European empires in the east during the early modern period seminar papers.
Ramada Curto, Diogo
Introduction
DIOGO RAMADA CURTO
Studies of European Expansion in the East during the Early Modern
Period can no longer accommodate the outdated Eurocentric agenda for
explaining the rise of the West. This becomes patently clear when
drawing up a review of the contemporary historiographical literature on
the Portuguese, Spanish, Dutch, English, French or, in short, European
expansion in the Indian and Pacific oceans from the arrival of Vasco da
Gama at Calicut in 1498 to the second half of the eighteenth century.
This is all the more so when a comparativist perspective and a global
scale of analysis, which includes the Russian empire, is adopted.
Europeans, we are now told, mostly adapted and integrated into
pre-existing trade networks and political relations, rather than
establishing or imposing any political or economic supremacy. (1) Only
in very limited areas, such as Goa or Batavia, was any real political
control exercised. Whether the Dutch East India Company was successful
enough to build up a sort of maritime and commercial hegemony in
Southeast Asia during the second half of the seventeenth century is
still a matter of controversy. (2) Following this line, which
effectively minimizes the impact of the West in the East, it would seem
more appropriate to date the rise of Western power in Asia only from
around the 1780s, with the creation of the British territorial empire in
North India, and even then, to see it as dependent on indigenous forces
and local knowledge. (3)
The arguments for limiting what was once considered European
hegemony and the more general tendency towards the deconstruction of the
Western canon converge here. It can no longer be asserted that European
economy, culture and civilization attained a supremacy over other
peoples as a result of processes such as the scientific revolution or
the development of rational patterns of economic behaviour, which were
in turn seen as exclusively European. Likewise, it is no longer possible
to hold to such textbook staples as the rise of the nation-state and
trading companies out of dynamic rivalry and competition, greater
religious tolerance as favoured by the Reformation, an increase in
literacy based upon the re-organization of learning, and the
dissemination of printed books, etc. The exploration of the internal
complexities of each of these processes, on the one hand, and their
subjection to comparative evaluation, on the other--the first, by
embedding each process and its motivations in their social contexts, and
thus either stressing the uniqueness of specific local cultures or
emphasizing the plurality of meanings of objects, subject to different
voices, uses or readings; the second, by confirming the existence of
similar processes in other civilizations, including Asia, during the
Early Modern Period--have rendered these theses problematic, and with
them also the history of what was once considered the European expansion
in the East. (4)
The essays collected here follow the same critical line, and can be
read as contributions towards a wider revision of the field. They
originate from work developed in my graduate seminars at Brown
University (in the departments of Portuguese and Brazilian Studies,
History, and East Asian Studies), and at Yale University (Department of
History), with a group of doctoral candidates in history, some of whom
are specifically interested in this field. All of the essays are based
on primary sources, and aim to demonstrate a good level of familiarity
with developments in the field at large. In some cases the use of
printed primary sources, particularly those at the Beinecke, Hay and
John Carter Brown libraries, is complemented by archival materials from
Portugal, Spain and Italy. Unfortunately, despite its desirability,
there is no paper based on primary sources produced by a student on any
one of the civilizations encountered by the Europeans. In only two
cases, both relating to Goa (studied by J. Celso Alves and Erik Lars
Myrup), can one detect a specific interest in the voiceless, the poor,
or the nameless; people who experienced colonial power from subaltern positions, but who were also able to create their own role as
intermediaries between cultures. (5) In this instance the printed and
manuscript documents available make possible an analysis of the main
power structures and trade corporations, and not only of their actions,
but also the images of themselves they sought to project. (6) Even so,
to restrict the scope of analysis of those structures, however large, to
a mere enumeration of set ideas or general notions would hardly be
satisfactory. And this is precisely where all the articles come together
in addressing the question of how to revise the established images of
the different European overseas empires which tend to reproduce, even
within academic history, the stereotypes rooted in the Black Legend and
the images of oriental despotism. (7) Their approaches and research
exemplify different conclusions.
Perhaps the best way of examining how institutional structures
really worked is through case studies of individual agents and small
groups: a Jesuit friar working between the Philippines and China around
1590; a Hindu who wanted to be a Catholic priest in Goa in the 1730s; a
Jewish merchant house located in the Mediterranean and dealing with Goa;
two French military commanders of the Coromandel coast in the
mid-eighteenth century; or the two most important French and British
cartographers of India of the second half of the century. Each
illustrates the forms of agency available to historical actors, inside
or at the margins of more institutionalized structures. Forms of
negotiation, unexpected turns, conflicts, and situations that proved
beyond the control of large structures are, perhaps, more productive
objects of study, exploring the meaning of actions, instead of taking
for granted institutions such as the Estado da India, the Spanish
Empire, the Society of Jesus, the East India trade companies, or the
beginnings of the French and British territorial empires in India. The
case of the Jesuit Alonso Sanchez, studied by Carlos Aramayo,
exemplifies this by showing how Sanchez's actions were not a direct
result of orders from the Crown or the Society of Jesus, but rather the
product of everyday struggles, arising from different relationships and
embedded in different situations, determined by the relative power of
the state, the Jesuits and the municipality of Macao. The result is a
portrait of a highly contested process involving many actors and many
potential outcomes, a process in which contingency plays an important
role. (8)
The opposite approach is represented by Liam Brockey's study
of the institutional structures of the Society of Jesus and its
missionary activities in China during the seventeenth century. Here the
examination of the work of specific priests reveals how that institution
functioned on the basis of value-goals, channels of communication and
patterns of hierarchy. Yet another way of calling into question the role
of institutions is suggested by Francesca Trivellato and Daviken
Studnicki-Gizbert in their studies of merchant networks and communities.
These stress, for example, the crucial role of choice and decision and
the offsetting of some interests by others within a merchant network.
They also show how the merchant communities functioned by means of
networks with a capacity for establishing cross-cultural relations, and
a flexibility uncharacteristic of more institutionalized organizations.
Finally, Jay Howard Geller's analysis of conflicts between the
French commanders provides a good illustration of the relation between a
governmental structure and individual projects, each embedded in
particular options and interests. (9)
Parallel to this rethinking of the role of institutions based on
the actions of specific agents, is the question of the different
projects and images suggested by the same institutional frameworks,
generally conceived of as state, or even national, structures. Here, the
general aim is to call into question simplistic assumptions linking
power to knowledge. The list of topics here is very rich, including the
Spanish projects for the conquest of China (by Alonso Sanchez), the
strategic racist portrait of Goa by the Dutch traveller Jan Huygen van
Linschoten, the projects for fiscal reform and organization of the
Estado da India (by Francisco da Costa), the images disseminated by the
French Jesuits in Europe about the China mission, the ideas and imperial
expectations of English and Russian intellectuals at the beginning of
the Enlightenment, the images of the Anglo-French wars in India in the
mid-eighteenth century fabricated for a European audience, the French
and English mapping of India and, finally, the heated discussion in
England about the desirability of the British territorial empire in the
making, where the prominence of the speeches of Edmund Burke tend to
overshadow a much larger debate.
