First things first: on the priority of the notion of being.
Wood, Robert
In THIS PAPER I WANT TO CONSIDER three propositions:
1. "First to arise within intellectual awareness is the notion
of Being." (1)
2. The human being is defined as "rational animal." (2)
3. Knowing involves "the complete return of the subject into
itself." (3)
What are the conditions for the possibility of recognizing what is
involved in those claims? In exploring them, I want to open up a way
into Parmenides, Plato, and Aristotle as well as Aquinas, Spinoza,
Nietzsche, Hegel, Heidegger, and Derrida--a rather ambitious task.
I
Instead of weighing in at the deep level, let us begin very simply
and immediately with what is functionally, though not theoretically,
indubitable, but which is also necessary for communicating the approach
to and articulation of the theoretically indubitable. Let us begin with
what is first, namely, the word "First" and with what is first
in that, namely, the capital letter "F" as it appears on the
printed page. After all, we could never practice Cartesian doubt, or at
least know that we are doing so, without Descartes's having written
about it. Even more, Descartes could not have formulated the method and
the successive elimination of the dubitable without the French or Latin
he employed in the application of the method and thus without knowing
his ABCs.
Even though the three propositions listed above are grand in their
scope, I prefer that we begin now at the most obvious and most humble
level that in our grander aspirations we are prone to ignore. I begin
with it because it is always already given but usually overlooked when
we carry on our literate lives.
The capital letter "F" is an immediately given visual
object, given outside in the environment where we each, alone and
together, conduct our lives: it appears on a white page separate from
its viewer across phenomenally empty space filled with light. It is a
visual object on its empirical outside, but on its intelligible inside
it carries a universal function as an alphabetical unit whose job is to
enter into the construction of words (or function in the E-chart for
visual testing). "F" is part of an alphabet, a constructed
eidetic system, a system of conventionally fashioned universais whose
meaning is invariant across all empirical instances, no matter how
different they might be empirically. It appears visually on the current
page as the upper case of ITCCentury Book "F" and subsequently
in lower case "f" about fourteen times. It could also appear
in a Gothic lower case "f" and upper case "F" or in
any other typeface or handwritten script, empirical variations of which
are endless.
What is remarkable, if we give it some thought--banal if we do
not--is that the "f" is not only identical in all instances of
its visual presentation, it is empirically different in each case of its
being written, obviously if the typeface is different, but even when it
is the same. Both as ingredient in and as apart from its different modes
of empirical instantiation, its function is recognizable as identically
the same. That seems to give the lie to nominalism at the very level of
its names: we apprehend constructed universais that transcend their
empirically available instances as a type of apprehension that operates
in linguistic use generally and that we have come to call
"intellectual."
The conditions for the possibility of such an operation is our
apprehension of the universals involved in the universal orientation of
our own powers, their corresponding kinds of objects, and the kinds of
things that exhibit them. Each power, such as vision, is a power
oriented ahead of time to all instances of the kind of feature
correlative to the power; in the case of vision, it is color. Seeing,
though individual in each seer, is universally oriented; but though
universally oriented, it is actualized only in revealing individual
instances of its corresponding type of object. (4) This undercuts, at
the level of the existing individual, the alleged split between the
universal and the individual, the healing of which can only be
recognized through the kind of power through which the universal is
recognized as such: the power of intellect. Note also that a biological
reproductive line is the carrying on of a kind that we can recognize as
such and thus as essentially the same despite the differences in its
empirical instances. These last two observations--regarding powers and
reproductive lines--pose the most fundamental challenge to nominalism.
Return to our starting point with the letter "f." It is
part of an alphabetical system that is based upon a phonological analysis of spoken words. In such analysis we find five ideal instances
of the ways in which the human oral cavity emits sound in speaking a
given language: the vowels a, e, i, o, w, and such analysis identified
also the nineteen ways in which these sounds can be clipped through what
"sounds together with" the vowels, namely, the consonants
(from the Latin cum and sonare): for example, sibilants or
"hissings" c, s, x (at least in the sound identifying them as
separate alphabetical units) or labials pronounced by the lips (Latin
labia) b, m, p, and the like. It took an act of genius to perform the
phonological analysis that covers all possible variants in a given
language. It is a genius parallel to the one that discovered that all
known and future metrical regularities could be deduced from a few
axioms and postulates in the Euclidean system, or the genius that
discovered the Periodic Table of Elements.
The first philosophical experience reported by Paul Weiss, the dean
of twentieth century American metaphysicians, was when at age six he was
introduced to the alphabet. He was astonished at the fact that
everything that can be said can be said by using just twenty-six signs.
Of course, there are different modulations in the phonological value of
the letters or sounds depending upon the words in which they appear. For
example, how--ough is pronounced depends upon the many different words
in which it appears: through (ou), rough (uf), though (o), cough (awf),
bough (ow); but, surprisingly, there is no sound for what that
combination of letters immediately suggests: -ough (oog). So the
alphabetic units have a somewhat loose relation to the sounds they were
invented to indicate. (5)
Vowels and consonants combine into words that have a set of
possible meanings determinable by definitions that fit a given word into
a whole network of meanings. We are able to unpack the words we use in
each definition in an ever-expanding network that extends to the whole
of that about which we can speak.
