The social inclusion policy agenda in Australia: a case of old wine, new bottles?
Marston, Greg ; Dee, Mike
Introduction
The term 'social inclusion' became a guiding concept for
Australian social policy with the election of the Labor Government in
Australia in 2007, which argued the need for a multi-dimensional
approach to poverty and other forms of social disadvantage. Being
'included' was more specifically defined by the new government
as being able to 'have the resources, opportunities and
capabilities needed to learn, work, engage and have a voice' (ASIB
2010). This definition was based on advice from the Australian Social
Inclusion Board, established soon after the election of the ALP
Government. The definition draws on a human capital approach, which
privileges an economic lens by equating participation in education and
employment with the notion of being included in society. The language of
social inclusion in official policy discourse was relatively short-lived
in Australia, having been swept aside with the change in late 2013 to a
federal Coalition Government, led by Prime Minister Tony Abbott. On the
same day the new government was being sworn in, the Social Inclusion
Unit and the Board were disbanded (Karvelas 2013). We agree with Peter
Saunders (this volume) that the demise of the ALP Government has meant
that social inclusion is no longer a guiding framework or policy
priority at the political or departmental level. Our interest in this
paper is in analysing the concept of social inclusion, particularly
whether the approach taken by the ALP Government had the potential to
deliver on the promise of a more inclusive society.
What we argue in the paper is that the ALP Government pursued a
fairly narrow 'welfare to work' policy agenda under the social
inclusion banner, an approach that offered an insufficient response to
other factors that lead to social inequality and entrenched
disadvantage, such as chronic health problems, incarceration, permanent
disability, and discrimination. In this sense, the social inclusion
framework represented a continuity with the existing institutional logic
of the Australian welfare state (Bryson 1992; Jamrozik 2005), with its
emphasis on paid work as the main engine of redistribution and principal
marker of citizenship, despite the fact that the labour market in
Australia is no longer able to offer the economic security that it was
able to provide in the mid to late twentieth century (Howe 2012).
Moreover, the anti-welfare populism and welfare paternalism that
typically accompanies welfare-to-work policies in countries like
Australia work against the principle of inclusion in a socio-cultural
sense because they construct a separate and problematic
'other' that must be reformed, managed and disciplined
(Hoggett et al. 2010). As such, the dynamics of the social exclusion
discourse are always potentially perverse, in that the effect of the
inclusion/exclusion binary is to exclude while simultaneously seeking to
include (Scanlon & Adlam 2008). In the contemporary context, the
social inclusion policy framework struggles to escape the broader social
logic of a disciplinary state, exemplified by the convergence between
the penal modality--security, surveillance, law and order,
punishment--and a muted welfare modality, which is becoming more
conditional, more risk conscious, and more focused on managing problem
populations, rather than addressing social need (Garland 1999; Wacquant
2009; Standing 2011).
This conceptualisation of the 'socially excluded' as a
threat to cultural norms and social inclusion as equated with market
integration is dominant in countries that have a highly commodified
welfare state. It is important to place the policy narrative of the
Australian social inclusion agenda in an international context given the
role that 'policy transfer' between countries plays in shaping
national policy agendas. In this regard, Australia has been influenced
by the UK experiment in using social inclusion to frame social policy
interventions. UK social scientists have developed robust analyses of
the social inclusion agenda. Ruth Levitas's (1999) critique of the
UK Labour Government's implementation of the social inclusion
policy agenda, for example, showed that in practice the government
adopted a social integration approach to inclusion through privileging
paid employment, while neglecting a more redistributive approach to
addressing social inequality. Subsequent analyses of the UK Labour
Government's approach found that in the last term of the
Blair/Brown Labour government there was more income redistribution
taking place, but there was a preference for using the tax system for
redistribution, rather than the cash transfer system (Bradshaw 2011).
Using the tax system rather than social welfare to redistribute
resources and goods was politically motivated, as the government was
trying to differentiate itself from the state-centric ideology of
previous Labour administrations (Levitas 2005).
