Karl Rahner, Friedrich Schelling, and original plural unity.
Fritz, Peter Joseph
Stephen Fields's Being as Symbol: On the Origins and
Development of Karl Rahner's Metaphysics renders scholars of
twentieth-century theology a valuable service. (1) The book traces over
a dozen theological and philosophical influences in Rahner's
corpus. Its principal strength and contribution consists in presenting
the philosophical underpinnings of a central operator in many of
Rahner's writings, and an active, implicit undertow in others,
namely, the Realsymbol. Fields's analysis of the philosophical
prolegomena to Rahner's metaphysics treats some of the usual
suspects--Joseph Marechal, G. W. F. Hegel, and Martin Heidegger--but
adds comparatively less-discussed ones like Johann Wolfgang von Goethe
and Johann Adam Mohler. These latter two prove rather important as
Fields explicates how Rahner's theory of the symbol positions
itself vis-a-vis Immanuel Kant and Hegel. (2) According to Fields,
Goethe passes along to Mohler and then Mohler to Rahner a symbolic
theory that steers a middle course between Kant and Hegel. Rahner thus
occupies a place of tension along the trajectory of German Idealism.
I propose to deepen and extend Fields's insight regarding
Rahner's place vis-a-vis German Idealism and from that standpoint
argue that Rahner, working within German Idealism, finds a way to
surpass it. I do this by exploring a virtually unexamined question: How
does Rahner relate to the famous yet little-studied German Idealist
Friedrich Schelling (1775-1854)? (3) Fields almost raises this question
in his discussion of Rahner as somehow "between" Kant and
Hegel--a designation Schelling has long endured. The question must be
expressly raised, though, once one realizes that Rahner spent the summer
semester of 1936, a pivotal time in his philosophical education,
intensively studying Schelling's crucial work, Philosophische
Untersuchungen uber das Wesen der menschlichen Freiheit (1809), under
the tutelage of Martin Heidegger. (4) With Fields's insight and
this point of history in mind, we can bring to light some new
discoveries about Rahner's theology and philosophy.
I argue that Rahner's thought resonates well with
Schelling's because both thinkers insist that reality originates in
a plural unity. The argument proceeds in three parts. The first narrates
Rahner's meeting with Schelling in Heidegger's lecture hall.
Next I read portions of Rahner's Spirit in the World (1939) (5) to
discover where it resonates with Schelling's philosophy, the
central site of resonance being Rahner and Schelling's similar
retrievals of Aristotle's idea of prime matter. My third part
continues the Rahner-Schelling conversation by proposing that
Rahner's "The Theology of the Symbol" (1959) (6) be read
as a text centered on an account of freedom that resembles
Schelling's view in the treatise Rahner studied with Heidegger. The
reader should note that my thesis and argument take care not to
overestimate Schelling's influence on Rahner--"resonance"
is a word I will use throughout to mark my modest claim.
Rahner and the Heideggerian Schelling
In this part I aim to establish a context for the reading of Rahner
that I carry out in the next two parts. Along the way I answer the
questions of how Rahner came to know Schelling's thought, how well
he knew it, and, given Rahner's statements in the Samtliche Werke
about German Idealism more generally, how this knowledge of a particular
German Idealist was likely to function in his thought once he acquired
it. I argue that Rahner familiarizes himself with the "middle"
Schelling inflected by Heidegger, that is, an ontological Schelling who,
despite Heidegger's protests, is open to a Catholic view of the
interplay between divine and human freedom. (7) Rahner casts his lot in
with this Schelling, thus staking a definite--and not Kantian or
Hegelian--position with respect to German Idealism.
Heidegger's Schelling Lectures
Rahner took quite an array of courses from Heidegger over a mere
two-year span, 1934-36: lecture courses on Friedrich Holderlin (winter
1934/35); seminars on Hegel's Phenomenology of Spirit (winter
1934/35 and summer 1935); (8) Leibniz's concept of world and German
Idealism (winter 1935/36); and Kant's Critique of Judgment (summer
1936). Just these five courses, plus the one on which I will focus, the
lecture course on Schelling's Philosophical Investigations into the
Essence of Human Freedom, (9) illustrate the solid grounding in German
Idealism that Rahner developed from direct contact with Heidegger. We
also know that Rahner had read and been deeply influenced by
Heidegger's Kant and the Problem of Metaphysics (1929). (10)
Finally, Rahner likely had access to notes from Heidegger's 1930
course, "On the Essence of Human Freedom." This course
includes a constructive reading of Kant's account of freedom, which
serves as a direct link in Heidegger's itinerary of thought between
his 1929 Kant book and his 1936 course on Schelling. (11)
The main text examined in the 1936 course is Schelling's
treatise on freedom. Heidegger believes that by coming "to
comprehend the essence of human freedom," students will arrive at
the central question of philosophy, understand the whole of
Schelling's philosophy, and come to a new perspective on German
Idealism. (12) Heidegger pursues these wide-ranging aims through
intensive examinations of foundational questions in Schelling's
treatise.
Paramount among Schelling's questions is the interrelation of
freedom and system. Heidegger writes, "Schelling's efforts
from 1809 until his death ... [were] dedicated to the building of the
system of freedom in a formed work." (13) The philosophical battles
of Schelling's time were waged precisely over the issue of freedom
and system. Some of his contemporaries thought that a rational system
precluded freedom, for reason was used to discover the necessary laws of
the universe, and freedom's rationality lay only in its conformity
to this necessity. Schelling countered this opinion by seeking a way to
integrate system and freedom.
Heidegger writes at length about how Schelling accomplishes this
integration mainly through discussions of evil that comprise the
lion's share of his treatise and constitute his main metaphysical
contribution. Heidegger deems one passage central to Schelling's
treatise:
In man there exists the whole power of the principle of darkness,
and, in him too, the whole force of light. Man's will is the
seed--concealed in eternal longing--of God, present as yet only in
the depths--the divine light of life locked in the depths which God
divined when he determined to will nature. (14)
For Heidegger, this is the passage through which the whole treatise
might be comprehended. I take his interpretation of it as the key to his
whole reading of Schelling.
Heidegger asserts that Schelling does not come through on the
promise implied in his treatise's title. (15) Philosophical
Investigations of the Essence of Human Freedom does not deliver an
actual analysis of human freedom. Instead, Schelling treats divine
freedom at length and only from time to time returns to human freedom.
Heidegger acknowledges that the fundamental guiding principle of
Schelling's system, "like is known only by like" (freedom
is recognized only by freedom), has God at its center. (16) The passage
quoted above shows this amply. Put more succinctly, "the god
outside us is known through the god within us." (17) Hence, when
Schelling speaks of "man's will," he turns more often
than not to the "divine will," "divine light," and
"God's longing." Thus, to better understand the quoted
passage and the treatise as a whole, one must grasp what Schelling means
by "divine" and "God."
Heidegger purports to have such a grasp. The constitutive feature
of Heidegger's interpretation of this passage, and thus of the
whole treatise, lies in his definition of God's function in it.
Heidegger disallows Schelling's talk of God from being considered
properly theological, forcefully arguing that the "theological
question" in Schelling always turns back toward the
"ontological question." (18) "God" and
"theological," as Schelling uses these words, belong to
philosophy, not to some ecclesiastical faith. (19) The
"theological" question concerns the ground for metaphysics.
Seven years earlier, in Kant and the Problem of Metaphysics,
Heidegger discussed another attempt to "lay the ground for
metaphysics," Kant's Critique of Pure Reason. (20) There
Heidegger witnessed a collapse of the theological question into the
ontological question as the foundational question for system. In the
Schelling lectures, he recalls his book on Kant: "Granted Kant
already speaks of the metaphysics of metaphysics. For him, that is the
Critique of Pure Reason; for Schelling, the metaphysics of evil."
(21) This brings us back to the first portion of the passage from
Schelling: "In man there exists the whole power of the principle of
darkness." Just as Heidegger discovers the ingredients for
refounding metaphysics in Kant's "schematism of the
transcendental imagination," so he hits upon another, potentially
new, beginning of metaphysics in Schelling's "power of the
principle of darkness." Heidegger observes, "Evil itself
determines the new beginning in metaphysics." (22) Again, at issue
here is the interrelationship of human and divine wills.
"Evil" refers to the human capacity for reversing the will of
God. (23) But Heidegger reindexes Schelling's view of evil so that
it appears in the ontological, not theological, register.
