Was there a Reformation in the sixteenth century?
Hillerbrand, Hans J.
Reflections on historiographical developments in the history of
Christianity tend to be a rather dry matter. Though dry, however, such
reflections are important, since historiographical emphases not only
tell us where scholarship has been in the past, but also--since we are
directed to look at the longe duree--why we are where we are. Historians
tend to be, alas, a herd of independent minds, and there are vogues in
scholarship no less than there are in haute couture. A generation ago,
few historians used such terms as "discourse,"
"construction," "close reading,"
"intertextuality" even as monographs--even splendid
monographs--on a burgomaster's daughter would have issued only from
the pen of a secondary school teacher in Germany. (1)
The question--was there a Reformation in the sixteenth century--was
for centuries answered with aplomb and confidence. But, just as Joan
Kelly Gadol asked, a generation ago, was there a Renaissance for women,
at this juncture the question "was there a Reformation"
deserves to be posed. (2)
Reformation studies have been alive and well ever since Martin
Luther in 1545 contributed an autobiographical preface to his collected
works (and that despite his earlier advice that at his death all his
writings should be burned), and his colleague Philip Melanchthon
provided the first biographical sketch of the reformer. (3) These works
provided inspiration for a long hagiographic line of succession, begun
by two authors who set out to demonstrate the political and theological
blessings of the Reformation--Johannes Sleidanus's 940 page tome
Commentary on the Religious and Political Affairs during the Reign of
Emperor Charles V, of 1559, a kind of bittersweet farewell present for
the emperor who had just abdicated, and Matthias Flacius's
thirteen-volume Ecclesiastical History, which, because it identified
"per pios viros in urbe Magdeburgeniensis" as responsible for
the publication, became known as the Magdeburg Centuries. (4)
Flacius's opus magnum was enriched by the arduous labor of what we
would nowadays call his graduate assistant who was undoubtedly
responsible for the plethora of citations of primary sources in his
tomes. This assistance might well also explain why Flacius's
publication list is so strikingly extensive--the catalogue of the Herzog
August Bibliothek in Wolfenbuttel lists (with duplications) no less than
472 entries. Of course, this was neither the first nor the last time in
the history of scholarly production that footnotes were added after the
text had been written--none other than Ranke must be mentioned here,
Anthony Grafton has told us. (5) Flacius, for whom the world's
shortest book would have had the title "Martin Luther's
Theological Errors," saw Luther as the most authentic interpreter
of the Christian faith since John the Divine perished on the Isle of Patmos. Therefore, for Flacius, the (Lutheran) Reformation had recovered
Biblical religion, a perspective so ubiquitous in his thirteen volumes
that even a child of seven could get it.
Sleidanus, in turn, weighed in with the argument that the
Reformation had been about political freedom, about German liberation
from foreign political exploitation, an argument hardly calculated to
please the emperor who, if he ever saw the book, might well have
concluded that his abdication had been the right decision. Of course,
propaganda was the strong suit of the reformers, and as early as the mid
sixteenth century the main trajectory of Protestant Reformation
hagiography--that the Reformation had been a blessing for both throne
and altar--had been set.
Catholics, for understandable reasons, were less disposed to make
the Reformation an important object of scholarly (or, for that matter,
theological) exploration, considering it a waste of time and energy to
examine what they perceived to be a story of theological ignorance and
personal shortcomings. Some Catholics, like Baronius and Bossuet,
however, were very much concerned to show that the first six centuries
of Christianity belonged to the old church rather than the new churches.
(6)
Moreover, since the figures and groupings on the fringe of the
larger Reformation phenomenon, mainly the Anabaptists and the
Antitrinitarians, were such a motley crew that even George
Williams's attempt to propose a convincing taxonomy remained
terribly complicated, their story hardly got told at all, except the way
Catholics told Luther's story, namely as a cautionary tale. (7) It
was not until in the late seventeenth century when Gottfried Arnold coined the phrase "impartial church history" that the
traditional losers became the winners. (8) But, alas, what Arnold called
"impartial" was in fact partiality toward those who previously
had been the losers, the heretics, the dissenters, and radicals.
If the field of Reformation studies was thus lively, the cause of
such liveliness was that the Reformation was institutionalized as
Protestant sacred space. For Protestants, the Reformation was the
defining event of their self-understanding. Since each of the new
Protestant traditions claimed to be the sole purveyor of Christian
truth, Reformation studies became a historical exposition of ultimate
truth as understood by these traditions. No wonder, then, that
Reformation scholarship developed along ecclesiastical lines, with
systematic theologians ever ready (and eager) to participate in the
scholarly discourse, at times pushing the historians to the side. The
Protestant theological "greats" of the nineteenth century, or
the "greats" of the twentieth century, uniformly saw
themselves as scholars of the Reformation. Intriguingly enough, the
tendency to see Reformation studies as an "auxiliary
discipline" of theology continues. (9)
In addition, Reformation studies also were an important component
of national historiography. Wherever the Reformation had been a national
event, it received the attention not only of theologians and church
historians but of secular historians as well. If theologians pursued
their work ad marjoram gloriam Dei, secular historians followed suit by
doing Reformation history ad majoram gloriam patriae. This focus was the
case in countries in which the religious events of the sixteenth century
had significant bearing on the course of national history or, at any
rate, where it was so understood. Germany, the Netherlands, the Scandinavian countries, and, in an intriguing way, England come to mind
as illustrations. France, which had its share of turbulence in the
sixteenth century, did not experience a dramatic break. French
historians never exhibited much enthusiasm for the year 1517 as the year
of a dramatic new beginning nor for that matter for Martin Luther.
Leopold von Ranke, revered as the father of modern historical
scholarship, played an important role in this regard. He not only
posited the notion of "age of the Reformation" (and of the
Counter Reformation) but also imbued that period with almost
metaphysical significance.
Elsewhere, such as in Spain, or Italy, there were other defining
moments and movements. In Germany the Reformation narrative held a
privileged status, and one may well conjecture that the tedious (and
bloody) pursuit of German national unity in the nineteenth century,
which took until 1871 to be successful, explains why the invocation of
defining events of the past was both important and emotional. The
assessment was that the alliance of Prussian throne and Protestant
altar, after all, had been successful until industrialization and
urbanization had begun to challenge it.
In short, to talk about Reformation studies is to acknowledge their
theological and political construction. And since Luther seemed to tower
over everybody and everything else, the study of the Reformation became
a trip up and down the Elbe River, with some recognition that John
Calvin, while not German, had to be dealt with, and a cursory excursion
to England, a place seen to offer little theological substance and much
marital adventure.
In the middle of the twentieth century, Reformation historiography
came under the spell of theological neo-orthodoxy, which promptly cast
its pointed theological shadow over Reformation studies. Scholarship
turned theological. Monographs on all theological aspects of the
Reformation were published, on Luther's concept of the deus
absconditus, for example, or on Calvin's understanding of
providence or on the Anabaptist view of the church. (10) Issues of
piety, spirituality, or popular religion, not to mention class or
gender, were outside the parameters of scholarly interest, not to
mention the absence of independent-minded secular historians from the
discourse. Of course, there were--there always are--exceptions. Karl
Brandi published a magisterial biography of Charles V, at that time, but
that was about the extent of the historical/biographical preoccupation,
other than, of course, an unending fascination with Luther, whose halo,
firmly in place ever since the late sixteenth century, as Robert Kolb
has reminded us, continued to shine with unmitigated brightness. (11)
By the 1960's, scholarship on the Reformation was so
theological that Bernd Moeller in his 1965 inaugural lecture at the
University of Gottingen, entitled "Problems of Reformation
Historiography," noted the retreat of nontheologically interested
historians from Reformation studies. Moeller voiced concern about the
theological orientation of Reformation research. He offered this verdict
on Reformation scholarship at the time: "It may not be an
overstatement to speak of a crisis of theological scholarship on the
Reformation at present. It seems to consist in the fact that the
Reformation is in danger of disappearing as a phenomenon of church
history." (12) Moeller's point was simple. The Reformation had
come to be understood one-sidedly as a theological phenomenon, while
historical developments were ignored.
Intriguingly, just when Moeller voiced this Cassandra call, the
direction of Reformation scholarship began to change. The historical
dimension of the Reformation was rediscovered. In a way, Moeller himself
initiated this rediscovery with his study on The Imperial Cities and the
Reformation. (13) Even though this slender book included, especially
toward the end, a heavy dose of theology, it directed scholarly
attention to a historical question. Why had the overwhelming majority of
the imperial free cities in Germany become Protestant in the course of
the Reformation? Moeller's study, programmatic and lacking in
detail as it was, made it embarrassingly evident that our knowledge of
intricate theological points and issues of the Reformation was superior
to our understanding of some fundamental historical questions--in this
instance, why and how did so many of the cities turn Protestant?
