Leibniz and Newton on space, time and the trinity.
Redding, Paul
Gottfried Wilhelm Leibniz, who was born in 1646 just before the end
of the Thirty Years War and who died 1716, is surely one of the most
bizarre and interesting of the early modern philosophers. He was an
astonishing polymath, and responsible for some of the most advanced work
in the sciences of his day--he was, for instance, the co-inventor along
with Newton, of differential calculus, and is generally recognized as
the greatest logician of the early modern period, responsible for
advances in logic not rivaled until the mid-nineteenth century. But this
progressive aspect of Leibniz's thought is paired by one that was
more backward looking, deeply engaged with pre-modern forms of thinking
that referred back through Medieval culture to the philosophy of ancient
times. And alongside of his scientific advances, he is known for having
created one of the most baroque and puzzling metaphysical systems in the
history of philosophy--the so-called "Monadology". For much of
his life he was also absorbed in theological disputes that have now been
long been forgotten, and generally thought of as alien to modern
scientific modes of thought.
But it is easy to fall into anachronistic assumptions here. First,
historians of the early modern period point to the degree that
scientific and theological issues were virtually inseparable during much
of this period. Even in the case of Newton, it would seem, he was forced
to trade in ideas of very questionable provenance in order to come up
with his revolutionary achievements in natural science. But if we
further concentrate not on the development within formal or empirical
sciences but on questions of a distinctly philosophical nature, Leibniz
seems to further complicate assumptions about the unidirectional nature
of intellectual progress. While many of his contemporaries saw progress
as involving a break with the past, and especially the Aristotelianism
that came from the scholastic period, Leibniz did not see the task as
one of breaking with ancient philosophical thought, but as integrating
it with modern scientific advances.
Today I would like to attempt to bring some of the ways in which
Leibniz's scientific, philosophical and theological views were
bound up with each other by briefly examining his roles within two
apparently different disputes in the late 17th and early 18th centuries:
first his dispute with Newton over the nature of space and time; and
next his dispute with the "Socinian" followers of Faustus
Socinus (1539-1604), (a religious movement that later came to be called
"Unitarianism"), over the doctrine of the trinity. (1) These
may seem to be unrelated, but they might be connected in interesting
ways. First, Leibniz's dispute with Newton over space and time had,
as we will see, overtly theological aspects. Furthermore, as we now
know, Newton had himself been a secret critic of the doctrine of the
Trinity. (2) We might then wonder if there is a relation between
Leibniz's attitude to Newton on the issue of space and time on the
one hand, and his relation to the Socinians on the trinity, on the
other. I'll suggest that indeed there could be a relation there,
and that the connection has to do with rival conceptions of the mind and
its operations implicit in both disputes. Leibniz's critique of a
certain conception of God common to Newton and the Socinians signaled a
challenge to the prevailing conceptions of divine mindedness, and as
humans were, after all, conceived as made in God's likeness,
changes in conceptions of the divine mind were going to be reflected in
conceptions of the human. But it was a backward--looking challenge that
appealed to older conceptions. Despite this, I believe, we can see
within Leibniz's thought anticipations of some later, more
progressive accounts of the mind as found in post-Kantian idealists like
Fichte and Hegel. These accounts were to take the approach to human
mindedness beyond standardly "immaterialist" and
"materialist" alternatives of the early modern era.
Leibniz & Newton on Space and God (3)
In histories of the early modern scientific revolution, it is often
pointed out how the emerging modern approach to the universe was held
back by the lack of adequate conceptions of space and time--here for
simplicity's sake I'll generally confine myself to the
discussion to space.
St. Augustine had famously said of "time" that although
we all know what it is, it is very difficult to say what it is, and much
the same could be said of the notion "space"--especially the
notion of empty or "void" space. Aristotle, for example, had
simply denied the existence of space in the sense of "void
space." Aristotle's basic spatial concept was that of topos or
place, which gets employed in the explanation of movements of
terrestrial elements--earth, water, air, and fire--each having a natural
"place" to which it would move if unimpeded. As the derivative
term, space was just the totality of differentiated places, and beyond
that the concept was held to be meaningless.
His argument here was a simple and intuitively plausible one.
Space, he claimed, was nothing rather than something. (He was, in the
terms of Henry More, a "nullibilist" about space itself.)
Consider some concrete object, take it way, and "space" is
what is left, i.e., nothing. Thus he denied the idea of any space beyond
the outer sphere of the heavens. "It is clear," Aristotle puts
it in On the Heavens, "that there is neither place nor void nor
time beyond the heavens." (4) And if there is no space itself,
there are no properties of space, such as tri-dimensionality. But in
developing his physics, Newton required a realistic conception of an
infinite void space. From his point of view, the Aristotelian finitist
and differentiated conception of cosmological space as an ensemble of
places was useless because it could not be easily represented in a
geometric model. (Newton needed the idea of distinct places in absolute
space--real addresses, as it were--but these had to be homogeneous and
differentiated merely mathematically as in geometry). As the historian
of science, Max Jammer, asks: "How could Euclidean space, with its
homogeneous and infinite lines and planes, possibly fit into the finite
and anisotopic Aristotelian universe?" (5) Thus, for the project of
mathematizing the universe Newton had to have available to him an
adequately de-Aristotelianized conception of space. The sources of this
concept, it is usually argued, were diverse and peculiar, and heavily
influenced by the neoplatonist tradition. Among the most immediate
Platonic influences on Newton for his conception of space, however,
would seem to have been the "Cambridge Platonist," Henry More,
(6) and the relevance of his concept of space extended well beyond the
science of physics.
