The absence of analogy.
Deely, John
I
SUPPOSE AN INQUIRER WERE TO ASK what analogy might best be taken to
signify. The new standard reference work for philosophy as an
intellectual discipline today, the Routledge Encyclopedia of Philosophy edited by Edward Craig and published in 1998, is all but silent on the
question proposed. Volume I of the ten volume work runs from
"Aposteriori" to "Bradwardine," but, on page 211,
there is no entry titled "analogy." Even the entry for
"Analogies in Science" is no more than a cross-reference:
"see Inductive Inference; Models."
If we look to the familiar slightly older standard, the superb
Encyclopedia of Philosophy edited by Paul Edwards and published in 1967
by Macmillan, we find that the opening volume too has no entry on
analogy simply, but only one titled "Analogy in Theology," (1)
whose author informs us that the doctrine of analogy was "developed
to satisfy certain systematic demands within Christian theology,"
which is hardly true if we consider that "theology," discourse
about that upon which the changeable universe depends in its being as
such, was (along with "first philosophy"), one of
Aristotle's two names for what only much later came to be called
"metaphysics." (2) Yet, that point aside, it remains that even
the 1996 Supplement volume to the Edwards encyclopedia goes from
"African Philosophy" (page 18) to "Analytic
Feminism" (page 20) with nary a pause.
As one who grew up intellectually on the Latin writings of Aquinas,
the relatively dismissive treatment given analogy as a subject matter of
philosophical importance or interest in these standard contemporary
works came as a surprise to me. I better understood, after having
consulted them in this particular, how Kant felt that consulting with
Hume had awakened him from a dogmatic slumber. For while I well knew
that the doctrine of analogy was developed by and after Aquinas in
relation to the understanding possible for human beings of the
dependency of the physical universe on a source for its existence
throughout, an idea among others abbreviated into the term
"God," I was also well aware of the fact that
"analogy" for Aquinas and after referred to a phenomenon all
but universally at play in human discourse, a phenomenon already singled
out early in philosophy's long history with Aristotle's
identification of being as that which is "said in many ways."
In fact, analogy names not so much a category of terms but a
process whereby one term modifies the meaning of another term. Analogy,
in short, is a quintessential part of the human use of signs, so much
so, we may say, that it needs to be understood as naming the most
distinctive aspect of species-specifically human communication through
linguistic signs. Analogy, I think I can bring the reader to see, is but
a name for the most distinctive aspect of the action of signs
("semiosis," as that action has come to be called) at play in
human language. Like the notion of sign itself, analogy is one of those
philosophical doctrines that developed indigenously within the Latin Age
of philosophy's history as the distinctive epoch of European
intellectual development between the loss of familiarity with Greek
writings after Augustine and the loss of familiarity with Latin writings
after Poinsot and Galileo.
To judge from the status accorded the discussion of analogy within
the encyclopedias of philosophy standard in today's
English-speaking world, neither the central development of analogy as
distinctive of the Latin Age nor the relevance of that development to
the understanding of human language as a postmodern development are
matters of common understanding today. My aim in the present essay is to
set the record straight on both counts, and my bet is that the reader
who sees the essay through will come away agreeing that no fully
self-respecting encyclopedia of philosophy in the future will again have
"Analogy" as a blank among the entries of its first volume.
The doctrine of analogy as the Latins came distinctively to develop
it pretty much began its philosophical life in the Stagirite's
reply to the Parmenidean One doctrine. There is no one way to say being,
replied Aristotle, but, on the contrary, many ways; irreducibly many. At
least, as we will see, this was the point from which it developed among
the Latins after Thomas Aquinas, who took up Aristotle's point more
fully and in some strikingly different ways than is suggested by the
Greek of Aristotle. We will see that precisely for want of an
understanding of the foundational implications of Aquinas's
doctrine of analogy and his corollary doctrine of the transcendental
"properties" of being, most of his late modern followers, in
their battle against Descartes and the idealism in general that became
the hallmark of modernity, fell into that trap (native to the way of
things) of proceeding "as if a philosophy of being could not also
be a philosophy of mind," (3) and quite missed the problem of
being-as-first-known, as shall appear.
II
The Question of Analogy. The doctrine of analogy at its highest
point undertakes to explain the proper nature of the unity of the
concept by which being as such is presented objectively as an object
distinctive of human understanding. In other words, analogy is a
phenomenon consequent upon the fact that the human animal alone and
uniquely experiences objects in relation to itself as possessing a
dimension or aspect which does not reduce to that experience of them.
With that experience the notion of "being" is born in the
human mind, neither sensible being (ens sensibile) nor metaphysical
being (ens ut sic, ens commune), but quite simply being-as-first-known
(ens primum cognitum) out of which will develop through the experience
of various changes within perception and life the coordinate notions
alike of "real being" (ens reale, mind-independent being) and
of "purely objective being" (ens rationis, mind-dependent
being).
When being is said in many ways, what is expressed through the
saying when it is true and not rather mindless chatter? Curiously,
though the term "analogy" runs all through Aquinas's
writings when this or some kindred question comes up, he himself never
pulled his various contexts of usage together into a unified treatise.
Aquinas left the materials for a doctrine of analogy, but he did not
explicitly formulate it as anything like a separate treatise.
Moreover, as already said in our opening aside, the question of
analogy is not merely a technical problem. We confront here an essential
characteristic of natural language, a universal semiotic phenomenon,
namely, the fact that human discourse is rife with only imperfectly
controllable relations among different uses of words. The same
phenomenon is exhibited in the so-called transcendental concepts
mentioned above, linguistic expressions conveying a content that cannot
be stipulatively restricted to any one category of existence. But if we
confine ourselves to the writings accomplished by Aquinas himself, his
main interest in the doctrine of analogy is in the context of the divine
names, where the philosophy of being reaches its outermost limit, the
outermost limit of human understanding.
III
Analogy in the Texts of Thomas Aquinas: A Function of Naming. So it
is not surprising that the discussion of analogy in Aquinas finds its
roots in the observation by Aristotle in the 4th and 7th books of his
"first philosophy" that "being is said in many
ways"; for the philosophy of Aquinas is before all else a
philosophy of being, and of being understood in terms of the ultimate
actuality of all the forms of being which is itself accordingly capable
of no further participation, namely, the act itself of being, existence.
As grace presupposes nature, so for Aquinas theology presupposes the
intelligibility of being and the intellectual tools whereby that
intelligibility is rendered actual and brought to expression in human
discourse, both the inward discourse and its outward expression (the
exaptation of language to communicate) in the formation of a linguistic
community, upon which all else in religion, as in civilization
generally, depends, in the main. In other words, for Aquinas, theology
is unthinkable apart from philosophy of being, but the philosophy of
being cannot be thought only in terms of theology without betraying its
proper nature as human understanding. Ecumenism, for Aquinas, is rooted
first in the commonality of human understanding, and only through that
in faith, just as grace does not supplant but perfects human nature.
Philosophy is prior to theology, if not in ultimate importance as
wisdom, yet as that without which theology degenerates into ideology and
fideism, and religion becomes in spite of itself a degenerate Lebenswelt
indistinguishable in function, for all its difference in content, from
the closed Umwelt of the nonlinguistic animals.