History re-entered Reformation scholarship. A flood of monographs
and publications examined specific towns at specific times. It made the
topic "the Reformation in the cities" the front burner of
Reformation research in the 1970s prompting the late A. G. Dickens, who
had a knack for discerning historiographical trends,, to make the
pronouncement "the Reformation was an urban event." (14)
Larger societal forces helped shape a new scholarly agenda. The
turn to history that occurred in Reformation historiography in the 1960s
was related to two phenomena. One was the fading of neo-orthodoxy, which
seemed to have passed the zenith of its influence, with new theologians,
such as Jurgen Moltmann and Wolfhart Pannenberg, appearing on the scene,
without certainty if they were to be equals to their masters. The other
phenomenon was the explosive emergence of new societal issues. The
theologians, who in the 1960s joined the marches against the war in
Vietnam and against segregation in the South, had been nurtured by
neo-orthodoxy, even as their fellow historians had been taught the
eminence of diplomatic history, especially of Europe. But the 1960s
social issues increasingly shaped the scholarly agenda of both
historians and theologians--in their wake, of church historians as well.
Ruminations on Calvin's understanding of predestination, or
Melanchthon's understanding of the third use of the Law, or
Luther's conception of the church, paled against what was
increasingly perceived as the clear mandate of the gospel for societal
and political action. The word "liberation" became the
quintessence of the gospel. While the seminal spirits of this new
understanding of liberation were Catholic theologians in South America,
their impact was quickly felt in Protestant circles in Europe and North
America, particularly when the notion of who had to be liberated
expanded into several additional categories, such as blacks, women, the
poor, even as the war in Vietnam dominated the discourse on university
and college campuses. (15)
If the turn to history marked the foremost characteristic of the
past generation of Reformation studies, there were several other notable
characteristics. One was the breaking down of barriers that had
traditionally separated various strands of Reformation scholarship. This
breakdown meant that Reformation scholarship ceased to be the more or
less exclusive province of German and Scandinavian scholars of Lutheran
persuasion (and their compatriots), with their concomitant value
judgments. Reformation scholarship became both ecumenical and more
comprehensive. Catholic Reformation scholarship began to make major
contributions to our understanding of the sixteenth-century course of
events. It entered into conversation with Reformation scholarship at
large.
The new Catholic historiography did away with many of the
traditional blanket Catholic judgments about the Reformation, such as
the insistence that the Protestant heresies of the sixteenth century had
been old heresies in disguise. Catholic historians found much fault with
both theology and life of the church in the immediate Pre-Reformation
period and acknowledged the theological insights and personal piety of
Luther and the other reformers. Joseph Lortz, the prominent figure of
his new Catholic scholarship, was empathetic with Luther's
religiosity and penned the famous sentence that Luther might have become
a Catholic saint had he only known Catholic theology better. (16)
This Catholic historiography had two ramifications. On the one
hand, it reflected on the theological issues of the Reformation in order
to understand where the theological issues and controversies of the
sixteenth century had actually joined. Undoubtedly, there was a
pre-disposition to minimize the genuine theological differences that
separated the two parties in the sixteenth century, and an interest also
to extend ecumenical concerns back into the time of the Reformation.
Also, the Second Vatican Council, with its dramatic demonstration of
openness and willingness of self-scrutiny, undoubtedly influenced
Catholic scholarship. The case was made that the sixteenth-century
controversies should be viewed far more as exercises in misunderstanding
and miscommunication than as unambiguous manifestation of theological
disagreement.
At the same time, Catholic scholars examined the theology and life
of the church during the later Middle Ages in order to understand the
setting of the Protestant Reformation. They dissented from the
prevailing Grisar-Denifle portrayal of thoughtful theology and vibrant
church life in the fifteenth century, admitted that some things had
indeed gone awry, and that fifteenth-century theologians were not always
clear about the distinction between their own opinion and official
church teaching. (17) At the same time, they insisted that there was
considerable vitality in the latter decades of the fifteenth century and
that much of what had been taken to be original insights of the
Protestant reformers could already be found in the fifteenth century.
The influence of this new Catholic historiography on our
understanding of the Reformation was profound, even though it took a
long time in coming. Apart from diffusing traditional confessional
antagonisms, this Catholic historiography helped force a revision of the
traditional Protestant understanding of the fifteenth century. Catholic
historians found kindred spirits, notably Heiko Oberman, then a young
Dutch church historian, who weighed in with steadfast determination, and
a number of important publications, to rehabilitate the late Middle
Ages. (18)
This coming of age of ecumenical scholarship also brought intense
interest in an aspect of the Reformation, which through the centuries
had been somewhat ignored. It is what nowadays is variously called the
left wing or the Radical Reformation." (19) Over the years the
adherents of this aspect of the Reformation had not fared particularly
well in theological historiography. Luther had called them Schwarmer,
which prompted a naive English seventeenth-century divine to assume that
a Dr. Swermerius had been one of the reformers. Theologians and church
historians had found these "radicals" splendid case histories
of theological ignorance and personal perversion. After all, Thomas
Muntzer had been a revolutionary, and the Anabaptists at Munster had
practiced polygamy. Thus, the "radicals" were the stepchildren
of Reformation historiography, even though intermittently a prominent or
not so prominent voice sought to offer rehabilitation. (20)
The center for this vibrant Anabaptist scholarship was, not
surprisingly, North America, where the guild of church historians was
not characterized by the same kind of confessional orientation as their
European colleagues (in other words, they did not have a copy of the
Book of Concord, or the Unaltered Augsburg Confession, on their night
tables). (21) The stimulus behind this dynamic surge in Anabaptist
scholarship was Harold S. Bender, a Mennonite historian, who
indefatigably focused attention on the Anabaptists as the
sixteenth-century epitome of authentic Christianity. The fact that
Bender had a publishing outlet, the Mennonite Quarterly Review, helped a
great deal. The articles in the M.Q.R. were not uniformly of high
quality, but they were always vibrant. What is most important--and is, I
believe, often overlooked--is the fact that the dynamics underlying this
lively endeavor were primarily not at all scholarly concern. Rather,
what drove this lively scholarship was what had driven Luther and Calvin
scholarship through the centuries--the concern to bring
sixteenth-century insights to bear on Christian existence in the
twentieth. It was Reformation studies as vehicle for church affirmation
and renewal.
The picture painted was a bit too idyllic, a feature that permeated
George H. Williams's immensely learned magnum opus, The Radical
Reformation. Not surprisingly, a "revisionist" school of
Anabaptist historiography appeared on the scene in the early 1970s,
which insisted that Mennonite scholars and their compatriots had painted
an all-too-neat picture of sixteenth-century Anabaptism, and they had
done this by offering a delimiting definition of Anabaptism that
conveniently denied some elements, such as Munster, the right to be
included in the fold. The revisionist historians made a point that
Anabaptism in the sixteenth century was rather heterogeneous, was
intimately related to the phenomenon of social and economic unrest of
the 1520s, and not at all as attractive as Bender and his colleagues had
made it out to be. It seems worth noting that the revisionist scholars,
such as James Stayer, were secular rather than church historians. (22)
A third aspect of this new ecumenical Reformation scholarship was
its broadened geographic perspective. All along, German scholars had
virtually dominated Reformation studies, which understandably made
Germany the focus of scholarly interest. The new scholarship of the past
decades pointed out persuasively that the Reformation, in whatever
definition, was more than a trip up and down the Elbe, that significant
events and dynamics characterized England and France and Spain, and that
it was problematic to use German or Lutheran criteria to understand the
course of events everywhere in Europe. American Reformation historians,
such as Robert Kingdon, Carlos Eire, or Elisabeth Gleason, deserve note
for having put this broader geographic perspective into publishing
practice. (23) Linguistic hurdles have prevented some of this
scholarship--particularly that in Poland and Finland--from becoming
widely known among Western European and North American scholars. George
H. Williams translated the seminal seventeenth-century history of the
Polish Reformation by Stanislas Lubieniecki (1623-75) into English. (24)
The rich studies by Polish historians of the anti-Trinitarian and
Socinian movements in Poland (the Minor Reformed Church) remain
generally unknown. Thus, of the remarkable work of Lech Szczucki, only
his Socinianism and Its Role in the Culture of the XVIth to XVIIIth
Centuries is available in a Western language. (25)
This European picture must be properly understood. Even though, in
the end, every last European political entity had to make a decision
whether to stay formally aligned with the Church of Rome or embrace one
or the other "Reformation" religions, this decision was
reached in individual countries in different ways and with different
intensity. France may be said to have been on one end of the spectrum,
Italy on the other. Thus, for the various national historiographies, the
Reformation, as commonly understood, was of differing significance, as
we have already noted. The most obvious illustration for a country with
a minimum of religious turbulence is Sweden, while France suggests
itself as a place of great turbulence in the second half of the century
but without the pointed significance of the German lands of the early
1520s.
