Confucian ethics and the spirit of capitalism in Korea: the significance of filial piety.
Lew, Seok-Choon ; Choi, Woo-Young ; Wang, Hye Suk 等
Confucianism has been considered mainly to have had a negative
influence on capitalistic development since Max Weber's theory on
non-Western societies became widespread. However, in this article, we
champion the positive role of Confucianism and attempt to explain
Confucianism as providing fundamental "significance" to social
development by imbuing it with religious significance. We present the
self-sacrificing work ethic and zeal for education that characterizes
Confucianism as having become the foundation for Korea's economic
growth. In particular, we examine the religious significance inherent in
the Confucian value of "filial piety" and illustrate how the
value came to be a powerful economic motivator during the process of
industrialization. The religious tendency of filial piety, which
attempts to "remember" and "represent" one's
ancestors, acted as an important spiritual ethos in Korea's social
development centered on economic growth. Filial piety did not stop at
being an ethical standard; it was the fundamental basis for macrosocial
dynamism that was closely linked to the development of capitalism in
Korea. KEYWORDS: filial piety, remembrance and representation, familism,
ancestor rites, Confucianism
**********
MAX WEBER (1930 [1920]) PRESENTED A REMARKABLE ANALYSIS OF THE
social effects of religious values. In this sociological canon, Weber
indicated that value orientation in Protestant Christianity contributed
to the formation of a "diligent" work ethic, which was
characteristic of modern Western capitalism. However, Weber went on to
say that the spontaneous development of capitalism could not be found in
non-Western societies for the reason that religious values imbuing
economic motives for development were missing (Bellah 1957). A typical
example cited was Confucian culture in China (Weber 1951 [1920]), but
Korean society was not an exception (Tu 1991; Cha 1992; Park 1994).
This raises questions on Weber's perspective of Confucianism
and seeks theoretical foundations for an alternative argument involving
the Confucian value of filial piety (xiao in Chinese, hyo in Korean, and
kou in Japanese). The point of the argument is not criticism of
Weber's theory of capitalism but of his interpretation of
Confucianism. We suggest that the developmental significance of
traditional values may be found by exploring the psychocultural effects
of filial piety on the economic orientation of the people. Some may
criticize that it is difficult to find economic impetus in filial piety--the former being the crystallization of instrumental rationality and the latter a purely normative virtue. Moreover, others would be
skeptical about such efforts since the mere existence of an economic
impetus in filial piety never guarantees spontaneous capitalistic
development.
Paradoxically, however, support for this work is found in
Weber's discussion on Western Europe. Although it is admitted that
"Weber's last theory of capitalism" (Collins 1980) is
predominantly institutional and involves a sequence of causal
conditions, the emphasis on religious ideas and motivations that are
specific to Western Europe is central. We do not deny that the
development of capitalism is contingent not only on psycho- cultural
orientations but also on various structural conditions and
sociopolitical institutions. Nonetheless, within the context of these
macrosocial determinants, there is still ample room for a causal
relationship between cultural beliefs, work ethic, educational
achievement, and--through those mechanisms--economic growth.
In this context, we explore in this article the
"religious" aspect of filial piety to demonstrate the economic
effects of this value orientation. In particular, filial piety is
assumed to have a distinct and far-reaching religious significance that
cannot be found in any other Confucian values (Taylor 1990). Filial
piety is a mechanism specific to Confucianism that deals with the issue
of death and immortality. In the process, filial piety presents itself
as a latent but powerful link to economic motives by putting into
practice characteristic rituals of "remembrance and
representation" of ancestors. The economic motive concomitant with
filial piety is also manifested in the formation of "familism"
in Confucian culture. Filial piety generates strong normative pressures
offering sociocultural grounds for "developmental,"
"successive," and "collective" representation and
remembrance among family members. The ultimate intention of this work is
to establish filial piety as a fundamental basis of the spirit of
capitalism in Korea leading to a psychological mechanism from religious
ethos to personal predisposition toward work and education.
Filial Piety: From Mortality to Eternity
Filial Piety as a Religion
It is generally known that religion is the most basic and
fundamental mechanism of consciousness confirming human existence.
Although confirmation of existence has many dimensions, only religion
extends human existence to immortality. The religious assurance of
eternal life inevitably collides with the issue of death, because the
death of a physical body is not only something to fear in itself but
also an obstacle to eternal existence. In this sense, religion, which
attempts to guarantee eternal life, must make the interpretation and
handling of death its "hardcore" (Eliade 1985, 9-11).
The fact that Weber hesitated to categorize Confucianism as a
religion carries important implications for this study. Weber noticed
the absence of religious features in Confucianism such as the
transcendent Absolute, messages of redemption, and "the Kingdom of
a thousand years" (or Heaven). It was therefore natural for him to
perceive Confucianism as nothing more than a secular ethic or as a
colossal code of law, political principle, and social protocol for the
cultured class (Weber 1951 [1920], 225). To Weber, Confucianism was
devoid of religion's hardcore--that is, the need to extend
existence into eternity by handling death in an appropriate manner. The
only alternative left to Confucians whose existence failed to extend to
eternity was an adamant attachment to this world. This is why Weber
designated "the secular adaptation to this world" as a
characteristic of Confucianism (Weber 1951 [1920], 350).
The problem with this is that Weber ultimately failed to grasp the
religious nature of Confucianism, which can be found in the norm of
filial piety. How does Confucianism, as a religion, deal with the issue
of death and eternity? Let us examine the case of Christianity before
answering this question. How Christianity deals with death and hence
guarantees eternal life is well explained in Weber's work (1930
[1920]). Christianity presupposes the flawless will and action of the
Absolute, which are manifested in evident objects. The "Kingdom of
a thousand years," Heaven, is a spatial and temporal manifestation
of eternal life, and this space and time are dehistoricized from a human
perspective (Troeltsch 1958 [1912]). Human beings can extend their
existence into eternity in the Kingdom of a thousand years by entering
the gate to salvation, because the Kingdom is the ultimate refuge that
the Absolute designed for humankind at the beginning of the world.