The inherent complexities of all these projects become exposed when
they are set against their wider contexts where their precise meanings
are better rendered for closer scrutiny. Against the current fashion of
reducing those discourses and projects to mere representations, all the
articles here share a common interest in uncovering how historical
agents understood the meanings of specific actions and defended their
ideological positions. For example, in his Itinerario Linschoten
presents an inventory of the causes for the decline of the Portuguese
Estado da India, where miscegenation (as discussed by J. Celso Alves) is
given as one of the reasons, and the avoidance of physical work
(referred to by Daviken Studnicki-Gizbert) as another. Yet, while
formulating this criticism of the Portuguese, with its overtones of a
particularly Dutch form of racism, Linschoten also describes the riches
of Goa, comparing its market place to the bourse of Antwerp. Here the
creation of a new colonial project proposed to a Dutch audience was
totally compatible with the demonstration of the dynamism of the markets
already in place. In short, European imperial or colonial projects
coexisted with an acceptance and acknowledgement of the existence of
Asian trading mechanisms, thus refuting the argument that the European
projects for expansion depended upon the idea of a blank space ripe for
occupation.
The imperial projects presented to Peter the Great by Lomosonov
(analysed by Jeremi Suri) reproduced in Russia the statist models of
colonial expansion that circulated in contemporary British political and
intellectual circles. Commerce, state power and patriotic zeal combined
to forge an imperialist view. Therefore, more than a century before the
Great Game, we find the existence of convergent imperialist projects
inspired by identical rationalist ideals. This begs the question of how
to explain the differences between the imperial projects of the two
rival powers. The answer requires us to turn to the differences between
the social and political structures in England and Russia, and leads us
to the conclusion that the meaning of each imperial project can only be
discerned by analysing its function within its specific context.
In another instance, the mapping of India by French and English
cartographers represents both the use of the scientific tools of the
Enlightenment and an act of taking possession. Supposedly this is one of
the best examples for identifying knowledge with imperial power. A more
careful analysis (see Lucy Chester) of the different aspects relating to
the production, content and circulation of the maps, however, reveals
other complexities. For instance, a close reading of James
Rennell's maps reveals how the cartographic discourse was used to
criticize the British Empire. The same conclusion is also supported by
an analysis of the texts written by Willem Bolts, Adam Smith and Edmund
Burke (discussed by Stephen Vella). Burke, for instance, denounced the
English enterprise in India as 'perfectly despotic', which
shows that Western discourses cannot always be seen as either
celebrations of empire or cultural forms of imperialism.
Issues concerning how institutional frameworks function with
respect to the meanings of projects and discourses, particularly as
regards the role of individuals, group dynamics and trade networks,
relate to a number of wider debates in the field. In as much as at least
three of these areas of debate are directly addressed by the essays in
this collection, their broader contribution to the current
re-conceptualization of the historiography of the early modern world
should also be noted. The first concerns a variant of Max Weber's
thesis, which suggests a contrast between the patterns of behaviour,
rationality and organization of Iberians and Northern Europeans. Two
different responses, each with its own intellectual roots in the
tradition originating in the Black Legend, can be found here. One is the
rejection of the opposition between simplistic conceptions of the
archaic and the modern. An acute perception of strategic choices, rather
than just dreams and projects of conquest, the supposed characteristic
of archaic forms of organization, for example, are shown to be present
among the Spanish Crown and the church (Aramayo). Linschoten's
racist view of Portuguese intermarriage in Goa, on the other hand,
similarly discredits the so-called North European model as
representative of a precocious expression of the modern values of
liberty and toleration (Alves). The fact that Petrine Russia embarked on
imperial projects similar to those entertained in England, which aimed
to reinforce the role of the state (Suri), further attests to the
complexity of the historical reality, and repudiates simplistic
dichotomies. Lastly, the process of territorial occupation developed by
the English East India Company in competition with the French
demonstrates how difficult it is to maintain a simplistic division
between a supposed 'role of war and conquest' held by the
state and the imperialism of free trade (Chester, Geller, Vella). A
second response is to question the units of analysis traditionally
associated with variants of the Weberian thesis. Thus, instead of taking
for granted the divisions created by religion (Catholics v. Protestants)
or national groups (Dutch, English, French, Portuguese, etc.), other
social units and identities are explored: the case of Portuguese Jews
among the merchant communities and their networks of trade
(Studnicki-Gizbert, Trivellato); the different 'nations'
within the Society of Jesus, shown to aspire to a cosmopolitan view
(Brockey); the specific configuration of the colonial city, such as in
the case of Goa (Alves, Myrup); and the model of 'composite
monarchy', applied equally to the empire of Philip II (Aramayo),
the British Empire (Vella), and the Petrine Russian Empire (Suri). The
adoption of these units of analysis represents a definitive break not
only with the traditional dichotomies of the Weberian thesis but also
with the different versions of the Black Legend.
Another theme addressed by these essays concerns the different
European state structures. Adopting the notion of 'Greater
Britain' British Empire specialists have recently taken up the old
idea that empire building was an extension of state formation. (10) This
claim to British history as imperial history raises at least two
problems. One concerns its spatial dimension: even if we accept the
tendency to define the Atlantic as the correct scope for this kind of
British history, ignoring British imperial developments in India,
particularly in light of C. A. Bayly's studies, it constitutes a
serious omission. The second problem concerns its relative starting
point or periodization: if we accept this claim for a link between state
formation and empire it is difficult to hold on to the notion of British
exceptionalism. Even prior to the Dutch Republic in the Spanish Empire,
and perhaps even more so in the case of the Portuguese monarchy, one can
find cases of a direct relation between state formation and empire.
Geoffrey Parker has made this point in relation to the Dutch case. (11)
So too has John Elliott for the Spanish, even if he does distinguish the
territories of the Americas as an 'extension of Europe in a way
that Asia and Africa could never be'. (12) Lately and, perhaps, as
recent critical studies suggest, for ideological reasons of political
correctness, some Portuguese historians have erroneously represented the
process of Portuguese state-building during the seventeenth century as
being independent from the larger Portuguese Empire. For this reason a
number of the essays seek to show the importance of taking the European
imperial process seriously both with reference to state institutions
(Aramayo, Suri, Geller, Chester, Vella) and religious organizations
(Aramayo, Brockey, Myrup).
The last, but not least important theme of these essays concerns
the need always to begin with the study of the different societies,
economic relations, powers, cultures and peoples differently encountered
by the Europeans in Asia. Even if we accept that some images and
projects which sought to represent Asia as a blank space open to
inscription, or as a space of social disorder, were intended for the
European public and in justification of different formulations of the
civilizing mission, the following essays underscore the danger of
generalizations, focusing instead on forms of actual interaction. One of
the most radical formulations, the project of conquering China at the
end of the sixteenth century, for example, was the result of a kind of
utopian vision arising from a lack of concrete knowledge of China
(Aramayo). Elsewhere, one of the most common goals of an institution
such as the Society of Jesus consisted in gathering information about
the land and people for potential conversion (Brockey). It is also
possible to find cases of people living in two different worlds without
necessarily experiencing a feeling of conflict, as was the case with the
native clergy or Christian converts in Goa; which means that encounters
cannot be generalized reductively to the image of colonial control over
a passive mass (Myrup). Again in Goa, wealthy local merchants, probably
of Hindu origin, belonged to a large trade network dealing in diamonds
and coral, that included Lisbon and Livorno, which illustrates another
specific kind of partnership (Trivellato). The role of local agents in
India is also examined through Ananda Ranga Pillai, a Tamil working for
Dupleix as a trading agent (Geller). Following C. A. Bailey's
studies, the vitality of the regional powers apparently under the Mogul
empire, and the importance of local systems of information are shown to
have made the Europeans participants in the Indian game and dependent on
locally available opportunities and options (Geller, Chester). Finally,
from the involvement of British intellectuals and administrators in the
defense of the Bengalis against the East India Company, one can sense
local resistance to the forms of European control and colonial
exploitation (Vella).
