The role of trust in citizen participation in building community entrepreneurial capacity: a comparison of initiatives in two rural Texas counties.
Summers, David F. ; Holm, James N. ; Summers, Cynthia A. 等
Research has shown that citizen participation in entrepreneurial capacity building programs
improves the outcomes and sustainability of the programs. Citizen
participation, however, involves
escalating effort and commitment as the level of participation
increases. This paper suggests that
the extent of participation is influenced by the level of trust
citizens have in the program leaders.
It appears that as the level of participation increases, the level
of trust needed to sustain
participation increases because of perceived increased personal
risk to the citizen. The results of
the development and implementation of programs in two rural Texas
counties are used to evaluate
trust's role in citizen participation in entrepreneurial
capacity building programs.
INTRODUCTION
Entrepreneurship is recognized as a critical component of economic
development (e.g., Formaini, 2001; Holcombe, 2003; Wennekers &
Thurik, 1999). While some resent research calls into question many of
the widely-held beliefs that may overstate the economic impact of small
firms (e.g. Shane, 2008), the critical role entrepreneurship plays in
rural community economies is well documented (e.g., Dabson, 2007;
Drabenscott, Novack, & Abraham, 2003; Drabenscott, 2006; Low,
Henderson, & Weiler, 2005). In many small communities,
entrepreneurial activity plays a much larger role in the economy than
may be reflected in national statistics (Markley, 2007). In response,
many rural communities are looking for ways to encourage and support
local entrepreneurs (Markley, Macke, & Luther, 2005; Walzer,
Athiyaman, & Hamm, 2007; Hart, 2003). Successful programs, such as
the Enterprise Facilitation program developed by Ernesto Sirolli
(Sirolli, 1999) and the Home Town Competitiveness program developed as a
joint effort of the Rural Policy Research Institute (RUPRI) Center for
Rural Entrepreneurship, the Heartland Center for Leadership Development,
and the Nebraska Community Foundation, promote entrepreneurship as
critical to economic growth. A key component of each program is citizen
involvement in building community entrepreneurial capacity. The basic
premise is that citizen effort and participation are necessary to build
sufficient entrepreneurial capacity for individual entrepreneurs to be
successful in establishing businesses (Markley, Macke, & Luther,
2005; Sirolli, 1999).
Scholars argue that citizen involvement in entrepreneurial capacity
building efforts, as well as all types of economic development programs,
leads to better program outcomes and sustainability (i.e. Isham,
Narayan, & Pritchett, 1995; Mansuri & Rao, 2003; Narayan, 1995).
Taking a broad view of citizen participation, Putnam (2000) posited that
voluntary participation and civic engagement, a form of "social
capital," is good for economic development and social integration.
More specifically, empirical research of the micro, or individual
participation level of "social capital," indicates that trust
and civic cooperation (participation) are associated with stronger
economic performance (Putnam, 1993; Fukuyama, 1995; Helliwell &
Putnam, 1995; Kaldaru & Parts, 2005). Because of the benefits of
citizen participation, this paper attempts to extend our understanding
of the role trust plays in determining levels of community participation
(a form of civic cooperation) in entrepreneurial capacity-building
programs. The paper proposes that perceptions of trust combined with
assessments of the participation risks to the individual will determine
the level of citizen involvement in such programs.
A unique opportunity presented itself to study citizen
participation in economic/capacity building efforts. Two rural Texas
counties that were in similar economic situations requested help in
developing and implementing economic strategic plans. Because the
counties were rural, much of each strategic plan was devoted to
entrepreneurial capacity building. While observing the development and
implementation of the strategic plans in the counties, it became
apparent that the individual commitment and actions of citizens in the
two counties were different. The development and especially
implementation in one county were more successful than the other. Many
factors may have impacted the results, but trust, or lack there of,
seemed to emerge as the primary factor. Researchers have established a
link between trust and individual action. In a seminal article by Mayer,
Davis, and Schoorman (1995), the scholars developed a model that
suggests that a certain level of trust is necessary before an individual
will assume the risk of taking action. The model has had widespread use
and provided positive results in a variety of research settings
(Schoorman, Mayer, Davis, 2007). It was observed that as the economic
development plans unfolded and more commitment and action were required
of citizens, the more the effectiveness of the strategic initiatives
differed. Therefore, it was theorized using the Mayer et al. (1995)
trust model that as more commitment and action were required, the level
of citizen trust needed to assume the risk of action was deficient in
one county and sufficient in the other. Consequently, the differences in
the level of trust led to the differences in results.