Focus then upon the meaning of 'First' as the first word
in the first proposition. It could be defined as the beginning of a
numerical series, where "numerical" refers to a series of
identical units determined by regular increments, and "series"
is described as a type of sequential order, "order" as a
coherent arrangement of factors, and "type" as a universal
over against its instances, "coherent" in turn defined as ...,
then "arrangement" defined as ..., "factor" as ...,
"universal" as ..., "of" as ..., "in" as
..., "a" as ..., "where" as ..., "could"
as ..., "defining" as ..., "or" as ...,
"network" as ..., "refer" as ..., "be" as
..., "as" as ..., et sic ad systema verborum completa. The
definitional network is eventually seen to cover the whole linguistic
system that itself refers to how the Whole within which we find
ourselves presents itself within a given linguistic tradition. We could
go back to the original definition of "first" and follow out
not only the word "numerical," but also
"definition," "beginning," and all the other
accompanying words. Of course, as the definitional net widens, there
could be different ways of defining the terms: here is where
hermeneutics and hypotheses enter the picture. Each definition involves
its definers that in turn have to be defined, and so forth. The attempt
to work out the place of any given thing in a definitional system is a
helpful exercise in making explicit the implicit understanding involved
in language use.
The situation is complicated by the fact that many words have more
than one meaning--the Oxford English Dictionary lists a massive set of
meanings for the word "heart": eight pages, twenty-three
columns. That, I would maintain, is because this term lies at the heart
of language; and that is because its referent lies at the heart of our
lives. Which meaning is being employed can only be determined as it
enters into a given sentence. A sentence as a combination of words pins
down a possible plurality of meanings to the function they take on in
specific propositions.
What makes a proposition out of a string of words is,
fundamentally, the combination of nouns and verbs that anchor, inter
alia, adjectives and adverbs. In the three declarative sentences we are
examining, the combination of nouns, verbs, and so on makes a
truth-claim. And the truth-claim of a proposition is verified insofar as
it is revealed in judgments as corresponding to what is the case. In the
current paper I claim that the propositions I have generated in the
preceding paragraphs correspond to what is the case with regard to
written language.
Of course, the phonological analysis given above indicates that
what writing presupposes is speech in which the function of written
units can be identically instantiated in sound. The text is something to
be read, either out loud in my delivering it to an audience or in an
individual's silent subvocal reading. So the alphabet and its
employment in sentential functions bridges two fundamentally different
sensory media: visual and audible. Writing translates the temporal flow
of speech into the spatial fixity of a text. When one reads what is
written or hears another read it, there is a translation from the
spatial arrangements we call writing to the temporal unfolding in
reading, reversing the original relation where the temporality of speech
was translated into the spatiality of writing, replicating ad extra what
originally occurred as the transcription of the temporality of sound
into the spatiality of the brain.
The identically same meaning now appears through sound generated
from the mouth of a reader across the space within the range of
audibility for its audience--or it is subvocally pronounced by the
silent reader. It appeared in the audible mode when the writer addressed
its original audience. It can be sounded out by voices with different
pitches, modulations, and timbres. The wonder here--and the basic
difficulty for a thorough-going empiricist--is that the identically same
meaning is found, not simply in variation of kinds of print and their
instances but in the completely different medium of sound produced by
empirically different voices. We spontaneously recognize identical
sameness in differing empirical instances of differing kinds within a
given medium and within a completely different medium, through all the
empirical modulations in each medium.
We might add here a consideration of Braille where the spatial
fixity involved also involves another radical difference in the medium:
textured surface accessible to touch; yet the same functions are
identical across the three media and the differentiated appearance
(minimally spatiotemporal location) within the same medium. We might
further add the visual communication of meanings, apart from writing, in
sign language. Here is the same visual medium as statically inscribed
writing, but in the moving temporal form of hand-signs.
Further, what speech and writing presuppose is induction into a
specific linguistic tradition. Sentences in a given language admit of
indeterminately many instantiations, but they also admit of being
translated--mutatis mutandis--in indeterminately many different
languages, such as our initial sentence, my English translation from a
proposition in Latin of Thomas Aquinas: Primum quod cadit in intellectu
est ens. "First to occur within intellectual awareness is the
notion of Being."
It is with poetry especially in mind that I added the mutatis
mutandis qualification for translation. In each culture, poetry, as the
language of indwelling in the life-world, draws upon connotative, that
is, associative rather than simply definitional, meanings of words as it
draws upon the sonorousness of its language to provide another kind of
meaning: emotively associative meaning. But there is also variation in
the conceptual network defining each term employed both in differing
cultures and within a given culture, complicating both translation as
well as more complex communication in any language.
So propositions or their translatable truth-claims transcend
instantiation in ethnically specific sentences. In principle, the
cognitive meanings involved are accessible to any human being, across
all linguistic differences. The translatability of language indicates
our identity in nature with all other humans who individually and
culturally have their own identities. We are all identically human in
nature but not empirically identical human beings.
Continuing now with the Latin, note that the Latin term cadit
introduces us to another kind of meaning: that of metaphor. The first
meaning of cadere is "to fall"; but here, as metaphor, it
refers to an occurrence within intellectual awareness. It is important,
especially given the original meaning of cado, that the in is properly
translated to correspond to Aquinas's intention--but, more
important, to what is the case. Cadit suggests coming from without; but
in Latin, the in with the ablative intellectu indicates rather what
happens within intellectual awareness. The notion of Being arises a
priori within intellectual awareness and does not come from without.
That is a hermeneutical point about translating Aquinas. We will later
consider the truth and implications of the content of the proposition.
Continuing with the metaphor, the word "metaphor" is also
a metaphor whose original meaning is "carrying over" (from the
Greek meta and phoreiri). Intellectus and its derivative English
"intellect" are metaphoric as well, though here, contrary to
the case with cadit, the metaphor is effaced and is not necessarily
known when we follow the meaning. According to Aquinas's
etymological guess, intellectus comes from intus or "within"
and legere or "to read": intellect is the capacity through
which one reads universal meanings within the sensory.
Such meanings are, first of all, the universal meanings of
immediate sensa: consider the whiteness of the page and the blackness of
the words written on it or the peculiarities of the sound of the voice
as one might read the written words to an audience. Universal meaning is
also expressed and therefore has to be interpreted through gathering the
meaning of the words through the sensa, through the written page. We
will return to the notion of intellect later in terms of the truth of
what is being said about it in the proposition that we are considering.
