Presidential rhetoric and the power of definition.
Zarefsky, David
Presidential rhetoric is studied from the perspectives of both the
social sciences and the humanities. From a humanistic perspective,
scholars are concerned with the uniqueness of exemplary cases as well as
with recurrent patterns, and they seek insight and appreciative
understanding more than prediction and control. I study presidential
rhetoric in the beliefs that it increasingly is what the presidency is
about and that it makes a difference.
These assumptions are directly challenged by the results of George
Edwards' extensive research program. In his most recent book,
Edwards observes that, although "[engaging] in a prominent campaign
for the public's support" has emerged in modern times as the
president's "core strategy for governing," still
"presidents usually fail in their efforts to move the public to
support them and their policies." (1) Edwards is particularly
bedeviled by the paradox that, whereas people generally assume that
presidential rhetoric makes a difference, "very few studies focus
directly on the effect of presidential leadership of opinion...."
(2)
Edwards' findings are consistent with the "limited
effects" model that has characterized media research for the past
50 years. Whereas people earlier had been concerned that mass media were
like a hypodermic needle with which audiences were injected with strong
doses of propaganda, the empirical research generally found that
mediated messages had little effect at all--so long as one understood
"effect" in terms of measurable changes in the audience's
beliefs or attitudes. (3) And yet few would argue seriously that
mediated messages make no difference, just as few would say that about
the specific case of presidential rhetoric. So Edwards' conclusion
remains paradoxical.
The research agenda described here attempts, at least in a small
way, to move past this paradox and to contribute to answering these
questions: (1) How do we understand the nature of presidential rhetoric
and its effects? (2) What does presidential rhetoric do?
(3) How do we know?
Understanding Rhetoric and Its Effects
Both terms--"presidential rhetoric" and
"effect"--are often understood too narrowly:
"presidential rhetoric" as public speeches and
"effect" as quantitatively measurable changes in indices of
people's attitudes or beliefs. These conceptions reflect an overly
simplistic understanding of the process of communication and the nature
of rhetorical transactions.
Complicating our understanding of presidential rhetoric is the fact
that rhetoric is both a type of evidence available for use by scholars
in any discipline, and a field of study in its own right. Social
scientists, for example, can draw on presidential speeches as data. They
may regard them as independent variables and measure their consequences
for opinion and attitude change. Not surprisingly, they may not find
any. Why? First, we know from communication research that attitudes are
seldom changed on the basis of a single message. Second, replacement of
an attitude or opinion with another is only one kind of attitude change.
Reinforcement of one's initial position, modification in the
salience of a belief or attitude, changes in perception of what other
beliefs or attitudes are related to the one at hand, or differences in
interpretation of what the belief or attitude means are all examples of
other types of change. And third, the focus on the message-audience
relationship--looking for the effects of messages on audiences--is only
one dimension of a rhetorical transaction, and not always the most
helpful or informative. In particular, it tends to reduce the message to
a verbal text and then to treat the text as a "black box,"
rather than seeing its dynamics as interesting and worthy of analysis in
their own right.
The field of rhetorical studies, by and large, makes different
ontological assumptions and relies on a more complex view of the
rhetorical transaction. It emphasizes contingency and choice rather than
predictability and control. According to this view, the rhetor (speaker
or writer) makes choices, with an audience in mind, about the best way
to achieve his or her goals in the context of a specific situation. (4)
Those choices--about such matters as argument selection, framing,
phrasing, evidence, organization, and style, as well as about staging,
choreography, and other aspects of the presidential performance--are
embodied in the text that the rhetor composes and the context in which
it is delivered. An audience, also influenced by context, perceives this
text, interprets it, participates thereby in determining what it means,
and is affected by it.
On this reading, there are at least three different dimensions of a
rhetorical transaction that may be of scholarly interest. One is the
previously mentioned relationship between messages and audiences, and it
is largely an empirical matter. Another is the relationship between
rhetor and text, which could be approached as a historical matter,
exploring archival and other resources in an attempt to discern what the
author was thinking and what rhetorical choices he or she knowingly
made, and why. Alternatively, one might argue that the rhetor's
motives are embedded in the text itself and one might employ modes of
inquiry ranging from content analysis to psychoanalysis in an attempt to
reveal those motives or choices.
