The linkage between elements in the strategic planning process: a qualitative study.
Choonhaklai, Sirirat ; Wangkanond, Ratthasirin
BACKGROUND
The Thai government agencies' strategic planning resulted from
the civil service reform in 2002, which was influenced by the evolution
in public administration in the US from the past until the present which
witnessed paradigm shifts through time in response to changing social
environments. The bureaucratic system was seen as a closed, formalised,
or classic organisation (Robbins, 1990: 34; Robbins, 1990: 34; Pfiffner,
2004: 443-454) whose administration focused on internal and specific
factors while disregarding external environments. Its emphasis was on
control, regulations and a top-down relationship. Therefore, by the late
1960s, and between 1968-1970 until the present, scholars in public
administrations propose the New Public Administration (NPA) (Nigro &
Nigro, 1984: 14), which aims at organisational effectiveness, focuses on
people, social values, equality and public participation (Denhardt &
Denhardt, 2007). The NPA, therefore, is related to the notion of
transparent, performance-based, and people-centred administration.
During the same period, different ways to improve public administration
were offered (Ocampo, 2000: 248-255). They comprise (1) internal and
external environment-oriented managerial improvement to build a
high-performance organisation; (2) reengineering; (3) a new public
management approach; and (4) performance-based or outcome-based
administration, and democratic participatory administration.
The new paradigms in public administration contributed to changes
both in processes and procedures in Thai government organisations,
especially during 2001-2009 when two important acts were passed, ie The
Reorganization of Ministries, Sub-Ministries and Departments Act, B.E.
2545 and Section 17 of the National Government Organization Act, B.E.
2534 revised by the National Government Organization Act (No.4), B.E.
2543 and by the National Government Organization Act (No.5), B.E. 2545.
The revision was effective from October 3, 2002. Importantly, Section
3/1 of the latter Act prescribes improvement to promote people's
interests, effective achievement of government's missions, social
responsibility, transparency, accountability and public participation.
Hence came strategic planning in government agencies. Later, the Office
of Public Sector Development Commission (OPDC) was established as a
mechanism to implement the reform according to the Longterm Strategic
Plan to Improve the Thai Civil Service and Indicators, B.E. 2546-2550;
B.E. 2551-2555; and B.E. 2556-2561.
According to the research to date, there has never been a study on
the relation between elements of strategic planning in Thailand.
Research findings are found on strategic planning and implementation in
organisations (eg Pumipathanasuk 2010; Rachamani 2011), but not on the
linkage. This is in agreement with Poister, Pitts and Edwards
(2010:522), who stated that studies were rare on connections between
planning process and organisational outcomes and on serious application
of tools and models eg Balanced Score Card (BSC) model and
McKinsey's 7-S model; and with Hansen (2011:771-772), who pointed
out a lack of serious evaluation of strategic tools, eg SWOT analysis,
BSC and McKinsey's 7-S.
In this paper, the researchers focus on the linkage between
determinants, strategic planning and outcomes. A qualitative study was
conducted on the Ministry of Justice, a pilot agency that implemented
strategic planning in the levels of ministry, cluster and department. In
addition, the Ministry set up a performance agreement to meet indicators
according to the strategic plan in the cluster and department levels.
The OPDC arranged for department heads, the Permanent Secretary and the
Minister to sign the performance agreement in November/December 2003
(OPDC, 2004: 91-93).
CONCEPTUAL FRAMEWORK
The conceptual framework is developed from Poister and Streib
(1999: 316319), Poister, Pitts and Edwards (2010: 525) and Hu, Kapucu,
and O'Byrne (2014: 86-88). The linkage between elements in the
strategic planning process comprises determinants, strategic planning
and outcomes. The determinants are (1) rules and command of OCPD
overseeing strategic planning in the public sector; (2) the perception
and understanding of personnel, which reflects preparedness for
organisational mobilisation; and (3) organisational leadership. The
strategic planning consists of (1) the formation and determination of
strategies in order to analyse the process in response to goals and
environments, and the application of models and tools; (2) communication
and transmission of vision, missions, strategic issues, goals and
indicators to all levels; (3) participation by all parties in
determining strategies, goals and indicators to obtain strategic issues
beneficial to those involved; and (4) implementation of plans, their
integration and budgeting according to priorities. The outcomes are (1)
organisational competence and (2) results from the implementation of
plans. On the one hand, the direction of influence flows from the
determinants to the strategic planning and outcomes. On the other hand,
the latter elements provide feedback to those that came before.