Heidegger's dismissal of God from Schelling's treatise on
freedom is, he admits, rather "one-sided in the direction of the
main side of philosophy, the question of Being." (24) Likewise, the
one-sidedness of Heidegger's reading of Schelling consists in his
objection that Schelling ignores the proper bounds of philosophy, which
are set by human finitude. (25) Schelling's downfall, which keeps
him mired in metaphysics, is his faith that the absolute (= God) can and
should be thematized in the philosophical field. (26) Whereas
Kant's shortcoming--in Heidegger's view--lies in his devotion
to epistemology, Schelling's is his commitment to ontotheology.
Why did Heidegger choose this text, then, as the main focus for the
lecture course? He justifies the choice at length. The freedom treatise
injects a "new, essential impulse" into philosophy that ever
since "was denied." (27) The new impulse that Schelling gives
to philosophy is the splitting open of the German Idealist drive to
formulate systems. For Heidegger, Schelling's treatise
"shatters Hegel's Logic before it was even published!"
(28)--by facing head-on a reality that cannot be systematized, namely,
evil.
Heidegger offers Rahner an ontological reading of the freedom
treatise that foregrounds the distance at which the treatise places
Schelling from both Kant and Hegel. Schelling's treatise on freedom
rejects two restrictions of the philosophical field: Kant's
limitation of it to epistemic conditions, and Hegel's mastery of it
through dialectical logic.
Rahner's Reaction
We do not know how exactly Rahner reacted to Heidegger's
presentation of Schelling, but the evidence we do have, especially
Rahner's notes on Heidegger from the Samtliche Werke, (29) sheds
light on the subject. Soon after his exposure to Heidegger's
Schelling lectures, Rahner prepared a course on contemporary philosophy
that had the dual aim of assimilating Heidegger's best insights and
critiquing his oversights. The following pair of phrases summarize
Rahner's ambiguous sentiments toward Heidegger: "realistic
with us against idealism ... against us, wherein we [are]
idealistic." (30) Heidegger's keen attention to the world, so
stridently argued in Being and Time and "What Is
Metaphysics?," lends his philosophy a sober realism. But
Heidegger's realism bans the ideal from philosophy. This latter
point Rahner cannot accept. By comparison with Heidegger, he leans
toward German Idealism. Or more precisely, through a particular
expression of German Idealism, he finds a way beyond the split between
realism and idealism. In this way he looks a lot like Schelling, who,
especially in his "middle" period (which the freedom treatise
inaugurates), labors to construct an idealism beyond precisely this
realism-idealism disjunction.
What would Rahner have thought when he compared Schelling's
actual text to Heidegger's exposition of it? Surely he would have
noticed the similarity in argumentation between Heidegger's
lectures on Schelling and his Kant book. It is remarkable how the
lectures repeat the overall message of the latter. Kant abandoned his
discovery of the power of the transcendental imagination as soon as he
made it. (31) Likewise, Schelling abandoned his discovery of freedom.
(32) In other words, both failed to think through the finitude of human
Dasein. In noticing this similarity of argumentation, Rahner might also
have disagreed with it in the case of Schelling. Kant is a clear
opponent of Rahner's because Kant sets strict limits on human
cognition that, as one can see with Spirit in the World, Rahner rejects.
But Schelling's removal of many Kantian limitations would make him
a potential ally. Rahner would, then, be willing to accept
Heidegger's chastisement of Kant as simply another instantiation of
modern metaphysics, but would turn a critical eye toward
Heidegger's reservations about Schelling.
Likewise, we can surmise that Rahner objected to Heidegger's
banning God from Schelling's philosophy. In the same lecture notes,
Rahner points out that an "apriorism of finitude" (Apriorismus
der Endlichkeit) sustains Heidegger's thinking. (33) Without a
supporting argument, Heidegger insists throughout his thinking that the
infinite is a priori unavailable to philosophical reflection. For
Rahner, Heidegger's apriorism of finitude is an illicit restriction
of philosophy's scope. (34) Heidegger rightly associates the
theological element of Schelling's freedom treatise with an attempt
to think the infinite (i.e., the absolute). For this reason, Heidegger
quarantines that element and redirects it toward an ontology of finitude
that he sees as Schelling's great missed opportunity. It seems that
Rahner, given his disapproval of Heidegger's apriorism of finitude,
would reject this aspect of the lectures.
Not that there are no grounds for a Rahner-Heidegger agreement.
Heidegger's quarantine of Schelling's theology in the freedom
treatise has advantages for Catholic theology. His "middle"
period is marked by heavy borrowing from heterodox sources, most notably
Jacob Boehme, who speculates wildly about the inner life of God in a way
that Rahner would never deem licit. Heidegger's ontological
revision of Schelling's theology is not, then, entirely unwelcome.
Nevertheless, the issue remains that Heidegger over-revises him, thereby
eliminating a thrust of thought toward the infinite that Rahner would
find not only unobjectionable, but rather helpful in linking the
Catholic philosophia perennis to a significant strand of modern
philosophy.
Rahner had finished writing his philosophical dissertation--it
would become Geist in Welt--by May 1936, the month after he began
Heidegger's Schelling course. Rahner likely did not have Schelling
in mind as an interlocutor. Nevertheless, it is still worth seeking
resonances between Geist in Welt and Schelling's thought. This is
especially true because three years elapsed between Rahner's
completion of his dissertation and its publication. I show in my third
part how Schellingian resonances appear in Hearer of the Word (lectures
1937, published 1941). These echoes suggest that even if Rahner did not
substantively revise the words of his philosophical dissertation on
account of Heidegger's Schelling lectures, upon its publication
Geist in Welt stood in a different context because of these lectures.
Rahner's philosophical perspective drew on a variant of German
Idealism that was neither Kant's nor Hegel's.
Geist in Welt and German Idealism
The literature on Geist in Welt / Spirit in the World has so far
insufficiently treated it as a book in deep dialogue with German
Idealism. (35) To be sure, numerous references have connected
Rahner's text and German Idealism as an abstract movement. Some
scholars, most notably Hans Urs von Balthasar, have noted and lamented
echoes of Johann Gottlieb Fichte in Rahner's philosophy. (36) Also,
commentators have attempted to effect dialogues between Rahner and
Hegel. (37) It is true that Rahner envisions his book as conversant with
the tradition extending from Kant to Heidegger (38) with Hegel as a
natural signpost on this road. But Schelling better suits Rahner's
work. Heidegger, who prefers Schelling to Hegel, primed Rahner for an
inclination toward Schelling. A close reading of key portions of Spirit
in the World can reveal that once Rahner read Schelling, he found in him
an ally. The alliance is based in the resonance between the ways these
two thinkers view the origin of reality. At the heart of all reality is
a plurality that, even in its multiplicity, is unified. Reality is based
neither in division nor in mere identity, but in plural unity.
Spirit in the World and the Metaphysics of Knowledge
I will forgo an introductory explanation of Spirit in the World,
since its structure and overall thrust have been well documented in
Rahner research. (39) I do, though, want to establish what it means that
Rahner presents Spirit in the World as a book on the metaphysics of
knowledge. One must understand that the metaphysics of knowledge is not
the same as epistemology. The former is a far broader discipline than
the latter. Much of Heidegger's intellectual labors in the late
1920s and early 1930s were devoted to making and maintaining this
distinction. Rahner follows this Heideggerian path. In the preface, he
makes a crucial distinction:
Let it be said here explicitly that the concern of the book is not
the critique of knowledge, but a metaphysics of knowledge, and
that, therefore, as opposed to Kant, there is always a question of
a noetic hylomorphism, to which there corresponds an ontological
hylomorphism in the objects, in the sense of a thoroughgoing
determination of knowing by being. (40)
Despite the common perception that Rahner positively appropriates
Kant, this quotation shows that Spirit in the World is a book that
vigorously resists Kant, from beginning to end. An explanation of
Rahner's terns can clarify this resistance.
First, hylomorphism: this word refers to the relationship between
matter and form or, in the language of critical philosophy, objectivity
and subjectivity. Second, there are two ways of approaching this
relationship: noetic and ontological. To account for hylomorphism
noetically is to consider objects primarily through a description of
epistemic faculties. Objects are reduced in a double sense (decreased
and led back) to human mental processes. By contrast, ontological
hylomorphism allows objects a reality unto themselves. Ontological
hylomorphism does not, however, equal naive realism, as Kant would fear.