In order to reproduce something of the spirit of the seminars from
which they originate, more specific comments on each of the papers is
now in order. These follow the order in which the papers appear here.
Carlos Aramayo's essay develops as a life-story of the Jesuit
Alonso Sanchez, a figure well-known from the studies of Horacio de la
Costa, S.J., and Charles Ralph Boxer. (13) A number of points should be
noted. Sanchez's plan to conquer China falls into the category of a
larger series of plans of territorial conquest related to the Spanish
tradition developed in the Americas. (14) The historical context was,
moreover, favourable to such projects, with a decisive shift from a
sea-borne to a more land-based conception of empire having occurred in
the late sixteenth century. (15) The opposition to such projects, too,
belongs to a then current practice of political debate found at least
within the different administrative councils. Occasionally the debate
reached a wider audience in print, as happened in 1577 when Bernardino
de Escalante called for a diplomatic mission to the Chinese emperor to
convert that country while explicitly denouncing any attempts at
conquest. (16) Indeed, criticism of ambitious imperial projects
converged from different quarters: the opposition of the Jesuit Pedro de
Ribadeneira and the Italian Giovanni Botero, for one, and the
contemporary literary genre of shipwreck narratives, with its criticism
of the vanities of long voyages and large empires, for another. (17) A
second aspect stressed in this essay concerns the relations between
Macao and Manila. Aramayo argues that although under the same king,
Philip II, the Portuguese and Spanish maintained their own separate
jurisdictions, reflecting their divergent interests. This he shows in
terms of how the mission of Alonso Sanchez to Macao was presented to the
Crown as a great victory, and the oath of allegiance celebrated there.
Rumors about the support garnered by D. Antonio, the great opponent of
Philip II, were then put to rest. (18) The Portuguese in Macao could not
share the dream of conquering China, for they not only knew just how
fantastical such a plan was, but also how its implementation would
endanger them and threaten their commercial interests. (19) However,
this is only part of the story. The Portuguese needed to safeguard their
relations with Manila to protect their own trade with China, since they
needed to obtain silver from Potosi. As a matter of fact, the so-called
Manila Galleon was connected with the interests of Portuguese groups on
both continents. In the Americas, starting at the end of the sixteenth
century, Portuguese New Christians gained control over the circuits of
silver distribution to the point where, by the 1630s, they started to be
persecuted by the Spanish authorities. In Macau the level of penetration
of the Portuguese into the Manila trade led to the same kind of Spanish
opposition. It is in this light that one must consider the arguments
over the conquest of China by groups of Portuguese merchants during the
age of Philip II. One last remark on Aramayo's narrative concerns
the relations between the various institutions to which he refers. They
include the Council of Indies, the Society of Jesus, the Spanish
authorities in Manila represented, above all, by the governor, the
Bishop of Manila and the municipal and ecclesiastic authorities of
Macao. The relations established between them can be defined more as the
product of contingencies and individual decisions than of
well-established, organizational norms. In other words, rather than
simply regular institutions at work, we find specific circumstances and
concrete agents. This is admittedly a bias of the narrative approach
adopted by Aramayo, but a useful reminder all the same that what was
perhaps the most centralized European state structure of the time, the
Spanish Empire, itself developed from the logic of circumstance.
In the second essay, Liam Brockey presents his strategy for
researching Jesuit missionary activities in China during the seventeenth
century. He calls for a return to essentially religious motivations as
the main criteria for analyzing the work of the Society of Jesus, as a
corrective to the studies that have over-emphasized the more
intellectual or even scientific agendas of certain Jesuits in China.
(20) One of the problems raised by the essay can be translated into
Weberian terminology as the relation between the forces of charisma,
devotion, and an impulse for conversion, on the one hand, and the
bureaucratic forces that organize everyday actions and forms of control,
on the other. (21) This essay suggests that there is a direct
correspondence between the motives of individuals and the forms of
institutional evaluation of each member. Is this a result of the bias
imposed by the documents, which aim to provide a series of
'psychological' judgements, or is it rather a case of a
genuine correspondence between the motives and meanings of the action of
individuals and the more structural work of an institution? If it is the
latter, then the argument needs to be confirmed in greater depth, since
it is not common to find such a correspondence. At a more concrete and
less conceptual level, another problem Brockey raises concerns the
levels of interpretation that, even lately, continue to be influenced by
the Black Legend. This is a crucial task if one intends to understand
the role of different European nations within a society sharing
'cosmopolitan' values. The best sources of inspiration for
studies of the Portuguese Jesuits, in Japan and world-wide, are by
Charles R. Boxer and Dauril Alden respectively. But Brockey calls
attention to the images fabricated in France and disseminated throughout
Europe at the end of the seventeenth-century after the arrival of French
Jesuits in China. After that, a number of books established an archaic
image of the Portuguese Jesuit missionaries in China, in contrast with
the scientific interests of other nations within the Society of Jesus.
Not by chance the same thing occurred in relation to Goa, when Charles
Dellon propounded the image of the intolerance and decline of the
Portuguese Estado da India. (22)
The contrast between representations circulating in Europe and the
relationships established by the Portuguese in the East is also present
in Jose Celso de Castro Alves's essay on Goa. Based on a reading of
published documents, Alves suggests a kind of alliance between
lower-class Portuguese and native inhabitants interested in trade. This
is presented as the ideal way to consider such a cross-cultural group of
subalterns, and radically breaks with the established tradition. It is
worth recapping: in 1596, after a period of residence in Goa, the Dutch
author Jan Huygen van Linschoten published his Itinerario naer cost ofte
Portugaels Indien, in which he offered an explanation for Portuguese
decline, based specifically on their miscegenation with an
'inferior' people. This text was widely circulated. It was
translated into English and German in 1598, and published in two
different Latin versions in 1599. The French version, which came out in
1610, was reprinted several times, as was the Dutch edition. (23) The
long life of this argument is hard to trace, but the argument is still
explicitly present in the work of the twentieth-century Portuguese
historian Jaime Cortesao, and in particular when he lists the causes of
Portuguese decline in the 'Orient'. (24) However, what should
be questioned here is conventional analysis which refers his criticism
of the 'yellowing' of Goa to its Dutch origins. Imputing it to
a Dutch culture characterized by racism dangerously courts the old
thesis, which is full of ideological pitfalls, of a contrasting
Portuguese natural adaptability overseas. (25) But could
Linschoten's discourse, written after a lively period in Goa where
he served as secretary to the bishop, be considered rather a mirror of
the local political debate within elite Goan circles? If this is the
case then, rather than a contrast between supposed Portuguese forms of
integration and Dutch racism, we should be thinking in terms of an
opposition between subaltern alliances and hegemonic discrimination. In
any case, to avoid simplistic dualities it would be wise to compare the
case of Goa with other colonial cities such as Batavia or Manila. (26)
The next contribution also takes its inspiration from
micro-history. Erik Lars Myrup presents the case of Constantino, a
Catholic priest born in Salcette, one of the Goa provinces, and
interrogated by the Inquisition in 1736 for Hindu practices.