However, the problem of salvation--all important to Christians--was
solely the territory of priests of the Catholic Church before the
Reformation. During the Middle Ages, under absolute church power and
resulting corruption, some Christians began to protest the church's
doctrine of salvation. They argued that the main criterion for salvation
lay in faithfully following God's (or the Bible's) teachings
in one's life. This new doctrine argued that anyone could gain
salvation by leading a sinless life and diligently working in one's
own calling. Thus Protestants worked diligently to become rich in this
life, in part due to anxiety over uncertainty about gaining access to
heaven and eternal life after death. Finally, after the Reformation, the
goal of Protestantism became the accumulation of worldly goods through
hard work and frugality--a sign that one is among the "saved."
By means of working toward salvation--gaining eternal life--Europe was
able to construct a diligent work ethic that became the "spirit of
capitalism" (Weber 1930 [1920]).
However, unlike Christianity, Confucianism does not presuppose a
priori teleology or divine will (Ching 1977). Instead, Confucians
believes that the abstract universal principle that operates in nature
and in the normative world constitutes and governs the real world (Keum
1992, 215). The fundamental principles of Confucianism, such as the Way
(Dao), the Principle (Li), and the Supreme Ultimate (Tai Ji), are
basically depersonalized, and there is no divine plan for the afterlife.
These fundamental principles are omnipresent in the cosmos, in nature,
and in human beings as exemplars that constitute and normalize the
world. They are external and transcendental--and at the same time
immanent and internal--to humans (de Bary 1998, 40--41). It is
humankind's natural and normative obligation to realize these
principles by achieving a state of supreme good (Lee, Kwang-Kyu 1998,
262). Discussion on Confucianism thus far has revealed only the ethical
or metaphysical aspect; its religious features have not been manifested
yet.
The fundamental principle of Li retains the immortal essence that
governs birth, extinction, and rebirth of nature and the universe (Hahm
1998, 262-266). Therefore, the determination of Li is not confined to
the present world but rather extends to eternity. Indeed, the end of
existence cannot stop Li's governance; rather, extinction is a
natural manifestation of and an eternal return to Li. Thus death is
"relativized" here from the perspective of religious ontology.
Biological death does not terminate a person's existence but makes
it possible for that person to return to immortal and fundamental
principles. Of course, this implies the following condition: human
beings should make themselves one with Li through practices in the
present world (Metzger 1977). Death is not the critical point that
terminates a human's existence as long as this conditional
imperative is fulfilled; rather, death is the beginning of eternal
existence. From this we can comprehend the religious logic of
Confucianism in the context of death and eternal existence.
Still, a simple but important question remains: the problem of
abstraction and elitism of Confucianism in the context of the practice.
As discussed earlier, there are only a constrained few who can overcome
death and achieve everlasting existence. Li, Dao, or Tai Ji is available
to the religious virtuosi; the masses can only meet more minimal
religious requirements (Hill 1973). (1) This minimal religious
requirement sheds light on the importance of practical norms of
Confucianism, which prescribes standards for everyday life. It is this
very context in which the Five Cardinal Relationships (Wu-Lun) are
highlighted for commoners. Especially, among the Five Relationships, the
practice of filial piety in the form of "affection between father
and son" precedes all other relationships. (2) In particular,
filial piety after the death of parents is the zenith of a religious
solution of Confucianism on the issue of death.
In Confucianism, filial piety is not merely a secular norm but a
sublime religious imperative, and its essence is in
"remembering" and "representing" one's
ancestors, including one's parents. What then is the rationale for
remembering and representing? Here lies the clue to the Confucian
solution to death. Although this solution involves a rational return to
one's nature in principle, as mentioned previously, it needs to be
materialized in a tangible way so that commoners can follow and
practice. That is, eternal existence of ancestors should be practically
confirmed. Confucianism acquires religious persuasive power only when
this demand is satisfied, and Confucianism finds the solution to this
religious demand in remembrance and representation of ancestors. In
other words, remembering and representing ancestors is a means to
guarantee eternal existence.
This is why Confucianism puts so much emphasis on "ancestor
worship." The eternal existence of ancestors is confirmed as long
as their descendants remember and represent them. Conversely, eternal
existence cannot be guaranteed without the descendants' remembrance
and representation of their ancestors. As a result, lack of ancestor
worship becomes a heretical act against the religious imperative of
Confucianism. This explains why filial piety is so highly appreciated
while filial impiety is so harshly reviled.
In effect, the biological constraint on existence is supplemented
in Confucianism through remembrance and vicarious representation by
one's descendants. One can be lifted up to eternal existence
through remembrance and representation by one's children, their
children, and successive descendants. Every human being without
exception belongs somewhere in this ceaseless chain of memories and
representations, thereby playing an important role that guarantees
eternal existence. This is designated by Confucianism as the natural
principle and categorically religious imperative. In this context,
remembering and representing ancestors are the core practices of Li in
Confucian metaphysics, and their execution takes the form of filial
piety.
Through remembrance and representation of descendants, death is
transformed into immortal life. This is why Confucianism puts more
emphasis on filial piety toward the deceased over the living. Filial
piety from this perspective is a pressing religious imperative that
transcends mere secular norms, and this is the reason why it is placed
first among the Five Cardinal Relationships. In such a way, Confucianism
does not in fact lack a religious hardcore that manages death and
guarantees eternal life. Rather, the hardcore is handled quite
practically and rationally through the practice of filial piety. Not by
relying solely on divine will but by appealing to humane voluntary
practices does filial piety present a rational solution to the religious
demand to address the issue of death.
Economic Motives in Filial Piety
All historical religions have "relativized" reality in
principle, but they have also intervened in it directly or indirectly.