Now this brings us to a very interesting matter, and that is the
lack of terminological isomorphism between the language of ancient Greek philosophy and the language of medieval Latin philosophy in the matter
of what mainly interests Aquinas under what he calls analogia or
analogice dictum, "analogy" or "spoken
analogically," which is the matter of the fact that being is said
in many ways. For Aristotle does not at all speak of [GREEK TEXT NOT
REPRODUCIBLE IN ASCII] in this context, but rather of [GREEK TEXT NOT
REPRODUCIBLE IN ASCII]. This last is the Greek expression that the
Latins render multipliciter dicitur, "said in many ways," for
which St. Thomas offers as a synonym analogice dicitur, "said
analogically." The notion that transliterates from Aristotle's
Greek as analogia, by contrast, is nothing more than the proportion of
relations in mathematics. The analogy that Aquinas is interested in,
however, is not that of a science restricted to the order of ens
rationis, purely objective being; he is interested in a sense of analogy
that applies directly to the knowledge of ens reale, physical being
objectified. In other words, the many ways in which being can be spoken,
to which Aristotle never applied the Greek transliterate counterpart of
the Latin analogia, is precisely what Aquinas begins by extending the
notion of [GREEK TEXT NOT REPRODUCIBLE IN ASCII] to; and he does so
precisely to draw "God talk" within the purview of his
doctrine of being:
A proportion can be spoken of in two ways. In one way, a proportion is a
definite relation of one quantity to another; and in this way of speaking
double, triple, and equal are different types of proportion. In another
way, any relation of one thing to another can be called a proportion, and
in this way of speaking there can be a proportion of creatures to God,
insofar as they are related to him as effect to cause, and as potency to
act; and in this way of speaking a created intellect can be proportionate
to knowing God. (4)
So the ancient Greek doctrine of [GREEK TEXT NOT REPRODUCIBLE IN
ASCII] becomes the Latin doctrine of analogy; but in the Greek it
concerns mathematical relations, whereas in the Latin it is extended to
cover any relations whatever among objects, and physical relations of
effect to cause in particular. This becomes the heart of Aquinas's
doctrine of the knowledge of God that is possible within the orbit of
philosophy, or, what comes to the same thing, possible for human
understanding as such:
The knowledge natural to us takes its origin from sense, whence our natural
knowledge can extend only so far as it can be led by sensible things. But
from sensible things our understanding cannot reach so far as to attain to
a seeing of the divine essence, because sensible creatures are effects of
God that do not adequate the divine causal power. Whence from the knowledge
of sensible things the whole power of God cannot be known, nor consequently
can his essence be seen. But because sensible things are his effect
depending upon a cause, we can be led from them to know that God is; and to
a knowledge of those things about him which are necessary for him to be the
first cause of all beings exceeding all of his caused things. Whence we
know of him his relation to creatures, to wit, that he is the cause of all
of them. And we know the difference of creatures from him, to wit, that he
is not anything of those things which are caused by him; and that the
creatures caused by him are not separated from him because of his
deficiency, but because the transcendent unity of his perfections so far
surpasses the multiplication of perfections in finite beings. (5)
So our names of God, say, "good," gain their primary
meaning from experience of sensible beings; and when we apply them to
God they retain this primary meaning through which now we discourse not
about a sensible but a supersensible being concerning which we
understand that he is himself good and the cause of the good we
experience, while being good--capable of excellence in operation--in a
way that is in the line of but beyond the reach of any excellence of
operation that we can directly experience.
So we see that in St. Thomas the doctrine of analogy is entirely an
epistemological doctrine, not an ontological one. That is to say, it is
a doctrine about our knowledge of things and use of language to express
that knowledge to others; it is not as such a doctrine about the things
that are independently of our knowledge, a doctrine of being. We name
things as we know things and in no other way. When the knowledge is
confused, the naming is confused. But when the knowledge is based on one
thing, good experienced, let us say, or being experienced, or again
truth experienced, and so on, and the name is applied to another thing
that we do not experience yet know that it is existing, and existing as
good, being, true, and so forth--then what is signified is signified as
being true of creatures and true of the cause of creatures, the creator.
Yet this mode of the signifying is inseparable from the mode in which
the perfection signified is directly experienced, that is to say, as
diversified in creatures which are more unlike God than like him yet
still partial or limited reflections or icons of their ultimate
existential source. What is signified is the same in creator and in
creature, but it is signified adequately in application to the creature
and inadequately in application to the creator. So what is signified is
partly the same in the two cases and partly different, but the
difference is what makes the application to the creator an analogous use
of whatever the term might be--existence, being, one, true, good, and so
forth. Nor can the difference be removed, because to remove it we would
have to change the conditions under which we know.
The creature is known first, not as creature but simply as
something, some being. In the creature are experienced directly
perfections and imperfections. Thus the notion of perfection itself
comes from experience, and is multiplied (or differentiated) also by
experience. Those experiences in which perfection and diversity of
perfections are learned directly remains the primary reference point for
the concept of perfection and perfections. When these concepts are
applied to what is known to exist in the truth of a proposition (namely,
that there is a being whose very essence is to exist, and that as cause
of the existence of all beings whose essence is distinct from their
existence, since existence is what gives final actuality to all formal
perfections in that which exists, this ipsum esse subsistens is
therefore perfect in uniting in itself all that is perfect in creatures
in divided ways), the truth of that proposition is also augmented by our
coming to understand what was implied in its original, primarily
existential application. So we know of God that he is, but also that he
is one, that he is good, that he is creator, and so on, by a strictly
logical development that has experience as its referential ground but
God known or objectified as its term.
Now we see the importance of Aquinas saying that we know the
existence of God through the making of a proposition, not through direct
experience. In late modern philosophy, a huge literature will develop
arguing over whether existence is a predicate. In the Latin Thomistic
tradition, later authors introduced a simple distinction between
existence as exercised and existence as signified. Existence as a
predicate signifies existence as exercised. Our only direct experience
of existence (outside of mystical experience as Aquinas defines it) is
the existence of sensible things. Here we directly encounter existence
as exercised, and from this experience we formulate the concept of
existence. This concept has for its object not a sensible thing but
existence as signified, the idea of something which exercises an act of
being, something which is or possesses an actual exercise of existence;
and this concept can be applied to sensible things (as when we think of
a friend, rightly or wrongly, that he has not died yet) or to spiritual
things (as when we judge, rightly or wrongly, that there are purely
spiritual substances). It is just such an application, for example, that
occurs in the quinque viae, "five ways to demonstrate rationally
the reality of God" offered by Aquinas early in his Summa
theologiae. Now we see how the doctrine of the divine names follows from
the discovery in discourse of the reality of the divine existence as
subsistent existence, as existence which is the very essence of that
which exists--a pure existence knowable by us in philosophy only through
the truth of a proposition. We can now see expressly what was true of
the truth of that proposition all along: the knowledge that God exists
already was an instance of knowledge through analogy. So it is hardly
surprising to realize that all the names we can truly form of God are
likewise analogous uses of language.
So we see how the doctrines of the knowability and unknowability of
God, in the thought of Aquinas, are reconciled through his notion of
analogy. The point is so central to his thought that it is possible to
multiply the citation of texts practically without limit from the range
of his writings. I was tempted at this point simply to let one of his
late modern followers speak on his behalf in terms of making a summary
of the point; for no later author has stated the situation better than
Maritain, (6) standing as he did at the far boundary of modernity and
the frontier of postmodernity, well cognizant the while of the great
Latin tradition in metaphysics the moderns had all but succeeded in
obliterating. But not even the incomparable Maritain brings together in
a single text the point of Aquinas that we are able to know God through
creatures for the very same reason that God is aware of creatures
through himself, and that the reason why some of the words we both
invent and learn over the course of our life experience are more
applicable to God than are others is that some reflect more directly
what is true of being as such even though all of them reflect directly
limited beings. That is to say, all of our words that apply to objects
experienced in the physical environment reflect existence formally
diversified through the essential structures which are what distinguish
the being of creatures from the divine being in whom all diversity is
reduced to the single surpassing perfection of existence itself
subsisting (so that, as Aquinas puts it, "knowledge in God is the
same as to exist as knowing" (7)). Among the designative terms of
natural language we find some which, although formulated on the basis of
our experience of a diversity of objects, yet express perfections whose
intelligible core does not of itself imply the limited conditions under
which we experience and from which we abstract (or presciss) that
intelligibility and give it expression in the diversity of our
conceptions:
Nor can it be said that whatever is said of God and of creatures can be
predicated completely equivocally, because unless there were some agreement
of creature to God according to reality, the divine essence would not be
the exemplar of the creatures; and so by knowing his own essence God would
not know creatures. For the same reason we would not be able to arrive at a
knowledge of God from created things; nor would there be any reason why any
one of the names suited to creatures should say something more of him than
does any other, because in equivocal sayings whatever name is stipulated
makes no difference, (8) from the fact that none of them express an
agreement in reality. Whence it must be said that neither wholly univocally
nor wholly equivocally is the name of knowledge predicated of the knowledge
of God and of our knowledge, but according to analogy, which expresses no
more than a relational similarity. (9)
We know that we know, but that "to know" is other than to
be, other than the fact that we are; whereas in the ease of God, we know
that for him to be is to be knowing, and since knowing is his very
existence he knows everything that does or could imitate that existence
in finite ways; and we, for our part, knowing those finite ways come to
know something of God, both that he is and that he is not knowable in
the way that creatures are knowable. Knowing that he is and that he is
infinitely knowable, it is not surprising that we can develop a doctrine
of divine names without ever exhausting the object so progressively
expanded within our awareness. For no matter how much or how little we
come to know or think we know, we know always that he is more than
whatever we have been able to conceive or will be able to conceive.
So we can see how God can be said both to be a being and to be
above being and nonbeing. (10) God is a being insofar as our term
"being" is taken from our experience of actually existing
things and applied therefrom, by analogy, as we have seen, to the case
of the being for whom to exist is the essence, ipsum esse subsistens.