Looking back over what we have distinguished, we find a hierarchy:
the alphabet, the empirical instances of sights in writing and reading
and sign language, of sounds in speaking and hearing, in textures of
writing in Braille; then, after the alphabet, the word composed of
alphabetical units; then the sentence composed of words; then the
proposition distinct from ethnically specific sentences, though only
accessible by being imbedded in a particular language; and finally, the
termination of the series in the judgment of truth or falsity. (6)
II
We began together outside each of our own inwardnesses, fixed
"outside" on the words on a page or on the sound of a voice
reading them. In so doing, as we automatically do, we drew upon our own
native English. Thus we are situated outside of our personal privacy in
a space of common meanings as language incarnates our inner apprehension
of meaning in sensory media, in the sights (written or signed) and the
sounds or embossed textures of our language mediated by and centrally
mediating our particular cultural life-world. Language as sensorily
embedded bears witness both to the essentially incarnate nature of our
thought and to our inhabitance of a public space of meaning. We live our
lives outside our conscious inside in the public space of meaning
presented through encounters "out there" in the sensory
surround.
Meaning in this sense involves the apprehension of the universal
carried by the sights and sounds and textures of language. To pursue
further the notion itself, note that it involves being beyond the
here-and-now of bodily encounters, open to space and time as
encompassing wholes, for we always implicitly understand that the letter
"f," in our opening example, as well as the words and
sentences into which it enters, can each be instantiated any time and
any place where its instances can be produced and thus encountered.
Space and time are encompassing forms present in all human wakeful
life, empty without empirical filling and beyond any filling we achieve.
Infamously, Bishop Usher in the seventeenth century, working in terms of
biblical chronology, went back to 4004 B. C. as the reputed beginning of
time. Now, through patient empirical observation, inference, and
instrumental construction, our awareness of time has expanded to some
13.8 billion years. And, in parallel fashion, our awareness of space has
expanded empirically from the azure dome above--who knows, maybe the
staggering equivalent of a month's journey!--to more than fourteen
billion light years across, correlative to the age of the universe. The
forms of space and time, since they always refer us to what lies beyond
and encompasses empirically filled space and time, cannot derive from
experiences of particular spaces and times but, as Kant rightly notes,
are brought to particular experiences as a priori to any conceivable
humanly conscious operations. (7)
This a priori points to the ground of our considerations thus far
in the second a priori that appears in our first proposition: the notion
of Being. Space and time, as forms we bring to bear upon experience,
specify ahead of time the context within which human intellectual
awareness operates. The reference to the whole of space and time is
grounded in a reference, provided by the notion of Being, beyond empty
space and time to include all instances found within those forms and to
everything about all instances. Though it is only actualized when
throwing light on what is sensorily given from without, the notion of
Being cannot come from without, because it refers us to the whole of
what-is, for outside Being there is nothing. (8) That is why for the
primum cognitum, for what first occurs in intellectual awareness,
Aquinas used the phrase in intellectu rather than in intellectum, the
latter indicating coming into the intellect from without, the former
indicating an arising within intellectual awareness.
The notion of Being, making its appearance in human awareness, has
absolutely unrestricted universality: it covers everything that is and
everything about everything. Its unrestrictedness is indicated by our
ability to ask, beyond any putative limit, what might lie beyond that
limit. (9) It even opens up the question whether there might be
something that exists beyond space and time in absolute difference from
anything finite, something we could never imagine--but then we cannot
even properly imagine our own awareness.
The notion of Being is in cognitive identity with thought: (10) to
think is to think Being, beyond all appearances and beyond all
finitude--beyond all appearances because it refers to the whole of each
thing only partially revealed through our sensory filters and cognitive
inferences. Animals live wholly in relation to the sensorily manifest
surface guided by their organically based appetites. The notion of Being
also directs us beyond all finitude, because we can ask of any putative
limit what lies beyond the limit. The first answer is that, as
intellectual beings, we ourselves lie beyond the limit. Whether there is
something else beyond finitude is another and quite significant
question--the most significant of all. (11)
As we initially awakened, at whatever age, to intellectual
apprehension, the notion of Being, like the notions of space and time
that it grounds, was empty. It was, as Nietzsche noted and Hegel
accepted, "the last trailing cloud of evaporating reality."
(12) It expresses the initial emptiness of our orientation toward the
Whole. However, the notion of Being actually has additional content, a
formal one that guides all rational activity. Along with the notion of
Being there arises within intellectual awareness the principle of
noncontradiction which has the unrestricted universality of the notion
of Being which it articulates. As Aristotle formulates it: "A being
cannot both have and not have the same property at the same time and in
the same respect." (13)
Though this principle is always operative, we come to awareness of
it only through developed experience. In order to formulate the
principle, we need the sensory appearance of things and the operation of
language we have already analyzed, its flow through speech, and its
fixity in meaning. Several other factors are involved. Recognizing
"a being" implies its being one of many. Further, we identify
a being by its endurance over time in displaying the sensory features as
immediately given properties that our sensory system gathers together in
phantasms, modes of holistic and multifaceted appearance.
"Can" plays in relation to "is" as possibility; and
"not" involves a negation that here becomes impossibility.
