Confirmatory factor analysis of the principal self-efficacy survey.
Smith, R. Wade ; Guarino, A.J.
ABSTRACT
This article describes the development and constructs validity of
the Principal Self-Efficacy Survey (PSES). The item selection was based
on the theoretical framework proposed by Bandura. Fourteen-items
assessing two factors Instructional Leadership (nine items) and
Management Skills (five items) and a demographic questionnaire comprised
the PSES. Items were scored on a 1 to 4 Likert-type scale. Participants
were two hundred eighty-four principals. Construct validity was
supported by confirmatory factor analysis using AMOS 5.0. In conclusion,
the PSES provides a promising measure of principal perceptions of their
ability to effectively function in the areas of instructional leadership
and management.
INTRODUCTION
Bandura (1997) defines self-efficacy as: "... beliefs in
one's capabilities to organize and execute the courses of action
required to produce given attainments" (p.3). According to Bandura,
self efficacy influences, (1) the courses of action people choose to
pursue, (2) how much effort people will put forth in a given endeavor,
(3) how long they will persevere in the face of obstacles and failure,
(4) people's resilience to adversity, (5) whether someone's
thought patterns are self-hindering or self-aiding and (6) how much
stress and depression is experienced in coping with taxing environmental
demands.
The central role of self-efficacy in human agency makes it an
important and useful construct for empirical research. Because
self-efficacy is a task-specific construct (Bandura, 1997), any attempt
to measure self-efficacy should be contextually sensitive to the setting
in which the behaviors occur. A rich and robust body of literature
documents the relationships between self-efficacy beliefs for teachers
and students and their relationship to teaching and learning (e.g.,
Pajares, 1996; Tschannen-Moran, Hoy, and Hoy, 1998). However, a
literature search for journal articles on principal self-efficacy and
instructional effectiveness produced no articles specific to the topic.
Currently there is tremendous interest in the role of the principal in
affecting substantive, long-term improvement in schools. For example,
the federal government, in The No Child Left Behind Act has weighed in
with a mandate that principals in poorly performing schools shall be
replaced if improvement is not forthcoming.
Given the central role that principals are expected to perform in
maintaining quality teaching and learning environments in schools, it is
important to begin to conceptualize and operationalize measures of
principal self-efficacy. The following sections detail the development
of the Principal Self-Efficacy Survey (PSES) along with its attendant
psychometric properties.
ITEM GENERATION
The generation of items for the PSES used the rational-empirical
approach to instrument development (Burisch, 1984). The rational
component drew upon the knowledge and experience of professionals
working as principals and the research literature to suggest potential
items. The empirical component selected or rejected items based on their
psychometric properties. The scale configuration was based on the
theoretical framework proposed by Bandura. Fourteen-items assessing two
factors Instructional Leadership (nine items) and Management Skills
(five items) and a demographic questionnaire comprised the PSES. Items
were scored on a 1 to 4 Likert-type scale.
ITEM SELECTION
The 14 items were then checked for violations of normalcy through
the SPSS Statistical Package Version 11.0 (SPSS Inc., 2001), explore
function. Items would be considered for elimination if they had a skew
value equal or greater than two and kurtosis value equal or greater than
seven.
PARTICIPANTS
Two hundred and eighty-four principals returned completed and valid
surveys representing twelve states (5 in the southeast, 2 in the
Midwest, 2 in the west, 2 in the northeast, and Alaska). There are 74
elementary schools, 30 middle schools, and 31 high schools represented
in this study. Sixty-six percent of the respondents are males. Ethnic
representation included 83% white, 14% black, and 1.4% other. Nearly 47%
of the respondents indicated that they have a master's degree plus
30 hours and approximately 10% of respondents have an earned doctorate.
The majority of the responses (54%) came from rural schools, while 17%
were from suburban schools and 25% were from urban schools
RESULTS
Because missing data appeared to be randomly scattered among the
variables, a full information maximum likelihood (FIML) imputation was
performed to estimate missing data. The factor structures were examined
using a confirmatory factor analysis. A series of models were tested in
the following order: (a) a single-factor g model in which all items were
free to load on only one common factor; (b) an orthogonal two-factor
model in which each factor was set to be independent of each other; (c)
a correlated two-factor model in which the factors were to each other.
The first two models were included to aid in the assessment of the
correlated two- factor model.
The models were examined by AMOS version (5.0) maximum likelihood
factor analysis (Arbuckle, 2004). The models were evaluated by a variety
of fit measures that are classified as absolute, relative, parsimonious,
and population discrepancy. Absolute fit measures assess how well the
proposed interrelationships among the variables match the
interrelationships among the actual interrelationships. The measure of
absolute fit used in this study was the chi-square test because AMOS
does not provide other absolute measures when missing data is estimated
with the FIML imputation procedure. Measures of relative fit compare the
hypothesized model to the null model. The relative fit measures employed
in this study were the Comparative Fit Index (CFI) (Bentler, 1990), the
Tucker-Lewis Index (TLI) (Bentler and Bonett, 1980). Measures of
parsimonious fit attempt to determine if the overall fit of the model
has been accomplished by overfitting the data. The parsimonious fit
measure in this study was the chi-square divided by the degrees of
freedom. Lastly, population discrepancy measures are estimates from the
sample coefficients to the population coefficients. The population
discrepancy measure in this study was the Root Mean Square Error of
Approximation (RMSEA) (Browne and Cudeck, 1993). Models were compared by
examining differences in values of chi-square to identify statistically
significant variations among the models. The fit indices for the three
models are presented in Table 1.