This takes us to England, where during the past two generations of
scholarship a lively debate has explored the very core of the course of
events in England. The background, as exemplified by the two-volume
history of the Reformation in England by Philip Hughes, a learned work,
was that the ecclesiastical change in England occurred as a royal fiat
from the top. (26) The work of A. G. Dickens, beginning with his study
of the survival of Lollardy in early-sixteenth-century England, and
culminating in his magisterial The English Reformation, argued the
contrary. It showed that the persistence of Lollard heresy in the early
sixteenth century, coupled with the influx of Lutheran ideas made for a
program of religious (and societal) reform that was born by the English
people. (27) Dickens's sentiment proved to be the dominant
orthodoxy of the understanding of the English Reformation.
Then revisionism set in, exemplified by such scholars as
Christopher Haigh, J. J. Scarisbrick, and, most recently, Eamon Dully.
(28) They charged A. G. Dickens with erroneously assuming that the
Catholic faith and practice exerted a diminishing appeal on the English
people. (29) Haigh and Scarisbrick--the former quite aggressively
so--argued that Catholic sentiment was strong in England and Protestant
sentiment grew only very slowly to the accession of Queen Elizabeth I
and the definitive introduction of Protestantism in England. (30) In
other words, Dickens had it all wrong. The English people were loyal to
their church and continued to find ways to express this loyalty. While
Dickens rose to a vigorous defense of his position, there is little
doubt that the "popular dimension" of the Reformation was in
England by all odds not too different from what it was in German lands
on the Continent--namely that vigorous advocacy of reform by a few was
coupled with widespread loyalty to the old church. One consequence of
this disagreement has been a series of studies, such as by Robert
Whiting and C. J. Litzenberger, on specific locales, since grandiose
generalizations ought to be based on empirical data. (31) The recent
study of Ethan Shagan suggests that the English Reformation was neither
imposed from the top nor did it come about as an untamable explosion
from below; rather, it grew out of a dynamic process of engagement
between the people and government. (32)
A fourth facet of recent Reformation research was initially almost
universally ignored, but gained widespread attention in the 1980s as a
creative conceptualization of the Reformation. The concept of the
Reformation as "early bourgeois revolution" was indefatigably
propounded by a handful of Marxist historians in what was then East
Germany. What most would consider a casual comment from a non-expert,
namely Karl Marx's associate Friedrich Engels about the German
peasants' war of 1524/25, proved the catalyst for a grandiose
thesis that placed the early sixteenth century into a broader historical
framework. The thesis held that early-sixteenth-century German society
was experiencing a crisis, triggered by the emergence of a new
protocapitalist, early bourgeois economy, which challenged the old
feudal order. The new capitalist holders of economic power sought
political power, and in order to attain this power they turned against
the church, which provided the ideology for the old feudal order. This
crisis triggered a revolution, at first not on the barricades but in the
studies of a new type of intellectual, such as Martin Luther, who
provided the ideological arguments against the feudal order and the
church that provided its ideological support. This "early bourgeois
revolution" failed because the reformers sided with the feudal
authorities and abandoned the erstwhile goal of a new society, which was
invoked by the more visionary reformers, such as Thomas Muntzer. (33)
The disappearance of the German Democratic Republic also meant the
disappearance of the Marxist historians who had propounded the thesis of
the early bourgeois revolution. These historians, such as Gunther
Vogler, lost their professorial positions and their professional
standing. But even though the phrase Early Bourgeois Revolution has
disappeared from our vocabulary, the concept has influenced
sixteenth-century scholarship with the relentless insistence on the role
of economic and social factors in the course of events. We have learned
that unrest and insurrection were not confined to the countryside in the
1520s but characterized towns as well. And we have learned that what
used to be called the Peasants War is better labeled the
"revolution of 1525." (34) Robert Scribner indefatigably
raised questions about the popular dimension of the Reformation--using
new methods to examine the use of visual propaganda to transmit
Reformation ideas, the means of communication used, the nature of social
movements, the role of festivals, and much more. Reformation history
became, in these and other hands, the social history of religious
change. The focus turned to the religion of the men and women in the
pews, to popular religion, to Reformation from below. The concern was
how ideas and practice were related. (35) This turn allowed paying
attention to those whose absence in the Renaissance had so perplexed
Joan Kelly Gadol, namely women. Women were discovered, though often with
the same methodology that had made them invisible in the first place.
A final feature of the historiographical landscape of the last
decades has been the confessionalization thesis. As propounded by
Wolfgang Reinhard and Heinz Schilling, this thesis has become the new
orthodoxy in the field. (36) In a way, simply an observation about the
nature and character of territorial society in Germany in the late
sixteenth century, the stakes in this debate nonetheless are high in
that the thesis ultimately focuses on issues of periodization, and thus
macro-history. (37)
To begin with, Schilling, Reinhard, and others found the notion of
a "second Reformation," which had engaged Reformation
historians in the 1970s, to be inadequate. This had been the notion of a
massive Calvinist reform effort in the second half of the century, a
reform effort that had all but overwhelmed German Lutheranism. (38) This
concept, to which the late Bode Nischan contributed most constructively,
evoked a brief and intense debate. (39) Instead, Schilling and Reinhard
argued that the movement to change Lutheran territories into
Calvinist/Reformed territories (referred to as the "second"
Reformation) must be understood as part of a much broader phenomenon,
namely a "cohesive, societal process of change ... which, going
beyond ecclesiastical and theological change, led to political, social,
cultural, and mentality change." (40) What took place toward the
end of the century was more than a shift from one confession to another.
Reinhard and Schilling argued that the real happening was the
"confessionalization," of German territories, a comprehensive
and fundamental phenomenon that encompassed all aspects of society.
According to Schilling, confessionalization refers to a
"fundamental societal happening which profoundly altered public and
private life in Europe; ... [it] is related to the formation of the
early modern state ... [to the] modern social-disciplined commonweal of
subjects ... [and to] modern economic systems." Or, as Reinhard put
it, confessionalization is the "Fundamentalprozess der
Fruhneuzelt." (41)
The concept of confessionalization accordingly addresses also the
question how medieval Europe became modern. At the core stands the
question Norbert Elias sought to answer with his civilizing theory, but
Schilling and Reinhard argued that the modern state had its beginning
not in its monopoly of taxation and the military, but in its
monopolizing of religion. (42) Modernization thus means
confessionalization, and the Reformation may be quite consistently seen
as a crisis of modernization. (43) In other words, confessionalization
formed the early modern state and national identities.
Two recent books, Anthony Marx, Faith in Nation: Exclusionary
Origins of Nationalism and Linda Colley, Britons: Forging the Nation,
1707-1837, have advanced the same notion in a somewhat different
context. Marx's book, which focuses essentially on the sixteenth
century, is in fact the "Confessionalization" thesis
transferred back to the late fifteenth and early sixteenth centuries.
Marx argues that the origins of the modern state are unthinkable without
religion, specifically the Reformation, in that monarchs used religion
to consolidate their power. This notion, wonderfully reminiscent of
Ranke, is made less convincing, however, by the corrolary argument that
the sense of community is created by religion demonizing the
"Other." (44) While this reintroduction of religion as an
independent variable will be welcomed by some, I fear that religion is
given too much credit.
On one level, this notion was hardly divine revelation. A
generation ago, Ernst Walter Zeeden had, in several publications,
focused on the emergence of the "confessions," that is, new
ecclesiastical bodies. (45) In other words, territories assumed their
distinct "confessional" identity. But Zeeden suggested more
than that. He observed that the formation of the
"confessions," understood as ecclesiastical bodies, was
"a process that touched not only on church affairs but also
encompassed the political and cultural world, indeed both the public and
the private spheres." (46) Schilling and Reinhart emphasized,
however, that "confessionalization" is not the same as
confessional identity. Confessionalization, so they argue, was crucial
for the formation of the early modern state and had consequences for all
aspects of society. Confessionalization is macrohistory, in that the
thesis seeks to address the larger question about the nature of
historical change. The thesis argues that religion and church were not
two societal subsystems among many, but were the "structural axis
of society." (47) In short, the most striking feature of the
paradigm of Confessionalization lies surely in the fact that it asserts
the dynamic power of religion and Christianity--in its several parallel
but competing traditions--to form and mold society. Needless to say,
this has enormous consequences for the way the function of religion in
early modern German society is seen.
We do not have, at this time, the necessary distance from this
lively scholarship to discern the impulses behind the
confessionalization thesis. It is clear, all the same, that at the core
must be the conviction that the changes brought about by the Reformation
in the 1520s and 1530s were by no means as formidable and
far-reaching--certainly not epoch-making, as Ranke had argued--as
generations of (Protestant) historians had argued. Confessionalization
means, above all, a devaluation of the Reformation. By same token, it
does not necessarily mean the devaluation of religion in the course of
society; Heinz Schilling, in particular, has strenuously sought to make
that point. Nonetheless, the thesis entails less confidence in the
societal force of religion in the first half of the century than it has
in the second.
