Why are some books important (and others not)?
Evans, Robert G. ; Barer, Morris L. ; Hertzman, Clyde 等
Why are some people healthy and others not? This deceptively simple
question has many and complex answers. The book of this title, published
in 1994, represented a milestone in the understanding of the
determinants of population health. It synthesized and focused knowledge
of these determinants, pointed towards and stimulated fruitful lines of
research, and suggested directions for public policies that could
significantly improve the health of Canadians. Its chapters emphasized
the growing evidence that the socio-economic context in which
individuals live and work both influences their health directly, and
lies "upstream" from other behavioural and biological factors
that influence health status over the life course. The book's
impact can be found today in training and research programs, in research
funding priorities, in new data resources, and in the organizational
structures of institutions responsible for public health policy, in
Canada and beyond.
The Milestone
Why Are Some People Healthy and Others Not? (1) was a significant
milestone on a long road that stretches both behind and ahead. Marc
Lalonde's A New Perspective on the Health of Canadians, (2) twenty
years earlier, provided the foundation on which our theoretical
framework was built. Its categorization of the determinants of health
(the Four Fields) was expanded and interlinked to incorporate the
growing array of subsequent research evidence. (This expanded framework
has been republished a number of times.) Earlier work by Thomas McKeown
and the prior and contemporaneous research of Michael Marmot, Richard
Wilkinson and Robert Sapolsky, among others, strongly influenced the
development of our thinking.
"Heterogeneity," notes Robert Sapolsky, "is a wedge
for understanding." Systematic variations in health are observed
whenever populations are partitioned on the basis of characteristics
such as income, education, geographic region, or ethnicity. The
fundamental theme of the book, and the associated research program, was
that these variations point to a broader set of important health
determinants than were typically considered at the time.
Some determinants of ill-health are obvious--poverty and material
deprivation, polluted environments, inadequate medical care, or
so-called "unhealthy lifestyle choices" such as smoking or
obesity. But the consistent observation of a strong social gradient--the
higher the healthier--undermines simple explanations. Smoking and
obesity are certainly unhealthy. But they are also socially graded,
concentrated among lower socio-economic groups. Aspects or at least
correlates of social position strongly influence the prevalence of these
"lifestyle choices". Material deprivation and inadequate
medical care are likewise threats to health. But a health gradient is
found all the way up the socio-economic scale, not just at the bottom,
and is found in countries with modern, universally accessible health
care. Something else is at work.
Social context influences the levels of physical or emotional
stress to which people are routinely subjected; it also conditions their
responses. Stress of various forms is part of the human condition; the
healthy organism is resilient, mobilizing effective coping strategies.
Money, knowledge and social support are highly effective
"tools" for coping with many sources of stress; without them,
people are physically and emotionally more vulnerable.
Perhaps even more important are the biological and behavioural
responses to stress. The socio-economic context not only promotes and
conditions healthy or unhealthy behaviours, it becomes biologically
embedded in differing physiological responses, literally getting
"under the skin". These differences, powerfully influencing
the health trajectory over the life course, are also graded by social
class.
Legacies and influences
A count of citations in related academic journals found nearly
twice as many as the next-highest of five selected comparator volumes.
(3) Citations are, however, a very limited measure of impact.
Research Programs
Recent advances in neuroscience are revealing how the brain
reconfigures itself in response to environmental stimuli. In genetics,
it is now understood that the expression of a particular gene may depend
upon the environment experienced by the organism, including the social
environment. Research is now showing how social context becomes
biologically embedded. The CIFAR Program in Experience-Based Brain and
Biological Development, a direct descendant from the book, is a leading
participant.
This research also highlights the importance of early child
development, when the brain is most plastic and the genes are being
expressed (or not) (e.g., refs. 4, 5). The consequences of unhealthy
early-year rearing environments show up over the whole life course,
first as unreadiness to learn, then poor school performance, higher
crime rates, weak labour force attachment and lower productivity, and
finally poorer health in later age and earlier death. Dan Offord's
work leading to the Early Development Index, implemented across Canada
and Australia, and the focus on early childhood education emerging in
BC, Quebec and Ontario reflect the impact of the book.
The influence of social context continues in adulthood. Another
CIFAR "daughter program", Successful Societies, asks
"What kinds of societies seem on average to produce the healthiest,
happiest, and most productive populations, and why?" The criteria
for success are many and varied. Nonetheless, some systems of social,
political and economic organization clearly work better than others.
(The dramatic mortality differences between former Soviet and
"Western" societies offer a grim demonstration.)
Workplaces in particular can differ greatly, not only in exposure
to accidents or toxins, but also in less tangible forms such as rigidity
of hierarchy and locus of control, with corresponding effects on health.
The foundation of the Institute for Work and Health in Toronto is a
direct consequence of the findings assembled in Why Are Some People
Healthy ...?; (1) the Institute now plays a major role in advancing
research in this area.
Data Resources
Serious concern with the longitudinal and multifactorial
determinants of health places severe demands upon the data systems
necessary to support research and guide policy. Another stream of
activity originating from the book has been the development of much more
extensive datasets to investigate these determinants. One of the
book's chapters provides a detailed and comprehensive description
of the data required for this purpose. Statistics Canada and several
provinces (most notably Ontario, Manitoba and BC) have since made great
strides in building or expanding such data systems along with mechanisms
for facilitating access for research and supporting hundreds of related
publications.
