffective communication with caregivers (Hwang, Hsieh, & Wang,
2013). Content analysis of interview transcripts revealed that residents
identified respectful communication as indicating caring by facility
staff. Respectful communication was characterized by initiating
conversations with residents and respecting their autonomy. These
behaviors seem to be the opposite of the communication barriers
identified above in the nursing studies: not communicating enough with
residents and interrupting.
Additional research has focused not just on communication as
information-giving but as communication that leads to resident
well-being. Bauer and Nay (2011) interviewed twelve family members with
residents in five Australian assisted-living facilities. While the
family members mentioned the importance of formal communication when
residents were first admitted and when conflicts needed to be resolved,
they also mentioned the importance of informal communication in creating
collaborative relationships between the family and residence staff. One
daughter summarized, "Communication [is the key to a successful
relationship], just telling us every step of the way, what to expect ...
not giving you any false information. Giving you the facts. [It's
having] the reassurance that you can ring and check on things if
you're not sure, because you go there [to the facility] and you
don't know initially what to ask. (Daughter)" (p. 1235).
Williams and Warren (2009) mention the importance of affective
communication identified by assisted living residents in interviews
including emotional support, praise, and encouragement.
Also, a study of resident-staff relationships in U.S. assisted
living facilities focused on the importance of communication in helping
staff develop relationships with residents (Ball, Lepore, Perkins,
Hollingsworth, & Sweatman, 2009). These relationships not only
benefit residents as well as caregivers, but they also may improve
medical outcomes by improving staff job satisfaction and retention. The
authors found that the emotional aspect of the relationships helped
caregivers find meaning in their work. As one worker expressed,
"They [the residents] are the reason I come to work" (p. 37).
Best Practices in Residential Settings for Older Adults
Finally, we turn to the small number of research articles exploring
effective communication practices related to organizations caring for
older adults. Ryan, Meredith, MacLean, and Orange (1995) developed the
communication enhancement of aging model in contrast to the
communication deficit model. They recommend communicators assess older
adults' needs individually rather than through stereotyping.
Conversations based on this model show that more appropriate
accommodation empowers elders and enriches interpersonal communication
(Nussbaum, Pitts, Huber, Raup, Krieger, & Ohs, 2005; Ryan et al.,
2000). Similarly, Levy-Storms, Claver, Gutierrez, and Curry's
(2011) findings that individualized care can increase both physical and
psychological well-being are consistent with Ryan et al.'s (1986)
enhancement of aging model. Furthermore, in the most comprehensive
research to date, Hickman, Newton, Halcomb, Chang, and Davidson (2007)
identified 26 studies that reported controlled trials of interventions
to benefit older adults in acute care settings. The best communication
practices between members of a multidisciplinary medical team and
between patients and team members involved identifying and communicating
risk factors; implementing individualized treatments and nursing plans
to promote patient independence; and planning and delivering care
designed to meet individual needs.
While researchers emphasize communication, many define
communication as information gathering and exchange between team
members. For example, the Hickman et al. (2007) model does not
distinguish effective from ineffective communication. Because none of
the strands of literature presented a comprehensive model of best
practices of communication with older adults, we posed the following
research question: In assisted living facilities and skilled nursing
facilities identified as having excellent communication with residents,
families, and staff, what are the best practices in effective
communication for older adults, their families, and caregivers?
Methods
To investigate the research question, the authors contacted experts
with extensive knowledge of skilled nursing facilities and assisted
living facilities in northwest Cobb County, Georgia and asked them which
facilities had excellent reputations. After compiling a list of
facilities identified by the group of experts as effective in
communicating with older adults, the authors contacted the facilities
and conducted in-depth interviews with staff, residents, and family
members. During a training session, the authors recruited nine
additional potential interviewees representing assisted living
facilities and county and regional services organizations for older
adults.
In all the authors interviewed 24 individuals representing 11
facilities, including five assisted living facilities, one skilled
nursing home, and one facility with both assisted living and nursing
home residents. (Some assisted living facilities offered
Alzheimer's care; others did not.) The authors individually
conducted telephone or face-to-face interviews with respondents from
different facilities. They conducted one joint face-to-face interview.
Face-to-face interviews were conducted at the facilities. Before
proceeding with the interviews, the authors presented the consent forms
and explained the purpose of the interview. Interviews began only after
respondents agreed to participate and agreed to be tape recorded.
Residents interviewed clearly understood the procedures and were capable
of giving consent. The interviews lasted between thirty minutes and an
hour and were audiotaped for further analysis. The staff members
included administrators who recruited and had primary contact with
residents' families and others such a director of nursing and a
chaplain who communicated regularly with residents. The authors also
interviewed three residents and three family members from the facilities
and representatives of three government senior services organizations.
