Kantian autonomy and the moral self.
Wilson, Eric Entrican
KANT'S ACCOUNT OF AUTONOMY is not designed to solve the
traditional problem of free will. It is a response to the problem of
heteronomy rather than the problem of determinism. And the former
pertains to concerns about the structure of practical reason rather than
the scope of nature's causal laws. So his theory of practical
reason, rather than his metaphysics, provides the proper context for
understanding his account of autonomy.
Unfortunately Kant did not always appreciate this feature of his
own views. He says conflicting things about the relation between the
practical concept of autonomy and the theoretical concept of
"transcendental freedom." He sometimes claims that the former
depends on the latter, which he characterizes as "the faculty of
beginning a state from itself, the causality of which does not in turn
stand under another cause determining it in time in accordance with the
law of nature." (1) In other words, he sometimes says that our
autonomy depends upon our ability to exempt ourselves from the workings
of nature in order to initiate a chain of events that does not itself
function as a link to earlier causal states. Yet on other occasions he
claims that autonomy and transcendental freedom are two separate issues:
"The question about transcendental freedom concerns merely
speculative knowledge, which we can set aside as quite indifferent if we
are concerned with what is practical, and about which there is already
sufficient discussion in the Antinomy of Pure Reason." (2)
Kant himself did not always follow through on this claim, but I
propose that we take him at his word here. Further remarks recommend
this interpretive approach. Consider, for example, his review of Johann
Heinrich Schulz's work, Attempt at An Introduction to a Doctrine of
Morals for all Human Beings, which Kant wrote and published in 1783,
just before the Groundwork of the Metaphysics of Morals. After
summarizing Schulz's views in a friendly and not unsympathetic
manner, Kant draws the reader's attention to "the general
fatalism which is the most prominent principle in this work and the most
powerful one, affecting all morality, [since it] turns all human conduct
into a mere puppet show and thereby does away altogether with the
concept of obligation." (3) What is interesting is that Kant
criticizes Schulz's position not by insisting on the reality of
freedom, but, rather, by arguing that the viability and legitimacy of
our moral practices do not depend on fatalism or determinism being
false. (4) Despite having claimed in the Critique of Pure Reason that
autonomy depends on transcendental freedom, and thus a solution to the
free will problem, he says here that "the practical concept of
freedom has nothing to do with the speculative concept, which is
abandoned entirely to metaphysicians." (5) Bearing in mind that
Kant regards autonomy as a species of practical freedom, this claim is
worth repeating in a way that makes its relevance to his moral theory
crystal clear: the concept of autonomy, he tells us, has nothing to do
with the concept of transcendental freedom.
This line of thought will surely not impress those who are
committed to the importance of the traditional problem of free will.
They will insist that the will is either free or not--no matter the
perspective or standpoint from which one chooses to examine the issue.
And whether the will is free or not depends either on the truth or
falsity of determinism or on whether freedom can be made compatible with
determinism. In the same review of Schulz Kant indicates a line of
response to this objection that he will pursue throughout his practical
philosophy:
The most confirmed fatalist, who is a fatalist as long as he gives
himself up to mere speculation, must still, as soon as he has to do
with wisdom and duty, always act as if he were free, and this idea
also actually produces the deed that accords with it and can alone
produce it. It is hard to cease altogether to be human. (6)
The idea here seems to be as follows. It is a reality of human life
that we weigh our options, reflect on our impulses and desires, evaluate
reasons, and make judgments about how we should conduct ourselves. In
other words, it is a fact about human life that we face head on, as
agents, the world as much as we observe our transactions with it, from a
sideways perspective, as prospective knowers (or makers of theoretical
judgments). Of course we do not always do this, but the point is that we
can and this ability is important to us and central to our lives. When
we deliberate about how to act, we cannot help but take ourselves to be
capable of exerting influence on the world. We cannot help but regard
ourselves as capable of acting according to how we decide and deciding
according to how we will. Moreover, we cannot help but think that, when
we do this, our options are somewhat open and that the outcomes of our
volitions and actions are at least somewhat up to us. This is why Kant
claims that "for practical purposes the footpath of freedom is the
only one on which it is possible to make use of our reason in our
conduct." (7) The fatalist or determinist fails to own up to this.
The rejection of freedom is a mark of false consciousness regarding the
reality of the practical stance we must all take, as agents, vis-a-vis
the world. To deny one's freedom is not to face courageously the
hard truths of science or theology. It is to renounce one's
agency--and, with that, both one's ability to take responsibility
for one's actions and one's "higher vocation" as a
person.
If we take this line of thought seriously, then the best way to
understand and appreciate Kant's account of autonomy is to isolate
it within the practical context to which it rightfully belongs. In that
context, the pressing problem is not freedom versus determinism.
Instead, the real issue is autonomy versus heteronomy. What Kant is
most concerned about is the prospect that practical reason (or the will)
is exclusively heteronomous in nature. In this essay, I intend to show
how he appeals to the notion of self-respect in order to argue against
this prospect. In Kant's view, our capacity for autonomy depends on
our capacity to identify with and feel respect for an ideal, moral
version of ourselves. Genuine self-determination, in other words, rests
on a form of self-respect.
Allow me to begin with a sketch of Kant's theory of practical
reason. Like most philosophers, Kant takes practical reason to be about
means and ends. Because his moral theory is normally categorized as
"nonteleological" or "deontological" by contemporary
taxonomies of ethical thought, this is often overlooked. In fact, it is
widely believed that Kant's view of moral reasoning has nothing to
do with ends at all. But it is easy to show that this is wrong. In the
Groundwork Kant characterizes means, ends, and the relation between them
as follows:
Now, what serves the will as the objective ground of its
self-determination is an end [der Zweck], and this, if it is given
by reason alone, must hold equally for all rational beings. What,
on the other hand contains merely the ground of the possibility of
an action the effect of which is an end is called a means [das
Mittel]. (8)
In the Metaphysics of Morals he offers a more straightforward
characterization of what he means by "end." There he says
that, "an end is an object of the choice (of a rational being),
through the representation of which choice is determined to an action to
bring this object about." (9) Or more simply: "an end is an
object of free choice, the representation of which determines it to
action." (10) The word "object" should not mislead here.
It is being used in as broad a sense as possible to indicate that at
which the will is directed. All Kant means is that the end of a decision
or choice is that for the sake of which it is undertaken. It is in this
sense that the end of a choice "serves the will as the objective
ground of its self-determination."
Contrary to the tendency to describe his views as nonteleological,
Kant explicitly claims that, "every action ... has an end."
(11) In the second Critique he puts the point like this: "it is
indeed undeniable that every volition must also have an object and hence
a matter." (12) This is in fact a central pillar of Kant's
entire practical philosophy, for it is in these terms that Kant
characterizes practical reason as such. "Rational nature is
distinguished from the rest of nature by this, that it sets itself an
end." (13) In the Metaphysics of Morals he goes so far as to say
that,
pure practical reason is a faculty of ends generally, and for it to
be indifferent to ends, that is, to take no interest in them, would
therefore be a contradiction, since then it would not determine
maxims for action either (because every maxim of action contains an
end) and would not be practical reason. (14)
Because of its centrality to rationality, end-setting is the
essential mark of our humanity: "The capacity to set oneself an
end--any end whatsoever--is what characterizes humanity (as
distinguished from animality)." (15)
In our actual practical reasoning the relationship between means
and ends is mediated by incentives (Triebfeder). (16) We select what we
take to be the best means toward prescribed ends, but we must also in
some sense be "moved" to adopt those ends as our goals. This
is the job of an incentive, which Kant characterizes as the
"subjective determining ground of the will of a being whose reason
does not by its nature necessarily conform with the objective law."
