DOMESDAY ECONOMY: ANALYSIS OF THE ENGLISH ECONOMY EARLY IN THE SECOND MILLENNIUM.
McDonald, John
John McDonald [*]
The Domesday Survey of 1086 provides high quality and detailed
information on the outputs, inputs and tax assessments of most English
manors. These data can be used to reconstruct the eleventh century
Domesday economy. This article describes the Survey, the contemporary
institutional arrangements, and the main features of Domesday
agricultural production. It shows how frontier methods can be used to
assess the efficiency of production and the impact of the feudal and
manorial systems on input productivities and production output. The
frontier analysis suggests that the average efficiency level of Domesday
estates relative to the best practice of the time was similar to, or
more favourable than, that of production units in more modern primary
industry. Also, input rigidities induced by feudalism and manorialism
resulted in widely differing input productivities across estates, and a
very significant reduction in overall output.
Introduction
Early in the millennium, some 900 years ago, a remarkable survey
was undertaken. The survey, which has become known as the Domesday
Survey, was ordered by William (the Conqueror), King of England. It
covered most English manors in 1086. Landholders answered questionnaires
and their responses, not regarded as confidential, were then publicly
verified in local courts. The Survey provides surprisingly high quality
and detailed information on manorial net incomes, resources and tax
assessments. These data can be used to reconstruct the economy of the
time -- production and tax relationships can be estimated; and issues
such as the efficiency of production, the fairness of the tax system,
and the influence of the feudal and manorial systems on production
investigated.
Publications describing this research include McDonald and Snooks
(1985a, b, c), (1986) and (1987a, b) and McDonald (1997) and (1998).
In this article I review some of the most recent findings relating
to eleventh century production efficiency, and the impact of the feudal
and manorial systems on production. A more detailed account is given in
McDonald (1998).
The Domesday Survey
The results of the Domesday Survey were compiled into a document
that later became known as Domesday Book. The Survey is thought to have
had a dual fiscal and feudal purpose. It provided essential information
to revise tax assessments and also documented the feudal structure --
'who held what, and owed what, to whom' For many years after
William's death Domesday Book was extensively used in the courts to
resolve disputes over land title. It was only in this later period
referred to as 'Domesday Book', the book of last judgement,
for in land disputes there was no appeal beyond its pages -- land rights
could be traced to Domesday Book but no earlier.
The Survey and compilation of Domesday Book took about twenty
months, from Christmas 1085 to the death of William in September 1087.
The availability of Anglo-Saxon documents, particularly tax lists,
helped to speed the work.
The English counties were grouped into seven circuits. A team of
commissioners, consisting of lay barons, bishops and lawyers with few
land holdings or other interests in the area, organised the survey in
each circuit. The commissioners sent out a list of questions to land
holders. The responses were then reviewed in county courts by local
juries. Next, county and circuit returns were constructed. Finally, the
Exchequer at Winchester received the circuit returns, summarised and
edited them, and compiled Domesday Book.
Domesday Book consists of two volumes, Great (or Exchequer)
Domesday and Little Domesday. Great Domesday is a summarised version of
the returns for the first six circuits. Little Domesday is a more
detailed survey circuit return for circuit VII: Essex, Norfolk and
Suffolk. It is thought that William died before this circuit return
could be included in Great Domesday, and with his death the survey
process was terminated.
The information in Domesday Book mainly consists of lists of
information about manors or estates. The estate information is organised
by county and within each county the estates of the king, ecclesiastical
and lay lords are presented. A typical manorial entry lists the
resources available on the estate in 1086: for example, the number of
livestock, and various kinds of labour and ploughteams. It also gives
the manorial net income (referred to as the 'annual value')
and tax assessment. Often there are also data relating to 1066 and
sometimes for an intermediate year.
Unlike modern surveys, the Domesday Survey was a public event.
Individual questionnaire responses were not treated confidentially, but
were verified in the courts by local land holders under oath. It is also
thought that the work of the commissioners was monitored by agents of
the king. Given these safeguards, it would seem there was little
possibility of significant misrepresentation or falsification going
undetected.
The Domesday scholar, H.C. Darby, described Domesday Book as
'the most remarkable statistical document in the history of
Europe' (Darby, 1977, p. 12). It is remarkable as an historical
record, but even in the modern era there can be few publicly available
data-bases that provide such comprehensive, detailed and carefully
checked information on the performance of individual production units.
[1]
Domesday England and Domesday production
William invaded England when he was Duke of Normandy, twenty years prior to the Survey, in Autumn 1066. The invasion followed a dispute
over succession to the English throne following the death of Edward (the
Confessor). The English contender, Harold (son of Godwine) having just
defeated an invasion force led by Harold Hardrada, King of Norway, at
Stamford Bridge, marched south to block William's northern advance
from the Kentish coast. At the Battle of Hastings, Harold was killed.
William was victorious, later being crowned king in London on Christmas
Day. Subsequently the Norman invaders faced a series of rebellions until
1075, including a major disturbance in the north during 1069-70 which
was brutally put down by the king's forces. To safeguard the realm
a network of castles was constructed. Initially they were simple
motte-and-bailey constructions. Later they were rebuilt in stone.
