Analyzing collective violence in Indonesia: an overview.
Varshney, Ashutosh
In 2001, using violent junctures in the life of a seventy-year-old
Indonesian as a metaphor for the whole nation, Benedict Anderson summarized the history of violence in Indonesia in a poignant manner:
A seventy year old Indonesian woman or man today will have observed
and/or directly experienced the following: as a primary school age
child, the police-state authoritarianism of ... Dutch colonial rule ...;
as a young teenager, the wartime Japanese military regime, which
regularly practiced torture in private and executions in public ...; on
the eve of adulthood, four years (1945-49) of popular struggle for
national liberation ... at the cost of hundreds of thousands of lives;
as a young mother or father ... the cataclysm of 1965-66, when at least
600,000 and perhaps as many as two million people ... were slaughtered
by the military; in the middle age, the New Order police-state, and its
bloody attempt to annex East Timor, which cost over 200,000 East
Timorese lives ...; in old age, the spread of armed resistance in ...
Aceh and West Papua, the savage riots of May 1998 ... and ... the
outbreak of ruthless internecine confessional warfare in the long
peaceful Moluccas. (Anderson 2001, 9-10)
The articles in this issue, written by a new generation of scholars
working on Indonesian violence, do not disagree with Anderson's
portrayal. But they do choose a different methodological path to sketch
and analyze violence in Indonesia. Instead of focusing on the aggregate
picture, these studies on the whole disaggregate violence and focus on
variations, (1) on the assumption that, following Gary King, Robert
Keohane, and Sidney Verba (1994), studying variation in collective
violence is one of the best ways, if not the only way, to explore
causation. (2) The variations covered here are of various types: across
space, across time, and in the forms of collective violence. While we
cannot claim that we have fully sorted out the causes of Indonesian
collective violence--a great deal more work is clearly required--we do
take necessary steps in that direction.
A second distinctive aspect of these writings is their comparative
intellectual anchorage. Scholars of Indonesian violence have, on the
whole, communicated with one another, (3) but innovative research often
emerges in a dialogue with other subfields, in an engagement with newer
methods, in a critical encounter with recent theories. (4) In studies of
Indonesian violence, an intellectual engagement with debates emerging in
other parts of the world, or with the evolving methods and theories in
the field of ethnic conflict, is generally missing. (5) As a result,
despite its potential relevance, Indonesia has not been adequately
incorporated into the larger body of theoretical and comparative
literature. (6) Indonesian materials on ethnicity and conflict are
simply too meaningful to be left outside the emerging domain of
comparative theory.
Finally, these articles also raise some new questions about the
sources of information scholars of Indonesian violence tend to use.
Comparative scholars on ethnic conflict have come to believe that
newspapers, not government records, are the best, though not a perfect,
source of information on collective violence. Is this true for
authoritarian settings as well? If so, what kind of
newspapers--national, provincial, or those at the subprovincial or
district level--should scholars rely on?
Indonesia's "national newspapers" have focused
mostly on the largest and most visible episodes of violence, the biggest
riots, and selective acts of terrorism, leaving a lot that is
analytically important out of their reporting gaze. We find that
provincial newspapers are on the whole better than the national
newspapers for tracking such large-scale violence. But the most
important insight of these works is that subprovincial or district-level
newspapers, rarely a favorite of "high scholarship," are a
better source for analyzing small-scale collective violence such as
lynching, which can also end up taking a lot of lives. Once we look at
this level and include small-scale violence in our overall figures of
casualties, the amount of collective violence recorded in Indonesia goes
up significantly. Research elsewhere might benefit from this insight
emerging from the studies of Indonesian violence. For what might be
called small-scale, or routine, group violence, local newspapers,
despite not having star reporters and distinguished editors, may be the
best sources of information.
In the remainder of this introductory overview, I elaborate on
these themes and touch on some allied matters as well. My attempt is
primarily to bring scholarship on Indonesia in conversation with the
arguments emerging in other parts of the world, and to initiate a
systematic interaction between chronicles of Indonesian violence on the
one hand and the theories and methods in the subfield of comparative
ethnic conflict on the other. Indonesian violence needs theory, and
theory in turn needs Indonesian case materials.
How Violent?
Before turning to the causes of Indonesian violence, it is
worthwhile to place the country in comparative perspective. How violent
is Indonesia? Is it more violent than other societies?
There is a consensus in the field that at higher levels of income,
the incidence of collective violence, especially riots and civil wars,
declines (Fearon and Laitin 2003; Horowitz 2001). This generalization
is, of course, a statement about averages. It should not be construed to
mean that high-income societies have no riots. US riots in the 1960s and
1990s and riots in the UK in the 1980s and in France in 2005 show that
high-income societies are not entirely free from collective violence.