As we will show in the first part of this paper, Australia has
followed a similar path in privileging paid work as the primary
mechanism for promoting inclusion in both rhetoric and practice,
particularly through its welfare-to-work policies and their associated
compliance measures. It is for this reason that the paper will make
various comparisons with the UK, given the influence that the UK
Government has had on the conception of social inclusion-exclusion
developed in Australia, particularly the emphasis on market integration
as the main marker of 'inclusion'. In our view, a market
integrationist approach to inclusion has three main problems, which we
outline in the paper. The first is that this approach conceives of
inclusion-exclusion in categorical, rather than relational terms, a
conception that can be inadvertently promoted by the use of
'objective' research measures for monitoring the degree of
social exclusion in Australia. The second problem is that the main
thrust of the national policy agenda remains silent on other ways in
which people become social citizens, as in participation in care,
education, and volunteering activities. And the third problem is that
the Australian social inclusion policy agenda focus on
'welfare-to-work' is decidedly utilitarian, with its emphasis
on making various categories of 'excluded' conform to the
norms of the majority through sanctions, nudges, and surveillance
(Standing 2011: 154).
In examining these tensions our aim in this paper is to engage in
critical review of the Australian social inclusion agenda policy
narrative--rather than detailed analysis of policy agenda and
implementation--a task that we hope will contribute to a more
imaginative and well-rounded set of policy principles and programs that
are able to respond adequately to growing income inequality, entrenched
disadvantage, and economic insecurity. In the paper we will make
reference to various social policy initiatives introduced under the
banner of social inclusion, but we will not undertake a detailed
evaluation of any one program, as that is beyond the scope of this
paper. In prioritising the policy narrative in our analysis we take our
analytical cue from the work of Carol Lee Bacchi (2009), who argues that
it is important to interrogate critically the representations of social
problems, as they inevitably contain assumptions that inform the policy
solutions proposed and implemented. In the case of social inclusion
policy discourse several of these assumptions are relevant: that
unemployment equals exclusion; that paid work equals inclusion; and that
non-paid work by itself cannot achieve inclusion (van Berkel &
Moller 2002). In a similar vein, we note the added degree of nuance
afforded by Lister's notion of 'diminished inclusion'
(1999: 47), whereby being in low-paid work offers few real opportunities
for full inclusion; and with much the same effect, Sen's point
concerning 'unfavourable inclusion', by which the price
exacted for being included is high, leading to 'adverse
participation' (Sen 2000: 29).
A brief history of the idea of social exclusion-inclusion
The origins of the term social exclusion can be found in the French
socialist governments of the 1980s, where it showed much promise as a
tool for conceptualising the diverse sources of poverty and exclusion
from society (Percy-Smith 2000: 1). It was a term used to refer to a
disparate group of people living on the margins of society without
access to social protection. Later manifestations of the term, evident
in the formative treaties establishing the European Economic Community
and especially negotiations around the Maastricht Treaty, marked a shift
from early conceptualisations in their emphasis on social and economic
cohesion (Percy-Smith 2000: 1). The European Union (EU) poverty programs
in existence since 1974 were brought to a halt in 1994 and social
exclusion, defined primarily in terms of labour market exclusion rather
than poverty, became the main focus of social policy in the EU. While
continuing to endorse the importance of social inclusion measures and
monitoring, EU member states have also struggled to
'mainstream' social inclusion objectives into public policy
development and implementation (Atkinson et al. 2007).
The UK Government became an enthusiastic proponent of the social
inclusion-exclusion framework in the late 1990s. In the UK, social
exclusion was endorsed as a policy concept in 1997 when the then Prime
Minister, Tony Blair, set up the Social Exclusion Unit (SEU) and loosely
defined it as a 'shorthand term for what can happen when people or
areas suffer from a combination of linked problems such as unemployment,
poor skills, low incomes, poor housing, high crime environments, bad
health and family breakdown' (Blair 1997: 3). This
multi-dimensional definition equates social exclusion with
marginalisation. When pressed to explain what social exclusion actually
meant, Blair responded that 'everyone knows what social exclusion
is' and uttered the now infamous mantra calling for 'joined-up
solutions to joined-up problems' (Blair 1997: 4). Here is an
example of one of the central problems in discussing the concepts of
social inclusion-exclusion. As Levitas (1999; 2005; 2006; 2012) notes,
the terms are widely used interchangeably and are entirely fluid in
their definition. Social-inclusion-exclusion are not merely two sides of
the same coin, as policies associated with social inclusion can be
narrowly framed around paid employment. Indeed many of the key features
of social exclusion, such as being left out of 'social relations
and patterns of sociability' are ignored or reconstructed as
matters for individual choice making and responsibility (Levitas 2005:
123).