Henry More, an Anglican minister, had dedicated much of his life to
combating what he saw as the atheistic view of the world implied within
the writings of contemporaries like Hobbes and Spinoza. (7) While
attracted to the new philosophy of Descartes, he was nevertheless
concerned about Descartes' denial of the existence of void space.
(Descartes reasons for denying void space were different to
Aristotle's. For Descartes, all matter was extended, but equally
all extension was material.) This, thought More, had atheistic
implications as the denial of void space implied either that God was a
material body (an inference drawn by Spinoza) or that God was nowhere
and, hence, was nothing. And so while More agreed with Descartes'
division of the world into material and immaterial substances (body, and
mind), he argued against Descartes, claiming that spirits were, like
bodies, extended. While extended material substance (body) was
impenetrable palpable, divisible, and mortal extended mental substance
was penetrable impalpable, indivisible and immortal. (8) Being
penetrable, the mind could thereby be co-located with the body, and
this, More thought, allowed us to understand how mind and body could
interact.
It was this attribution of spatial extension to immaterial spirits
that had allowed More to think of void-space in a new way. Apparently
taking the idea from cabbalistic writings, (9) he conceived space itself
as the extension of an infinite non-material substance, God. Contra
Aristotle, space could now be conceived realistically as infinite and as
singular because it was an attribute of an infinite and singular
immaterial Being. Such an understanding of space and time now answered
Newton's need for a realistic conception of void space, and Newton
signaled the link between theology and physics in various places in his
writings. Thus, in the "General Scholium" of the Principia (Philosophise Naturalis Principia Mathematica), God is described as
"eternal and infinite, omnipotent and omniscient ... by existing
always and everywhere, he constitutes duration and space." (10)
Edward Grant sums up the relation between Newton and More:
"Newton's public utterances on the relationship of God and
space would appear to link him clearly with Henry More. Does this
signify, then, that for Newton, as for More, God is an extended and
dimensional being? It would appear so. If Newton conceived infinite,
extended, void space as God's attribute, it surely follows that God
is an extended being." (11) Leibniz was opposed to both the idea of
the reality of space and the idea of God as an extended immaterial
substance.
So, Newton's realism about space and time was thus
simultaneously realism about an immaterial substance--the divine mind.
For him, the most fundamental reality was a spiritual being, God, and
the material world that exists in space and time is dependent on God as
both its creator and as its ruler. First, as dependent on its creator,
matter has no necessary existence: it was within God's power to
have not created the material world, that is, to have not put matter
into space and time--a space and time which, reflecting divine
attributes, pre-existed the material world. Next, neither does matter
have the autonomous power to act: it is an inert, "dead" stuff
moved around by a force external to it--the force of gravity. This force
just is the will of God. The laws according to which matter moves--the
laws we know as Newton's laws--are laws decreed by God analogous to
the laws decreed by a king. God can act on matter because he is present
everywhere throughout the absolute space within which matter moves. And
just as this omnipresence in the world secures his omnipotent capacity
to act, it secures his omniscient capacity to know what happens at every
point in the extended world. (12) Leibniz's opposition to these
interlinked issues about the nature of space and time on the one hand,
and the nature of God on the other are expressed in his famous
correspondence at the end of his life with the philosophertheologian,
the Reverend Samuel Clarke--the parish priest, friend and supporter of
Isaac Newton. (13)
In his correspondence with Clarke, Leibniz's criticisms of the
absolute status of space and time are based on one of his two
fundamental principles, the principle of non-contradiction and the
principle of sufficient reason, as he mentions in his second letter.
(14) Consider the objection to Newton's conception of absolute
space that Leibniz makes in his third letter to Clarke that runs along
the following lines. If God had created the material universe in a
preexisting infinite space, then God would have had to place it
somewhere in that infinite space, but "it is impossible that there
should be a reason why God, preserving the same situations of bodies
among themselves, should have placed them in space after one certain
particular manner and not otherwise." (15) The argument is repeated
in terms of time. "Supposing anyone should ask why God did not
create everything a year sooner, and the same person should infer from
his that God has done something concerning which it is not possible that
there should be a reason why he did it so and not otherwise." (16)
In short, if God had created the world in some particular place and at
some particular time he would have needed a reason for doing it there
and then rather than at some other time in some other part of the
universe. But, thinks Leibniz, there can be nothing here that could
count as a reason, and to think of God as acting arbitrarily is to
impugn his rationality.
Clarke's response was typical of a certain voluntarist mode of
thought from the Middle Ages--an approach often associated with
nominalism in which stress was placed on the omnipotence of God's
will placing God's acts beyond human understanding. No reason is
needed for any act of God other than his having willed it so. But
Leibniz refused to accept this as a reason. God is rational because in
thought and act he adheres to rational norms that, in turn, cannot be
simply taken as expressions of his will. Leibniz's intended lesson
is that this whole way of thinking of space and time that leads to this
conundrum is misguided, and he puts forward his own relational theory of
space as a way of avoiding it. Space should not be thought of as if an
absolute container; rather what we conceive of as space (or void space)
is just an abstraction from the totality of thinkable relations existing
among objects that we, as creatures with finite minds, represent as
existing "in" space. The idea of a pre-existing space or time
into which God could have created the material world is a sense-based
idea that dissolves with further intellectual analysis.