Instead, ontological hylomorphism, if carefully deployed, yields a
critical metaphysics. Rahner resists Kant because he reads Kant as an
epistemologist who abandons metaphysics, whereas Rahner reinstates
metaphysics. In this way, Rahner resembles Schelling.
Before Rahner thematized the crucial distinction between
epistemology and metaphysics, Schelling had done so--and amid much
misunderstanding due to Kant's conflation of the two. Frederick
Beiser observes, "In his early years Schelling saw something that
many of his contemporaries, and many still today, fail to appreciate. He
recognized that the solution to the fundamental problems of epistemology
requires nothing less than metaphysics." (41) Schelling gradually
came to this conclusion, beginning with his systematic works of the
1790s and early 1800s, and then in the works of the decades to follow,
especially the one Rahner studied. In fact, one could plausibly argue
that Schelling's freedom treatise enacts a sharp and resolute turn
away from epistemology toward fundamental ontology--hence his wrestling
with the fundamental question of theodicy.
My question here is whether Rahner discloses in Spirit in the World
what Schelling sought throughout his career, but especially in the
"middle" period: an ontological hylomorphism that surpasses
the noetic hylomorphism left in Kant's wake, a noetic hylomorphism
that reached its apogee in Hegel. I venture here an inchoate
"yes," based on two points: first, Rahner's explication
of spirit in world; and second, his reading of Thomas Aquinas's
"a priori." My yes affirms that Rahner, like Schelling and
unlike Kant and Hegel, identifies through his metaphysical examination
of human knowledge an original plural unity that holds together spirit
and matter because both are grounded in it. Like Schelling, Rahner
appropriates the best moments of German Idealism while moving beyond its
worst. He does so by retrieving insights from the perennial philosophy
of Aristotle to guide philosophy after German Idealism.
Spirit in World: Matter, Form, and Influences
The title Geist in Welt lacks a definite article. Although it is
translated into English as Spirit in the World, a proper translation
would read "Spirit in World." This is no small matter.
Instead, the absence of the definite article in German indicates
something crucial to the book's subject. Rahner examines how spirit
functions when infused in worldly matter, and how world operates by an
infusion of spirit, and how both are based in the plural unity of a
dynamic reality that transcends the distinction between spirit (or form)
and matter. The introduction of the definite article intimates a
separation between spirit and world, as if spirit has traveled from
outside the world then to work its way into the world, which is integral
without spirit. The absence of a definite article places spirit and
world in radical proximity and points to their common origin. The
definite article's presence suggests external correspondence
between spirit and world, while its absence indicates internal
coherence. In his book, Rahner describes the internal coherence of
spirit and world. From here on, I refer to the book as Spirit in World.
The limited scale of an article permits me to consider only one
text to support the above claims: chapter 4, section 9 of Spirit in
World, entitled "Intelligible Species II: Towards the Ontology of
Inner-Worldly, Efficient Causality." (42) Here Rahner turns a
specific question about the metaphysics of knowledge, the
"permanence of the intelligible species" (the likeness of an
object produced by the intellect) "in the spirit as such,"
into a more general question about reality. (43) This question about
knowledge, he contends, reduces to a wider, ontological question
"about the relationship between the formal, essential ground of an
existent in general and its accidental properties." (44) This
general problem covers the ideas of "action" and
"passion" and their mutual inclusion. (45) How can an
"active" spirit and a "passive" object both be said
to move and to be moved? (46)
Rahner derives this line of questioning from Aquinas, who in turn
derived and developed it from Aristotle. Statements from Aquinas like,
"Every patient receives the action of the agent according to its
own mode," indicate that he identifies, even if he does not fully
explicate, action and passion's mutual inclusion. (47) The general
ontological problem comes to light in Aquinas's thinking on
"influences." Rahner names two types of influences in a
"passive" object: "emanating" (ausfliessende) and
"received" (ubernommene). (48) To reach an explanation of
these influences, Rahner deduces the concept of matter, the hyle of
hylomorphism. (49)
For Thomistic-Aristotelian metaphysics, matter is that which may be
formed. An object is material insofar as it receives a determination
from an active external form, the morphe of hylomorphism. But
Aquinas's teaching that the object receives formal determination
"according to its own mode" implies that "something can
be a determination of an existent only by the fact that it is produced
by the substantial, ontological ground of the determined existent
itself." (50) An external influence can occur only with the active
cooperation of the receiver. Surely matter must be the "passive, of
itself indeterminate 'wherein' (Worin) of an ontological
determination." But in the case of human knowing, the complexity of
matter manifests itself, because the activity of human knowing depends
on matter's "active potency" to receive determination.
(51) Rahner is arguing, then, that matter is dynamic. It does not merely
receive form from a knower or from other material objects. Instead, when
matter is influenced, it also influences.
Rahner elaborates his case over the next several pages. He
stipulates, with support from Aquinas, that the "essential
characteristic of matter is ... absolute space." (52) A corollary
is that though matter admits of plurality, it is fundamentally one. Even
when matter is determined and divided by form, at a deeper level it
remains one and thus retains its ability to receive other forms. (53)
And substantial form bears an analogous tendency toward wider
possibilities. It is always ordained "towards the total breadth of
its possibilities," but at the same time "this realization is
always possible only in determinations which in principle never realize
the whole breadth of these possibilities at once." (54) This
consideration of the analogous relationships that matter and form have
with respect to their possibilities shows the mutual and ineluctable
involvement of matter and form in each other's self-realization.
The matter-form relationship (hylomorphism) is, to put it more
simply, fluid. Form determines and activates matter, but also matter
determines form "for its actualization of the potentialities of
matter." In this way, the form "suffers," but this
suffering is never precisely passive. (55) Rahner's deduction of
matter lays bare a mutual influence of matter and form, where both terms
are passive and active. This mutual influence of matter and form is
intrinsic to both--hence Rahner's reduction of efficient causality
(which operates extrinsically) to formal causality (which operates
intrinsically), (56) and this mutual influence is original: matter and
form derive from an original plural unity.
These ideas present a serious parting of ways with the particular
type of Thomistic-Aristotelian philosophical system in which Rahner was
trained. It may seem that he has taken a stake in Hegel's
dialectical-evolutionary scheme, where spirit and matter mutually
influence each other during spirit's odyssey toward absolute
knowledge (thus canceling both spirit and matter). But before one draws
this conclusion, one must understand why Rahner's break with this
particular type of Thomist-Aristotelianism was not a break with
Thomist-Aristotelianism altogether, and thus why Rahner is not a
Hegelian. To establish this point, I look briefly at Schelling.
Joseph Lawrence argues that Schelling surpasses Hegel (as well as
Kant and Fichte), and opens a postidealist philosophical epoch, because
he is an Aristotelian. By this Lawrence means several things, but his
central point is Schelling's agreement with Aristotle that prime
matter "as the undying appetitus materiae for form and actuality
gives itself over to the ordered and organic world of completed
nature." (57) Matter hungers actively for form and, it must be
added, form can only come to fruition through matter. Both emerge
together from a ground that precedes them and to which, together, they
give order. Form and matter both derive from possibility, or
metaphysical potentiality. This potentiality can never be fully
cognized. For Schelling, as for Aristotle, the ground of reality is
indeterminate and imparts to forms an indissoluble indeterminacy, even
when they become forms of concrete, material individuals. Schelling
refers to this indeterminacy in a frequently quoted passage in his
freedom treatise: "This is the incomprehensible base of reality in
things, the indivisible remainder, that which with the greatest exertion
cannot be resolved in understanding but rather remains eternally in the
ground." (58) Even ordered reality, then, reflects an original
plurality where contraries are allowed to strive together from their
ground toward existence. Schelling uses this idea in his freedom
treatise to explain the origin of evil as the mutual possibility of evil
and good. (59) But the idea has wider application, one that brings
Schelling and Rahner into close proximity.
Rahner's ideas from Spirit in World resonate resoundingly with
Schelling's thinking. The interplay of influences in existents
points back to an original belonging-together from which existence
develops, and points forward to a future when this belonging-together
will be allowed to remain. Via Aquinas, Rahner makes his discovery in
dialogue with Aristotle, a dialogue partner he shares with Schelling.
Both take from Aristotle the ingredients for articulating their
respective visions of original plural unity. This vision breaks the
German Idealist will to system, by pointing to the plurality that evades
systemic identity.
