Popular Justice: Presidential Prestige and Executive Success in the Supreme Court.
Martinek, Wendy L.
By Jeff Yates. Albany, NY: State University of New York Press,
2002. 131 pp.
Political scientists have been prolific in producing studies
devoted to understanding particular branches of government but less so
when it comes to studies exploring the interactions between different
branches of government. Jeff Yates makes a small but meaningful
contribution to ameliorating this situation in Popular Justice:
Presidential Prestige and Executive Success in the Supreme Court. As the
title suggests, Yates is interested in understanding the extent to which
presidential prestige can influence justices to decide cases in ways
that are favorable to the president. The author characterizes
presidential prestige as a surrogate for public opinion and, in doing
so, positions his study to provide some insights into the recurrent
debate over the extent to which the Court is majoritarian or
counter-majoritarian. A second theme to which Yates returns throughout
is the extent to which the two presidencies thesis--"the notion
that presidents have more influence on other political actors when
dealing with foreign and military affairs than when dealing with
domestic policy concerns" (p. 23)--is relevant in the context of
Supreme Court decision making.
Yates structures the analysis of how presidential prestige may
influence Supreme Court decision making around three empirical chapters.
In each of these chapters, presidential prestige is measured as
presidential approval. Although a prima facie case can be made that
approval does tap into an important dimension of prestige, prestige
arguably is more than approval. Certainly, a president could suffer from
low public approval ratings but still enjoy greater levels of prestige
with the justices, based on their unique vantage point from which to
assess the president's skills and abilities. This does not mean
that Yates is incorrect to use presidential approval as one reasonable
measure of presidential prestige, only to suggest that further
discussion of this point is warranted given its centrality.
In the first empirical chapter (chapter three), Yates analyzes the
votes of individual justices in cases dealing with "the protection
or expansion of the formal constitutional and statutory powers vested in
the executive office" (p. 25). After controlling for a host of
other factors (including whether the justice was appointed by the
president in question and whether the justice shares the
president's partisanship), the final analysis suggests that
presidential approval indeed does matter. Conceptualizing the underlying
dynamic as a two-stage process, Yates finds that the level of approval
affects whether the president appears as the petitioner or respondent,
whereas the trend in presidential approval influences the likelihood of
a president receiving a favorable vote. Problematically, Yates never
makes clear why we should expect trends in, rather than levels of,
presidential approval to matter in terms of favorable outcomes for the
president. Yates further finds that, consistent with the two
presidencies thesis, justices are more deferential to the president when
dealing with issues pertaining to foreign or military affairs.
Chapter four continues to consider the influence of presidential
prestige, this time by casting a broader net in terms of understanding
presidential power. Yates persuasively argues that to understand
presidential success in the Court, we must examine the extent to which
federal agencies--essential actors for the advancement of presidential
policy--are successful when they appear before the Court. Yates
distinguishes among Cabinet, independent, and foreign policy agencies.
This is useful for two reasons. First, it provides some leverage on the
two presidencies thesis. Second, it takes into account the differences
between executive agencies that are typically more closely tied to the
president compared to quasi-judicial independent agencies. Yates's
measure of presidential approval in this chapter reverts back to the
level of approval, with little discussion of why level is relevant in
agency cases but not in the presidential power cases of the previous
chapter. Setting that issue aside, however, the evidence presented
regarding the influence of presidential approval is persuasive. Yates
finds that approval is influential both in its own right and conditional
on the proximity of the agency to the president, with presidential
approval mattering more when the agency involved is a Cabinet agency.
The most innovative part of Popular Justice comes in chapter five,
with Yates's novel approach to capturing a subtler means of
presidential influence: the policy signaling a president can do through
State of the Union addresses and via the solicitor general. Focusing on
five areas of law (civil rights, labor rights, law and order, diplomacy,
and foreign defense), Yates first measures the policy signals sent by
the president based on both the direction and amount of emphasis the
president places on each issue in the State of the Union address. He
then captures the policy signals sent through the solicitor general
based on the ideological content of the solicitor general's amicus
curiae filings. In both instances, Yates finds that presidential policy
signals and presidential approval are consequential for the decision
making of Supreme Court justices, although the effects do not manifest
themselves in all issue areas.
In this slim but engaging volume, Yates has undertaken the task of
extending our understanding of how presidents can influence the Supreme
Court beyond the appointments process. In doing so, he offers some
unique insights that should be of interest to presidential and judicial
scholars alike. Considered collectively, the evidence Yates provides is
quite persuasive that presidential prestige--at least as measured by
presidential approval--does matter, a finding of no small importance.
--Wendy L. Martinek
Binghamton University