Because the literature did not provide a set of pre-existing
categories to describe best practices in communication with older
adults, the authors asked open-ended questions (see Appendix). Taking an
appreciative inquiry approach, the researchers framed all questions
positively. The questions were adapted slightly for the resident and
family interviews. Then, using a grounded theory approach (Glaser &
Strauss, 1967), researchers identified common themes from the interview
data.
Results
Because of the number of different facilities and roles represented
by the interviewees, the authors summarized resultant themes related to
communication. Four preliminary themes emerged from the data analysis:
(1) Effective interpersonal communication skills and behaviors, (2)
Organizational culture, (3) Organizational communication structures, and
(4) Components unique to a particular environment.
Effective Communication Skills and Behaviors
Effective communication behaviors were often related to the
organization's culture. Several interviewees stressed being open
and honest with residents and co-workers in order to create good
relationships and to assist in serving the residents. They mentioned
listening to information from other staff and other residents about a
particular resident's needs and respecting the privacy and dignity
of residents. For example, an interviewee mentioned talking directly to
both an Alzheimer's patient and her husband rather than addressing
only the husband. Finally, one interviewee suggested staff should
consider the background and context if a resident or family member
responded harshly: "I don't take it personally if families or
residents lash out at me; they're scared." The interviewee
further stressed that employees should keep focused on the goals for the
resident, not on specific behaviors at a particular time.
These behaviors mirror the kinds of communication mentioned above
in the review of the literature. Studies involving interviews with
hospital patients or residents of long term care facilities in China
(Ruan & Lambert, 2008), Ireland (McCabe, 2004), Korea (Park &
Song, 2005), Slovenia (Habjanic et al., 2012), Taiwan (Hwang et al.,
2013), and the U.S. (Ball et al., 2009; Williams & Warren, 2009)
mentioned their desire for respectful, sincere communication. While
respectful communication might take different forms in different
languages and cultures, the fact that it is mentioned in studies around
the world indicates that this is a widespread characteristic of
effective communication with older adults.
The remaining themes did not correspond to the categories developed
in the review of the literature. Because we used an appreciative inquiry
approach, interviewees discussed effective practices and did not repeat
topics mentioned in the literature review such as ineffective
communication, physical communication challenges, or communication
deficits. Since we focused on effective communication practices, our
findings differed from the literature, especially Hickman et al.'s
(2007) meta-analysis that revealed practices related to communicating
risk, for example.
Organizational Communication Structures
Organizational communication structures tended to be consistent
across the different kinds of facilities, perhaps due to federal or
state regulation. Best practices included providing extra administrative
support for residents and families, including completing paperwork.
Almost all interviewees mentioned periodic resident evaluation meetings
as an effective communication practice. These meetings include staff
representing multiple disciplines, although not necessarily the same
disciplines in every facility. For example, one facility with more than
200 beds, which included independent living residences as well as
assisted living apartments, included the chaplain and the head of
housekeeping, but not the activities coordinator, as part of the weekly
evaluation meeting. Other, smaller assisted living facilities included
the activities coordinator but had no housekeeping supervisor or
full-time chaplain.
An example of effective communication during resident evaluation
meetings included a prior planning meeting for staff members only. The
staff brainstormed ways to achieve the goals for the resident and tried
to anticipate the family's questions so that they could agree on a
team response. The interviewee said: "They'll persuade [the
health care team] if you haven't talked about these things"
before meeting with the family. The interviewee described a meeting to
decide whether a resident who had been hospitalized could return to
independent living with his wife or needed to move into nursing care, a
change that would have separated him from their shared living quarters.
The interviewee stressed that the health care team tried to help the
family be realistic by honestly expressing concerns regarding transfers
from his bed to a chair, for example. In this case, the facility was
able to provide a reclining chair that enabled the resident to live with
his wife for a few more months.
Multiple interviewees also mentioned approaching health care for
individuals as a team effort. In one example, the husband of a couple
living together was taken to the hospital, but no one could locate the
wife to inform her. One staff member knew the wife had her hair styled
at a particular salon on a certain day and time every week. The resident
services coordinator located the wife at the salon, drove her to the
hospital, and remained at the hospital with her for a short time. Staff
members mentioned that it was easy to recognize and work with
representatives from other departments, even if they did not know each
other's names. Certified nursing assistants might recognize a
physical therapist and know what department she represented, for
example.
Low employee turnover contributed to strengthening team
members' abilities to know and work with each other effectively.