Finally, one might take the text itself as the point of departure,
analogous to a work of literary or visual art. (Again, "the
text" refers not only to the words the president speaks but to the
entirety of the presidential performance. For example, the fact that a
State of the Union address is delivered to a joint session of Congress,
with the president appearing before a giant U.S. flag in the chamber of
the House of Representatives, is as much a part of his speech as are the
words he speaks.) In this last case, the key relationship is between the
text and the rhetorical critic, who uses different reading strategies to
reveal levels of meaning or significance in the text. This is a process
of speculative reconstruction of the text, informed by the critic's
insight into the text's possibilities.
A brief example might make these three difficult perspectives
clearer. Consider President George W. Bush's speech to a joint
session of Congress on September 20, 2001. He pronounced war on
terrorist organizations of global reach and issued an ultimatum to
nations that might harbor terrorists. The first approach, studying
message-audience relationships, would ask whether, after the speech,
public opinion changed on such matters as support for military action
against Afghanistan or the president's overall performance in
office. The second approach, examining speaker-message relationships,
would study the development of the message, asking such questions as how
involved the president was in writing the speech or why the principal
writer put God in the text, choosing between freedom and fear--or it
might infer the president's world view from his use of the binary
that nations either support us or support the terrorists. The third
approach, unpacking the text, might observe the open-ended
characterization of terrorism and note that the label of
"terrorism" could be used similarly by leaders of other
nations with reference to their foes, so that the text offers a
potentially dangerous invitation for unwanted "copycat"
activities by other nations.
Our understanding of presidential rhetoric should not be limited to
just one of these perspectives. Rhetoric is not only an alleged cause of
shifts in audience attitudes. It is also a reflection of a
president's values and world view. And it is also a work of
practical art, often richly layered and multivocal, that calls for
interpretation.
The picture, though, is messier even than this. The distinctions
among "historical," "literary," and
"empirical" perspectives are often blurred by rhetorical
scholars themselves. They employ causal language and thereby suggest
empirical claims when they really do not mean to make causal arguments
but have other dimensions of rhetoric in mind. This conceptual
sloppiness invites the rejoinder, especially from social scientists,
that the rhetorician is making claims unencumbered by evidence, and
therefore that no effect can be attributed to presidential rhetoric. A
number of rhetorical scholars, myself included, listened uncomfortably
as George Edwards offered just such a critique in 1995. (5) His point is
well taken. But the remedy is not for rhetorical critics to morph into
empirical social scientists, but rather for them to be more precise
about what they are claiming and to eschew misleading causal language
when it does not fit.
Again, an example may help to illustrate. Suppose a student of
President Bush's September 20 address argues that the speech will
cause other leaders to repress dissidents while claiming that they are
cracking down against terrorists. As a causal proposition, that is
highly unlikely, because it attributes incredible agency to the words of
the U.S. president and implies that other leaders lack their own
decision-making calculus. In any event, it is impossible to prove: How
in the world could one control all extraneous factors? The rhetorical
critic, we may assume, is not so stupid as to blunder into these traps.
It is more likely that the critic really means to say something else.
The statement about what the text "causes" actually says
something more like this: The September 20 speech justifies a strong
response to terrorism, but it leaves terrorism largely undefined.
Reasoning by analogy, it is not hard to imagine another leader, besieged
by intense foreign opposition or domestic dissent, characterizing that
opposition as terrorism and responding the same way as the president of
the United States. One perhaps could say that the text
"invites" this reading (meaning that a reasonable person
plausibly might see it that way) or that a perceptive reader might see
this possibility in the text. But this is quite a different matter from
saying that the president's rhetoric causes copycat responses by
others. This example is typical of presidential rhetoric in that it is
far more likely to suggest possibilities and to issue invitations than
it is to determine outcomes.
There are yet other complications to explore. Aristotle defined
rhetoric as the faculty of discovering the available means of persuasion in the given case. Those last four words emphasize that rhetoric is
situational; it is grounded in particulars and resists easy
generalization. Unpacking a text, probing its dimensions and
possibilities, helps the scholar to understand better the richness of a
very specific situation that already has passed and will not return in
exactly the same way. But if every rhetorical moment is altogether
unique, then our assessments are highly idiosyncratic and have no
generalizability. The solution to this conundrum is to acknowledge that,
while no two situations are exactly alike, patterns of rhetorical choice
do tend to repeat across situations with the same central
characteristics. This need not imply a formal set of genres or
archetypes, types, (6) but it does suggest that rhetorical masterpieces
can be studied in the same way that great works of literature are
studied: with an eye both to offering new perspective on the case at
hand and to suggesting broader principles that will help to explain
rhetorical practice more generally.