To test the theory, a method of analysis termed
"theorypractice" was used (Phalen & Rabinowitz,1994). The
methodology involves juxtaposing theory and narratives about what
actually happened. Where the theory and narratives align, the theory is
supported, and where there are differences, explanations are developed.
Therefore, the narrative of what happened in each county was compared to
the trust model developed by Mayer et al. (1995). The model and the
theory aligned very well as will be discussed in the remainder of the
paper. The alignment between theory and reality will greatly help our
understanding of the role of trust in developing and implementing
entrepreneurial capacity-building efforts.
TRUST AND INDIVIDUAL ACTION
Mayer et al. (1995, p. 712) define trust as "... the
willingness of a party to be vulnerable to the actions of another party
based on the expectation that the other will perform a particular action
important to the trustor, irrespective of the ability to monitor or
control that other party." The definition suggests that trust is
the result of an individual's evaluation of the trustworthiness of
the other party--an expression of faith and confidence (Carnevale,
1995), and a willingness to be vulnerable (Mayer et al., 1995).
Trustworthiness is defined as "the antecedent accumulated perceptual experiences that lead one to trust another person,
institution, or organization (Caldwell & Clapham, 2003, p.
351)." Consequently, the act of trusting is based on experiences,
interactions, and perceptions of others, organizations, and institutions
(Caldwell & Clapham, 2003). Therefore, trustworthiness, or the level
of trust, could be considered as a subjectively-perceived point along a
trust continuum at which observed behaviors are perceived as being
proper for a certain level of trust. To summarize, trust is based on an
individual's perception of whether the person to be trusted has
demonstrated he or she is trustworthy.
Mayer et al. (1995) suggested there are three factors which are
used to determine if a person should be trusted--ability, benevolence,
and integrity (Figure 1). To be trusted, a person(s) must demonstrate
the necessary skills, competencies, and characteristics (ability)
required to have influence in a specific domain (Mayer et al., 1995).
For example, the person in charge of entrepreneurial capacity-building
program development and implementation must be perceived to have the
necessary ability to develop effective capacity building programs before
others will have trust in that individual.
In addition, the trustee must demonstrate a level of benevolence
toward the trustor. Benevolence is defined as the extent to which the
trustee is believed to want to do or be good to the trustor (Mayer et
al., 1995). In the context of community entrepreneurial
capacity-building, individuals must believe the person(s) responsible
for the capacity-building initiatives is motivated by wanting to serve
the good of the community and not by selfish, personal gain. Finally,
the trustee must have integrity. Integrity involves the trustor's
perception that the trustee follows a set of principles deemed
acceptable by the trustor (Mayer et al., 1995). In other words, people
leading the entrepreneurial capacity-building program development and
implementation must be perceived as following the accepted rules of the
community or situation.
[FIGURE 1 OMITTED]
The three characteristics are interrelated but separable (Mayer et
al., 1995). For example, a leader of community entrepreneurial
capacity-building may be perceived to have integrity but lack the
necessary skills to effectively develop and implement such programs. The
person would not be trusted. As another example, trust may be withheld
from someone who appears to be competent but is perceived to be
motivated by selfish interests. In other words, a person evaluates past
experiences, interactions, and perceptions of another person(s) to
determine if sufficient levels of ability, benevolence, and integrity
exist to warrant his/her trust.