Clearly, there is a difference between academic understandings of
inclusion and the implementation of social inclusion policies by
government. The different but complementary work of Amartya Sen and
Martha Nussbaum on the human capabilities framework, for example, does
not privilege economic participation and importantly it rests upon the
moral significance of individuals' capability of achieving the kind
of lives they have reason to value, which may include time to cultivate
loving relationships, to play, and to develop political freedom (Sen
1981; 2000). This ethical valuation differs from utilitarianism, which
is more concerned with the best means for achieving the 'good
life' for the greatest number. The policy implication from the
capabilities moral framework is that the means and ends should be
democratically debated by any given society and that whatever is decided
there are likely to be a range of inclusion signifiers and integration
measures that will need to be recognised--beyond paid employment.
Citizens can be excluded from political processes, from education, from
informal social networks, from secure housing and from cultural,
sporting and recreational activities. Accordingly, there is no reason to
assume that paid employment is the right solution, particularly given
recent changes in the labour market. As Whiteford (2013: 65) suggests:
... encouraging participation in the paid labour market is of
crucial importance. But not everyone can benefit from paid
work. Moreover, widening wage disparities and high levels of
underemployment--particularly for women--in combination
with changes to family payments--raise the risk that in-work
poverty could become more salient in future.
Despite the critique of simplistic 'work-first'
solutions, the political commitment for implementing a multi-dimensional
social inclusion agenda has been lacking in Australia. There has been a
mix of contradictory political messages attached to the social inclusion
agenda, which is further complicated by the federal system of
government, as the next section illustrates.
Recent social policy developments in Australia
The concepts of social inclusion and social exclusion gained
increasing prominence in Australian social policy from the early 2000s.
The idea came into practice--at least initially--at a state government,
rather than a federal government level. Following New Labour's lead
in the UK, the South Australian Labor government established the Social
Inclusion Unit in 2002 with the expressed commitment of tackling social
exclusion by examining 'the complex and interrelated causes of
disadvantage and adopting a whole of government, and more importantly,
whole of community response' (Government of South Australia 2009:
2). The unit was discontinued by the new state (ALP) Premier Jay
Wetherall after he succeeded Mike Rann in 2011 and its social policy
functions returned to mainstream welfare departments. In Victoria, a
broader vision of social disadvantage beyond narrow economic poverty
measures contributed to the 2005 development of Victoria's
Neighbourhood renewal and broader 'A Fairer Victoria'
framework, with $5 billion available to 'address disadvantage and
promote inclusion' (Victorian Government 2005). This framing of
welfare policies in Victoria lasted five years until late 2010 when the
state Labor Government failed to win its re-election bid.
At the national level, the incoming Labor Government in 2007
announced its social inclusion agenda and shortly thereafter established
a Social Inclusion ministerial portfolio--initially held by then Deputy
Prime Minister Julia Gillard --and the Australian Social Inclusion Board
in the Department of the Prime Minister and Cabinet in December 2007.
According to the first annual report of the Social Inclusion Board, the
Government was committed to a social inclusion agenda that is
'about building a stronger, fairer nation in which every Australian
gets a fair go at the things that make for an active and fulfilling
life'. Being socially included was said to mean:
... that people have the resources, opportunities and capabilities
they need to: learn (participate in education and training); work
(participate in employment, unpaid or voluntary work including family
and carer responsibilities); engage (connect with people, use local
services and participate in local, cultural, civic and recreational
activities); and, have a voice (influence decisions that affect them)
(ASIB 2010: 15).
Similar to Europe, the emphasis in the above definition is on
rights and responsibilities, and the need to be active in either
learning or earning, which stands in opposition to the construction of
social assistance as 'passive welfare'. (1) The above
definition also makes reference to the right of citizens to have a
voice--to be involved in decisions that affect them--which partly
reflects the growing strength of the consumer rights movement in health
and welfare policy in Australia (Ramon et al. 2007).
What was given most attention by the Australian Labor Government in
its first and second term--as evidenced by policy announcements and
federal budget priorities--was reviewing eligibility for rebates for
private health insurance, changes to parenting payments, continuation of
income support management in the Northern Territory for Indigenous
Australians, and maintaining the disparity between pensions and
unemployment benefits (Newstart). In his research, Peter Whiteford
(2011) showed that, since 1996, social security payments for the single
unemployed had fallen from 23.5 per cent of the average wage for men to
19.5 per cent. The level of Newstart for a single person had also fallen
from around 54 per cent to 45 per cent of the after-tax minimum wage.