But such societies have lower levels, and lower frequencies, of rioting.
While the links between income and collective violence are not fully
understood, a negative correlation is robust. (7) It follows that
Indonesian collective violence should be compared with patterns and
magnitudes of such violence in low-income, or at best middle-income,
countries.
How good are the statistics on collective violence in such
societies? While we do have some usable, if imperfect, datasets on civil
wars, we do not yet have reliable cross-country datasets on riots,
pogroms, and lynchings. (8) Since the primary focus of the articles in
this issue is on the latter, not on civil wars, we cannot be absolutely
confident that for forms of collective violence that stop short of civil
wars, Indonesia is more violent than other societies at the low- or
middle-income level.
Still, a few sensible comparisons with some, if not all, developing
countries can be made. Also relevant are the materials from Western
Europe and North America in the late nineteenth century, a period often
used for suggestive comparisons with developing countries in the second
half of the twentieth century.
Lynching
Consider, first, lynching as a form of collective violence. A
comparison of Indonesia and the American South during 1882-1930 is
revealing. Sometime after the end of the American Civil War and the
abolition of slavery, lynching of African Americans became common in the
American South. (9) Available studies suggest an annual average of a
little over 100 lynchings during 1882-1930, or roughly one lynching
every third day during those forty-nine years. (10)
These late nineteenth- and early twentieth-century US statistics
pale in comparison, when juxtaposed with the evidence presented by
Bridget Welsh on lynchings in Indonesia in this issue. Welsh studied
only four of the thirty-six Indonesian provinces: West Java, Bali,
Bengkulu, and South Kalimantan. "These provinces were selected
because they were seen as less violent than others." Still, and
much to her astonishment, she found that in a mere ten years
(1995-2004), over 5,500 people were victims of lynching in the four
provinces, giving us an annual average of more than 500 victims.
Can we estimate the total annual numbers of lynching victims for
all thirty-six provinces of Indonesia in this ten-year period (and even
more demandingly, for all provinces for a longer period)? Until further
empirical research is done, there is, of course, no good way of doing
this. (11) Still, some revealing conclusions can be drawn. Even though,
compared with Indonesia today, the United States had a smaller
population during 1880-1930, the per capita lynching in Indonesia is
almost certainly higher. (12) Not only has Welsh studied only four out
of thirty-six Indonesian provinces but, as noted earlier, these
provinces were chosen because they were known to be low-conflict
provinces. Unless we wish to make the unlikely argument that lynching as
a form of collective violence was absent in the remaining provinces, the
numbers killed in lynchings in the country as a whole for the period
1995-2004, or for a longer period, are bound to be significantly larger
than Welsh's estimates.
In short, to punish theft, robbery, hit-and-run accidents, rape,
adultery, and witchcraft, a very large number of Indonesians appear not
to rely on the police or the law at all. Taking law into their own
hands, they opt for the "popular forms of justice." Indeed,
Welsh also discovered that often the local police were informed ahead of
time about planned lynchings, and they willingly acquiesced. Moreover,
in a number of cases, if not all, leaders of the local communities were
not only aware that preparations for lynchings were being made, but they
also authorized the acts of lynching or participated in the rituals.
(13) Unless later empirical research surprisingly disconfirms the
reasoning here, it is safe to argue that lynching as a form of
punishment was not some thing that occurred primarily in
Indonesia's past (Colombijn 2002); it is also widely practiced in
contemporary Indonesia, in contrast to the United States, where it has
become quite rare. (14)
Religious Violence
Let us now turn to religious violence. Indonesian data can be
fruitfully compared with the statistics available on Hindu-Muslim riots
in India. Both countries have remarkable ethnocommunal diversity.
Moreover, for most of their independence, they have also been low-income
countries. Since the incidence of collective violence, as already
argued, is (negatively) correlated with income, an India-Indonesia
comparison is much tighter than a comparison of Indonesia with the
United States in the late nineteenth and early twentieth centuries.
For India, Steven Wilkinson and I have constructed a dataset for
the period 1950-1995 and provided evidence for over 7,000 deaths in
Hindu-Muslim riots (Varshney 2002). (15) For Indonesia, Mohammad Zulfan
Tadjoeddin, Rizal Panggabean, and I have documented more than 5,400
deaths in Muslim-Christian violence over a fourteen-year period, lasting
from 1990 through 2003 (Varshney, Tadjoeddin, and Panggabean, this
issue). (16) Can something comparatively significant be said about
religious violence in India and Indonesia?