Thus far these observations about Reformation scholarship during
the last generation have consisted of a series of footnotes, of varying
significance, on the theme sounded at the outset: Reformation studies
are very much alive and well. It is a defining characteristic of the
various developments in Reformation research that they presuppose a
pivotal importance of the course of events. That is best illustrated by
the East German Marxist historians who, while rejecting traditional
Reformation hagiography that had made the Reformation a trip up and down
the Elbe river wound up saying that what happened in the German lands
between 1517 and 1525 was the most crucial European happening prior to
the French Revolution. Acquaintance with English seventeenth-century
history, and the work of Christopher Hill, might have disabused them of
such startlingly nationalist notions.
All of these aspects of current Reformation scholarship must be put
into a broader context. In terms of books published, number of journals,
and attendance at the annual meetings of professional societies say the
Sixteenth-century Studies Conference, Reformation studies have been a
veritable growth industry. Were these reflections to end at this point,
it would have been a story with a happy and an uncomplicated ending. But
more is to be said.
Traditionally, church historians and theologians have dominated the
field of Reformation studies. Secular historians who labored in this
vineyard tended to be their handmaiden, spelling out the diplomatic and
political ramifications of the theological postulates set forth by them.
The secular Reformation historians thought like their brethren of the
cloth. This has changed. Secular historians no longer see their work as
an "auxiliary" discipline of theology, and they ask different
questions and offer different answers. Some of the best work has beer
done by scholars who cared little whether Luther had, or had not
authentically interpreted the New Testament but who cared a great deal
about politics of power or gender. These scholars examined the religious
and theological issues of the sixteenth century not sub specie aeternitatis, but as expressions of overt or underlying realities of
power politics, social structure, class, and gender.
But, no matter how productive these scholarly impulses proved to
be, there were problems. Once the field was robbed of its religious,
core, an intriguing consequence drove a wedge into the scholarly ranks.
The field split into two divergent schools, roughly the church
historians and the secular historians. Church historians, especially in
Europe, have continued to do their work as they had done it before
focusing on Christianity, since for them religion is the pivotal subject
matter of the century. Secular historians, on the other hand, pursued
lines of scholarly inquiry that took them away from
"religious" topics This has been the case especially in the
United States. In the process, historians have insisted that positing an
"age" or a "period" of the Reformation does not
correspond to the way the time should be seen. This is an intriguingly
astute observation, once the centrality of religion in the course of
events is called into question. Not to overlook the fact that for
historians of such countries as France, Italy, and England, this
fixation on sixteenth-century religious turbulence never made much sense
anyway.
There is another aspect. Both the discipline of church history and
that of history have been undergoing major changes during the last
thirty years. New areas of historical inquiry, such as women's
history, have minimized the prominence of European history in
departments of history. The awareness that the histories of the
overwhelming majority of humankind had been ignored in the standard
curricula, together with a dose of political correctness, led to the
repudiation, sometimes subtle, sometimes not, of Eurocentricity in the
study of history as theoretically and historically outdated.
This turn of events was one of the factors prompting the subsuming
of the narrow field of the Reformation, with its focus on the Continent
and a time span of little more than a century, under the much broader
category of Early Modern Europe, recently even more broadly as Early
Modern Studies, the latter term encompassing non-European histories as
well. The traditional chronological delineation of a discrete period
between 1500 and 1650 as the period of the Reformation and Counter
Reformation has been largely abandoned, except for a part of the larger
"early modern" period. Thus, the emergence of the nomenclature
of "early modern" Europe is part of the broader
historiographical developments in Reformation scholarship during the
past generation.
Interestingly enough, however, the notion of an "Early Modern
Europe" has mainly meant a vague broadening of the chronological
parameters without either a clear chronological consensus or an
unambiguous underlying reconceptualization. Such is the case, for
example, in Erich Hassinger's Das Werden des fruhneuzeitlichen
Europas, a highly intelligent work in which, despite a chronological
compass that extends from roughly 1300 to 1650, the Reformation as
traditionally defined occupies the central place. (48) The same holds
true for several other recent books on what is called the "early
modern" period, which--according to different authors--began in
1517, or 1400, or 1350, and ended--with analogous vagueness--sometimes
at the end of the seventeenth century, sometimes as late as the French
Revolution. (49) Whatever the parameters of this "early
modern" period, the Reformation has strikingly remained right in
the middle. (50) The only exception, as far as I know, is the
multivolume Histoire du Christianisme, in which volume 7, dealing with
the time from 1450 to 1530, narrates the story of the Reformation as the
end of an "age of reforms," while volume 8, dealing with 1530
to 1620/30, is entitled the "time of the confessions." Here
the parenthetical character of the Reformation as traditionally
understood is expressed vividly. (51)
This increasingly widespread use of the term "early
modern" or "early modern Europe" for the sixteenth
century, including the Reformation, notwithstanding, the term would seem
to be highly problematic. We can skirt the question if an
"early" modern Europe does not require a "late"
modern Europe as corollary. There is also the difference between the
English use of "early modern" and the German use of
"fruhe Neuzeit," two different terms that suggest different
nuances--French historians distinguish between "histoire
moderne," which ended with the French Revolution.
More important would seem to be two questions: to what extent was
the sixteenth century incisively characterized by "modern"
aspects, and, secondly, is it possible to subsume the entire era under
the rubric of such "modern" notions? Related (and crucially
related to the understanding of the Reformation) is the question if the
history of Christianity the first half of the sixteenth century allows
for no better label than the rather evasive "early modern?"
John O'Malley's presidential address to the American Catholic
Historical Association preferred the term "early modern
Catholicism" to describe sixteenth-century Catholicism over the
possible two alternatives "Counter Reformation" or
"Catholic Reform." (52) Now, it would seem rather obvious what
reasoning must have stood behind the choice of the label "early
modern." The history of sixteenth-century Catholicism is to be
disconnected from the Protestant Reformation, as it is admittedly
problematic to tie a whole century to impulses that came from an
inimical movement. Nonetheless, it raises serious problems that
epitomize, in fact, the issues surrounding the term "early
modern." (53) Such questions as what is "modern"
Catholicism, and how did sixteenth-century Catholicism as "early
modern" anticipate it, require cogent answers. To speak of
Catholicism "in the time of early modern Europe" hardly
constitutes an improvement.
The terms "modern" and "early modern" are
employed without a clear and persuasive definition of what they denote.
Both are highly malleable terms, especially "modern," since
each generation, whether in the thirteenth century or the twenty-first,
sees itself as "modern."
At the very least, the term must denote newness. There is, of
course, no doubt but that there are aspects of the sixteenth century
that reverberated with new ideas. The incipient ideas about religious
freedom come to mind as an example. By the same token, it is
self-evident that such "modern" ideas were few and far between
and that traditional notions, norms, and values continued to dominate
the scene. Since we are here concerned primarily with religious history,
one might point to such factors as the retention of the medieval
worldview, the absence of critical scrutiny of the Bible, the continued
dominance of Aristotelianism in the universities, and so on.
Much of the sixteenth century was "old" and
"medieval." To argue that the Protestant Reformation was an
essentially medieval phenomenon does not preclude the acknowledgment
that some notions and ideas were new. Ernst Troeltsch, in his famous but
too little read essay on "Protestantism and Progress" made the
point rather cogently. (54) The Protestant reformers gave new answers to
traditional medieval problems. In a myriad of ways, the sixteenth
century--most assuredly the early sixteenth century--remained deeply
embedded in the medieval value system. It retained the notion of the
Corpus Christianum, the society that was identical to the church. The
understanding of divine providence was traditional, that is, deeply
anthropomorphic. Martin Luther may never have thrown the inkpot against
the devil, but the famous story receives its credence in that he well
might have. Luther lived in a time in which he was able to note that in
a neighboring town a woman had given birth to a mouse, or that the devil
was responsible for bad beer. (55) One should not read these statements
as facetious frivolities but as profoundly indicative of the old
medieval Zeitgeist. The fervor of the European witch craze and the
sixteenth-century persecution of dissenters are further illustrations
for the persistence of the medieval value system. Sixteenth-century
Anabaptists and Jews, alongside other religious dissenters and fringe
groups, would assuredly have been shockingly surprised to be told that
they were enjoying a premodern age.
In short, as Ernst Troeltsch was at pains to note, there is little
"modern" in the Protestant Reformation (and in the Council of
Trent), and there is not much more in the sixteenth century in general.