"Property" involves an aspect of a being that itself may be
observed in different respects at a given time and that may appear in a
different respect at the same time or at a different time, but only as a
dependent aspect of the thing whose property it is. "Time"
involves being simultaneous with, prior to, and after. "And"
as well as "both" involve joining several items. And each of
the terms involves sameness in the empirical differences from which they
abstract and a difference from both the empirical instances and other
terms compatible with a generic sameness. Being, Becoming and Fixity,
Sameness and Difference, Unity and Multiplicity, Possibility and
Impossibility, Negation and Affirmation, Thing and Property, Joining and
Separating, Past-Present-Future, Appearance and Reality (Part and
Whole), and Awareness in all the aspects operative within it: these
various concepts are involved in recognizing and being able to formulate
the principle of noncontradiction. (14)
Not only the principle but also the recognitions involved in
formulating it are first rendered explicit in Aristotle. They remain the
basis for all rational thought and the languages used to express it.
Even Kant, with his restriction of knowing to the phenomenal order,
nonetheless claims at least the thinkability of the noumenal, with the
understanding that whatever is thought about has to be noncontradictory
in itself and with everything knowable in the phenomenal order. (15)
III
Granted that our mind originally is emptily oriented toward the
Whole of what-is via the notion of Being, the question is how that
emptiness is to be filled in. There is a dialectic of positions in the
history of philosophy that turns on the question: Is Being a genus?
Thinking of it as the highest genus, one would abstract from the
Aristotelian categories of entity (ousia) and properties (symbebekota)
as being-in-itself and being-in-virtue-of-another respectively.
Empirically, color does not exist in itself but only as a feature of a
colored thing. The concept of Being as abstracted from those two
modes--being-in-itself and being-in-virtue-of-another--would be the
emptiest of all concepts. Nietzsche calls it, rightly, "the last
trailing cloud of evaporating reality." Duns Scotus claims it had
one characteristic that covered univocally all beings, from the lowest
of creatures to God: being-outside-of-nothing. (16) Hegel reserves the
minimal, univocal meaning for the concept of Determinate Being or the
plurality of beings that was preceded by Becoming as the first concrete
concept, a synthesis of Being and Nonbeing, both equally empty. (17)
Such a synthesis occurs for Plato in genesis, or Becoming, as a mixture
of being and nonbeing. (18)
Parmenides is the first to isolate the notion of Being and proclaim
its identity with thought. In so doing, he implicitly enunciated for the
first time the principle of noncontradiction involved. He developed his
understanding of Being from the seemingly self-evident declaration given
him by a goddess: "It-is and It-is-not is not" or "There
is being but no nonbeing." (19) To claim that nonbeing is is to
posit a contradiction. So understood, the principle of noncontradiction
excludes the two overarching features of everything in our usual
experience, namely, plurality and change. Regarding plurality, as
Spinoza later observes, "All determination is negation"; each
determinate thing is not every other. (20) Further, since every extended
thing has a plurality of aspects, for Parmenides, Being itself must be
unextended, neither a one among many nor a one composed of many aspects.
(21) It could not therefore be spatial since space involves a plurality
of possible positions. Secondly, change involves things not being what
they were and not being what they are going to be, that is, change
involves the nonbeing of past and future and the nontemporally extended,
ever-moving now. So Being excludes both space and time. Again, as
Parmenides' follower Melissus observes, Being has to be unlimited
because there is nothing outside to limit it. (22) So Being considered
apart from all nonbeing or Being as a nature beyond all beings is
undivided, unchanging, beyond space and time, and infinite. This may be
seen as the first instance of a negative onto-theo-logy (to employ
Heidegger's expression), a determination of the nature of the
divine through developing the logic of the notion of Being. (23) Its
central problem lay rather obviously in the unintelligibility, because
of the contradictory character, of anything outside pure Being. This
observation will be taken up by Hegel.
Plato in the Sophist has the Eleatic Stranger say that it is
through the notion of Being that, as the Theaetetus has it, the
philosopher has his eyes fixed on the character of the Whole. (24) He
announced that he had to lay patricidal hands on father Parmenides (25)
by distinguishing between absolute nonbeing and the relative nonbeing of
difference (thateron). (26) Difference would apply both to the region of
spatiotemporal things, which, according to Parmenides' analysis,
are mixtures of being and nonbeing, and to the realm of Forms that stand
beyond the negativity involved in spatiality and temporality, but which
are constituted, through the notion of the relative nonbeing of
difference, as (to employ de Saussure's expression) "a system
of differences," but also as a system of identities in their
differences, specifically and generically. (27)
Plato goes on to note that both Becoming (kinesis) and the fixity
(stasis) of Forms are so being cannot be identical with either under
penalty of the other not being. However, though not identical with, they
both participate in being. They are both the same in being and different
in mode of being. Plato goes on to observe that Difference is both
different from Sameness and participates in it by being the same as
itself, so Sameness is different from Difference and is itself the same
as itself: Sameness and Difference are co-implicated. (28) The
separation of the Forms from their individual instances, the so-called
heavenly character of the Forms, is brought down to earth in the
Parmenides when Plato has Parmenides say: No Forms, no language. (29)
Forms are the intelligible ingredients in language that is embedded in
the flow that comes from our mouths in speech. (30)
In the Sophist Plato also has the Eleatic Stranger claim that the
definition of being is the capacity to act and to be acted upon (31)--a
protean definition that sees the individual being, not as an isolated
thing, but as systematically related through its powers to all that it
can act upon and can act upon it. To be an individual is to be a cluster
of powers as universally oriented toward the kinds of things and aspects
correlative to the powers. As Leibniz saw, each thing has to have within
it its compossibility with everything else. (32) The task of
experimental science would be to submit each individual of a certain
type to tests that show what as a matter of fact its cluster of powers
is. This allows the scientist to know, in an increasingly refined manner
of knowing, the kinds of things and powers in their factual
interrelations.