Let us first note that even if a period of forty to fifty years is
covered for Indonesia, the number of deaths in Muslim-Christian
violence--roughly 5,400 during 1990-2003--is unlikely to be larger than
what we have for Hindu-Muslim violence in India (over 7,000 deaths
during 1950-1995). Muslim-Christian violence is of recent origin in
Indonesia, whereas Hindu-Muslim violence has a history of more than a
hundred years. Indeed, given this difference in longevity and the
political significance that such longevity conveys, it makes sense to
suggest that in several if not all ways, Indonesia's Pribumi (sons
of the soil)--Chinese cleavage, not its Muslim-Christian cleavage, is
conceptually similar to India's Hindu-Muslim divide. Associated
with frequent violence in history, the Pribumi-Chinese cleavage has been
a master cleavage of twentieth-century Indonesia, just as the
Hindu-Muslim cleavage has been one in twentieth-century India. (17) In
the future, Muslim-Christian differences may outstrip the
Pribumi-Chinese animosities in significance, but that is not yet true in
Indonesia.
How does Indonesia's Pribumi-Chinese violence compare with
India's Hindu-Muslim violence? In the fourteen-year period
(1990-2003) covered by Varshney, Tadjoeddin, and Panggabean (this
issue), anti-Chinese riots claimed 1,259 lives. (18) Could the number be
as large as it is for Hindu-Muslim violence in India--over 7,000
deaths--if a larger swath of time were covered?
We know that there was significant anti-Chinese violence during
Indonesia's independence struggle (1945-1949). (19) More
importantly, we also know that the anti-Chinese killings of 1965-1966,
perpetrated as part of anti-Communist massacres, were massive and
horrendous. While no clear estimation is available, there is a relative
consensus that half a million people, including many Chinese, were
slaughtered, making it the largest episode of violence in
twentieth-century Indonesia (Cribb 2001). Finally, there were massacres
of the Chinese in West Kalimantan during 1967-1968. "Estimates in
the written accounts of the number of Chinese massacred range from two
to five thousand, although these figures exclude deaths that later
occurred in detainment camps" (Davidson 2008, 68).
If revolutionary violence during 1945-1949 is to be included on the
Indonesian side, we should also perhaps incorporate on the Indian side
the gruesome Hindu-Muslim carnage during India's partition in 1947.
Though available numbers are not precise, most scholars believe that
roughly a quarter million people perished during the partition of India.
Still, there is no parallel to the 1965-1966 slaughter in India's
postindependence history. At no point after India's independence
were half a million people massacred. Riots after the destruction of
Baburi mosque in December 1992 and anti-Muslim pogroms in the state of
Gujarat in 2002 were the biggest episodes of postindependence
Hindu-Muslim violence. Each took slightly over 1,200 lives, mostly
Muslim (Varshney 2002, 2002-2003). (20) The master cleavage of
Indonesian polity has arguably been much more brutal.
How should we conclude? Even after these comparisons are made, I
don't think we can confidently say that Indonesia is more violent
than other societies; a major point of our collective work is that the
incidence of violence in many developing countries is either unknown or
almost certainly underestimated. But regardless of what later
comparisons might show, the scale of ethnocommunal violence in Indonesia
does appear to be enormous. Anderson's formulation about the
experience of violence that a seventy-year-old Indonesian is likely to
have witnessed, or experienced, is largely correct, meaningful, and
worthy of further exploration.
Variations
In search of greater understanding, as already indicated, the
scholars who have contributed to this issue choose spatial and temporal
variations in the incidence of violence over commonalities as their
preferred method. Varshney, Tadjoeddin, and Panggabean seek to ascertain
the distribution of all forms of collective violence short of civil war
and test some existing theories of violence. Patrick Barron and Joanne
Sharpe take the investigation down to the district level, asking whether
violence is as spatially concentrated as Varshney, Tadjoeddin, and
Panggabean believe. Welsh asks whether it is possible to understand why
some places experience lynching as a mode of "justice" and
others do not, unless one probes local conditions. Jacques Bertrand
concentrates not on spatial but on temporal variation. He compares those
periods in Indonesian postindependence history that have been marked by
large-scale violence with those that were peaceful and asks what
systemic features explain why violence was so concentrated around the
breakdown of the New Order but has declined since 2001. Yuhki
Tajima's primary, if not exclusive, focus is on temporal variation:
why violence became so intense in the 1990s, compared to the 1980s.
A Brief Methodological Detour
Before I present an overview of the substantive findings, we need
to ask why there is such emphasis on variations in these writings. The
answer is quite simple. Although their arguments about qualitative
research are rooted in statistical theory, King, Keohane, and Verba
(1994) have significantly altered the way qualitative research is done
in contemporary political science. King, Keohane, and Verba contend that
a case study of violence, or several case studies of violence, would not
give us a theory of violence.
