The evolution of the rhetorical presidency and getting past the traditional/modern divide.
Teten, Ryan Lee
Almost six years ago, as a graduate student at Vanderbilt
University, I was first introduced to a division that exists in the
classification of presidential rhetoric and, indeed, of presidents
themselves. The "modern" rhetorical presidency, a term largely
coined by James Ceasar, Glen Thurow, Jeffrey Tulis, and Joseph Bessette
in their article "The Rise of the Rhetorical Presidency"
(1981) and more fully developed by Tulis in his book The Rhetorical
Presidency (1987), has come to dominate presidential study, as well as
the rhetoric of presidential scholarship itself. Indeed, because the
modern presidency is presented in these works as the true origin of the
rhetoric and the power of the contemporary presidency that we observe
today, this demarcation is often used as a jumping-off point for much of
the research in the field (Campbell 1996; Greenstein, Berman, and
Felzenberg 1977; Landy 1985; Liebovich 2001; McConnell 1967; Medhurst
1996a, 1996b; Pfiffner 2000; Polsby 1973; Rozell and Pederson 1997; Shaw
1987; Stuckey 1997). Additionally, if studies do not begin their
analysis with a modern president, then they most likely busy themselves
with attempting to determine the exact point of the origination of the
modern (Gamm and Smith 1998; Greenstein 1978, 1982, 1988, 2000, 2006;
Greenstein, Berman, and Felzenberg 1977; Kernell 1997; Milkis 1998;
Smith and Smith 1990; Tulis 1987, 1996, 1998).
While initially excavating the subject matter, the questions that
seemed to emerge from many works studying the presidency were: Where
does the modern rhetorical presidency truly begin? And who can be seen
as the originator of the style of political activity and presidential
rhetorical prowess that we see today? There was also (and still is) a
debate over whether the modern presidency began with Woodrow Wilson,
Franklin D. Roosevelt, or even Teddy Roosevelt. Looking to provide more
insight into the subject, I dove headfirst into the fray and used a
sampling of 50 State of the Union addresses to make observations on the
conflict.
In my 2003 article, some of my findings, which are questioned and
largely misinterpreted by Chad Murphy in his critical analysis, posited
that there might be "three observable eras in the evolution of the
state of the union address" and that "the modern [period]
begins with Woodrow Wilson and continues to the present day" (343).
However, the main thrust of the article, and a conclusion almost
completely ignored in Murphy's analysis, was that "although
format changes and rhetorical changes have occurred in presidential
rhetoric, the traditional/modern paradigm, seemingly so widely accepted,
may warrant revision and re-evaluation" (343).
In addition, I found that "because of the many variables at
play within consideration of presidential rhetoric, it is nearly
impossible to say with confidence that the observed changes are the
result of single individuals" (343). In this essay, one of my
primary purposes is to respond to the queries raised by Murphy. However,
the bigger question that needs to be examined in the realm of
presidential scholarship is, yet again, the propriety of the
traditional/modern dichotomy. I believe that the use of this paradigm is
not only a hindrance to fully understanding the development of
presidential power and rhetoric, it is a misnomer that is utilized for
simplicity's sake at the cost of extensive and extremely insightful
research.
The Evolution of the Modern Rhetorical Presidency: A Critical
Response
In his essay, Murphy does an excellent job of taking the
much-needed next step for an examination of presidential rhetoric and
the State of the Union address. In order to produce a clearer picture of
the development of the State of the Union address and the changes that
have taken place therein, he includes all of the annual messages in his
study. He asserts, "Consequently, I am able to more clearly
identify the periods of presidential rhetoric and locate the durable
shift in contemporary presidential speech making." This is, very
practically, the most important step that can be taken to supplement the
addresses that were included in my study in 2003.
Once he compiles the data and presents his findings, Murphy comes
to the conclusion that "[m]y analysis suggests that Wilson was more
of a transitional figure, a president with rhetorical features before
his time. Permanent changes in the State of the Union address occurred
later during the Franklin D. Roosevelt administration," He also
explains that "[a]lthough Teten and others assert that the modern
rhetorical presidency began during the Wilson administration, a
systematic analysis of all State of the Union addresses does not support
this, It seems more likely that the new era began during Franklin
Roosevelt's administration."