England in 1066 was one of the wealthiest countries in Northern
Europe with an economy based on agriculture, wool and fisheries. It
possessed a well-developed administrative system. The country was
divided into shires or counties, which were subdivided into local areas
called hundreds. There was an effective taxation system based on the
county and hundred units and royal orders could be issued via the county
and hundred courts. The Normans retained much of this local government
structure but largely eliminated the English aristocracy, many of whom
were killed or exiled.
Having dispossessed the English aristocracy, William took large
estates for himself and redistributed land to his supporters. The lands
of over 4,000 English lords were seized and passed to less than 200
Norman and French barons. Holding major estates on the borders, the
barons protected England from attack from without; and, by holding
dozens of other estates scattered through the counties, they
consolidated Norman rule.
In 1086, when the Survey was undertaken, agriculture was the
dominant economic activity. In the east of England and the Midlands
arable farming using oxen ploughteams was of major importance. Wheat,
oats, barley and rye were grown. Stock rearing was more widespread in
the south west of England. On poorer lands sheep were grazed for wool,
with some wool exported to the continent. Vegetables were grown, pigs
produced for meat, chicken for eggs and bees for honey. Feudalism and
manorialism were important institutional influences on the organisation
of production. In a feudal system land was held by feudal contract,
with, in theory, all land belonging to the king. Tenants-in-chief held
land directly from the king, in return for supplying knights and
military support when required. They might then grant some of the land
to sub-tenants in return for services.
Manorialism regulated the contract between lord and peasant and
greatly influenced work practices on the estate. The estate consisted of
two parts: the lord's demesne and the peasants' land. The
lord's demesne, or home farm, produced output for the lord, whereas
the peasants' land was used to sustain the peasants and their
ploughteams. In return for protection, housing and the use of land to
grow their own crops, the peasants supplied work on the demesne. The
estate relied on a residential workforce, the peasants being bound to
the lord and the manor.
The feudal and manorial systems provided the Norman hierarchy with
many economic, social and political benefits. The peasants, being tied
to the manor, were easily controlled and exploited. They had little
bargaining power. Feudal land tenure provided a structure to maintain
the military system but also helped to limit the power of feudal barons.
A consequence of the arrangements was that active land and labour
markets were discouraged. Although output trading was extensive, trading
in inputs was not widespread and estates were essentially worked with a
fixed set of resources.
In England at the time of the Survey, feudalism and manorialism
existed in modified forms. A few of the peasants (freemen and sokemen)
had a freer way of life than the majority of bordars and villans (or
villeins), slaves (or serfs) also worked the demesne land, there was
some work for wages and land was sometimes leased, but despite this,
input trading was very restricted. The economic costs of input rigidity are investigated in the final section of this article.
Domesday Book provides detailed information on production on the
lord's demesne. The inputs, capital consisting of ploughteams and
livestock, land and labour, are listed, and the annual demesne net
output or annual value is recorded. The annual value is the annual value
of gross demesne production less goods produced to maintain resources
that accrued to the lord from working the manor, or, if the manor was
leased out, the rent obtained. Whilst this overall value measure of
output is recorded in Domesday Book, the quantities of outputs and
prices are not. Also, there is very little information available on
input prices and peasant production.
Peasants and slaves consumed goods produced on the estate; however,
the lord consumed many high quality goods produced elsewhere. Goods,
such as cereals, vegetables, cheese, meat, wool and honey, were traded
for items such as agricultural tools, military hardware, glass, lead and
other building materials, finely crafted furniture, textiles and fine
clothing. In addition, estate output needed to be sold to pay the geld -- a major tax on the manor averaging about 15 per cent of the annual
value in 1086. In these circumstances a rational manorial lord would
have attempted to organise production in a technically efficient way.
There were limited opportunities for input substitution, as the estate
was, in essence, run with a fixed set of inputs, but outputs could be
chosen so as to maximise the net value of goods produced. The lord could
then trade to maximise utility from consumption. [2]
Background to this study
There is a long tradition of Domesday scholarship. Since Victorian
times historians have used the Domesday Book to study the political,
institutional and social structures of eleventh century England, and the
geography of Domesday England has been carefully documented. However,
the early scholars tended to draw away from economic issues. They were
unable to perceive that systematic economic relationships were present
in the Domesday economy, and estate production and the tax system were
viewed as 'arbitrary'. Often manorial production was seen as
being organised haphazardly according to local custom and tradition. In
contrast to the Normans' undoubted efficacy in civil administration
and military matters, economic production was regarded as poorly
organised (see McDonald and Snooks, 1985a, b and 1986, especially
chapter 3).
H.C. Darby, for example, the authority on the geography of Domesday
England, considered that there was no consistent relationship linking
the manorial annual values and inputs. Referring to the estates of the
county of Essex, he concluded, 'Generally speaking, the greater
number of ploughteams and men on a holding, the higher its [annual]
value, but it is impossible to discern any consistent relation between
resources and value'. (Darby, 1952, pp. 228-9). Darby made similar
statements for other Domesday counties (eg Darby and Maxwell, 1962, pp.
43, 125, 199, 302-3, 352, etc).