Myrup's main concern is to reconstruct the misunderstandings of the
prosecutors to provide an insight into their failure to deal with the
intellectual constructions of someone who literally lived in two
different worlds. (27) Indeed the essay clearly stresses this interest
in hybrid figures when it proposes a comparison with groups living on
the margins or working as intermediaries between cultural frontiers in
Brazil and the Philippines. Another possible comparison would be with
renegades. However, instead of using his case-study and the archival
evidence to emphasize that marginality or peripheral status, the
evidence is put to work to address a crucial problem faced by any
colonial order: the question of local collaboration. In these terms the
focus shifts from the periphery to the centre. The figure of the native
priest corresponds to a strategy practised by various religious orders
and reinforced by different viceroys during the eighteenth century. (28)
His local knowledge, and more specifically his fluency in different
languages, made him a valuable agent in the service of the values and
decisions of the centre. Or at least so the colonial authorities thought
and intended. The native priest, even more than the native soldier,
should be seen as one of the sinews of power. However, there are two
problems with this. The first concerns the way native priests in Goa
used a Catholic discourse to develop a local debate on the hierarchy of
castes: a case where agents, who in principle were considered as
subalterns, clearly participated in the colonial order, appropriating it
to translate or even resolve their local conflicts. (29) The second
concerns another form of agency which can be ascribed to local priests
and other men of religion. Voltaire gives expression to just such agency
in his Dialogue entre un Brachmane et un Jesuite sur la necessite et
l'enchainement des choses of 1756. (30) Indeed, this dialogue must
not be seen as a mere fiction in the Enlightenment tradition. There are
many examples of Hindu intellectuals finding expression in the European
circuits of written communication; among them, Ananta Camotim Vaga
(1752-93), official translator of the Estado da India, to whom are
attributed the Noticia Summaria do Gentilissimo and the Traducao
Summaria do Bagavota Guita. (31)
Daviken Studnicki-Gizbert's paper raises important questions
about the role of merchant communities and networks of trade. His
starting point is a re-evaluation of the role of Portuguese private
traders, operating in competition with the official state structures in
the East, yet always defined as pre-modern, while English private
traders are seen as modern. In fact both groups, operating within the
informal relations of the market of the intra-Asian trade, as distinct
from the more formal and strictly hierarchical structures of exchange
which governed the official trade between Asia and Europe, are equally
characterized by the strategic safeguard of their interests and
capitalizing on opportunities. This framework, which pits the role of
markets and merchants against that of more institutionalized or state
structures, is well known. One of the most original ways of addressing
this question was put forward some years ago by K. N. Chaudhuri in
relation to the Indian Ocean. He envisaged the trading communities there
before the arrival of Vasco da Gama as working in a dynamic context of
free trade, where the state provided legal regulation and conditions of
stability, but did not interfere directly with commerce. By contrast, a
model of permanent state intrusion and military protection of commerce,
in the Mediterranean tradition, was introduced into the Indian Ocean by
the Europeans, which step by step subverted indigenous markets and forms
of exchange. (32) This macro perspective, which ascribes to the
Europeans the imposition of the power of the state, neatly inverts the
cliche of oriental despotism. However, the debate about the agency and
behaviour of different merchant communities operating in the Indian
Ocean, Southeast Asia and the China Sea during the early modern period
cannot be reduced to such terms. Specifically addressing the Portuguese
case, Michael Pearson has shown that the presence of private traders can
be documented from the beginning of the sixteenth century, thus
challenging the claim that Portuguese private traders only began to
appear in response to the decline of state structures during the latter
part of the century. (33) In earlier work Pearson had argued the need to
see the role of these same Portuguese groups in terms of partnerships
with local groups. (34) It is precisely this kind of interaction,
suggestive of a Portuguese way of 'going native' in the East,
perhaps completely different from the behaviour of Portuguese traders in
the Atlantic world, that Studnicki-Gizbert proposes to apply in a wider
context.
Francesca Trivellato addresses the same sorts of questions by
reference to the rich correspondence of an eighteenth-century commercial
house of Portuguese Jews in Livorno trading in diamonds and coral. She
hones her skills as a researcher by demonstrating how a network composed
of different trading houses in Livorno, Lisbon and Goa functioned. The
main characteristic of these relationships is that they are, to use
Philip Curtin's expression, 'cross-cultural', meaning
that they cannot be reduced to a single social identity, comprising as
they do Portuguese Jews in Livorno, Italians in Lisbon and, perhaps,
Hindu merchants in Goa. Commercial interests are therefore independent
of ethnic, national or religious ties. This is in sharp contrast to the
pattern defined by the Armenians outlined by Curtin. The problem lies in
detaching the network from the identities of the participants. One
possible justification would be the claim that because the mechanisms of
economic exchange are autonomous, they are not embedded in the cultural
frameworks suggested by Karl Polanyi. (35) In other words, to postulate an autonomous economic sphere. However, a better response would be to
investigate the specificity of this very specialized intercontinental
trade based on diamonds and coral. The famous Abbe Raynal, for example,
showed himself sensitive to this point:
Aucune des compagnies qui exercent leur privilege exclusif au-dela
du Cap de Bonne-Esperance, n'entreprit le commerce des diamans. Il
fut toujours abandonne aux negocians particuliers; et, par degres, il
tomba entre les mains des Anglais, ou des Juifs et des Armeniens, qui
vivoient sous leur protection. Aujourd'hui ce grand objet de luxe
et d'industrie est peu de chose. (36)
A final point raised by Trivellato's essay concerns a
historiographical question on an issue already raised by
Studnicki-Gizbert. Why is it 'no small paradox that British
historiography is the only one to emphasize the involvement and
importance of informal relations in the construction of a European
national empire in the East'? The answer would appear obvious: it
is a paradox to call attention to informal relations in the context of
what is virtually a celebration of the successful role of formal
institutions, such as the English East India Company, representing the
most rational and modern form of organization. However, a more searching
examination of the origins of the theme of 'informal empire'
in the British historiographical tradition and its internal debates,
particularly the discussions concerning the nineteenth century, may
suggest a more complete answer. (37)
In 1770, Raynal wrote about Russia. After a brief reference to the
conquests to the East in the 'Tartarie Chinoise', and the
conquests around the Caspian Sea and Persia he said: 'cet empire
qui, comme tous les autres, a eu de foibles commencements, est devenu,
avec le tems, le plus vaste de l'univers. Son etendue,
d'Orient en Occident, est de deux mille deux cens lieues, et
d'environ huit cens du Sud au Nord'. (38) As a matter of fact,
such estimations of the Russian Empire would continue until the
nineteenth-century Great Game. But in fact Russia, whether as an object
of research in its own right or as a subject of comparison, has been
very unevenly covered in the field of Early Modern European expansion
studies. (39) Jeremi Suri's merit lies precisely in calling
attention to Russian imperialism during the age of Peter the Great. By
stressing the comparison with the English case he confirms an idea which
is not well established, that Russian intellectuals and administrators
were as attracted to state imperial projects as their English
counterparts--at least in terms of ideas and projects. There are
therefore many points in common between Petrine Russia and England
during 'the growth of political stability'. (40) Based on this
comparison, Suri, along with others in this collection, is strongly
critical of the supposed opposition between modern, strictly commercial
north European countries, and pre-modern identities such as Portugal,
Spain and Russia. Where England is concerned, one way of demonstrating
this common interest in imperial projects supported by the state would
be to trace the reception of the image of the Dutch empire there, or to
attest demands for a strong investment in the military, which clearly
contradict the idea of state-free colonial projects at the end of the
seventeenth century. (41)
Where Russia is concerned, however, Suri does not explain how
imperial projects met the expectations of the new Petrine political
culture, which was similar to the model of European
rational-bureaucratic political authority, without necessarily replacing
the more traditional Muscovite politics of kinship, patronage and
personal feuds dominated by the interests of the nobility. (42) Neither
does he try to explain how imperial projects, a concept supposedly
borrowed from Europe, were finally 'compatible with the old
hypertrophic model of state'. (43) Finally, one should understand
more fully the range of different territories considered as targets of
Russian imperialism. In the so-called Testament of Peter, one of the
main goals was to 'conquer the Levant, in order to dispose
exclusively of the commerce of the Indies and thus become the true
sovereign of Europe'. (44) However, it seems that the expansion
into Central Asia was more effective, raising the important question of
the economic dynamism of those territories. Were they conquered because
they were in a state of economic depression, or were they coveted precisely for their riches? Recent research suggests the continuing
importance of the caravan trade in Central Asia, and has sought to
dispel the image of backwardness traditionally ascribed to the area
during the seventeenth and eighteenth centuries. (45) If this was so,
then Russian expansion is also representative of the model of an
imperial state expanding in search for rich, dynamic territories.