Why should that be so? Why would a study of violence alone not
generate an adequate theory of violence? What might explain this
paradox? Here is how one can summarize the crux of the matter:
Suppose on the basis of commonalities, we find that inter-ethnic
economic rivalry (a), polarized party politics (b), and segregated
neighborhoods (c) explain ethnic violence (X). Can we, however, be sure
that our judgments are right? What if (a), (b) and (c) also exist in
peaceful cases (Y)? In that case, either violence is caused by the
intensity of (a), (b) and (c) in X; ... or there is yet another factor
(d), which differentiates peace from violence. It will, however, be a
factor that we did not discover precisely because peaceful cases were
not studied with the conflictual ones.... In short, until we study
ethnic peace, we will not be able to have a good theory of ethnic
conflict. (Varshney 2002, 6)
Since the publication of King, Keohane, and Verba nearly a decade
and a half back, further methodological interventions have taken the
debate forward. Arguments reviving case studies, or a quest for commonalities, have resurfaced, but their form has changed. Case studies
may not fit well with statistical modes of inquiry, argues John Gerring
(2006, 2007), but case studies remain the best way of understanding
causal mechanisms (why A causes B), whereas statistical research, when
done well, can at best give us causal effects (what the effect of A on B
is). Large-n statistical research, which is the foundation of King,
Keohane, and Verba's arguments, typically has too many cases or
observations. In and of its own, it does not allow scholarly intimacy
with any of the empirical cases. As a result, we can't quite figure
out the process through which a given outcome occurs. And without
understanding the process--what led to what--it is hard to sort out
causal mechanisms.
Moreover, studying similar cases is not without value. While it
will not allow us to clinch arguments precisely for the reasons King,
Keohane, and Verba identified, studying similar cases can knock down an
existing theory or allow us to propose a theory that may be tested
later. (21) Amartya Sen's theory of famines is among the best
examples. Sen (1983) proposed a theory based on five famines; there were
no nonfamines in his research design. Sen could not fully prove his
argument about how famines represented entitlement failures, but the
evidence he gathered was enough to knock down the conventional theory:
that sharp declines in food supply cause famines. Moreover, a new
theoretical idea--that entitlement failures cause famines--was put on
the table for further investigation. (22)
What implications do these larger methodological arguments have for
the studies of violence in Indonesia? First, studying violence alone may
permit us to undermine existing theories and may even allow us to
construct new theories, but we cannot be sure that our theories are
right on the basis of commonalities alone. As Tajima in this issue
points out, Gerry van Klinken's recent book falls in this category
(van Klinken 2007). Van Klinken only studies major acts of rioting,
building no variations into his research design. Second, case studies
will continue to give us a sense of causal mechanisms, but again we
can't be sure that the mechanism we identify in a case, or a set of
cases, indeed produced the outcome observed, unless we select and study
varying cases: cases of high violence versus low violence, or cases of
violence versus peace. King, Keohane, and Verba may have underestimated
the value of studies that compare similar outcomes, but their point
about why variation is necessary for understanding causality--or to be
more precise, "causal mechanisms"--remains valid.
This intellectual background should explain why these writings are
different from how violence used to be studied in Indonesia. They
reflect the methodological zeitgeist of our times. However, despite
sharing methodological concerns, these scholars do have important
substantive differences, toward which I now turn.
How Spatially Concentrated?
Though the levels of violence in Indonesia may be very high,
Varshney, Tadjoeddin, and Panggabean claim that Indonesia fits the
comparative pattern of distribution noted in recent studies of violence
elsewhere. As in India, sub-Saharan Africa, and the 1960s United States,
collective violence in Indonesia is highly locally concentrated. (23)
Varshney, Tadjoeddin, and Panggabean find that fifteen districts alone,
holding a mere 6.5 percent of Indonesia's total population in 2000,
account for as much as 85.9 percent of all deaths in all forms of
collective violence short of civil war.
Barron and Sharpe disagree. Varshney, Tadjoeddin, and Panggabean
based their figures on a reading of provincial newspapers. Barron and
Sharpe coded district-level or subprovincial newspapers in twelve
districts of two provinces--East Java and East Nusa Tenggara (NTT)--for
2001-2003 and discovered evidence of more widespread violence. Barton
and Sharpe selected these provinces because they were generally viewed
as low-conflict areas. Still, compared with Varshney, Tadjoeddin, and
Panggabean, they found "over three times as many deaths." They
also think Varshney, Tadjoeddin, and Panggabean missed "thousands
of deaths from collective violence."