Finally, who is the audience for presidential rhetoric? This is not
as simple a question as it might seem. Although the essence of the
public presidency is the assumption of direct presidential appeals for
popular support, we know that even presidents have difficulty gaining a
mass audience. (7) Especially in the contemporary era, the primary
audience for presidents often is other politicians or the media. The
strategies of "going public" may be designed largely to
influence the media, for example. (8) The assumption is that media
response is important in its own right and that, through such devices as
framing, media "translate" presidential messages and influence
how they are understood by ordinary citizens.
Presidential Definition
What has been done so far is to create a space for refreshed
understanding of rhetoric bur not yet to fill it with conceptual
content. Let me therefore advance a claim about what presidential
rhetoric does: It defines political reality.
The key assumption I make is that characterizations of social
reality are not "given"; they are chosen from among multiple
possibilities and hence always could have been otherwise. Whatever
characterization prevails will depend on choices made by political
actors. People participate actively in shaping and giving meaning to
their environment, and they do so primarily by means of naming
situations within it. Naming a situation provides the basis for
understanding it and determining the appropriate response. (9) Because
of his prominent political position and his access to the means of
communication, the president, by defining a situation, might be able to
shape the context in which events or proposals are viewed by the public.
Of course, not all presidential attempts at definition evoke a positive
public response, and one test of the effectiveness of presidential
definitions is to find evidence of such resonance. (10)
To choose a definition is, in effect, to plead a cause, as if one
were advancing a claim and offering support for it. But no explicit
claim is offered and no support is provided. The presidential definition
is stipulated, offered as if were natural and uncontroversial rather
than chosen and contestable. President Bush simply identified the estate
tax as the "death tax," for example, or called intact dilation
and extraction "partial-birth abortion," or pronounced that
rolling back future tax cuts for the wealthy was really a tax increase.
One could argue that each of these definitions is right or wrong, but
the point is that, in defining the situation, the president makes no
explicit argument.
Each of these brief examples illustrates how there are interests at
stake in how a situation is framed. The definition of the situation
affects what counts as data for or against a proposal, highlights
certain elements of the situation for use in arguments and obscures
others, influences whether people will notice the situation and how they
will handle it, describes causes and identifies remedies, and invites
moral judgments about circumstances or individuals. (11) Accordingly,
presidential definition resembles what William Riker calls heresthetic:
"the art of structuring the world so you can win." (12)
Whether the art is practiced consciously or instinctively does not
matter. It can be conscious, as when presidential candidates try to
"define" their opponents, (13) or instinctive, as when a
president gives voice to what may be unexamined ideological commitments.
Inspection of numerous case studies suggests several means by which
presidents exercise their power of definition. One is to create
associations with other terms, expanding the meaning of a term to cover
the new case at hand. September 11 was defined as "war" by
linking it to the specific attributes of that term that were
indisputably present in the situation, thereby extending the reach of
the term. The argument is one of analogy, yet no explicit analogy was
voiced.
Second, a situation can be defined by dissociation. (14) This
consists of breaking a concept into parts in order to identify
one's proposal with the more favored part. One prefers the spirit
of the law over the letter, the real over the apparent, practice over
theory, and so on. When President Kennedy identified his arms control programs with "real peace," not just the temporary absence of
military conflict, he was engaged in a dissociation. The concept of
"peace" was taken apart and reconstructed.
Third, a situation can be defined by identifying it with one or
more condensation symbols. (15) These are symbols which designate no
clear referent but "condense" a host of different meanings and
connotations that otherwise might diverge. They are particularly useful
in defining an ambiguous situation because people can highlight
different aspects of the symbol yet reach the same conclusion. For
example, President Clinton's approach to the budget surpluses of
the late 1990s was "Save Social Security first." Saving Social
Security is a theme with positive resonance, even though people mean
different things by it. The symbol of saving this cherished program
gathers support from among people who may have different reasons for
offering it and who may mean different things by it. The power of the
definition is its ability to condense divergent emotional reactions.
