McAdams, Richard H. The Expressive Powers of Law: Theories and Limits.
Brennan, Patrick McKinley
McADAMS, Richard H. The Expressive Powers of Law: Theories and
Limits. Cambridge, Mass.: Harvard University Press, 2015. 322 pp. Cloth,
$39.95--Why do people obey the law? One possible answer is exactly that
law is an ordinance of reason, for the common good, promulgated by those
who have care of the community, where it is understood that the threat
of state coercion is an ordinary incident of the operation of law even
though not a part of law's definition. Richard McAdams has written
a book about why people obey the law that takes a different tack, one
that works a helpful corrective of the two dominant accounts.
According to McAdams, one familiar theory maintains that law works
mostly by deterrence, namely, by making the cost of compliance cheaper
than noncompliance, and a second conventional account of compliance
points to legitimacy, the belief in the existence of a legitimate order
such that its violation would be more or less repugnant to a
person's sense of duty, as an explanation. McAdams laments that
"theoretical pluralism is distressingly rare.... Yet because
compliance is of paramount concern, we should seek to understand all the
causal mechanisms that produce it." Causes, rather than reasons for
action, are McAdams's assumed unit of analysis, and his stated aim
for the book is to show that, in some contexts, an "expressive
mechanism causes [sic] more of the compliance we observe than deterrence
or legitimacy."
McAdams identifies and exemplifies two expressive functions of law,
its coordinating function and its information function. The central
thesis of the book is that the adduced examples of these two functions
"demonstrate that law has expressive powers independent of the
legal sanctions threatened on violators and independent of the
legitimacy the population perceives in the authority creating and
enforcing the law." McAdams finds law's expressive powers at
work in constitutional and international law, criminal punishment, race
and discrimination, the relationship between law and social movements,
and many other areas in which law regulates.
McAdams mercifully does not purport to offer a neutral analysis of
what law should express. For example, according to McAdams, "the
power of law to reveal information offers important insights into the
need for the Establishment Clause, as we can now understand how the
government's symbolic endorsement of religion can have behavioral
effects on religious practice." A different sort of exponent of
law's expressive power might have concluded that his discovery
illuminated why enforcement of a nonestablishment norm under should be
presumptively disfavored. It is McAdams's view, however, that
"[t]he majority of people want the advantages of a scientifically
oriented government, at least some of the time, and it would be quite
impractical to forbid government from taking actions that, on occasion,
endorse scientific values over religion."
Be that as it may, McAdams endeavors to show why the Supreme Court
has interpreted the Establishment Clause as forbidding some but not all
endorsements of religion. Specifically, endorsement not only makes the
excluded feel less respected, but it also alters their behavior in favor
of compliance with the endorsed conduct. According to McAdams, the
latter amounts to the kind of "social tyranny" of which J. S.
Mill warned, apparently conclusively. Some readers of McAdams's
book might nonetheless conclude that he has under-valued law's
expressive power per se, thus leading him to undervalue the importance
of expressive harms that do not "cause" compliance.
McAdams's analysis widening the perspective of our
understanding of why people comply with the law should be welcomed by
those interested either in the nature of law, the function of law, or
both. Especially valuable in the expressivist analysis pursued by
McAdams is a rejection of the account(s) of law that either exaggerate
the place of coercion in the operation of law or make coercion part of
the definition of law. Frederick Schauer, for example, has recently
defended (The Force of Law [2015]) a definition of law in which its
deterrent function is the focal point, while not denying that there are
also regulative and constitutive rules of law. McAdams's account
goes much further than Schauer's in illuminating how law works
when, for example, a state passes a law against same-sex marriage that
merely restates the status quo. Such a law has no coercive effect, but
its expressive power is considerable indeed, irrespective of whether it
leads to altered conduct.
I have emphasized McAdams's account of law's expressive
power to convey information, but his account of how that expressive
power coordinates behavior is also noteworthy. Working from the
signaling power of yield signs and solid-center street lines on
motorists, McAdams shows how law sometimes works by a power of
suggestion. His varied examples are fascinating for their capacity both
to demonstrate and to show the limits of law's expressive power.
Finally, McAdams contends that as part of "[his] effort to
persuade the economist to inquire systematically about law's
expressive effects, [he] even show[s] that legal sanctions owe their
power entirely to the law's ability to facilitate coordination
expressively." For this reason, among others, the book should be
read by those who are interested in how law works, whether from the
point of view of economics, game theory, jurisprudence, or even that
tradition of jurisprudence that denies that coercion is any part of the
definition of law.--Patrick McKinley Brennan, Villanova University
School of Law