Newstart has fallen from 46 per cent of median family income in 1996 to
36 per cent in 2009-10, and shows the degree of income loss over time as
a result of different indexation figures. Compulsory Income Management
(CIM) was introduced by the conservative Howard government in 2007 and
was initially targeted at Aboriginal communities and trialled in the
Northern Territory Emergency Response (NTER). In this context, income
management meant restrictions on social security payments so that
parents would spend their money on food and other necessities, rather
than on alcohol. Around fifty to seventy per cent of a person's
payments (administered by Centrelink on behalf of the Australian Federal
Government's Department of Human Services) was quarantined in the
form of a 'BasicsCard\ which could only be used to buy groceries
and other essential items at designated stores. Family welfare payments
were also linked to children's school attendance in the School
Enrolment and School Attendance Measure (SEAM). The Income Management
policy was continued under Labour, but extended beyond Indigenous
communities in 2012 to five trial sites across Australia, in Place Based
Income Management (PBIM) to 2017 (Mendes et al. 2013).
Focus on the deserving and undeserving poor, a suspicion of
recipients 'cheating the system' was also evident in other
aspects of income support policy changes. A 2012 Federal Budget
announcement, for example, included a cost saving provision that around
83,000 single parents be moved from Parenting Payment Single to the
lower rate of Newstart Allowance when their youngest child turns eight.
The policy was justified as a form of motivation for inclusion in the
workforce (Australian Council of Social Service 2012; 2013),
conveniently ignoring the evidence that many single mothers are highly
motivated and already working, possibly in multiple jobs (Grahame &
Marston 2012). In this policy framework the work ethic is deployed to
chastise the unemployed, even though the scenario of enough secure and
decently paid work for all has ceased and is unlikely to return in any
concrete way (Howe 2012). The one-sided policy focus on labour market
demand, rather than supply, minimises ways in which labour market
opportunities could be more fairly distributed. This is not only a
problem relevant to the Australian context, As Bauman (1998:80) argues:
For the affluent part of the world and the affluent sections of
well-off societies, the work ethic is a one-sided affair. It spells
out the duties of those who struggle with survival; it says nothing
about the duties of those who rose above mere survival and went on
to more elevated, loftier concerns. In particular, it denies the
dependency of the first upon the second, and so releases the second
from responsibility for the first.
The main policy assumption here is that being unemployed means one
is not participating socially or economically--thus the equation of paid
work with inclusion and the marginalisation of an ethic of care in the
formation of social citizenship. It needs to be acknowledged that some
announcements late in the term of the ALP government laid the
foundations for non-paid work-based inclusion measures, such as the
National Disability Insurance Scheme and a national paid maternity leave
scheme. These more recent initiatives were less explicitly about paid
work, though they are not completely divorced from this policy goal
either, given that paid maternity leave is in one sense about ensuring
mothers retain their attachment to the paid workforce.
The dominant approach promoted by Australian policy makers during
this period of government is best captured by what Veit-Wilson (1998: 45
in Byrne 1999: 4) describes as a weak version of inclusion:
In the weak version of the discourse, the solutions lie in altering
these excluded people's handicapping characteristics and
enhancing their integration into dominant society. 'Stronger'
forms of this discourse may also emphasise the role of those who
are doing the excluding and therefore aim for solutions, which
reduce the powers of exclusion.
The weak version resonates with what Levitas (1999) defines as the
social integrationist and moral 'underclass' discourses of
social inclusion, while the strong version reflects a redistributive
egalitarian discourse that embraces notions of social justice and social
citizenship. Levitas explains that social inclusion is a 'powerful
concept, not because of its analytical clarity which is conspicuously
lacking, but because of its flexibility' (2005: 178). This means it
is used in widely different, often interchangeable ways:
The term social exclusion is intrinsically problematic. It
represents the primary significant division in society as one between an
included majority and an excluded minority.... Exclusion appears as an
essentially peripheral problem, existing at the boundary of society,
rather than a feature of society, which characteristically delivers
massive inequalities across the board and chronic deprivation for a
large minority. The solution implied by a discourse of social exclusion
is a minimalist one: a transition across the boundary to become an
insider rather than an outsider in a society whose structural
inequalities remain largely un-interrogated (Levitas 2005: 7).