But insofar as "being" names finite being capable of ceasing
to exist, then God is not a being but beyond being and nonbeing. So St.
Thomas, with due deference to the Neoplatonists, can say (from the Latin
of the preceding note) that "according to the truth of the matter,
the first cause is above being, in that it is the infinite act of
existence itself; while being is that which participates in the act of
existence finitely."
Finally, we should note that Aquinas, in developing his doctrine of
analogy as far as he does with an eye to his principal interest, which
is the explanation of how there can be a true and valid philosophical
discourse about God, is careful to point out that this extreme use of
analogy at the far frontier of human understanding is consonant with
other, more ordinary, examples of analogy within human discourse. His
perhaps favorite example is the quite earthy one of a healthy organism.
A healthy organism, he notes, produces healthy urine. The healthy
organism is the cause of the urine, urine an effect; yet as effect it is
a sign of that which produced it. Should the sign reveal that the
producing organism is not healthy, some medicine may be called for. The
medicine now hopefully will play the role of cause, whose effect will be
health--the restoration of health--in the organism; and the proof of the
success or failure of the medicine will be the next urine the organism
produces. "Health," thus, is said directly of the state of the
organism, but, on the basis of or from that usage, "health"
may be applied secondarily--analogously--to such related other things as
medicine and urine. But these are healthy only by reference to the
organism as healthy. So Aquinas provides us with a rule which, at least
as he presents it himself, is proposed as holding for all analogous use
of language without exception, whether we are talking about finite being
or about God, and if about God whether we are speaking metaphorically or
about perfections that exist more properly in God than we experience
their existence in creatures:
in all the cases of names which are applied to different things
analogously, all the applications must needs be made with respect to one
thing, and so must it needs be that that one thing be contained in the
definition of all. And because the rationale which a name signifies is a
definition, as is said in Book IV of the Metaphysics, the analogous name in
question necessarily applies first to that thing whose definition is
included in the definition of the others, and secondarily or consequently
to the other things [whose definition includes other considerations as
well], according to the order in which they are more or less proximate to
that first thing.
So, for example, the health which is said of an animal falls within the
definition of health which applies to medicine: a medicine is called
"healthy" insofar as it causes health in an animal; and the health said of
an animal falls likewise within the definition of health which applies to
urine, which is said to be "healthy" insofar as it provides a sign of the
animal's health.
So the names applied to God metaphorically apply first to creatures rather
than to God, because said of God they signify nothing other than
resemblances to the creatures in question.... So the name "lion" applied to
God signifies nothing more than that God goes about his works as fiercely
as a lion goes about his. And so it is clear that according as such
[metaphorical] terms are applied to God their signification cannot be
defined except through that which is applied to creatures. Concerning other
names which are said of God not metaphorically ... these names apply to God
not merely causally but also essentially, ... without this in any way
gainsaying the fact that, as regards the stipulated or conventional meaning
by which the name signifies, such names are applied by us first to
creatures, which are what we primarily know. Whence too even the names of
perfections which creatures have from God as their cause and which belong
more eminently to the divine being than they do to the finite being of
creatures and in this sense apply with ontological priority to God yet
retain the mode of signifying which belongs to the perfections as found in
creatures, as we explained above. (11)
That is the doctrine of analogy we find primarily in Thomas
Aquinas's own writings reduced to the main point that even in the
case of names applied properly if supereminently to the divine
existence, the acquisition of signification by these names within the
context of sensible experience remains regulative. The reason why we can
know God is the same as the reason why God can know creatures: because
they are finite and partial imitations, external to God, of the
perfection found infinitely and wholly internal to the purity of the
divine Esse Subsistens.
About ten years before he undertook his Summa, in question 2,
article 11 of his Quaestiones disputatae de veritate written between
1256 and 1259, Aquinas had added a distinction between an analogy of
proportion and an analogy of proportionality. The former occurs when we
speak by analogy of two different things which yet belong to the same
order, as "health" said of an animal, of medicine, and of
urine. (12) The latter, an analogy of proportionality, occurs when we
speak by analogy of two things belonging to entirely different orders,
for example, one to the order of ens reale and the other to the order of
ens rationis, or one to the order of created being and the other to the
order of uncreated being, where there is an absence of proportion
between the two things talked about. (13) In such a case we speak of a
parallelism of relations, of a ratio, in effect, as constituting the
ground of the analogy; and only in this latter way can we speak
analogically of God and creatures, and even then with some further
qualifications. (14) This is what Cajetan will invoke as justifying his
claim that there is a uniquely metaphysical analogy of what he calls
proper proportionality and that only this analogy has claim to the
status of a doctrine of first philosophy.
In between this text of the Disputed Questions on Truth question 2,
article 11 and the text of the Summa question 13, article 6 examined
above came the Commentary on the Divine Names, of circa 1265-7, written
just before or partially overlapping the writing of the first part of
the Summa. There and elsewhere (15) he was reminded more forcefully by
the Pseudo-Dionysius of the simpler trick of the threefold way of simple
affirmation followed by qualified negation followed by an affirmation of
eminence: not only can no perfection that intrinsically implies
limitation (like good muscle tone, which presupposes body) be affirmed
of God, but even any perfection that has no intrinsic link with
limitation, such as living, intelligent, good, being (even though we
encounter it in experience according to limited manifestations) cannot
be simply affirmed of God in the manner that we affirm it of creatures.
Thus, I exist and God exists; but existence is not exercised in God in
the manner that it is exercised in my being; existence in God is
exercised in a manner that transcends my understanding but is
nonetheless actual existence. This method, always remembering the
distinction between perfections whose very definition or concept implies
limitation and perfections whose very definition or concept does not
imply limitation even though our direct experience of them is limited,
achieves the same results more simply than does the application of the
distinction between proportion and proportionality to the case of
analogy.
The bottom line, then, is that analogy as Aquinas treats it is a
doctrine about how we use words to express what we know, and transfer
words from one meaning to another in order to illumine related things
and to develop their connections in discourse. Aristotle calls it
"equivocation by design"; (16) Aquinas calls it
"analogy." Pure equivocation, of course, is the use of two
terms in two entirely unrelated senses, like the "bark" of a
dog and of a tree. Terms used in the same sense, like "animal"
said of a human being and of a chimpanzee or of a cat, both Aristotle
and Aquinas call "univocal." When one term is brought into
relation with another term in such a manner that the meaning of the
first term is made relevant to the understanding of the other, then we
are in the domain of analogy: the bark of a dog and the bark of a tree
have this much in common, that they both sometimes provide protection;
in this sense the two terms otherwise equivocal can be rendered
analogous through a prior reference to protection (or in some other
way): as the bark of a dog protects a house from intruders, so does the
bark of a tree protect the underlying conductive tissue from insect
marauders.
Notice too that in the matter of the divine names, the ways of
speaking about God, Aquinas notes that whether we are talking about
perfections ontologically prior in God or mere imaginary resemblances
fashioned by the mind to give to the being of God some intelligibility
relative to the being of creatures, as when Augustine likens God to
"a pure eye, because he sees all," in either case our
knowledge, the development and expression of which is what analogy
primarily concerns, goes from creatures to God. In this precise
particular, the heart of the matter, it makes no difference that we
find, paradigmatically, that existence is more proper, that is to say,
ontologically prior, in God, whereas fierceness is clearly an
operational property proper to lions and only said of God
metaphorically.
Regardless of the ontological situation, whether the relations
involved are mind-dependent or mind-independent relations does not
matter. (17) What makes a use of terms analogical for Aquinas is the
placing of the definition of one term within what is understood of the
definition of some other term. It is an activity of thought in relation
to the objects of thought, and ranges across the whole field of objects
to which thought extends: from the pure potentiality of prime matter
which, because it cannot be directly experienced, Aquinas pointed out,
is known only by analogy to what we do directly experience, all the way
to the pure actuality of God which, because it cannot be directly
experienced, Aquinas pointed out, is known only by analogy; in between
these two extremes are included the intermediate cases, such as that in
which "bark" is seen in the light of protection, or medicine
and urine in the light of health. As a late modern Scotist put it,
"clearly the order of the being of things, the order of knowing
them, and the order of designating them do not agree." (18) Thomas
could not agree more. Analogy pertains to the use of vocabulary whereby
a philosopher is able to sort out these competing differences. It is, we
might almost say, that part of the doctrine of signs which pertains to
the critical use of intelligence in science and philosophy and to what
Peirce will call "the ethics of terminology"; but that would
get us too far ahead of the story.