The strongly voluntaristic version of a spiritualistic metaphysics
lying beneath Newton's revolutionary natural philosophy, with its
picture of an omniscient, omnipotent and omnipresent divine ruler,
issuing laws for the material world in acts of the divine will, was not
without political significance for a society that had emerged from a
protracted civil war at the centre of which was the execution of a king,
i.e., God's purported representative on earth. In the mid 17th
century, radical republicans had been attracted to various ideologies in
which the material world was differently pictured. (17) Among the
heterodox dissenters during this period were those attracted to various
pantheistic and vitalistic conceptions of the material world as somehow
intelligent and self-organizing, an ideology that fitted a republican
outlook. Among these various views, some tended towards the type of
pantheism found in Spinoza, which abjured any kind of personalistic God
and could be thought to blend into a type of materialistic atheism. A
different direction, however, could be found in England among groups
such as the "Behmenists", apparently well-represented among
Cromwell's supporters, so-called because inspired by the writings
of the German mystic Jakob Bohme. (18) For Bohme, God was immanent within, not transcendent to the material world, which was created
"ex deo" rather than "ex nihilo", (in the rhetoric
of the time, the material world was an emanation of God). Bohme
represented a Neoplatonic type of Christianity that had been influential
in south-west German-speaking parts of Europe prior to the Reformation
and largely spread by the Dominican order, and traceable back to Thomas
Aquinas, Albert the Great and Meister Eckhart. These were all thinkers
strongly attracted to the metaphysics of Aristotle, who had come to be
opposed by the more voluntaristic and nominalistic thinkers of the 14th
century. For such an outlook, the doctrine of the trinity had special
relevance as it represented a type of divinization of man.
Leibniz thought highly of Bohme and was apparently well versed in
the German Christian mystical tradition. (19) While his own version of
"Christian Platonism" had affinities with this type of
thought, he was not attracted to the type of millenarian versions of
political dissent linked to that tradition, but nevertheless shared the
dissenting sects' opposition the type of "voluntarist"
theology found in Newton, with its conception of matter as dead and
moved about in accordance with the will of a radically immaterial and
transcendent God--an idea rooted in the nominalistic theology of the
14th century. The most direct Neoplatonic influences on Leibniz seem to
have been via the writings of the so-called, "Herborn
Encylopaedists," J. H. Alsted and J. H. Bisterfeld. (20) From
Bisterfeld, in particular, he had taken over the principle of
"immeation" according to which the state of each substantial
form in the universe is ultimately coordinated with that of every other
such that a change in the state of any one will be reflected in the
state of all others. It was this idea that was added to the Aristotelian
idea of substances as informed matter, which it in turn modified. The
resulting "monads" of Leibniz's monadology were thus
conceived as radically self-moving, rather than moving in accordance
with some external "commands." Like Aristotelian substantial
forms they had independent ("per se") existence, (21) were the
intrinsic sources of action to which appeal is made in all explanations,
endured through change, had true unity (unlike armies, or herds), and
were to be characterized by some "complete concept". But
inflected with properties deriving from the neoplatonist tradition, each
monad was conceived as "pregnant with its own future" and said
to "express the entire universe" in its own internal
representational and appetitive states.
To capture the distinction between the limitedness of the knowledge
possessed by finite minds and the infiniteness of God's knowledge,
Leibniz on occasions appealed to the metaphor of
"perspective." Thus, while a finite monad neither exists
"in" space nor has extension, it nevertheless represents the
universe as if from a point of view "rather as the same town is
differently represented according to the different situations of the
person who looks at it." (22) The difference between the apparent
spatial "locations" involved here is cashed out in terms of
the specific relations among representations and appetitions making up
the states of each monad. In contrast, he distinguishes the
"view" of God from that of each finite monad in the following
way. "God, so to speak, turns on all sides and considers in all
ways the general system of phenomena which he has found it good to
produce in order to manifest his glory. And as he considers all the
faces of the world in all possible ways--for there is no aspect which
escapes his omniscience--the result of each view of the universe, as
looked at from a certain position, is, if God finds it good to actualize
his thoughts and to produce it, a substance which expresses the universe
in conformity with that view." (23) Each perspectival finite monad
is thus like a "mirror of God" in this regard, this being a
familiar Christian Platonist trope found in Eckhart and Cusa to capture
the relation of human and divine intellects. The underlying idea of the
orderly harmonization of individual perspectives in the mind of God
seems to come from Bisterfeld, (24) however, the idea is at the heart of
Nicholas of Coosa's Neoplatonic image of "infinite
sphere." (25)
This backward-looking, neo-Platonic inflection of Aristotelian
substances, gave Leibniz an alternative model for the conception of the
human mind, and the conception of God on which human subjectivity was
modeled, than the more common one shaped by the more recent voluntarist
and nominalist tendencies of the later Middle Ages.
Possible Models for the Mind in the Early Modern Period
We might think of early modern thought as having available a
variety of possible conceptions of human subjectivity. The first is
Descartes' view of the mind as a non-extended thinking substance,
evidence for the existence of which is supposedly served up by
consciousness of oneself as a thinker. But this has insuperable
difficulties for explaining how the body and mind interact, since the
body is in space and time, and the mind is not.
This problem was meant to be addressed in the variation of
Cartesian dualism found in Henry More, in which to be a human subject is
thought of as an immaterial substance with extension and that could
thereby be co-located with a body, and in which God provides an infinite
version of such a extended immaterial substance. (26) More had thought
that the co-location of spiritual and material substances could overcome
Descartes' problem of the interaction mind and body, but such a
conception is riddled with conceptual problems. In the
eighteenth-century a version of this view was to be found in the
pre-critical writings of Immanuel Kant, but by the mid 1760s Kant seems
to have come to realize that mere co-locatability was inadequate to give
a picture of how mind and body actually interact. Moreover, he came to
regard this picture as having very irrational consequences, and saw the
wild views of the mystic Emanuel Swedenborg, as its "reductio ad
absurdum". In fact, even Henry More had happily helped himself to
the "empirical" evidence concerning ghosts and all sorts of
paranormal phenomena to support the view.