One explanation why the Domesday scholars were unable to discover
consistent relationships in the economy lies in the empirical method they adopted. Rather than examining the data as a whole using
statistical techniques, conclusions were drawn by generalising from a
few (often atypical) cases. It is not surprising that no consistent
pattern was evident when data were restricted to a few unusual
observations. It would also appear that the researchers often did not
have a firm grasp of economic theory (for example, seemingly being
perplexed that the same annual value, that is, net income, could be
generated by estates with different input mixes, see McDonald and
Snooks, 1986, chapter 3).
In a series of studies (McDonald and Snooks, 1985a, b, c, 1986 and
1987 a, b) using modern economic and statistical methods, Graeme Snooks
and I reanalysed manorial production and tax relationships. The studies
show that strong relationships existed linking estate net output to
inputs, and tax assessments to manorial income and resources. The
evidence suggested that in many ways Domesday landholders operated in a
manner similar to modern entrepreneurs. Unresolved by this research was
the question of how similar was the pattern of medieval and modern
economic activity. [3]
In particular, how well organised was estate production? Allowing
for differences in technology and the institutional structure, was
economic production as efficient (on average) in Domesday England as in
more modern societies? To answer such questions, Farrell (1957, p 262)
recommended comparing the structure of efficiency, and on pages 111-2,
the structure of efficiency of Domesday agricultural production is
compared with similar production activity in more recent times.
The first stage in the comparison is to calculate efficiency
measures for Domesday production units. Once this is done a range of
interesting questions can be investigated, such as which estates were
efficient and why? Were some tenants-in-chief more efficient (on
average) than others? Were estates located near urban centres more
efficient? What were the effects of different tenancy arrangements, soil
conditions and the mix of agricultural production practised? And how did
the dominant influences of feudalism and manorialism influence
productivity across estates?
The remainder of this article addresses some of these issues. In
the next section, the method used to measure estate efficiency is
described. The method is used to calculate efficiency measures for the
lay estates of Essex in 1086. Essex was chosen because more detailed
data are available on the counties described in Little Domesday and the
manorial entries for Essex are easier to interpret than those for
Norfolk and Suffolk. [4] The following section reviews some factors
associated with efficiency. The structure of Domesday manorial
efficiency is then compared with that of three more modern production
environments and, finally, the question of the economic cost of input
rigidities induced by the feudal and manorial systems is examined.
Measuring Domesday manorial efficiency
A frontier method was used to measure the efficiency of the
Domesday estates. When there is only one input, the basic idea behind
the method can be illustrated diagrammatically. In Chart 1, output is
measured along the vertical axis and the single input along the
horizontal axis. The production of three estates A, B and C is described
by the three points A, B and C. Estate A uses three units of input to
produce two units of output; B, six units of input to produce three
units of output and C, six units of input to produce two units of
output. Now assume the production technology displays constant returns
to scale (CRS). The way estate A operates can be thought of as a
production process. With CRS, using A's production process but half
as much input, an estate could produce half as much output as A,
producing at the point [A.sup.*]. Also, by using twice as much input as
A, an estate could produce at [A.sup.**], where output is twice that of
A.
Using this argument, we can reason that with CRS an estate could
produce at any point on the ray from the origin, 0, through A. It is
clear that, for given input levels, output would be less if estate B or
C's production process were used, so the CRS frontier is the ray
from 0 through A.
Once the frontier has been determined, efficiency measures for each
estate can be calculated. Defining efficiency, e, as the ratio of actual
to frontier output, the efficiency of estate A, [e.sub.A] = 2/2 = 1, of
estate B, [e.sub.B] = 3/4 and of C, [e.sub.C] = 2/4 = 1/2.
In some production situations the CRS assumption will be a poor
approximation to reality. The frontier and efficiency measures can,
however, be constructed by using weaker technological assumptions. An
example is variable returns to scale (VRS) technology, where it is
assumed that production can be carried out by using the different
observed estate production processes in combination.
For example, it is assumed that an estate could use A's
production process half of the time and estate B's process half of
the time. It would then produce on the dashed line half way between A
and B. (11/2 units of input using A's process would produce 1 unit
of output, and 3 units of input using B's process would produce
11/2 units of output, thus giving a total input level of 4 1/2 units and
total output of 21/2 units). By using process A for part of the time and
process B for the remainder, it can be argued that an estate could
produce at any point on the dashed line between A and B.
Also, if inputs can be left idle without cost, then an estate could
produce at any point to the right of the dashed line AB, including
points on the dashed horizontal line to the right from B. If output can
be disposed of without cost, then an estate could produce at any point
below the two dashed lines. With VRS technology (which allows free
disposal of inputs and outputs) the frontier is the dashed line AB and
the dashed horizontal line to the right of B. Relative to this frontier,
estate A's efficiency, [e.sub.A] = 2/2 = 1 estate B's
efficiency, [e.sub.B] = 3/3 = 1 and [e.sub.C] = 2/3. Now estate B is
judged (fully) efficient, and estate C more efficient than when CRS
technology was assumed. If we have a large sample of estate observations
and the true frontier is the CRS frontier, we would expect the
constructed VRS frontier to approximate the CRS frontier over observed
input and output levels, and display approximately CRS. (See Debreu,
1951; Farrell, 1957; Farrell and Fieldhouse, 1962; Shephard, 1970, 1
974; Afriat, 1972; Koopmans, 1977; Fare, Grosskopf and Lovell, 1983,
1985; Grosskopf, 1986 and McDonald 1998, chapter 2 for further
information on these methods).