Trusting someone is necessary but not sufficient to cause action
based on that trust (Mayer et al., 1995). An individual would not engage
in activity until the perceived level of trust exceeds the threshold of
perceived risk involved in taking action. In fact, Schoorman et al.
(2007 p. 346) state that, "Trust is the "willingness to take
risk" and the level of trust is an indication of the amount of risk
one is willing to take." Consequently, an individual may trust
someone enough to accept the risk associated with one level of action
but not another. For example, an individual may trust someone enough to
loan him/her $500, but not enough to give that person access to the
individual's bank account information. The action would be
moderated by the degree of risk involved as posited by the Mayer et al.
(1995) model. Consequently, a person would not only need to trust the
person(s) in charge of strategy development and implementation, but also
evaluate the risk in taking action to help develop or implement the
strategy. A favorable evaluation of the risk associated with taking
action would be necessary before a person would engage in behavior to
either develop or implement entrepreneurial capacity-building programs.
Are there risks to someone participating in capacity-building
program development and implementation? The answer is yes. Chinman and
Wandersman (1999) conducted an extensive review of the literature that
researched the cost (risk) of voluntary participation in community
organizations. A review of about a dozen studies indicated that there
are a variety of costs of participation (pp. 56-57). Costs (risks)
appear to fall into three categories: fianancial/resources costs that
include items such as loss of time and out of pocket expenses, social
costs that include embarrassment and feeling stigmatized, and psychic costs that include frustration and disagreement with goals. The Civil
Society Institute (2007) produced a multi-dimensional Civic Empowerment Index. The index includes a "civic activity risk assessment"
dimension. The Civic Empowerment Index project report (2007) included a
study of the Lithuanian population which found the risk of civic
participation included loss of job, stigmatization, public attack and
slander, accusations of personal gain, and even death threats. While
some of these may be extreme risks of participation and probably not a
problem in participation in capacity-building programs, they do indicate
that there are potential serious risks in participation. For example,
people could fear a "loss of face" in the sight of others in
the community and decreased self-esteem as a result of capacity-building
programs that go wrong or being perceived as complicit in the political
ambitions of community officials.
There are also benefits to participation that tend to offset the
risks. The Chinman and Wandersman (1999, pp. 52-54) study also included
a review of the literature of the benefits of participation. The benefit
categories appear to follow the same ones as the costs, but with
positive outcomes for participants. It appears that a participant
conducts an internal cost/benefit ratio analysis to determine the level
of participation (Prestby, Wandersman, Florin, Rich, and Chavis, 1990).
Participants must perceive that the benefits outweigh the costs to
continue participate (Rich, 1980). For example, positive results could
be very favorable to those engaged in implementation of community
building programs that go well. Therefore, according to the Mayer et al.
(1995) trust model, only when a favorable evaluation of risk coupled
with perception of trust is present will a person take action to
implement strategy. Stated another way, a person will take action to
help develop and implement entrepreneurial capacity-building programs
when the ability, benevolence, and integrity of those in charge are
sufficient to overcome the risks of taking action.
Finally, as the program development and implementation process
progresses, the consequences of taking action provides feedback to
reevaluate trust and risks before additional action is taken. Therefore,
as the capacity-building program progresses, the individual decides to
continue taking action based on an assessment of the experiences,
perceptions, and interactions of past actions to determine the level of
trust versus risk need for future actions. Remember, perceptions of
trust and assessments of risk develop over time as individuals are able
to observe and evaluate the behavior of others (Caldwell & Clapham,
2003; Mayer et al., 1995).