(17) Incentives figure into the explanation of intentional actions in
that they help account for why we adopt the ends that we do. To cite an
agent's incentive is to cite what moves her to treat something as
her end. But it is essential to Kant's theory of agency that we are
not merely pushed and pulled by our incentives. They move us in a
particular sort of way. This theoretical commitment is expressed most
clearly in what Henry Allison calls the "Incorporation
Thesis," which Kant presents in the first part of Religion Within
the Boundaries of Mere Reason: (18)
Freedom of the power of choice has the characteristic, entirely
peculiar to it, that it cannot be determined to action through any
incentive except so far as the human being has incorporated it into
his maxim (has made it into a universal rule for himself, according
to which he wills to conduct himself. (19)
There are more and less plausible ways of reading this claim. The
least plausible version has Kant committed to the idea that human beings
cannot be "determined to act" by incentives unless they
incorporate them into their maxims. This is obviously false. Say I hear
a scary noise in the woods and am moved by my desire (or
"instinct") for self-preservation to run as fast as I can back
to camp. This desire can obviously function as an incentive without me
having to first incorporate it into a maxim. It is a good thing we do
not have to incorporate our incentives into maxims in order to act. We
would not survive for long if we did. Surely it must be the case that
the vast majority of our actions do not require the incorporation of
incentives.
But this leaves room for a more modest and plausible version of
Kant's claim. While it must be true that we do not have to
incorporate our incentives into our maxims, it also seems true that we
can do this. An important range of our behaviors is based on
deliberation. That is, many of our actions are the outcome of the
process of considering reasons and drawing practical (and sometimes
moral) conclusions about how we should conduct ourselves. If we accept
this much about human agency, I think we can see that Kant's point
is simply that our desires and other sensible impulses do not come
prepackaged as reasons. They enjoy this status only by being treated as
reasons, that is, only by being taken up and considered to count in
favor of or against doing one thing rather than another. As rational
beings capable of reflection, we are capable of asking whether a given
incentive should move us to pursue a particular end. This is not to deny
that sensible impulses of various kinds can also overwhelm us, sometimes
to the point where the distance required for reflection is impossible.
The point is only that it is in principle always possible for us to
respond to a given incentive by asking whether we ought to or should act
on it--what Christine Korsgaard calls "the normative
question." (20) And it is not until we pose this question that we
confer the status of "reason for action" on these incentives.
In other words, an incentive becomes for an individual agent a reason
for action only when she poses and then answers the normative question.
An incentive can certainly force its way in and overwhelm us; this
happens frequently, but in such a case it is moving us to act without
functioning as a reason. Kant does not have to deny this for his
Incorporation Thesis to make sense. In fact, any plausible reading of
the Thesis accommodates the point quite easily.
It is important to bear in mind that the Incorporation Thesis
belongs to Kant's attempt to work out a general framework for
understanding the nature of deliberating about what one should or ought
to do and what makes such deliberation possible. It does not express any
commitment to an ontological distinction between things that can count
as reasons for action and things that cannot. It belongs to his theory
of practical reason. And a major concern of that theory is to provide an
account of the difference between being moved to action by what one
takes, upon reflection, to count in favor of that action and being moved
to action "without thought" or simply "by instinct."
I think Kant's point here is deceptively simple. Moreover, it seems
to conform to some common intuitions about what is involved in
considering how to act. Under normal circumstances we take it for
granted that there is a genuine difference between deciding what to do
and wondering what will befall us. The Incorporation Thesis is designed
to account for this difference by articulating a necessary condition for
genuine deliberation. According to Kant, we are deliberating only if
reflecting on whether a given incentive provides us with a consideration
that counts for or against performing some action. And, in his
terminology, we do this by incorporating the incentive into one of our
maxims. (21)
It is in this context that the problem of heteronomy arises for
Kant. Most theorists of practical reason would be willing to grant some
version of the Incorporation Thesis. The idea that we are able to
achieve some measure of distance from our incentives and ask how they
stand with respect to our more general practical principles (our maxims)
is not terribly controversial. Our capacity to ask the normative
question and weigh reasons for action is not under much suspicion. But
how far down does this capacity for reflection and distance go? Do the
incentives provided by inclinations and desires function as a limit
beyond which practical reason is unable to venture? This is precisely
the line of thought that Kant wants to resist. Our incentives explain,
in part, why we adopt the ends that we do. If you hold that all
incentives come from things such as inclinations and desires, then you
must also maintain that the capacity to set ends is limited to operating
on these more or less passively experienced incentives. On this widely
accepted view, practical reason is essentially a matter of reasoning
about means to ends that are themselves simply given. (22) The
inclinations and desires that account for the ends, which move us to
adopt them as our ends, are not "up to us." If this were true,
then I could select from among a range of options afforded me by a range
of inclinations and desires. (23) But I could not distance myself from
my desires and inclinations as a whole and ask whether some other kind
of incentive should move me to set a particular end as that for the sake
of which I am considering undertaking some action. Kant thinks that on
this view genuine autonomy would be impossible. There is no genuine
self-legislation if the self is limited to responding to incentives over
which it has no control. To be sure, the capacity to incorporate
incentives into maxims and then select appropriate means to desired ends
manifests some degree of self-control or freedom, but this is not
sufficient for Kantian autonomy. According to Kant it would be
sufficient merely for prudential reasoning, which traffics only in
hypothetical imperatives.
Kant calls this view the "empiricism of practical
reason." (24) His dislike of empiricism is palpable in the Critique
of Practical Reason, where he says that empiricism is
"dangerous" in that it threatens to "degrade humanity." (25) Why is the view so troubling, and even
"dangerous"? Kant worries that it entails what Christine
Korsgaard calls "skepticism about practical reason." He is
worried in particular about "motivational skepticism." (26)
The concern is that theories of practical reason which hold that all
incentives spring from inclinations and other sensible forms of desire
automatically exclude the possibility of genuinely moral motivation. For
Kant, of course, we have a case of moral motivation when, and only when,
someone is moved to undertake a particular course of action for the sake
of the moral law. It is not enough to act in accordance with the law;
one has to take as one's reason for action the fact that the law
prescribes the action. When this happens we do what is morally right
because it is morally right. We adopt the demand of the law as our end.