The endorsement of a 'weak version' of social inclusion
promoted by the ALP Government undermined the political potential of the
concept to provide a comprehensive account of the sources of
disadvantage and exclusion. The approach to social inclusion adopted by
the government added little value to understanding or acting on the
mechanisms and institutions that sustain privilege, inequality and
disadvantage. In part, this soft version of social inclusion may reflect
the political context in Australia during this period, such as minority
government, short-term decision making, and an increasing reliance on
poll-driven policy development. And in terms of public administration,
despite the Social Inclusion Board being part of the Office of the Prime
Minister and Cabinet, actual decisions about welfare, health and
education were still driven by line agencies and their Ministers. And as
noted by Peter Saunders in this volume, there were signs in the federal
bureaucracy that government departments resisted the breaking down of
silos that the inclusion agenda demanded.
What these examples illustrate is that the Australian social
inclusion policy agenda and governance has for the most part been a case
of continuity, rather than discontinuity. In short, the political mantra
that 'work is the best form of welfare' continues to ignore
the fact that labour markets in advanced capitalist countries are
increasingly unable to deliver jobs that offer economic security
(Karvelas 2014). On the flip side of equating labour market dependency
with self-reliance is the notion that so-called 'welfare
dependency' is pervasive--which legitimates an individualist
construction of the problem of poverty as being associated with the
receipt of income support by the state. This 'moral hazard'
argument, coupled with a strong association between social inclusion and
labour market integration reinforces an individualised conception of
unemployment. As Saunders (2005: 5) points out about the concept of
social inclusion-exclusion, when placed in the wrong hands, social
exclusion can become a vehicle for vilifying those who do not conform
and an excuse for seeing their problems as caused by their own
'aberrant behaviour'. Used in this sense, the term social
exclusion becomes little more than a new expression for the
'underclass', 'the dangerous class', or 'human
waste' associated with global capitalism and excess of population.
As Bauman (2007: 31) notes:
Those who escape transportation (unlike refugees) and
remain inside the enclosure are earmarked for recycling and
rehabilitation; their state of exclusion is an abnormality which
demands a cure and musters a therapy; they clearly need to be
helped 'back in' as soon as possible.
The division between 'them' and 'us' remains
sharp in this policy narrative. Moreover, the moral binaries reinforce a
categorical rather than a relational approach to social inclusion. In
contrast, Silver and Miller (2003) use a relational approach in
conceptualising inclusion-exclusion, in the sense that it is not enough
to focus on the unemployed, the homeless or the poor. They argue we must
use the concept to focus also on the so-called 'included', as
this brings into the frame the way in which dominant groups in society
benefit from low wages, unemployment, and inflated rents in capital city
housing markets. Tilly's (1999) contribution on understanding
social inequality around income and opportunity is relevant here.
According to Tilly (1999), two powerful social processes are fundamental
to reproducing inequality: exploitation and opportunity hoarding.
Exploitation is the process by which powerful connected people have
control over resources and use those resources to enlist others in the
production of value while excluding them from the full value added by
their efforts, using any of a number of means, such as legislation, work
rules, and outright repression. Opportunity hoarding occurs when members
of a categorically based network confine the use of the value-producing
resource to others in the in-group (Voss 2010). This view of power
relations is not that dissimilar to Weber's (1985: 42) concept of
'social closure', which reflects efforts by the powerful to
exclude less powerful groups from the benefits of joint enterprises.
Importantly these conceptions of exclusion/inclusion move the level of
analysis away from 'deficient' individuals and illuminate
class, gender and ethnic relations as struggles over material and
symbolic resources.
If the political and policy gaze is on the 'excluded'
then we miss the possibility of seeing the dynamic between the insiders
and outsiders, the dominant and dominated and the power struggles
between different groups. Moreover, in political terms we reduce the
capacity to develop a 'sociological imagination' around
addressing public problems because we miss analysing the institutional
organisational mechanisms that produce and sustain enduring inequalities
and anti-democratic practices (Tilly 1999; Sen 2000). As Nevile (2006:
88) argues in her distinction between active and passive exclusion,
active exclusion is the result of a deliberate decision to deny certain
people or groups of people particular opportunities--as in the
Commonwealth Government's decision to restrict refugees access to a
range of benefits, depending on their mode of arrival. Passive inclusion
may be understood as the unintended consequences of policy initiatives
that do not seek to exclude, but because of attendant factors such as
lack of affordable child care, a sub-optimal level of inclusion may be
all that can be achieved (Nevile 2006: 88). A relational approach also
invites a critique of 'mainstream' values and practices,
rather than simply accepting that the individualisation of economic risk
is a positive social norm. This point about the need to problematise the
role of the state and the hazards of market-based risk management is
acknowledged by Zizek (2008: 32) when he argues that: 'society
itself is responsible for the calamity against which it then offers
itself as the remedy'. These contradictions need to be acknowledged
in discussions about integration and differentiation, as does a more
honest appraisal of the way in which capitalist economies generate
economic inequalities and multiple forms of marginalisation.