But this reality--surely not revelatory truth to students of the
sixteenth century--poses the question why the term "early
modern" has almost universally come to encompass the early part of
the sixteenth century and the Protestant Reformation. The explanation
lies in the fact that historians have become uneasy to attribute an
epoch-forming significance to the Reformation as a religious phenomenon.
Evidently they do not find sufficient dynamic in the religious
turbulence of the first half of the sixteenth century to see it as a
discrete historical period. Moreover, the term "early modern"
is becomingly devoid of ideological content.
The consequence, of course, has been that the term "early
modern" has come to be employed to denote a historical epoch,
albeit with unspecified chronological parameters. The Protestant
Reformation is subsumed under this period. But, whatever legitimacy one
might conjure up for the use of the term "early modern," its
dynamic does not capture the dynamic of the Reformation, however
understood. The preoccupation with the centrality of "early modern
Europe" distorts the significance of the Reformation.
Arguably, the insistence of traditional Reformation scholarship
that a revolutionary break with the past occurred early in the sixteenth
century, presumably on October 31, 1517, grew out of a combination of
Protestant self-confidence and ignorance. However, it is important to
keep in mind that this Protestant sentiment was by no means parochial
Protestant hubris but rather was part and parcel of the way Europe has
understood itself and its past ever since the sixteenth century. This
notion of the newness of the Reformation fit harmoniously with the
understanding of the medieval past, that is, with the derogatory
dismissal of the "middle" ages--perceived as dark, blatant
obscurantism in every imaginable form--by the "moderns." The
Protestant understanding of the newness of the Reformation was, in other
words, by no means an eccentric perspective held by Protestant divines.
It expressed the self-understanding and self-confidence of
post-fifteenth-century Europe.
Protestant theologians and historians were not alone in exulting in
ever longer catalogues of sixteenth-century newness. Everyone did so,
except for a few Catholic diehards. Now, that we have become postmodern,
leaving modernity behind us, the disposition to extol modernity at the
expense of the Middle Ages has decreased. At the same time, the
apologetes for the Middle Ages who point out that we have not given that
epoch its due have become more vocal. Scholars, such as Johannes Fried
or Horst Fuhrmann, have argued that much of what was considered to be
"modern" can be found in nuce in the medieval world. (56)
Intriguingly, Reformation studies have not been significantly
affected by the epistemological challenges of contemporary philosophy
and theory in the Humanities. In other disciplines, these challenges
triggered an intense and lively discussion since they undercut the
epistemological and methodological assumptions with which the
Humanities, including History, had been operating for more than a
century. Did this challenge reach Reformation historiography? Several
years ago, Gerald Strauss presented a thoughtful paper entitled
"What can Reformation historians learn from Foucault," and his
answer was simple: not much. Most Reformation historians, even as the
historical profession in general, have continued to pay homage to the
creed of historical objectivity, a la Ranke, unperturbed by the dramatic
changes in the scientific and literary paradigms over the last century.
This is surely intriguing, since Reformation historiography
demonstrates, better than most other periods of European history, that
there have been several "objective" Reformations--constructed
by Protestants, by Catholics, by Calvinists, by Anglicans, all claiming,
certainly since the middle of the nineteenth century, the mantle of
scholarly objectivity. The one place where things have changed is in
nomenclature, and there it is, in my judgment, quite wrong. Or, at any
rate, misunderstood. I am referring to another new orthodoxy in our
midst, namely, the use of the plural to denote the absence of a single
way to view phenomena. This means that we no longer speak of
Christianity, Catholicism, Reformation, but of Christianities,
Catholicisms, or Reformations. Such use of the plural is the case, for
example, in the otherwise well-informed history of the Reformation by
Carter Lindberg. (57)
The use of the plural with reference to Zwingli, Calvin, Cranmer,
or Menno Simons to propound the revelatory truth that these theologians
held to different theologies and different notions of what constituted
"reform" does not seem to me to constitute historiographical
progress, even if it is a postmodern way of looking at things. The use
of the plural would seem to be only then appropriate, if it can be
demonstrated that the several movements were nurtured not by a single
impulse but by a variety of impulses that had little, if anything, in
common.
Two additional developments in recent Reformation historiography
must be mentioned. One, the remarkable increase in interest in the
stories of women in the Reformation, must be mentioned again in the
context of the still ambiguous use of theory, since the recovery of
women's stories, seeing them as more than domestic helpmates and
managers of holy households, must not only be attributed to the impact
of social history. It surely was also the outgrowth of a paradigmatic methodological shift that questioned the Rankean notion of historical
objectivity and its reliance on archival sources that, by definition,
afford men a privileged and altogether subjective status. The
appropriation of notions of critical theory lies at the heart of the
exodus of the stories of women (and children, by the way) from the
bondage of Ranke.
Interestingly enough, the first foray to retrieve the stories of
women in the Reformation appeared in 1885. (58) This was followed by no
less than three volumes--one on women in Spain and Scandinavia, one on
women in France and England, the third on women in Germany and Italy--by
Roland Bainton, who utilized the same biographical approach that had
characterized his biographies of Luther, David Joris, or Michael
Servetus. (59) Since Bainton, a large number of monographs on various
aspects of women in the Reformation have appeared-Anabaptist women,
women martyrs, Catholic women, women authors of Flugschriften.
Collectively, these studies have both changed and enriched the
traditional understanding. (60)
Finally, what one might label the most formidable challenge to
traditional Reformation studies grew out of two aspects of scholarship
already mentioned--the argument that the sixteenth-century Reformation
stood in harmonious continuity with the fifteenth century, with much of
what was advocated in the Reformation merely a continuation, perhaps
acceleration, of trends already in place. And, secondly, the argument
that the process of confessionalization meant that the truly striking
societal changes occurred at the end, and not at the beginning, of the
sixteenth century.
The importance of the period traditionally defined as the
Reformation has thus been challenged from two sides, representing two
historical periods, one preceding it and one following it. These two
periods, the fifteenth century and the late sixteenth century, are seen
as having been more powerful, effecting more lasting change, and
entailing more profound significance, than the first half century from
1500 to 1555. In the process, the Reformation as an event of exciting
discontinuity and innovation lost its credibility. It has, as Heinz
Schilling noted, "disappeared." (61) Hans Jurgen Goertz
similarly, in his book Pfaffenhass und gross Geschrei: die
reformatorischen Bewegungen in Deutschland 1517-1529, makes a similar
point. (62) Schilling deserves to be quoted at length:
In light of the insights of scholarship on confessionalization
during the last decade, we will not be able in the long run to avoid
the recognition that the societal changes effected by
confessionalization were more profound than the changes directly
effected by the Reformation. Of course, we must not fail to notice
that confessionalization is unthinkable without the Reformation,
even as the Reformation itself is unthinkable without the preceding
late medieval reform.... The late Middle Ages were the boarding,
the Reformation was the runway, and confessionalization was the
take-off of European modernization. (63)
Thus, the Reformation of the sixteenth century is deprived of its
pivotal character. Some scholars speak of an "age of reforms"
or "age of Reformations," and they denote thereby that a
cohesive epoch of roughly three centuries was characterized by a steady
succession of efforts at societal and religious reform. Of these, the
effort commonly called "Reformation" was only one, perhaps not
even the most important aspect.
If, as we noted above, term and concept "early modern
Europe" remain evasive because too many questions remain
unanswered, the same must also be said about the term
"Reformation." A veritable inflation of new definitions and
new notions has flooded the field, despite differences essentially
arguing a plurality of movements of reform, both over time and in
conceptualization. A generation ago, Enno van Gelder spoke of the
"two Reformations" of the sixteenth century," a minor one
of Luther, Zwingli, and Calvin, and a major one of Erasmus and his brand
of Christian Humanism. (64) Pierre Chaunu, in turn, identified no less
than four "reformations," of which the first occurred in the
thirteenth century, and the "fourth" was that of the
seventeenth-century dissenters. (65) In short, no clarity exists.
This perspective sees what we used to call the Reformation as only
a part of a broader societal development that, beginning in the
fourteenth century, modified and changed the medieval synthesis.
Precisely this is what I take to be the troublesome issue simmering on
the backburner of Reformation scholarship: if there was a broadly
defined "age of reforms" that began well before and ended
quite a bit later than what we customarily have defined as the
Reformation, then it can hardly be argued that the Reformation was an
innovative break, a revolution. Rather, it must then be seen as the
continuation of trends that reach back into the fifteenth century and
find their culmination in the late sixteenth and seventeenth centuries.
What is argued here is quite simply that the Reformation was
historically significant only as the purveyor of notions already
formulated in the fifteenth century and as cause of societal
consequences in the 1570s and 1580s. The guild of church historians is
thus confronted with an understanding of the sixteenth century that
rejects the canonical view of the Reformation as the pivotal event in
modern history--as has been argued ever since Ranke. Importantly,
however, the new perspective nonetheless affirms the significance of
religion in the historical process. Of course, one may well view the
question of nomenclature as unimportant, or one may conclude, with Bernd
Moeller that it is "vollig aussichtslos" to establish
boundaries of historical epochs from cause or effect. (66)
No surprise, then, that Protestant church historians (and
theologians) have been forced to rise to the challenge of discerning the
implications of the challenge to the "newness" of the
Reformation. The notion of a radical innovation brought about by the
Reformation lies at the very core of the Protestant self-understanding.