The motivational skeptic doubts that, in the absence of some
inclination-based incentive, there could ever be such a reason to
fulfill the demands of the moral law. He or she doubts, in other words,
that purely rational considerations could provide genuine reasons for
action. This follows from a combination of the assumption that all
incentives stem from common motivational sources such as inclination and
what Korsgaard calls the "internalism requirement" on
practical reason. (27) According to this requirement, R is a reason for
performing some action only if R implies that a rational individual
would be actually motivated, at least to some extent, to perform the
action in question. It is easy to see how practical reasons springing
from sources such as inclinations and desires meet this requirement. But
it is more difficult to see how purely rational considerations, which
find their source in deliberation rather than in antecedently given
inclinations, could as well. The empiricist exploits this difficulty by
arguing that purely rational requirements cannot provide reasons for
action precisely because they cannot meet the internalism requirement.
And they cannot do this because they cannot provide incentives, that is,
"subjective grounds" for the determination of the will. Purely
rational considerations cannot be reasons, in other words, because they
cannot ever motivate anyone to act. Although Hutcheson's moral
sense theory is most directly in Kant's sights at this point, an
extreme version of this view is crystallized in Hume's famous claim
that, "reason is, and ought only to be the slave of the passions,
and can never pretend to any other office than to serve and obey
them." (28)
This is the context in which the problem of autonomy emerges for
Kant. He is less worried about determinism than he is about a view of
practical reason that would deny the possibility of being motivated to
act by purely rational considerations. Such a view would deny that pure
practical reason could, of itself, determine the will by denying that
incentives could spring from a source other than inclination or other
sensible forms of desire. According to Kant, such a view of practical
reason would condemn us to heteronomy. If we were entirely dependent
upon incentives given prior to rational deliberation by our
inclinations, then the will would be able to determine itself "only
by means of an incentive that the anticipated effect of the action has
upon the will," that is, an incentive based on a momentary desire
or inclination. (29) If this were the case, then autonomy would be
impossible. Instead, we would have "always only heteronomy of the
will." (30) And by condemning us to heteronomy, motivational
skepticism would undermine the basis of morality altogether, since
"autonomy of the will is the sole principle of all moral laws and
of duties in keeping with them." (31)
Kant's account of autonomy is his response to this problem. To
appreciate further his understanding of the difference between autonomy
and heteronomy in this context, we can take our cue from the words
themselves. If I can be forgiven for pointing out the obvious; the
prefix of the word "heteronomy" comes from the Greek word for
"other" (hetero), and the prefix of the word
"autonomy" comes from the Greek for "self" (auto).
Bearing this in mind, it is hardly surprising that the language Kant
uses to characterize heteronomous volition and action reflect the
etymology of the word itself. If the will were restricted to heteronomy,
he argues, then "the will would not give itself the law but a
foreign impulse [ein fremder Antrieb] would give the law to it by means
of the subject's nature, which is attuned to be receptive to
it." (32) This notion of a "foreign impulse" is indeed
quite common to the terms in which he discusses inclinations and other
sources of sensuous incentives. He repeatedly and consistently
distinguishes between volition that is determined by respect for the
moral law and volition that stems from "alien influences" or
"alien causes." (33) Thus the obvious contrast: autonomy is
self-determination, while heteronomy is other-determination.
The point is familiar to any reader of Kant. There is a deeper and
less obvious conceptual point here, however. Namely, it is impossible to
clarify the difference between autonomy and heteronomy without
clarifying the distinction between self and other. We cannot make sense
of the concept of autonomy, in other words, without establishing what it
is that properly belongs to the self. As with so many other pivotal
issues in modern philosophy, the distinction between autonomy and
heteronomy thus rests on a conceptual distinction between what is
internal and what is external to the self. This explains why Kant
sometimes characterizes autonomy as "inner freedom," in which
the will is determined by something that springs from within, as opposed
to heteronomy, in which the will owes its end to something that comes
from without, something "alien." (34)
This is by no means a simple issue. There are of course many
different ways to characterize the difference between what is internal
and what is external to the self, or what properly belongs to it and
what does not, since these concepts have many different senses,
depending on context and usage. There is, for example, a literal sense
in which each and every one of my sneezes and itches belongs to me. If
you notice me sneeze and then say, "bless you," I understand
that you are addressing me and that you are ascribing the sneeze to me.
I acknowledge and endorse that ascription when I say "thanks"
in response. But it is just as obvious that if a historian were to
someday write my biography, he or she would not include such episodes.
Nor would anyone think that my story would be incomplete if they were
missing. Yet one should resist the temptation to infer from this sort of
thing that physical episodes never belong to the person in the sense
that they are not "internal" to her self. Changes in
personality structure wrought by brain injuries, for example, make this
perfectly clear. Similarly, objects and events located outside
one's epidermis are external or foreign in an obvious literal
sense. Yet in other respects this is not always the case. There is a
perfectly meaningful and uncontroversial sense in which some things that
happen to my wife or my best friend also happen to me, even partially
constitute who I am. Analogously, the rules, standards, and ideals that
characterize the various institutions and practices in which we
participate are outside each of us in one sense, yet we sometimes
meaningfully describe them as "ours" in another respect. In
cases where we do not, we sometimes say that we are
"alienated" or "estranged" from them, and such
language indicates that something is amiss. It often indicates the
recognition that one can expand the boundaries of one's self by
belonging to something that exists outside of it. Properly belonging to
something external can alter the criteria of what is to count as
internal. (35)
Of course, this barely scratches the surface. The point is that it
is difficult to demarcate the self. Perhaps it is impossible to do so in
a fixed way. The self expands and contracts, as it internalizes and
disavows, accepts and rejects--sometimes consciously, sometimes
unconsciously. As a result we draw the line between inside and outside
in a variety of ways for a variety of purposes. (36) What we need to
know now, however, is how Kant draws this line. What version of the
distinction between self and other underwrites his conception of the
difference between autonomy and heteronomy? Kant does not offer a direct
answer to this question. I am not sure that he always looked at the
issue this way. But, assuming I am right about the need to clarify the
distinction between self and other in order to clarify the difference
between autonomy and heteronomy, any attempt to understand his
conception of autonomy calls for a reconstruction of the demarcation
project that underlies it.
Historically, philosophers have often distinguished between what is
internal and what is external to the self on the basis of substance
dualism. This doctrine provides a quick and easy criterion for
demarcating the boundaries of the self in a fixed and a priori manner.
Simply put, according to this cartesian strategy, that which belongs to
the body is outside the self, while that which belongs to the mind
belongs inside it. (37) Whatever one thinks of the cartesian strategy,
it is clear that Kant would not accept it. As we know from the Critique
of Pure Reason, in particular the Refutation of Idealism and the
Paralogisms, he regards substance dualism as untenable. He does not
quite reject it as false; instead, he undermines the philosophical
enterprise from which it springs. In its place he puts a healthy
agnosticism regarding the issue. We can find this view expressed in his
practical philosophy as well. In the Metaphysics of Morals, for example,
he argues that, "neither experience nor inferences of reason give
us adequate grounds for deciding whether the human being has a soul (in
the sense of a substance dwelling in him, distinct from the body and
capable of thinking independently of it, that is a spiritual substance),
or whether life may not well be, instead, a property of matter."