Confucianism is not an exception. This is especially true in the
Confucian world where the sacred and the secular are highly amalgamated (Park 1983) and where religion and politics are unified as well. (3)
Confucianism made forceful demands to reflect its religious orientation through the practice of filial piety (Sung 2005; Lee 1997; Hsu 1967).
The practice of filial piety had to be "objectified" by a
verifiable method, internally as well as externally. It is for this
contextual reason that the demand to ritualize important events of life
related to filial piety carries so much importance in Confucianism.
These events are coming-of-age, marriage, funeral, and ancestor memorial
ceremonies (Keum 2000; Kim, Deok-gyun 2004). Of course, no culture or
religion can deny the importance of these ceremonies in general.
However, it is only Confucianism that lends religious meaning to these
rituals or institutionalized events. In other words, these ceremonies
are concrete processes that deal with the religious hardcore of death
and eternity in Confucianism.
The coming-of-age ceremony is a religious recognition of a new
subject who will remember and represent. The marriage ceremony is a
religious recognition of a biological union necessary for producing new
subjects who will continue remembrance and representation. The funeral
rites permit humans to overcome sorrow and allow the biological death of
ancestors to be sublimated to eternity. Last, the ancestor memorial
ceremony is a process of religious verification through which the
descendants' imperatives of remembrance and representation are
confirmed by periodic recall of ancestors who have entered eternity.
There is no question that these ceremonies or rituals are performed
so that others can watch and see that descendants are performing the
religious imperative conveyed in filial piety. Indeed, they are
Confucian-specific institutionalized methods that confirm and verify the
eternal lives of ancestors. As such, the practice of filial piety is
connected directly to the assurance of religious citizenship, in terms
of not only internal confidence but also external recognition of others.
In this respect, there are powerful motives to objectify one's
practice of filial piety in the Confucian world, (4) which in turn
depends on the practical cost of these ceremonies. As is generally
known, this cost is formidable and requires considerable economic means.
Especially costly are the memorial ceremonies for ancestors that are
repeated annually throughout one's life, unlike once-in-a-lifetime
ceremonies such as coming-of-age, marriage, and funeral ceremonies (Jeon
2008). Moreover, given that Confucian memorial rituals must be held in
honor of four previous generations, the economic cost is considerable.
But, however high the cost, the imperative of ancestor memorials
cannot be defied nor ritual costs curtailed at will, because it is the
most central religious ritual among all ceremonies that ensure
ancestors' existence. In fact, this is why the duty of
"serving memorial ceremony" is so emphasized in Chosun-era
Korea (Miyajima 1996). As such, the objectification of filial piety has
become closely related to the assurance of an economic foundation.
Practicing filial piety depends heavily on economic ability. Without a
worldly fortune, commoners face a serious threat to the eternal life of
their ancestors. Furthermore, expression of religious sincerity through
"objectified rituals" is directly connected to heightened
political as well as ideological justification, a unique phenomenon in
Confucian society (Cho 1993). In this context, filial piety moves beyond
the realm of "verification" to that of
"competition." The focus is on who can better commemorate
their ancestors and who can better represent their ancestors. (5)
Remembrance and representation therefore go beyond the mere
religious dimension into the economic dimension by generating a desire
to intensify the material foundations of a superior remembering and
representing. In reality, the level of remembrance and representation
cannot but differ among individuals and families, and the primary source
of this differentiation is, of course, wealth. This competitive
remembrance and representation strongly stimulates economic motives. By
requiring economic competitiveness for better remembrance and
representation of ancestors, filial piety rationalizes one's
pursuit of economic wealth with the import of modernization and
secularization. In return, the outcome of sincere economic activities
resolves anxiety concerned with the question of "who can better
represent one's ancestors." One's secular success
provides visual evidence of one's filial piety for ancestors.
This process is very similar to how the Protestant ethic stimulates
its believers to engage in secular activities for the glory of God. It
can be said that Confucianism in Korean society has been functionally
equivalent to Protestantism in Western societies. Although their
functions are equivalent, their forms of practicing religious ethics are
not the same. Protestants organized individualistic and atomized
patterns of economic pursuit, as the emergence of the modern market
itself reveals, whereas Confucianism took the form of collective
responses to the need for wealth and thus generated different patterns
of economic organization as well. In particular, the family became the
primary agent of this rational and economic organization of filial
piety.
Filial Piety and Confucian Familism
Family in Confucianism
It is difficult to say that familism is a phenomenon unique to
Confucian culture or Korea. In all traditional societies, family
functions as an absolute entity above individuals and other groups. When
society is relatively undifferentiated, family is the most natural group
that an individual depends on. And even today, familism is not a unique
phenomenon, though perceptions and behavioral principles on familism
vary across regions and cultures. In many third world countries,
familism still functions as an important social phenomenon. (6)
We therefore need to examine the uniquely differentiating
characteristics of Confucian familism (Hsu 1967). Although the general
meaning of familism--that is, family-oriented perceptions and
behavior--can be shared, its origin and historical context can differ
among societies. This issue cannot be resolved until the mechanism that
imbues Confucian familism with importance is articulated. In the end,
this comes down to the formation of Confucian familism and its
significance; the clue to its formation also lies in filial piety.
As discussed earlier, the religious function of filial piety lies
in the subjugation of death and the assurance of eternal existence, and
its practice is manifested in remembrance and representation. It is only
natural that "family" assumes the role of the subject in this
practice; the inclination to remember and represent ancestors is a
natural response of those who are extensions of their ancestors. In
fact, the phenomenon of remembrance and representation of ancestors
occurs universally, including in Christian societies.
However, remembrance and representation in Christian society does
not transcend the subjective dimension nor does it unite with religious
orientation. In this sense, the meaning and status of family in
Christian society is different from that in Confucian society. Rather,
as Weber (1961 [1923], 335) appropriately pointed out, the motives for
familial remembrance and representation seem to have been
"relativized" by the religious program specific to
Christianity. As a result, the meaning of family is reduced in
Christianity, whereas in Confucian society, the meaning of family is
extended beyond the socioeconomic dimension to the religious dimension.