Oswald Bayer and Willfried Joest countered the notion of the essential
continuity of the fifteenth century and the Reformation with the
argument that the Reformation in general, and Martin Luther in
particular, formulated a new theology that sharply broke with the
theological tradition of the Middle Ages. (67) Berndt Hamm, while
acknowledging that much of what earlier generations of scholars had seen
to be new in the Protestant Reformation was, in fact, the continuation
of trends and emphases discernible in the preceding century, insists
that the Reformation was an innovative event. His notion is that the
aspects of long-term change are integrated into a constellation of
discontinuity, which is part, in turn, of long-term change. (68) The
question seems to be mired in categories of intellectual history. If
that path is pursued, exceedingly sophisticated explorations will need
to discern the relationship of sixteenth-century Reformation ideas with
ideas from preceding centuries. As the discussion over the time and
nature of Luther's "evangelical discovery" has shown,
however, no level of sophistication seems to be able to resolve the
uncertainty. To demonstrate successfully that early-sixteenth-century
notions can be found in earlier centuries does absolutely nothing to
enlighten us about the dynamics of the time after 1517.
Another way of addressing the issue will focus not so much on the
ideas themselves as they were propounded at one time or another, but
will ask if certain ideas was perceived as new, indeed totally new, by a
generation. Foremost at issue, so it would seem, is the
self-consciousness of a time and generation--and not the intellectual
historians' eloquent tracing of causalities and connections. The
argument can be made--persuasively so--that this was the case with the
Reformation. To place the notion of self-consciousness and
self-understanding in the center will allow us to understand the
controversies of the 1520s and 1530s. The first generation of reformers,
whether in Germany, England, or France succeeded in convincing their
contemporaries that they had unearthed biblical truths that had lain
hidden for centuries.
We conclude and return to our initial question: was there a
Reformation of the sixteenth century? Of course, there was--but the real
question is if we can define this Reformation as radical break with the
past and, second, if there was an age, or a period, of the Reformation?
In the future, the tellers of the stories of the past will tell the
story differently. But how? At present Reformation studies are at an
impasse: theological and social historians face one another as do those
who posit dramatic changes in the early part of the sixteenth century
and those who do not. Each cohort of these disciples of Clio operates
with its own assumptions and arrives at different conclusions. Precisely
because Ranke bestowed on the "Reformation" such multifaceted
meaning and significance, there exists no consensus concerning the
Reformation and its place in the dynamics of the sixteenth century. At
issue are not the kind of specifics that at one time were the
electrifying excitement of Reformation studies--if Luther's
evangelical discovery occurred in 1516 or 1518, or if the introduction
of polygamy in Munster in 1534 was the result of demographic
discrepancies or Jan van Leyden's promiscuity, or even if the
Reformation was, or was not, an urban event.
At issue are fundamentals: did there occur in the early sixteenth
century dramatic changes in religion and theology that incisively
influenced society? I, for one, would argue that there were because they
were perceived as such at the time. But the resolution of our scholarly
impasse will not come, in my judgment, until each of the competing
perspectives presents its grand narrative of the age. Then we will be
able to discern if "early modern" is a term that is rightly
applied to Christianity in the sixteenth century and if
pre-sixteenth-century antecedents rendered early-sixteenth-century
changes in church and society insignificant because they were not new.
That grand narrative will set the parameters for the work of the next
generation of scholars. There should be lots of excitement ahead.
(1.) My reference is, of course, to Steven Ozment's splendid
monograph The Burgermeister's Daughter: Scandal in a
Sixteenth-century German Town (New York: St. Martin's, 1996), which
exemplifies, in my judgment, social history on the micro level at its
finest.
(2.) See here Joan Kelly Gadol, "Was there a Renaissance of
Women?" in Women, History & Theory: The Essays of Joan Kelly
Gadol (Chicago: University of Chicago Press, 1984).
(3.) Luther's self-appraisal of his writings is in WA 50,
657-61. Philip Melanchthon's funeral oration is found in Corpus
Reformatorum 11, 726-34.
(4.) Matthias Flacius Illyricus, Ecclesiastica historia, integram
ecclesiae Christi ideam ... perspicuo ordine complectens: singulari
diligentia & fide ex vetussimis & optimis historicis studiosos
& pios viros in urbe Magdeburgica, 13 vols (Basil: Ioannem Oporinum,
1559-74).
(5.) Anthony Grafton, The Footnote: A Curious History (Cambridge,
Mass.: Harvard University Press, 1997).
(6.) Baronio, Cesare, Annales ecclesiastici ... (Mainz: Ioannis
Gymnici, 1601-8); Jacques B. Bossuet, Historia doctrinae protestantium,
in religionis materia: continuis mutationibus, contradictionibus,
innovationibus, variatae, & fluctuantis (Vienna: Typis Gregorii
Kurtzbock, 1734-35).
(7.) George Williams's contribution is found in three places,
his bibliographical survey in Church History, the introduction to his
collection of primary sources in Spiritual and Anabaptist Writers
(Philadelphia, Penn.: Westminster, 1957), and his Radical Reformation,
3rd ed.(Kirksville, Mo.: Sixteenth-century Journal, 1992).
(8.) The best introduction to Gottfried Arnold is Dietrich Blaufuss
and Friedrich Niewohner, eds., Gottfried Arnold (1666-1714): mit einer
Bibliographie der Arnold-Literatur ab 1714 (Wiesbaden: Harrassowitz,
1995).
(9.) I am thinking of such Lutheran theologians as Werner Elert,
Paul Althaus, and Wolfhart Pannenberg in Germany and Gustav Aulen in
Sweden.
(10.) On Luther's notion of the deus absconditus, one does
well to recur to Ferdinand Kattenbusch, Deus absconditus bei Luther
(Tubingen: J. C. B. Mohr, 1920); Richard Stauffer, Dieu, la creation et
la providence dans la predication de Calvin (Berne: P. Lang, 1978).
(11.) Robert Kolb, Martin Luther as Prophet, Teacher, Hero: Images
of the Reformer, 1520-1620 (Grand Rapids, Mich.: Baker Books, 1999).
(12.) Bernd Moeller, "Probleme der reformationsgeschichtlichen
Forschung," originally printed in the Zeitschrift fur
Kirchengeschichte 196 (1966), is found in English translation in
Moeller's Imperial Cities and the Reformation (Philadelphia, Penn.:
Fortress, 1972).
(13.) The essay was first published under the tile
"Reichsstadt und Reformation" at Gutersloh, 1962. The English
translation appeared in Philadelphia, Penn.: Fortress, 1972.
(14.) A. G. Dickens, The German Nation and Martin Luther (New York:
Harper and Row, 1974).
(15.) Still, theological topics continue to find attention, most of
them focusing on Luther. During the last decade a number of studies have
appeared on Luther's theology of the cross, have compared
Luther's notes on his Romans lectures with the lecture notes of his
students, have examined Luther's understanding of the priesthood of
all believers and Luther's ecclesiology. This attention is
particularly true of Finnish Reformation scholarship. I note a few
outstanding monographs: Volker Stolle, Luther und Paulus: die
exegetischen und hermeneutischen Grundlagen der lutherischen
Rechtfertigungslehre im Paulinismus Luthers (Leipzig: Evangelische
Verlagsanstalt, 2002); Anja Ghiselli, Kari Kopperi und Rainer Vinke,
eds., Luther und Ontologie: Das Sein Christi im Glauben als
strukturierendes Prinzip der Theologie Luthers: Referate der Fachtagung
des Instituts fur Systematische Theologie der Universitat Helsinki in
Zusammenarbeit mit der Luther-Akademie Ratzeburg in Helsinki 1.-5.4.1992
(Erlangen: Martin Luther, 1993); Andreas H. Wohle, Luthers Freude an
Gottes Gesetz : eine historische Quellenstudie zur Oszillation des
Gesetzesbegriffes Martin Luthers im Licht seiner alttestamentlichen
Predigten (Frankfurt am Main: Haag and Herchen, 1998).