Fourth, presidents can rely on frame shifting, postulating a
different frame of reference from the one in which the subject normally
is viewed. The effect is that people see the thing "in a different
light" and their attitudes about it therefore change. Riker, in
fact, suggests that "most of the great shifts of political life
result from introducing a new dimension." (16) President Bush
employed frame shifting in his ex post facto justification for the 2003
war in Iraq. When no weapons of mass destruction were found, he invited
listeners to see the war from the perspective of the benefits of
eliminating a tyrant, even though that had not been the original
justification, rather than from the frame of protecting the United
States and other nations against the risk of biological, chemical, or
nuclear weapons.
These four approaches undoubtedly do not exhaust the types and
means of rhetorical definition. Part of the reason for amassing data on
specific cases is that it is a way to broaden awareness and deepen
understanding of the resources available to presidents as they engage in
public persuasion.
Eight Case Studies
Several cases of presidential use of the power to define will help
to show how this rhetorical power can be used to alter public
conceptions of political reality, thereby shifting the ground--though
not always in the president's favor.
Case One, When enforcement of an excise tax on whisky triggered
taxpayers' protest in western Pennsylvania in 1794, George
Washington interpreted these events within the frame of Shays's
rebellion in Massachusetts eight years before. To the president, the
protest was not a case of intimidation and violence at the local level,
to be met by the law enforcement authorities, but a fundamental
challenge to the authority of the national government under the
Constitution. Defining the situation in this way, Washington deemed it
important to convey the message that the new government would not be
cowed by threats to it or to him. Accordingly, he issued a request for
militia volunteers to go to western Pennsylvania to quell the
disturbance. When they found no menace in the West, the president
interpreted this as evidence of the deterrent power of federal force.
These definitional moves helped him to make his point, but he then
overreacted in his 1794 Annual Message, claiming the protests to have
been caused by the pro-French democratic societies. The resulting
criticism served to topple Washington from the pedestal of
nonpartisanship, so that he was seen as a Hamiltonian Federalist and was
publicly vilified by Republicans during the last years of his term. (17)
Case Two. Until 1832, presidential elections were understood as a
process for selecting the man who would be most capable to administer
the Executive Branch. They chose the office holder but not his policies.
Near the end of his first term, however, Andrew Jackson was the target
of National Republicans in Congress who sought to embarrass him by
voting to recharter the Bank of the United States (which he opposed)
four years before its charter was to expire. Jackson vetoed the Bank
bill and, in an emotional message to Congress, called on voters to
sustain his action in the coming presidential election. He was indeed
reelected, although it is likely that this result was independent of the
Bank issue. (18) Nevertheless, Jackson defined his reelection as a
mandate to get rid of the Bank. He said, "Whatever may be the
opinions of others, the president considers his reelection as a decision
of the people against the bank.... He was sustained by a just people,
and he desires to evince his gratitude by carrying into effect their
decision so far as it depends upon him," (19) and he engineered the
Bank's collapse by ordering withdrawal of government deposits. From
then on, winning candidates often interpreted their election--no matter
how ambiguous the circumstances--as a mandate for particular actions.
John Tyler did so in 1844, defining Polk's election as a mandate
for the immediate annexation of Texas. Abraham Lincoln did so in 1860,
citing the election results to justify his refusal to engage in
last-ditch compromise moves to avert the secession crisis. Grover
Cleveland did so in 1892, viewing the election results as a mandate to
abandon silver in favor of the gold standard. Warren G. Harding did so
in 1920, defining the results as a mandate to stay out of the League of
Nations. Lyndon Johnson did so in 1964, understanding the results as a
mandate for the enactment of Medicare. Ronald Reagan did so in 1980,
finding in the results a mandate for substantial tax cuts. George W.
Bush did so in 2000, viewing his election, albeit disputed, as a mandate
to enact the Republicans' conservative platform rather than
moderate measures in the name of national unity. (20)
Case Three. Abraham Lincoln accepted civil war in order to preserve
the Union by demonstrating the impossibility of secession. Although
personally opposed to slavery, he insisted that he had no power to alter
it where it already existed. For this reason he was willing even to see
a constitutional amendment that would have protected slavery in the
southern states in perpetuity. The war was about the integrity of the
Union, not about slavery. But Lincoln, like most of his countrymen, had
not expected a long and protracted war. As Union losses continued to
mount with no end to the struggle in sight, it became harder to rally
support and to inspire sacrifice for the sake of the status quo ante.