Jay Geller's essay focuses on the different French imperial
attitudes in the mid-eighteenth century. The main conflict here is
between Dupleix and La Bourdonnais. Dupleix advocated a policy of
neutrality, thus avoiding risky interference in local rivalries and also
a direct confrontation with the English East India Company. As governor
since 1742 he was successful in improving Pondicherry's
participation in the trade networks, while at the same time amassing a
considerable fortune with the help of local trade agents and his wife.
His neutrality can also be explained in terms of the tradition of
amicable Anglo-French relations that continued until late in the
century, at least with regard to scientific and intellectual matters,
and in spite of the war between the two nations. La Bourdonnais
denounced this 'perfect neutrality' as folly, and launched a
long-planned aggressive policy in India. Geller's suggestion of
these two contrasting policies, while interesting, is controversial on
two accounts. First, his analysis of the political game on the
Coromandel coast is restricted to the French perspective. Here, his main
arguments concern the complexity of defining the French enterprise,
obviating the more reductive and common stereotype of the French in
India as more state-oriented than the English, who were driven by
strictly commercial reasons. As a matter of fact, if we take seriously
the position of neutrality defended by Dupleix, precisely the opposite
was true: he thought that the Compagnie des Indes could not provide
Pondicherry with the same state-backed financial and military support
that the East India Company could count on. Second, as someone who is
well read in the work of Christopher Bayly, Geller recognizes the need
to think of this political game as largely locally defined, where
Europeans played as near-equals with diCerent local powers. In this
sense, therefore, his essay does not represent a return to the old view
which saw matters narrowly in terms of Anglo-French rivalry, with a
British victory automatically resulting in their successful occupation
of the void left by Mughal decline. However, even though Geller is
dealing specifically with only one of the sides in the political game,
it would still be useful for him to have examined more closely the kinds
of notions and information the French had about other parts of India,
particularly about the local powers who were in theory regional vassals
of the Mughal, but in practice very powerful in their own right.
This shift from a one-sided view of history to a more encompassing
perspective focused on the relations between the many actors is also
required to put to rest a certain number of stereotypes. Richard Tracy,
for example, has argued that, within the internal channels of
communication established by the Dutch V.O.C. in Surat, quite accurate
knowledge existed about the role of local authorities and their
relations with the Mughal state, which stood in clear contrast with
Mughal views propagated by the majority of books published in Europe.
(46) While the images propagated in Europe were dominated by the
stereotype of oriental despotism, Dutch agents working in the field had
more accurate information concerning the failures that limited that
seemingly centralized structure. Moreover, that kind of detailed
information was already current and available in print in the eighteenth
century. One concrete proof of this is directly related to the
Anglo-French wars, and appeared in the opening pages of a book published
in 1769:
It is generally supposed, that the Peninsula within the Ganges is
under immediate government of the Mogul himself, and that the royal
mandates from Delli are, according to the received notion of so
arbitrary a dominion, obeyed in the most remote parts of the coast. This
is so far from the truth, that a great part of that vast Peninsula never
acknowledge any subjection to the throne of Deli, till the reign of
Aurengzebe; and the revenues from those Indian kings and Moorish
governors, who were conquered or employed by him, have, since his death,
been intercepted by the viceroys, which his weaker successors have
appointed for the government of the Peninsula: so that at this time
neither can the tribute from the several potentates reach the Court of
Delli, nor the vigour of the government extend from the capital to those
remote countries. And ever since the province of Indostan was ruined by
Nadir Shaw, the weakness of the Mogul, and the policy and confirmed
policy of the Viceroys have in a manner confined the influence of the
government to its inland department. (47)
Anglo-French competition can also be seen in the diCerent attempts
at mapping India, especially during the second half of the eighteenth
century. Lucy Chester uses the scheme proposed by Roger
Chartier--production, content and reception--to analyse the maps made by
Jean-Baptiste d'Ainville and James Rennell. In both cases, it is
possible to appreciate the effort that went into creating scientific
mapping in place of the older imaginative maps. Rennell's maps,
made in India between 1763 and 1777, filled the white spaces left by
d'Ainville with new information. But, as he himself recognized in a
letter written at the end of the eighteenth century, his Map of
Hindoostan (1783) was soon out of date:
Believe me, Sir, when I say that I pride myself on nothing so much
as in having originally laid a foundation of Indian geography, and which
is all that I pretend to, for at that day we were compelled to receive
information from others respecting the interior of the country, but in
your time you explored for yourselves. I have only the merit of
furnishing a dim light by which others groped their way. (48)
It would be simplistic therefore, to contrast d'Ainville with
Major James Rennell, on account of the first being Paris-based and the
second a traveller in India, since the latter openly declared how much
he too relied on information collected by others. Chester correctly
considers that this indigenous knowledge was crucial, and all the more
so since it seems that one of his informers was a sepoy officer. This
further confirms the argument recently advanced by C. A. Bayly, which is
critical of that developed by Said's followers, that imperial
knowledge is not necessarily a mere Western construction, but some of
its forms build on accurate local knowledge. (49) But there are other
ways of challenging the simplistic relation between knowledge and power,
which in this case means cartography and empire: the collaboration
between intellectuals interested in antiquities, for example, such as
the French traveller Abraham-Hyacinthe Anquetil-Duperron, or in
cartography, like Rennell, which cross national barriers. This is the
case with the Description Historique et Geographique de l'Inde, to
which the Jesuit Joseph Tieffenthaler also contributed. However, the
debate between d'Anville and Rennell also includes a later episode
concerning the mapping of Africa. (50) In view of this it is possible to
venture the generalization that cartography provided a key to an
imperialism that emphasized the superiority of the European empires,
whether British or French, but it is also necessary to follow events in
order to recognize that at each instance compromising maps represent
'a series of competing interpretations of the world around
them'. (51)
The last essay, by Stephen Vella, summarizes the views expressed by
Willem Bolts, Adam Smith and Edmund Burke concerning the East India
Company and the British presence in Bengal. All three share a very
critical perspective of East India Company rule over the Bengalis,
starting with Bolts' Considerations on India Affairs (1772),
followed by Smith's Wealth of Nations (1776) and ending with
Burke's contribution to the debate on Fox's India Bill on 1
December 1783. This problem is well known through the work of Peter J.