The Dynamic a Priori (60)
To illustrate further the resonance between Rahner and Schelling, I
must reflect on a crucial footnote in Spirit in World. Rahner discusses
the difference between an Augustinian and a Thomistic metaphysics of
knowledge. Contrary to those who differentiate the two as a
Platonist-idealist-apriorist and an
Aristotelian-empiricist-aposteriorist respectively, Rahner characterizes
both as a priori thinkers. He renders the difference as follows:
"an apriorism of the intellectual light (lumen intellectuale) as a
formal a priori of the subject in Aquinas, and the apriorism of an idea
objectively existing in itself in Augustine." (61) Rahner here
treats both Augustine and Aquinas as apriorists. Augustine's
apriorism is a static idealism, while Aquinas's is a dynamic
thinking beyond idealism. I can better illustrate the contrast by
borrowing a passage from Schelling's System of Transcendental
Idealism. Though this "early" text is markedly different in
outlook from that of his freedom treatise, it contains ideas that the
freedom treatise will take up, refine, and, for my purposes, put into a
form that resonates well with Rahner's ideas.
I begin with Schelling's rendering of the difference between
dogmatic idealism and transcendental idealism. Using Descartes as a
foil, Schelling writes,
Descartes the physicist said: give me matter and motion, and from
that I will fashion you the universe. The transcendental
philosopher says: give me a nature made up of opposed activities,
of which one reaches out into the infinite, while the other tries
to intuit itself in this infinitude, and from that I will bring
forth for you the intelligence, with the whole system of its
presentations. (62)
Descartes holds an apriorism of an idea existing in itself that
might be projected outwardly as a world integral in itself. By contrast,
Schelling focuses on a formal a priori of the subject that brings forth
a system of presentations. The contrast lies in the difference between a
static and a dynamic a priori. Descartes draws on a standing reserve and
makes a static world. Schelling intuits interfusing forces that produce
world. Combining this passage from Schelling with Rahner's footnote
indicates that Rahner likens Augustine to Descartes, and Aquinas comes
off looking like Schelling. Aquinas is a thinker of a dynamic a priori,
an intelligence that reaches out into the infinite and a sensibility
that intuits itself in this infinite.
One more statement from the System of Transcendental Idealism can
help illustrate the meaning of Aquinas's "dynamic a
priori." Schelling writes, "What is commonly called
theoretical reason is nothing else but imagination in the service of
freedom." (63) Clearly this quotation anticipates the freedom
treatise by making freedom the focal point for the study of reason. In
connection with this quotation, I can extend my argument that
Rahner's view of theoretical reason (his metaphysics of knowledge)
proves isomorphic with Schelling's view.
Rahner titles the third and final part of Spirit in World "The
Possibility of Metaphysics on the Basis of the Imagination." (64)
Within this part, he makes a twofold contention: "human thought
remains permanently bound to sense intuition" (to which Rahner,
following Aquinas, annexes imagination), and simultaneously human
thought affirms "a being beyond the realm of imagination."
(65) Rahner relates this contention to another: "the free spirit
becomes, and must become, sensibility in order to be spirit, and thus
exposes itself to the whole destiny of this earth." (66) He is
building the case that human thought (theoretical reason) is a work of
the imagination. This work occurs when freedom (of spirit) allows itself
to exist as imagination. In so existing, freedom exposes itself to the
whole breadth of the imagination, and in so exposing itself, freedom
shows itself to be directed somehow beyond imagination (otherwise it
would not have the power to expose itself so widely). This is a long way
of saying, "Theoretical reason is nothing else but the imagination
at the service of freedom."
This resonance between Rahner and Schelling stretches into
Schelling's treatise on freedom. His view of reason in this
treatise carries forward the one from the System. For my purposes,
though, I note that Schelling makes one vital amendment to his view of
reason in the intervening years between the two texts. In the freedom
essay, he likens reason to mystical indifference:
Reason is in man that which, according to the mystics, the primum
passivum or initial wisdom is in God in which all things are
together and yet distinct, identical and yet free each in its own
way. Reason is not activity, like spirit, nor is it the absolute
identity of both principles of cognition, but rather indifference.
(67)
Schelling defines indifference more specifically a few pages
earlier: "Indifference is not a product of opposites, nor are they
implicitly contained in it, but rather indifference is its own being
separate from all opposition, a being against which all opposites ruin
themselves." (68) And, significantly, he adds that indifference
"is indeed the only possible concept of the absolute." (69)
Were one to conceive of the absolute without reference to indifference,
one would have to start with a primal duality, or better, dualism. (70)
Schelling has in mind Hegel, for whom reason and freedom operate out of
a primal duality that is resolved through conflict and, eventually,
cancellation. For Schelling, by contrast, all being, reason, and freedom
(since one can only distinguish, but not separate, these three) arise
from an irresolvable plurality, and this plurality is always preserved.
This is what Schelling means by indifference as the "ruining of all
opposites." A close reading of the freedom treatise and the private
lectures delivered at Stuttgart a year later (71) makes clear that
"indifference" is Schelling's word for primal and
ultimate irresolvable plurality. The Stuttgart seminars help clarify
that, for Schelling, "indifference" not only and primarily
manifests itself within God's own life as latent possibilities or
"potencies," but it is also reflected in all that God creates.
(72)
Rahner's concept of the absolute provides an analogy to
Schelling. For Rahner, the "absolute" is being, and being is
analogous. Human reason is directed by absolute, analogous being, which
enlightens human consciousness by what Rahner calls a Vorgriff
(anticipation). (73) Vorgriff is another word for Rahner's dynamic
a priori. This Vorgriff, for which absolute being is the form, in turn
forms the dual aspects of human experience: sensation and imagination on
the one side, and intellection on the other. The Vorgriff operates
indifferently with respect to this duality. God is the
"absolute" that appears in the Vorgriff. From this, one can
infer that God operates indifferently toward the dualities of God and
world, and eternity and time. One might even say that God is the
indifference that "ruins" all these opposites, just so long as
one hears in this statement an affirmation of the Thomistic analogy of
being. Rahner mentions the analogy of being in the closing pages of
Spirit in World, and though he indicates that he cannot pursue the idea,
my aim here is to show that Rahner's view of human reason and
freedom--and God's reason and freedom--centers on an analogous
conception of being. Rahner's rendering of this analogy places him
close to Schelling's view of "indifference."
Rahner's "analogy of being" and Schelling's
"indifference" are two resonant ways of expressing the plural
unity from which all reality originates. I access the Rahnerian view of
original plural unity by examining how the dynamic a priori in
Rahner's Aquinas resonates with Schelling's explication of
reason. This dynamic a priori is a major contribution to Catholic
thought, but it has not yet been adequately appropriated since
Rahner's readers have found this idea redolent of illicit
Kantianism or Hegelianism. I have suggested instead that Rahner's
proximity to Schelling exemplifies how German Idealism might cohere with
a Catholic, analogical imagination.
I again refer to Lawrence's idea of Schelling's affinity
for Aristotle to specify Rahner's engagement with German Idealism.
Beyond the specific example of the belonging-together of form and
matter, Rahner's view of the analogy of being as an indifference
that ruins all opposites shows his wider commitment to an Aristotelian
rendering of reality as grounded in original plural unity. This
commitment obtains throughout Schelling's writing. It opens his
thinking not only to a universality that is not predicated on noetic
determination of everything, but also to a catholicity that conventional
German Idealism forbids. Rahner's thinking resonates with Schelling
(especially the "middle" Schelling) because Rahner, too,
through his dialogue with German Idealism, outstrips it. He exceeds
German Idealism by turning it back toward the philosophia perennis.
The Symbol and the Aesthetics of Freedom
Within the past decade Rahnerians have warmed to the idea that
Rahner presents a theological aesthetic. (74) Further investigation into
this question ought to be made, for the obvious reasons that in recent
decades theological aesthetics has become an influential discipline and
that Rahner remains under-consulted on the topic. But more specifically,
Rahner's elective affinities with noted philosophical aestheticians
offer prima facie possibilities for reflection, and one must wonder
whether something interesting lies beneath this surface. My own pursuit
of this "something" focuses on Rahner's famous essay,
"The Theology of the Symbol." In choosing this focus, I am
again following Fields, whose whole book suggests that this essay is the
entryway to Rahner's theological aesthetic.