LITERATURE REVIEW
Meaning and significance of strategic planning
According to Porter (2008), strategic planning is a process that
enables and facilitates leaders to achieve goals. The process helps
determine a direction based on awareness of limits or possible
obstacles, and encourages learning to become different from other
organisations. Meanwhile, Gordon (2005:1) stated that strategic planning
is a systematic process that helps leaders understand environments that
influence their organisations and make the best decisions for their
organisations to achieve their visions. Likewise, according to Bryson
(2004:6), an organisation need strategic planning to build a basic way
of practice for decision making since the planning inform what goals
should be selected, what should be done and why these should be done. In
addition, Gordon (2005:1) explains that strategic planning is a
systematic process that enables executives to understand their
organisational environments, and facilitates mutual agreement about how
to achieve goals.
Strategic planning is an important element of strategic management,
which arises together with result-oriented management (Poister &
Streib, 1999:308). It is used in government agencies to promote
strategic development and effective administration to reach both short-
and long-term goals. The organisations need to arrange appropriate
activities and resources to support the steering towards these goals
(Chandler, 1962, cited by Hansen, 2001:776).
According to Mercer (1991), Gordon (2005) and Bryson (2011),
strategic planning comprises (a) vision, a future expectation of what
the organisation aspires to be (eg Mahidol University's vision to
be one in the top one hundred world class universities); (b) philosophy
and value; (c) missions, things to be done to achieve the vision (eg
academic services, research and development); (d) goals or main
objectives, things that are achieved after the implementation of the
missions; (e) strategic issues, main points that the organisation need
to develop in order to reach the goals and objectives; (f) programs and
plans that the organisation needs to implement to progress towards the
goals and objectives (eg plans to improve managerial systems and
mechanisms); and (g) projects, things to be done to meet indicators of
different programs (eg restructuring and job descriptions).
Principles of strategic planning
Explanations of the principles are covered in the following main
points.
Formation of a strategic plan
Before strategic planning, a group of planners hold meetings with
internal and external stakeholders according to the strategic planning
procedures. An analysis of the organisational environment has to be
conducted. The obtained data are used to determine a vision, philosophy
and values, missions, goals, indicators and strategic issues. After
that, strategic plans will be implemented and followed up as part of the
process.
A SWOT analysis consists of two pats (Kriebel & Krauss, 2007):
(1) An analysis of internal factors: The organisation's actual
state is analysed so that strengths (eg a clear structure, good image
and competent personnel) and weaknesses (eg ineffective managerial
mechanisms) are indicated. Models that are used to analyse these
internal factors are, for instance, Public Sector Management Quality
Award (PMQA) and McKinsey's 7-S framework. More than one model may
be used to obtain a more extensive analysis. Mercer (1991: 53) indicated
that any internal work can be included for analysis of internal factors.
(2) An analysis of external factors: Environments, external to but
influential on, the organisation, are analysed ion two levels, ie
general environments (eg the social system, culture, population quality,
technology and national or global economy) and work-specific
environments (eg clients, people, public and private sectors). The
analysis shows opportunities, factors that the organisation can use to
its advantage, and threats, factors that can lead to disadvantages or
ineffectiveness. A model that can be used to analyse opportunities and
threats is Porter (2008)'s Five Forces Model, which covers market
trends, competitors, suppliers, partners and customers. Another useful
model is PEST, which includes politics, economics, social relations and
technology (Bailey 1989; Gordon 2005; Mercer 1991).
Implementation of strategic plans
To implement a strategic plan, projects under different programs
are prioritised for each year so as to make an annual operational plan
and budget requests. To make sure that the strategic plans are
practicable, and thus achievable, every party needs to mutually
determine key performance indicators that are connected to the
organisation's vision and missions. Success of the implementation
is to be measured against these indicators. The executives should use
the cascading method to distribute these indicators to lower units to
use as their missions and indicators. These indicators are useful for
determining responsibilities, outcomes and performance for each
individual in the form of a performance agreement. Therefore, the
organisation, units and individuals are aligned to the same goals.