Are Barron and Sharpe right? In a larger conceptual sense they are,
but in a statistical sense some unresolved points require greater
empirical scrutiny in the future. Let me explain.
Provincial newspapers are the basis for the dataset constructed by
Varshney, Tadjoeddin, and Panggabean. If the speculation of Barton and
Sharpe turns out to be right for the nation as a whole, it will be a
damning critique of how even provincial newspapers, let alone national
newspapers, covered collective violence in Indonesia. But it is worth
pausing for a moment to ask: What can twelve districts in two provinces,
covering an estimated 3.3 percent of Indonesia's population in
2000, establish for the country as a whole? The Varshney, Tadjoeddin,
and Panggabean dataset covered fourteen provinces accounting for 72.4
percent of the country's population. Indonesia now has thirty-six
provinces and over 400 districts. Before we can extrapolate from twelve
districts studied during 2001-2003, we need to know whether these
districts were representative of Indonesia in general. At issue is a key
conceptual matter, about which we have no empirical knowledge yet: Is
small-scale violence, such as lynching, more common in low-conflict
areas? If high-conflict areas have more riots and very few lynchings
and, contrariwise, low-conflict areas have a lot of small-scale violence
but very few riots, then it is quite possible that the twelve districts
of Barron and Sharpe may not be generalizable to the country as a whole.
One of the greatest challenges for conflict research in Indonesia, as
elsewhere, is to sort out the relationship between small-scale violence
and large-scale violence. (24) No existing theory allows us to predict
this relationship. (25)
However, in a deeper conceptual sense, Barron and Sharpe have made
a compelling point. By systematically comparing--for the first time--the
reportage in provincial and district-level newspapers, and showing that
"provincial sources ... picked up only 39 percent of deaths from
group violence in our research areas," they have empirically
established what was at best a hunch before: that district newspapers
are much better at reporting small-scale group violence than newspapers
at higher levels of the polity. Evidence provided by Welsh (this issue)
lends further credibility to this argument. Barron and Sharpe make it
abundantly clear that by relying on provincial newspapers, Varshney,
Tadjoeddin, and Panggabean underestimated the incidence of small-scale
violence, if not of large-scale violence. Future studies of conflict in
Indonesia, and possibly elsewhere, will have to pay attention to this
finding. The sources one chooses should depend on the nature of the
violence to be studied.
Other than the argument about sources, a new substantive conclusion
is also worth noting. As elsewhere, large-scale violence (riots and
pogroms) may be heavily locally concentrated in Indonesia, but
small-scale group violence (lynchings and intervillage brawls) is quite
widespread. The overall magnitude of each kind of violence--small or
large--may not yet be fully settled, but the variation in the pattern of
distribution is no longer in doubt. Why the two patterns--concentration
of large-scale violence and wider spread of small-scale violence--are
different will require more investigation in the future. No theory in
the field of ethnic conflict predicts this pattern.
Macro Versus Micro
Bertrand critiques Varshney, Tadjoeddin, and Panggabean as well as
Barron and Sharpe. His basic argument is that a large-n statistical
exercise that maps the distribution of violence in a finite time period
focuses too much on the local factors and microprocesses, ignoring the
"broader changes occurring at the macro-level." According to him, one analytically fatal consequence of such emphasis is that large
datasets are unable to explain the temporal clustering of collective
violence in Indonesia: during the mid-1960s and around the breakdown of
the New Order.
Bertrand's own explanation for why one gets these temporal
spikes revolves around the notion of critical junctures. As in Bertrand
(2004), he defines a critical juncture as a political period, when the
basic features of a "national model" are renegotiated. At such
moments,
groups struggle for inclusion, or more frequently, for
renegotiation of their terms of inclusion. They mobilize either
violently, or through extra-institutional protest to renegotiate
unfavorable terms, eliminate discrimination, gain greater recognition,
representation or resources. States turn to address demands and
mobilization through a mix of repression and accommodation. When the
critical juncture comes to an end and institutions are stabilized, new
terms of inclusion are in place, which define relations between ethnic
groups and the state. (Bertrand, this issue)
Pursuing self-admittedly a "historical institutionalist"
mode of inquiry, Bertrand thus seeks to restore "structure" to
the studies of violence. He calls attention to two critical junctures in
the recent history of the nation: Suharto's downfall in 1998,
ending a thirty-year-long polity; and, before that, the embrace of
Islamic groups by Suharto in the early 1990s, upsetting the
multireligious balance of a Pancasila state and leading to serious
Christian anxieties. "The emphasis on critical junctures," he
adds, "also explains why violent ethnic conflict diminished very
significantly after the stabilization of the new regime. After the
accession to power of Megawati Sukarnoputri in July 2001, the new regime
became much more strongly entrenched and stabilized." Thus, with
new ethnic relations renegotiated, Indonesia, according to Bertrand, has
entered a long phase of highly diminished large-scale violence. (26)
As a mode of inquiry, historical institutionalism is basically
about the longue duree, about the continuation of obdurate historical
patterns, and about changes in the basic rules of the game, given
long-standing patterns. In a social science world increasingly
preoccupied with rigor and method, a narrow inquiry is often favored,
for it is easier to be rigorous about short time frames and sharply
delimited problems. Longer processes or historically rooted underlying
factors tend to get neglected, even if they are highly significant.