In the history of Platonism, Plato's declaration in the
Republic that the Good is epekeina tes ousias, (33) has been regularly
but incorrectly translated as "beyond being" and has generated
a tradition of nonsense in claiming that God is beyond being. I say
"nonsense" because to say something is beyond being is to
position it within being understood as what is the case. I say
"incorrectly translated" because Plato also refers to the Good
in the same dialogue as phanotaton tou ontos, as "the most manifest
(region) of being," (34) and he identifies ousia as the realm of
Forms correlated to nous. (35) To on covers both ousia and genesis, or
becoming, and the Good as well. I suggest that the correlate that is
beyond nous is eros as a relation of the whole person to the absolute
End and Source.
For Aristotle, the question of questions is: What is being? (36) In
his view, being cannot be a generic concept since genera are abstracted
from the conceptual content that falls under their domain as the species
are abstracted from their instances: the higher and more extensive the
genus, the greater the abstractness. For Aristotle being is not a genus
because it includes all that from which one abstracted to get the
hierarchy of species and genera of progressively wider extension. (37)
Being is the concrete totality of things and forms. However, the nature
of being is most fully realized in the highest Form, noesis noeseos,
Self-Knowing Knowing or Self-Thinking Thought. (38) It is inferred and
projected to the top of the hierarchy of the ways in which form rises
above the matter it articulates. Form does so in living things where it
dominates by organizing matter. In cognitive agents, awareness, rising
above matter, involves form-possession without the matter of its object.
In animal awareness, cognition involves possessing form with the
conditions of matter (individuality, change, spatiotemporal location),
while in intellectual cognition, the form of intellect (as, "in a
way, all things") transcends the here-and-now and is thus able to
attend to the form of the known as universal, apart from the conditions
of matter. (39) For Aristotle, it is in the human intellect, in
imitation of Self-Thinking Thought, that Plato's Forms have their
locus. (40)
Aquinas assimilated Aristotle's thought but went considerably
beyond him. For Aquinas, being as ens is esse habens, that which has
existence. (41) This describes, first of all, ens commune as object of
human knowing. Aquinas distinguishes esse or "to be" from what
possesses it, namely what something is or its essence. Essence limits
the level at which a being participates in being. In a Scotist
understanding, that makes no sense; to be is like pregnancy: it either
is or is not. In Aquinas's understanding, following Aristotle,
being is found in the whole collectively and in each thing taken
distributively. There is, consequently, a hierarchy of modes of
participating in being, depending upon the degree to which form rises
above matter and the degree to which potency comes into actuality, that
is, the way in which a thing becomes what it was meant to be.
The notion of Being is without limit, since we can question beyond
any putative limit. This poses a new question: how can finite being be
at all? It is precisely the excessus of the notion of Being beyond what
is common to all finite beings that leads to the question of the
possibility of Absolutely Infinite Being. The limitation of esse by
essence points to a Ground in Ipsum Esse Subsistens, subsistent Existence Itself or Esse as a Nature. (42) By reason of the way the
notion of Being functions, every intellectual being, in knowing,
implicitly knows God, but not as God. (43) That implicit knowledge is
the underlying orientation toward the whole of Being.
In this analysis, there is a distinction between the concept of
being and the judgment of being that concerns esse or existence which is
always individual. (44) The analysis of concepts does not yet touch the
existence of individuals which fall under the concept. For Aquinas the
space of divine omniscience is the realm of pure Esse participated in by
beings (entia) that have esse in a finite mode. The ens that first
occurs within intellectual awareness as its proper object still points
beyond itself to Esse as a Nature. This escapes Heidegger's
critique of ontotheo-logy, or the attempt to understand the divine
through an analysis of the logic of the notion of Being. Aquinas escapes
the critique because esse is transconceptual and always individual,
reached not by means of the universal concept but by means of
existential judgment.
For Spinoza, philosophers have previously begun with abstractions,
whether sensory or intellectual. He proposes to begin, in the
Aristotelian line, with being as the most concrete concept, which
includes all that is. (45) Everything that we would call a being does
not truly exist "in itself' (the definition of thing or
substance) since, in the line of Aquinas, it is unintelligible without
its ground in the encompassing single Substance, deus sive natura, that
does not exist in virtue of anything more encompassing. (46) Things are
modes or aspects of that single Substance. Spinoza understands the
system of things as Natura naturata, nature being "natured" or
continually produced by Natura naturans or Nature as an intelligible
system. (47)
Hegel claimed that to think properly is to think like Spinoza, that
is, to see everything rooted in the overarching reality of the divine.
But, by reason of human freedom rooted in being projected toward being
as a whole via the notion of Being, human existence shows that
rationally free subjects are not simply distinct from but stand over
against the Ground within which they are rooted. So Substance has to
become Subject. Free subjectivity has to be included in the overarching
Substance. (48)
Given our ability to question beyond any putative limit, the
question arises of how being can be limited to any finite mode. For
Hegel, the limitation involved is one way of seeing that "nonbeing
is," for limited being is a negation of the anticipated infinitude
of being and is thus a "contradiction" that must be resolved.
(49) The notion of contradiction here follows Parmenides: any way in
which even relative nonbeing is contradicts pure Being. Thus appetite as
a lack is a form of nonbeing that is, which is a contradiction calling
for resolution in eating. (50) For Hegel, only an absolutely Infinite
Being giving being to finite being resolves the contradiction of
finitude itself. The climax of Hegel's own System lies in
Aristotle's noesis noeseos, the highest instance of being, now, as
in Aquinas, rendered infinite and as ground of all that is. (51)
Now, Hegel takes the concept of being as a genus, abstracted from
the Aristotelian categories of Substance or Thing as being-in-itself and
Accidents or Properties as being-in-virtue-of-another. The Parmenidean
set of negations (unchanging, undivided, infinite, nonspatial, and
nontemporal) gives us an empty rather than a full concept of being. (52)
It is just that emptiness which impels thought beyond the Concept of
Being, initially as apart from all filling, toward Absolute Knowing as
complete systematic conceptual filling. For Hegel, the empty notion of
Being develops into the notion of Becoming, presented initially by Plato
as a synthesis of being and nonbeing. (53) There follows a dialectical
unfolding that progresses until the essential hidden potency of the
notion of Being is shown by the generation of the interlocking set of
concepts that displays the form of the cosmos that makes rational
existence and flourishing possible.