IV
Analogy in Thomistic Tradition: A "Concept of Being." I
hope the reader has found the doctrine of analogous names just set forth
straightforward and clear, for that is how it appears in the limpid
Latin texts of Aquinas himself. After Aquinas, within what would become
his own school of commentators, for a long time nothing in particular
happens respecting his doctrine; although outside of that specific
intellectual line not enough study of Scotus has been done to know if
indeed his doctrine of being is as antithetical to that of Aquinas as
the superficial contrast between analogous and univocal terms would make
it seem; for we now see that there is nothing in a term as such that
makes it analogous, but only its deployment within the field of our
apprehensions. "Being" is an analogous term not by reason of
any properties of its letters or their combination but because it is
said in many ways, because it is something verified proportionally in
quite different things, namely, existence in this or that capacity or
even, in the restricted case of finite existents, a capacity for
existence, with all the variety that implies--because, in short, with
respect to this character string "being," a cultural code has
been established within and through the exaptation of language to
communicate a universe of discourse created specifically for the purpose
of revealing what was implied in Aristotle's discovery that there
was something in human experience ("being" he is said to have
called it, though he spoke no English) which is verified within each
category but which cannot be confined within any category and so is said
in many ways.
So it is not without interest to discover that the first author
formally to attempt a unification of the texts wherein Aquinas deals
with the subject he terms "analogy" was an author who happens
also to have been vehemently opposed to the success in philosophy of the
writings of Duns Scotus, as he was to the success in religion of Martin
Luther. Thomas de Vio Cajetan (20 February 1469-10 August 1534),
christened James de Vio, took "Thomas" as his "name in
religion" on joining the Dominican order in 1485, at the age of 16.
He was destined to become known most commonly after his place of birth,
Gaetanus. This is the man known to history as Cajetan, the cardinal of
the Catholic Church once considered for pope who failed in his attempts
to tame Luther but whose commentary on the Summa of St. Thomas is
enshrined in print to accompany the best edition of that masterwork that
has ever been prepared over these last eight centuries, the one
commissioned by Pope Leo XIII and completed initially (19) between the
years 1888 and 1906.
Like every man, Cajetan is best understood if one considers his
times, and his were turbulent times indeed. He was the first, as was
said, to undertake to thematize the notion of "analogy" in
terms of its role in the thought of St. Thomas. But it would seem that
his doing so was ill-fated by the importance attached in his milieu to
the renewed knowledge of Greek language that had come to Italy
especially in large measure as an unexpected side benefit of the Islamic
conquest of the city of Constantinople in May of 1453. Cajetan was at
the forefront of those who came quickly to recognize the overwhelming
importance the knowledge first of Greek, and later of Hebrew and other
semitic languages, was bound to acquire for scriptural studies and
hence, eventually, for theology itself. It is to his credit--so many
things fall to his credit and discredit, it is astonishing that as yet
no proper biography has been written--that he pressed at the highest
levels of university and ecclesiastical life for the renewed study of
Greek. So--what can we say--why should not history strike yet another of
its stunning ironies in making his very appreciation of Greek
Cajetan's downfall as the expositor of the theme of analogy in the
Latin of Aquinas?
Cajetan under the best of circumstances inclined to be arrogant.
You can still feel his hauteur radiating between lines of his Commentary
on the Summa, or from the whole of his sermon of 1503 on human
immortality. (20) Weisheipl, (21) who would have known, if anyone of the
last modern generations had known, what influences shaped Cajetan's
approach to St. Thomas, passed over in silence the question of
Cajetan's intellectual formation, which gives us a measure of how
much work remains to be done in the area. Be that as it may, Cajetan
seems to have imbibed, if not the love of Plato, at least something of
the traditional Byzantine attitude of the superiority of the Greek
language for the treatment of speculative problems returned to Rome from
Constantinople, with the expatriation there of John Cardinal
Bessarion--dead when Cajetan was but three, yet a giant presence still,
as we can imagine, in the Rome and College of Cardinals of
Cajetan's mature years--for Cajetan browbeats his Latin peers as
"abusers of language" (22) for not following the regulative
usage of the Greeks in the matter of analogy, leaving it unsaid or
perhaps unnoticed that the primary abuser on the point was Thomas
Aquinas himself. (23) Cajetan, for his own part, will indeed take the
Greek usage as regulative when, in 1498, he sends forth his to-be-famous
work entitled The Analogy of Names. The title was felicitous if the
doctrine flawed; but the flaw in the doctrine revealed itself soon
enough in his letter of 1509 that has come down in history under the
more ominous title "the concept of being"; for it is not as a
concept that being is analogous, it is rather as a way of speaking
involving necessarily and irreducibly more than one concept derived from
experience.
But why should Latin usage conform to Greek usage, unless Greek
usage is somehow superior, somehow regulative? The Byzantines had always
considered it so, and their theology developed accordingly, followed by
their civil censures. The very idea is not incredible. It is simply
false. No one familiar with linguistics today would subscribe to such a
notion as a historical language superior in general, true as it might
happen to be in some particular areas on some particular points. The
question that interests us here is whether analogy as Aquinas thought of
it is just one of such areas or points? There is no doubt that Aquinas
does not use analogia in a manner isomorphic with Aristotle's use
of the Greek [GREEK TEXT NOT REPRODUCIBLE IN ASCII]. The only author I
know of who has approached the texts of both authors in exactly this
light concludes that, on the basis of a detailed comparison of the
texts,
we would have to say that where Thomas is talking of analogous names, names
analogously common to many, Aristotle speaks of things said in many ways,
with reference to one and the same nature, and not equivocally. Rather than
chide Thomas [for an abuse of language], we should perhaps draw some such
conclusion as the following. When Thomas speaks of analogous names he does
not mean to echo a linguistic expression of Aristotle's, since in the texts
which occasion talk of analogous names in Thomas's commentary Aristotle
uses such phrases as `said in many ways in reference to one'. Aristotle
clearly means to contrast that kind of talk with univocally common and
equivocally common terms. Thus, what Thomas and Aristotle are both talking
about is the same, but they do not label it in the same way. There is no
fixed relation between Aristotle's use of the Greek term [[GREEK TEXT NOT
REPRODUCIBLE IN ASCII]] and Thomas's use of the [Latin] loan word
[analogia]. (24)
Yet even the expression "loan word" concedes too much in
Cajetan's misguided direction. It is not a question of a term
"on loan"; it is a question of the development of a
terminology appropriate to expressing the problem as Aquinas sees it.
Aquinas did not speak Greek nor read it well enough to comment directly
on Greek texts; nor have we clear evidence that Cajetan knew Greek well
enough to justify his browbeating of the Latins in this matter. For
certainly his subsequent exposition of what was supposed to be "the
mind of the divine Thomas" (ad mentem D. Thomae) went far enough
astray.
In bare essentials, Cajetan distinguishes (following Aristotle) the
two extremes of words applied to different objects but with exactly the
same sense--as "human being" said of every student in a
class--which are univocal terms; and words apparently the same but which
apply to objects in completely diverse senses, as "bark" of a
dog and of a tree, which are usually (but, as we have seen, far from
necessarily) so understood as to exemplify equivocal terms. Between
these two extremes are words which are used with different but related
senses, and this is the case of analogous terms. So far so good.
However, the case of analogous terms is not simple, and there are
many discussions of subdistinctions of metaphor under the heading of
"analogy" in Latin authors. The case of metaphor Cajetan calls
the "analogy of improper proportionality," passing over
expanded discussion as irrelevant to his interest (and despite its very
clear interest for the doctrine of the divine names), Cajetan remarks
little more than that terms may have senses related through a similarity
in their objects which is extrinsic and accidental to the nature of the
objects, as "a bright sun" and "a bright smile," a
"smiling girl" and a "smiling meadow."
Cajetan calls the case where what is really in the referent of one
of the related terms is attributed to the referent of the other on the
basis of a causal relation between the two, "analogy of
attribution." For example, words may be related in sense because
what they apply to are related through causality, as "healthy"
said of an organism and of urine the organism produces. Health is in the
organism intrinsically, but in the urine only as reflecting that health.
Or we speak of a "healthy environment," because, like
medicine, it tends to promote health in the organism.
Now Cajetan comes to his main thesis. When words have related
senses as a result of a property which is intrinsic and essential to the
objects designated by each, the result is what he calls "analogy of
proper proportionality." This alone is what Cajetan titles the
analogy of being. Two things quite different, a flog, say, and a
meteorite, yet both exercise existence. "Being" said of
anything actual expresses something intrinsic to that thing, and yet the
being is differentiated according to the form or type of thing that
exercises it. Being then becomes a matter of a proportion, a proportio
ad esse or "proportion to existence," a powerful and
attractive notion, not least of the attractions of which is that it
returns analogia to the primary use of [GREEK TEXT NOT REPRODUCIBLE IN
ASCII] in the ancient Greek writings, which is that of a mathematical
proportion, "two is to four as four is to eight": as a frog
exercises existence in its own way as a flog, so does a man exercise
existence in the way proper to a man.