A further possibility for thinking of the nature of mind and its
relation to the body is that found in the radical immaterialism that
Bishop George Berkeley developed at the start of the 18th century. (27)
Starting from the Cartesian conception of inner subjective life, the
problem of how to be assured of the reality of the external material
world was circumvented by simply abandoning the idea of such a material
world as an unjustifiable assumption. On this view everything is reduced
to either mind itself or the "ideas" which constitute its
subjective states and of which it has direct knowledge. The independence
possessed by any finite mind's ideas that was taken as evidence for
an external material world is now explained by their being located
within that greater more encompassing omnipotent mind within which the
finite mind exists--the encompassing mind is, of course, God's
mind.
Another possibility, one to become increasing popular in the 18th
century, was what we might think of as the materialist converse of
Berkeley's immaterialism. If Berkeleian immaterialism results from
eliminating the material side of Descartes' dualism, a materialist
approach to the mind results from eliminating the immaterial side. One
then is left with a mechanical conception of the mind which, according
to one common complaint, provides no apparent way to capture what many
think of as essential features of the mind, such the phenomenal
"what it is like" of consciousness, or normative features
associated with mental states and processes. (28)
A further possibility was that of the "dual-aspect"
conception of thought and extension as different modes of a single
infinite substance--the possibility paradigmatically found in Spinoza.
This "dual-aspect" conception, or, as it was also came to be
called, psycho-physical parallelism, became popular, especially within
the medical sciences, in the 19th century, becoming the main rival to
materialist conception of mind. (William James and the early Freud, for
example, were both psychophysical parallelists.) Of these alternatives
Leibniz had clearly been attracted to aspects of Spinoza's account,
but thought it ultimately incompatible with individual human freedom, or
even with the existence as individual humans as genuine unities, and not
just limited extensions to be absorbed into the one ultimate
substance-Spinoza's pantheistic and impersonal God. Moreover,
Leibniz seemed to find in the trinitarian conception of god, conceptual
resources for an alternative conception of the mind to that of
Spinoza--an approach that was, like his approach to space and
time--fundamentally relational rather than substantialist.
One thing common to Leibniz's various critiques of the various
possible positions I've mentioned is his criticism of the common
conception of a uniform substance--material or immaterial, or that a
single substance with opposed material and mental aspects, as in
Spinoza's account. It was his innovative notion of
"monad," a modified version of the Aristotelian idea of a
"substantial form," that replaced this common notion of a
uniform substance. Drawing on Neoplatonic ideas of the relation of the
one and the many, and Bisterfeld's idea of "immeation",
Leibniz in his metaphysics attempted to account for human subjects as
simultaneously embodied and thereby individuated, and yet as essentially
relational, given the harmonization of all monads by God. As such, this
relationality is dependent on "the mind of God" which is not,
however, as with human minds, itself confined to a body. This sounds as
if Leibniz resorts to a conception of God as an infinite immaterial
substance--and he often does express himself in these terms--but this
seems undercut by the conception of substantial forms harmonized by God.
More akin to the ancient Neoplatonists, who had attempted to synthesize
Plato and Aristotle with the more systematic thinking of the later
Stoics, Leibniz thinks of the divine as "the One" which is by
necessity broken up into a plurality of particular beings, and which is
not itself to be thought of in terms of the notion of "being":
"God, or the Mind of the Universe is" Leibniz writes in one
place, "nothing but the harmony of things." (29) An expression
of this alternative can be seen in his construal of the Trinitarian
doctrine of the co-existence of the divine "persons" in one
God, and the related doctrine of the incarnation of God in Christ. His
reading of the trinity clearly starts with the 13th century
"Dominican" account which stresses the relationality of the
persons of the trinity, but it seems to drop the idea of an underlying
"substance" required to think the ultimate "unity"
of God.
Leibniz on the Trinity
Leibniz is often portrayed as an enlightenment rationalist whose
exercise of reason constantly takes him in the direction of a modern
secularised picture of the universe which he refuses to acknowledge.
Recent scholarship, however, has presented a very different picture, and
in particular, Maria Rosa Antognazza has shed helpful light on the
relation between Leibniz's public and private engagements with
theological disputes and their relations to his metaphysical and
epistemological views. (30) As mentioned, Newton himself had been an
"Arianist" denier of the divinity of Christ, a view in keeping
with his voluntaristic conception of a radically transcendent immaterial
God. (31) Leibniz, a Lutheran, was often representing the Catholic point
of view of his employers, but this pro-Catholic stance seems to have
been consistent with his desire for the re-establishment of a universal
church. Moreover, his defence of trinitarianism in particular can also
be seen as relating him to the type of heterodox, strongly
antivoluntaristic dissenting forms of Protestantism of thinkers like
Bohme, and traceable back to the pre-nominalist, more
Aristotelian-inflected approach of the 13th century and transmitted by
the Dominicans. It was this approach to the trinity and the incarnation
that could be read in quasi-pantheistic ways to signify the immanence of
God in nature and thereby in humankind--Jesus standing in some sense as
a representative of humans in general. Thus the doctrine of the
incarnation could be taken as implying some sort of divinization of
humans at the same time as the humanization of God. This conception
clearly threatens to compromise God's properties of omniscience,
omnipotence and omnipresence at the same moment that it attributes to
humans a greater degree of knowledge, freedom than as found in the
voluntarist theological framework of Newton.