(16.) Joseph Lortz, Die Reformation in Deutschland. Freiburg, 1940;
the English translation, The Reformation in Germany (New York: Herder
and Herder, 1968). Other Catholic scholars to be mentioned are Hans Kung
(at least in his early work), notably his Justification; the doctrine of
Karl Barth and a Catholic Reflection. With a Letter by Karl Barth (New
York: Nelson, 1964). Other names are Otto Pesch, Erwin Iserloh, Vincent
Pfnurr, Harry McSorley as Catholic scholars who worked on Protestant
theological topics. See also Johann Heinz, "Martin Luther and his
Theology in German Catholic Interpretation before and after Vatican
II," Andrews University Studies 26 (1988): 253ff.; Michael Lukens,
"Lortz' View of the Reformation and the Crisis of the True
Church," Archiv fur Reformationsgeschichte 81 (1990): 20ff.
(17.) The two important books are Hartmann Grisar, Luther, Engl.
Trans. (St. Louis, Mo.: Herder, 1913-17), and Heinrich Denifle, Luther
und Luthertum in der ersten Entwicklung (Mainz: F. Kirchheim, 1904-9).
Grisar's biography was republished in Westminster, Md.: Newman,
1950!
(18.) There are many splendid tributes to the contribution of Heiko
Oberman to the field, notably the Festschrift Continuity and Change: the
Harvest of Late Medieval and Reformation History: Essays Presented to
Heiko A. Oberman on his 70th Birthday (Leiden: Brill, 2000).
(19.) George H. Williams introduced the terminology "Radical
Reformation," after Roland Bainton had coined the term "left
wing of the Reformation." Williams meant to refer to reformers who
sought to return, without governmental support and assistance, to the
"roots" (radix) of Christianity. The problem with such a
definition was, of course, that all reformers claimed to be doing
precisely that, so that conceding that some so succeeded represents a
value judgment. By the same token, to understand "radical" in
our customary usage as "extreme," "consequent," and
so on, similarly represents a value judgment. I, therefore, find the
term too complicated to be of much use and insert quotation marks to
express my misgivings.
(20.) Two of these exceptions were C. A. Cornelius, Geschichte des
Munsterischen Aufruhrs (Leipzig: T. O. Weigel, 1855-60), and--most
importantly--Ernst Troeltsch, in his famous The Social Teachings of the
Christian Churches, Engl. Trans. (New York: Macmillan, 1931).
(21.) Of course, there were exceptions, notably in the Netherlands.
(22.) George H. Williams, The Radical Reformation.
(23.) Robert Kingdon has been a major voice in calling attention to
the Calvinist-French aspects of the Reformation, while Carlos Eire
directed our attention to the Iberian peninsula, theretofore a
prerogative of Spanish scholars, for example his From Madrid to
Purgatory: The Art and Craft of Dying in Sixteenth Century Spain
(Cambridge: Cambridge University Press, 1995).
(24.) Stanislas Lubieniecki, History of the Polish Reformation: and
nine related documents. Translated and interpreted by George Huntston
Williams (Minneapolis, Minn.: Fortress, 1995).
(25.) Warsaw, 1983.
(26.) Philip Hughes, The Reformation in England, 2 vols. (London:
Hollis and Carter, 1950-54). The two volumes are an immensely learned
work. This perspective can also be found in Francis Aidan Gasquet, Henry
VIII and the English Monasteries: an Attempt to Illustrate the History
of Their Suppression (London: J. Hodges, 1895), which painted the
picture of a flowering English monasticism extinguished by Henry VIII.
(27.) A. G. Dickens, The English Reformation. (New York, 1964; 2nd
ed. University Park: Pennsylvania State University Press, 1991).
(28.) See here Christopher Haigh, ed., The English Reformation
Revised (Cambridge: Cambridge University Press, 1987); Christopher
Haigh, English Reformations: Religion, Politics, and Society under the
Tudors (Oxford: Clarendon, 1993); Eamon Duffy, The Stripping of the
Altars: Traditional Religion in England, c. 1400-c. 1580 (New Haven,
Conn.: Yale University Press, 1992); and J. J. Scarisbrick, The
Reformation and the English People (Oxford: Blackwell, 1984). An early
assessment of the disagreement was by Rosemary O'Day, The Debate on
the English Reformation (London: Methuen, 1986).
(29.) A good illustration for such criticism is found in
Christopher Haigh's English Reformations, cited above. Similarly
revisionist is Martha C. Skeeters, Community and Clergy: Bristol and the
Reformation c. 1530-c. 1570 (Oxford: Clarendon, 1993).
(30.) Dickens sought to refute this revisionist interpretation,
which, naturally, focused on his own interpretation of the English
course of events: "The Early Expansion of Protestantism in England,
1520-1558," Archive for Reformation History 78 (1987): 187-222.
(31.) Robert Whiting, Local Responses to the English Reformation
(New York: St. Martin's, 1998); C. J. Litzenberger, The English
Reformation and the Laity: Gloucestershire, 1540-1580 (Cambridge:
Cambridge University Press, 1997); Eamon Duffy, The Voices of Morebath:
Reformation and Rebellion in an English Village (New Haven, Conn.: Yale
University Press, 2001).
(32.) Ethan H. Shagan, Popular Politics and the English Reformation
(Cambridge: Cambridge University Press, 2003).
(33.) An interesting illustration for this East German scholarship
is the Luther biography by Gerhard Brendler, Martin Luther: Theology and
Revolution (New York: Oxford University Press, 1991).
(34.) Peter Blickle, The Revolution of 1525. The German
Peasants' War from a New Perspective (Baltimore, Md.: Johns Hopkins
University Press, 1985).
(35.) This is found in such books as Lyndal Roper, The Holy
Household. Women and Morals in Reformation Augsburg (Oxford: Clarendon,
1989); Susan Karant-Nunn, The Reformation of Ritual. An Interpretation
of Early Modern Germany (New York: Routledge, 1997), and the recent
fascinating book of Steve E. Ozment, Flesh and Spirit: Private Life in
Early Modern German.(New York: Viking, 1999), the latter examining the
various rites of the church-baptism, marriage, burial--both before and
after the Reformation.
(36.) A comprehensive bibliographical survey is that of Heinrich
Richard Schmidt, Konfessionalisierung im 16. Jahrhundert (Munich:
Oldenbourg, 1992). Equally incisive (and not uncritical) is Thomas
Kaufmann, "Die Konfessionalisierung von Kirche und
Gesellschaft," Theologische Literaturzeitung 121 (1996): 1008ff. A
critical assessment of the concept of confessionalization is by Johannes
Merz, "Calvinismus im Territorialstaat? Zur Begrifffs- und
Traditionsbildung in der deutschen Historiographie," Zeitschrift f.
bayerische Landesgeschichte 57 (1994): 45ff. Another critic of the
thesis is Philip Gorsky, who harks back to Max Weber with his argument
that the several "confessions" had quite different ways of
translating their beliefs into the public square: Philip Gorsky, The
Disciplinary Revolution: Calvinism and the Rise of the State in Early
Modern Europe (Chicago: University of Chicago Press, 2003).
(37.) A different way of using the term "confessional,"
namely as a term denoting the theological-creedal characteristic of the
period from 1525 to 1648, is that of Harm Klueting, Das konfessionelle
Zeitalter, 1525-1648 (Stuttgart: E. Ulmer, 1989).
(38.) A thoughtful bibliographical survey and trenchant criticism
of both term and concept is offered by Harm Klueting, "Gab es eine
'zweite Reformation'? Ein beitrag zur Terminologie des
Konfessionellen Zeitalters," Geschichte in Wissenschaft und
Unterricht 38 (1987), 261-79. Heinz Schilling appears to have had
ambivalent thoughts: "Die 'zweite Reformation' als
Kategorie der Geschichtswissenschaft', in Die reformierte
Konfessionalisierung in Deutschland--Das Problem der zweiten
Reformation, ed. Schilling (Gutersloh: G. Mohn, 1986), 387ff.
(39.) Bode Nischan, Prince, People, and Confession. The Second
Reformation in Brandenburg (Philadelphia: University of Pennsylvania
Press, 1994).
(40.) Heinz Schilling, Konfessionskonflikt und Staatsbildung. Eine
Fallstudie uber das Verhaltnis yon religiosem und sozialem Wandel in der
Fruhneuzeit am Beispiel der Grafschaft Lippe. Gutersloh, 1981, 7. Heinz
Schilling, Die reformierte Konfessionalisierung in Deutschland-Das
Problem der zweiten Reformation, 7.
(41.) Heinz Schilling, "Die Konfessionalisierung im
Reich--Religioser und gesellschaftlicher Wandel in Deutschland zwischen
1555 und 1620," Historische Zeitschrift 246 (1988): 6.
(42.) Elias's ideas are found in the second volume of his The
Civilizing Process : Sociogenetic and Psychogenetic Investigations
(Oxford: Blackwell, 2000).