Moreover, restoration of the Union was a morally neutral principle,
unlikely to deter Britain and France from recognizing the Confederacy as
a legitimate government, perhaps even intervening on its behalf.
In a series of rhetorical moves during 1862, Lincoln gradually
redefined the aims of the war. He did not abandon his commitment to
colonization of freed blacks as the optimal policy, but in his 1862
Annual Message he began to suggest that the opposition to emancipation
was based on arguments that were "imaginary, if not sometimes
malicious." (21) He issued the Emancipation Proclamation, which was
carefully drawn to apply only to areas that were in rebellion--or, in
other words, to the areas where he had no power to enforce it. By doing
so, he was able to define emancipation not as a new objective but as a
means to preserve the Union--by inducing slaves in rebellious states to
desert their masters and enlist in the Union army, by dissuading Britain
and France from intervention, and by arousing Northerners to sacrifice
for the sake of a moral good. He was able to bypass challenges to his
authority through defining a radical change in policy as continuity, as
merely a means to achieve the already established goal.
Case Four. Traditionally, liberalism had been understood as
implying minimal government intervention in the life of the individual.
Government had no role to play in economic development or social
welfare; individuals would fend for themselves in the race of life.
Franklin D. Roosevelt effectively redefined liberalism as meaning just
the opposite. In speeches during the 1932 campaign and in his actions
thereafter, he did so by arguing that individual freedom was threatened
by the consolidated power of big business. Individuals could not bargain
freely in the marketplace when power relations were so unbalanced.
Accordingly, protecting individual freedom required establishing a
countervailing power to offset the weight of big business, and this
function would be performed by big government. It is hard to remember,
but before Presidents Reagan and Bush redefined liberalism once again,
the view of an activist government was often positive, because it had
the energy to improve the human condition. Even Republican Presidents
Eisenhower and Nixon felt constrained not to dismantle the major
programs of the New Deal and its progeny. In this way, major government
programs achieved a national consensus even though they were understood
as programs of liberal reform. Defining the new as a means to achieve
the old, Roosevelt transformed the political landscape for nearly half a
century. (22)
Case Five. Lyndon Johnson entered the presidency needing quickly to
demonstrate his liberal credentials to a public that did not yet know
him very well. Meeting with his economic advisers, he learned that John
E Kennedy had been thinking about an antipoverty initiative as part of
his legislative program. Johnson, believing that an antipoverty effort
was the natural successor to the New Deal, signed on at once. He
announced his commitment in the 1964 State of the Union message,
proclaiming that "this administration, here and now, declares
unconditional war on poverty." The war metaphor was chosen
deliberately, Johnson indicated, in the belief that it would rally the
people and mobilize support. (23) These were important goals,
particularly because the antipoverty legislation was proposed in
response to no public groundswell and in the face of skepticism about
whether poverty ever could be cured. The metaphor was not just a
rhetorical flourish; it framed the new initiative in a favorable way. It
partook of the habits of thought that characterized the crisis
presidency under the impact of the Cold War. (24) Simply put, a crisis
(such as war) rearranges the rhetorical ground. The urgency of the
situation requires quick response and establishes a presumption in favor
of action. There is no time to consider carefully all the arguments and
objections that might arise during peacetime. So debate is truncated,
Congress gives its blessing without much understanding of the details,
and the president takes on the persona of the commander-in-chief. These
moves all gave Johnson advantages he would not have had under conditions
of normal politics. They hastened the adoption of the War on
Poverty--although they also would create problems for its subsequent
implementation. (25)
Case Six. This case also involves Lyndon Johnson. In a speech at
Howard University in 1965, he effectively redefined "equal
opportunity" to embrace equal outcomes, not just equal chances. He
did so by analogy to a foot race, saying, "You do not take a person
who, for years, has been hobbled by chains, liberate him, bring him to
the starting line of a race, saying 'you are free to compete with
all the others,' and still justly believe you have been completely
fair." (26) He distinguished between apparent and real equality of
opportunity, the former represented by bringing the contestants to the
same starting line and the latter by compensating for disadvantages
suffered by any of the contestants. The goal, the president proclaimed,
was "not just equality as a right and a theory but equality as a
fact and a result." Johnson was engaging in dissociation--taking a
concept that presumably has a single, clear meaning, dividing it into
separate aspects one more favorable than the other, and equating the
antagonist's position with the dis-preferred term and one's
own with the preferred term.