VRS and CRS frontiers were constructed using the 1086 Essex lay
estate input and output data. Table 1 provides information on these
data. Information is available on 577 estates. The net output measure,
the annual value, was recorded in Domesday Book in pounds and shillings
(20 shillings to the pound). Estate annual values ranged from 3 to 1200
shillings. The distribution of estate annual values is skewed to the
right with the mean (108.5 shillings) considerably greater than the
median (65 shillings). 75 per cent of estates had an annual value of 30
shillings or more, and 25 per cent an annual value of 140 shillings or
more.
Turning to the inputs, arable farming relied on the use of
ploughteams. All but nine estates had at least one demesne ploughteam
(which were only employed on demesne land). The peasants also possessed
ploughteams which they used to work the demesne when they gave service.
Labour consisted of slaves (often associated with the demesne
ploughteams) and peasants. Freeman and sokemen are recorded on about 10
per cent of estates, bordars on over 90 per cent, and villans and slaves
on about 60 per cent of estates. About 60 per cent of estates list some
livestock (sheep, swine, cattle and goats). Meadowland was present on
about three quarters of estates and woodland and pasture were also
recorded. [5]
The estimated frontiers suggest that CRS is a good description of
Domesday production. The estimated VRS technology frontier indicates
very mildly increasing, but very close to CRS (see McDonald, 1998, p.
112). Further empirical evidence supporting the CRS assumption is
available from production function estimates. Constant elasticity of
substitution and flexible form production functions estimated from
Domesday production data also suggest close to CRS (see McDonald and
Snooks 1986, chapter 10, and McDonald 1998, chapter 5). The nature of
production confirms the plausibility of CRS. Production on large and
small estates usually involved applying essentially the same process but
in different multiples. For example, arable agriculture was based on
applying oxen ploughteams with their complement of manpower. CRS seems
plausible because it is reasonable to expect that roughly twice as much
land was ploughed with two ploughteams in a day as with one. There are
strong reasons, then, for focussing the analysis on e fficiency measures
calculated assuming CRS technology.[6]
Factors associated with manorial efficiency
Estate CRS efficiency measures ranged from 0.159 for Paglesham, an
estate of Robert Corbutio in the hundred of Rochford, to 1 for 96
estates (located on the frontier). 25 per cent of estates had an
efficiency measure of 0.435 or less, the median value was 0.625, and 25
per cent of estates had a measure of 0.861 or greater. Mean efficiency
was 0.643 and the standard deviation 0.243. With over 25 per cent of
estates operating with less than 50 per cent optimal efficiency, it
might be thought that Domesday agriculture was indeed haphazardly
organised. As will be shown below, however, this variation in
performance is usual in primary production.
In McDonald (1998, chapter 4.6) the efficiency measures are used to
examine production on individual estates. The geographical location of
almost all estates is known, and often there is a wealth of local
information about an estate, as well as information from the Domesday
Book entry. It is possible to compare the economic performance of
estates with similar input levels and speculate as to why one estate
appears more efficient than another. Such comparisons provide valuable
insights into the nature and structure of Domesday production.
It is also possible to search more directly for factors associated
with efficiency, and it would be interesting to know which
tenants-in-chief ran efficient estates. We might expect that a
tenant-in-chief would have operated his estates in a similar way based
on his knowledge and experience. The average level of efficiency of the
estates would then reflect the entrepreneurial ability of the
tenant-in-chief.
Table 2 lists the mean efficiency of the estates of the eighteen
largest tenants-in-chief in Essex (all had at least ten estates in
Essex, although some had fewer than ten estates in our sample). Eudo
dapifer's estates were the most efficient on average. Mean
efficiency was 0.735, 0.092 greater than the overall mean for all
estates of 0.643. Eudo dapifer held 25 estates in Essex (24 in our
sample), a quarter of those in the sample were fully efficient. Count
Eustace of Boulogne has the second largest mean efficiency (0.704).
Count Eustace held the largest number of estates in the county (81, with
72 in our sample); of those analysed 29 per cent were fully efficient.
Many of those who held less efficient estates such as Peter de Valognes,
Roger de Ramis, Robert son of Corbutio, Count Alan of Brittany and John
son of Waleram held fewer than twenty estates in Essex. Interestingly,
the tenants-in-chief holding the largest number of estates in Essex
tended to hold more efficient estates. Of the nine tenants-in-chi ef
holding most estates in the county, only two have mean efficiency values
below the overall mean.
Statistical tests (McDonald 1998, chapter 4.8) indicate that estate
efficiency values vary significantly with the tenant-in-chief, thus
providing empirical support for the idea that tenants-in-chief did
operate their estates at different efficiency levels according to their
entrepreneurial flair.
High estate efficiency may result from location in an area with
better transport, access to a town market, a better local climate or
soil, a more favourable tenancy arrangement, production of a more
profitable product, and many other reasons. Much of the available
information on these factors is estate specific and not recorded on a
uniform basis for all estates. Nevertheless, some measures can be
calculated for all estates in the sample, and when this is the case,
statistical methods can be used to assess whether estate efficiency is
significantly related to the factors.
Five measurable factors are proximity to an urban centre, the
economic size of the estate, the kind of agriculture practised, the
tenure arrangement, and geographical (soil) region location.