LEVELS OF COMMUNITY PARTICIPATION
Sherry Arnstein (1969) developed what was called a ladder of
citizen participation. The latter represented eight rungs or levels of
citizen participation. Drawing on the work of a variety of scholars,
Bramson (2005) adapted and consolidated Arnstein's original ladder
into five levels of participation. Figure 2 presents Bramson's
levels of participation. Developing entrepreneurial capacity-building
programs often follows the same patterns as Bramson's levels. An
example of developing a typical program is found in the book Energizing Entrepreneurs: Charting a Course for Rural Communities (Markley, Macke,
& Luther, 2005). The process outlined follows the process of holding
town informational meetings, asking community members to identify and
map entrepreneurs along with existing support assets, deciding what
actions need to be taken, taking specific actions, and providing
long-term support. Normally as community entrepreneurial
capacity-building programs develop, the amount of citizen involvement
increases as the process moves from reading information about upcoming
town meetings (inform stage--minimum participation required) to the
final program support stage (maximum participation required).
[FIGURE 2 OMITTED]
The first stage, inform, requires minimal participation from the
individual citizen. All that is required is for the individual to be
receptive enough to evaluate information provided by those civic leaders
proposing the capacity-building programs. The consult stage requires the
individual citizen to participate by providing input through methods
such as a community listening session or completion of a survey. Decide
jointly requires citizens to participate in the actual development of
the plans and goals through extensive participation in such activities
as workshops, meetings, and discussion forums. Often the process of
identifying entrepreneurs and existing support assets (asset mapping) is
completed. Act jointly requires even more commitment and participation
from individual citizens as citizens start to take responsibility for
seeing the entrepreneurial support programs implemented. The support
level requires the most participation from citizens as the support
programs are implemented and carried through to completion (Bramson,
2005). The last step often requires a long-term personal commitment.
It would stand to reason that as the level of participation
increases through the various stages, the level of trust needed by the
individual citizen to support action would increase and the decision to
continue participation may also change because the level of risk
increases. As previously indicated (see Figure 1), the
trust--action/participation relationship is moderated by assessments of
risk (Mayer et. al., 1995). The more a citizen participates at higher
and higher levels, the greater the level of trust that is needed because
the individual risk of participating also increases. This is consistent
with the findings of Prestby et al. (1990) that individuals conduct an
internal cost(risk) benefit analysis to determine the level of
participation. Much of the increased risk may stem from the increased
community visibility and accountability associated with increased levels
of participation. Consequently, the higher the risk to the individual
citizen, the more the individual citizen must perceive that the
official(s) in charge of the community entrepreneurial support program
process possess sufficient benevolence, ability, and integrity to
warrant the citizen's participation.
THE TALE OF TWO COUNTIES
The following narrative of the development and implementation of
economic strategic economic development plans in two rural Texas
counties is based on conservations with Jerry Pearce Director of DeGoLa
which is the local affiliate of the Resource Conservation and
Development Councils (RC&DC) a United States Department of
Agriculture initiative. Mr. Pearce facilitated the planning process in
both counties and continues to interact with both counties. The first
author of this paper served as part of the resource team in the final
stages of the process in Green Tree County. The second author served on
the resource team for both counties.
Economic development is a priority for many Texas counties. In
response, many organizations, both public and private, provide help in
developing and implementing strategic economic development plans which
include entrepreneurial capacity-building. Two rural Texas counties took
advantage of the help provided by the Texas Rural Partners Inc.
(formally known as the Texas Rural Development Council). Texas Rural
Partners, Inc. is a nonprofit organization promoting community
development and leadership training in communities throughout Texas.
With the facilitation help of Texas Rural Partners Inc., economic
development plans were developed and implemented in both counties, but
with different results. Initial analysis suggested that trust played a
critical role in producing different outcomes in each county.
It is important to note that the goal of the strategic economic
plan was to establish the economic direction of the county and not just
to build entrepreneurial capacity. The process used, however, closely
followed the typical process used for entrepreneurial capacity-building
as previously described. In fact, entrepreneurial capacity-building is
often intermingled in overall strategic planning. Consequently,
analyzing the results of the strategic planning process will help us
better understand developing and implementing entrepreneurial
capacity-building programs. The narratives of the results from each
county were juxtaposed with the trust model (Mayer et. al., 1995). Where
the theory and narratives align, the theory is supported, and where
there are differences, explanations are developed. Remember, this
methodology follows "theory practice" as described by James
Phalen and Peter Rabinowitz (1994). As mentioned previously, theory
practice involves juxtaposing a narrative of what happened to the theory
and analyzing the fit. The following is what happened in the two
counties and how the results aligned with the theory of trust suggested
by Mayer et al. (1995).