Here I argue several points: (1) Schellingian resonances detectable
in Rahner's symbol essay indicate his continued engagement with
Schelling's essay on human freedom long after he studied it with
Heidegger. (2) This ongoing engagement can be discovered if one reads
"The Theology of the Symbol" through the lens of Hearer of the
Word, a text whose initial development coincided with the end of
Rahner's study with Heidegger. And (3) Rahner's engagement
with Schelling's ideas on freedom shapes the character of his
aesthetic perspective in the symbol essay, which centers on original
plural unity.
Rahner's Symbol Essay and Metaphysics
Rahner's symbol essay commences by invoking contemporary
discussions of devotion to Jesus' Sacred Heart and declares his
intention to contribute to this conversation. (75) It quickly turns to
broader considerations--that is, to metaphysics. This transition is
philosophically and theologically significant. The structure of
Rahner's text indicates that the Sacred Heart is a concrete symbol
of a metaphysical ground.
The bulk of the essay consists in an in-depth exposition of six
propositions on the metaphysics of symbol, starting from a theological
point of view. The first two propositions are meta-propositions about
(1) being's necessary self-expressiveness and (2) symbolic being as
self-realization in another. (76) They speak to reality as a whole. The
third and fourth propositions are transitional. They concern (3)
theology's general need for the concept of the symbol in order (4)
to make sense of God's saving action. The last two propositions are
specific to the human person, namely, the symbolic relationship between
body and soul (5 and 6). (77) All six propositions center on
Rahner's general definition of symbol: "the representation
which allows the other to be there." (78)
Prior treatments of the symbol essay have focused mainly on the
anthropological propositions (5 and 6). Illustrative and influential in
this respect is James Buckley's 1979 article that foregrounds the
anthropological dimension of Rahner's theology of symbol. (79)
Research remains to be done, though, on the macroscopic problem outlined
in Rahner's first two propositions.
The first two propositions center on being's
"self-expression." Rahner takes it to be axiomatic:
"being" means being expressive or expressed. Each single,
finite being is, then, multiple. (80) Rahner regards this axiom as
philosophically grounded in the condition of finitude: a finite thing is
"not absolutely 'simple,'" that is, not
self-sufficient or self-sustaining. It needs "another" to be
the medium of its expression. Or, from the other side, it needs
another's expressiveness to be expressed through it. And by virtue
of these needs, the finite being is multiple. The axiom is theologically
grounded, too, in that God is Trinity: "multiple,"
three-in-one. Intra-trinitarian plurality helps make sense of creaturely
finitude. Given that a trinitarian God creates each finite being,
finitude need not be viewed as merely privative, "but also as a
consequence ... of that divine plurality which does not imply
imperfection and weakness and limitation of being, but the supreme
fullness of unity and concentrated force." (81) For both philosophy
and theology, being is self-expressive. And this expressiveness is a
function of being's original plural unity.
Rahner explains this original plural unity using the word
"agreement" as his anchor point:
Each being, as a unity, possesses a plurality-implying
perfection--formed by the special derivativeness of the plural from
the original unity: the plural is in agreement with its source in a
way which corresponds to its origin, and hence is "expression" of
its origin by an agreement which it owes to its origin. (82)
He deploys the term "agreement" to indicate that ontology
comes down to a relation quite different from efficient causality.
Self-expression is not primarily governed by efficient causality: being
as symbol does not mean that beings self-realize in the same way that my
car gains speed when I depress the accelerator (I apply a force external
to the internal combustion engine that makes the car "go").
Instead, Rahner suggests that a being's self-expression is better
understood under the Thomistic rubric of formal causality, where the
"'form' gives itself away from itself by imparting itself
to the material cause," and where "the 'effect' is
the 'cause' itself." (83) Formal causality entails
internal agreement, while efficient causality tends at best toward
external correlation.
If a symbol "allows the other to be there," it makes more
sense that a symbol would be discussed in terms of internal agreement
rather than external correlation. The symbol, as a representation
implicated in internal agreement, would have a stake in what it
represents. It would express and be expressed all at once, rather than
doing just one or the other. With the concept of formal causality in
mind, Rahner restates his definition of a symbol: it "is created by
that which is symbolized as its own self-realization." (84)
This all relates to my prior discussion of matter, form, and
influences in Spirit in World. There Rahner explains that if one
examines matter and form at a sufficiently fundamental level, one sees
that they mutually implicate each other because they derive from the
same ground. It is no small matter that Rahner develops this idea (which
coheres with his deduction of matter) within a section that rereads the
Thomistic-Aristotelian ontology of inner-worldly efficient causality.
This rereading proposes, as I showed above, that efficient causality be
reduced to formal causality. Thus Rahner remains consistent between
Spirit in World and "The Theology of the Symbol" on this
point. And insofar as Spirit in World resonates with Schelling's
retrieval of Aristotle's metaphysics, so does the symbol essay.
Another commonality between Rahner's "earlier" and
"later" texts emerges as he treats the second proposition
regarding the self-realization of a being in the other. He conjoins his
metaphysics of the symbol to the analogy of being. He indicates that a
symbol and the being it symbolizes share the analogia entis. (85) As he
does near the end of Spirit in World, Rahner associates the analogia
ends with the "ruining" (or dissolution) of opposites, in this
case the symbol and the symbolized, the expression and the expressed. He
invokes analogy to suggest that at the heart of being lies a
foundational--yet dynamic--agreement between beings. This agreement
grounds any expression, any self-realization, or any manifestation.
This last word, "manifestation," brings me to the topic
of aesthetics, since aesthetics is the study of manifestation. "The
Theology of the Symbol" is a study in manifestation. This becomes
most clear when Rahner returns in the essay's closing pages to the
topic of devotion to the heart of Jesus. Rahner contends that
theologians who wrangle over whether it is licit to refer to the Sacred
Heart as a symbol, or whether Jesus' bodily heart or a more
abstract notion of Jesus' love is the object of devotion,
misunderstand symbolic manifestation. The word "symbol" need
not be avoided, because no symbol is a mere symbol. No symbol manifests
purely extrinsically what it symbolizes. Instead, "the symbol is
the reality, constituted by the thing symbolized as an inner moment of
itself, which reveals and proclaims the thing symbolized, and is itself
full of the thing symbolized, being its concrete form of
existence." (86) Thus the bodily heart of Jesus and Jesus'
spiritual love cannot be separated, even if they might be mentally
distinguished. This mental distinction, as it turns out, is an
expression of the original plural unity of heart and love, the symbol
and the symbolized.
Freedom and Eternal Manifestation
Though it may not be immediately obvious, Rahner's essay on
symbol is about freedom. It is an essay about the heart--Jesus'
Sacred Heart--and for Rahner, freedom is "the capacity of the
heart." (87) I have just compared this "later" essay with
the "earlier" Spirit in World. In this section I bring in
Rahner's other famous "early" philosophical text, Hearer
of the Word, whose initial development was contemporaneous with the
interval between his writing of Spirit in World and its publication.
Also, Schelling's freedom treatise reenters the discussion. The
three main texts under consideration-- "The Theology of the
Symbol," Hearer of the Word, and Philosophical Investigations into
the Essence of Human Freedom--all concern freedom. They also concern
manifestation. In fact, for each text freedom is, fundamentally,
self-manifestation that allows the other to be there.
As I have argued, Rahner's symbol essay speaks of the symbol
in terms of self-realization. This way of describing symbol is by no
means self-evident. Just because something shows itself in a symbol does
not necessarily imply that this showing entails self-realization. But
Rahner discusses symbol in this way. In so doing he implicates the theme
of freedom into his metaphysics of symbol. The other themes that I
elucidated above, "allowing the other to be there" and
"agreeing with the origin," also involve freedom, since
"allowing" and "agreeing" are dispositions of
freedom. Rahner is not simply developing a set of metaphors. He means
quite literally that every symbol, insofar as it is true, acts
freely--thus manifests freely. (88)
Free revelation is the central theme of Hearer of the Word. The
focal question of the text arises in conjunction with Rahner's dual
insistence that divine (infinite) being is pure luminosity, and that the
human spirit is, per the Scholastic description, quodammodo omnia',
finite openness to the infinite. (89) Rahner's question is this:
"Why does the absolute transcendence of the spirit as the a priori
opening up of a space for revelation, combined with the pure luminosity
of pure being, not from the start render superfluous any possible
revelation?" (90) In effect, Rahner asks how revelation can be free
if it is also necessary. How can God choose to self-reveal if the makeup
of the human spirit demands a divine self-revelation? Rahner arrives at
an answer through a metaphysical examination of will, both human and
divine.