(7) Specifically, family is the religious locus that guarantees eternal
existence after death. Thus, in the Confucian world, family takes the
place of church, or shrine, in remembering and representing ancestors.
No other culture or religion puts more meaning on family than
Confucianism, because the Confucian family carries the religious meaning
of eternal life (DeVos 1998).
In such a way, biological as well as socioeconomic nature and
religious prescription are integrated into the family in Confucianism.
Family is the manifestation of the Heavenly principle that reflects
nature and the moral imperative (Hahm 2004). As a result, family in
Confucian society acts as a strategic unit in accessing religious
citizenship, political power, social reputation, and economic resources.
Individuals who are alienated from their families not only deviate from
a deep social norm but also face substantial difficulties. The interests
of individuals and those of their families cannot be separated in
Confucian societies (Harris 1979).
Scarcity of resources heightened the emphasis on family in late
Chosun Korea. The system of opportunity declined dramatically during the
late Chosun dynasty, when class boundaries weakened and population
pressure increased (Lee 1991; Jeong 1991), leading to intense social and
economic competition. From the perspective of individual families, the
crisis for survival threatened remembrance and representation of
ancestors, and their strategic response was therefore urgent and acute.
Families' response to this crisis was "organizational
integration." Primogeniture, solidification of rights to ancestral
rites, establishment of consanguineous villages, publication of
genealogy books and collected writings of ancestors, and erection of
memorial halls and shrines are only some examples (Deuchler 1992).
Consolidation of the right of primogeniture boosted the eldest son as
the center of the family, after which the hierarchical unity of family
was reorganized to increase the family's competitiveness. Likewise,
the establishment of consanguineous villages reflected a strategic plan
to reduce decisionmaking time and transaction costs by concentrating
resources at a physical locality (Coase 1988 [1937]; Williamson 1973;
Jacobs 1985). Families could share, confirm, and intensify remembrance
and representation of that locality's ancestors through the
publication of genealogy books and collected works of ancestors, the
construction of memorial halls and shrines, and so forth.
Through these strategic practices, individuals' immersion in
and devotion to the family were dramatically heightened as a means for
survival under competitive conditions. The imperative endowed upon
family by Confucianism in the normative domain was intensified by the
politico-economic reality. The dismantling of the Confucian state by the
Japanese, the liberation of Korea by US forces, and the devastating
Korean War that divided the country only reinforced the trend. Through
experience and learning about competition to survive, family became the
supreme value as well as a practical reference point for every Korean.
This is the historical origin of familism in Korea. However, subsequent
developmental processes in modern Korean history only served to
strengthen, rather than weaken, these trends.
Modern Pressures for Better Representation
Individuals are never independent or absolute in Korean society due
to the domination of the culture of familism. Individuals exist as parts
constituting the whole in the form of family--that is, as unity, not as
independent units (Bell and Hahm 2003; Lew and Kim 2001). (8) Likewise,
individuals are a "totality of roles" in relation to the
family and cannot have absolute independent meaning by themselves
(Rosemont 1988). If this is the case, then what is the obligation of the
parts to the unity of the family? Or what are roles of totality in
relation to family?
These questions require further examination of the meaning of
remembrance and representation. First, remembrance involves the
offspring's conscious understanding of the physical appearance or
lives of the parents during their lifetimes. And representation involves
practicing to reveal the parents' characteristics during their
lives through a specific form. These two are complementary and cyclical:
the parents are represented through remembrance and remembered through
representation. From an analytical perspective, however, representation
encounters more threats than remembrance in modern contexts.
The traditional form of representation (or ritual) has become
obsolete in modern times. Still, representation is not abandoned, only
expanded (Lee, Kwang-Kyu 1998, 259-261): representation is now
manifested as revealing and extending the life of the parents by
transferring that life to the child. Inevitably, representation is the
offspring's practice by proxy on behalf of the dead parents, and if
this meaning is extended, representation is the process through which
the offspring lives the parents' lives on their behalf. This
"proxy life" used to be objectified by institutionalized
rituals of filial piety in traditional society, but the conditions for
proxy life have mostly been destroyed in modern society. Today,
representation needs to be practiced and confirmed throughout the
offspring's entire life. Modern familism had to renew its operating
mechanism while still preserving its essence of remembrance and
representation. The modern religious drive for a better proxy life took
new forms.
Korean modernization in the late twentieth century is widely
acknowledged as a model of remarkable economic growth. No comparable
experience can be found in world history, except in other Confucian
countries. This has naturally generated much interest in its background,
and unique Korean characteristics in particular have garnered much
attention (Hamilton and Biggart 1988; Kuk 1999). Reinvigorated interest
in Confucian familism is significant in this regard. Confucian
discipline, collective devotion, familial mobilization of resources, and
strong attachment to education have been pointed out as major forces
behind Korea's economic growth (Pye 1985, 2000; Maison et al. 1980:
Berger 1983; Hofheinz and Calder 1982; Kahn 1979; MacFarquhar 1980; Tai
1989: Tu 1996; Vogel 1991).
However, there is dissonance with respect to the broader
socioeconomic causes of Korea's economic growth (Amsden 1989; Wade
1990; Fukuyama 1995; Bell and Hahm 2003; Shin and Chang 2003; Kim,
Hyung-A 2004; Davis 2004) as well as the functional role that
Confucianism might play. Few efforts have been made to explain how
Confucianism drives economic development, and many arguments for its
role do little more than point out how Confucianism and rapid growth
managed to coexist. The missing link of how Confucianism might
contribute to economic growth is not spelled out. Here, we link
religiously prescribed remembrance and representation of ancestors to
strengthened motives for children's education and labor ethics. In
doing so, we articulate the internal psychological mechanism through
which filial piety instills responsibilities of representation into
family members.