Elements of strategic planning
The picture of a strategic administrative process painted by Stone
et al. (1999 cited by Poister, Pitts, and Edwards, 2010: 524-525),
together with Poister, Pitts and Edwards' (2010: 525) conceptual
framework based on the application of Stone et al. (1999), enables the
researcher to see the linkage of strategic planning and management
defined by three elements: determinants, process and outcomes. Even
though Hu, Kapucu and O'Byrne (2014: 86-88) do not mention
strategic management, their explanation of strategic planning also
points to these three elements. An integration of Poister, Pitts and
Edwards (2010: 526) and Hu, Kapucu and O'Byrne (2014: 88) help
elaborate details of each element. Firstly, in the process of strategic
planning, formation and determination of strategic plans based on SWOT
analysis, and their implementation should include participants in the
process to determine plans, goals and indicators, communication and
transmission of the vision, strategic issues, goals and indicators to
all levels for them to be prepared for organisational mobilisation.
Secondly, determinants cover internal working systems and laws, line of
command, environments and other features (eg the organisation's
size and age) that influence strategic planning, including leadership
(Monahan, 2001 cited by Poister, Pitts, & Edwards, 2010: 526; Hu,
Kapucu, & O'Byrne, 2014: 86-88). Thirdly, according to Poister,
Pitts and Edwards (2010: 528), outcomes can be classified into two
levels. On one level, they are related to an increase in organisational
competence (ie having strong partners, satisfied stakeholders, adapting
to changing environments, effective leadership and positive
organisational culture). On the other level, outcomes are long-term
performance in implementing the strategic plans, providing services,
enforcing laws, etc, which can be measured from quality of service,
efficiency, client satisfaction and a rate of complaints. In the
meantime, Hu, Kapucu and O'Byrne (2014: 88) define outcomes as (1)
abilitiy to design organisational missions, goals and prioritise plans;
(2) connection between external factors and the organisation's
important figures; and (3) improvement of organisational management and
effectiveness.
In this study of linkage between elements in the Ministry of
Justice's strategic planning, the researchers cover all three
elements with varying details. Regarding the element of the strategic
planning process, the study looks at (1) the formation and determination
of strategies in order to analyse the process in response to goals and
environments, and the application of models and tools (BSC, McKinsey
7-S, PMQA and SWOT Analysis); (2) communication and transmission of
vision, missions, strategic issues, goals and indicators at all levels;
(3) participation by all parties in determining strategies, goals and
indicators to obtain strategic issues beneficial to those involved; and
(4) implementation of plans, their integration and budgeting according
to priorities. The determinants under study include (1) rules and
command of OCPD overseeing strategic planning in the public sector; (2)
the perception and understanding of personnel, which reflects
preparedness for organisational mobilisation; and (3) organisational
leadership. The outcomes under study cover organisational competence (eg
empowerment through networking, and the improved understanding and
performance of personnel) and results from the implementation of plans.
RESEARCH METHODOLOGY
This qualitative research comprises the following procedures:
(1) Exploratory research was conducted to investigate determinants,
strategic planning and outcomes specific to the Ministry of Justice.
Main informants were purposefully sampled and selected by the method of
judgment sampling based on their ability to answer questions and other
characteristics, eg positions, job descriptions and working experience.
These informants were 30 officers from the OPCD and 11 agencies under
the Ministry of Justice (ie Office of the Policy and Strategy under
Office of the Permanent Secretary, Office of Justice Affairs, Central
Institute of Forensic Science, Department of Special Investigation,
Legal Execution Department, Right and Liberties Promotion Department,
Department of Juvenile Observation and Protection, Department of
Probation, Department of Corrections, Office of the Narcotics Control
Board, and Office of Public Sector Anti-Corruption Commission).
(2) Primary data were obtained through structured interviews and
focus group discussions. Secondary data were studied from agencies'
documents to assist the design of questions and discussion guidelines.