Rahner's depiction of human will has a distinctive tenor to
it: "At the basis of human existence is always enacted a necessary
and absolute affirmation of the contingent reality that we ourselves
are, i.e., will." (91) He characterizes the human will as at the
"basis"--or origin--of human existence. As he puts it in a
later lecture on freedom (1964), "it would be a complete
misconception of the nature of freedom to try to understand it as the
capacity of choice between objects given a posteriori." (92)
Instead, the nature of freedom lies in an a priori decision. Freedom is
a dynamic a priori. This dynamic a priori affirms and reenacts "a
free absolute positing of something that is not necessary." (93)
The "free absolute positing" is the creation of the contingent
("not necessary") human being. By affirming this absolute
positing, the human person affirms the luminosity of being that emits
from what Rahner calls the "ground of human existence." (94)
Being's luminosity, though it shines from within the human person,
must be recognized, Rahner contends, as originating in the free act of
another. This freely acting "other" is the divine will. The
essence of human freedom is the necessary positing of something
contingent. Human action grounds itself in a fundamental acceptance that
I am here, and that I have been placed here by an other. This acceptance
is, then, necessary, but it is the necessary acceptance of a free act:
"Humanity is necessarily posited, because posited by a free
will." (95)
All this discussion of freedom and necessity helps Rahner answer
his central question. The infinite openness of the human spirit is
nothing other than the affirmation of the free will of God. Thus, human
freedom of spirit does not cancel the freedom of God's revelation.
The more one recognizes the limitlessness of human freedom, the more one
proclaims God's freedom to reveal or not to reveal. The
independence of the human person is not inimical to the dependence of
the human person on God. And the independence of the human person from
God is not inimical to God's independent capacity for revelation.
With these words, I have begun to suggest how Rahner's ideas in
Hearer of the Word and the reverberations of Hearer of the Word in the
later symbol essay relate to Schelling's freedom treatise.
Even though he does so in a different mode and toward a different
end, Schelling shares Rahner's project of inquiring into God's
freedom to self-reveal. For Schelling, God self-reveals freely.
Furthermore, God self-reveals in free beings. Schelling argues that God
would not be truly God if God self-revealed to or through
"mechanical" beings, that is, beings that would be able to
receive God's self-revelation only by necessity or coercion, or
that would be gleefully unaware of the revelation. Schelling states,
"The procession of things from God is a self-revelation of God. But
God can only reveal himself to himself in what is like him, in free
beings acting on their own, for whose being there is no ground other
than God but who are as God is." (96) God and creation have freedom
in common. Freedom is the linchpin that holds reality together. It links
creation to its God. Schelling invokes Jesus' saying, "God is
not God of the dead, but of the living" (Lk 20:38). The life of the
"living" is freedom. And freedom means
"independence." Schelling expresses this in terms reminiscent
of Rahner's symbol essay: "The representations of the divinity
can be independent beings only; for what is the limiting element in our
representations other than exactly that we see what is not
independent?" (97) Creation remains unlike God, then, because only
God is purely free, and the creature exists as free and
unfree--dependent. Creatures represent God in both their independence
from and dependence on God. They are symbols of God.
Schelling went further than Rahner would go, insisting that for God
to reveal God's self there must be such independent expressions. In
a manner of speaking, God is dependent on the world. Rahner, being a
traditional Catholic theologian committed to the immutability,
impassibility, and omnipotence of God, would reject this Schellingian
tenet, which, despite Schelling's teaching that God is utterly
free, seems to submit God to a necessity beyond God's control. Thus
we could hearken back to the potential helpfulness from Rahner's
point of view of Heidegger's bracketing of Schelling's
heterodox theology (see the first section above). Notwithstanding these
theological difficulties, though, Schelling's account of free
divine self-revelation in creation, particularly when he applies this
directly to humanity, (98) provides an interesting template for
reassessing Rahner's "Theology of the Symbol" via Hearer
of the Word.
Again the Rahner-Schelling nexus is seen most clearly in
Schelling's development of Aristotle's idea of prime matter,
which, we saw above, redirects the thinking of "ground." For
both Schelling and Rahner, any discussion of human independence from or
dependence on God must consider the ground for this independence or
dependence. The ground for both Rahner and Schelling, though they deploy
it in distinct senses, is an eternal decision. This does not mean that
temporal acts of freedom are merely epiphenomenal. To the contrary,
without these temporal acts, the eternal decision never takes shape.
Eternal decision is possibility, the pluriform possibility that produces
actuality. By analogy with their thinking on matter and form, then,
Rahner and Schelling present views of freedom centered on the original
plurality of possibilities that conditions actuality.
Put succinctly, since this article is, in any event, programmatic,
the Schellingian template would call for a reading of Rahner's
theology of the symbol as itself a symbol of a wider theological
aesthetic operative in Rahner's corpus. Fields has already done
much of the legwork of putting forth exactly this insight. But he has
not yet specified the character of Rahner's theological aesthetic
in a way that an encounter with Schelling might. An in-depth dialogue
between Rahner and Schelling would reveal that, for Rahner, the
manifestation described in theological aesthetics is the manifestation
of divine freedom to and through creaturely freedom. Theological
aesthetics explicates the free divine self-revelation to creatures who
are free to apprehend this revelation, but who likewise depend on and
yearn for it. More simply, theological aesthetics investigates the
original plural unity of divine and human freedom.
The upshot of all this is that the Rahner-Schelling conversation
reveals a way of articulating the analogy of being in a critical idiom.
This is not just a difference of language--no symbol is a mere
symbol--but a serious reappropriation of Thomistic-Aristotelian
metaphysics for an age after German Idealism. Schelling helps us
discover in Rahner a participatory metaphysics that is pronouncedly
dynamic. The eternal manifestation of God moves through creation,
especially through free human action, toward its greater honor and
glory. This glory comes not through human autonomy (Kant) or through
knowledge (Hegel), but through a polymorphic ethos, a way of life that
enacts the plural-yet-unified ground of all that is.
Conclusion
I have here examined the hitherto untraversed territory of the
relationship between Karl Rahner and Friedrich Schelling. I started with
Stephen Fields's placement of Rahner in a place of tension along
the German Idealist trajectory, a place similar to the one Schelling is
often understood as occupying. In keeping with Fields's insight, I
investigated a point of history: Rahner studied Schelling under Martin
Heidegger. I speculated as to how this portion of Rahner's
education might illuminate his works, while also trying not to overstate
the influence of Schelling on Rahner. I explored how Rahner's
Spirit in World evidences openness to Schelling's thought,
particularly with respect to Schelling's rehabilitation of
Aristotelian metaphysics after Kantian and Hegelian idealism. Using
Schelling's thought as a template, I began to develop a generative
reading of Spirit in World as a text about original plural unity.
Finally, I commenced reconsidering Rahner's "The Theology of
the Symbol," using Schellingian ideas to discover in this text a
theological aesthetic centered on the original plural unity of divine
and created freedom.
Original plural unity should be a guiding idea for theological
aesthetics. The idea can help mitigate some of the dangers that
accompany the benefits of theological aesthetics, like the tendency to
reduce reality to a spectral scene or to a worldly drama that, when it
comes down to it, is merely an epiphenomenon of the heavenly drama. With
Schelling's help, I have found Rahner articulating an idea of
original plural unity, a coinherence that is held together dynamically
by free divine and human acts, where all parties have a real stake in
the action and no one is a spectator. Further exploration of original
plural unity in Rahner, with Schelling as an interlocutor, could
complexify the idea, particularly with respect to sin. (99) This fuller
consideration would demonstrate how one may find in Rahner's works
a theological aesthetic attentive to both the divine light and the
darkness that tries, but fails, to overcome it (see Jn 1:5; recall
Heidegger's quotation from Schelling in the first section above).
In a world where darkness continually disguises itself as light, a
discerning, Rahnerian theological aesthetic proves as necessary as ever.
(100)
DOI: 10.1177/0040563914529897
Peter Joseph Fritz
College of the Holy Cross, Worcester, MA
(1.) Stephen M. Fields, S.J., Being as Symbol: On the Origins and
Development of Karl Rahner's Metaphysics (Washington: Georgetown
University, 2000).
(2.) See especially ibid. 90.