Recent research directions in Australia around the concept of
social exclusion
A categorical approach to inclusion/exclusion has been
inadvertently reinforced through national research measuring the
population defined as 'socially excluded', some undertaken by
government and others by university researchers. Regardless of important
differences in what measures are used for the indicators, they all share
a similar purpose, that is, to track what proportion of the population
can be considered 'socially excluded'. One example of this
work is the Social Exclusion Monitor developed by the Brotherhood of
Saint Laurence in conjunction with Melbourne University (Horn et al.
2011). One aim of the monitor is to track over time what proportion of
the population suffers from varying degrees of social exclusion, based
on analyses of secondary survey data compiled into a set of indicators.
Another aim of the monitor is to benchmark how well the Australian
Government's social inclusion policy was progressing. As such it
seeks to promote further inquiry into the dynamics and processes that
lead to inclusion or exclusion. The indicators used in Australia are
similar to those used in western European countries, which all accept
that social exclusion is multi-dimensional, but beyond that there is no
agreement about which indicators are more salient or causal (Silver
& Miller 2003). While this approach is certainly an advance on
simply relying on income poverty as a measure of social and economic
deprivation, the framework can inadvertently reinforce a technical and
categorical approach to understanding and addressing complex social,
political, economic and cultural processes. Peter Saunders (this volume)
provides more detailed analysis and discussion of the pros and cons of
the different conceptions and measures of social exclusion in Australia,
including the framework and indicators developed by the Social Policy
Research Centre at the University of New South Wales.
Certainly there is a place for measurement in understanding the
scale and significance of a given social problem, but we need to ensure
that this does not become a substitute for understanding how processes
of discrimination, rejection, isolation and poverty are produced and
experienced. As Saunders notes (this volume), there has been a relative
neglect of subjective indicators in the frameworks used to determine
whether and how people are excluded. In general, a degree of reflexivity
is required, as Fraser (2010: 68) notes in her caution about the
prominence given to 'justice technocrats' and
'scientistic presumptions', '[w]hat passes in the
mainstream for social science may well reflect the perspectives, and
entrench the blind spots of the privileged'.
In terms of broadening the social inclusion research agenda, this
means being specific about multiple exclusions that can accentuate each
other. Each form of inclusion within tightly conceived and narrowly
drawn policy models is accompanied by excluding forces that need to be
mapped and carefully analysed. For example, having limited access to
fair forms of financial credit is a form of financial exclusion in
capitalist societies that can be the result of geographical location,
household indebtedness, precarious employment, or the lending practices
of mainstream financial institutions. Collapsing this problem under the
banner of 'social exclusion' can have the effect of blunting
these interlocking economic realities. Similarly, we need to insist on a
spatial understanding of relations of advantage and disadvantage, given
the marginalisation of poorer communities on the fringes of major
metropolitan cities, away from jobs and affordable transport options.
While the research community is now much more sophisticated in analysing
the importance of space and location in relation to economic opportunity
(Vinson 2007; 2010), policy makers have tended to respond narrowly to
the spatial challenge by targeting punitive policy measures at poorer
locations--e.g., place-based income management--rather than looking at
what sort of mechanisms would improve social and economic integration in
cities. Taking spatial analysis more seriously would mean considering
how the design of modern cities in capitalist economies promotes private
consumption, private transport and property rights (Peck 2001).
Insisting on decent public infrastructure, such as public libraries,
free public transport, accessible public parks and community gardens can
ameliorate some of these effects, but it requires political leadership
that refuses to be unduly influenced by private and corporate interests.
And it requires urban planners, community leaders and architects being
on social policy advisory committees, not only welfare experts, business
leaders, academics and economists.
Equally, and perhaps most importantly, we need to ensure that any
policy development or research measurement exercise does not discount
the ways in which those citizens placed in researcher-defined categories
of 'excluded' have their own understanding of processes of
exclusion, and what might be done to improve their wellbeing. This point
reflects a more general ethical sentiment about being careful that we do
not simply construct low-income citizens and households in terms of
their deficits, or abstract lives into statistical categories that make
an arbitrary distinction between the included and excluded without
appreciation of the subjective dimensions of inclusion and exclusion.