(43.) Hand in hand with "confessionalization" went the
process of what has been called "social discipline" of
society. This process began well before the sixteenth century and
accelerated steadily as time went on. It was a collaborative effort of
church and state--the churches were eager to impose their moral
standards upon society, while the state, in exercising its authority
through regulations concerning such matters as festivals, vagrancy,
begging, poor relief, saw these regulations as means to consolidate its
power. If what the church ventured to do was largely voluntaristic, the
action of the state was demonstrably repressive. The notion is that of
Gerhard Oestreich, "Strukturprobleme des europaischen
Absolutismus," in Geist und Gestalt des fruhmodernen Staates
(Berlin: Duncker and Humblot, 1969), 179-97. An essay that connects
social control and the Reformation is by Bob Scribner, "Social
Control and the Possibility of an Urban Reformation," in Popular
Culture and Popular Movements in Reformation Germany (London: Hambledon,
1987).
(44.) Anthony W. Marx, Faith in Nation: Exclusionary Origins of
Nationalism (New York: Oxford University Press, 2003); Linda Colley,
Britons: Forging the Nation, 1707-1837 (New Haven, Conn.: Yale
University Press, 2003).
(45.) For example, Ernst Walter Zeeden, Die Entstehung der
Konfessionen. (Munich: Oldenbourg, 1965). Zeeden clearly anticipated,
without offering a broader conceptual perspective, the essential notion
of the confessionalization thesis. See Note 36.
(46.) Ernst Walter Zeeden, "Zur Periodisierung und
Terminologie des Zeitalters der Reformation und Gegenreformation,"
Geschichte in Wissenschaft und Unterricht 7 (1956): 67.
(47.) Schilling, Konfessionskonflikt, 2. See also Wolfgang
Reinhard, ed., Katholische Konfessionalisierung. Wissenschaftliches
Symposion der Gesellschaft zur Herausgabe des Corpus Catholicorum und
des Vereins far Reformationsgeschichte 1993 (Gutersloh: Gutersloher
Verlagshaus, 1995), 420.
(48.) Erich Hassinger's book offers perhaps the best
illustration: clearly, his conceptualization suggests that what he calls
"Fruhe Neuzeit" was incisively marked by the Protestant
Reformation.
(49.) To cite a few books in point: Anette Volker-Rasor, Fruhe
Neuzeit (Munich: Oldenbourg, 2000); Markus Reisenleitner, Fruhe Neuzeit,
Reformation und Gegenreformation: Darstellung, Forschungsuberblick,
Quellen und Literatur (Innsbruck: Studien-Verlag, 2000); Martin Warnke,
Spatmittelalter und fruhe Neuzeit: 1400-1750 (Munich: Beck, 1999); Frank
Gottmann, Die Fruhe Neuzeit: gesellschaftliche Stabilitat und
politischer Wandel (Paderborn: Schoningh, 1999); Walter Haug,
Mittelalter und fruhe Neuzeit: Ubergange, Umbruche und Neuansatze
(Tubingen: M. Niemeyer, 1999); Heide Wunder, Der andere Blick auf die
Fruhe Neuzeit: Forschungen 1974-95 (Konigstein: U. Helmer, 1999).
A thoughtful assessment of the larger conceptual issues is found in
the volume edited by Rudolf Vierhaus, Fruhe Neuzeit-fruhe Moderne?
Forschungen zur Vielschichtigkeit von Ubergangsprozessen (Gottingen:
Vandenheock and Ruprecht, 1992).
(50.) In German scholarship, aided by that fascinating ability of
the German language to coin new words, the term "Fruhneuzeit"
has appeared as a noun. As noted in the text, there is a subtle
difference between "Neuzeit" and "modern."
(51.) Marx Venard, ed., Histoire du Christianisme des Origines a
Nos Jours, Vol. 7. Temps des confessions (1530-1620/30) (Paris: Delclee,
1990).
(52.) John O'Malley, "Was Ignatius of Loyola a Church
Reformer? How to look at Early Modern Catholicism," Catholic
Historical Review 77 (1991): 177-93.
(53.) In a way, the same conceptual problem surrounds the use of
the term "Renaissance" as a historical epoch. And that quite
aside from the propriety of its applicability to the history of
Christianity during that time.
(54.) Ernst Troeltsch, Protestantism and Progress. A Historical
Study of the Relation of Protestantism to the Modern World (New York: G.
P. Putnam's Sons, 1912).
(55.) The remark is in WA TR 2, 154b; see also WA 49, 21, a sermon
on 1 Timothy 1:2, in which Luther writes "Teuffels, wie du gehest
und stehest. Item, wenn du falsch bier machst."
(56.) Johannes Fried, ed., Stand und Perspektiven der
Mittelalterforschung am Ende des 20. Jahrhunderts (Gottingen: Wallstein,
ca. 1996); Horst Fuhrmann, Deutsche Geschichte im hohen Mittelalter: Von
der Mitte des 11. bis zum Ende des 12. Jahrhunderts (Gottingen:
Vandenhoeck and Ruprecht, 1978), English translation Germany in the High
Middle. Ages, c. 1050-1200 (Cambridge: Cambridge University Press,
1986), and especially his Uberall ist Mittelalter: von der Gegenwart
einer vergangenen Zeit (Munich: C. H. Beck, 1996).
(57.) Carter Lindberg, The European Reformations (Oxford:
Blackwell, 1996).
(58.) Annie T. Wittenmyer, The Women of the Reformation. (New York:
Phillips and Hunt, 1885.
(59.) Roland Bainton, Women of the Reformation in France and
England (Minneapolis, Minn.: Augsburg, 1973); Women of the Reformation
from Spain to Scandinavia (Minneapolis, Minn.: Augsburg, 1977); Women of
the Reformation in Germany and Italy (Minneapolis, Minn.: Augsburg,
1971),
(60.) I note the following from the voluminous literature: Hermina
Joldersma and Louis Grijp, eds., "Elisabeth's 'manly
courage' ": Testimonials and Songs of Martyred Anabaptist
Women in the Low Countries (Milwaukee, Wisc.: Marquette University
Press, 2001); Paul F. M. Zahl, Five Women of the English Reformatio
(Grand Rapids, Mich.: Eerdmans, 2001); Anne Conrad, ed., "In
Christo ist weder man noch weyb": Frauen in der Zeit der
Reformation und der katholischen Reform (Munster: Aschendorff, 1999);
Merry Wiesner-Hanks, ed., Convents Confront the Reformation: Catholic
and Protestant Nuns in Germany (Milwaukee, Wise.: Marquette University
Press, 1998); Susan C. Karant-Nunn and Merry E. Wiesner, eds., Luther on
Women; a Sourcebook (Cambridge: Cambridge University Press, 2002); Peter
Matheson, ed., Argula von Grumbach : a woman's voice in the
Reformation (Edinburgh: T and T Clark, 1995); Katharina M. Wilson, Women
Writers of the Renaissance and Reformation (Athens: University of
Georgia Press, 1987); Sherrin Marshall, ed., Women in Reformation and
Counter-Reformation Europe: Public and Private Worlds (Bloomington:
Indiana University Press, 1989). An attempt to bring the categories of
gender studies and feminist theory to bear on the sixteenth century is
by Merry E. Wiesner, "Beyond Women and the Family: towards a gender
analysis of the Reformation," Sixteenth-century Journal 18 (1987):
311-23.
(61.) Schilling picked up the thrust of Pierre Chaunu's thesis
in his essay, "Reformation-Umbruch oder Gipfelpunkt eines Temps des
Reformes?" in Die fruhe Reformation in Deutschland als Umbruch,
eds. Stephen E. Buckwalter and Bernd Moeller (Gutersloh: Gutersloher
Verlagshaus, 1998), 24.
(62.) Munich, 1987, 13.
(63.) Schilling-Reinhard, 35; Buckwalter-Moeller, 49.
(64.) Enno van Gelder, The Two Reformations of the
Sixteenth-century; a Study of the Religious Aspects and Consequences of
Renaissance and Humanism (The Hague: M. Nijhoff, 1961).
(65.) Accordingly, Chaunu gave his book the title Le Temps des
Reformes. Histoire religieuse et systeme de civilsation. La crise de la
Chretiente, l'eclatement, 1250-1550 (Paris: Fayard, 1975).
(66.) Schilling-Reinhard, 49.
(67.) As an example, see the older monograph by Wilfried Joest,
Ontologie der Person bei Luther (Gottingen: Vandenhoeck and Ruprecht,
1967).
(68.) Berndt Hamm, "Wie innovativ war die Reformation?"
Zeitschrift historische Forschung 27 (2000): 493ff. The summary appears
on page 497: "Faktoren des landgristigen Wandels sind integriert in
eine reformatorische Gesamt-konstellation des Umbruchs, der wiederum in
andersartige Vorgange eines langfristigen Wandels integriert ist."
At issue is the interrelationship between change and continuity. Hamm
has a comrade in arms in Thomas Kaufmann, who identities nine areas in
which the Reformation brought about incisive change. See Kaufmann, 1119.
Hans J. Hillerbrand is professor of religion at Duke University.