(3.) Thomas O'Meara raises this question in at least two of
his books, first implicitly, then explicitly: Thomas F. O'Meara,
O.P., Romantic Idealism and Roman Catholicism: Schelling and the
Theologians (Notre Dame, IN: University of Notre Dame, 1982); idem, God
in the World: A Guide to Karl Rahner's Theology (Collegeville, MN:
Liturgical, 2008) 33 n. 37, 91 n. 15.
(4.) Friedrich Schelling, Philosophical Investigations into the
Essence of Human Freedom, trans. Jeff Love and Johannes Schmidt (Albany,
NY: SUNY, 2006). On Rahner's coursework at Freiburg with Heidegger,
see Thomas Sheehan, Karl Rahner: The Philosophical Foundations (Athens:
Ohio University, 1987)--a list of courses is given on p. 5; and Thomas
F. O'Meara, O.R, trans., "Johannes B. Lotz, S.J., and Martin
Heidegger in Conversation: A Translation of Lotz's Im Gesprachf
American Catholic Philosophical Quarterly 84 (2010) 125-31. For more on
Rahner's studies with Heidegger, see Karl Rahner, Geist in Welt:
Philosophische Schriften, Samtliche Werke 2, ed. Albert Raffelt
(Freiburg i. B.: Herder, 1996) xvii-xviii (hereafter Geist in Welt).
(5.) Karl Rahner, Spirit in the World, trans. William Dych, S.J.
(New York: Continuum, 1969).
(6.) Karl Rahner, "The Theology of the Symbol," More
Recent Writings, Theological Investigations (hereafter TI) 4, trans.
Kevin Smyth (Baltimore, MD: Helicon, 1966) 221-52.
(7.) Having just referred to the "middle" Schelling, I
must comment on the periodization of Schelling's works, a matter of
heated and lively controversy. To economize, I stipulate, rather than
argue for, a few salient points to illustrate where I stand. First, I am
persuaded by scholars who hold to a three-period view of
Schelling's philosophical development: (1) an early period
including the nature philosophy of the 1790s and the transcendental
idealist and identity philosophy of the early 1800s; (2) a middle period
stretching from 1809 to 1821 (or possibly 1827) that focuses on freedom
and time; and (3) the late period, from the 1820s to his death in 1854,
during which he develops his so-called "positive" philosophy
of mythology and revelation. Second, though theologians like Paul
Tillich and Walter Kasper have found Schelling's late philosophy
theologically fruitful, I deem the middle period's foregrounding of
freedom to accord best with Rahner's theology. Third, this
preference for the middle period coheres with the historical point that
Rahner studied the flagship "middle" text with Heidegger.
Fourth, even if I prefer the middle period to others, I agree with
Joseph Lawrence that the continuity of Schelling's corpus (which
Schelling himself maintained) is often missed, and that the differences
between his "periods" are overplayed. This last point is
crucial, since later in this article I shuttle between the early and the
middle periods, contending that certain important ideas remain largely
the same from the 1800 System of Transcendental Idealism [trans. Peter
Heath (Charlottesville: University of Virginia, 1978)] up through the
1809 freedom treatise. For, to my mind, the best discussion of
Schellingian periodization currently in print, see Joseph Lawrence,
"Schelling: The Philosopher of Tragic Dissonance," in The
History of Continental Philosophy, 8 vols., ed. Alan D. Schrift
(Chicago: University of Chicago, 2010) 1:163-86.
(8.) It is well known, yet nevertheless notable, that Holderlin,
Hegel, and Schelling were friends from their university days in
Tubingen.
(9.) Martin Heidegger, Schelling's Treatise on the Essence of
Human Freedom, trans. Joan Stambaugh (Athens: Ohio University, 1985).
(10.) See Martin Heidegger, Kant and the Problem of Metaphysics,
5th ed., trans. Richard Taft (Bloomington: Indiana University, 1997).
And for Rahner's incorporation of the insights of Heidegger's
Kant book, see my Karl Rahner's Theological Aesthetics (Washington:
Catholic University of America, 2014) esp. chap. 1.
(11.) Martin Heidegger, The Essence of Human Freedom, trans. Ted
Sadler (New York: Continuum, 2002). Heidegger's students at
Freiburg circulated notes from his previous courses; Rahner possessed
some such notes on Heidegger's 1929 lecture "What Is
Metaphysics?" The lecture is published in Basic Writings, ed. David
Farrell Krell (New York: HarperCollins, 2008) 89-110.
(12.) Heidegger, Schelling's Treatise 4.
(13.) Ibid. 21. "Formed work" is an awkward expression in
its German original as well as in this translation. Heidegger means that
Schelling wishes to present coherently a system of philosophy that
accounts for freedom.
(14.) Ibid. 53.
(15.) See ibid. 162.
(16.) Ibid. 56.
(17.) Ibid.
(18.) Ibid. 65.
(19.) "The metaphysical theology carried out here also lies
completely outside a formal analysis of the determinations of a dogmatic
concept of God" (ibid. 110).
(20.) Heidegger, Kant and the Problem of Metaphysics 1-2 and
passim.
(21.) Heidegger, Schelling's Treatise 104.
(22.) Ibid. 97.
(23.) See ibid. 141-49.
(24.) Ibid. 146.
(25.) "Here, too, Schelling does not see the necessity of an
essential step. If Being in truth cannot be predicated of the Absolute,
that means that the essence of all Being is finitude and only what
exists finitely has the privilege and the pain of standing in Being as
such and experiencing what is true as beings" (ibid. 161-62).
(26.) Ibid. 161.
(27.) Ibid. 98.
(28.) Ibid. 97.
(29.) Karl Rahner, "Vortragskizzen und Materialien," in
Geist in Welt 438-60.
(30.) "Realistisch mit uns gegen Idealismus ... gegen uns,
worin wir idealistisch" (Rahner, "Vortragskizzen und
Materialien" 444-45).
(31.) Heidegger, Kant and the Problem of Metaphysics 112-20.
(32.) See Heidegger, Schelling's Treatise 161-64.
(33.) Rahner, "Vortragskizzen" 444.
(34.) See Karl Rahner, Hearer of the Word: Laying the Foundation
for a Philosophy of Religion, trans. Joseph Donceel, ed. and intro.
Andrew Tallon (New York: Continuum, 1994) 50, where he likens Heidegger
to "the Kant who opposed German idealism." Rahner indicates
that Heidegger and Kant share an antipathy toward "the
presupposition of perennial philosophy" that only "the
infinity of being" reveals beings in their finitude. That is, one
must attend to the infinite in order to know the finite.
(35.) By far the most successful treatment is Francis Fiorenza,
"Karl Rahner and the Kantian Problematic," introduction to
Spirit in the World xix-lv,
(36.) Hans Urs von Balthasar, "Rezension: Karl Rahner, Geist
in Welt, und J. B. Lotz, Sein und Welt," Zeitschrift fur
katholische Theologie 63 (1939) 371-79; Balthasar, The Moment of
Christian Witness, trans. Richard Beckley (San Francisco: Ignatius,
1994) 100-30, 143-55. Karen Kilby notes that Rahner claimed never to
have read Fichte. Karen Kilby, Karl Rahner: Theology and Philosophy (New
York: Routledge, 2004) 14. See Vincent Holzer, "Philosophy with(in)
Theology: Rahner's Philosophy of Religion," Heythrop Journal
(forthcoming), which pairs Rahner and Fichte via French phenomenologist
Michel Henry.
(37.) See Dennis M. Bradley, "Rahner's Spirit in the
World: Aquinas or Hegel?," Thomist 41 (1977) 167-99; Thomas Pearl,
"Dialectical Panentheism: On the Hegelian Character of Karl
Rahner's Key Christological Writings," Irish Theological
Quarterly 42 (1975) 119-37.
(38.) Rahner, Spirit in the World lii. See also Rahner,
"Begleittext zu 'Geist in Welt,'" in Geist in Welt
431-37.
(39.) Here I mention only Fiorenza's introduction (cited
above) and Andrew Tallon, "Spirit, Matter, Becoming: Spirit in the
World (Geist in Welt)," Modern Schoolman 48 (1971) 151-65, both of
which initiated English-speaking scholars into Spirit in the World. For
recent introductions, see Kilby, Karl Rahner: Theology and Philosophy
13-31; and Patrick Burke, Reinterpreting Rahner: A Critical Study of His
Major Themes (New York: Fordham, 2002) 1-46.