Though claiming through this System to "think the thoughts of
God before creation," (54) Hegel's Absolute Knowing is not
omniscience. It is much more "modest": it displays the
interlocking set of cosmic, anthropological, personal, and institutional
conditions for the possibility of rational existence and flourishing. It
is a framework analysis that situates rather than dictates the actual
choices made by existing subjects. Hegel retrieves the ontological
argument for God's existence by pointing out that the human being,
as oriented toward the fullness of Being, is itself the ontological
argument, the transition between concept and existence. (55)
However, in addition to Absolute Knowing, God's omniscience
appears in Hegel's Philosophy of Religion, but is not further
developed. (56) God's knowing would involve an existential
transcendence, beyond the Absolute Knowing of the conceptual system--a
transcendence beyond, as correlate to actual, individual, finite
existence within, the framework of the System. The conceptual analyses
in Parmenides, Spinoza, and Hegel would then require supplementation
through the judgment of existence. This is where Hegel could join with
Aquinas.
Heidegger claimed that with Hegel metaphysics reached a kind of
culmination. Heidegger's criticism of onto-theo-logy is directed
against Hegel's conception and against the way of taking
Parmenides' conception we have sketched out above. The question of
Being is central to human being as Da-Sein, as the locus of the showing
of Being among beings. (57) Apart from the limited range of the other
sciences, metaphysics aimed at investigating being as being, understood
as things and their most universal principles. Heidegger claims that, in
this focus, metaphysics has issued in "the forgottenness of
Being." (58) Using Descartes's image of the Tree of Knowledge
where metaphysics functioned as the roots, Heidegger asks; What is the
soil in which the roots are planted and from which the tree derives its
nourishment? What is the ground of metaphysics? (59) Basically, it is
the life-world of a people articulated by the poets.
Heidegger's orienting experience was of "startled
dismay" (Erschrecken) at the forgottenness of Being in and through
the tradition of metaphysics. (60) Things, he said, "have lost
their being" and have become data or "standing reserve"
for our projects. (61) Here he cites the proclamation of Stephan George:
"Where word breaks off no thing can be." (62) Gabriel Marcel had the same type of experience: he said that things have lost their
"ontological weight." (63) The possibility of nearness,
proclaimed in poetry, is lost in placing things at a distance for
intellectual and practical mastery. As the element of fish is water and
of birds the air, the element of humanness is the nearness of things and
the mystery in which they are rooted. (64)
What has been forgotten in the metaphysical pursuit is truth as
a-letheia that opens the horizon for truth as correspondence. A-letheia
points to the unconcealed that rises up from the Lethe, the essential
hiddenness out of which things are manifest, not only in their
individual fullness but in their essential interrelatedness within the
Whole. The Lethe is the Mystery of Being. For Heidegger, conceptual
being is not Being itself; its showing, as any showing, always involves
a concealing. Heidegger attempts to get back to the ground of
metaphysics, not in the concept, but in the Sinn des Seins, the sense of
Being. (65)
Pondering "the ground of metaphysics" is Heidegger's
own way of taking the notion of Being. It is correlate to a
transintellectual relation of dwelling, of the drawing near of beings.
In dwelling we find a correlate to the notion of the human heart in
Stimmung, the attunement of the human being. Dwelling with one's
whole being is represented traditionally, but not exploited
philosophically, by the notion of the heart. (66) Heidegger goes back to
reread Parmenides. Noein as thinking, he says, "is the apprehension
that has man," being appropriated by the mystery of Being. (67) I
am surprised that he did not make use of the opening line of
Parmenides' work: "The steeds that bore me took me as far as
my heart [thumos] would desire." (68) In his exploration of the
poets, Heidegger concentrates, among other things, upon Rilke's
notion of the heart as the correlate to "the globe of being."
(69)
I would contend that the heart lies at the heart of
Heidegger's thought. Heart is that center of being attracted,
repelled, or rendered neutral by what one confronts. It is the default
mode that guides our operations. It is that by which we are mastered,
taken outside ourselves, touched, and possibly transformed. It is
through the heart that we inhabit our life-world where things are set at
a distance or are able to draw near. Thinking that is focused on
recovering the forgotten Mystery of Being is appreciative thinking,
thinking as thanking, meditative thinking that evokes presences. (70)
Heidegger further claims--without, to my knowledge, having pursued
it further--that the thought of Being he is exploring may contribute to
a further understanding of what Aquinas meant by esse. (71) Along these
lines, what Josef Pieper called "the silence of St. Thomas" is
the mystical rootage of Aquinas's heart in the presence of the
divine Esse. (72) Prayer is the unfolding of the mind before such
Presence that may appear more or less intensely as an arresting Presence
or recede, as its default mode, into silence.
Derrida, as a descendent of Heidegger, argued against
Benveniste's attempt to reduce Greek ontology to Greek grammar and
defended the notion of Being as transcultural ground of the categories.