In his first figure, Murphy examines the use of the terms we and
our in the State of the Union address. In addition, he suggests that
"the general pattern in the comparable addresses is the same"
as that presented in my 2003 article. He "confirm[s] the dramatic
increase in Wilson's use of group words in his second
address." However, he claims that, when aggregated with the
entirety of the State of the Union addresses by president (as shown in
his Figure 3), the spike for Wilson is much smaller than previously
shown. This finding is beyond denial, and Murphy does well to present
the averages for all of the presidents. He also finds that FDR, when
aggregated, has a higher level of use of "popular address
words" (Teten 2007) than does Wilson. He reads this to mean that
"[i]t seems more likely that the new [modern] era began during
Franklin Roosevelt's administration."
He supplements the examination of the terms we and our by
separating the presidents into two separate eras: a traditional era
ending before Wilson and a modern era beginning after FDR. In addition
to these data, he also marks the means for Wilson and FDR on the figure.
On the basis of the finding in this figure and in Figure 3 that Warren
Harding, Calvin Coolidge, and Herbert Hoover did not follow the levels
of Wilson's use of we and our and that a "larger spike
occurred during Franklin Roosevelt's presidency, and subsequent
presidents maintained group-word usage at comparable or higher
levels," Murphy claims that this is significant proof that the FDR
presidency was responsible for the modern rhetorical presidency and that
times "forced Franklin Roosevelt to change the way he crafted his
annual addresses, and those who were elected after not only continued
his traditions but generally expanded on them."
There are several major weaknesses to the argument that is made by
Murphy. The main problem with the findings presented in the first and
third figures is the fact that, although his findings sample the entire
population of State of the Union addresses, they do not differ
significantly from the data presented in my article in 2003. In
addition, even though Murphy produces similar data, he reaches an
alternative conclusion as to the founding of the modern rhetorical
presidency. By looking at the same basic pattern that evolves in the
first figure, it seems unlikely that it can be claimed substantively
that there are conclusively differentiating results.
In addition, the new data that he presents in the aggregated data
format (Figure 3) and in the histogram (Figure 2) seem to reinforce
instead of detract from the importance played by Wilson in the evolution
of contemporary presidential rhetoric. In his conclusions and diagnosis
of Figure 3, he suggests that "[a] useful way to judge which
interpretation is more sound is to consider whether Wilson's
immediate successors followed his example or whether they returned to
the previous pattern." Further, on the basis that although
"Wilson may have given oral addresses, he certainly did not pioneer
a trend that lasted for any period of time, neither in delivery nor in
rhetorical style," Murphy claims that FDR most obviously
contributed more to the cause of the modern rhetorical presidency
because of the continuation by subsequent presidents of higher levels of
rhetoric.
The problem therein is that Murphy acknowledges that Wilson
pioneered not only the oral delivery of the State of the Union address
but also increased levels of "popular address rhetoric"
utilized in the speeches. He also recognizes that "Coolidge and
Hoover both drastically decreased their group-word usage following
Wilson" and that "Coolidge and Hoover
abandoned the practice of delivering the message directly to Congress
and returned to the written form." If, then, Wilson fundamentally
changed the way in which the speech was formatted and delivered, in a
way that FDR and almost every other twentieth- and twenty-first-century
president has seized on, is this not the very definition of altering the
prior rhetorical bounds and expanding them for future presidents? Surely
we cannot suggest that just because of the proclivities of Coolidge and
Hoover, the rhetorical contributions of Wilson, which were utilized and
escalated by FDR, played little role in the development of the
rhetorical presidency.
Another problem arises in his illustration of the different
categorizations of the modern and traditional period (Figure 2), and
where Wilson and FDR lie on that scale. On the basis of this display, he
finds that "Wilson is in the top 5 percent of the traditional time
period and the bottom 5 percent of the modern presidency" and that
"[t]his is more inconclusive evidence regarding the placement of
Wilson. His word usage seems to place him somewhere between the two
eras." The problem with this assertion, again, lies in the very
definition of what he is seeking.
In discovering the origins of a modern rhetorical presidency,
scholars look for an individual who significantly altered the way things
had been done and, in doing so, set a benchmark for behavior and actions
that were followed and expanded on by presidents in the future.