Like many rural counties in Texas, Roy (pop. 20,595) and Green Tree
(pop. 12,014) counties (actual names have not been used) faced uncertain
economic times. According to the United States Census (2004), both
counties had experienced slight population declines in the years just
before the plans were developed (-0.03% Roy and--2.4% Green Tree). The
per capita income of $17,125 in Roy and $15,886 in Green Tree were both
below the state per capita income of $19,617. The percentage of the
population below the poverty line was approximately 16.5% percent in
each county. The economic base of each county was very similar with both
counties relying very heavily on agriculture, petrochemical operations,
and tourism. Roy County is on the Texas Gulf coast and has several
chemical plants and farming operations. The coast attracts sportsmen and
others interested in saltwater activities. Green Tree County is located
inland, but has petrochemical operations, ranching, and a large
freshwater reservoir that attracts sportsmen and others interested in
water sports. Consequently, both counties found themselves in similar
economic circumstances.
THE PROCESS
Counties may request a Rural Community Resource Team Assessment to
help develop a strategic economic development plan. The request must
come from an individual, group of individuals, or an organization in the
county. The resource team program is administered by the Texas Rural
Partners, Inc., but must be requested by the county as described above
before the program can be implemented in the county. The resource team
assessment is carried out in partnership with various organizations such
as Resource Conservation and Development Councils (RC&DC). The local
RC&DC facilitated the assessments in both Roy and Green Tree
Counties. Resource team members are volunteers from various fields who
donate their time to evaluate the strengths, challenges, and goals
within a community. Most team members do not live in the counties
requesting the assessment. Developing the strategic economic development
plan is done in two phases--plan development and plan implementation.
Each phase has a variety of steps that require various degrees of
community participation. Table 1 presents an outline of the ten step
resource team assessment process for plan development and
implementation, and how the process fits with the levels of citizen
involvement presented in Figure 2.
The ultimate success of the process is determined by the degree of
involvement of individual citizens. Several levels of citizen
participation are required for both the development and implementation
phases. The proposed proposition would suggest that as the level of
participation increases, the level of risk to the individual increases
which requires the level of trust to increase for participation to
continue.
APPLICATION OF THE PROCESS IN ROY AND GREEN TREE COUNTIES Program
Development
Prior to the invitation of the resource team, each county had been
involved in politically-charged elections. In Roy County, an elected
official invited the resource team and took a major role in coordinating
the other steps of the process. In contrast, an individual representing
a group of citizens called Leadership Green Tree invited the Green Tree
resource team. Elected officials supported the initiative, but took a
"behind-the-scenes" approach. Many citizens of Roy questioned
the motives (benevolence) and integrity of the elected officials in
requesting Roy's assessment. In fact, one Roy official indicated
that the resource team assessment could (and would) be used in the
upcoming campaign for re-election because the incumbents would have to
use everything they could to win. Many citizens felt it was a breach of
integrity to use an event designed to help the economic well-being of
the county for personal political gain. In Green Tree County, however,
the benevolence and integrity of Leadership Green Tree were not
questioned. There is no evidence that the ability of the elected
officials in Roy County or Leadership Green Tree in Green Tree County
was questioned. Consequently, the initial level of trust in the county
leadership requesting the resource team was higher in Green Tree County
than in Roy County.
The program development phase appeared to go rather smoothly in
both counties. The initial visits by the resource teams went well. There
was good citizen participation in the listening sessions except for a
few sessions in Roy. The poor attendance at some of the Roy sessions was
attributed to the fact that the sessions were held during the day when
many people were working. In the final analysis, there was a striking
similarity in the strengths and challenges identified by the citizens in
each county. The only major difference in the two counties was the
attendance at the "town hall" meeting at the end of the team
visit. The meeting in Roy was attended primarily by elected officials
and resource team members. The Green Tree "town hall" meeting
had a more diverse cross-section of its citizens. Overall, there
appeared to be satisfaction and excitement about the team visits in both
counties. The resource teams completed the reports concerning strengths,
challenges, and recommendations and presented them to the counties.