(73) But further, for Derrida, the onto-logical difference between Being
and beings is grounded in what he calls differance, the system of
differences that is the network of language and the deferral of full
presence in our relation to things. (74) Carrying out his deconstructive
project, he aimed "to send metaphysics packing," (75) which he
falsely claimed is Heidegger's aim. That is something Heidegger
explicitly denies: what is required is a Zuspiel, a counterpoint to the
tradition of metaphysics in relation to a second beginning that thinks
the ground of metaphysics. Even for Heidegger, metaphysics is not a
mistake but the answer to an essential call of human beings. (76)
IV
Finally, let us circle back to our initial three propositions. The
notion of Being makes possible both apprehension of the universal and
freedom of choice, according to Aristotle the two distinctive
characteristics of the human being, whose mind "is, in a way, all
things." (77) For Aristotle, such a being is zoion politikon, a
necessary inhabitant of a tradition, reciprocally tied, in the
Aristotelian tradition, to being zoion logon echon, having the capacity
for rationality actualizable only through linguistically mediated
tradition. Boethius's translation of the latter into Latin as
animal rationale flattens out the Greek meaning, for logos has, in the
case in question, two dimensions of meaning: it means discourse as well
as the rational capacity for discourse. That would make the two Greek
definitions closely related, for the zoion politikon is so by reason of
the logos of language that mediates the tradition. As in Hegel, the
universal structure of being a human subject is only actualizable
through the objectifications of other subjects that endure, beyond their
inevitable demise, in the form of institutions, beginning with the
institution of language, the sensory immediacy of which we focused upon
in the beginning.
So the notion of Being that first arises grounds our ability to
understand; its establishing primordial distance from all finitude also
grounds our ability to choose to pursue whatever we choose consonant
with the available possibilities. Here we have chosen to examine the
proposition that began our inquiry: "First to occur in intellectual
awareness is the notion of Being." In the process, we have also
illustrated our third proposition: that reflective knowing involves
"the complete return of the intellectual subject within
itself." In Aquinas's Latin, the reditio completa subiecti in
seipsum makes manifest the essential parameters involved in being such a
subject: sensory encounter, reference to the Whole of what is via the
notion of Being, reference to Space and Time as encompassing wholes,
linguistic mediation, transcendence of ethnic peculiarities involved in
language and practice, responsible choice within and beyond those
peculiarities, and the personal centrality of the heart. The return is
within the subjectivity of awareness insofar as all its operations, even
those directed to what lies without, are simultaneously within the field
of awareness on the subjective side. The return makes us aware
reflectively of the parameters involved in the total field of our
awareness, aware of ourselves as the subject for which everything else
makes its direct or indirect appearance.
The claim that Primum quod cadit in intellectu est ens, "that
which first arises within intellectual awareness is the notion of
Being," identifies that which makes us the animal rationale who
develops through linguistic communication and who realizes the full
parameters of his own being in the reditio completa subjecti in seipsum,
aware of the essential parameters of his own functioning such as I have
laid out in this paper. He is, as well, free to determine himself. The
three initial propositions are not simply claims made by Thomas Aquinas,
but deep truths involved in our being human.
Institute of Philosophic Studies, University of Dallas
(1) Thomas Aquinas, Summa theologiae I, q. 5, a. 2. Henceforth ST.
Translation mine.
(2) The expression is not found in Aristotle but arose in the
Aristotelian tradition.
(3) Thomas Aquinas, Summa contra gentiles, bk. 4, ch. 11. See also
ST I, q. 84, a. 6.
(4) See G. W. F. Hegel, Philosophy of Mind, Part Three of the
Encyclopaedia of Philosophical Science, trans. M. Inwood (Oxford: Oxford
University Press, 2007), [section] 401 z. Henceforth EPM.
(5) Given the irregularity between the written and spoken word,
there could be two ways to spell fish: "ef, eye, es, aych" and
ilghoti": 'gh' as in laugh, 'o' as in women and
'ti' as in composition.
(6) See Bernard Lonergan, Insight: A Study of Human Understanding
(London: Longmans, Green, 1957), 271 and following.
(7) See Immanuel Kant, Critique of Pure Reason, trans. N. Smith
(New York: St. Martin's Press, 1969), A20/B34-B73, 65-91.
Henceforth CPR.
(8) For an insightful presentation of the notion of Being, see
Lonergan, Insight, 348-74. For an analysis of the way in which that
notion grounds every distinctive operative property of humanness, see my
"Being Human and the Question of Being: On the Unitary Ground of
Individual and Cultural Pluralism," The Modern Schoolman, 87 (2009)
534-66.
(9) See Hegel, EPM, [section] 386 z.
(10) The first to articulate this notion is Parmenides. See below,
730-31
(11) Sartre considered human consciousness to be a lack
"beyond Being," simply other than bodies as beings, and not
related to anything else beyond. See Jean-Paul Sartre, Being and
Nothingness, trans. H. Barnes (New York: Harper, 1965), lxv-lxvii.
(12) Friedrich Nietzsche, Twilight of the Idols, trans. R.
Hollingdale (Baltimore: Penguin, 1968), 37. G. W. F. Hegel, The Science
of Logic, trans. A. Miller (New York: Humanities Press, 1969), 82 and
following.
(13) Aristotle, Metaphysics 4.1005b 19-20.
(14) The presuppositions of the formulation of the principle of
noncontradiction I have just identified point in the direction of a
project to explore the grounds of each of these divisions that would
range very far into our cognitive experience.
(15) See Kant, CPR, A148/B188-A153/B193, 188-91.
(16) See Duns Scotus, Philosophical Writings, ed. A. Wolter and M.
Adams (New York: Bobbs-Merrill, 1962), 3.
(17) See Hegel, The Science of Logic, 105.
(18) See Plato, Republic 5.478e.
(19) Pre-Socratic Philosophers, ed. G. Kirk and J. Raven (London:
Cambridge, 1966), frag. 2, 269.
(20) Baruch Spinoza, Letter to Jarig Jelles, 2 June 1674, cited in
Itzhak Y. Melamed, Spinoza's Metaphysics: Substance and Thought
(Oxford: Oxford University Press, 2013), 175, n. 2.
(21) Melissus drew this conclusion. See Pre-Socratic Philosophers,
frag. 391, 302.
(22) See ibid., frag. 3-6, 299.