The fly in the ointment appears especially in Cajetan's
identification of the lowest level of analogy, what he calls
"analogy of inequality." A fly and a human are both animals,
both beings. "Animal" said of both is said in the same sense,
that is, univocally. A man is an animal in just the sense that a fly is
an animal: both are capable (in Thomistic terms) of receiving the
impressions of the forms of other things in such a way as to relate
cognitively to those things as physical elements of the environment
become and made part of an objective world or Umwelt. Both are beings,
too. In the hierarchy of being, a fly is lower than a human being.
Therefore, however they may be equal as animals, as beings they are
related as lower and higher. Therefore, whatever the logician might
think and say, the philosopher, who prefers wisdom over mere logic, has
to say that fly and human as animal are not equal but unequal. Animal,
in such a case, that is to say, with reference to the hierarchy of
being, is not a univocal term as logic would have it but an analogous
term, a term analogous by inequality. What logicians see as univocal
terms appear in the superior wisdom of philosophy as terms analogous by
analogy of inequality, inequality in being.
That then there are absolutely no such things as univocal terms
seems not to have occurred to anyone. At least I have not seen this made
as a point in the literature. Now this may seem on the face of it
ridiculous, and I think it is; but as usual there is more to the
situation than meets the eye. One needs to realize, for example, that
"body" was regarded by the Latins, by Thomas himself, as an
equivocal term as between qualitatively immutable celestial bodies and
terrestrial bodies subject to generation and corruption. So Cajetan,
with his analogy of inequality, was giving voice to and linguistically
marking a conception much broader and more in the air of his time than
any narrow reading of logical texts and doctrines would reveal. His idea
is not ridiculous, at least not in the immediate way that might appear
to a sufficiently ignorant postmodern reader. Yet it is wrong, as is
always the mischief wrought by philosophers when they concoct a doctrine
that mysteriously renders them (Ubermenschen, supermen, superior to the
requirements of logic in the manner that binds lesser minds.
The problem lies in the idea that "being," because it
turns out that it must be said in many ways, is an intrinsically or
irreducibly analogous term, when no term is intrinsically or necessarily
(outside of the manner in which it is here and now deployed) anything
according to signification. The key to the problematic, I suggest, lies
in the fact that we experience many different things existing in many
different ways, and we experience the need somehow to bring all this
diversity under a common designation for conveniences of discourse, to
be sure, but also for the purpose of a discourse which can express the
truth about things as a matter of philosophical doctrine. When we reach
the conclusion that not all being is material, we indeed express a
judgment that, as Aquinas remarked, precludes physics, whether in the
ancient sense or in the modern sense, from the status of first
philosophy, for if not all being is material then being cannot be
adequately understood in physics however completely we come to
understand and even dominate the world of bodies in motion, any more
than relation can be adequately understood if we restrict our
perspective to the reality of relation as it exists independently of the
mind.
The judgment of separation, the abstraction of "being" as
a concept presenting an object not restricted to the material or to the
spiritual order but capable of verification in both orders, makes it
possible to unify the knowledge of the diversity of beings in an
understanding of being as such, thereby providing a subject of possible
thematic investigations so specific and distinctive that the unity of
the science (or rather the doctrinal unity, as we should say in the wake
of modernity (25)) so constituted is ensured. The unity of a true
philosophical knowledge, however, as Schillaci said, (26) "is not a
rigid set of restrictions but an organic `oneness' like that of a
living thing in that it permits the science to come into existence, to
contact and assimilate reality, to develop according to its own nature
and to reach the end of that nature." If we may conclude in this
respect that a metaphysics that does not come to treat of God has not
reached its natural finality, we may claim with all the greater ferocity
that a metaphysics that claims God or even esse ut exercitum for its
proper object would so have misunderstood itself in so radical a way as
to have betrayed its nature. Between these two extremes lies the idea of
being and the realm of ens commune that idea constitutes under the
discursive heading of "analogy." Within that realm lies the
meaning and possibility of metaphysics, one of the features distinctive
of the human Lebenswelt in its difference from the perceptual Umwelt of
the animals without language.
V
Beyond the Analogy of Names and Concept: "Analogy of
Being." Cajetan set the terms of the subsequent discussion of
analogy within and beyond the Thomistic tradition. Some have claimed to
find grounds for dissatisfaction with Cajetan's presentation as a
faithful expression of the thought of St. Thomas expressed early in no
less an authoritative voice than that of Sylvester Ferrariensis (c.
1474-1528), in his Commentary on the Summa Contra Gentiles, written
between 1508 and 1517 and first published in 1524, now published to
accompany that work of Aquinas in the critical Leonine edition as
Cajetan's commentary accompanies the Leonine Summa. McInerny grants
that "on the points where Sylvester has offered his independent
view, a basis is provided for a bifurcation in subsequent
interpretations"; but he thinks that "it would be wrong to say
that Sylvester presents us with a clear alternative to Cajetan's
interpretation." For in the work of Ferrariensis what we find,
after all, are "not so much different interpretations as different
emphases: the basic outlook of Cajetan is retained." (27) Thus, to
whatever extent Ferrariensis did or did not point out something early on
of the rather different tenor of Aquinas's own treatment of analogy
from that set forth by the learned Cajetan, it remained the voice of
Cajetan that continued to be heard and attended to within and beyond
Thomistic circles over the subsequent centuries, including the late
modern Neothomistic revival.
In Neothomistic circles, not universally, though quite broadly, the
renewed discussion of analogy took an even more radical turn away from
the actual presentation of Aquinas. Dissatisfaction with Cajetan was
everywhere expressed, (28) yet nowhere for quite the right reasons--the
main reason being that he had distorted St. Thomas by failing to
understand the lexicological and accompanying syntactic differences that
accompanied the transliterate pair analogia/[GREEK TXT NOT REPRODUCIBLE
IN ASCII]. These differences are in themselves without any necessary
significance for philosophical doctrine; but Cajetan made them
significant by (mis)taking the two words as names for the same
phenomenon in the two languages, contrary to fact. As a result, the
doctrine of analogia in Aquinas and the doctrine of analogia in Cajetan
are not the same doctrine. Even though the doctrines of Cajetan and
Aquinas partially overlap, as do the respective Latin and Greek terms,
nonetheless, by moving away from the overlap in the direction of the
Greek syntax rather than in the direction of the rather different Latin
syntax developed in the wake of the doctrine Aquinas himself developed,
the net result in Cajetan was an attempt to outline a scheme of analogy
in which it was argued that corresponding to the term "being"
itself, which must be used in different ways, there is a single concept
itself that is analogous. So the criticism of Cajetan began mainly along
the line that he had essentialized being, that in reducing being to a
concept he was too formalistic--in a word, that he had missed the point
of esse in the thought of St. Thomas.
What was needed, it came to be thought, was not a logical doctrine
of analogy nor a doctrine of the concept of being as analogous but a
doctrine of being itself in its full extramental reality as analogous.
Just as we saw in dealing with the transcendentals that there can be, as
Poinsot put it, "a twofold understanding of truth, the one in
being, the other in knowing," (29) so why might there not be a
twofold doctrine of analogy, the one in knowing and yet another, more
fundamental one in being itself? Why not an analogy of being itself, not
of the term "being" or of the concept "being," but
an analogy in the very order itself of ens reale? This is what the late
modern Neothomists came to postulate in the works of Przywara, Geiger,
and Fabro, (30) to name a prominent few.
But there is no parity in the two cases. Even if we remember the
origin of the very term "hierarchy" in the forged writings of
the Pseudo-Dionysius, yet there is an even more sure giveaway. The
authors in question, in order to develop their analogy of being,
"very often use the style and manner of speaking which was used by
the Platonists, which had ceased to be customary" among those who
moved in Thomas's circle. (31) The development in question amounts
to a recrudescence of Neoplatonism in the very heart of Neothomism, (32)
without the excuse of the false authority of the Pseudo-Dionysius. When
the epistemological doctrine of analogy actually found in the writings
of Thomas is transformed by some late modern alchemy into an ontological
doctrine as such, we are back to the situation of attributing to objects
as known a status and relations which belong not to them otherwise than
as known, without, however, any longer being able to tell the difference
between which order of being we are dealing with, since we have
conflated everything into a doctrinal milieu that is no longer that of
Thomas, but once again that of a Christian Neoplatonism, now in the wake
of distinctively modern idealism.