(38)
How, then, does Kant circumscribe the boundaries of the self for
the purposes of developing the concept of autonomy? Many passages in his
work suggest that the self/other or inner/outer distinction lines up
evenly with the noumenal/phenomenal distinction. For example, when he
describes the human being as a being endowed with "inner
freedom" he characterizes each of us as a "homo noumenon." (39) Much of what he says suggests that the Kantian
strategy of demarcation is of a piece with the "two-worlds"
metaphysics that sometimes seems to underwrite his moral theory as a
whole. In the second Critique, for example, he says that,
"causality through freedom must always be sought outside the
sensible world in the intelligible world." (40) This points to an
"intelligible substratum in us." (41) The spatial imagery here
is quite complex: that which is "outside" the sensible world
is actually "in" us, qua intelligible characters or noumenal selves. Because we are rational beings (vernunftige Wesen), the internal
contents of the sphere of our inner selves are outside the empirical
world within which we live as empirical or animal beings.
The interpretation I want to propose rests on reading such language
figuratively and taking Kant at his word when he says that "the
concept of a world of understanding is ... only a standpoint." (42)
I must admit that the texts by themselves do not decide unequivocally in
favor of this interpretation. There are undeniably good textual reasons
for taking the talk of "worlds" literally. But I think the
exegetical virtues of this interpretation are cancelled out by its
philosophical vices. For this reason, I ask the reader to indulge what
is generally called the "two-standpoints" interpretation as he
or she examines the remarks I shall marshal in support of my proposal.
(43)
First consider the following passage from the Groundwork:
So it is that the human being claims for himself a will which lets
nothing be put to his account that belongs merely to his desires
and inclinations, and on the contrary thinks as possible by means
of it--indeed as necessary--actions that can be done only by
disregarding all desires and sensible incitements [sinnliche
Anreizungen]. The causality of such actions lies in him as
intelligence and in the laws of effects and actions in accordance
with principles of an intelligible world, of which he knows nothing
more than that in it reason alone gives the law, and ... it is
there, as intelligence only, that he is his proper self. (44)
An implicit demarcation strategy is clearly at work here. Kant
draws the line between self and other sharply and decisively. On the
side of the "proper self" (das eigentlich Selbst) (45) we have
intelligence, reason, and will. And on other side we have desires,
inclinations, and all "sensible incitements." This could
reasonably be read as just another version of the cartesian strategy;
one might perfectly well expect an eighteenth-century philosopher to
group inclinations, desires, and other impulses under "body"
or "extension" and then group will, intelligence, and reason
under "mind" or "thought." But we should resist this
interpretation. We know that Kant rejects substance dualism. Moreover,
this passage should be read in the context of others that make clear
this is not what he has in mind.
Further down the same page, Kant continues by claiming that:
What inclinations and impulses ... incite him to cannot infringe
upon the laws of his volition as intelligence; indeed, he does not
hold himself accountable for the former or ascribe them to his
proper self, that is, to his will, though he does ascribe to it
[his will] the indulgence he would show them if he allowed them to
influence his maxims to the detriment of the rational laws of his
will. (46)
Here we can see that the distinction between what is internal and
external to the proper self is not made metaphysically. That is, it is
not the result of classifying inclinations and desires, on the one hand,
and will and reason, on the other, in terms of their respective
essential attributes (for example, "extension" and
"thought"). Instead, the line is drawn from the first-person
perspective by means of acts of identification and disavowal. (47) It is
we as deliberating, judging, acting individuals--as agents--who draw the
line. We draw the boundaries around our proper selves by disavowing the
incentives provided by our inclinations and desires, by refusing to
endorse them as sufficient reasons for action or guides to conduct--that
is, by not "ascribing them" to our "proper selves."
To be sure, my desires and inclinations provide me with incentives; they
have motivational force and they can provide me with reasons (assuming I
"incorporate" them into my maxims). But I am capable of
questioning their directives, and I am capable of denying that they
belong to my proper self. When I disavow them this way, by denying that
they are part of me, I constitute, at least partially, my proper self by
identifying instead with the directives supplied by my intelligence, my
reason, and my will.
This act of identification is normative in the sense that it is at
bottom evaluative. In identifying with the reasons supplied by my
intelligence and will and disavowing those supplied by my inclinations I
express my commitment to what I take to be the greater value of the
former. I thereby show that I place greater stock in what my
intelligence provides reason for than I do in my desires and
inclinations. That Kant subscribes to such a normative demarcation
strategy is evident in passages such as the following, which couches the
issues in explicitly evaluative terms. Reflecting on what happens when
an agent deliberates about action from the moral perspective, Kant
writes:
With a will free from impulses of sensibility he transfers himself
in thought into an order of things altogether different from that
of his desires in the field of sensibility ... ; [from this] he can
expect only a greater inner worth of his person. This better person
[Diese bessere Person], however, he believes himself to be when he
transfers himself to the standpoint of a member of the world of
understanding, as the idea of freedom, that is, of independence
from determining causes of the world of sense, constrains him
involuntarily to do; and from this
standpoint he is conscious of a good will that, by his own
acknowledgements, constitutes the law for his evil will as a member
of the world of sense--a law whose authority he is cognizant even
while he transgresses it. The moral ought is then his own necessary
will as a member of an intelligible world, and is thought by him as
ought only insofar as he regards himself at the same time as a
member of the world of sense. (48)
This long dense remark raises many questions that cannot be
answered here. For our purposes, what is most interesting is the way in
which it makes what I am calling the normative strategy seem so central
to so many fundamental issues in Kant's moral theory, particularly
to the question of autonomy. The Verstandeswelt ("intelligible
world") is "only a standpoint" and I, as a deliberating
and judging agent, adopt that standpoint when I take myself for this
"better person" that I find articulated in the idea of a will
that is motivated by the demands of the moral law rather than by
incentives that stem from desires and inclinations. In doing this, I
identify myself with the demands of morality; I take them to be
expressions of my own volition. More precisely, I take them to be
expressions of the ideal to which I aspire and about which I care
deeply. (49) That is why the imperative of morality (das moralische
Sollen) is not foreign to my will, something imposed upon me from
outside.
According to this view, the distinction between what is internal
and what is external to the self is not metaphysical. It is normative in
that it reflects a set of commitments concerning the respective values
of the various sources of practical reasons. Reasons that stem from the
pure will (or pure practical reason) are considered more valuable or
important than those that stem from the incentives provided by desire
and inclination. They express our better selves. Kant's term for
this ideal self is "moral personality." (50) To be a person in
a moral sense is to possess several characteristics and capacities: a
person is a "lawgiving being." (51) In fact, as a
"subject of pure practical reason," a person is "the
supreme lawgiver." (52) A person, unlike a mere thing, is also an
"end in itself." (53) And a moral person is a being that is
accountable or responsible (zurechnungsfahig) for its actions. (54)
According to Kant, when we think of an individual human being in terms
of his moral personality, we think of his "invisible self,"
(55) his "freedom and independence from the mechanism of the whole
of nature," (56) and his "freedom [as] a rational being under
moral laws." (57)
While Kant defines "humanity" as "the capacity to
set oneself an end--any end whatsoever," (58) he thinks of moral
personality as "the idea of humanity considered wholly
intellectually." (59) So we can say that the idea of a moral person
is the idea of an individual who sets ends and reasons about how to
achieve them on the basis of "formal" rather than
"material" principles, someone who decides and acts on the
basis of what practical reason recognizes as right, rather than on the
basis of sensuous inclinations and idiosyncratic interests. This is the
idea of who each of us would be if we had the strength and goodness of
will (virtue) to regard the demands of morality as a sufficient and
overriding guide to conduct. In short, this better person we believe
ourselves to be when we "transfer ourselves in thought" to the
standpoint of the intelligible world is a conception of ourselves as
autonomous.