I do not mean to suggest that Lyndon Johnson would have endorsed
every idea subsequently developed under the rubric of affirmative
action. He most likely was thinking of compensatory education and
training, not numerical goals or quotas. The point, however, is that his
redefinition of "equal opportunity" created the rhetorical
space that made affirmative action possible, by identifying a new policy
concept with an established and accepted value. (27)
Case Seven. Ronald Reagan also employed dissociation. He sought to
reduce welfare programs without seeming heartless. He described isolated
but egregious cases of welfare fraud, distinguished the perpetrators
from the "truly needy," and claimed that his reforms would
maintain a "safety net" for the truly needy without
squandering public resources on ne'er-do-wells who did not deserve
it. Reagan took the previously unitary category of "needy" and
divided it in two, maintaining his popularity even as he challenged
welfare programs. He had effectively redefined the nature of welfare.
(28)
Case Eight. The final example returns to the metaphor of war, as it
was deployed in response to the terrorist attacks of September 11,2001.
President Bush instantly and instinctively reacted to news of the attack
by saying simply, "We are at war." He employed the same
definition of the situation in his September 20 speech and he has
maintained it ever since. Only in his 2004 State of the Union address
did he find it necessary even to respond to unnamed critics who, he
said, contested this definition of the situation. But calling the
terrorist attacks "war" is hardly self-evident. They had some
of the attributes normally associated with war: Attacks were launched
and lives were lost. But they lacked other characteristics: The attack
was not military; it did not come from a nation state; no country
declared war on us, nor did we on any other nation. Yet defining the
situation as war helped to clarify what responses were appropriate:
national unity, quick response without debate or deliberation, rallying
around the president, overt displays of patriotism and national pride.
All of these responses were evoked by President Bush's
characterization of the nature of the terrorist attacks. (29)
These eight examples come mostly from cases examined in my own
research. They illustrate what is involved in the use of the
presidential power of definition through the performance of presidential
rhetoric. This activity often makes a difference. To be sure, however,
not all cases of presidential definition are successful in shaping
public understanding of a situation. Though he tried, President Carter
was unable to enlist the imagery of war on behalf of his energy program,
just as President Reagan was unable to change public understanding of
the MX missile by his choice to refer to it as the
"Peacekeeper." In the current environment, President Bush is
having mixed results with his attempt to define failure to extend
temporary tax cuts as tax increases. We need to know more about whether
there are factors consistently associated with successful or
unsuccessful exercise of the power of presidential definition.
Public opinion polls and other empirical surveys of audience
response are not likely to measure the effectiveness of presidential
definitions, because the definition affects the whole frame of reference
within which the question is discussed. Caught up in the shifting frame,
people are likely to see it as natural reality rather than the product
of rhetorical choice. (Few on September 11 questioned whether we were
really at war; only later did it become clear that this was a rhetorical
reconstruction.) Truly significant outcomes of presidential rhetoric may
pass unnoticed until long after the fact.
How Do We Know?
How then do we know what presidential rhetoric does? At least a few
possibilities suggest themselves. One is to see how widely the
presidential definition is picked up and used by others. We know, for
example, that the military metaphor in the War on Poverty gave rise to
numerous collateral metaphors: enlisting for the duration, field
generals, weapons and ammunition, victories and defeats. (30) We know
that the metaphor was adopted widely and used by others in their
discourse. Similarly, we know that the application of the war metaphor
to the terrorist attacks found immediate and widespread acceptance. In
cases such as these, it seems plausible to suggest that presidential
definition has altered the rhetorical landscape by changing the terms in
which people think about an issue. In short, we might examine the
diffusion of rhetorical constructions, what Ernest Bormann in a
different context has called the phenomenon of "chaining out"
of a metaphor or image. (31)
More generally, perhaps the appropriate test is that of the
historically sensitive researcher who gathers evidence, conducts thought
experiments, and advances arguments. Evidence of presidential definition
can be found in the texts of public statements, the audio and video
records of presidential performance, comments by the president or his
aides about his purposes, and the informed speculation of commentators.