According to Murphy's data, Wilson, more than FDR or maybe any
other president, appears perfectly at the juncture of the old and the
new. His oratorical style and rhetorical changes place him at the
seeming top of one category (usage during the traditional) and at the
bottom of the new category (usage during the modern). Wilson, then,
appears in much the same way that Henry Ford might be seen; Ford
utilized incredible automotive dynamics unrealized before his time
(maybe the top 5 percent of the old way of doing things), but his
innovations must also be recognized as falling nowhere near the
technological advancement and production of today's industry (maybe
the bottom 5 percent of the new way of doing things). Does this really
mean that both Wilson and Ford did not add something significant to the
way things were done?
To Alter a Paradigm
The main problems that arise with Murphy's essay are endemic to presidential scholarship and the study of presidential rhetoric in
general. Scholars inherently look to categorize everything from
presidential greatness and administrative activity to public support and
legislative opposition. The difficulties that are faced in these queries
are numerous and significant. The presidency produces a fairly small
sample of individuals to examine at best. The presidency suffers from a
lack of historical preservation of documents from the eighteenth,
nineteenth, and the beginning of the twentieth centuries. The presidency
has faced such extraordinarily varying contexts regarding the country,
the media, the people, technology, international affairs, and domestic
affairs that it makes any kind of comparison across time extremely
difficult at best.
The dangerous temptation when faced with these problems is to do
what Tulis (1987) did and what Murphy is attempting to do. The creation
of an artificial dichotomy that separates presidential history into
sections without adequate justification unfortunately provides other
scholars with a seemingly permissible reason why a huge subset of
presidents and presidential history can be dismissed in their studies.
If the modern presidency is the only era that provides any kind of
insight into the contemporary president and his words and actions, why
would there even be a need to look to the presidents of the 1800s and
the beginning of the 1900s for their contributions or innovations?
The disclaimer at the conclusion of my 2003 article, which was not
engaged with the Murphy piece, was that, although the initial findings
of my research suggested three possible eras of presidential speech and
behavior, the variation among presidents and their ways of speaking made
any generalizations based on the data difficult and dangerous at best.
Instead of looking for an individual who could be held solely
responsible for the origins of modern presidential behavior, scholars
should instead look on each president as altering, improving, or adding
to the powers and rhetorical prowess of the presidency in some form or
another. Many scholars have begun to take a similar approach in their
examinations of the presidential past (Beasley 2004; Dorsey 2002;
Genovese 2001; Laracey 2002; Lucas 2002; Nichols 1994; Zarefsky 2002).
Even Murphy seems to hint at this throughout his essay, stating that
"[w]ith the fluctuations in the graph of all States of the Union,
it is difficult to say exactly which of these two explanations is more
valid" and that "certainly, further research regarding the
advent of the modern rhetorical presidency is warranted."
The truth is that my continuing study and the inclusion of many
different forms of presidential address and rhetoric in the analysis
suggest that the modern/traditional divide is overly simplistic and can
be severely detrimental to the study and close examination of many of
the presidents of the past and the changes and customizations that each
one added to result in today's contemporary president. Instead of a
black-and-white presidential history that dismisses some presidents
because of their assumed lack of utility, scholars should reach into the
presidential past of all officeholders for insight into the ways that
problems were handled and issues addressed.
Presidential history and the development of the rhetorical
presidency, then, is much less the result of an individual
never-before-seen transformation (although some presidents added more
than others) and is, instead, the culmination of the governance of 43
different individuals and the ways in which they molded and crafted the
office toward their own designs. When the next president is inaugurated
in January 2009, he or she will not find only the rhetorical innovations
and legislative weapons of the presidents since FDR or Wilson at their
disposal. Instead, the next president will be able to survey all of
presidential history to glean inspiration and historical behavioral
lessons from Washington, Monroe, Jackson, Polk, Grant, Arthur,
Cleveland, Teddy Roosevelt, Hoover, Eisenhower, Kennedy, Nixon, Clinton,
and Bush alike. Each of their predecessors dealt with contexts and
confrontations that were unique in form and function from almost any of
those faced by another president. We, as scholars, should follow this
lead and explore the nuances and proclivities of every president for our
study. We should not limit ourselves to an artificial classification
that may be easier to deal with, but that will cost us the deeper
understanding and enlightenment of this institution that we seek.
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RYAN LEE TETEN
Northern Kentucky University
Ryan Lee Teten is an assistant professor of political science at
Northern Kentucky University. He has published articles in Political
Psychology and Political Research Quarterly.