It is well known that familism played a major role in the
mobilization of resources in the course of modernization and economic
growth in Korea (Park 1992). Mobilization, induced from outside,
especially from the top (the state), was an important factor, but this
does not explain work ethic or other mechanisms at the individual level.
One source of this internal mobilization "from the bottom" was
the desire not to lose the competition of remembering and representing
ancestors. Efforts to represent ancestors based on remembrance imbue familial mobilization of resources with powerful religious motives. This
phenomenon may be labeled "the economic effect of
representation." Three mechanisms or pressures have significant
consequences in the modern representing process.
The first is the pressure of developmental representation. As the
traditional means of representation have been abolished, representation
needs to be proved during the entire lifetime of the offspring according
to the logic of proxy life. Does my life as the continuation of my
parents' lives remember my ancestors well? Do I represent my
ancestors well? These questions generate considerable anxiety. (9)
Moreover, in contrast to traditional society, the objective criterion to
resolve this anxiety becomes vague. The only practical criterion in this
regard is the achievement of a better life, an improvement in life over
that led by the ancestors. If not, the life of the offspring cannot be
recognized as proper and appropriate representation. Anxiety can only be
escaped by improving one's life or at least maintaining the
standard of living of one's ancestors. From the perspective of
proxy life. a declining living standard is dereliction of obligation, a
failure in representation, and therefore a failure in filial piety.
Development can be assessed using various standards. However, the
first and foremost is economic. Although the goal of rising in the world
and achieving fame encompasses political power, sociocultural authority,
and other dimensions, the most obvious measure lies in economic success,
because it is the foundation for familial gains in other areas. Economic
improvement was not only the end goal but also the most objective
criterion of developmental representation, especially in the early
stages of industrialization. To achieve economic improvement, economic
motives were highly stimulated by those who were engaged in proxy life.
These motives were manifest in the first instance through labor effort.
It is generally known that self-sacrificing labor was a somewhat unique
characteristic of Korean industrialization, but there was an additional
component that went beyond the general economic motives found in
capitalist development; that component was religious pressure in the
form of developmental representation.
The second modern pressure is that of successive representation.
Developmental representation is not limited to one's lifetime.
Remembrance and representation are imperative practices that should be
continued by individuals of successive generations, thereby continually
confirming the ancestors' existence. Individuals as part of the
family lineage should remember and represent their ancestors and are
also responsible for passing on remembrance and representation to the
descendants. Each individual is a mediating link. Therefore,
descendants, or children, have great importance. Children exist to
remember and represent not only their immediate ancestors but also the
ancestors before them. Reproducing and rearing a child is not a choice
but an imperative in Confucianism; an offspring is not only my child but
is also a child of my ancestors.
A child serves two functions in this sense: the means of
representing me and my ancestors, and the new "subject" of
representation that succeeds me. In the case of the former, a good way
to practice the obligation of representation entrusted into my care is
making it possible for my offspring to rise in the world and gain fame.
In the case of the latter, my offspring is the new subject who will
continue my obligation of representation in my stead. My offspring is
endowed with the imperative obligation of representing the ancestors
developmentally, as was I.
The important point is that satisfaction of these two meanings of
representation depends on an economic foundation. First, economic means
are necessary to provide an opportunity for children to rise in the
world and become successful and to allow children to faithfully
represent ancestors after one's death. The latter in particular
demands extensive economic means. Although the primary responsibility
lies with the children, the parents are charged with the no less
momentous responsibility to provide the conditions in which the children
can accede to the family lineage without discontinuity. On this point,
the obligation reveals itself as pressure for successive representation
(Sorenson and Kim 2004, 174).
Education is the best response to this successive pressure.
Empowering children through education is the most apparent method to
fulfill the obligation of representation. This is why in Korea
enthusiasm for investment in children's education has been a
constant for the past century (Chang 1989). Especially, the process of
preparation for entrance to prestigious universities is a modern
"objectified" ritual to reveal the religious preparation of
"better representation" to others: that one's children
are on the way to continue the succession. Investing in children can be
nothing more than ensuring the continuance of representation, which
reaffirms the importance of an economic foundation. This pressure of
successive representation, along with the pressure of developmental
representation, is the source of a powerful economic drive to succeed.
The last modern pressure exerted by the religious effect of
representation is that of collective representation. Subjects who
represent ancestors exist as a collective whole. Descendants of
ancestors encompass not only me but also those who share memories of
those ancestors--that is, my siblings. Here we notice that the
obligation of representation covers not only the hierarchical dimension
of generations but also the horizontal dimension of brothers and
sisters. Although individual brothers and sisters should represent their
parents developmentally and successively, each representation contains
the collectivity as a whole that cannot be separated from one another.
Collective representation means that representation of ancestors should
not be mine alone but ours as well.
Collectivity of representation contains a significant implication:
sharing of the obligation of representation. Representation of ancestors
does not end up in improving my own life but should also be proved
through the lives of my brothers and sisters, thereby sharing the
obligation by us all. In fact, levels of representation cannot but
differ among brothers and sisters. A brother or sister's lack of
economic capability can cause a crisis in collective representation.
This pressure is no less considerable in that the possible failure of
representation by individual family members could damage collective
representation. There arises therefore a sense of responsibility--a
collective responsibility among siblings--to guarantee successful
representation.
Pressure for collective representation has a number of significant
effects. Internally, tacit pressure acts among brothers and sisters to
spur competition among them for economic advancement. They should
stimulate and supervise each other's secular performance so that
every family member can fulfill their totality of roles and contribute
to collective representation. Externally, pressure for collective
representation also spurs competition with other families and enhances
the mutual aids for same family members in need. It is precisely in this
context that the mutual aid given and received among brothers and
sisters is appreciated and rewarded (Janelli and Janelli 1982, 104).
Such a norm of mutual aid originated from the obligation of collective
representation and consequently played the role of assurance on the
familial level of representation.