Evidence about shifts in public understanding include the repetition and
chaining out of the definition as discussed above. Thought experiments
involve careful questions about counterfactuals. Does it seem
reasonable, for instance, that general public understanding of
liberalism is different since the New Deal from what it was before? If
so, is the shift consistent with Roosevelt's own redefinition? Can
one imagine the shift in understanding taking place in the absence of
presidential redefinition? Is there any more persuasive explanation for
the shift than the hypothesized presidential definition? These questions
cannot be answered conclusively, or even at the 05 level of confidence;
they are productive of arguments, which are assessed through the
exercise of judgment. Because judgment is the object of rhetoric,
rhetorical scholars should be comfortable with this approach. It might
enrich the understanding of political scientists as well.
Taken together, then, the issues raised here suggest a full
research agenda. It includes refining our understanding of how
rhetorical definition is performed, examining many more cases of
presidential redefinition, searching for factors associated with success
or failure, and specifying how we know that frames of reference have
been modified. This agenda of research tasks should contribute to the
larger goal of moving beyond the impasse in the extant literature and
being able to answer the question, "What does presidential rhetoric
do?"
(1.) George C. Edwards III, On Deaf Ears: The Limits of the Bully
Pulpit (New Haven: Yale University Press, 2003), ix.
(2.) Ibid., 26.
(3.) For a recent statement of this position, see Michael Schudson,
The Sociology of News (New York: W. W. Norton, 2003), 19.
(4.) For a classic statement on the situational character of
rhetoric, see Lloyd F. Bitzer, "The Rhetorical Situation,"
Philosophy and Rhetoric 1 (Winter 1968): 1-14.
(5.) George C. Edwards III, "Presidential Rhetoric: What
Difference Does It Make?" in Beyond the Rhetorical Presidecy,
edited by Martin J. Medhurst (College Station: Texas A&M University
Press, 1996).
(6.) Some scholars, however, have tried to identify genres of
presidential rhetoric. See, for example, Karlyn Kohrs Campbell and
Kathleen Hall Jamieson, Deeds Done in Words: Presidential Rhetoric and
the Genres of Governance (Chicago: University of Chicago Press, 1990).
Other scholars explore patterns at the microlevel of presidential
discourse. For example, see Roderick P. Hart, The Sound of Leadership:
Presidential Communication in the Modern Age (Chicago: University of
Chicago Press, 1987).
(7.) On this point, see Edwards, On Deaf Ears, 187-217.
(8.) For a strong example of a presidential message for which the
media were the target audience, see Kathleen J. Turner, Lyndon
Johnson's Dual War: Vietnam and the Press (Chicago: University of
Chicago Press, 1985).
(9.) These aspects of definition are explored more fully through a
series of case studies in Edward Schiappa, Defining Reality (Carbondale:
Southern Illinois University Press, 2003).
(10.) For a fuller explication of these ideas, see David Zarefsky,
President Johnson's War on Poverty: Rhetoric and History
(University: University of Alabama Press, 1986), 1-11.
(11.) See David Zarefsky, "Definitions," in Argument in a
Time of Change: Proceedings of the 10th NCA/AFA Summer Conference on
Argumentation (Annandale, VA: National Communication Association, 1998),
4-9; J. Robert Cox, "Argument and the 'Definition of the
Situation,'" Central States Speech Journal 32 (Fall 1981):
197-205; Robert M. Entman, "Framing: Toward Clarification of a
Fractured Paradigm," Journal of Communication 43 (Autumn 1993):
52-56; Schiappa, Defining Reality; and Schudson, The Sociology of News,
35-47.
(12.) William H. Riker, The Art of Political Manipulation (New
Haven: Yale University Press, 1986), ix.
(13.) For example, see Mark Memmott, "Candidates Pick Words
that Work in Definition Game," USA Today, March 19, 2004, p. 6A.
(14.) See Chaim Perelman and L. Olbrechts-Tyteca, The New Rhetoric:
A Treatise on Argumentation, translated by John Wilkinson and Purcell
Weaver (1958; reprinted by Notre Dame: University of Notre Dame Press,
1974), 411-59.
(15.) Edward Sapir, "Symbolism," in Encyclopaedia of the
Social Sciences, edited by Edwin R. A. Seligman (New York: Macmillan,
1934), 492, explains condensation symbols.
(16.) Riker, The Art of Political Manipulation, 151.