There are analogies in being as experienced and understood, but ens
reale is not an analogy, it only requires analogy to be brought within
the orbit, however imperfectly, of human understanding. Those who make
of being itself an analogy perforce "have to resort to the style
and manner of speaking of the Platonists" (33) without the excuse
of having to preserve "sacred and divine dogma by concealing it
from the eyes of the infidels," (34) as Aquinas generously wrote to
excuse Dionysius, not knowing that he was going out of his way to
protect a common (or uncommon) thief.
Throughout his work, as Henle best and most completely showed, (35)
Aquinas fought against the confusion and conflation of our ways of
knowing with the ways of existence exercised by natural beings. To
salvage what Neoplatonism made of being it was necessary to speak of
divine rather than human ideas, a concession Aquinas generously made to
the Pseudo-Dionysius only because he took him at his word for who he
was. (36) To play the same game today without the same excuse is to risk
betraying the heritage Aquinas worked so hard to leave through his
commentaries on the philosophers and his reverence toward the scriptures
alike.
VI
In Conclusion. Analogy is but secondarily a class of terms within
language. Primarily and essentially analogy is rather a process within
language, the process whereby two terms come to be understood through
the meaning of a common third, and so a part of the larger process
whereby language is a living reality, wherein, by a variety often of
unexpected, simply chance events, the meaning of one linguistic element
enters into and modifies the meaning of another previously unrelated
term. The term "nigger" as relegating a dark-skinned person to
inferior status among fully human beings had no relation historically or
etymologically to the Danish derived term "niggardly" as
designating a chintzy, mean-spirited approach to some matter. But after
the events in the city government of Washington, D. C., in late January
of 1999, where one government official, upon hearing another use the
term "niggardly," immediately supposed it on the basis of
sound to imply "acting in a humanly inferior fashion, acting in the
fashion of a nigger," it is probable that the new meaning has so
publicly entered into the original meaning of "niggardly" as
to become for future usage a part of that meaning. Analogy strikes
again--a process so ubiquitous that even ignorance provides it fodder.
(37)
Indeed, perhaps the most interesting lesson of logic in the
Aristotelian tradition is the realization that every time we say "X
is Y," we change the meaning of X with which the sentence begins by
making a part of it the meaning of Y with which the sentence ends. That,
indeed, is the essence of how a statement (a dicisign) differs from a
term (a represign) as a subjective or predicative part. Analogy, in
short, is the name for a phenomenon and process pervasive of linguistic
communication, and is the very reason why language is a living reality
that constantly changes over time in largely uncontrollable ways, as any
contemporary English speaker can easily assure himself by reading first
Locke's original text of 1690 in the Essay concerning Humane
Understanding, and proceeding thence to an edition of Chaucer faithful
to the original manuscripts rather than dolled up for today's
students.
Analogy is time's way of marking language. It is the
underlying reason and process whereby, as Peirce concisely put it,
"Symbols grow." (38) Analogy, in sum, is that in the absence
of which language withers on the vine of understanding.
If we wish to speak of being itself, of that which is, in terms of
analogy, we are better advised to realize that a requirement finite
being imposes upon discourse is that discourse itself, in order to
develop understanding of what is, must take account of the dependencies
among things in the very order of their continued existence--of children
upon parents, of living beings upon particular features of the
environment, of parts of organisms upon other parts, even of rocks in
their shape and composition to surrounding conditions in the environment
which themselves are emphatically not rocks. These ontological
dependencies are the food of analogy, but they are not themselves
analogical. The hierarchy of being, insofar as it consists in a whole
series of interlocking causal dependencies whereby higher evolutionary
levels come about through and depend upon lower levels, is more properly
stated under the rubric of transcendental relation (relatio secundum
dici)--the fact that we can increase our understanding of any one finite
being only by considering it in relation to other finite beings which it
itself is not but apart from which it would not be as it is (even the
deceased parent has left its mark in the distinctive being of the
offspring, for better or for worse, whence some understanding of that
parent remains essential fully to understand the offspring, even though
as substances the two are quite independent in esse). The proper
counterpart to the epistemological phenomenon of analogy, in short, is
not an ontological phenomenon of analogy of being (for there is no such
phenomenon independent of intellectual imagination), but the ontological
phenomenon of causal interaction and consequent real relations which,
when they have ceased to be real as intersubjective relations (as when
the offspring is orphaned or the parent loses its child), yet remain in
their foundations as suprasubjective requirements of knowledge to guide
such relations of apprehension as future knowers will form when their
understanding is true to the subject under discusion, the subject of
discourse objectively grasped. Analogical relations as such may always
be epistemological, but the uniqueness of relation as a mode of being is
such that nothing prevents physical relations too from forming a part of
understanding, according to circumstances. Whence analogical relations
may indeed enfold and incorporate real relations, but the analogical
relations, as epistemological, transcend the circumstances upon which
real relations as such depend in order to be real, which is why they are
intrinsically and essentially bound up with sign relations, triadic and
ontological, but not themselves transcendental.
The Neothomist doctrine of analogy of being, in sum, is an unsound attempt to capture a truth the first Thomism, the original Latin
florescence of Thomistic commentary between Capreolus (c. 1380-1444) and
John Poinsot (1589-1644), better formulated in the contrast between
ontological relation (relatio secundum esse) and transcendental relation
(relatio secundum dici). The understanding of that contrast puts us
squarely in the arena of semiotics--what Peirce called, following
exactly the course of the late Latin pioneers of this area, the
"doctrine of signs." (39)
(1) Frederick Ferre, "Analogy in Theology," in the
Encyclopedia of Philosophy, ed. Paul Edwards (New York: Macmillan,
1967), 1:94-7.
(2) See my discussion, "The Problem of Interpreting the Term
`First' in the Expression `First Philosophy,'" in
Semiotics 1987, ed. John Deely (Lanham, Md.: University Press of
America, 1988), 3-14. For a Latin rationale of the three names for this
common philosophical pursuit, see Aquinas, In duodecim libros
metaphysicorum Aristotelis exposito, "Proemium," in finem (B
4:391a). Note that here, and throughout this essay, all references to
the writing of Aquinas are based on the seven-volume S. Thomae Aquinatis
Opera Omnia ut sunt in indice thomistico, ed. Roberto Busa (Stuttgart-Bad Cannstatt: Frommann-Holzboog, 1980), indicated by
"B," followed by a space, the volume number, page number, and
the concluding "a," "b," or "c" indicating
from which column of text on the page the citation is made (thus: Busa
volume 4, p. 391, first of the three colums, in the present citation).
(3) Jacques Maritain, Distinguish to Unite, or The Degrees of
Knowledge, trans, from the 4th French edition under the supervision of
Gerald B. Phelan (New York: Scribner's, 1959), 66: "comme si
une philosophie de l'etre ne pouvait etre aussi une philosophie de
l'esprit."
(4) St. Thomas Aquinas, Summa theologiae I, q. 12, a. 1, ad 4; B
2:198c: "proportio dicitur dupliciter. uno modo, certa habitudo
unius quantitatis ad alteram; secundum quod duplum, triplum et aequale
sunt species proportionis. alio modo, quaelibet habitudo unius ad
alterum proportio dicitur, et sic potest esse proportio creaturae ad
deum, inquantum se habet ad ipsum ut effectus ad causam, et ut potentia
ad actum, et secundum hoc, intellectus creatus proportionatus esse
potest ad cognoscendum deum."
(5) Summa theologiae I, q. 12, a. 12; B 2:201c: "naturalis
nostra cognitio a sensu principium sumit, unde tantum se nostra
naturalis cognitio extendere potest, inquantum manuduci potest per
sensibilia, ex sensibilibus autem non potest usque ad hoc intellectus
noster pertingere, quod divinam essentiam videat, quia creaturae
sensibiles sunt effectus dei virtutem causae non adaequantes, unde ex
sensibilium cognitione non potest tota dei virtus cognosci, et per
consequens nec eius essentia videri, sed quia sunt eius effectus a causa
dependentes, ex eis in hoc perduci possumus, ut cognoscamus de deo an
est; et ut cognoscamus de ipso ea quae necesse est ei convenire secundum
quod est prima omnium causa, excedens omnia sua causata, unde
cognoscimus de ipso habitudinem ipsius ad creaturas, quod scilicet omnium est causa, et differentiam creaturarum ab ipso, quod scilicet
ipse non est aliquid eorum quae ab eo causantur; et quod haec non
removentur ab eo propter eius defectum, sed quia superexcedit."