These pressures help us explain a number of real-world
circumstances. Self-sacrificing female factory workers supported their
entire families, including brothers studying at college, out of their
meager salaries in the 1960s and 1970s. Even low-income families would
spend large amounts of money on exam preparation of their children so
that they could climb up the educational ladder. Modernization in Korea
would have been impossible if not for the high emphasis placed on
economic success, with self-sacrificing, or sometimes self-exploiting
(Ringmar 2005), input of labor, and dedicated concerns on
children's education as pivotal mechanisms for economic growth.
Continuities and Changes in Confucian Familism
The religious characteristic implied in familism reveals its most
patent and typical features in the context of traditional society, due
to the prevalence of Confucianism in Chosun Korea. Does this mean that
the religious foundation of familism no longer exists in modern Korea?
Does familism have nothing to do with religious aspects in contemporary
Korean society where secular principles dominate? Does the principle of
filial piety as a religious imperative no longer operate through
familism? Are the economic effects of familism therefore now muted?
The religious desire to remember and represent ancestors in the
form of filial piety is the original foundation of familism in Korea.
However, modern conditions that differ from traditional society
drastically "secularized the religious orientation of Confucianism
itself. Today few Koreans seem to accept Confucianism as a
religion" (Koh 1996, 281). Confucianism as an institutionalized
religion has disappeared in everyday life, and the deep religious
meaning attached to filial piety cannot easily be perceived. Then how
can Confucianism and filial piety still be seen as sources of economic
growth?
At this point, attention should be paid to a telling article in a
prominent foreign journal. According to Shim, "Korean Christians
are Confucians in Christian cloaks" (Shim 1984). In the eyes of
foreigners, Koreans are situated within the framework of foreign
religion, particularly Protestant Christianity (Lee 1988), but in
reality are living under the influence of Confucianism. (10) Although
Confucianism as a historically institutionalized religion has largely
disappeared, Confucianism as an orientation that is internalized in
everyday life still dominates modern Korean society. Confucianism is
still alive not as an objectified religion but as a cultural ethos that
has been adapted to modern conditions. In this sense, classification of
Confucianism as a system of life and culture remains meaningful (Chan
1999, 212-213). Although the former has been weakened on the formal and
institutional level, the latter has not.
Such Confucian legacy in modern Korea is clearly demonstrated in
Table 1. It shows a cross-tabulation of "practicing ancestor
rites" by "religion" based on a nationwide PPS (probability proportional to size) sample of 1,003 questionnaires
surveyed in May 2000 (Shin et al. 2000). First, the table shows the
distribution of religious belief in modern Korea: Protestant (24
percent), Catholic (9 percent), Buddhist (28 percent), and no religion
(37 percent). Distribution of religion in Korea per se indeed shows no
sign of Confucian tradition at all. (11) However, if you ask a question
to the same sample whether they are practicing ancestor rites or not, 73
percent respond yes. In this important regard, about three-quarters of
Koreans are found to be still Confucian. Especially people in the
categories of "no religion" and "Buddhism" have the
highest yes rate, reaching to almost 90 percent. And, even 78 percent in
the "Catholic" category respond yes. The lowest yes category
is, of course, Protestant, but the rate of Protestants practicing
ancestor rites is still 37 percent. (12) As far as ancestor rites are
concerned, Korea is still predominantly Confucian. Indeed, as the
journal article suggests, Korean Christians are Confucians in Christian
cloaks.
Table 2 provides information on the future of religious orientation
in Korea. The table is based on a survey that asked a sample of 319
young local primary and middle school students in 2008 whether they will
practice ancestor rites when they grow up (Lee 2008, 221, 229).
Surprisingly, the rates belonging to "won't" are only
14.2 percent and 7.0 percent for male and female students, respectively.
The rest of them, including "don't know" and "no
response," consist of 85.8 percent male students and 93.0 percent
female, and they are found not to reject Confucian tradition of
practicing ancestor rites when they grow up. Besides, there exist
Confucian proactive portions of 63.6 percent male and 60.1 percent
female students who manifest clearly that they will do the rituals in
the future. And this trend shows no difference between male and female
students.
Further survey evidence that modern Korea is still predominantly
Confucian, as far as filial piety and ancestor rites are concerned,
comes from a survey of housewives. An absolute majority of housewives,
who make the most substantial "sacrifice" for ancestor rites
in the form of cooking and serving, responds that the ritual is
"necessary." Out of a sample of 249 housewives, living in the
two southern coastal cities of Pusan and Yeosu, interviewed in September
2003 (Jung, Jung, and Kim 2004, 137, 148), only 17 percent claimed that
the ritual is unnecessary. On the other hand, those who think that the
ritual is necessary make up 83.1 percent of the whole sample, including
a strong 55 percent who responded "absolutely" (see Table 3).
The reality still witnessed today is nationwide migration of
millions of Koreans heading for their hometowns on traditional holidays
(Choosuk or Thanksgiving and Seol or Lunar New Year) to pay respect to
their ancestors, and many rigidly adhering to interment burial despite
serious lack of available land. (13) Korea has a unique market where
commodities of "filial piety tourism" or "filial piety
insurance" for elderly parents are widespread. The habitual visits
presidential candidates pay to their ancestors' tombs ahead of
presidential elections show exactly the same context. Attendance at
ancestors' memorial ceremonies is a fundamental appointment most
Koreans cannot defy, and a sense of guilt accompanies nonattendance even
without condemnation by others. Alternatively, Christian memorial
services replace Confucian remembrance ceremonies. Although we may not
take notice of the internalized religious nature of remembrance and
representation of ancestors, it has become a habit of the heart for
every Korean (Sorenson and Kim 2004, 171-174).