The doctrine of the Trinity had been elaborated during the first
centuries of the Christian era by incorporating aspects of Greek
neo-Platonic philosophy into a theology that came out of the Old
Testament. The official version, institutionalised in the Council of
Nicea in the 4th century was a rather shaky compromise, attempting to
steer between various heresies. Followers of Arius, for example, had
thought the trinity idea incompatible with monotheism, and so denied the
divinity of Christ and the Holy Spirit. Followers of Sabellius, on the
other hand, watered down the trinity idea to the "modalist"
claim of the three persons as just different aspects or faces or
"masks" or "modes"--of a single substance. Just as
"triangle" and "trilateral" can be thought of as two
names for the same geometric object, so too could the names of the three
"persons" of the trinity. The official view shaped by early
theologians like Augustine and Boethius tried to utilize ideas from
Aristotelian philosophy like "essence" and
"relation" to try to reconcile the idea of three
"persons" in the one God, and with the re-birth of
intellectual inquiry in the thirteenth century, and the rediscovery of
Aristotle's philosophy, the task of making the notion of the
Trinity intelligible became a central problem. Two opposed ways seem to
have emerged, supported by Dominican and Franciscan thinkers
respectively. The Dominicans followed Thomas Aquinas in positing the
fundamentally relational nature of the divine "persons"
modeled on familial relations such as "father of" and
"son of." But Aristotle had used the idea of being the father
of as also exemplifying a certain sort of causal property--that of being
a generative cause of something else, and the Franciscans thought of the
"relational" status of paternity as reducible to an underlying
causal property. The idea was that a father was a father not simply in
virtue of the fact of standing in relation to an offspring, but because
he had generated that offspring. But, the Franciscans also employed an
interesting psychological model for understanding the trinity. Since
Jesus had been characterized as the "word" of God, the
relation of Jesus to God was thought of along the lines of the relation
of the function of cognition of the mind to the mind itself. Similarly,
the Holy Spirit was then thought of in terms of the mind's
volitional dimension. In any case, the Franciscans veered towards a
nominalist dismissal of talk of essences and tended to favour putting
the solution to the problem beyond human powers. Dominicans, wedded more
to Aristotelian philosophy, were accused of overrating the power of the
human intellect and underrating the power of Gods will. After the
Reformation in particular there had been a revival of ancient criticisms
of the doctrine of the trinity on the basis of its irrationality.
From his early years Leibniz had apparently tried to link
considerations from the philosophy of mind to the doctrine of the
trinity. Before going to Paris in 1672, Leibniz had written to Antoine
Arnauld, trying to interest him in his own approach to the mind because
of the consequences it had for understanding the notion of the trinity.
Leibniz was in fact employing the psychological model that nominalists
had taken from Augustine in which the trinity was meant to stand in an
analogical relation to the human mind. (32) With this backward-looking
view, then, Leibniz had a model of the mind that was in stark opposition
to other early modern views like that of Descartes, who portrayed the
mind as a type of self-transparent, uniform and unitary immaterial
substance.
As we have noted, theologians had attempted to identify the
different "persons" of the trinity with different
psychological attributes--cognition, will, and so on. Leibniz applies
the trinity idea to give a different account of human mindedness,
however. As an adumbration of the trinity--structure, any individual,
finite self-conscious mind is necessarily split up into different
aspects--but now rather than this being thought in terms of component
faculties or functions, it is centered on to the idea of the mind's
self-consciousness or self-relatedness. From this point of view, what is
distinctive about the mind is its capacity to reflect upon itself,
taking itself as its own object. The is the idea from which Descartes,
of course, starts, but, for Leibniz, this idea is taken in a far more
complex way than that found in Descartes. When I self-consciously
reflect, I can think of myself as occupying different roles: I can think
of myself as the subject of the act of thinking, or as the object
that's thought about, or finally as this very act of thinking
itself, in which the poles of subject and object are separated, and yet,
in some way, identified. "Now, the way in which different persons
can be observed in a thing one in number is nowhere better illustrated,
as far as I know, than by the Mind understanding itself. It is in fact
clear that there is a certain distinction between that which understands
and that which is understood, one of which has the power of perceiving,
the other the power of manifesting. Either of the two is the same mind
one in number; and nevertheless it cannot wholly and in every respect be
said that one is the other, since they are correlated entities."
(33) The trinitarian correlates of this idea of the mind are apparent.
The mind in subject position stands to itself as object akin to the way
that God the father stands to the Son. This model of self-othering in
thought, to use a somewhat awkward phrase, can find application in all
sorts of ways. For example, think of intending to act in a certain way
and then so acting. In acting I make actual what was originally a
subjective state of myself--I give my intention an objectivity that can
now be known and reflected on in a different way, known and reflected on
by others, for example. One might think of this according to the
metaphor of giving birth to some future state of oneself. Of course I
remain the same person throughout this process: the "father"
and the "son" are, as it were, are united in the "holy
spirit."
Some of the consequences of this rather complex way of thinking of
the mind on the analogy of the trinity would later unfold in the periods
of German idealism and early romanticism. The fundamental development, I
suggest, would be to make good on Leibniz's suggested
de-substantializing the notion of mind itself, and rather to conceive of
it more as some type of self-relating process or activity immanent
within the body--in Fichte's words, a "Tathandlung"
rather than a "Tatsache" an "action-fact" rather
than a "thing-fact". This was not totally unprecedented.