(6) "In the case of metaphysics, analogy constitutes the very
form and rule of knowledge. God is not attained in virtue of His
incommunicable nature and selfhood, according to the indivisibility of
His pure and simplest essence, but only according to that which is shown
in His reflections (reflections that, by the way, are truthful) and in
the analogical participations which things proportionate to our reason
offer us of Him. His essence is not attained as such [no more, to
repeat, than his existence], but only inasmuch as creatures, by their
very nature, speak of it to our understanding. Thus, not only is the
mode of knowing human, but, in addition, the object itself as proposed
to the mind and made the term of knowledge (sub ratione primi entis) is
taken as He condescends, so to speak, to human reason in the mirror of
sensible things and by the analogy of being. Metaphysics is poised at
the summit of the created world, and from that vantage point, it looks
upon the inaccessible entrance toward which all created perfections
converge--but without seeing Him in Himself. It grasps His purest light
only as it is broken up in the multiplicity of these perfections";
Maritain, Distinguish to Unite, or The Degrees of Knowledge, 251.
(7) St. Thomas Aquinas, Quaestiones disputatae de veritate, q. 2,
a. 11; B 3:16c: "ita scientia est idem quod esse scientem in
co."
(8) That is, all are equally irrelevant--or relevant--because none
say anything that has a bearing on the referent.
(9) Quaestiones disputatae de veritate, q. 2, a. 11; B 3:16c:
"nec tamen dici potest quod omnino aequivoce praedicetur quidquid
de deo et creaturis dicitur, quia nisi esset aliqua convenientia
creaturae ad deum secundum rem, sua essentia non esset creaturarum
similitudo; et ita cognoscendo suam essentiam non cognosceret creaturas,
similiter etiam nec nos ex rebus creatis in cognitionem dei pervenire
possemus; nec nominum quae creaturis aptantur, unum magis de eo dicendum
esset quam aliud; quia in aequivocis non differt quodcumque nomen
imponatur, ex quo nulla rei convenientia attenditur. unde dicendum est,
quod nec omnino univoce, nec pure aequivoce, nomen scientiae de scientia
dei et nostra praedicatur; sed secundum analogiam, quod nihil est dictu
quam secundum proportionem."
(10) St. Thomas Aquinas, In librum de causis, lect. 6; B 4:511a:
"secundum rei veritatem causa prima est supra ens in quantum est
ipsum esse infinitum, ens autem dicitur id quod finite participat esse,
et hoc est proportionatum intellectui nostro cuius obiectum est quod
quid est ut dicitur in iii de anima." Compare St. Thomas Aquinas
Commentary on the Book of Causes, trans. Vincent A. Guagliardo, Charles
R. Hess, and Richard C. Taylor (Washington, D. C.: The Catholic
University of America Press, 1996), 51-2. In his text of c. 1254-6, De
Ente et Essentia, cap. 1 (B 3:584a), he even refers to the
"substantia prima simplex, quae est deus" as the ultimate
"causa eorum quae composita sunt."
(11) Summa theologiae I, q. 13, a. 6; B 2:203c: "in omnibus
nominibus quae de pluribus analogice dicuntur, necesse est quod omnia
dicantur per respectum ad unum, it ideo illud unum oportet quod ponatur
in definitione omnium. et quia ratio quam significat nomen, est
definitio, ut dicitur in iv metaphys., necesse est quod illud nomen per
prius dicatur de eo quod ponitur in definitione aliorum, et per
posterius de aliis, secundum ordinem quo appropinquant ad illud primum
vel magis vel minus, sicut sanum quod dicitur de animali, cadit in
definitione sani quod dicitur de medicina, quae dicitur sana inquantum
causat sanitatem in animali; et in definitione sani quod dicitur de
urina, quae dicitur sana inquantum est signum sanitatis animalis, sic
ergo omnia nomina quae metaphorice de deo dicuntur, per prius de
creaturis dicuntur quam de deo, quia dicta de deo, nihil aliud
significant quam similitudines ad tales creaturas.... sic nomen leonis,
dictum de deo, nihil aliud significat quam quod deus similiter se habet
ut fortiter operetur in suis operibus, sicut leo in suis. et sic patet
quod, secundum quod dicuntur de deo, eorum significatio definiri non
potest, nisi per illud quod de creaturis dicitur. de aliis nominibus,
quae non metaphorice dicuntur de deo, ... huiusmodi nomina non solum dicuntur de deo causaliter, sed etiam essentialiter, cum enim dicitur
deus est bonus, vel sapiens, non solum significatur quod ipse sit causa
sapientiae vel bonitatis, sed quod haec in eo eminentius praeexistunt.
unde, secundum hoc, quantum ad rem significatam per nomen, per prius
dicuntur de deo quam de creaturis, quia a deo huiusmodi perfectiones in
creaturas manent. sed quantum ad impositionem nominis, per prius a nobis
imponuntur creaturis, quas prius cognoscimus, unde et modum significandi
habent qui competit creaturis, ut supra dictum est."
(12) Quaestiones disputatae de veritate, q. 2. a. 11; B 3:16c:
"quaedam convenientia inter ipsa quorum est ad invicem proportio,
eo quod habent determinatam distantiam vel aliam habitudinem ad invicem,
... sicut ens dicitur de substantia et accidente ex habitudine quam
accidens ad substantiam habet."
(13) Quaestiones disputatae de veritate, q. 2. a. 11; B 3:16c:
"convenientia etiam quandoque attenditur non duorum ad invicem
inter quae sit proportio sed magis duarum ad invicem proportionum....
sicut nomen visus dicitur de visu corporali et intellectu, eo quod sicut
visus est in oculo, ita intellectus in mente."
(14) Ibid.: "quia ergo in his quae primo modo analogice
dicuntur, oportet esse aliquam determinatam habitudinem inter ea quibus
est aliquid per analogiam commune, impossibile est aliquid per hunc
modum analogiae dici de deo et creatura; quia nulla creatura habet talem
habitudinem ad deum per quam possit divina perfectio determnari. sed in
alio modo analogiae nulla determinata habitudo attenditur inter ea
quibus est aliquid per analogiam commune; et ideo secundum illum modum
nihil prohibet aliquod nomen analogice dici de deo et creatura, sed
tamen hoc dupliciter contingit: quandoque enim illud nomen importat
aliquid ex principali significato, in quo non potest attendi
convenientia inter deum et creaturam, etiam modo praedicto; sicut est in
omnibus quae symbolice de deo dicuntur, ut cum dicitur deus leo, vel
sol, vel aliquid huiusmodi, quia in horum definitione cadit materia,
quae deo attribui non potest, quandoque vero nomen quod de deo et
creatura dicitur, nihil importat ex principali significato secundum quod
non possit attendi praedictus convenientiae modus inter creaturam et
deum; sicut sunt omnia in quorum definitione non clauditur defectus, nec
dependet a materia secundum esse, ut ens, bonum, et alia huiusmodi."
(15) See St. Thomas Aquinas, Quaestiones disputate de potentia Dei,
especially q. 9, a. 7 (B 3:258a); compare also the analysis by McInerny
of the De veritate text in question, in Aquinas and Analogy (Washington,
D. C.: The Catholic University of America Press, 1996), 113-15. This
Dionysian trick, Dr. Ed Houser reminded me, was already cited by Aquinas
in his writing of the first book (c. 1254) of his Commentary on the
Sentences, for example, distinction 3, "divisio primae partis
textus" (B 1:10a).
(16) Strictly speaking, the distinction between aequivocatio a casu
(pure equivocation) and aequivocatio a consilio (equivocation by design)
is implicit in the opening of Aristotle's Categories, but becomes
explicit among the Latins after Boethius. McInerny, in his summing up of
the Latin discussions, puts it thus: "We have seen how often Thomas
will speak of analogous names when there is no occurrence of analogia in
the Aristotelian text on which he is commenting. What we find in the
text is rather discussion of things said in many ways but with reference
to one among them, pros hen equivocals [[GREEK TEXT NOT REPRODUCIBLE IN
ASCII]]. Our contention is that what Aristotle means by such controlled
equivocation, and the accounts he gives of it, are exactly what Thomas
means when he speaks of analogous names"; McInerny, Aquinas and
Analogy, 45-6. See further discussion of pros hen legomenon by G. E. L.
Owen, "Logic and Metaphysics in Some Earlier Works of
Aristotle," in Articles on Aristotle 3. Metaphysics (New York: St.
Martin's Press, 1979), 13-32; and in the same volume G. Patzig,
"Theology and Ontology in Aristotle's Metaphysics,"
313-49.
(17) McInerny puts it this way: "Thomas is noting that there
are inequalities, orderings per prius et posterius, among things talked
about that do not affect our way of talking about them"; Ralph
McInerny, Aquinas and Analogy, 9-10.