In sum, in the course of modernization, traditional means for
remembering and representing have disappeared. Except for the memorial
ceremony, all other objective means or rituals have disappeared and
their absolute religious meaning abridged to a certain extent. Modernity
in Korea deconstructed traditional forms of remembrance and
representation. The need to renew these means of remembering and
representing or to replace them with another form nonetheless persists;
the abolition of traditional means is not an indication of an absence of
desire or obligation to remember and represent. (14)
In the modernization process, the mode of remembrance and
representation has been renewed or transformed from its constrained
form-such as memorial ceremonies--to a generalized form of
"exaltation of the life of one's children." The great
importance attached to education, which is a specific phenomenon in
Confucian society, is an expression of a strong desire to realize this
exaltation of life. A vignette by Janelli and Janelli (2004, 135)
summarizes this transformation well:
In Naeari, the creation of an ancestral hall for collective rites
was viewed as a simplification of ritual practices and, by
implication, a curtailment of filial piety .... Arguing against the
creation of the hall, one elder proclaimed that ancestor rites were
a form of filial piety. Those favoring the hall did not challenge
this moral norm but chose instead to define it more broadly. They
pointed out that by creating the hall, the lineage would no longer
need the extensive land holdings that were used to finance all the
separate rites at gravesites. Some of these ritual estates could
then be sold to provide funds for the education of promising
descendants, which would also be a form of filial piety, they
maintained.
Conclusion
There have been many studies that have highlighted Confucian
culture and familism as positive reasons for Korea's success. A
central weakness of these studies is the failure to identify the
mechanisms through which aspects of Confucianism and familism enabled
success. We emphasize the significance of filial piety. As a religious
ethos, filial piety internalizes responsibility for remembering and
representing ancestors among Koreans in general, which transforms itself
through familial practice into motives for economic success. The
religious imperative of filial piety is the hidden source of
self-sacrificing labor and adherence to education in Korea, and thereby
we may label it as a Korea-specific or Confucian-specific
"spirit" of capitalism. (15) It would not be an exaggeration
to call the Korean economy of the last fifty years an economy of filial
piety.
The main effects of the religious impetus to remember and represent
ancestors are found in three sociocultural pressures: developmental,
successive, and collective. (16) With the strategy of the developmental
state from the top, the economy of filial piety from the bottom has
constituted the other side of the coin of economic development in Korea
since the 1960s. Korean development in the 1960s and 1970s heavily
depended on mobilization of human resources. Familial representation was
decisive in channeling dedicated labor and education-obsessed parental
concerns to the process of industrialization. Representation under
conditions of abject poverty became "economic representation."
From a macroperspective, it was effective in establishing a dedicated,
disciplined, and educated workforce. Self-sacrificing labor coupled with
educational enthusiasm (or obsession) was the central mode of the
practice of economic representation.
The developmental state of Korea derived familial mobilization from
the economy of filial piety, and successful economic growth was achieved
through efficient distribution and management of that economy.
"Developmental, collective, and successive representations"
hold remarkable significance in this process. The state minimized the
cost of social welfare by relying on familial mutual aid generated by
these pressures of representation. Instead, the state appropriated the
curtailed cost for construction of economic infrastructure, which
consequently paved the way to maximize macroeconomic growth. Family-like
affective ties or associations, mediated by school or local networks,
internalized responsibility for one another as an ethos and were
functionally connected with the mobilization mechanism of the
developmental state (Lew, Chang, and Kim 2003).
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Notes
We would like to thank the 2009 Fulbright Senior Research Program
for supporting Seok-Choon Lew's leave at the Graduate School of
International Relations and Pacific Studies, University of California,
San Diego, from September 2009 to February 2010, during which time he
was able to complete this work. Thanks also go to Stephan Haggard,
Jong-Sung You, and Ji-Hyeon Jeong for improving the quality of this
article, which is a substantially revised version of our earlier paper
in Korean published in HankukSahoehak (Korean Journal of Sociology) in
2005, 39, 6: 52-86.
(1.) These virtuosi are exemplary figures who are considered the
ideal model in Confucianism (Hahm 1998, 2004). They are those who have
mastered the religious solution of Confucianism by gaining knowledge
through the investigation of objects and the cultivation of the mind
(Taylor 1990, 39-52; de Bary 1998, 100-102). Realistically, however,
this is limited to only a few.
(2.) Filial piety is considered the first virtue in Chinese
culture. While China has always had a diversity of religious beliefs,
filial piety has been common to almost all of them. This relationship
was extended by analogy to a series of five relationships or five
cardinal relationships (wulun): lather and son, ruler and subject,
husband and wife, elder and younger brother, friend and friend.
(3.) Fung Yu-lan (1952) estimates that the Confucian world is where
the sacred and the profane are unified as one, and in this sense,
Confucianism is the synthesized principle that encompasses religion and
reality.
(4.) This is similar to Weber's thesis on Protestantism, in
that Protestants are attached to the objectified evidence of wealth in
order to subjugate tension and unrest as well as strengthen the
subjective conviction of salvation (Weber 1951 [1920]).
(5.) The process of competitive diffusion of intensified clan rules
on ancestor memorial services, the publication of genealogy books and
collected works of ancestors, and the erection of ancestral memorial
halls and shrines in the late Chosun dynasty can be viewed in this
context (Deuchler 1992).
(6.) According to Putnam (1993), the sociocultural orientation of
southern Italy can be explained from the perspective of familism as
well.
(7.) Weber found a clue to kinship "relativization" in an
incident recorded in Galatians about the symbolic significance of the
"conference at Antioch." According to this record, St. Paul overcame the kinship exclusivity of St. Peter and tolerated
uncircumcised Gentiles by agreeing to hold rituals and communion with
the Gentiles. For Weber, this incident is a sign of progress made in
modern Western history in which the familial (kin) boundary is crossed
to advance into universalism (Weber 1961 [1923], 335).
(8.) Family is the unity when compared to individuals. However,
each family can be a part of a greater and more fundamental principle,
the Heavenly Principle. As such, the worldview of Confucianism is
constituted of links of unity and parts. In any case, those alienated
from these links--that is, separate entities-cannot exist (Choi 1999).