Already around the middle of the 18th century David Hume had attacked
the idea of the mind as a type of thing or substance. One might think of
the mind as a type of theatre, he wrote, "where several perceptions
successively make their appearance; pass, repass, glide away and mingle
in an infinite variety of postures and situations." (34) But, he
warns, we should not get misled by the metaphor as is no analogue of the
theatre as the place in which these things occur: "They are
successive perceptions only, constitute the mind; nor have we the most
distant notion of the place where these scenes are represented, nor of
the material of which it is composed." (35)
So the idea of de-substantializing the mind was not new. In fact,
the denial that the divine mind is a substance was to be found in the
philosopher Proclus, who had criticized Plato himself for implicitly
attributing "being" to "the one." (36) What the
idealist followers of Leibniz did was to add to it the idea that the
successive perceptions constituting the mind not be treated as linked
like natural events. Rather, they were treated as linked by acts which
constituted the thinker, even if these acts were just acts of
endorsements of what was made present in sensation as knowledge of the
external world. Importantly, these acts differed from merely natural
events by their being subject to evaluation as justified or
unjustified--acts conceived as in some sense governed by norms or rules.
Within this framework, the original "trinitarian" model of the
mind is discernable. For Fichte, the mind or the "I" keeps
actively reproducing itself--keeps giving birth to itself, as it
were--in such a series of these acts. (37) In this sense, Fichte's
model seems to draw upon the Franciscans' way of thinking of the
persons of the trinity in terms of the primacy of the idea of
generation. Hegel, however, gave this model a "Dominican"
twist, by focusing on the "relational" parts aspects of the
trinity idea. Hegel's basic idea here, was that immediate
self-reflection is in fact empty: Self-consciousness cannot be direct, I
can only become a conscious object of my own thought through a
presupposed consciousness of things that are not me, and paradigmatic among those objects are other beings like me whom I treat as having
minds. So, for example, I can only get a sense of myself as an acting
subject by recognizing intentions that I have and act upon as expressed
in the actions of others. And this too, is internally complex. First, I
see analogues of my action-intentions in the worldly actions of others,
actions that are already, as it were, objectified, but these actions
include ones which refer to me, or acknowledge me as an agent in the
same world as those others. I recognize others, recognizing me, and so
on. For Hegel, the mind cannot be extricated from these complex forms of
recognitive interaction. You cannot peel away the layers of relations
within which my mind is inserted, and find anything distinctively me at
the core. The mind is just not a thing, entity or substance, the
identity of which can be perceived underneath its properties and
relations. To have a mind is to have a type of normative status, that
doesn't exist independently of its being recognized by oneself and
others. (38)
The roots of all this, I'm suggesting, are to be found in
Leibniz's original formulations. Nicholas Jolly has stressed the
organizing role for Leibniz's thought of a neoplatonist image of
the divine is something ultimately reflected in the interrelated finite
minds of humans as in a mass of mirrors. (39) This image from the German
mystical tradition is linked to the theologically radical idea in Bohme
that God, as essentially self-knowing, is in some way dependent upon
such mirrors so as to be able to recognize his own features in an
inverted way in those finite reflections. But the capacity of mirrors to
reflect God just is their capacity to reflect the contents of each other
in a way that harmonizes all the differences. It was this structure that
was exemplified in the idea of the trinity itself as an indeterminate
unity dispersed into three persons who recognize their unity in their
differences. The relational unity in which the three persons exist is
not something of the same kind as those constituted by the persons
themselves, but neither is it some higher independent substance of which
the persons are accidents as "modalism" suggests.
As a model for the mindedness of human beings, Leibniz's
monadology opened up directions in philosophy within which notions of
the human and the divine and the natural and the normative domains that
they signify could be gradually detached from a traditional metaphysics
of substances. As such it promised ways of taking conceptions of human
subjectivity beyond the materialist-immaterialist dichotomy that
enframed debate in the seventeenth century and that has continued to
enframe it for much of the period since.
Paul Redding, University of Sydney
(1) For a recent, comprehensive account, see Maria Rosa Antognazza,
Leibniz on the Trinity and the Incarnation: Reason and Revelation in the
Seventeenth Century, trans. Gerald Parks, (New Haven: Yale University
Press, 2007).
(2) Conjectures about Newton's attitude to the Trinity
doctrine seem to have been resolved when John Maynard Keynes acquired
many of Newton's nonscientific writings at auction in 1936. These
papers convinced Keynes that Newton had been a secret Arianist since a
young man. See, J. M. Keynes, "Newton the Man" in The Royal
Society Newton Tercentenary Celebrations 15-19 July 1946 (Cambridge,
1947), 27-34. This is also the view of Newton's recent biographers.
See Richard Westfall, Never at Rest: A Biography of Isaac Newton
(Cambridge, 1980), p. 315, and Gale E. Christianson, In the Presence of
the Creator: Isaac Newton and his Times (New York: Free Press, 1984),
pp. 253-5. In, "Was Isaac Newton an Arian?" (Journal of the
History of Ideas 68.1 (1997) pp. 57-80), Thomas C. Pfizenmaier argues
that Newton came to change his early Arianist views to a limited
acceptance of the trinity idea understood on the monarchical model of
dominion of the Father over the Son. Pfizenmaier, "Was Isaac Newton
an Arian?", p. 71.