Research Funding, Centres of Excellence, and Capacity Development
One measure of the book's impact is through the subsequent careers
and influence of its authors. Jonathan Lomas, who christened the book
and later the "Four Pillars" of health research, was the
founding Executive Director of the Canadian Health Services Research
Foundation. Michael Wolfson has served as Assistant Chief Statistician
of Canada, during which time investments in health data increased
tenfold; he now holds the Canada Research Chair in Population Health
Modeling/Populomics at the University of Ottawa. Marc Renaud served for
a number of years as President of the Social Sciences and Humanities
Research Council of Canada. He and Noralou Roos, executive members of
the Interim Governing Council of the CIHR, embedded the book's new
framework for understanding health in the new Institutes'
commitment to the Four Pillars. John Frank and Morris Barer then became
the founding Directors, respectively, of the CIHR Institutes of
Population and
Public Health and of Health Services and Policy Research. Cameron
Mustard, though not a book author, has taken forward understanding of
its concepts and evidence first as Chief Scientist and then as CEO of
the Institute for Work and Health. Program "alumni" have also
played leading roles in Canada's top health services and policy
research centres, at UBC, Manitoba, McMaster, and the University of
Montreal, and in the evolution of new training/education programs. All
have been shaped through the creation of the book, a milestone in our
lives.
Intellectual and Policy Penetration
The subsequent placement and influence of the book's authors,
as well as their later research, have greatly expanded the impact of the
book itself. "Population Health" was an unfamiliar term when
first coined by Fraser Mustard; the book institutionalized the concept.
It is now common parlance, part of the shared intellectual heritage of
students of health in Canada and beyond (e.g., ref. 6). Courses are
given in Population Health; research granting agencies support studies
in the subject; schools (as at UBC) and institutes (such as IPPH) are
now named "Population and Public Health", and scholars debate
the relationship between the two labels. The concepts of population
health and its determinants have penetrated deeply into federal and
provincial bureaucracies concerned directly or indirectly with health.
(7)
The fundamental importance of early child development is likewise
now broadly accepted, both through subsequent research in biology and
through studies of education, labour force participation, crime and
other social issues. Hertzman and others are moving the implications of
the book into "action research," working with teachers, social
workers, the police and other community leaders. The resulting social
mobilization came only one election short of establishing a national
program for early child development in Canada.
CONCLUSION
Why Are Some People Healthy and Others Not? (1) is now a firmly
embedded milestone in the intellectual landscape of health. The above is
only a space-constrained selection of its identifiable consequences. The
totality of effects, past and continuing, is far greater.
Acknowledgements: Fraser Mustard conceived and launched the CIFAR
Program in Population Health from which this book (and much else)
emerged. His intellectual influence can be found throughout. We are also
grateful to Sue Schenk and Pekka Sinervo at CIFAR who managed the
Milestone application process.
REFERENCES
(1.) Evans RG, Barer ML, Marmor TR (Eds.). Why Are Some People
Healthy and Others Not? The Determinants of Health of Populations.
Hawthorne, NY: Aldine De Gruyter, 1994;378.
(2.) Lalonde M. A New Perspective on the Health of Canadians: A
Working Document. Ottawa, ON: Government of Canada, 1974;75.
(3.) Picard-Aitken M, Beauchesne OH, Cote G. Bibliometric
Measurement of the Scientific Impact of a Book Why Are Some People
Healthy and Others Not? The Determinants of Health of Populations
(1994). Montreal, QC: Science-Metrix, 2010;9.
(4.) Keating DP, Hertzman C (Eds). Developmental Health and the
Wealth of Nations. New York: The Guildford Press, 1999;406.
(5.) McCain MN, Mustard JF. The Early Years Study: Final Report.
Toronto, ON: Children's Secretariat, 1999.
(6.) Kindig DA. Is Population Health Finally Coming Into Its Own?
2010. Available at: www.improvingpopulationhealth.org/blog/2010/05/
the-state-of-thefield-of-population-health.html (Accessed June 10,
2010).
(7.) Lavis JN, Ross SE, Stoddart GL, Hohenadel JM, McLeod CB, Evans
RG. Do Canadian civil servants care about the health of populations? Am
J Public Health 2003;93(4):371-79.
Robert G. Evans, PhD, [1] Morris L. Barer, PhD, [2] Clyde Hertzman,
MD, [3] Noralou P. Roos, PhD,[4] Michael Wolfson, PhD [5]
Author Affiliations
[1.] University Killam professor (Economics), University of British
Columbia (UBC), Vancouver, BC; founding Director of the CIFAR Program in
Population Health and an Institute Fellow of the Canadian Institute for
Advanced Research
[2.] Professor, School of Population and Public Health, and
Director, Centre for Health Services and Policy Research, UBC,
Vancouver, BC
[3.] Professor, School of Population and Public Health, and
Director, Human Early Learning Partnership, UBC, Vancouver, BC
[4.] Professor, Department of Community Health Sciences, Faculty of
Medicine, University of Manitoba; founding Director of the Manitoba
Centre for Health Policy, Winnipeg, MB
[5.] Professor, Faculty of Medicine, Epidemiology and Community
Medicine; Canada Research Chair in Population Health
Modeling/Populomics, University of Ottawa, Ottawa, ON
Correspondence: Robert G. Evans, Centre for Health Services and
Policy Research, University of British Columbia, 201-2206 East Mall,
Vancouver, BC V6T 1Z3, Tel: 604-822-4692, Fax: 604-822-5690, E-mail:
bevans@chspr.ubc.ca
Sources of Support: Canadian Institute for Advanced Research