Marshall. (52) The criticisms raised by these discourses are based on a
common political language, directed not only against tyranny, despotism,
corruption and self-interest, as practiced by some leading individuals,
but also at monopolies themselves, which were seen as contrary to the
public good and larger national interests. The mobilization of this kind
of rhetoric--full of moral implications and used to demonize the Company
and, more particularly, its Governor-General, William Hastings--was
nothing new. As a matter of fact, it clearly follows in the tradition of
religious and political debates, framed in terms of the struggle of good
against evil, that circulated in the form of pamphlets and political
tracts at different times throughout the early modern period. However,
Vella suggests that these writers, defined simultaneously by their
Britishness and by their marginal position in relation to English
identity, approached the question of the emerging imperial project in
relation to that of British ('national') identity. In short,
their criticism of the Company was framed both by their concerns over
the defense of the imperial project, and by their interest in the
formulation of an ideology of Britishness. I would like to add, at least
in Burke's case, that the attack against the Company led him to an
apologetic defense of Indian society, which shows that an imperial
project could also coexist with an idealized or positive portrait of the
native population. In his own words:
This multitude of men does not consist of an abject and barbarous
populace; much less of gangs of savages, like the Guaranies and
Chiquitos, who wander on the waste borders of the river of Amazons, or
the Plate; but a people for ages civilized and cultivated; cultivated by
all the arts of polished life, whilst we were yet in the woods. There,
have been (and still the skeletons remain) princes once of great
dignity, authority, and opulence. There, are to be found the chiefs of
tribes and nations. There is to be found an ancient and venerable
priesthood, the depository of their laws, learning, and history, the
guides of the people whilst living, and their consolation in death; a
nobility of great antiquity and renown; a multitude of cities, not
exceeded in population and trade by those of the first class in Europe;
merchants and bankers, individual houses of whom have once vied in
capital with the Bank of England; whose credit had often supported a
tottering state, and preserved their governments in the midst of war and
desolation; millions of ingenious manufacturers and mechanics; millions
of the most diligent, and not the least intelligent, tillers of the
earth. (53)
These ten essays, written by researchers at the start of their
careers, deserve careful reading. They all demonstrate both serious
attention to primary sources and to the main historiographical debates
in the field, and a high consciousness of the need to formulate explicit
arguments focused on specific problems. The main goal at present was not
exhaustively to cover the field of European expansion in the East during
the early modern period. The main value of these essays lies in their
exploratory or experimental nature rather than in any claim to
comprehensiveness.
Four other themes were present in the seminar, and even if they did
not find a place in this volume, they are important enough to warrant a
reference. The first concerns the particular attention devoted to
specific areas. In this regard, the use of the expression 'the
East', reflects the old concept of the East Indies, encompassing
not only the Indian subcontinent and China, but also areas from East
Africa to Japan or Southeast Asia. As a matter of fact, the expression
'Maritime Asia', and the fascinating studies associated with
it, excludes the political units and dynamic port-cities of East Africa.
(54) The second theme addresses an understanding of social groups based
upon gender divisions. The theme of intermarriage between European men
and Asian women, recently studied with respect to the Dutch in Batavia
by Leonard Blusse, deserves more attention. Thirdly, the use of Asian
sources, which I have emphasized elsewhere, in studying the different
'processes of expansion' in Asia also calls for further work.
(55) Finally, historians must also make better use of visual
documentation, and not merely maps, which is demonstrated by one of the
essays here. Visual representations are yet another area in which
contacts between different cultures is in need of further study.
The organization of the seminar and the following papers was only
possible as a result of the initial invitation extended to me, and
through the help and support of the many people involved. A mere list of
names, while of course giving no sense of their varied and valuable
support, is a pleasurable reminder of my debt to the many people and
institutions involved. At Brown, Onesimo Teotonio de Almeida, Philip
Benedict, Jerome Grieder, James MacClain, Anthony Molho; and at Yale, K.
David Jackson, Stuart Schwartz and Robin Winks. In Portugal, Francisco
Bethencourt launched a very attractive programme of research fellowships
at the Biblioteca Nacional de Lisboa which set an excellent example for
an international community of studies. In this regard the support of the
Luso-American Foundation and the Fundacao Oriente was crucial, enabling
Liam Brockey, Eric Myrup, Francesca Trivellato, and other of my graduate
students to conduct their research in Portugal. I would like to put on
record my gratitude to the Fundacao Oriente, to Carlos Monjardino, its
President, Joao de Deus Ramos, and Joao Calvao. My thanks go to Rui
Machete, President of the Luso-American Foundation, and to both
Bernardino Gomes and Luis dos Santos Ferro. A special mention must also
be made to the Calouste Gulbenkian Foundation in the person of Jose
Blanco. Finally, I wish to thank Helder Macedo and AbdoolKarim Vakil for
their reception to my proposal to publish this collection of papers in
Portuguese Studies, and to Toni Huberman for her invaluable editing and
production work on the texts.
Brown University
(1) The Age of Partnership: Europeans in Asia before dominion, ed.
by Blair B. King and Michael N. Pearson (Honolulu: University Press of
Hawaii, 1979), pp. 15-41; Philip D. Curtin, Cross-Cultural Trade in
World History (Cambridge: Cambridge University Press, 1984); India and
the Indian Ocean 1500-1800, ed. by Ashin Das Gupta and M. N. Pearson
(Calcutta: Oxford University Press, 1987), pp. 276-316; The Rise of
Merchant Empires: Long-distance trade in the early modern world,
1350-1750, ed. by James Tracy (Cambridge: Cambridge University Press,
1990), pp. 371-99; Emporia, Commodities and Entrepeneurs in Asian
Maritime Trade, c. 1400-1750, ed. by Roderich Ptak and Dietmar
Rothermund (Stuttgart: Steiner, 1991); Merchants, Markets and the State
in Early Modern India, ed. by Sanjay Subrahmanyam (Delhi: Oxford
University Press, 1990), pp. 242-65; Merchant Networks in the Early
Modern World, ed. by Sanjay Subrahmanyam (Brookfield: Variorum, 1996).
(2) Jacob Cornelis van Leur, Indonesian Trade and Asian Society:
Essays in Asian Social and Economic History (The Hague: van Hoeve,
1955); On the Eighteenth Century as a Category of Asian History, ed. by
Leonard Blusse and Femme Gastra (Aldershot: Asgate, 1998); Denis Lombard, Le Carrefour Javanais: Essai d'histoire globale, 2 vols
(Paris: E ditions de l'Ecole des Hautes Etudes en Sciences
Sociales, 1990).
(3) Christopher A. Bayly, Indian Society and the Making of the
British Empire (Cambridge: Cambridge University Press, 1988); Bayly,
Empire and Information: Intelligence gathering and social communication
in India, 1780-1870 (Cambridge: Cambridge University Press, 1996).
(4) Victor Lieberman, 'Transcending East-West Dichotomies:
State and Culture Formation in Six Ostensibly Disparate Areas',
Modern Asian Studies, 31 (1997), 463-546. Arguing for a wider period as
a framework: Jack Goody, The East in the West (Cambridge: Cambridge
University Press, 1996).
(5) Anthony Disney, 'The Portuguese Empire in India c.