A multiple regression of estate efficiency value on variables
measuring these factors, the estate's tenant-inchief and hundred
locations indicated that the tenant-in-chief, hundred location, size,
and kind of agriculture effects were significant influences on
efficiency, but the urban centre, tenure and soil region effects were
not. The results indicated that larger estates tended to produce closer
to the frontier (even though the frontier itself displays CRS), and
estates specialising in grazing tended to be more efficient. In Essex
sheep were the dominant livestock and the high efficiency levels for
grazing estates would seem to reflect the high profitability of wool
production at the time. This and other statistical analyses of factors
affecting estate efficiency are discussed in detail in McDonald (1997)
and (1998, chapter 4.8).
How efficient was Domesday production?
Clearly, in an absolute sense Domesday estate production was
inefficient. With modern technology, using, for example, motorised tractors, output could have been increased many-fold. A more interesting
question is: given the contemporary technology and institutions, how
efficient was production?
The frontier measures best practice, given the economic
environment, and one way of answering the question is to measure how
far, on average, estate production was below the best practice frontier.
Providing some estates were effectively organised, so that best practice
was good practice, this will be a useful measure. If many estates were
run haphazardly and ineffectively, average efficiency will be low and
efficiency dispersion measures large. Comparisons with average
efficiency levels in similar production situations will give an
indication of whether Domesday average efficiency was unusually low.
A large number of efficiency studies have been reported in the
literature (see McDonald 1998, chapter 6.2). The studies show that
average efficiency levels vary markedly not only with the production
activity examined, but also the method used to measure efficiency and
the level of aggregation of the production units. Three case studies
with characteristics similar to Domesday production are Hall's
(1975) study of agriculture after the Civil War in the American South,
Hall and LeVeen's (1978) analysis of small Californian farms and
Byrnes, Fare, Grosskopf and Lovell's (1988) study of American
surface coalmines. For all three studies the individual establishment is
the production unit, the economic activity is unsophisticated primary
production and CRS frontier methods are used to measure efficiency.
Hall's (1975) study is based on 2117 farms in the American
South between 1870 and 1880. It is particularly interesting that, as
with the Domesday study, the data refer to a period about two decades
following invasion and major disruption to society (the American Civil
War and the abolition of slavery). The main outputs on the farms were
cotton and corn. Hall measured cotton in bales less the value of
fertiliser (converted to units of cotton bales) and corn in bushels. The
inputs were labour, measured physically in full-time equivalents;
workstock, the number of horses, asses, mules and working oxen; the
value of implements; total farm acres (used to measure the contribution
to final output of land not actually producing crops); and a land
quality index.
Hall measured mean technical efficiency on Southern farms to be
0.419 (or 42 per cent), with a standard deviation of 0.203 (20 per
cent). This compares with a value for mean Domesday (overall) efficiency
of 0.643 (or 64 per cent) and standard deviation 0.243 (24 per cent).
Technical efficiency is only a component of overall efficiency. When
Southern agriculture average efficiency is measured on a comparable
basis, mean farm efficiency falls to 36 per cent. These calculations
suggest that Domesday estates were, on average, considerably more
efficient than Southern farms.
In Hall and LeVeen's (1978) study of 75 small Californian
fruit and vegetable farms in the 1970s, farm output was the value of
aggregate agricultural production and the inputs were acres of land,
man-days of family labour, the dollar-value of hired labour, physical
capital and material expenses. Mean farm technical efficiency was
calculate to be 67 per cent, and overall efficiency only 28 per cent.
Domesday mean overall efficiency (64 per cent) is similar to Californian
farm mean technical efficiency and much greater than mean overall
efficiency.
The third study by Byrnes, Fare, Grosskopf and Lovell (1988) is of
production of American surface coalmines. The activity, although not
agriculture, is simple primary production. The data relate to 84
Midwestern mines in 1978 and 64 Western mines over all or part of
1975-8. Mean overall efficiency for both the Midwestern and Western
mines was 61 per cent, just marginally below the Domesday mean of 64 per
cent. Standard deviations were very similar in all three cases
(approximately 24 per cent).
The comparisons suggest that, on average, Domesday estate
production was more efficient than production on post-bellum Southern
farms and small Californian farms in the 1970s, and average efficiencies
were very similar for Domesday estates and US surface coalmines.
Certainly, the average Domesday estate efficiency level does not appear
to be unusually low when compared with average efficiency levels in
similar production situations.
The output cost of feudalism and manorialism
Largely through the influences of feudalism and manorialism,
Domesday agriculture suffered from poorly developed factor markets and
considerable immobility of inputs. Although there were exceptions to the
rule, as a first approximation, manorial production can be characterised
in terms of estates worked by a residential labour force using the
resources which were available on the estate.
Input productivity depends on the mix of inputs used in production
and, with estates endowed with widely different resource mixes, it is
not surprising that input productivities varied widely across estates.
It is true that, even with input immobility, the processes of input
substitution and output trading could result in similar input
productivities across estates, but the opportunities for substitution of
capital, labour and land inputs were limited, and conditions leading to
equalisation of factor productivities through output trading (such as
low transport costs) were clearly not met in Domesday England.