There had been some concern that the team who visited Green Tree
County did not have as much expertise and ability as the Roy team. In
fact, the report delivered to Green Tree had a narrower range of
recommendations for the strategic plan. It was feared that this would
negatively impact implementation. It will be clear in the following
section that this fear was unfounded. In both counties, however, the
bulk of the recommendations corresponded directly to building the
entrepreneurial capacity of each county.
Implementation
Both counties requested help with implementing the program. In Roy,
citizens were asked to participate in the implementation of the resource
team's recommendations. An implementation session was held where
the participants were divided into committees to prioritize and address
the issues identified in the final resource team report. The major
concerns addressed were housing, beautification, infrastructure, and
recreation. All felt that these areas were necessary to attract and
encourage firm development. Attendance at this session was good except
most participants had been involved from the beginning of the process.
At the end of the session, there appeared to be consensus on what needed
to be done. Only a few people, however, accepted responsibility for
implementing the needed actions.
After approximately two years, only two actions had been completed.
First, a "market days" promotion had been reestablished.
"Market days," a monthly event showcasing the work of local
artisans and craftsmen, is designed to attract people from outside the
county to visit and shop with local merchants. The other result in Roy
County is a Keep Roy County Beautiful Committee that is trying to
beautify the county. It is uncertain exactly what beautification
projects have been completed.
The lack of action was recently discussed with the elected official
who initially requested the Roy resource team assessment. The official,
who no longer holds elected office, indicated the major problem was the
perception that the initiative was politically motivated and people did
not want to participate as a result. The RC&DC resource team
facilitator agreed with the elected official's conclusion about the
poor results in Roy County and further speculated the trust issue
resulted in a lack of willingness by individuals to take responsibility
to guide the actions to completion. Everyone seemed to be waiting for
someone else to take charge and get it done. Lack of trust in
conjunction with the perceived risk involved led to limited
participation which ultimately produced minimal results.
In Green Tree County, the implementation process was basically the
same as the one used in Roy County. Citizens were invited to participate
in sessions to set priorities and plan for the implementation of the
economic plan. Attendance was good and the individual committees
produced many implementation ideas. Committees were established to
enhance economic development and entrepreneurial capacity by upgrading
the county's technology infrastructure, emergency medical services,
and housing. Several of the committees developed specific actions and
found people who would be willing to ensure specific actions were taken.
There appeared to be an air of excitement about economic development.
In the approximately 20 months after the implementation sessions
were held, several major actions had occurred. The citizens formed the
Green Tree County Community Development Corporation, a nonprofit (501c3)
corporation, designed to coordinate economic development and provide a
way for people to make tax deductible contributions to help economic
development. Thus, the committees were combined into one unit that still
meets on a regular basis. High-speed internet service has been obtained
for businesses and individuals in the county (a goal of the technology
infrastructure committee). Support was gained from the county
commissioner's court to purchase a building for a senior citizens
center. The building has been purchased and money is being raised to
furnish it. The county may be successful in attracting a major retail or
grocery store to the county, a goal of one of the committees. Overall,
implementation in Green Tree County has been fairly successful and is
ongoing.
The RC&DC resource team facilitator for both assessments
attributes the success in Green Tree County to the lack of political
problems that led to the mistrust in Roy County. Citizens appeared to
trust the people who spearheaded the resource team visits. The increased
trust allowed people to accept the increased risks associated with
increased participation and voluntarily take action for the good of the
community. In addition, several people were willing to take
responsibility to ensure the actions were completed. It appears that
implementation in Green Tree County is a continuing success.