(9.) "A lineage woman told us that her first son died in
childhood, shortly after her husband's family had failed to perform
a death-day rite for one of their ancestors. Someone later told her that
omitting the rite had caused her child's death" (Janelli and
Janelli 1982, 157).
(10.) An example of this can be "the Christian memorial
service" in Korea (Sorenson and Kim 2004, 173). In fact, memorial
services that mourn the dead are a phenomenon specific to Korean
Christians and cannot be found in the Christian Bible or its doctrines.
Korean Christians in general show a negative response to Confucian
memorial rituals, but paradoxically, Christian memorial services
practiced now have many implications, as they are Christian adaptations
of traditional Confucian values.
(11.) The 2005 census, which includes "Confucianism" as a
response category, reports: Protestant, 18.3 percent; Catholic, 10.9
percent; Buddhist, 23.1 percent; Confucian, 0.2 percent; other religion,
0.5 percent; and no religion, 46.5 percent (Korea National Statistical
Office 2008, 583).
(12.) In Korea, it is generally admitted that Protestant orders
have strictly banned Confucian memorial rites that require bows and
sacrifices to the dead, while Catholic orders have maintained a moderate
view on these rites (Lee 1988). This difference of missionary strategy
creates a significant attitudinal gap between Protestants and Catholics
toward the issue of Confucian ancestor rites. Catholics are more
tolerant than Protestants. For example, one Protestant online newspaper
reports that out of 100 lay believers, fifty-six think that practicing
"traditional ancestor rite" is a serious problem since it is
"idol worship" (www
.unionpress.co.kr/news/print_paper.php?number=4676, accessed September
20, 2010). The same report describes twenty-six out of 100 believing it
is no problem because it is just a traditional custom. However,
Catholics show an opposing tendency: "The proportion of Korean
Catholics who practice ancestor rite increased from 69.4 percent in 1987
to 88.0 percent in 1998" (Hankyoreh Daily, April 11. 1998).
(13.) Cremation has been considered to be a serious violation of
filial piety in Confucianism.
(14.) Recently, a big academic conference was cohosted by the
Korean Studies Advancement Center and the World Confucianism Festival
Community to review and search for new forms and methods of Confucian
ancestor rituals and to commemorate 600 years of Confucianism in Korea;
this took place on September 16-17, 2010, at the Seoul Museum of History
(Chosun Daily, September 15, 2010). The conference attracted so much
public attention that it turned out to be a standing-room-only event.
(15.) Gordon Redding (1990) and Souchou Yao (2002) applied similar
logic to overseas Chinese capitalism.
(16.) This unexpectedly reminds one of the economization processes
of religious ethics that transformed the Protestant desire for salvation
into abstinent labor. In this sense, serious comparative studies of
these two aspects are urgently required.
Seok-Choon Lew is professor of sociology at Yonsei University.
Recently. he has written extensively on affective networks in East Asia
and developmental state, including an edited volume of his papers for a
book, Confucian Capitalism and Affective Networks in Korea (forthcoming
in Korean), and a chapter, "Korean Development Model: Lessons for
Southeast Asia," in David Steinberg. ed., Korea's Changing
Role in Southeast Asia (2010).
Woo-Young Choi is assistant professor of sociology, Chonbuk
National University, Korea. His research is mainly focused on Confucian
theory and sociology of religion. His writings, including Social Capital
in Korea: A Comparative Study on Traditional Society and Modern Society
(coedited, in Korean), cover the Confucian path of modernization and the
relationship between Confucianism and modernity in Korean society.
Hye Suk Wang is a PhD candidate in sociology at Yonsei University.
Currently she is preparing a dissertation on the national health
insurance program in South Korea and Taiwan that compares how family
values in the two countries shape different welfare schemes. Her
research focus is on culture and institutions in East Asia.
Table 1 Practice of Ancestor Rites by Religion, 2000
Religion Yes (a) No (a)
Protestant 90 (37.2) (12.2) 152 (62.8) (56.7)
Catholic 71 (78.0) (9.7) 20 (22.0) (7.5)
Buddhism 250 (88.7) (34.0) 32 (11.3) (11.9)
Others 16 (94.1) (2.2) 1 (5.9) (0.4)
No religion 308 (83.3) (41.9) 63 (17.0) (23.5)
Total 735 (73.3) (100) 268 (26.7) (100)
Religion Total (a)
Protestant 242 (100) (24.1)
Catholic 91 (100) (9.1)
Buddhism 282 (100) (28.1)
Others 17 (100) (1.7)
No religion 371 (100) (37.0)
Total 1,003 (100) (100)
Source: Data from Shin, Kwang-Yeong et al. 2000.
Note. (a.) For each answer, the number of responses is
followed by the row percentage (in parentheses), and then
the column percentage (in parentheses).
Table 2 Youth's Opinion of Future Practice of Ancestor Rites,
2008 (percentage of respondents)
Do you think you will practice ancestor rites when you grow up?
Will Won't Don't Know No Response Total (N = 319)
M F M F M F M F M(194) F(125)
63.6 60.1 14.2 7.0 19.9 28.7 2.3 4.2 100 100
Source: Data from Lee, Seung-Yon 2008, 221, 229.
Note: The sample is drawn from local (southeast region of Korea)
students and is composed equally of 10th, 13th, and 15th graders:
M = male; F = female.
Table 3 Housewives' Opinion of Ancestor Rites, 2003
Do you think ancestor rites are necessary?
Absolutely So-So Not at All Don't Know
137 (55.0) 70 (28.1) 17 (6.8) 15 (6.0)
No Response Total
10 (4.0) 249 (99.9)
Source: Data from Jung, Jung, and Kim 2004, 137, 148.
Notes: The sample is drawn from local housewives in Pusan (150)
and Yeosu (100). Number of responses come first (percentages in
parentheses).