(18) See page 19 of the published dissertation of Cyril L. Shircel,
"The Univocity of the Concept of Being in the Philosophy of John
Duns Scotus," Ph.D. diss., The Catholic University of America,
1942.
(19) "Initially," for the early volume is now being
redone.
(20) Cajetan, "On the Immortality of Souls," trans. James
K. Sheridan, in Renaissance Philosophy: New Translations, ed. Leonard A.
Kennedy (The Hague: Mouton, 1973), 46 and following. From this text of
1503, in which he grandly demonstrated the affirmative, Cajetan
underwent a full conversion evidenced through a series of writings--his
Super libros de anima (Rome, 1509); In Epistolas Pauli, especially
Romans 9 (1519); In Evangelia Matthei, chapter 22 (Gaeta, 1527); and In
Ecclesiasten, chapter 3 (Rome, 1542)--over the course of which he came
categorically to assert, with no apologies for or mention of his
polemics of 1503, that no philosopher ever has or could, as a
praeambulum fidei or any other way, demonstrate the immortality of the
individual human soul, although he considered such immortality to be a
truth known by divine revelation.
(21) James A. Weisheipl, "Cajetan (Tommaso de Vio)," in
The New Catholic Encyclopedia (New York: McGraw-Hill, 1967), 2:1053-5.
See also Pierre Felix Mandonnet, "Cajetan (Thomas de Vio
dit)," in Dictionnaire de theologie catholique (Paris: Letouzey et
Ane, 1905), 2:1313-29.
(22) "Abusiva tamen locutio est," is how Cajetan puts it
in his De Nominum Analogia of 1498, n. 21 (in the bilingual edition of
Hyacinthe-Marie Robillard, De l'Analogie et Du Concept d'Etre
[Montreal: Les Presses de l'Universite de Montreal, 1963], 48). The
claim is echoed in his 1507 commentary commentary on the Summa, q. 16,
a. 6 ad 2 (in the four-volume Lyons edition "apud haeredes Iacobii
Iunctae" of 1617, tomus primus, p. 102).
(23) See the detailed discussion in McInerny, Aquinas and Analogy,
21 and following.
(24) McInerny, Aquinas and Analogy, 33-4.
(25) See the entry "Doctrine," in the Encyclopedic
Dictionary of Semiotics, ed. T. A. Sebeok et al. (Berlin: Mouton de
Gruyter, 1986), 1:214.
(26) See page 511 of Anthony Schillaci, "Separation: Starting
Point of Metaphysics," Ph.D. diss., International Pontifical Athenaeum "Angelicum," 1961. Abstracted and summarized in
central thesis by John Deely, "Finitude, Negativity, and
Transcendence: The Problematic of Metaphysical Knowledge,"
Philosophy Today 9 (Fall 1967): 184-206.
(27) Ralph McInerny, The Logic of Analogy: An Interpretation of St.
Thomas (The Hague: Martinus Nijhoff, 1961), 30. See the whole of section
2, "Sylvester of Ferrara," 23-31.
(28) The effort of Klubertanz, St. Thomas Aquinas on Analogy: A
Textual Analysis and Systematic Synthesis (Chicago: Loyola University
Press, 1960) is worth mentioning here as well repaying study. The same
holds for Gerald B. Phelan, Saint Thomas and Analogy (Milwaukee, Wis.:
Marquette University Press, 1941); Bernard Montagnes, La doctrine de
l'analogie de l'etre de apres saint Thomas d'Aquin
(Paris: Beatrice-Nauwelaerts, 1963); Andre Marc, "L'Idee de
l'etre chez Saint Thomas et dans la scolastique posterieure,"
Archives de philosophie 10 (1933): bk. 1, and the same author,
"L'Idee thomiste de l'etre et les analogies
d'attribution et de proportionalite," Revue neo-scolastique de
philosophie 35 (1933): 157-89.
(29) John Poinsot "De Veritate Transcendentali et
Formali," in Joannis a Sancto Thoma O. P. Cursus Theologici Tomus
II, ed. Solesmes (Paris: Desclee, 1934), 590: "est duplex acceptio
veritatis, alia in essendo, alia in cognoscendo, seu alia
transcendentalis, alia formalis."
(30) Erich Przywara, Analogia Entis: Metaphysik (Einsiedeln:
Johannes-Verlag, 1962); Louis-Bertrand Geiger, Participation dans la
philosophie de saint Thomas, 2d ed. (Paris: Vrin, 1953); and Cornelio
Fabro, Participation et Causalite selon S. Thomas d'Aquin (Louvain
and Paris: Nauwelarts, 1961).
(31) Appropriating for the occasion the observation of Aquinas in
his "Prooemium" to Super librum Dionysii de divinis nominibus;
B 4:542a: "accidit etiam difficultas in praedictis libris ex
multis: primo, quidem, quia plerumque utitur stilo et modo loquendi quo
utebantur platonici, qui apud modernos est inconsuetos."
(32) For example, Edward T. Foote writes: "It is because
things really are analogous that the universe presents itself, a unity,
attractive to intellect, and penetrable by knowledge which excels
science. It is because things are analogous that mind can course up and
down the grades (the `steps') of perfections-where univocal unities
would be futile--can freely range transversely from category to
category. By analogies man can go from himself, the being he knows best,
far down to the truth, the goodness, the beauty of all inferior
creation, which is ordered to him; he can rise to know something of what
it means to be a creature without matter. Finally, since beings are
analogous to Being [there we encounter early the magical capitalization
later to become so familiar in contexts where existential Thomists try
to expropriate for their wholly foreign purpose the Heideggerian Sein],
from the existence and perfections of finite things, man can have
knowledge of the transcending excellences, the very subsistence of
God"; Edward T. Foote, "Anatomy of Analogy," The Modern
Schoolman 18 (November 1940), 12-16.
Pure Neoplatonism unconscious of itself. Of course, that is to
begin, not to end, a story. For the idea of "participation,"
central to two of Aquinas's quinque viae, is precisely an
originally Platonic doctrine which becomes central for the metaphysics
of esse, precisely because, as St. Thomas puts it, "ipsum esse est
communissimus effectus primus et intimior omnibus aliis effectibus; et
ideo soli deo competit secundum virtutem propriam talis effectus";
and "ubicumque est virtus divina, est essentia divina,"
because of the indistinction whereby the divine essence is the divine
existence; St. Thomas Aquinas, Quaestiones disputatae de potentia, q. 3,
a. 7; B 3:202b. But this particular story of Thomism and Neothomism I
here have place only to mention, not to enter upon. See the intriguing
beginning in A. F. Russell, "The Semiotic of Causality and
Participation: A New Perspective on the Cajetan-Fabro-Montagnes
Controversy over the Analogy of Being," in Semiotics 1987, ed. John
Deely (Lanham, Md.: University Press of America, 1988), 467-72.
(33) Super librum Dionysii de divinis nominibus, Prooemium; B
4:542a: "plerumque utitur stilo et modo loquendi quo utebantur
platonici."
(34) Ibid.: "ut sacra et divina dogmata ab irrisione
infedelium occultaret."
(35) Robert J. Henle, S.J., St. Thomas and Platonism: A Study of
the Plato and Platonici Texts in the Writings of St. Thomas (The Hague:
Martinus Nijhoff, 1956). An exhaustive, definitive, and magisterial study.
(36) Super librum Dionysii de divinis nominibus, Prooemium; B
4:542b-c: "haec igitur platonicorum ratio fidei non consonant nec
veritati, quantum ad hoc quod continet de speciebus naturalibus
separatis, sed quantum ad id quod dicebant `de primo rerum
principio' verissima est eorum opinio et fidei christianae
consona"--"nor is this rationale for belief of the Platonists
consonant with truth insofar as it contains separated species of natural
relations, but as regards that which it leads them to say of the `first
principle of things' it is true indeed and the opinion they express
is consonant with Christian faith."
(37) In the pitiful case cited, my colleague Dr. Ciapalo informed
me that he and Dr. Curtis Hancock had predicted the occurrence some
years ago as but a matter of time.
(38) From his Grand Logic of 1893, in The Collected Papers of
Charles Sanders Peirce, ed. Charles Hartshorne and Paul Weiss
(Cambridge, Mass.: Harvard University Press, 1931), par. 302.
(39) Mauricio Beuchot and John Deely, "Common Sources for the
Semiotic of Charles Peirce and John Poinsot," The Review of
Metaphysics 48 (March 1995): 539-66.
Correspondence to: University of St. Thomas, Philosophy Department,
3800 Montrose Boulevard, Houston, TX 77006-4696.
JOHN DEELY
University of St. Thomas, Houston
University of Helsinki, Finland