DISCUSSION
In comparing the development and implementation of the economic
strategic plans in Roy and Green Tree counties, the suggested
proposition tends to be supported. It appears that perceptions of trust
had an impact on results. Roy citizens questioned the benevolence and
integrity of the people requesting the resource team assessments. Based
on the highly-charged political nature of a previous election, too many
county residents perceived that certain elected officials were using the
Resource Team assessment for political gain rather than to benefit the
county. Playing politics by using the economic plight of the county was
seen as a violation of accepted behaviors for local elected officials
and would call into question the benevolence and integrity of the
officials. The abilities of the elected officials did not appear to be
questioned. As Mayer et al. (1995) indicated, however, the expected
conditions for trust of ability, benevolence, and integrity are
interrelated, but can be separated.
It would be reasonable to assume that the mistrust in the county
would impact the entire resource team assessment process. In Roy County,
however, the program development phase and parts of the implementation
phase appeared to go smoothly. The answer may lie in the assertion by
Mayer et al. (1995) that trust is necessary but not sufficient to cause
action. Action will result only after a positive evaluation of trust
versus the risks involved in taking action (Figure 1). This suggests
that, along the trust continuum (Caldwell & Jefferies, 2001), the
level of trust versus the risks involved was sufficient for people to
participate in at the consult and decide jointly levels, but not at the
act jointly or support stages. The potential "loss of face"
and reduced self-esteem associated with the accountability and exposure
required to be part of the implementation overshadowed the level of
trust. Consequently, people were not willing to commit to higher levels
of participation. For example, the stigma of being used as a political
tool in the re-election of a county official may have squelched the
willingness to participate at levels that require more action and
commitment.
In Green Tree County, the people requesting the assessments were
perceived as having a sufficient level of ability, benevolence, and
integrity to be trusted. In fact, the level of trust in relation to
assessment of risk was sufficient to encourage people to engage at all
levels of participation. Consequently, it can be concluded as the
economic development program progresses, individuals continually evaluate the level of trust versus the risks involved in taking action.
Therefore, economic development or community entrepreneurial
capacity-building programs may hit snags along the way when action is
stymied due to a lack of trust in relation to risk.
Finally, the possibility exists that program development and
implementation in both counties were influenced by factors other than
trust. There is, however, no evidence other factors had major
influences. The counties are approximately the same in size and economic
condition. The resource team process was applied consistently in both
counties. The only apparent difference was perceptions about the people
who requested the team visits. Furthermore, over the two years following
the assessment team visits, there were extensive evaluative discussions
between the local RC&DC facilitator and the citizens, elected
officials, and resource teams for each county. These discussions have
revealed that the level of trust is the primary reason for the
differences in outcomes. In fact, one of the former elected officials
from Roy County who was involved in requesting resource teams admitted
that politics in Roy negatively impacted results.
CONCLUSION
In rural communities, building community entrepreneurial capacity
is often critical to economic growth and is often part of comprehensive
economic strategic plans. Therefore, successfully conducting the
entrepreneurial capacity-building process is important. Because of the
similarities, and often intermingling, of the process of entrepreneurial
capacity-building and economic strategic planning, lessons from the
development and implementation of economic strategic plans in Roy and
Green Tree counties provides insight into the dynamics of the process of
community entrepreneurial capacity-building.
Overall, the outcomes of the strategic initiatives in the two
counties tend to support the application of the Mayer et al. (1995)
trust model to entrepreneurial capacity-building programs. The results
of the economic development plans in Roy and Green Tree Counties do
indicate that trust would play a key role in citizen participation in
entrepreneurial capacity-building programs. For individuals to
participate, there must be a perceived level of trust based on the
trustee's ability, benevolence, and integrity moderated by
assessments of personal risk. While ability was not questioned in either
case, the citizens of Roy perceived the leadership to have questionable
motives (benevolence) and integrity. Overall, there appeared to be a
greater initial degree of trust in Green Tree County than in Roy County.