(23) See Martin Heidegger, Identity and Difference, trans. J.
Stambaugh (New York: Harper and Row, 1967), 54.
(24) See Plato, Sophist 254a; Theaetetus 174a and 175a, in Plato,
vol.7: Theaetetus, Sophist, trans. H. Fowler (Cambridge: Harvard
University Press 1977).
(25) Sophist 241d.
(26) Sophist 257a-259d.
(27) Ferdinand de Saussure, Course in General Linguistics, trans.
W. Baskin (Glasgow: Fontana/Collins, 1977), 120.
(28) See Plato, Sophist 259a.
(29) See Plato, Parmenides 135c.
(30) See Plato, Theaetetus 208c.
(31) See Plato, Sophist 247e.
(32) Gottfried Leibniz, Monadology, in Leibniz: The Monadology and
Other Philosophical Writings, trans. R. Latta (London: Oxford University
Press, 1951), [section] [section] 56 and 57, 248.
(33) Plato, Republic 6.509B.
(34) Ibid., 5.478e.
(35) See ibid., 6.509b.
(36) See Aristotle, Metaphysics 7.1028b5.
(37) See ibid, 998b22.
(38) Ibid, Metaphysics 12.1072b20.
(39) Aristotle, On the Soul, 3.424al7, 430a7.
(40) Ibid, 3.429a27.
(41) See Thomas Aquinas, On Truth, bk. 1, ch. 1.
(42) Aquinas, ST I, q. 3, a. 4.
(43) Ibid., I, q. 2, a. 1, ad 1.
(44) Ibid., I, q. 85, aa. 1 and 2.
(45) Baruch Spinoza, On the Improvement of the Understanding,
trans. R. Elwes (New York: Dover, 1955), 15 and 29.
(46) Baruch Spinoza, Ethics, trans. R. Elwes (New York: Dover,
1955), Book 1, Prop. 15-16, 55-59.
(47) Ibid., Book 1, Prop. 29, note.
(48) See G. W. F. Hegel, Phenomenology of Spirit, trans. A. Miller
(London: Oxford, 1977), [section] 17.
(49) Hegel, The Science of Logic, 136 and following.
(50) See EPM, [section] 426.
(51) The last line of Hegel's treatment of Spirit as the end
of the System is a quotation in Greek of Aristotle's description of
Self-Thinking Thought. See EPM, [section] 577.
(52) Hegel, The Science of Logic, 94. See also his treatment of
Parmenides in Lectures on the History of Philosophy, trans. E. Haldane
(Lincoln: University of Nebraska Press, 1995), vol. 1, 249-60.
(53) Hegel, The Science of Logic, 105-06.
(54) Ibid., 50.
(55) See G. F. W. Hegel, Lectures on the Philosophy of Religion,
ed. and trans. P. Hodgson (Berkeley: University of California Press,
1988), 167.
(56) Ibid., 419, 474.
(57) Martin Heidegger, Being and Time, trans. J. MacQuarrie and E.
Robinson (New York: Harper and Row, 1962), 27, 67.
(58) Martin Heidegger, "The Way Back into the Ground of
Metaphysics," in Existentialism from Dostoevski to Sartre, ed. W.
Kaufmann (Cleveland: World Publishing, 1956), 217. Henceforth "The
Way Back."
(59) See ibid., 206-21.
(60) See Martin Heidegger, Contributions to Philosophy: On
Enowning, trans. P. Emad and K. Maly (Bloomington: Indiana University
Press, 2000), 11.
(61) See Martin Heidegger, The Question Concerning Technology and
Other Essays, trans. W. Lovitt (New York: Harper and Row, 1977), 17-20.
(62) "Words," in On the Way to Language, trans. P. Hertz
(New York: Harper and Row, 1971), 140.
(63) Gabriel Marcel, Existential Background of Human Dignity,
(Cambridge: Harvard University Press, 1963), 74-75.
(64) Martin Heidegger, Letter on Humanism, in Martin Heidegger:
Basic Writings, ed. F. Capuzzi, J. Glenn Gray, trans. D. Krell (New
York: Harper and Row, 1977), 195.
(65) Heidegger, "The Way Back," 217.
(66) See my Introduction to Stephan Strasser, Phenomenology of
Feeling: An Essay on the Phenomena of the Heart, trans. R. Wood, Preface
to the English translation by Paul Ricoeur (New York: Humanities Press,
1977).
(67) Martin Heidegger, Introduction to Metaphysics, trans. G. Fried
and R. Polt (New Haven: Yale University Press, 2000), 150.
(68) Pre-Socratic Philosophers, [section] 342, 266; emphasis mine.
(69) Martin Heidegger, "What Are Poets For?," in Poetry,
Language, and Thought, trans. A. Hofstadter (New York: Harper and Row,
1971), 124.
(70) See Martin Heidegger, What Is Called Thinking? trans., F.
Weick and J. Gray (New York: Harper, 1968), Parts 2 and 3, 138.
(71) Heidegger, "The Way Back," 210.
(72) Josef Pieper, The Silence of St. Thomas, trans. J. Murray and
D. O'Connor (New York: Pantheon, 1957).
(73) See Jacques Derrida, "The Supplement of the Copula,"
in Margins of Philosophy, trans. A. Bass (Chicago: University of Chicago
Press, 1986), 182. Henceforth Margins.
(74) See Jacques Derrida, "Differance," in Margins, op.
cit., 7.
(75) Jacques Derrida, On Spirit: Heidegger and the Question, trans.
G. Bennington and R. Bowlby (Chicago: University of Chicago Press,
1989), 75
(76) See Heidegger, "The Way Back," 209.
(77) Aristotle, On the Soul 3.8.431b21-22.
Correspondence to: Robert Wood, woodr348@aol.com.