1550-1650: Some suggestions for a less seaborne, more landbased approach
to its socio-economic history', in Indo-Portuguese Sources: Sources
and problems, ed. by John Correia Afonso (Bombay: Oxford University
Press, 1981), p. 156 (case of a lingoa, working as middleman); Michael
N. Pearson, The Portuguese in India, in New Cambridge History of India,
4 vols (Cambridge: Cambridge University Press, 1987), I, 61 ('more
reciprocity than domination'), I, 81 ('interaction not
domination').
(6) European images of Asia were discussed in the seminar, after
the reading of Donald F. Lach, Asia in the Making of Europe, 3 vols
(Chicago: Chicago University Press, 1965-1993). An interesting criticism
of Vol. III can be found in M. N. Pearson, '"Objects
Ridiculous and August": Early Modern Perceptions of Asia', The
Journal of Modern History, 68 (1996), 382-97. For a review of the
literature on perceptions of other civilizations, with reference to the
essential bibliography see the introduction to Implicit Understandings:
Observing, reporting, and reflecting on the encounters between Europeans
and other peoples in the early modern era, ed. by Stuart Schwartz
(Cambridge: Cambridge University Press, 1994), pp. 1-19.
(7) For a simplistic reproduction of old stereotypes based on the
Black Legend: Wolfang Reinhard, 'The Seaborne Empires', in
Handbook of European History 1400-1600 Late Middle Ages, Renaissance and
Reformation, ed. by Thomas A. Brady, Jr; Heiko A. Oberman and James D.
Tracy, 2 vols (Leiden: Brill, 1994), I, 639-59.
(8) James Scott, The Moral Economy of the Peasant: Rebellion and
subsistance in Southeast Asia (New Haven: Yale University Press, 1976);
Scott, Domination and the Arts of Resistance: Hidden transcripts (New
Haven: Yale University Press, 1990); Everyday Forms of State Formation:
Revolution and Negotiation of Rule in Modern Mexico, ed. by Gilbert M.
Joseph and Daniel Nugent (Durham: Duke University Press, 1994);
Florencia E. Mallon, 'The Promise and Dilemma of Subaltern Studies:
Perspectives from Latin America History', American Historical
Review, 99 (1994), 1491-515; Mallon, Peasant and Nation: The Making of
Postcolonial Mexico and Peru (Berkeley: University of California Press,
1995).
(9) Peter A. Hall, 'The Role of Interests, Institutions, and
Ideas in the Comparative Political Economy of the Industrialized Nations', in Comparative Politics: Rationality, culture, and
structure, ed. by Mark Irving Lichbach and Alan S. Zukerman (Cambridge:
Cambridge University Press, 1997), pp. 174-207.
(10) John G. A. Pokock, 'The Limits and Divisions of British
History: In Search of the Unknown Subject', American Historical
Review, 87 (1982), 311-14; David Armitage, 'Greater Britain: A
Useful Category of Historical Analysis?', American Historical
Review, 104 (1999), 427-45. For a more general study of the relation
between state formation and colonial empires, framed in Marxist terms,
that considers the crucial topic of mercantilism: Fernando Novais,
'Brazil in the Old Colonial System', in Brazil and the World
System, ed. by Richard Graham (Austin: University of Texas Press, 1991),
pp. 11-55.
(11) G. Parker, 'Empire and the Wider World, 1500-1700: The
Military Balance', in The Political Economy of Merchant Empires:
State power and World Trade 1350-1750, ed. by James Tracy (Cambridge:
Cambridge University Press, 1991), pp. 161-95.
(12) J. H. Elliott, Do the Americas Have a Common History?
(Providence, RI: The John Carter Brown Library, 1998), p. 22; Elliott,
Imperial Spain, 1469-1716 (London: Arnold, 1963).
(13) H. de la Costa, S.J., The Jesuits in the Philippines 1581-1768
(Cambridge, MA: Harvard University Press, 1961), pp. 5-7, 23-24, 37-57;
Charles R. Boxer, The Christian Century in Japan, 1549-1650 (Berkeley:
University of California Press, 1951), pp. 257-59, 484.
(14) Leon Bourdon, 'Un projet d'invasion de la Chine par
Canton a la fin du 16e siecle', in Actas do III Coloquio
Internacional de Estudos Luso-Brasileiros (Lisbon: 1960), ii, 97-121;
Boxer, 'Portuguese and Spanish Projects for the Conquest of
Southeast Asia, 1580-1600', in Boxer, Portuguese Conquest and
Commerce in Southern Asia, 1500-1750 (London: Variorum Reprints, 1985),
pp. 118-36; GeoCrey Parker, 'David or Goliath? Philip II and His
World in the 1580s', Spain, Europe and the AtlanticWorld. Essays in
Honour of John H. Elliott, ed. by Richard Kagan and G. Parker
(Cambridge: Cambridge University Press, 1995), pp. 245-66 (247-48).
(15) Disney, pp. 148-62.
(16) Bernardino de Escalante, Discurso de la navegacion que los
Portugueses hazen a los Reinos y Prouincias del Oriente, y de la noticia
q se tiene de las grandezas del Reyno de la China (Seville: Biuda de
Alonso Escriuano, 1577), fols 95-96v.
(17) Diogo R. Curto, O Discurso Politico em Portugal, 1600-1650
(Lisbon: Universidade Aberta, 1988), pp. 179-80; Curto,
'Litteratures de large circulation au Portugal (XVIe-XVIIIe
siecles)', in Colportage et Lecture Populaire: imprimes de large
circulation en Europe, ed. by Roger Chartier and Hans-Jurgen Lusebrink
(Paris: IMEC Editions--Editions de la Maison des Sciences de
l'Homme, 1996), pp. 299-329; Anthony Pagden, 'Heeding
Heraclides: Empire and its discontents, 1619-1812', in Essays in
Honour of John H. Elliott, pp. 320-21; Parker, 'David or
Goliath?', p. 249.
(18) Horacio Costa, S.J., pp. 37-38.
(19) Horacio Costa, S.J., pp. 46-47.
(20) One example: Howard L. Goodman and Anthony Grafton,
'Ricci, the Chinese, and the Toolkits of Textualists', Asia
Major, 3 (1990), 95-148.
(21) Wolfang J. Mommsen, 'La sociologie politique de Max Weber et sa philosophie de l'histoire universelle', Revue
Internationale des Sciences Sociales, 17 (1965); Pierre Bourdieu,
'Une interpretation de la theorie de la religion selon Max
Weber', Archives Europeennes de Sociologies, 12 (1971), 3-24.
(22) Gabriel Dellon, 'Relation de l'Inquisition de Goa
(1687)', in L'Inquisition de Goa: la Relation de Charles
Dellon (1687), ed. by Charles Amiel and Anne Lima (Paris: Editions
Chandeigne, 1997); Diogo Ramada Curto, 'Descricoes e representacoes
de Goa', in Historias de Goa, ed. by Rosa Maria Perez (Lisbon:
Museu Nacional de Etnologia, 1997), pp. 45-86.
(23) Jan Huygen van Linschoten, The Voyage to the East Indies, ed.
by Arthur Coke Burnell and P. A. Tiele, 2 vols (London: Hakluyt Society,
1885); Charles McKew Parr, Jan van Linschoten: The Dutch Marco Polo (New
York: Crowell, 1964).
(24) Curto, 'Descricoes e representacoes de Goa', pp.
84-85.