This concept of moral personality works together with Kant's
notion of "respect" to solve the problem of heteronomy. Recall
our earlier discussion of the internalism requirement on reasons for
action. According to this idea, R can play the role of a practical
reason for a rational agent, only if R could, to some degree at least,
motivate that agent to act in light of it. Reasons for action, in other
words, can count as genuine reasons only if they include some
motivational component. Without this, R cannot function as a reason for
the agent. Typically, the reasons that characterize heteronomous
volition easily meet this requirement. They concern ends that are set by
incentives that stem from familiar motivational sources such as desire
and inclination. It is no mystery, for example, how my wanting a drink
can furnish me with a reason to order a beer. Nor is it hard to see how
my hoping for a comfortable retirement gives me a reason to invest
wisely now. This picture does not assume that desires or inclinations
cause the decision or action in question. On the contrary, it assumes
that the Incorporation Thesis is true. We are "affected" but
not "determined" by our sensible impulses; (60) we can step
back from them and ask whether they provide considerations in favor of
or against some course of action. But if we are only heteronomous then
this is all we can do. I doubt that would make us slaves to our
passions, but it certainly would limit practical reason to a narrower
scope than we might like. According to Kant it would rule out the
possibility of categorical imperatives and prevent us from fulfilling
our "highest vocation." This is the sense in which empiricism
threatens to "degrade" our humanity.
The difficult question for Kant's view is whether the reasons
that characterize autonomous volition can also meet the internalism
requirement. The question, in other words, is whether there really can
be reasons of this sort. Can a consideration of pure practical reason
really be a reason for someone like you or me? If not, then Kantian
autonomy is impossible. Recall that, according to Kant's official
definition, the autonomy of the will is "the will's property
of being a law to itself." (61) Less technically, an individual is
autonomous insofar as he or she is capable of self-legislation or
self-determination. A person exercises this capacity by acting or
deciding on the basis of reasons that stem from purely rational
considerations--"formal" rather than "material"
principles--regarding how one ought to behave. The motivational skeptic
doubts that such considerations could possibly have a motivational
component. The only thing that could motivate anyone, even a rational
agent, is a feeling of some sort. Our cognitive grasp of a general
principle, in other words, will not actually move us in any particular
direction unless it is contains or is accompanied by some sort of
affective component. What is doubted here is the idea that we could ever
actually be moved to do anything once we have subtracted from our
deliberations all inclination and desire. If the motivational skeptic is
right about this, and the internalism requirement is true, then, even if
we have the capacity to grasp the implications of the moral law for our
behavior, that grasp could not actually provide us with genuine reasons
for action.
This is where the notion of respect comes in. Kant agrees with the
empiricist of practical reason--the motivational skeptic--that
motivation requires an incentive. And he thinks this requires a feeling
of some sort. We must feel something in order to be moved to act. But he
rejects the claim that reason cannot play this role. According to Kant,
a "feeling" (Gefuhl) is a modification of
"sensibility" (Sinnlichkeit). It is "the effect of a
representation [Vorstellung] ... upon a subject." (62) So when one
has a representation of something--say, a sensation of red--that
representation may produce in the perceiver a subjectively felt
response. The sensation of red may, for example, trigger some degree of
irritation or anger. Kant also says that the representation that
produces the feeling may be either "sensible or intellectual."
(63) Thus, his claim is that it is not just our traffic with empirical
objects and our sensuous representations that produce feelings in us. On
the contrary, even intellectual episodes can do this. Respect is an
example of this sort of feeling, in that it is produced by a purely
intellectual or rational grasp of the demands of morality. It is
difficult to characterize this feeling precisely. Kant says that feeling
in general is "the capacity for having pleasure or displeasure in a
representation," (64) but respect is not a clear case of either. It
seems to straddle the border between the two; rather, it seems to begin
as a feeling of displeasure and then give way to a sort of pleasure, one
that we "can't get enough of." (65)
For our purposes, the key claim is that it is the feeling of
respect "which connects a ground for determining choice to this
action subjectively with the representation of the law." (66)
Respect thus functions as an incentive (Triebfeder) to adopt the moral
law as one's maxim. (67) Respect, in fact, is the moral incentive.
Kant's thought here is that as incentive the feeling of respect is
capable of motivating an individual "subjectively" to
subordinate the principle upon which she acts (her maxim) to the demands
of the moral law. Respect, in other words, is the affective component
that is capable of making the moral law a reason for me to act in a
particular way. (68) This is not the place to defend the doctrine of
respect in full, but if Kant is right about this, then this explains how
purely rational considerations--namely, those that result from drawing
conclusions about the implications of the moral law for one's
conduct--can meet the internalism requirement and thus function as
genuine reasons for action. For, if the doctrine of respect is plausible
as a piece of moral anthropology, then it explains how
"formal" considerations can include a motivational component.
The concepts of respect and moral personality go hand in hand. The
ideal self is the object of respect. This is obscured by Kant's
talk of "respect for the moral law," an expression which has
settled into one of the stock phrases of Kantian moral philosophy. The
problem is not that this is wrong, but that it is potentially
misleading. Talk of "respect for the law" tends to encourage
the impression that respect has to do with something abstract,
impersonal, and transcendent. And this cannot be right. While the moral
law is certainly not subjective in the sense of being private or
idiosyncratic, it comes from within. Let us not forget one of the most
oft-quoted and moving passages in all of Kant's work: "Two
things fill the mind with ever new and increasing admiration and
reverence, the more often and more steadily one reflects on them: the
starry heavens above me and the moral law within me." (69) The
rhetorical symmetry of "uber mir" and "in mir" makes
it clear where the law resides. This is why Kant explicitly says in the
Groundwork that "our own will ... is the proper object of
respect." (70) Yet, it is not simply the will as it is
found--characterized by volition on the basis of prudential or
instrumental reasons, and adopted in response to ends set by
inclination-based incentives. Rather, it is "our own will insofar
as it would act only under the condition of a possible giving of
universal law through its maxims." (71) In other words, it is the
will considered as moral personality, our better self, which Kant
describes as "this respect-inspiring idea of personality"
(diese Achtung erweckende Idee der Personlichkeit). (72) This idea of an
ideal version of the self is capable of "setting before our eyes
the sublimity of our nature (in its vocation) while at the same time
showing us the lack of accord of our conduct with respect to it and thus
striking down self-conceit." (73) There is an important sense,
then, in which respect for the law is really self-respect, and
self-respect has both a negative and a positive component; it motivates
by providing both a sense of shame (a feeling that "humbles"
or "humiliates") (74) and an object of aspiration.