Consequently, the cases in Roy and Green Tree counties support the
importance of trust versus risk evaluation in determining individual
action. The evidence showed that certain levels of trust combined with
an evaluation of the risks of taking action may be enough to spur
participation in one instance but not another. In both counties,
citizens trusted enough to participate in many lower-levels of
involvement, but in Roy the level of trust was not enough to overcome
negative perceptions of risks to participate at higher levels.
There are three major implications for successful community
participation that can be applied to the entrepreneurial
capacity-building process. First, community leaders must be perceived as
being competent, benevolent, and having integrity. Second, it is also
important to note that three expected behaviors are inter-related, but
are separable. For example, a leader may be perceived as competent but
lacks enough integrity or benevolence to be considered trustworthy.
Third, a certain level of trust may be sufficient to overcome the risks
of participation at one level, but not another. Therefore, community
leaders must continually build levels of trust necessary to encourage
citizen participation at all levels.
The primary limitation of the investigation into the capacity
building programs is the observation about the role of trust was
observed after the process had been completed. Therefore, it was not
possible to verify many of the conclusions with actual participants. For
this reason, it was decided to use the "theoryparctice"
concept of juxtaposing the narrative of results with accepted theory.
The close alignment of theory and actual results provides moderate
support for the paper's premises.
While the fates of the programs in the two counties do not provide
strong empirical evidence, they do tend to support the overall premise
that higher levels of citizen participation are influenced by the level
of trust. Further research, however, is necessary to verify the various
relationships between trust, risk and participation. In addition,
several unanswered questions remain. For example, are there specific
behaviors that provide strong positive perceptions of ability,
benevolence, and integrity? Are certain categories of risk more
important to the process than others? Is it easier to build trust or
destroy trust? The list is almost endless.
The lessons for practitioners of entrepreneurial capacity-building
initiatives are clear and support the suggested proposition. Sufficient
levels of trust must be built to offset citizen risk concerns, thus,
encouraging increased levels of participation in all phases of the
process. The payoff of increased citizen participation is the better
likelihood that the capacity-building program will be successful.
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Table 1: The Resource Assessment Process and Levels of Participation
Phase of Process Steps to be Taken Level of Citizen
Participation
1. Someone in the county Steps 1, 2, and 3 often
requests an assessment. do not require individual
citizens of the county to
2. A local team leader is participate. The
appointed who helps exception is the person,
facilitate the local organization, or civic
process. leader requesting the
team. The resource teams
3. Resource teams are are composed mostly of
developed. (The number of citizens from outside the
team members depends on county. Often, the
the number of requesting party becomes
identifiable communities the trustor (who others
within the county.) must trust) in the trust
model. This was the case
in the two counties being
discussed.
4. Teams visit the county Steps 4 and 5 require
for two or more days. One citizens to participate
Development day is devoted to at the consult level.
of Program familiarizing the team County citizens are asked
(entrepreneurial with the county. Team to attend and provide
capacity members attend listening input to the listening
building) sessions the following sessions.
day(s) where citizens
provide input.
5. At the end of the
listening sessions, the
resource team holds a
"town hall" type meeting
where the results are
summarized and final
citizen input is
recorded.
6. Team members return County citizen
home and develop a participation is not
written report with required in steps 6 and
recommendations to the 7. These steps are
county for solving completed by the outside
problems and implementing resource team.
projects.
7. The individual reports
are consolidated into a
single report and
returned to the county.
8. The county requests Steps 8 and 9 require
help with implementation. citizens to participate
at the decide jointly
level.
9. Strategic planning
sessions are held in the
Plan counties to concentrate
Implementation on how to implement the
recommendations.
10. Actions are taken to Citizens are asked to
implement the volunteer to head
recommendations. committees and oversee
the implementation of the
economic strategic plan.
Participation is at the
act jointly level.
The resource team involvement ends after The ongoing
step 10. Implementation is left to the implementation of the
citizens who volunteered to oversee economic strategic plan
different parts of the plan. represents the Support
level of participation.