(25) Curto, 'Descricoes e representaco es de Goa', pp.
84-85.
(26) Jean Gelman Taylor, The Social World of Batavia (Madison, WI:
University of Wisconsin Press, 1983); Leonard Blusse, Strange Company:
Chinese settlers, Mestizo women, and the Dutch in VOC Batavia
(Dordrecht: Foris, 1988).
(27) For the idea of misunderstanding as a key to studying cultural
encounters, see Schwartz.
(28) D. R. Curto, 'As Praticas de Escrita', in Historia
da Expansao Portuguesa, ed. by Francisco Bethencourt and Kirti
Chaudhuri, 5 vols (Lisbon: Circulo de Leitores, 1998), III.
(29) Antonio Joao de Frias, Aureola dos Indios e Nobiliarchia
Bracmana. Tractado historico, genealogico, panegyrico e moral (Lisbon:
Miguel Deslandes, 1702); Leonardo Pais, Promptuario das definico es
indicas, deduzido de varios chronistas da India, graves auctores, e das
historias gentilicas (Lisbon: Antonio Pedroso Galrao, 1713).
(30) Voltaire, Melanges, ed. by Jacques van den Heuvel (Paris:
Gallimard 'Bibliotheque de la Pleiade', 1961), pp. 311-15.
(31) Colleccao de Noticias para a Historia e Geografia das Nacoes
Ultramarinas, que vivem nos Dominios Portuguezes, ou lhes sao vizinhas,
7 vols (Lisbon: Academia Real das Ciencias, 1812), I; Panduronga
Pissurlencar, 'Um Hindu, autor desconhecido de duas publicaco es
portuguesas', offprint from Memorias da Academia das Ciencias de
Lisboa, Classe de Letras (Lisbon: Academia das Ciencias de Lisboa,
1959), VII.
(32) K. N. Chaudhuri, Trade and Civilisation in the Indian Ocean:
An Economic History from the Rise of Islam to 1750 (Cambridge: Cambridge
University Press, 1985).
(33) Pearson, The Portuguese in India, p. 66.
(34) Kling and Pearson.
(35) K. Polanyi, The Great Transformation (Boston: Beacon, 1971).
(36) Abbe Guillaume Thomas Raynal, Histoire philosophique et
politique des Establissements et du Commerce des Europeens dans les Deux
Indes, 10 vols+atlas (Geneva: Jean-Leonard Pellet, 1780), II, 150.
(37) The expression appeared in C. R. Fay, Cambridge History of the
British Empire, 8 vols (Cambridge: Cambridge University Press, 1929-59),
II (1940), 399; John Gallagher and RonaldRobinson, 'The Imperialism
of Free Trade', in Gallagher, The Decline, Revival and Fall of the
British Empire. The Ford lectures and other essays, ed. by Anil Seal
(Cambridge: Cambridge University Press, 1982), pp. 1-18.
(38) Raynal, III, 149. In the Atlas following this edition of
Raynal, only the Russian and Chinese empires deserve a map:
'l'Empire de Russie, en Europe et en Asie' (map no. 24).
(39) The Times Atlas of World History, ed. by Geoffery Barraclough,
4th edn (St Maplewood, NJ: Hammond, 1993), pp. 158-59: 'Russian
Expansion in Europe and Asia'.
(40) J. H. Plumb, The Growth of Political Stability in England
(London: Macmillan, 1972).
(41) Charles Davenant, Discourses on the Publick revenues and on
the Trade of England. Which more immediately Treat of the Foreign
Trafick of this Kingdom. Viz. I That Foreign Trade is beneficial to
England. II On the Protection and care of Trade. III On the Plantation
Trade. IV On the East-India Trade. By the Author of The Essay on ways
and Means (London: James Knapton, 1698), II, 407-10; Charles Lockyer, An
Account of the Trade in India containing rules for good Government in
Trade, Price Courants, and tables: with descriptions of Fort St George,
Acheen, Malacca, Condore, Canton, Anjengo, Muskat, Gombroon, Surat, Goa,
Carwar, Telichery, Panola, Calicut, the Cape of Good-Hope, and St
Helena. Their Inhabitants, Customs, religion, Government, Animals,
Fruits, &c. To which is added an account of the management of the
Dutch in their affairs in India (London: Samuel Crouch, 1711), pp.
309-40.
(42) Valerie A. Kivelson, 'Kinship Politics/Autocratic
Politics: A Reconsideration of Early-Eighteenth-Century Political
Culture', in Imperial Russia: New Histories for the Empire, ed. by
Jane Burbank and David L. Ransel (Bloomington: Indiana University Press,
1998), pp. 5-31.
(43) Imperial Russian Foreign Policy, ed. by Hugh Rashdale (New
York: Woodrow Wilson Center Press--Cambridge University Press, 1993), p.
7.
(44) 'Projects of Conquest in the Eighteenth Century', in
Rashdale, p. 76.
(45) Morris Rossabi, 'The "Decline" of the Central
Asian Caravan Trade', in Tracy, The Rise of Merchant Empires, pp.
351-70; Jos Gommans, 'The Horse Trade in Eighteenth-Century South
Asia', Journal of the Economic and Social History of the Orient, 37
(1994), 228-50; Scott Levi, 'India, Russia and the
Eighteenth-Century Transformation of the Central Asian Caravan
Trade', Journal of the Economic and Social History of the Orient,
42 (1999), 519-48.
(46) James D. Tracy, 'Asian Despotism? Mughal Government as
Seen From the Dutch East India Company Factory in Surat', Journal
of Early Modern History, 3 (1999), 256-80.
(47) Richard Owen Cambridge, An Account of the War, in India:
b[e]tween the English and French; on the Coast of Coromandel (Dublin:
James Williams, 1769), p. xiii.
(48) J. N. L. Baker, The History of Geography (Oxford: Blackwell,
1963), pp. 137-38. For the Map of Hindoostan as 'the first accurate
map of India', David N. Livingstone, The Geographical Tradition:
Episodes in the History of a Contested Enterprise (Oxford: Blackwell,
1992), p. 130.
(49) Bayly, Empire and Information.
(50) James Rennell, 'Geographical Illustrations of the Travels
and Informations of F. Horneman, with Maps', in Frederick Horneman,
The Journal of ...'s Travels from Cairo to Mourzouk, the Capital of
the Kingdom of Fezzan, in Africa in the Years 1797-8 (London: Nicol,
1802), pp. 121-88.
(51) Lesley B. Cormack, Charting and Empire: Geography at the
English Universities, 1580-1620 (Chicago: Chicago University Press,
1997), p. 11.
(52) Peter J. Marshall, The Impeachment of Warren Hastings (London:
Oxford University Press, 1965).
(53) Edmund Burke, Writings and Speeches, ed. by P. J. Marshall
(Oxford: Oxford University Press, 1981), v, 389-90; F. P. Lock, Edmund
Burke (Oxford: Clarendon, 1998), I, 531.
(54) John E. Wills Jr, 'Maritime Asia, 1500-1800: The
Interactive Emergence of European Domination', American Historical
Review, 98 (1993), 83-105 (a very important review article). In the case
of Mozambique, see Malyn Newitt, A History of Mozambique (Bloomington:
Indiana University Press, 1995).
(55) Diogo R. Curto, 'As Expansoes no Oriente', in O
Tempo de Vasco da Gama (Lisbon: Difel, 1998), pp. 59-98.