Measures of input productivity on each estate are available from
the Domesday frontier efficiency analysis. These input shadow prices
indicate very considerable variation in the productivity of all inputs
across estates. An estate's input shadow price measures the
increase in net output that can be achieved by an efficient estate,
operating at the estate's input level, when an extra unit of the
input is used in production. The mean shadow price for a villan was 8.2
shillings (4lp) per annum. The standard deviation was 11.1 shillings
(55p) and interquartile range 10.0 shillings (5Op). On some estates, the
shadow price was zero. These statistics suggest a wide dispersion of
villan productivity across estates. The shadow prices of other inputs
also displayed wide dispersions (see McDonald 1998, chapter 4.9).
If the productivity of villans was higher on one estate than
another, there was potential to increase total output by increasing use
of villans on the more productive estate and reducing use on the less
productive estate. The greater the difference in productivity on the
estates, then the greater the possible increase in total output and the
greater the economic cost of an institutional arrangement that
discouraged mobility of inputs.
The frontier efficiency analysis allows us to estimate the economic
cost of input rigidity induced by the feudal and manorial arrangements.
An idea of the cost of factor rigidity can be obtained by estimating the
total net output, had all estates been run efficiently at the frontier,
and comparing this total with the total net output achievable had
production been at the frontier and input mixes variable.
The total net output that would have been generated had all estates
produced at the frontier is equal to [Sigma][V.sub.i][[e.sup.-1].sub.i]
where [V.sub.i] is net output and [e.sub.i] the efficiency measure of
the ith estate.
Because Domesday production was characterised by CRS, productivity
did not vary with the scale of production, and the total net output had
production been at the frontier and input mixes variable will be equal
to the net output generated by a single estate operating at the frontier
using input levels equal to the totals for the 577 Essex lay estates.
The calculation indicates that, if inputs had been mobile, an increase
in total net output of 40.1 per cent would have been possible. This
potential loss in output is considerable. The frontier analysis
indicates the loss in total net output resulting from estates not being
fully efficient was 51.0 per cent. The loss in output due to input
rigidities is smaller, but of a similar order of magnitude.
Conclusion
Data generated by the Domesday Survey enable us to recreate the
economy of the time. Production and tax relationships can be estimated,
the production of individual estates examined, and issues such as the
efficiency of Domesday estate production, the impact of feudalism and
manorialism on production and the fairness of the tax system (see
McDonald 1998, chapter 6.4-6.7) investigated. It is remarkable that so
much can be discovered about the English economy in the first century of
the second millenium, almost one thousand years ago.
(*.) Professor of Economics, Flinders University, GPO Box 2100,
Adelaide 5001, Australia. e-mail: john.mcdonald@flinders.edu.au. I would
like to thank Eva Aker for excellent research assistance, Knox Lovell
and Jonathan Pincus for their support throughout the project, S. Snap
for her caring assistance, and the Australian Research Grants Council
and Flinders University for financial support. Any errors are my
responsibility.
Notes
(1.) Further background information on Domesday England is
contained in McDonald and Snooks (1986, chapters 1 and 2; 1985a, 1985b,
1987a and 1987b) and McDonald (1998). For more comprehensive accounts of
the history of the period see Brown (1984), Clanchy (1983), Loyn (1962,
1965, 1983), Stenton (1943) and Stenton (1951). Other useful references
include Ballard (1906), Darby (1952), (1977), Galbraith (1961),
Hollister (1965), Lennard (1959), Maitland (1897), Miller and Hatcher
(1978), Postan (1966, 1972), Round (1895, 1903), the articles in
Williams (1987) and references cited in McDonald and Snooks (1986). The
Survey is discussed in McDonald and Snooks (1986, section 2.2), the
references cited there, and the articles in Williams (1987). The
Domesday and modern surveys are compared in McDonald and Snooks (1985c).
(2.) The characterisation of manorial production is discussed in
more detail in McDonald and Snooks (1986, sections 6.2 and 10.6).
(3.) Others who have made important contributions to our
understanding of the Domesday economy include Miller and Hatcher (1978),
Harvey e.g. (1983) and the contributors to the volumes edited by Aston
(1987), Halt (1987), Hallam (1988) and Britnell and Campbell (1995)
(especially, Snooks, 1995).
(4.) The data file was compiled in 1990 by Eva Aker under the
direction of the author with the aid of a Flinders University research
grant. The file was compiled directly from Domesday Book entries in the
Victoria County History of Essex which were checked against a facsimile
of the Latin transcript and an English translation in the so-called
Phillimore edition (Morris 1975). A general rule of thumb was developed
that only entries for which (1) net income (annual value) is positive,
(2) either ploughteams or livestock entries are positive (or both), and
(3) there is a positive entry for at least one labour variable, were
retained for analysis. In addition, seven other entries were deleted
either because they were implausible or incomplete. Further details are
given in McDonald (1998).