(3) A variety of data-collecting methods was used in response to
the need of this research, which aims to explore, examine and describe
data. Data were collected through (a) structured interviews designed for
gathering in-depth data and (b) group interviews through focus group
discussions. Data were also gathered from existing documents. Most of
them were official documents, eg annual reports, strategic and
operational plans, minutes, directives, regulations and laws.
(4) The data were analysed by the method of content analysis. The
data were thoroughly read to find out themes and patterns related to the
research questions. The procedures comprised the following steps: first,
the data were managed so that all the interviews were transcribed;
secondly, the transcriptions were read and re-read to find out themes
for coding the sources to obtain abstract concepts (Rossman &
Rallis, 1998 cited by Creswell, 2003: 192).
(5) Reliability was checked through the method of member checking.
That is, results were sent to the data collectors and main informants to
examine whether the interpretations corresponded with their intentions.
In addition, findings were read by external experts.
RESULTS AND DISCUSSIONS
The researchers present and discuss findings on each element in the
strategic planning and then discuss about their linkage.
Strategic planning
The process covers formation and determination of strategic plans,
communication and transmission before implementation, participation, and
implementation.
Formation and determination of strategic planning
Findings showed that every agency under the Ministry of Justice
appointed their strategic units to collect primary data and invite
specific personnel to mutually make plans. Generally, these personnel
were from their own organisations, ie director-generals, deputy
director-generals, experts, department general inspectors, division
directors and operational officers. Together, they conducted SWOT
analyses that were limited to specific aspects and then mutually
determined visions. Usually, the administrators themselves prescribed
the visions that were not related to the SWOT results. The intermediate
administrators (ie division directors) further conducted the SWOT
analyses to obtain missions, strategic issues, goals, indicators,
programs and projects.
However, at the department level, the process was different. Some
departments employed academics or private companies, while others made
the plans by themselves. Most agencies used data of performance in
previous years. Whereas some departments invited external stakeholders,
most relied on their own personnel in the process of the SWOT analysis.
Data were not adequately prepared for the SWOT analyses; some strengths,
weaknesses, opportunities and threats (eg survey results of
clients' satisfaction and reports of civic participation) were left
out when the strategic plans were made. The interviews showed that, in
the SWOT analysis sessions, participants expressed their impressions
about the organisations without supporting evidence. Moreover, most of
the participants shied away from expressing their views. Brainstorming
was also lacking which would have allowed participation of personnel
from all levels to share their views about their organisation's
direction. As a result, the process to form and determine strategic
issues was not appropriate and also not based on the organisation's
environmental needs.
According to Bryson (2004:123), to effectively respond to changing
environments, organisations need to understand both internal and
external environments so as to build strategies related to the contexts.
Therefore, it can be concluded that, as a whole, the processes conducted
by these agencies were not completed according to the standard of
strategic planning because they did not draw upon the SWOT results to
design visions, missions, strategic issues, objectives and indicators.
Moreover, reviewing the contents of the strategic plans, the researchers
found that, even though all the elements (eg vision, missions,
objectives) were available, they were not designed according to the
principles.
Vision
A vision is vital to the success of strategic planning since it
gives common direction to the organisation's members, eg what the
organisation aspires to be and what kind of improvement is necessary.
Missions, goals, objectives and other elements are designed to achieve
the vision. Every agency has its own missions as prescribed by law. Only
some of them developed their own strategic missions. However, none of
the 11 agencies appointed units to be in charge of each mission. An
interviewee voiced an interesting point:
The strategic unit tends to include missions prescribed by laws as
part of the strategic plan and then adds some strategies that are
related to the Department and Ministry to make it challenging.
Goals, objectives and strategic issues
Even though all agencies indicated their goals, objectives and
strategic issues, these were simply a compilation of those belonging to
projects and the strategic issues were not prioritised for annual
operation planning. These objectives and indicators did not result from
the SWOT analyses, neither were they allocated to different units and
performance agreements. As a whole, they were not related to the
organisation's strategic plans and performance indicators.
Informants gave the following descriptions.