Until staff got to know each other, turnover caused communication
difficulties.
In addition, interviewees mentioned the importance of on-the-job
training programs for new employees and periodic in-service training
programs in areas such as teambuilding, ethics, and Health Insurance
Portability and Accountability Act (HIPAA) rules and regulations. Two
interviewees provided an example of an especially effective orientation
and training program at a continuing care retirement community that had
residents who lived independently, in assisted living, and in a nursing
wing. A marketing director employed at the facility for less than one
year mentioned the full-day orientation program offered to all new
employees, regardless of their positions in the organizational
hierarchy. (The details of this program will be discussed below). After
the orientation, employees were paired with experienced volunteers
particularly helpful at training new employees. There was no effort to
punish or criticize workers who did not want to help with training or
mentoring, but those who did were encouraged to volunteer to demonstrate
the proper way to do tasks and procedures and to make the new employee
feel welcome.
Other structural aspects of communication involved using a variety
of media to communicate with residents and families: telephone
(including families' cell phones), email, and facility newsletters.
No interviewees mentioned social media.
Organizational Culture
A common theme in the interviews was an organizational culture that
supported caring attitudes from top to bottom of the organization. One
worker at a church-sponsored facility mentioned that she viewed her job
as a mission to care for others. Several interviewees mentioned that the
staff, who are generally low paid, sincerely care about the residents.
The staff members look at family pictures, get to know family members,
and come to know the residents as individuals. Interviewees from the
continuing care retirement facility mentioned that some residents had
lived in different parts of the facility for ten years. The residents
enter the community living independently in houses or apartments, then
move to assisted living, and finally to nursing home beds as the need
arises for increased levels of care.
The interviewee who described her recent orientation session also
provided an interesting example of a supportive organizational culture.
At the orientation luncheon, she noted, employees were made to feel that
they all contributed equally and all contributions were valued, even
though the contributions ranged from housekeeping to skilled nursing
care. All new employees introduced themselves and described their jobs
so that everyone at the luncheon understood the variety of jobs
performed at the facility. The human resources director shared
information about her personal background, and this helped the others
introduce themselves and develop personal relationships at the
orientation session. Managers showed an interest in employees as
individuals with families and lives outside work, as well as employees.
This organizational culture emphasized making everyone feel important,
needed, and part of a team. Staff sent flowers and fruit baskets to each
other and even visited on personal occasions such as a hospitalization
and a death in the family. This organization also had an incentive
program for workers to meet quality of care standards in their areas.
Unique Components. While the themes above were common to many
organizations, we should also note one practice that made communication
especially effective in a continuing care retirement community. Because
residents live on campus for a number of years in different levels of
care, they are well known to staff members, who recognize them when they
move to new locations as health care needs require. This organization
schedules regular weekly opportunities to enable assisted living
residents to visit those in the nursing area. In this faith-based
facility, residents at all levels of care attend religious services
together as members of the same community. The residents are encouraged
and enabled to maintain contact with each other as they move to
different housing when their medical needs change.
Discussion
This paper has provided a preliminary analysis of the oral
interviews. Perhaps because the questions led them to do so,
interviewees tended to respond in organization-wide terms rather than to
provide multiple individual accounts of effective communication. Thus,
we did not find specific effective communication behaviors that matched
those in the communication competence model, for example. None of the
interviewees mentioned patronizing speech or negative stereotypes as a
problem to be overcome. It is possible that training or self-selection
prevents staff from adopting negative communication practices or that we
only interviewed employees at good institutions and asked about
effective practices, as we had intended. Perhaps the most helpful
information to come from the interviews centers on effective U. S.
organizational communication practices such as the types of orientation
and training sessions conducted, deliberate forms of communication such
as regular newsletters, and aspects of organizational culture that
support effective communication between staff, residents, and family
members.
Best Practices in Communication in U.S. Residential Settings for
Older Adults
Many of the best practices identified above reflect organizational
characteristics associated with high levels of organizational efficiency
and effectiveness (Youssef & Luthans, 2010). The focus on effective
organizational communication, rather than individual communication, is
perhaps an effect of the number of administrators included in the
interviews. Effective communication supported residents, families, and
staff. Effective organizations typically held regular evaluation
meetings and used a variety of communication media to keep everyone
informed. Our data revealed three categories of best practices in
communication with older adults living in U.S. residential settings:
caring organizational cultures, high-performing organizational teams,
and communication skills and behaviors.