(5.) All livestock, other than horses, were combined into one
variable, using market values. The weights for livestock were: cows, 24;
swine, 8; sheep, 5; and goats, 4. Sources for underlying market prices
include Maitland (1897, reprinted 1921, p. 44), Ballard (1906, p. 27),
Round (1903, p. 367) and Raftis (1957, p. 62). Horses were excluded
because they were used largely for non-productive military and leisure
purposes. It was not until the thirteenth and fourteenth centuries that
ploughing with horses became commonplace. Horses cost more to keep than
oxen because of the cost of shoeing and the need to feed them oats in
winter, whereas oxen could survive on hedge clippings, see Postan (1972,
p. 80), Hallam (1981, p. 54) and Langdon (1982). Regression estimates
that support the contention that horses did not have economic
significance are reported in McDonald and Snooks (1985b). There is also
patchy information on beehives, fisheries and other minor resources, but
it is uncertain whether returns from these a ctivities are contained in
the estate annual values.
(6.) Estate efficiency measures based on other technological
assumptions are analysed in McDonald (1998, chapter 4.10).
References
Afriat, S. (1972), 'Efficiency estimation of production
functions', International Economic Review, 13, pp. 568-98.
Aston, T.H. (ed.) (1987), Landlords, Peasants and Politics in
Medieval En gland, Cambridge, Cambridge University Press.
Ballard, A. (1906), The Domesday Inquest, London, Methuen.
Brittnell, R.H. and Campbell, M.S. (eds) (1995), A Commercialising
Economy: England 1086 to c. 1300, Manchester, Manchester University
Press.
Brown, R. A. (1984), The Normans, Woodbridge, Boydell Press.
Byrnes, P., Fare, R., Grosskopf, S. and Lovell, C.A.K. (1988),
'The effect of unions on productivity: US surface mining of
coal', Management Science, 34, pp. 1037-53.
(1977), Domesday England, reprinted 1979, Cambridge, Cambridge
University Press.
Clanchy, M.T. (1983), England and its Rulers, 1066-1272, Glasgow,
Fontana.
Darby, H.C. (1952), The Domesday Geography of Eastern England,
reprinted 1971, Cambridge, Cambridge University Press.
Darby, H.C. and Maxwell, I.S. (eds) (1962), The Domesday Geography
of Northern England, Cambridge, Cambridge University Press.
Debreu, G. (1951), 'The coefficient of resource
utilization', Review of Economic Studies, 9, pp. 300-12.
Fare, R., Grosskopf, S. and Lovell, C.A.K. (1983), 'The
structure of technical efficiency', The Scandinavian Journal of
Economics, 85, pp. 181-90.
(1985), The Measurement of Efficiency of Production, Boston,
Kluwer-Nijhoff.
Farrell, M.J. (1957), 'The measurement of productive
efficiency', Journal of the Royal Statistical Society, Series A,
120, pp. 253-81.
Farrell, M.J. and Fieldhouse, M. (1962), 'Estimating efficient
production functions under increasing returns to scale', Journal of
the Royal Statistical Society, Series A, 125, 2, pp. 252-67.
Galbraith, V.H. (1961), The Making of Domesday Book, Oxford,
Clarendon Press.
Grosskopf, S. (1986), 'The role of the reference technology in
measuring productive efficiency', The Economic Journal, 96, pp.
499-513.
Hall, A. R. (1975), 'The efficiency of post-bellum southern
agriculture', Ann Arbor, Michigan, University Microfilms
International.
Hall, B. F. and LeVeen, E.P. (1978), 'Farm size and economic
efficiency: the case of California', American Journal of
Agricultural Economics, 60, pp. 589-600.
Hallam, H.E. (1981), Rural England 1066-1348, Brighton, Fontana.
(ed.) (1988), The Agrarian History of England and Wales, II: 1042-1350,
Cambridge, Cambridge University Press.
Harvey, S.P.J.(l983), 'The extent and profitability of demesne
agriculture in England in the latter eleventh century', in Aston,
T.H. et al. (eds), Social Relations and Ideas: Essays in Honour of R.H.
Hilton, Cambridge, Cambridge University Press.
Hollister, C.W. (1965), The Military Organisation of Norman
England, Oxford, Clarendon Press.
Holt, J.C. (ed.) (1987), Domesday Studies, Woodbridge, Boydell
Press.
Koopmans, T. C. (1977), 'Examples of production relations
based on microdata', in Harcourt, G.C. (ed.), The Microfoundations
of Macroeconomicss, Vol. 6, London, Macmillan.
Langdon, J. (1982), 'The economics of horses and oxen in
medieval England', Agricultural History Review, 30, pp. 31--40.
Lennard, R. (1959), Rural England 1086-1135: A study of Social and
Agrarian Conditions, Oxford, Clarendon Press.
Loyn, R. (1962), Anglo-Saxon England and the Norman Conquest,
reprinted 1981, London, Longman.
(1965), The Norman Conquest, reprinted 1981, London, Longman.
(1983), The Governance of Anglo-Saxon England, 500-1087, London,
Edward Arnold.
McDonald, J. (1997), 'Manorial efficiency in Domesday
England', Journal of Productivity Analysis, 8, pp. 199-213.
(1998), Production Efficiency in Domesday England, London,
Routledge.
McDonald, J. and Snooks, G.D. (1985a), 'Were the tax
assessments of Domesday England artificial? The case of Essex',
Economic History Review, 38, pp. 353-73.
(1985b), 'The determinants of manorial income in Domesday
England: evidence from Essex', Journal of Economic History 45, pp.
541-56.
(1985c), 'Statistical analysis of Domesday Book (1086)',
Journal of the Royal Statistical Society, Series A, 148, pp. 147-60.