Bertrand's emphasis on broader processes should therefore be
welcomed. Moreover, there is something fundamentally incontrovertible about the claim that after repressing Islam until the mid- to late
1980s, Suharto's renegotiation with Islam in the early 1990s
altered the basic political parameters of the system, thereby arousing
new fears among certain groups, especially the Christians, and
generating new confidence among other groups, especially the Muslims. In
a number of societies, such fundamental alterations in group relations
have led to violence. It should not be surprising that we have no
evidence of serious Muslim-Christian clashes in Indonesia before the
mid-1990s. Suharto's shift is thus most probably causally related
to Muslim-Christian violence. And the clustering of violence around
1998-2001 also cannot but be connected to the breakdown of a
long-lasting New Order.
However, we need to ask a methodological question: Do large-n
datasets necessarily direct explanation toward the microprocesses,
ignoring macrotrends? Are they prone to such biases?
Typically, large-n datasets map the distribution of a
phenomenon--in this case, how violence was distributed over the years
covered; over the forms it assumed (religious, ethnic, or economic;
riots, pogroms, or lynchings); and over geographical spaces. Datasets
are not about causes; they are a way to describe the empirical universe.
Once the distribution of violence is ascertained, either causal
inquiries are launched or some existing theories are tested. Causality
firmly resides outside the dataset.
Therefore, there is no fundamental contradiction between summoning
a macroexplanation for violence and creating a dataset. Welsh, after
collecting data in her tour provinces for a period of ten years and
identifying its varying distribution, argues that the causes of lynching
"are national and local." And after presenting patterns of
violence, Varshney, Tadjoeddin, and Panggabean argue:
The notion of critical junctures--the decline and end of the New
Order--is of great significance in terms of timing, but this systematic
transformation did not produce collective violence everywhere. Group
violence had local theaters. Some of the local questions that need to be
explored systematically are: how the New Order upset a traditional local
equilibrium of communities--communities rooted in traditional (adat)
forms of governance--in the process of installing uniform, all-Indonesia
forms of local institutions; how migration altered local equilibria;
whether different ethnic or religious communities are integrated or
segregated in different local settings; how the patterns of local
governance have vastly varied; and how economic penetration of
previously self-sufficient communities led to dramatically new results,
marginalizing some communities and privileging others. (Varshney,
Tadjoeddin, and Panggabean, this issue)
Thus, Bertrand and microresearchers can both be right. Temporal
variation is best explained by macrofactors, but spatial variation is
best analyzed when we pay attention to local processes. Macrofactors
vary over time, but for any given point of time, macrofactors are, by
definition, a constant for the entire nation or province, and a national
or provincial constant cannot logically be called on to account for
intranational or intraprovincial variations, as opposed to international
or interprovincial differences. Anticipating this logical truth,
Bertrand concedes that "an emphasis on critical junctures and
institutional change ... explains the emergence of clusters of ethnic
violence, but it cannot in itself explain why violence emerges in some
locations but not others" (Bertrand, this issue). A more thorough
explanation of Indonesian violence will clearly require both macro- and
microexplanations.
An Alternative Explanation for Temporal Variation
Tajima (this issue) provides an alternative to Bertrand's
theory of temporal variation. Instead of emphasizing critical junctures,
defined as something related to the basic properties of "national
model," Tajima concentrates on the changing role of the military.
Taking his central cue from one of the principal theories of violence in
the larger field of ethnic conflict, a theory that focuses on
"state weakness," and combining it with Indonesian
particularities, Tajima argues:
What is surprisingly absent from the Indonesianist literature is
the role of the military. Where the military is mentioned, it is as an
agent provocateur.... Given the central role of the military in both
politics and security in Indonesia and the massive changes in state
security forces during the transition from authoritarian rule, the lack
of attention toward the military as a factor in communal violence is
striking. This is even more so given the prominence of weak state
capacity in comparative theories of ethnic conflict and civil wars.
