Port state control as an ideal system.
Popescu, Corina ; Varsami, Anastasia Elena ; Hanzu-Pazara, Radu 等
Abstract: It is' well known along the history, that
ship-owners inspected their ships to see if these were apt for
navigation. The main concern throughout the centuries was the ship
floatability. This paper discusses the safety measures and other issues
about the crew's welfare and life which were not taken into
account. Many examples from historical sources point to the fact that
even kings, queens, tsars, pharaohs, sheiks and other monarchs were
interested to inspect the .fleet they had in command and to be certain
that their ships were in good condition. In this article we are going to
present how port state control represents a real step stone to the
improvement of the maritime safety, shipbuilding and security of the
marine environment.
Key words: port, maritime safety, marine environment
1. INTRODUCTION
Nowadays ships are more secure, the crews are more trained than
their predecessors, but in spite of all these measures, accidents still
happened. The evolution of modern economy and the increased concern for
the marine environment, and life itself, allowed the international
maritime organizations to elaborate codes, rules and regulations
limiting the possibility of accidents but the same economy, has its ups
and downs and the ship maintenance, or crew training can be a real
challenge. Even under the hard economical times life must prevail and as
it is well-known, the sea may take a big toll for carelessness.
The international maritime organizations have their own legal
agencies for inspection and law implementation, to prevent the accidents
at sea and loss of human lives.
Port State Control is the control of foreign flagged ships in
national ports. Since the control systems used by the other partners in
the shipping world have proven ineffective in eradicating all
substandard vessels from the seas, port state control stays in practice.
However, port state control is not, and can never be a substitute for
the proper exercise of flag state responsibility. The primary
responsibility to safeguard against substandard ships lies with the flag
states. It is when flag states fail to meet their commitments that the
port state comes into play.
When one reads the literature about the port state control, one
comes across statements to the effect that "port state control is
the last safety net and in an ideal world the port state control would
not be necessary" (Oya Ozcayir, 2004).
2. PORT STATE CONTROL AS AN IDEAL SYSTEM
International conventions have been created and developed on the
basis of the safety of the ships being regulated by the flag states. The
International Maritime Organization (IMO), a specialized agency of the
United Nations, started to develop international treaties and other
legislation concerning safety and marine pollution prevention in the
1950s in order to develop international standards which would replace
the multiplicity of national legislation which then existed. IMO has
produced a mass of legislation over the years and majority of countries
are members of these conventions. If the majority of the countries are
members of these conventions, why is it still possible to find ship
owners or manning agents who force seafarers to risk their health and
lives at sea, or find ships which are unsafe and do not comply with the
required technical conditions under the international conventions? Or
why are there so many crew members who do not know what to do in case of
an emergency?
Shipping is not failing in ratifying new conventions and
international community is not failing in adopting necessary
legislation; but shipping is failing in the application and enforcement
of international legislation, especially the ones on safety, pollution
and crew welfare. As a general rule the implementation of international
conventions is the responsibility of the states that ratified them.
Governments ratifying the international instruments are obliged to
incorporate the provisions into their national legislation. However, in
practice enforcement of international conventions raises many problems.
They may take a long time to be incorporated into the national legal
system of each state. The coming into force of a convention does not
necessarily mean its effective enforcement.
For a considerable period of time, the shipping community relied on
the flag states to provide overall control. This has been very difficult
to achieve especially with the advent of flags of convenience. Flag
states also have gradually relied upon more and more on classification
societies to regulate and control the standards laid down by the IMO.
However, the control mechanisms applied by the flag state and
classification societies have proven to be not good enough to remove the
all-substandard vessels from the industry.
3. THE RULES THAT GOVERN PORT STATE CONTROL ACTIVITIES
In November 1995, IMO adopted resolution A.787 (19)-Procedures for
Port State Control. The resolution was amended in 1999 by resolution
A.882 (21) and will no doubt be further amended in the future. The
resolution is intended to provide basic guidance on the conduct of port
state control procedures and afford consistency in the conduct of such
inspections, the recognition of deficiencies of a ship, its equipment,
its crew and the application of control procedures. It is published by
IMO as a booklet with the title of "Procedures for Port State
Control".
The procedures are not mandatory and only offer guidance to port
states.
The intention of port state control is not to enforce on foreign
merchant shipping any requirement which goes beyond convention
requirements. In other words, the MOUs do not extend the scope of port
state control beyond the international convention requirements:
* The prime responsibility for compliance with the requirements
laid down in the international maritime conventions lies with the
shipowner/operator. The responsibility for ensuring such compliance
remains with the flag state.
* Each maritime authority gives effect to the provisions of the
relevant MOUs.
* "Each authority has to ensure that foreign merchant ships
visiting its ports comply with the standards laid down in the relevant
conventions and all amendments thereto in force" (Gibson, 2006). In
this context, a participating maritime authority regards a ship flying
the flag of another member state as a foreign ship too.