(40.) Rahner, Spirit in the World liii, emphasis added.
(41.) Frederick C. Beiser, German Idealism: The Struggle against
Subjectivism, 1781-1801 (Cambridge, MA: Harvard University, 2002) 466.
(42.) Rahner, Spirit in the World 330-66.
(43.) Ibid. 330.
(44.) Ibid.
(45.) Ibid. 333.
(46.) See ibid. 359.
(47.) Ibid. 336.
(48.) See ibid. 337-39. Rahner here intentionally expands on
Aquinas. He remarks that when Aquinas discusses, for instance, the
influence of a knower on a known object, the influence almost always
operates in a unidirectional fashion, emanating from the knower into the
object; Rahner calls this the "emanating influence." His
expansion of Aquinas centers on the "received" influence,
which is the object's contribution to the act of knowing. But
Rahner adduces textual examples to show that Aquinas glimpsed something
like the received influence, and that adding this idea to his philosophy
helps reveal the spirit of his thinking.
(49.) Ibid. 340-55.
(50.) Ibid. 341.
(51.) Ibid. 342.
(52.) Ibid. 346.
(53.) Ibid. 348.
(54.) Ibid. 352.
(55.) Ibid. 355.
(56.) Ibid. 357.
(57.) Joseph P. Lawrence, "Schelling as Post-Hegelian and
Aristotelian," International Philosophical Quarterly 26 (1986)
315-30, at 324.
(58.) Schelling, Essence of Human Freedom 29.
(59.) See ibid. 33, 37-39.
(60.) Starting with this section I use the phrase "a
priori" somewhat idiosyncratically, to designate a substantive noun
with two distinct yet related meanings: (1) more conventionally, an idea
that exists prior to experience, and (2) a real principle that operates
prior to being objectified by thought. This usage should become clearer
(by induction) as my argument proceeds.
(61.) Rahner, Spirit in the World 390 n. 9.
(62.) Schelling, System of Transcendental Idealism 72-73.
(63.) Ibid. 176.
(64.) Rahner, Spirit in the World 387-408.
(65.) Ibid. 387, 398.
(66.) Ibid. 406.
(67.) Schelling, Essence of Human Freedom 76.
(68.) Ibid. 69.
(69.) Ibid. 73.
(70.) Ibid. 71.
(71.) Friedrich Wilhelm Joseph Schelling, "Stuttgart Seminars
(1810)," in Idealism and the Endgame of Theory, ed. and trans.
Thomas Pfau (Albany: State University of New York, 1994) 195-243, at 198
and 203. Beyond Schelling's explicit use of
"indifference" on these and other pages, the main idea of
these seminars, "identity," bears close affinities to the
freedom treatise's idea of "indifference." Though
controversy abounds among Schelling scholars with regard to the
relationship between the Stuttgart seminars and the freedom treatise, I
see them as closely related, the former elucidating the latter.
(72.) For Schelling's clearest explication of the doctrine of
the potencies, see ibid. 202-203.
(73.) Rahner, Spirit in the World 402. See Aquinas, Summa
theologiae 1, q. 13, a. 5, ad 1.
(74.) For an intensive look at Rahner as a theological
aesthetician, see my Karl Rahner's Theological Aesthetics. See also
Brent Little, "Anthropology and Art in the Theology of Karl
Rahner," Heythrop Journal 52 (2011) 939-51; Gesa Elsbeth Thiessen,
"Karl Rahner: Toward a Theological Aesthetics," in The
Cambridge Companion to Karl Rahner, ed. Declan Marmion and Mary Hines
(New York: Cambridge University, 2005) 225-34; Richard Viladesau,
Theological Aesthetics: God in Imagination. Beauty, and Art (New York:
Oxford University, 1999); James Voiss, S.J., "Rahner, von
Balthasar, and the Question of Theological Aesthetics," in Finding
God in All Things: Celebrating Bernard Lonergan, John Courtney Murray,
and Karl Rahner, ed. Mark Bosco, S.J., and David Stagaman, S.J. (New
York: Fordham University, 2007) 167-81. A notable exception is Roman
Siebenbrock, who hopes that the "aesthetic age" so dominated
by Balthasar and others is coming to an end. See Siebenbrock,
"Foreword" to Karl Rahner: Theologian for the Twenty-first
Century, ed. Padraic Conway and Fainche Ryan (Bern: Peter Lang, 2010)
xii.
(75.) Rahner, "Theology of the Symbol" 221-23; see also
249-52.
(76.) Ibid. 229, 234.
(77.) Ibid. 245, 247, 248.
(78.) Ibid. 225.
(79.) James J. Buckley, "On Being a Symbol: An Appraisal of
Karl Rahner," Theological Studies 40 (1979) 453-73.
(80.) Rahner, "Theology of the Symbol" 226-27.
(81.) Ibid.
(82.) Ibid. 228.
(83.) Ibid. 231-32.
(84.) Ibid. 232.
(85.) Ibid. 235.
(86.) Ibid. 251.
(87.) Karl Rahner, "The Theology of Freedom," in
Concerning Vatican Council II, TI 6, trans. Karl-H. and Boniface Kruger
(Baltimore: Helicon, 1969) 178-96, at 187.
(88.) Two points bear further comment here. First, by
"true" I mean uncoerced. An untrue manifestation, for example,
would be a confession elicited through so-called "enhanced
interrogation techniques." Second, one might raise the question of
how "purely material" things, like rocks or mgs (to use
examples posed to me by a reader), might "freely" symbolize
something else. Rahner anticipates this question in his discussion of
the body as the symbol of a human person. He writes that various parts
of the body differ in their "power of expression, their degree of
belonging to the soul, their openness to the soul" (Rahner,
"Theology of the Symbol" 249). Something similar goes for
rocks and rugs. If we take them to be symbols of their Creator, or, in
the case of mgs, of their human maker, then we could say that they
"freely" symbolize in that they "allow" expression
to be made through them. Surely they differ widely in their power of
expression, thus in their freedom, from higher-order symbols like the
human person (vis-a-vis God). Nonetheless, according to Rahnerian
principles, it is not completely strange to ascribe some measure of
freedom to them.
(89.) Rahner, Hearer of the Word 56.
(90.) Ibid. 64.
(91.) Ibid. 69.
(92.) Rahner, "Theology of Freedom" 179.
(93.) Rahner, Hearer of the Word 69.
(94.) Ibid. 68.
(95.) Ibid. 69.
(96.) Schelling, Essence of Human Freedom 18.
(97.) Ibid.
(98.) Schelling writes, "The human will is the seed--hidden in
eternal yearning--of the God who is present still in the ground only; it
is the divine panorama of life, locked up within the depths, which God
beheld as he fashioned the will to nature. In him (in man) alone God
loved the world, and precisely this likeness of God was possessed by
yearning in the centrum as it came into opposition with the light.
Because he emerges from the Ground (is creaturely), man has in relation
to God a relatively independent principle in himself; but because
precisely this principle ... is transfigured in light, there arises in
him something higher, spirit" (ibid. 32).
(99.) A starting point would be to delve into the difficulties so
perceptively identified by Ron Highfield's article on Rahner's
doctrine of sin: "The Freedom to Say 'No'? Karl
Rahner's Doctrine of Sin," Theological Studies 56 (1995)
485-505.
(100.) I am grateful to Cyril O'Regan, Joseph Lawrence,
Jennifer Martin, and Matthew Eggemeier, who read and offered incisive
critiques of drafts of this article; to my student, Timothy Nowak, with
whom I discussed at length my ideas on Schelling; to the anonymous
referees whose comments, queries, and criticisms substantially improved
this work; and to the editor for his patience with my prose's
eccentricity.
Corresponding author:
Peter Joseph Fritz
Email: pfritz@holycross.edu
Peter Joseph Fritz received his PhD in systematic theology from the
University of Notre Dame and is now assistant professor and Edward
Bennett Williams Fellow at College of the Holy Cross, Worcester, MA.
Specializing in theological aesthetics and fundamental theology, he has
recently published Karl Rahner's Theological Aesthetics (2014);
"Between Center and Periphery: Mary and the Saints in Karl
Rahner," Philosophy and Theology (2012); and "Karl Rahner
Repeated in Jean-Luc Marion?," Theological Studies (2012). A
long-term project on Karl Rahner's theology of sin is in progress.