While these unintended outcomes are not the intention of well-meaning
social researchers, it is always a risk that research subjects become
'othered' through abstraction and reification, which in itself
goes against the emphasis on 'people having voice' in the ALP
Government's definition of social inclusion (ASIB 2010). In
overcoming this limitation we need to insist on multi-disciplinary
research approaches that research up as well as down the income ladder,
and which include a variety of methods to ensure that there is a greater
relational understanding of the processes that produce exclusion. In the
next and final section of the paper we attempt to sketch a conceptual
framework that would strengthen the social inclusion discourse in
Australia by arguing for an approach that is more consistent with a
relational view of social inequality and social injustice.
Strengthening the discourse of social inclusion-exclusion
To get beyond a 'weak discourse' version of social
inclusion we want to suggest that governments might do well to revisit
and refurbish some of their guiding social policy principles from the
twentieth century, such as social citizenship and social justice. Here,
we propose an approach that captures the relational and stratified
nature of divisions within society by acknowledging the relations of
power that underlie the divisions between social groups. A broad account
of social welfare and social justice, such as that advocated by Titmuss
(1958), Townsend (1979), and Jamrozik (2005), point to general trends in
society and the distribution of advantage and disadvantage, while also
signalling the influence of power and dominant interests. In this sense
we want to marry a revitalised conception of social citizenship with a
relational view of power relations within society in order to strengthen
approaches to conceptualising inclusion-exclusion.
T.H. Marshall (1950) is the usual starting point for discussing
citizenship rights. He theorises citizenship as comprising three stages
of broad historical evolution towards civil, political and social
rights. Civil citizenship, from the eighteenth century onwards, is the
right to personal freedom in the form of speech, movement, and assembly.
Political citizenship, emerging in the nineteenth century, is the right
to vote and stand for public office. Social citizenship, a creation of
the twentieth century, includes economic security and equal access to
health, education and employment opportunities (Marshall 1950).
Citizenship is closely tied to the enjoyment of rights and may be
understood at a quintessential level as 'the right to have
rights' (McNeely 1998: 9). In this sense, Marshall's treatment
of citizenship refers to a complex, multi-layered entity that traverses
legally based rights and obligations and also 'natural' or
human rights. This is particularly the case for social citizenship, with
its aspirations for participation, greater social equality and access to
the benefits of health and education. Civil and political rights to due
legal process and to vote are written into established law, conferring
citizenship with legal status (McNeely 1998), and are capable of
recognition and definition 'with some precision' (Heater 2004:
114-115).
Social citizenship as considered by Marshall, is less concrete in
nature and connects closely with the United Nations Human Rights
enactments of the 1940s, contemporaneous with and helping to shape the
background to when he was writing Citizenship and Social Class (Heater
2004). Social citizenship may be understood as:
The whole range from a right to a modicum of economic welfare and
security, to the right to share to the full in the social heritage and
to live the life of a civilized being, according to the standards
prevailing in a civilized society (Marshall 1950: 12).
Social citizenship is also about human dignity, guaranteed by the
welfare state to ensure that individuals have the material wherewithal
to take part in society. The centrality of a state guarantee of adequate
resources is key to being human (Kincaid 1973). This perception of
humanity is linked to concepts of liberty and freedom that have been
refined in the twenty-first century, notably in the work of Sen (1981;
2000; 2006), Standing (2001; 2002; 2011) and Weil (1988). Personal
development and liberty are interrelated in a complex way around the
concepts of capabilities and functioning. The central issue is that of
personal freedom to realise fully one's human capacities. A well
enforced 'structure of rights' affords each person the
greatest possible opportunity to do whatever she might want to do (Sen
1981: 45).
For Standing (2001: 30), real freedom 'requires a system of
social protection that allows people of all backgrounds to be able to
make choices'. It might also be said that 'real' choices
can only be made when essential resources are available to all.
Marshall's trilogy of citizenship categories is extended by
Standing in arguing for a definition of work far removed from the narrow
confines of paid employment, or the strictures of welfare-to-work
schemes as gateways to social security benefits. Instead, in capturing
the notion of human potential implicit in Marshall's social
citizenship, he suggests that 'work in its rich sense is what
defines the human being, conveying a restless, creative, reproductive
energy', termed 'occupation' (Standing 2001: 4).