This account of the relation between moral personality and the
moral feeling of self-respect constitutes Kant's solution to the
problem of heteronomy. When you think of yourself in terms of your moral
personality you think of yourself as actively autonomous or
self-determining. Kant's claim is that thinking of yourself in this
way can motivate you to be autonomous. Self-respect provides the
incentive to adopt the moral law as the basis of one's volition. It
thus provides the incentive to act on the basis of purely
"formal" or rational considerations, to abstract from
sensibility in order to treat the demands of morality as sufficient
reasons for action. In this manner, self-respect makes possible the
exercise of autonomy, wherein the will or pure practical reason is a law
unto itself. This means that our capacity to exercise autonomy rests on
our ability to think of ourselves as autonomous--to imagine ourselves in
terms of our moral personality, and then identify with and be moved by
the idea of that better version of ourselves. You cannot actually be
autonomous unless you can first think of yourself that way. For only by
doing this can you awaken the feeling of respect for the moral law that
can provide you with the motivation to obey that law.
On this view, the capacity for autonomy does not rest on
transcendental freedom or freedom in the "cosmological sense."
(75) It does not require the ability to exempt oneself from the natural
order and then function as an uncaused cause. Instead, it rests on the
capacity to identify with one's "better person" and
distance oneself from or even disavow the dictates of one's desires
and inclinations. One might reasonably object that this view rests on an
a priori and unjustified disparagement of feeling and sentiment. Kant
thinks that "all inclination and every sensible impulse is based on
feeling," (76) and his attitude toward feeling has earned him a bad
reputation among philosophers who believe that he has drastically
underestimated the moral importance of sentiment, passions, desires, and
"affect" in general. It is tempting to think that the
normative strategy sketched above reflects an unwarranted disparagement
of a valuable and necessary part of moral and practical life. It is easy
to find passages that seem to encourage this reading. In the Groundwork,
for instance, Kant claims that, "the inclinations themselves ...
are so far from having an absolute worth ... that it must instead be the
universal wish of every rational being to be altogether free of
them." (77) In a similar vein, he describes them in the Critique of
Practical Reason as "blind and servile," arguing, in a passage
that seems to confirm his critics' worst suspicions, that the
feeling of compassion and tender sympathy "is itself burdensome to
right-thinking persons" who "wish to be freed from them [that
is, inclinations altogether] and subject to lawgiving reason
alone." (78)
But Kant's view is not so straightforward. He does not, in
fact, simply label inclination in general as "bad"--in
contrast with pure practical reason, which is "good." (79) His
concern is not with inclination as such. It is with our attitude towards
our inclinations and desires. That is, he is interested in how we treat
the latter in our practical reasoning, the roles we assign them during
the course of deliberating about how we ought to behave.
"Considered in themselves," he argues, "natural
inclinations are good, that is, not reprehensible, and to want to
extirpate them would not only be futile but harmful and blameworthy as
well." (80) Indeed, inclinations would seem to belong to "the
predisposition to animality in the human being" which Kant regards
as essential to the "original predisposition to good in human
nature." (81) The question is how we, as deliberating and judging
individuals, incorporate them into our maxims. The question, in other
words, is what we do with them. In fact, for Kant, the difference
between good and evil turns precisely on this question. (82)
I realize that this response goes only so far. It is undeniably
true that Kant values the will (practical reason) more than inclination
and desire, or sensibility in general. He also argues that all rational
agents do as well. We cannot help but care more about our reason than
our inclinations as sources of practical reasons. Only the former
connects us to our "highest vocation" as human beings, and
only it can function as the source of moral obligation, and, therefore,
of duty. These issues go right to the heart of his entire practical
philosophy. His devaluation of sensibility in favor of reason stems from
his conviction that moral requirements can only be expressed in the form
of categorical imperatives and from the idea that the autonomy of the
will is the basis of morality in general. This is certainly not the
place to defend either of these deeply Kantian commitments. I can only
hope that what I have said in response to the above objection may give
some critics pause.
According to Thomas Nagel, we want to know whether or not we have
the capacity for autonomy because "we want to be able to will the
sources of our actions down to the very bottom." (83) My account of
Kantian autonomy does not scratch this particular itch. I have argued
that Kant does not rest the capacity for autonomy on transcendental
freedom. Instead, it rests on the capacity for identification--more
specifically, on the ability to identify with and be motivated by the
thought of one's self as a moral person. However, this does not
address the question of how we come to have this idea of moral
personality in the first place and why we might find ourselves disposed
to identify with and be motivated by it--to feel respect for it. In
response I can only admit that I do not have the answer to this
question. Despite his sense that self-love usually wins out in the end,
Kant seems confident that the presence of this idea of ourselves as
autonomous moral agents and the capacity to be moved by it are
universal. I find it impossible to share that confidence. Yet I also
think they are more common than a widespread cynicism regarding
practical reason would have us believe. And I think that any theory of
practical reason that cannot accommodate these concepts is hopelessly
impoverished. At any rate, their origins must be at least in part
psychological and sociological. What is needed is a story about how the
idea of moral personality and the disposition to feel respect for it can
result from the internalization of standards provided early on by
parents and other sources of authority. (84) It is true that this sort
of answer still would not give us what Nagel says we want. But I doubt
any account of autonomy could do that. Kant himself seemed to regard the
ultimate ground of freedom as inscrutable, and I tend to think he is
right. (85) But that should not prevent us from digging as deep as we
can. (86)
Loyola College in Maryland
(1) Immanuel Kant, Critique of Pure Reason, translated and edited
by Paul Guyer and Allen Wood (New York: Cambridge University Press,
1998), A533/ B561, hereafter KrV. Except for the KrV, which is cited
according to the standard "A/B" pagination, all references to
Kant are to the volume and page of Kant's Gesammelte Schriften, ed.
Koniglichpreusssischen Akademie der Wissenschaften (Berlin and Leipzig:
Walter de Gruyter, 1902--).
(2) Ibid. A803/B831-A804/B832.
(3) Immanuel Kant, "Review of Schulz's Attempt at An
Introduction to a Doctrine of Morals for all Human Beings regardless of
different religions," in Immanuel Kant, Practical Philosophy,
translated and edited by Mary Gregor (New York: Cambridge University,
1996), 8:13, hereafter Schulz.
(4) Kant does not, to my knowledge, distinguish between fatalism
and determinism. He seems to take the threats to freedom posed by the
one as equivalent to those posed by the other.
(5) Schultz, 8:13.
(6) Ibid. Unless otherwise noted, all emphases belong to the quoted
author.
(7) Immanuel Kant, Groundwork of the Metaphysics of Morals,
translated and edited by Mary Gregor (New York: Cambridge University,
1997), 4:455-6, hereafter GMS.
(8) Ibid. 4:427.
(9) Immanuel Kant, The Metaphysics of Morals, translated and edited
by Mary Gregor (New York: Cambridge University Press, 1996), 6:381,
hereafter MdS.
(10) Ibid. 6:384-5.
(11) Ibid. 6:385.
(12) Immanuel Kant, Critique of Practical Reason, translated and
edited by Mary Gregor (New York: Cambridge University Press, 1997),
5:34, hereafter KpV.
(13) GMS 4:437.
(14) MdS 6:395.