(3) The following section is based on my Continental Idealism:
Leibniz to Nietzsche (London: Routledge, 2009), chs 1 & 2.
(4) Aristotle, On the Heavens, trans. W. R. C. Guthrie, in Loeb
Classical Library (Cambridge, Mass.: Harvard University Press, 1960),
279a12.
(5) Max Jammer Concepts of Space: The History of Theories of Space
in Physics, (Cambridge, Mass.: Harvard University Press, 1954), p. 26.
(6) In their biographies of Newton, both Christianson and Westfall
emphasise More's general influence on Newton's understanding
of the role of God in the world. (Christensen, In the Presence of the
Creator, Westfall Never at Rest.) The importance of More's
influence has also been supported in the more general accounts of
Alexandre Koyre, From the Closed World to the Infinite Universe
(Baltimore, Johns Hopkins Press 1957), pp. 159-68, and Edward Grant,
Much Ado About Nothing: Theories of Space and Vacuum from the Middle
Ages to the Scientific Revolution (Cambridge: Cambridge University Press 1981) pp. 244-5, 252-4. For a dissenting view, see A. Rupert Hall, Henry
More and the Scientific Revolution (Oxford: Blackwell, 1990).
(7) See for example, Henry More, An Antidote Against Atheism, or,
an appeal to the naturall faculties of the minde of man, whether there
be not a God, London: J. Flesher, 1665.
(8) Rupert Hall, Henry More and the Scientific Revolution, pp.
128-9.
(9) See, for example, Jammer Concepts of Space, p. 41. On the idea
that for Proclus space itself is an immovable, indivisible, and
immaterial body, see Lucas Siorvanes Proclus: Neo-Platonic Philosophy
and Science, (New Haven: Yale University Press.1996), p. 133.
(10) Isaac Newton, Newton's Philosophy of Nature: Selections
from his Writings, edited and arranged with notes by H. S Thayer
(Mineola, New York: Dover Publications, 1953), p. 43 (final emphasis
added). See also "Question 28" from his Opticks, ibid., p.
156.
(11) Grant, Much Ado About Nothing, p. 244.
(12) For an account of the systematic links between Newton's
theological, metaphysical and scientific beliefs, see, for example,
James E. Force, "Newton's God of Dominion: The Unity of
Newton's Theological, Scientific and Political Thought". In
James E. Force and Richard H. Popkin, (eds), Essays on the Context,
Nature, and Influence of Isaac Newton's Theology (Dordrecht:
Kluwer, 1990).
(13) See G. W. Leibniz and Samuel Clarke, Correspondence, edited,
with Introduction, by Roger Ariew (Indianapolis: Hackett, 2000. The
correspondence, which took place between November 1715 and October 1716,
consisted of 5 letters by Leibniz and 5 replies by Clarke. It was
terminated by Leibniz's death on November 14, 1716.
(14) Leibniz and Clarke, Correspondence, Leibniz's second
letter.
(15) Ibid., Leibniz's third letter, p. 15.
(16) Ibid., p. 15.
(17) Margaret Jacob, The Radical Enlightenment: Pantheists,
Freemasons and Republicans, second revised edition (Lafayette, LA:
Cornerstone Books 2006).
(18) On the spread of Bohme's ideas among the radical
protestant sects during the time of the English Civil war, see Serge
Hutin Les disciples Anglais de Jacob Boehme aux XVII et xviii[degrees]
siecles, Paris: Editions Denoel 1960: ch 3. Later in the century, Henry
More's correspondent and "pupil", Anne Conway, who
developed his own ideas in an anti-dualist direction showing
similarities to Leibniz, had been influenced by the writings of Bohme.
See Sarah Hutton, Anne Conway. A Woman Philosopher (Cambridge: Cambridge
University Press, 2004).
(19) In his study, Leibniz et LOrganisation Religieuse de la Terre
[Leibniz and the Religious Organization of the Earth], (Paris: Felix
Alcan. 1907), Jean Baruzi claims that Leibniz was "nourished on
mystic literature. He was familiar with Jacob Bohme, [John of]
Ruysbroeck, John of the Cross, [Valantin] Weigel and [Johann Angelus]
Silesius, as well as Saint Tererese and Angela of Foligno". Ibid.,
p. 436n1. While seeming tolerant of the types of millenarian groups
linked to the ideas of Bohme and others, Leibniz did not agree with
their strongly anti-ecclesiastical views, as he seemed to think of a
"universal church" as an organized community of thinkers
allowing the progress of the mind. This same interest in the
institutional organization of the life of the mind fuelled his
commitment to the establishment of scientific organizations, for
example. See, Baruzi, Leibniz et L'Organisation Religieuse de la
Terre.
(20) See, for example, Leroy E. Loemker (1961) "Leibniz and
the Herborn Encyclopedists", Journal of the History of Ideas 22
(1961): pp. 323-338.
(21) I will refer to Aristotelian substances with the alternate
term "substantial forms" to preserve the distinction with the
non-Aristotelian conception of substance that can be qualified with the
adjectives "material" or "immaterial." For Aristotle
there are no unformed material substances, and, in contrast to Plato,
nor can form be separated from matter. There is, of course, much
controversy about the details of Aristotle's hylo-morphic account
of substance that I will not go into here.
(22) G. W. Leibniz, "Discourse on Metaphysics" in
Philosophical Texts, trans. and ed. R. S. Woolhouse and Richard Francks
(Oxford: Oxford University Press, 1998), [section] 9.