The chi-square test for differences revealed that the correlated
two-factor model is superior to the other models. The correlated
two-factor model yielded acceptably high goodness of fit indices (i.e.,
> .99) for both the CFI and the TLI. The RMSEA achieved a value of
.049 indicating a close fit between the sample coefficients and the
estimated population coefficients. The correlation between the two
factors is .69 demonstrating discriminate validity.
The factor loadings are provided in Table 2. All items loaded
statistically significantly (p < .01) and demonstrated practical
significance with loadings greater than .40 on their respective factors.
CONCLUSION
This study provides empirical evidence that the PSES
operationalizes the latent constructs of instructional leadership and
management skills for principals. Individual items demonstrated
construct validity, (i.e., the items were shown to measure their
respective hypothetical construct and factor loadings were all
significant, p < .01). The instructional leadership and management
constructs are both considered essential to principal effectiveness and
as such, the PSES provides a promising measure for furthering
understanding of self-beliefs of principals.
Because this research was exploratory in nature, further research
is suggested to replicate the initial results. Also, future research
should attempt to determine if the factor structure holds for various
levels of the principalship (i.e., elementary, middle, and high school).
Future research incorporating other important elements of principal
self-efficacy beliefs (e.g., conflict resolution) would also be
suggested. Finally, it would be important to understand principal
self-efficacy for instructional effectiveness within the broader context
of constructs known to be important for creating and facilitating an
effective learning environment in schools. With this in mind, future
studies should investigate the relationships between principal
self-efficacy and other important constructs such as school culture,
teacher self-efficacy, and student self-efficacy.
APPENDIX A: PRINCIPAL SELF-EFFICACY SURVEY
This administrator survey asks you to make a series of judgments
about your experiences as a head administrator for a school. You are
asked to read the following items and rate the strength of your beliefs
in your abilities to attain the following outcomes. These items should
be answered from your perspective as a school principal working to
produce an effective teaching and learning environment. You are to
indicate the degree to which you agree or disagree with each statement
by darkening the appropriate oval.
Scale 1 = Very Weak Beliefs in My Abilities (VW)
2 = Weak Beliefs in My Abilities (W)
3 = Strong Beliefs in My Abilities (S)
4 = Very Strong Beliefs in My Abilities (VS)
STATEMENTS:
My beliefs in my abilities to ...
1. influence teachers to utilize effective teaching and learning
practices are
2. provide effective modeling for teachers regarding effective
teaching and learning practices are
3. use research on teaching and learning to guide strategic
planning for accomplishment of school goals are
4. plan effective activities and experiences which facilitate
teachers' beliefs in their abilities to provide effective teaching
and learning activities to their students are
5. use data collected from teacher observations to inform
school-wide efforts for improving teaching and learning are
6. regularly perform effective observations of teachers are
7. stay abreast of current best practices for facilitating
effective teaching and learning are
8. communicate needs and goals necessary to enhance effective
instructional effectiveness to faculty are
9. provide experiences that foster and facilitate high levels of
teacher motivation towards teaching and learning are
10. protect instructional time so that effective teaching and
learning can take place
11. facilitate an atmosphere that provides fair and consistent
discipline for all students are
12. maintain healthy school/community relations are
13. maintain a school-wide atmosphere that is conducive to teaching
and learning are
14. buffer teacher from unnecessary paperwork
REFERENCES
Arbuckle, J.L. (1999). Amos 4.0 User's Guide. Chicago: Small
Waters Corporation.
Bandura, A. (1997). Self-efficacy: the exercise of control. New
York: Freeman.
Bandura, A. (2001). Guide for constructing self-efficacy scales
(Revised). Available from Frank Pajares, Emory University.
Bentler, P.M. (1990). Comparative fit indexes in structural models.
Psychological Bulletin, 107, 238-246.
Bentler, P.M. and Bonett, D.G. (1980). Significance tests and
goodness of fit in the analysis of covariance structures. Psychological
Bulletin, 88, 588-606.
Browne, M.W. and Cudeck, R. (1993). Alternative ways of assessing
model fit. In Bollen, K.A. and Long, J.S. [Eds.] Testing structural
equation models. Newbury Park, California: Sage, 136-62.
Burisch, M. (1984). Approaches to personality inventory
construction: a comparison of merits. American Psychologist, 39(3)
214-227.
Pajares, F. (1996). Self-efficacy beliefs in academic settings.
Review of Educational Research, 4 (66) 4. 543-578.
Tschannen-Moran, M.., Hoy, A.W., & Hoy, W. K. (1998). Teacher
efficacy: Its meaning and measure. Review of Educational Research. 68(2)
202-248.
R. Wade Smith, Louisiana State University
A. J. Guarino, Auburn University
Table 1. Fit Indices for the Three Models
Factor Model c2 df c2 / df
Single (g) 180.37 * 77 2.34
Orthogonal 218.60 * 77 2.84
Correlated 127.1 * 76 167%
Factor Model CFI TLI RMSEA
Single (g) 993 .991 .069
Orthogonal 991 .987 .081
Correlated 997 .995 .049
* p < .05
Table 2. Item factor loadings
Factor Loadings of the Principal Efficacy Survey
Item Instructional Leadership Management Skills
Q1 .69
Q2 .62
Q3 .59
Q4 .65
Q5 .66
Q6 .64
Q7 .59
Q8 .65
Q9 .61
Q10 .66
Q11 .77
Q12 .47
Q13 .58
Q14 .44