(15) Ibid. 6:392. It is a mistake to think that the focus on ends
drops out in Kant's moral theory. He, in fact, defines ethics as
"the system of the ends of pure practical reason" (Ibid.
6:381). For important criticisms of the deontological reading of
Kant's moral theory, see Barbara Herman, The Practice of Moral
Judgment (Cambridge, Mass.: Harvard University Press, 1993) and Allen
Wood, Kant's Ethical Thought (New York: Cambridge University Press,
1999). For an insightful discussion of the importance of ends to the
Categorical Imperative, see Jens Timmerman, "Value Without Regress:
Kant's 'Formula of Humanity' Revisited," European
Journal of Philosophy 14, no. 1 (2006): 69-93.
(16) At one point in the Groundwork Kant distinguishes between
incentives and motives: "The subjective ground of desire is an
incentive [die Triebfeder]; the objective ground of volition is a motive
[der Bewegungsgrund]; hence the distinction between subjective ends,
which rest on incentives, and objective ends, which depend on motives,
which hold for every rational being" (GMS 4:427). Roughly, it seems
that a motive is an incentive that has been endorsed in some sense.
Nothing in my interpretation turns on this distinction, so it can be
safely ignored for the purposes of the present essay.
(17) KpV 5:72.
(18) Henry Allison, Kant's Theory of Freedom (New York:
Cambridge University Press, 1990). Allison convincingly argues that the
view captured in this Thesis is not unique to the Religion book or to
Kant's later moral theory. On the contrary, it expresses a line of
thought about agency already present in Groundwork of the Metaphysics of
Morals.
(19) Immanuel Kant, Religion within the Boundaries of Mere Reason
and Other Writings, trans, and ed. by Allen Wood and George di Giovanni
(New York: Cambridge University Press, 1998), 6:23-4, hereafter
Religion.
(20) Christine Korsgaard, Sources of Normativity (New York:
Cambridge University Press, 1996), 7-21.
(21) On Allison's reading, the Incorporation Thesis assumes
that we are transcendentally free. Though it is not without textual
support, I do not think this interpretation is necessary. The Thesis
assumes the reality of "negative" practical freedom, that is,
the idea that our volition is "affected" but not
"determined" by sensibility. But this by itself does not
require the "total independence" from nature allegedly
provided by transcendental freedom. All it requires is that we have the
capacity to distance ourselves from our inclinations in order to
consider how we should respond to them. On such a view we are certainly
connected to nature, just not in a merely mechanical way.
(22) As Gilbert Harman presents the view, "practical reasoning
is always means-ends reasoning ...; you can come to want something as a
means to something else you already want. But ... you cannot reason
yourself into having something new as an ultimate end, since you always
reason from your ends to things that are means to those ends." The
Nature of Morality (New York: Oxford University Press, 1977), 31.
(23) Actually, pushed to extremes, views that limit practical
reason to instrumental reasoning about means seem to rule out even this.
Consider David Hume's famous remark: "'Tis not contrary
to reason to prefer the destruction of the whole world to the scratching
of my finger. 'Tis not contrary to reason for me to chuse my total
ruin, to prevent the least uneasiness of an Indian or person wholly
unknown to me. 'Tis as little contrary to reason to prefer even my
own acknowleg'd lesser good to my greater, and have a more ardent
affection for the former than the latter." A Treatise of Human
Nature (New York: Oxford University Press), 267, hereafter Treatise. The
claim seems to be that if there is no stronger passion to counteract the
preference for world destruction, then practical reason, being limited
to the selection of means, cannot offer any considerations that would
count against adopting such an end.
(24) Kp V 5: 70.
(25) Ibid. 5:71.
(26) Christine Korsgaard, "Skepticism About Practical
Reason," in Creating the Kingdom of Ends (New York: Cambridge
University Press, 1996), 311-34. My discussion of this issue draws
directly from Korsgaard's influential essay.
(27) Korsgaard, "Skepticism About Practical Reasoning,"
317.
(28) Hume, Treatise, 266.
(29) GMS 4:444.
(30) Ibid. 4:444.
(31) KpV 5:33. I do not mean to suggest that Kant views
motivational skepticism, or the empiricism of practical reason, as the
only threat to autonomy. On the contrary, he argues that traditional
rationalist concepts of morality and practical reason also endanger the
autonomy of the person. Empiricism is only one version of the problem.
For a concise and illuminating discussion of this issue, see Allen
Wood's "The Supreme Principle of Morality," in The
Cambridge Companion to Kant and Modern Philosophy, edited by Paul Guyer
(New York: Cambridge University Press, 2006), 342-80.
(32) GMS 4:444.
(33) GMS 4:446, 448.
(34) MdS 6:418-420.
(35) For an interesting account of how demarcation relates to
social practices, see Meir Dan-Cohen, "Socializing Harry," in
Harry Frankfurt, Taking Ourselves Seriously, Getting it Right (Stanford:
Stanford University Press, 2006).
(36) Commentators often fail to appreciate the prevalence of this
issue in Kant's work as a whole. His discussion of the self, and
the problem of how to determine its structure, is by no means limited to
his theoretical treatment of cognition in the Critique of Pure Reason.
Throughout his corpus, Kant seems concerned to explore the ways in which
the structure of the self is determined by a complex interplay of the
active and the passive, the internal and external, the individual and
the social. One important place where this can be seen is his treatment
of the sensus communis in the Critique of Judgment. Rudolf Makkreel argues convincingly that the idea of a sensus communis has implications
not just for aesthetic judgment, but also for reflective judgment as a
whole. According to Makkreel, this idea, which underwrites the capacity
for reflective judgment, allows us to "abstract from the private
empirical aspects of our subjective representations in order to generate
what might be called a communal or intersubjective perspective."
Makkreel, Imagination and Interpretation in Kant (Chicago: University of
Chicago Press, 1990), 158. Also see Stanley Cavell, "The Aesthetic
Problems of Modern Philosophy," in his Must We Mean What We Say?
(New York: Cambridge University Press, 2002). Kant also treats this
issue in his discussion of conscience in the Metaphysics of Morals. See
MdS 6:437-40, where he seems to argue that the force of conscience is
explained by our having internalized some sort of external authority
figure, such as God.
(37) I write "cartesian" instead of "Cartesian"
in order to avoid attributing this view to Descartes himself, who held a
more complex view of the self than he is often given credit for.
(38) MdS 6:419.
(39) Ibid. 6:418.
(40) KpV 5:105, my emphasis.
(41) Ibid. 5:99, my emphasis.
(42) GMS 4:458.
(43) Thanks to the work of commentators such as Lewis White Beck,
Henry Allison, Christine Korsgaard, and Thomas E. Hill, Jr., it has
become quite common, particularly in English-speaking circles, to
interpret Kant's talk of two "worlds" in terms of the
concept of a standpoint or practical perspective. My reading owes a
significant debt to this tradition of commentary. To my knowledge,
Allison's Kant's Theory of Freedom represents the most
carefully and thoroughly worked-out version of the approach. I cannot do
justice to his influential work here, but I should note that my version
of the two-standpoints interpretation differs from his in at least one
very important respect. Allison proposes this reading in order to offer
a nonmetaphysical interpretation of the notion of transcendental
freedom. He thinks autonomy rests on the capacity for such freedom, but
that making sense of latter does not require taking literally the
notions of "intelligible world" and "noumenal self."