(Tajima, this issue)
Whatever one's normative position on how the Indonesian
military deployed coercion and whether its coercive role was in the long
term tenable, according to Tajima, we should not forget that rightly or
wrongly, the military was the state's preeminent apparatus for
maintaining domestic order during the New Order. Even the police
reported to the military. The military used excessive violence to put
down disorder but, in the process, large-scale social violence was
averted.
One should emphasize that Tajima does not defend the
military's impunity but only tracks down its implications for
social violence: "The idea that greater concerns over human rights
led to ethnic violence by restraining the formerly repressive military
is not to counsel against the adoption of human rights reforms in
authoritarian regimes. Rather, it suggests that the manner by which
political liberalization is achieved deserves greater attention from
scholars and policymakers."
According to Tajima, starting in the late 1980s, three
"liberalizing" developments progressively undermined the power
of the military, opening up space for large-scale group violence. First,
the rise of the human rights discourse in the international system led
to increasing criticism of the Indonesian military. Especially after the
1991 massacre in Dill, even Suharto, unable to ignore international
pressure, "dismissed two generals and court-martialed 19 soldiers
involved in the affair" and subsequently established the National
Commission on Human Rights. Second, in the early 1990s, serious
differences emerged between the highest rungs of the military and
Suharto. The clash led to Suharto clipping the wings of the military.
And finally, in 1999, President Abdurrahman Wahid separated the military
from the police, making the latter responsible for law and order. The
police, however, were not ready to perform their new role. For decades,
they had been dependent on the military and had no autonomous capacities
of their own. This was precisely the time violence peaked in Indonesia.
In short, rather than the abrupt changes in the national model
disturbing the preexisting equilibrium between groups, it is the eroding
power of the military and the incapacity of the police to fill the gap
that, according to Tajima, explains the clustering of violence around
1998-2001. This argument, consistent with a Hobbesian view of security
common in the field of international relations, is likely to generate a
lot of debate in Indonesian circles.
Conclusion
Displaying knowledge of the methodological and theoretical
developments in the comparative field of ethnic conflict, the scholars
assembled in this issue craft original datasets and reinterpret Indonesian violence. Many gaps of understanding, of course, remain, and
much more work will be required to take the emerging explanations
further. But these writings set the stage for a systematic dialogue
among theory, methods, and the specificities of Indonesian violence. Too
important to be left out, Indonesia must return to the mainstream of
scholarship on ethnocommunal conflict.
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Notes
For comments on an earlier draft, the author is grateful to
Benedict Anderson.
(1.) Bertrand is a partial exception. He does not disaggregate
violence as much as he seeks to explain why aggregate violence had such
variations over time.
(2.) The emphasis placed on variation is, of course, not
incontestable. See Brady and Collier (2004).
(3.) See, for example, Hefner (2008). Hefner reviews three recent
books on Indonesian violence. As the term Indonesian violence suggests,
the literature dealing with it should, in principle, intersect two kinds
of works: those dealing with Indonesia, and those analyzing violence.
Hefner's review makes no reference to the main findings of the
enormous literature on group violence that has emerged in different
parts of the world. The judgment is entirely framed in light of
Indonesian studies.
(4.) A great example of such innovation is a chapter titled
"Creole Pioneers" in Anderson (1983). Anderson, originally a
scholar of Indonesia, looked at nationalism in Latin America with his
Southeast Asianist eyes, producing insights that could not emerge from
within the Latin Americanist literature. Intellectually barging in from
the outside--or what is sometimes called intellectual trespassing--has
its conceptual and methodological benefits.
(5.) Recent works that have begun to incorporate insights emerging
from non-Indonesian materials include Davidson (2008), Sidel (2006), and
van Klinken (2007). Also relevant is a book of essays that probes the
relationship between political science as a discipline and studies of
Southeast Asian politics (Kuhonta, Slater, and Vu 2008).
(6.) For an overview of the theoretical literature in the field,
see Varshney (2007, 2003).
(7.) This does not mean that at higher levels of income, ethnic or
racial prejudices in the functioning of the police and administration,
or hate crimes among the citizenry, disappear altogether. Prejudices can
indeed be shown to exist (Hattam 2007) and hate crimes also continue
(Green, McFalls, and Smith 2001). But collective forms of overt violence
tend to diminish. Before small tensions, clashes, and individually
perpetrated hate crimes trigger riots, the police and administration
intervene more often than not.
(8.) For civil wars, the COW (Correlates of War) dataset is most
used. For a well-known use of the COW dataset, see Collier and Hoeffler
(2004). The MAR (Minorities at Risk) dataset is also often referred to,
but rarely used with confidence. The coding problems of the latter, as
of now, appear to be formidable. Nonetheless, see Gurr (1993).