The OPCD has the same way of practice with every Ministry. The
Ministries sign performance agreements mainly to obtain bonus
rewards, not to improve their organisations. Some Ministries
received high bonus scores. Some received four from the total
scores of five. In some Ministries, their personnel were given
bonuses of 1,000 or 2,000 baht. But, their problems remain. Their
high scores like four or five are, therefore, not related to their
performance. They, for example, designed indicators that enabled
them to make easy scores. If a meeting is held, they get three
scores. But, if they can provide the meeting's minutes, they get
four scores.
The strategic plan and performance agreement are related only on
the document. No goals is indicated in the form that the plan is
successfully implemented. As a result, the performance evaluation
does not reflect the strategic plan's success or failure.
Tools and models
The study showed that the Departments and Ministry used tools and
models, ie SWOT analyses, BSC, McKinsey 7-S, and PMQA. Most of them used
the McKinsey 7-S model to analyse internal environments and PEST to
analyse external environments. Some agencies also included C
(Customers). However, only the Right and Liberties Promotion Department
used PMQA when data were collected for analysis.
BSC was used for strategic mapping between vision, missions,
strategic issues and objectives (ie efficiency, service quality,
effectiveness and organisation development) due to requirements in the
OPCD's Strategic Planning Toolkit. Also, the OPCD included BSC in
performance agreements. This showed that government agencies conform to
regulations and orders rather than aim to achieve outcomes.
Communication and transmission
In practice, the operational officers in charge of strategic
planning submitted plans for the director-generals to approve and
circulate to units under the departments for them to use as a guideline
for their strategic planning. Some agencies put the plans on their
websites. However, most of them held no formal meeting to communicate
information about the plans and create common direction among personnel.
The plans were usually communicated in executive meetings, or emphasised
by general inspectors. Exceptions were the Department of Juvenile
Observation and Protection, the Office of Public Sector Anti-Corruption
Commission and the Department of Special Investigation. However, a
commitment to successfully implement the plans was never made.
Stakeholder involvement
The study found that, in most of the agencies, only those personnel
in charge of making strategic plans participated in the process.
Representatives from different levels of personnel were lacking. Some
told that they did not participate because it was not in their field of
expertise. Only one agency was found to invite external people to
participate in the SWOT analysis.
The participation level is low. The process is not open much for
participation. Many personnel do not want serious participation.
They simply want to express their opinions.
When it came to participation, people would rather not express
their views because they thought the strategic planning was an
academic work. Most did not pay attention. Though people showed up,
a few expressed their views.
......... Important obstacles are a) the administrators do not pay
attention; b) people think only a certain group of personnel is
responsible for it; c) people think that it is academic,
complicated and painstaking; d) it does not make any difference;
and e) many believe that, without the strategic plan, the
Department can go on with the legal authority that it has.
The findings showed that most personnel and administrators did not
consider participation to be as important as it should have been.
Allison and Kaye (1997: 35) point out that strategic planning that is
based on participation is of better quality. Stakeholders should be
aware when they should play a part in the process. According to Bailey
(1989: 170), the environmental analysis is important and the analysis
should regularly draw upon stakeholders to examine and adjust the plans.
Many organisations, especially government agencies, are obsessed with
routine work so that planning and evaluation are difficult. To solve
this problem, a timeframe should be set up and it should be ensured that
stakeholders participate in the planning and evaluating process.
Likewise, Mercer (1991: 140) states that stakeholder participation is
vital in the planning and implementing processes.
Implementation
Since the SWOT results were not taken seriously, the strategic
plans lacked credibility. Although every agency had its own operational
plan, the plan was not connected to the planning and budgeting
processes, but to the performance agreement, which was taken from the
Ministry's four-year operational plans. In practice, government
agencies have to submit annual operational plans for the Minister to
approve before they can submit budget plans to the Bureau of the Budget.
Meanwhile, the OPDC used indicators in the annual operational plans to
set up the performance agreements.