In contrast to Allison, I adopt the two-standpoints reading in order to
detach the question of autonomy from that of transcendental freedom. The
reason why is that I do not see the point in retaining the latter notion
once we turn away from the metaphysics that seems to require it. My
thinking on Allison's account owes much to Karl Ameriks's
critique in "Kant and Hegel on Freedom: Two New
Interpretations," reprinted in his Interpreting Kant's
Critiques (New York: Oxford University Press, 2003). I should add,
however, that Ameriks and I draw very different conclusions about the
limitations of Allison's approach.
(44) GMS 4:457, my emphasis.
(45) It is tempting to translate "das eigentliche Selbst"
as "the authentic self," but this would import issues into the
discussion that are best left aside for now. There is no doubt, however,
that the concepts of autonomy and authenticity have much in common, and
that Kant's work provides a fruitful opportunity to explore the
ways in which they overlap. The road from Rousseau to Nietzsche
certainly passes through this juncture in Kant's moral philosophy.
(46) GMS 4:457-8, my emphasis.
(47) My thinking on the issues at stake here owes a good deal to
Harry Frankfurt's work on the concept of
"identification," developed in a number of essays reprinted in
The Importance of What We Care About (New York: Cambridge University,
1988) and Necessity, Volition, and Love (New York: Cambridge University
Press, 1999).
(48) GMS 4:454-5, my emphasis.
(49) I take myself here to be developing a point made by Korsgaard.
See The Sources of Normativity, 238.
(50) The moral concept of personality should not be confused with
the psychological concept. Kant defines the latter as "the ability
to be conscious of one's identity in different conditions of
one's existence" (MdS 6:223). As he puts in the Critique of
Pure Reason, "what is conscious of the numerical identity of its
self in different times, is to that extent a person" (A361). This
pertains to the sense of personhood that is so central to traditional
questions regarding the substantiality of the soul, personal identity,
and so on--questions pursued by Descartes, Locke, Hume, and Leibniz,
among others.
(51) GMS 4:438.
(52) KpV 5:75 and GMS 4:434-5.
(53) GMS 4:428.
(54) MdS 6:223.
(55) KpV 5:162.
(56) Ibid. 5:87.
(57) MdS 6:223 and KpV 5:87.
(58) MdS 6:392 and GMS 4:437. For further discussion of the concept
of "humanity," see Thomas E. Hill, Jr., "Humanity as an
End in Itself," in his Dignity and Practical Reason in Kant's
Moral Theory (Ithaca: Cornell University Press, 1992), 38-57. Also see
chapter four of Allen Wood, Kant's Ethical Thought.
(59) Religion 6:27-8.
(60) MdS 6:213 and KrV A534/B562.
(61) GMS 4:446.
(62) MdS 6:212n.
(63) Ibid.
(64) Ibid. 6:211.
(65) KpV 5:78.
(66) MdS 6:218.
(67) KpV 5:76.
(68) Kant, it must be admitted, would not be comfortable with the
appearance of the word "affective" in this context. He defines
"affects" (Affekte) as feelings that precede rather than
follow deliberation (Uberlegung). Far from motivating moral action,
affects impede it. See MdS 6:408-409 and Anthropology from a Pragmatic
Point of View, trans. and ed. by Robert B. Lowden (New York: Cambridge
University Press, 2006), [section]75.
(69) KpV 5:161.
(70) GMS 4:440.
(71) Ibid. 4:440.
(72) KpV 5:87.
(73) Ibid. 5:87.
(74) Ibid. 5:74.
(75) KrV A533/B61.
(76) KpV 5:72.
(77) GMS 4:428.
(78) KpV 5:118. This well known remark makes it tempting to read
Kant as a modern Stoic. Compare Seneca, when he writes of
"affection" that "the enemy, I say, must be stopped at
the very frontier; when he has invaded and rushed on the city gates,
there is no 'limit' which his captives can make him
accept." See "On Anger," p. 26 in Seneca: Moral and
Political Essays, translated and edited John M. Cooper and J.F. Procope
(New York: Cambridge University Press, 1995). But as we shall presently
see, this comparison is, while apt in important respects, misleading in
others.
(79) For a careful and thorough treatment of this issue, see Marcia
Baron, Kantian Ethics Almost Without Apology (Ithaca: Cornell University
Press, 1995), 194-226. She draws extensively on the Religion book and
the Anthropology, in addition to his mainstream works in moral theory,
in order to present a picture of Kantian moral psychology nuanced enough
to do justice to the role of feeling in our practical lives. For a
discussion of how moral feelings relate to aesthetic feelings, see
Rudolf Makkreel, "Sublimity, Genius, and the Explication of
Aesthetic Ideas," in Kants Asthetik/Kant's Aesthetics/
L'esthetique de Kant, edited by Herman Parret (Berlin: Walter de
Gruyter, 1998), 615-29. In Imagination and Interpretation in Kant,
Makkreel argues convincingly that feeling, for example, the notion of
Lebensgefuhl, is much more central to the entire critical project than
is normally thought. An important lesson of Makkreel's work is that
Kant's attitude both toward respect and toward the inclinations
should not be surprising at all. Once we put his remarks about
inclinations in their proper context, which includes the Critique of
Judgment and the essays on history and orientation, we can appreciate
the fact that Kant rarely disparages feeling as such. On the contrary,
it is essential to his project as a whole. It is true that he refuses to
base morality on feeling, but that does not mean that he ever intends to
eliminate it. The centrality of respect makes that quite clear, as does
his discussion of the "original predisposition to good" in the
Religion 6:26-8. For an interesting discussion of Kant's attitude
toward sentiment and the "Age of Sensibility," see Ernst
Cassirer, Kant's Life and Thought, trans. James Haden (New Haven:
Yale University Press, 1981), 268-70.
(80) Religion 6:58.
(81) Ibid. 6:26-7.
(82) This marks an important difference between the Kantian and the
Stoic views. Compare, again, to Seneca: "The affections are no less
evil as subordinates than they are as commanders." See "On
Anger," 27. This is not, of course, to deny affinities between Kant
and the Stoics.
(83) Nagel, The View from Nowhere (New York: Oxford University
Press, 1986), 135.
(84) For a fascinating attempt at this, see J. David Velleman, Self
to Self: Selected Essays (New York: Cambridge University Press, 2006),
especially chapters 4, 5, and 6.
(85) Nagel himself shares this pessimism as well. He differs from
Kant, though, in that Kant seems, at least sometimes, confident in his
conviction that the theoretical issue really does not matter for the
purposes of practical philosophy. Nagel thinks the practical and
theoretical perspectives are more continuous with each other than Kant
does. Our tendency to slide from the former into the latter is natural
and unavoidable.
(86) I would like to thank Paul Abela, Rudolf Makkreel, and Andrew
Norris for their insightful comments on this essay.
Correspondence to: Loyola College in Maryland, 4501 North Charles
Street, Baltimore, MD 21210-2699.