(9.) To be more precise, lynchings became more frequent after the
so-called period of reconstruction.
(10.) The Chicago Tribune "began tracking lynchings in the
late 19th century. It reported ... 4,951 lynchings in the United States
from the year 1882 through 1930.... Of the victims, 3,513 were black and
1,483 white; 92 were women and 76 of those were black. Eighty-two
percent of the recorded lynchings were in the eleven [southern]
states" (Howard 2007).
(11.) In a project in which I am currently involved with Patrick
Barron and Blair Palmer, we are collecting statistics on lynchings for
the period 1998-2008 for twenty-three provinces, covering nearly 80
percent of the Indonesian population.
(12.) One should also note that American lynching statistics cover
only deaths, not injuries, whereas Welsh covers both. But even after
enough subtractions have been made for injuries, Indonesian figures on
lynching deaths would be considerably higher.
(13.) One should note that the state of affairs in the American
South in the late nineteenth century was not terribly different.
"In the South, those who participated in lynchings ... were likely
to be public officials, members of the Ku Klux Klan, the poor, and the
working class" (Howard 2007, 392-293).
(14.) The 1998 "dragging death" in Jasper, Texas, of
James Byrd Jr. is the last recorded lynching in the United States (Howard 2007, 396).
(15.) Though India, like Indonesia, has several religions,
Hindu-Muslim violence is the primary form of religious violence in the
country.
(16.) Varshney, Tadjoeddin, and Panggabean wanted to cover as long
a period in Indonesia as in India, but compared to Indian newspapers,
Indonesian newspapers turned out to be less usable, reliable, and
available. A great deal of double-checking was necessary.
(17.) Though the key texts on Indonesian Chinese do not use the
term "master cleavage," the following scholars in effect go in
that direction: Coppel (2004), MacKie (1976), and Shiraishi (1997).
(18.) Not all of those killed were Chinese, even if the Chinese
were the target of violence. It is not possible to generate a precise
ethnic breakdown of deaths on the basis of newspaper reports. And police
records, even if available, would not be reliable.
(19.) Under Japanese occupation (1942-1945), too, the Chinese were
targets of violence. Such violence was perpetrated both by the Japanese
and Pribumi (Heidhues 2003).
(20.) Though civil wars are not the focus of writings in this
issue, it is worth adding that India's civil wars have also been
less violent. For East Timor, scholars suggest that 200,000 people were
killed, though the truth commission puts the number at 100,000. Having a
population of about 750,000 in 1973, East Timor is a very small place.
In no civil war in India, including the one in Kashmir, which had a
population of over 7 million in 2001, have the numbers of those killed
been so large.
(21.) For a fuller development of these methodological ideas and
their implications for research in the field of ethnic conflict, see
Hopf (2006), Laitin (2006), and Varshney (2006). These three essays were
part of a special issue on David Laitin's work, sponsored by the
American Political Science Association.
(22.) Varshney (2008) analyzes the fuller implications of selecting
only famines for Sen's theory of famines.
(23.) See Fearon and Laitin (1996), Horowitz (1983), and Varshney
(2002).
(24.) To buttress their claims, Barron and Sharpe also use the data
from PODES, a survey conducted by the government of Indonesia. On
conflict, it is worth asking whether the PODES data are reliable at all,
because the survey administrators, representing the government,
questioned village heads, not a representative sample of citizens. From
the data so produced, it can't be firmly established whether
village heads gave strategic, or honest, answers. I helped write the
conflict questions for PODES, but I did not know beforehand that the
survey would be administered to village heads only.
(25.) Another technical statistical matter is worthy of brief
consideration, it would have been, statistically speaking, quite
stunning if Barron and Sharpe had found "three times as many
deaths" in high-conflict areas such as Maluku, North Maluku,
Central Kalimantan, West Kalimantan, and Central Sulawesi. The number of
deaths in each of these provinces is very high; the discovery of three
times, or even two times, as many deaths would have made an enormous
difference to the overall numbers. In contrast, East Java and NTT are
low-conflict areas. For 2001-2003, based on a reading of provincial
newspapers, Varshney, Tadjoeddin, and Panggabean found only twenty-three
and twentytwo deaths in East Java and NTT, respectively, in acts of
collective violence, whereas Barton and Sharpe found eighty-three and
seventy-three, respectively. Isn't the statistical base here too
small to permit a serious claim about multiples ("three
times")?
(26.) Small-scale group violence may be another matter.
Bertrand's argument does not deal with small-scale violence.