Caring organizational cultures. The facilities we studied focused
on hiring individuals who wanted to work with older adults and sincerely
cared about residents. Continuing care retirement facilities in our
sample provided continuity of caregivers and community involvement,
benefitting residents who had lived there as long as ten years. As a
result, staff members related to residents as individuals. Higgs'
(2010) research associates positive emotions with adjusting well to
change and with overall well-being, important issues for adults who may
need increasingly higher levels of assistance.
The caring cultures also help employees thrive in their work.
Employees are encouraged to know each other and develop team
relationships. Managers and workers show an interest in each
other's personal lives and offer support in both difficult and
happy times. These attitudes make staff members feel needed and
important. The positive organizations literature indicates that employee
training programs support both work and personal growth and development
(Hodges & Asplund, 2010). Rath (2007) found that supervisors who
focus on strengths are more than twice as likely to have engaged
subordinates as those who focus on weaknesses. Harter and Blacksmith
(2010) associated supportive cultures with employee engagement and
retention.
High-performing teams. Caring cultures also facilitate effective
teamwork. Richardson and West (2010) state that high-performing work
teams improve organizational performance and outcomes. Their model
includes involvement in team tasks, positive relationships leading to
team identification, clear but evolving team roles, and valuing
diversity, all characteristics reflected in our data. We also found
evidence of social support, programs that included training in
teambuilding, and employee coaching (Grant & Spence, 2010). These
team characteristics have been associated with transformative
cooperation between team members (Sekerka & Frederickson, 2010).
Such positive communication relationships and environment allow workers
to align their individual goals with those of the organization (Steger
& Dik, 2010) and create a "flourishing workforce" (Grant
& Spence, 2010, p. 175).
Effective communication. Finally, the organizations we studied
reflected interpersonal communication skills and effective communication
practices. Authentic leadership and followership are hallmarks of the
recent literature on positive organizations (Avolio, Griffith, Wernsing,
& Walumbwa, 2010). Authentic leaders who are self-reflective provide
rewards and helpful feedback that improves followers' emotional
states. Thus, communication creates high-quality social environments
that increase members' positive emotions (Staw, Sutton, &
Pelled, 1994). Positive emotions increase workers' job
satisfaction, productivity, motivation, and personal satisfaction
(Sekerka & Frederickson, 2010).
Our interviewees emphasized using honest communication with staff
and residents. They mentioned listening carefully about individual
needs. They respected residents' privacy and dignity. Staff members
further emphasized forgiveness and focusing on overall goals for
residents rather than occasional negative encounters. These
characteristics reflect the affiliation/support, empathy, and behavioral
flexibility elements of Wiemann's (1977) communication competence
model. They also suggest Peterson, Stephens, Park, Lee and
Seligman's (2010) character strengths of hope, gratitude,
curiosity, zest, and spirituality. These strengths increase resiliency,
helping employees to cope with difficult situations and helping
residents adjust to changes in their lives. Residents and family members
also reported that workers' positive emotional states improved
residents' well-being.
Limitations. This best practices model of effective communication
provides evidence that supportive cultures, high-performing teams, and
effective interpersonal communication both reflect and promote positive
emotions and attitudes. Future research should explore more
characteristics like those from the positive organizations literature
that relate effective communication to enhanced well-being. Scholars
should also further test the relationships suggested between effective
communication and positive outcomes for residents, staff members, and
other stakeholders. Because we interviewed only 24 individuals and most
of those were administrators, future research involving residents,
family members, and direct resident care staff is needed. We used an
appreciative inquiry model; more research on communication barriers like
that reported above is also needed. Since much of the research around
the world finds consistent characteristics of individual behavior, more
international research into effective organizational practices is
needed. Furthermore, the results of this research should be confirmed
and extended to other kinds of organizations providing services for
older adults.
Conclusion
This research revealed a combination of categories related to best
communication practices in assisted living and skilled nursing homes in
the U.S.: effective communication skills and behaviors such as
respectful, supportive, and honest communication, caring organizational
cultures, and high performing organizational teams. The effective
individual communication skills are consistent with those reported in
many interview studies in a wide variety of countries. Additional
research into organizational
communication will help to inform caregivers of best practices in
communicating with older adults in residential settings. It will be
interesting to see whether the effective organizational cultures and
team characteristics are the same in different cultures around the
world.
Correspondence to:
Linda M. Johnston, Ph.D.
Executive Director
Siegel Institute for Leadership, Ethics & Character
Kennesaw State University, USA
Deanna F. Womack, Ph.D.
Department of Communication
Kennesaw State University
402 Bartow Ave., MD# 2207
Kennesaw, GA 30144
Email: dwomack@kennesaw.edu
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Linda M. Johnston & Deanna F. Womack
Kennesaw State University, USA