(17.) These events are described in Thomas P. Slaughter, The
Whiskey Rebellion: Frontier Epilogue to the American Revolution (New
York: Oxford University Press, 1986); and John C. Miller, The Federalist
Era, 1789-1801 (New York: Harper and Row, 1960), 155-62.
(18.) This is the judgment of Jackson's biographer, Robert V.
Remini. See Andrew Jackson and the Bank War (New York: W. W. Norton,
1967), 106.
(19.) James D. Richardson, ed. A Compilation of Messages and Papers
of the Presidents, 1789-1897, 10 vols. (Washington, DC: Government
Printing Office, 1897), 3: 7.
(20.) On election results as mandates and the specific case of
Jackson and the Bank, see David Zarefsky, "The Presidency Has
Always Been a Place for Rhetorical Leadership," in The Presidency
and Rhetorical Leadership, edited by Leroy G. Dorsey (College Station:
Texas A&M University Press, 2002), 28-30; and Richard J. Ellis and
Stephen Kirk, "Jefferson, Jackson, and the Origins of the
Presidential Mandate," in Speaking to the People: The Rhetorical
Presidency in Historical Perspective, edited by Richard J. Ellis
(Amherst: University of Massachusetts Press, 1998).
(21.) The text of the 1862 Annual Message is in The Collected Works
of Abraham Lincoln, edited by Roy P. Basler, 9 vols. (New Brunswick, NJ:
Rutgers University Press, 1953), 5: 518-37. For an analysis, see David
Zarefsky, "Lincoln's 1862 Annual Message: A Paradigm of
Rhetorical Leadership," Rhetoric & Public Affairs 3 (Spring
2000): 5-14.
(22.) On Roosevelt's redefinition of "liberal," see
Sidney M. Milkis, "Franklin D. Roosevelt, Progressivism, and the
Limits of Popular Leadership," in Speaking to the People, edited by
Ellis, 189; Alan Brinkley, Liberalism and Its Discontents (Cambridge:
Harvard University Press, 1998), 1-62, passim; and Eric Foner, The Story
of American Freedom (New York: Knopf, 1998), 204.
(23.) See Lyndon Baines Johnson, The Vantage Point: Perspectives of
the Presidency, 1963-1969 (New York: Holt, Rinehart, and Winston, 1971),
74.
(24.) On the emergence of the crisis presidency, I am indebted to
Benjamin Ponder, "The State of Emergency: Global War and the Rise
of the Crisis Presidency," unpublished paper, Northwestern
University, Fall 2002.
(25.) I develop these themes in Zarefsky, President Johnson's
War on Poverty, passim.
(26.) The text of the speech is found in Public Papers of the
Presidents: Lyndon B. Johnson, 1965 (Washington, DC: U.S. Government
Printing Office, 1966), 2: 635-40.
(27.) For a fuller exploration of these themes, see David Zarefsky,
"Lyndon Johnson Redefines 'Equal Opportunity': The
Beginnings of Affirmative Action," Central States Speech Journal 31
(Summer 1980), 85-94.
(28.) On this topic, see David Zarefsky, Carol Miller-Tutzauer, and
Frank E. Tutzauer, "Reagan's Safety Net for the Truly Needy:
The Rhetorical Uses of Definition," Central States Speech Journal
35 (Summer 1984), 113-19.
(29.) For an analysis of this speech, see David Zarefsky,
"George W. Bush Discovers Rhetoric: September 20, 2001 and the U.S.
Response to Terrorism," in The Ethos of Rhetoric, edited by Michael
J. Hyde (Columbia: University of South Carolina Press, 2004), 136-55.
(30. Zarefsky, President Johnson's War on Poverty, 28-29.
(31.) Ernest G. Bormann, "Fantasy and Rhetorical Vision: The
Rhetorical Criticism of Social Reality," Quarterly Journal of
Speech 58 (December 1972): 396-407. But see G. P. Mohrmann, "An
Essay on Fantasy Theme Criticism," Quarterly Journal of Speech, 68
(May 1982): 109-32, for a critical view of the assumptions and
procedures underlying this approach.
David Zarefsky is Owen L. Coon Professor of Communication Studies
at Northwestern University. He is the author of President Johnson's
War on Poverty: Rhetoric and History; Lincoln, Douglas, and Slavery: In
the Crucible of Public Debate; and numerous articles on presidential
rhetoric.