The implementation of strategic plans was a weakness in these
government agencies' strategic planning. When strategies were set
up, as already mentioned above, no unit was appointed to be responsible
for the missions and strategic issues. Bryson, (2004: 50) confirmed that
providing human and financial resources is an important duty of
administrators for implementation. Moreover, organisations have to
provide units and persons responsible for undertaking activities to meet
the requirements of the plan. The findings showed that the
administrators never made a commitment to successfully implement the
strategies. In addition, the indicators in the four-year operational
plans, which are translated into each annual operational plan, cannot be
used to measure strategic performance because they are predetermined by
the OPDC in its preparation of the performance agreements.
Determinants
The determinants include the OPDC's rules and regulations,
personnel perception and understanding and leadership.
The OPDC's rules and regulations
Unlike those organisations in the private sector, government
agencies conform to rules and orders. Although strategic planning should
respond to each agency's specificity, these agencies cannot set up
and implement their own strategies because they need to perform their
routine missions as prescribed by laws, and also their commitments to
higher authorities (Melkers & Willoughby 1998, cited by Poister,
Pitts, & Edwards 2010:526). This situation is also the case for the
Ministry of Justice. The strategic planning was conducted because it was
required by the OPDC's rules and regulations. Its agencies also
need to produce outcomes as prescribed by these rules and regulations.
Therefore, the analysis shows that these determinants are formally
related to the strategic planning and outcomes although they are not
connected to the process of implementing the agencies' strategic
plans to achieve the objectives and indicators.
Perception and understanding
The findings showed that the number of personnel responsible for
strategic planning was not sufficient. These personnel needed to fulfil
other duties so that they could not allocate time to the strategic
planning. For instance, each probation officer had to supervise 500-1800
probationers a year, and this was not the only responsibility they had.
Also, most of them were annual-contract employees and thus lacked job
security. Transfer of personnel was frequent, so not many were
continuously responsible for the strategic planning. In the Central
Institute of Forensic Science the Department of Special Investigation,
the Legal Execution Department, the Department of Corrections, the
Office of the Narcotics Control Board, and the Office of Public Sector
Anti-Corruption Commission, most personnel devote themselves to the
organisation's prescribed missions (eg crime scene investigation,
law enforcement.) so that the strategic planning was relegated to
supporting staff. Personnel improvement was not systematic and
continuous so that the level of understanding about the strategic
planning was low. Personnel need to be trained so that they can use and
connect tools and models (such as BSC and PMQA) and thus effectively
work as part of the strategic planning team. Therefore, the quality of
personnel was an obstacle to the strategic planning.
Leadership
The administrators in the department and division levels are
significant to the success of strategic planning. The findings showed
that these administrators had visions and creativity. However, no
process existed to communicate these to the operational level. Many
administrators, especially those in the intermediate level, conform to
the principle of practicality so that they focus only on practice, but
ignore outcomes that could meet the organisation's key indicators.
The factor of leadership. It can be seen that once all
administrators shared the same concept as the government leader, Thaksin
Shinawatra, who paid attention to strategies. Performance agreements
were quickly endorsed because the ministers, permanent secretaries,
director-generals all paid attention. Then, the permanent secretaries
designed indicators together with lower officers. Now, that picture is
no more.
The factor of leadership influences a success. If the leaders pay
attention and join meetings to make plans, and pay attention to
implementation, the plans will be effective.
Outcomes
The study on outcomes covers organisational competence (ie
empowerment through networking, personnel having knowledge and
understanding of strategic planning, and performance improvement) and
implementation outcomes.
Organisational competence
According to the findings, no agencies had a strategy of
empowerment through networking. These agencies preferred to work on
their own in their fields of specialisation and strictly conform to
rules and regulations. Therefore, they focus on fulfilling the legally
prescribed missions, rather than strategic planning.
Implementation outcomes
Outcomes from the implementation of plans (eg services, law
enforcement, quality of service and efficiency) were rarely documented
by research. Although all agencies enjoyed positive responses from
clients and personnel, these could not be counted as outcomes of
strategic plan implementation because the implementation of the plans as
a whole was never followed-up and evaluated. A main reason for this
failure is the lack of key indicators for each agency and allocation of
missions to lower levels.
CONCLUSION AND DISCUSSIONS
The linkage between the determinants, strategic planning and
outcomes is weak, which can be analysed as follows.