(1986), Domesday Economy: A New Approach to Anglo-Norman History,
Oxford, Clarendon Press.
(1987a), 'The suitability of Domesday Book for diametric analysis', Economic History Review, 40, pp. 252-61.
(1987b), 'The economics of Domesday England', in
Williams, A. (ed.), Domesday Book Studies, London, Alecto Historical
Editions.
Maitland, F.W. (1897), Domesday Book and Beyond, reprinted 1921,
Cambridge, Cambridge University Press.
Miller, E., and Hatcher, J. (1978), Medieval England: Rural Society
and Economic Change 1086-1348, London, Longman.
Morris, J. (gen. ed.) (1975), Domesday Book: A Survey of the
Counties of England, Chichester, Phillimore.
Postan, M.M. (ed.) (1966), Medieval Agrarian Society in its Prime,
The Cambridge Economic History of Europe, Vol. I, Cambridge, Cambridge
University Press.
(1972), The Medieval Economy and Society: An Economic History of
Britain in the Middle Ages, London, Weidenfeld & Nicolson.
Raftis, J.A. (1957), The Estates of Ramsey Abbey: A Study in
Economic Growth and Organisation, Toronto, Pontificial Institute of
Medieval Studies.
Round, J.H. (1895), Feudal England: Historical Studies on the
Eleventh and Twelfth Centuries, reprinted 1964, London, Allen &
Unwin. (1903), 'Essex survey', in VCH Essex, I, reprinted
1977, London, Dawson.
Shephard, R.W. (1970), The Theory of Cost and Production Functions,
Princeton, Princeton University Press.
(1974), Indirect Production Functions, Mathematical Systems in
Economics, 10, Meisenheim Am Glad, Verlag Anton Hem.
Snooks, G.D. (1995), 'The dynamic role of the market in the
Anglo-Saxon economy and beyond, 1086-1300', in Brittnell, R.H. and
Campbell, M.S. (eds), A Commercialising Economy: England 1086 to c.
1300, Manchester, Manchester University Press.
Stenton, D.M. (1951), English Society in the Middle Ages, reprinted
1983, Harmondsworth, Penguin.
Stenton, F.M. (1943), Anglo-Saxon England, reprinted 1975, Oxford,
Clarendon Press.
Victoria County History (1900-), London, Oxford University Press.
Williams, A. (ed.) (1987), Domesday Book Studies, London, Alecto
Historical Editions.
Summary statistics for data used in study,
577 Essex lay estates, 1086
Variable Minimum Maximum Mean Median Standard deviation
Annual values 3 1200.0 108.5 65.0 131.8
Demesne ploughteams 0 10.0 1.9 2.0 1.3
Peasants' plo ughteams 0 37.5 2.3 1.0 4.1
Livestock 0 3816.0 542.4 388.0 656.3
Freemen & sokemen 0 37.0 0.6 0.0 2.8
Villans 0 72.0 4.1 1.0 7.3
Bordars 0 79.0 8.0 5.0 9.1
Slaves 0 20.0 2.2 1.0 2.8
Woodland 0 1500.0 105.9 30.0 189.0
Meadow 0 120.0 12.2 6.0 16.2
Pasture 0 1100.0 28.3 0.0 88.6
Note: Annual values are in shillings. Livestock is a weighted sum
of cows, swine, sheep and goats (see note 5). Woodland is measured in
terms of the number of swine that could be supported and pasture by the
number of sheep that could be supported. Meadow is in acres. The other
variables are measured by a count of their number.
Mean efficiency of estates of 18 largest
tenants-in-chief, Essex lay estates, 1086.
Tenants-in-chief Mean efficiency Standard deviation
of mean
Count Eustace 0.704 0.031
Suen of Essex 0.657 0.030
Geoffrey de Magna Villa 0.701 0.037
Robert Greno 0.519 0.035
Richard son of Count Gilbert 0.649 0.046
Ranuif Peverel 0.677 0.042
Ralf Baignard 0.636 0.040
Eudo dapifer 0.735 0.042
William de Warene 0.702 0.055
Ranulf brother of Ilger 0.615 0.055
Hugh de Montfort 0.630 0.055
Hamo dapifer 0.675 0.057
Peter de Valognes 0.454 0.050
Aubrey de Ver 0.590 0.051
Robert son of Corbutio 0.527 0.069
Count Alan 0.542 0.080
Roger de Ramis 0.471 0.075
John son of Waleram 0.553 0.087
Others 0.663 0.023
Tenants-in-chief Deviation from Number of estates
overall mean in sample
Count Eustace 0.061 72
Suen of Essex 0.014 57
Geoffrey de Magna Villa 0.058 42
Robert Greno -0.124 44
Richard son of Count Gilbert 0.006 29
Ranuif Peverel 0.034 37
Ralf Baignard -0.007 29
Eudo dapifer 0.092 24
William de Warene 0.059 18
Ranulf brother of Ilger -0.028 17
Hugh de Montfort -0.013 18
Hamo dapifer 0.032 15
Peter de Valognes -0.189 14
Aubrey de Ver -0.054 16
Robert son of Corbutio -0.117 11
Count Alan -0.101 9
Roger de Ramis -0.172 12
John son of Waleram -0.090 8
Others 0.020 105