* The MOUs provide for a total number of inspections, expressed in
terms of a percentage, that each of the states party to the relevant MOU shall conduct. Under the Paris MOU the member states have agreed to
inspect 25% of the estimated number of individual foreign merchant ships
which enter their ports during a 12 month period. This percentage is
different in other MOUs. The Tokyo MOU refers to a 75% value and the
Indian Ocean MOU refers to 10% value while Vina del Mar, Caribbean,
Mediterranean, West and Central African and the Black Sea MOUs mention a
minimum of 15% annual inspections.
* IMO and ILO conventions provide the basis for inspections under
the MOUs.
* All possible efforts are made to avoid unduly detaining or
delaying a ship.
* In principle, there will be no discrimination as to flag.
* Inspections are generally unannounced.
* In general ships will not be inspected within six months of a
previous inspection in a MOU port, unless there are "clear
grounds" for inspection. Under the MOUs, the "clear
grounds" justifying the undertaking of further inspections are
defined as:
* a report or notification by another authority;
* a report or complaint by the master, a crew member, or any person
or organization with a legitimate interest in the safe operation of the
ship, the shipboard living and working conditions, or the prevention of
pollution, unless the authority deems the report or complaint to be
manifestly unfounded; and
* other indications which may warrant a more detailed or an
expanded inspection.
In addition to this list, there is a second series of specific
"clear grounds" concerning the compliance of vessels with
onboard operational requirements. These are:
* evidence of operational shortcomings revealed during port state
control procedures in accordance with the 1974 SOLAS Convention, MARPOL 73/78, and the 1978 STCW Convention;
* evidence of cargo and other operations not being conducted safely
or in accordance with IMO guidelines;
* involvement of the ship in incidents due to failure to comply
with operational requirements;
* evidence, from the witnessing of a fire or abandoned ship drill,
that the crew are not familiar with essential procedures;
* absence of up-to-date muster list; and
* indications that the relevant crew members are unable to
communicate appropriately with each other, or with other persons on
board, or that the ship is unable to communicate with the shoe-based
authorities either in a common language or in the language of those
authorities.
4. DEVELOPMENT OF MODERN PORT STATE CONTROL
"Port State Control is an increasingly important measure for
the elimination of sub-standard ships and if a vessel is found to have
deficiencies or is detained as a result of failing a port state
inspection, then high commercial penalties may be incurred"
(Thoresen, 2006). Masters and officers understand how Port State Control
works, and also the importance of maintaining vessels in accordance with
International Conventions. While Flag administrations and Classification
Societies have an important role to play in supervising the safe
operation and examining the structural condition of ships, it is the
responsibility of the Master and crew to ensure on a daily basis that
they are following all the relevant Codes and Conventions.
The new directives of January 1, 2011 impose upon the reinforcement
of the port state control efficiency. The primary responsibility for
control remains with the individual flag state. However, the demand for
increased control and enforcement makes it necessary to redefine the
traditional role and enforcement methods port state control authorities.
The effectiveness of the measures will be highly dependent on whether
uniform practices can be achieved. As the right to refuse access may be
based on inspections undertaken in other member states, uniform
practices are of obvious importance. One risk is that ports of
convenience may develop, which have less stringent enforcement. The
directive may therefore give rise to competition law problems that must
be monitored closely.
5. CONCLUSION
The Port State Control is one of the most important port authority
in all Memoranda countries and in the USA. The main activity of Port
State Control is to insure the maritime safety and to eliminate the
sub-standard ships from the sea. The detentions and other methods of
restrictions regarding the substandard ships are some legal ways to
obtain a more secure and clear sea. The main concern of the nowadays
international maritime organizations is to preserve the marine
environment and life at sea. Safe and security must be the main concern
not only for ship-owners, masters and crews but for the port authorities also. The development of the international maritime laws and the
increased research in shipbuilding are subjects for a well-prepared
PSCO. The recommended training schemes in the present work meet all the
requirements for a well trained PSCO. However, the training schemes are
infinite, according to the development of the modern navigation and
maritime safety.
6. REFERENCES
Gibson, S. (2006). Ports & Terminals Guide 2007-2008 Volume 1,
Fairplay Publications Inc, ISBN 10 1 901290 88 3, London
Oya Ozcayir, Z. (2004). Port State Control, 2nd Edition, Publisher
Lloyd's List, ISBN 978-1-84311-328-7, London
Thoresen, C.A. (2006). Port Designer's Handbook."
Recommendations and Guidelines, MPG Books, ISBN 0 7277 3228 5, Cornwall
International Convention for the Safety of Life at Sea, 1974
(1997). Consolidated Text of the Annex to the 1974 SOLAS convention and
the 1978 Protocol Relating Thereto Incorporating the Amendments adopted
up to 1995
Marine Environment Protection Committee 50, (1993). IMO, London
MARPOL 73/78 Convention- Consolidated Edition, (2002). IMO, London
Standards of Training, Certification and Watchkeeping, (1996) IMO,
London