Bureaucratic culture
Many government agencies have high degree of bureaucratic culture
ie focus on formalities (Sun & Xu 2012:70). In this case, the
outcomes realised in response to the OPDC's orders were not related
to the strategic plans. This had both advantages and disadvantages.
However, the emphasis here is on those obstructing the process of
strategic planning.
Leader centeredness
Success depends on organisational leaders. Strategic planning is
not an exception. A comparison showed that strategic planning became
important in organisations whose leaders understood and paid attention
to the process; for example, after the reform of the civil service in
2002, the then prime minister, Taksin Shinawatra, paid attention to the
policies to improve civil service in response to social needs and also
to promote organisational effectiveness. Consequently, every government
agency adopted strategic planning as an administrative tool. The process
was continuous. However, after Taksin's term, the strategic mission
was no longer seriously implemented (Choonhaklai, 2012:214). The lack of
seriousness and continuity leads to limited success of strategic
planning, inadequate improvement of the knowledge and understanding of
personnel and insufficient participation. As a result, the strategic
mission becomes part of routine work (Choonhaklai 2012:214).
Top-down administration
The bureaucratic system according to the classical theory, eg Max
Weber, Frederick W. Taylor and Henri Fayol, is very influential to the
Thai system, in which organisations are closed and centralised systems
with command-line administration and without participation from internal
and external stakeholders. This explains why the participants in the
strategic planning, especially lower ranks, shied away from expressing
their views. It was found in many places, not only Thailand, where
strategies were determined by higher administrators (Poister, Pitts,
& Edwards 2010:539). When strategic planning is caught in the
command line, the resulting plans are not connected to the planning
process and do not lead to outcomes that meet the organisations'
needs, but the requirements of external organisation, the OPDC.
Work characteristics
Most agencies under the Ministry of Justice are required to perform
as prescribed by laws, regulations and orders. They share common
missions that are their routine work. For example, the Central Institute
of Forensic Science, the Department of Special Investigation, the Legal
Execution Department, the Department of Corrections, the Office of the
Narcotics Control Board, and the Office of Public Sector Anti-Corruption
Commission do not seek satisfaction from clients. The characteristics of
their work prevent creation of new missions or strategies to compete
with other organisations and therefore obstruct the system of strategic
planning.
RECOMMENDATIONS
Policy recommendations
Although the linkage between the three elements-determinants,
strategic planning and outcomes was weak, partly due to the cultural and
organisational constraints, the strategic planning processes by the
agencies under the Ministry of Justice can, in practice, be separated
from routine work. To do so, these agencies need to improve the quality
of personnel so that they are goal-oriented and can contribute to the
organisational development to adapt to changes and accomplish their
goals and missions. Hellriegel et al (2001 cited by Sun & Xu
2012:70) suggest that organisations should communicate with their
personnel about personal and organisational values, promote team working
and recognition, and implement a reward-and-punishment system for
desired behavioural outcomes. Many organisations can develop the
outcome-oriented system and culture by building common understanding in
their personnel so that they realise the importance of strategic
planning. In some organisations, for example, strategic missions are on
the agenda of monthly meetings. Some organisations require that new
projects are aligned with missions and strategies (Hu, Kapucu, &
O'Byrne 2014:93). Organisations need to create common understanding
that strategic planning is a systematic way that helps the leaders to
understand future environments in different dimensions and see how to
achieve goals and visions. The strategic planning comprises methods and
activities that inform how the achievements can take place (Gordon
2005:1). It is also a process whereby stakeholders share opinions and
reach agreements about missions and priorities (Allison & Kaye
1997:1). In addition, organisations should show that strategic planning
can benefit individuals, groups, the organisations and communities and
that it can help the organisations achieve their goals and create a
better future for younger generations (Bryson 2004:8)..
RESEARCH RECOMMENDATIONS
Since the Ministry of Justice and others have extensively
implemented the policy of strategic planning, the findings of the weak
linkage between elements in the process point to an urgent need to
conduct a study to find out how to strengthen the connection between
these elements. It is important that the research focuses on the whole
picture of the planning process, which has been missed by other studies
that pay attention to specific elements, eg leadership, perception and
understanding and organisational competence.
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