(23) Ibid., [section] 14. Earlier, Leibniz had described each
substance as "like a whole world, and like a mirror of God, or
indeed of the whole universe, which each one expresses in its own
fashion--rather as the same town is differently represented according to
the different situations of the person who looks at it" (Ibid.,
[section] 9). See also G. W. Leibniz, "Monadology" in
Philosophical Texts, trans. and ed. R. S. Woolhouse and Richard Francks,
Oxford: Oxford University Press, 1998), [section] 57.
(24) See, Antognazza, Leibniz on the Trinity and the Incarnation,
and Donald Rutherford, Leibniz and the Rational Order of Nature
(Cambridge: Cambridge University Press, 1995), pp. 36-44.
(25) For an extended account of this topic, see especially Karsten
Harries, Infinity and Perspective (Cambridge, Mass., MIT Press, 2001).
(26) More's conception of the immaterial but extended soul
resembles the "ghosts" of the popular imagination. Thus he
uses ghost stories as "evidence" against materialist atheism
in An Antidote Against Atheism of 1665.
(27) Berkeley referred to his philosophical position as
"immaterialism," but it is commonly, and unhelpfully, referred
to as "idealism". Those who did call themselves
"idealists", in particular Kant and the post-Kantian idealists
such as Fichte, Schelling, and Hegel, were clearly not
"immaterialists" of a Berkeleian stamp. In Continental
Idealism: Leibniz to Nietzsche (London: Routledge, 2009), I argue for
the continuity of those non-immaterialist aspects of Leibniz's form
of idealism with that of Kant and the German idealists. The degree to
which Leibniz was, if at all, an immaterialist ("idealist" in
the terminology I'm here criticising) is subject to much
contemporary dispute. For a defence of the "idealist"
(actually, "immaterialist") reading of Leibniz see Robert
Merrihew Adams, Leibniz: Determinist, Theist, Idealist (Oxford: Oxford
University Press, 1994), and for a thorough-going critique, see Pauline
Phemister, Leibniz and the Natural World: Activity, Passivity and
Corporeal Substances in Leibniz's Philosophy (Dordrecht: Springer,
2005).
(28) Leibniz's argument against this materialist view is
well-known. In the Monadology Leibniz argues that if one imagines a
large machine that purportedly can perceive or think, and imagines
oneself entering it, like one enters a windmill, one would "find
only parts pushing one another, and never anything by which to explain a
perception" (Leibniz, Monadology, [section] 17). This is a familiar
type of argument found in modern philosophy of mind. For example, if we
are attempting to explain a intentional state, such as believing that
such and such is the case, looking for, say, the causes of this state is
looking to the wrong sort of thing. As a rational being I will usually,
and at least on reflection, believe that a belief is something that I
can have reasons for holding, but such rational relations seem to
disappear when I adopt the materialist outlook. I'll only find
parts "pushing one another" and not parts "grounding one
another"--standing as reasons for one another. This is the problem
of finding a place for normative factors within the "realm of
causes." Or alternatively Leibniz's complain could be put in
terms of how the materialist construal leaves the "what it is
like" of perception out of the picture.
(29) Quoted in Antognazza, Leibniz on the Trinity and the
Incarnation, p. xxi.
(30) Antognazza, Leibniz on the Trinity and the Incarnation. For
the most part I follow Antognazza's account here.
(31) Arius was an early Christian for whom Jesus was, while the
highest of God's creations, not God, as the doctrine of the trinity
had proclaimed. He was declared a heretic at the First Council of Nicea
in 325, but such anti-trinitarian doctrines had a revival in the 16th
and 17th century. The renewal of this dispute was effectively an
extension of the earlier disputes of the reformation over such
"mysteries" as the transubstantiation. For an overview, see
William Rusch, Trinitarian Controversy (Philadelphia: Fortress Press,
1980).
(32) Antognazza, Leibniz on the Trinity and the Incarnation, pp.
41-7, 80-3. See also, Samuel Powell, the Trinity in German Thought
(Cambridge: Cambridge University Press, 2001), ch. 2.
(33) Leibniz, De Deo Trino, quoted in Antognazza, Leibniz on the
Trinity and the Incarnation, p. 80. In various notes, Leibniz, following
Augustine, attempts to link the persons of the trinity to aspects, or
dimensions, of the mind--for example, the three persons are respectively
linked to the mind's "being," "knowledge," and
"will." Ibid., p. 221, note 26.
(34) David Hume, A Treatise of Human Nature, Ed. D. F. and M. J.
Norton (eds), (Oxford: Oxford University Press, 2000), Vol. I, Book I,
part iv, section vi.
(35) Ibid.
(36) In his Commentary on Plato's Parmenides, Proclus
criticises Plato for regarding being as "superior" to
non-being. But to consider something as "being" is to consider
it as the subject of assertion, and one should not regard "the
one" in this way as it is "above form, and it is not suitable
to apply to it any of those attributes which are proper to secondary
things, nor to transfer to it attributes proper to us". Proclus, A
Commentary on Plato's Parmenides, trans. John M. Dillon and Glenn
R. Morrow (Princeton, NJ: Princeton University Press, 1987), p. 426.
(37) For an account of Fichte's philosophy of mind see my The
Logic of Affect (Ithaca: Cornell University Press, 1999), ch 5.
(38) The locus classicus of Hegel's socially recognitive
account of the mind is to be found in the famous
"master-slave" dialectic in G. W. F. Hegel, Phenomenology of
Spirit, trans. A. V. Miller (Oxford: Oxford University Press, 1977), ch
4.
(39) Nicholas Jolly, Leibniz (London: Routledge, 2005).