Here then is a fuller version of citizenship than that offered by
the 'industrial citizenship' of welfare-to-work policies and
the associated instrumental approach to the value of education in human
capital terms. At the heart of these earlier approaches to citizenship
is a respect for moral adulthood, autonomy and fairness in terms of the
distribution of national goods and resources, and an acknowledgement
that respectful recognition of people's choices and contributions
is itself a matter of justice. Devalued social identities makes denying
citizens a fair share of resources politically palatable (Fraser 2010).
We need a relational approach to social justice that not only makes the
connection between cultural and economic justice explicit, but which
also makes the connection between privilege and poverty immediately
tangible, rather than 'natural' and acceptable.
Recent developments in political philosophy offer a model of social
justice focused on seeing connections between privilege and poverty in a
way that seeks to uncover structural injustice and implies a moral
imperative that justice is everyone's responsibility, standing in
stark contrast to a liberal discourse of self-sufficiency, productivity,
reward, and individual blame. Iris Marion Young's (2011) work on a
'social connection model' of justice is one such example:
The social connection model of responsibility says that individuals
bear responsibility for structural justice because they contribute by
their actions to the processes that produce unjust outcomes (Marion
Young 2011: 103).
From this perspective it is disingenuous to suggest that persons
living in neighbourhoods with poor schools, few shops and dilapidated
housing, miles from the closest job opportunity have an equal
opportunity with other persons in the same city. From a 'social
connections model' of justice, we would conclude that any worry
about irresponsibility ought to be directed to all citizens, not just to
those who are made more visible by state surveillance. We might also
conclude that those citizens who are not poor, at least at this point in
time, participate in the same structure of advantage and disadvantage,
constraint and enablement as those who fall below the poverty line at
some point. After arriving at this conclusion it becomes that much
harder to absolve ourselves from having no responsibility for social
injustice (Young 2011). This relational approach to social justice also
acknowledges that the line between vulnerable and resilient or included
and excluded can change very quickly, particularly in times of personal
illness, acquired disability, or widespread global economic uncertainty.
In short, this social connections model of social justice would resist
the 'blame welfare' (Handler & Hasenfield 2006: 4)
discourse that is dominant in countries such as the UK and Australia,
and it would help to promote the human capability to see 'the them
in us and the us in them' (Levitas 2005: 123).
We do not have the space to articulate the multiple implications of
this approach for policy implementation and human service delivery,
beyond restating the importance of the connection between dominant
policy frames and policy action and the importance of responding to the
contradictions in the inclusion-exclusion dynamic in practice. For
example, in terms of policy frames it is important to acknowledge that
the contemporary exclusion-inclusion dynamic around welfare-to-work and
employment policies has a much longer history in the binary category of
'deserving' and 'undeserving poor'. Indeed,
worklessness remains perhaps the most powerful engine of social
exclusion, justifying the continual violence of societal responses to an
attributed 'intentional refusal to work', as there are few
ways of causing more societal offence than refusing the moral imperative
to 'earn one's crust' (Scanlon & Adlam 2011: 246).
And in terms of local service delivery in the provision of employment
assistance, care and other social services there is a need to
acknowledge the contradictions within the exclusion-inclusion dynamic,
particularly the need to understand, or at least respect the decisions
of those 'that refuse to come in from the cold' and join
'mainstream society'. As Scanlon &c Adlam (2011: 244)
argue in their critique of the symbolic violence of a normative society:
We consider the plight of the individual who refuses to rejoin,
or indeed who may never have felt included in the first place;
and we seek to understand this problematic social refusal in the
context of failures of hospitality and citizenship, and the denying
of membership of the metropolitan societal in-group in relation to
which the antisocial individual must then stand in opposition.
The challenge is to avoid scapegoating tendencies in how refusals
to join are framed and understood, even when those who express their
opposition do so in ways that may be harmful to themselves or others.
What we have tried to do in this final section is suggest some
alternative first principles for designing a different institutional
response to marginalisation and disadvantage==one that would go beyond a
simplistic inclusion-exclusion dichotomy (Nevile 2006), implicating all
citizens in the project of creating a fairer, more genuinely inclusive
society.
Conclusion
This paper has discussed the concept and practice of social
inclusion policy in Australia from a critical standpoint where
substantial differences are seen to exist between multi-dimensional
government pronouncements on social inclusion-exclusion and a rather
more narrow emphasis on paid employment in major social policy
initiatives. What we have argued is that the social inclusion policy
agenda pursued by the previous ALP Government failed to escape the moral
imperative around paid employment enshrined in the institutional legacy
of the exclusionary tendencies within the 'male wage earner's
welfare state' (Bryson 1992: 89). As such the policy agenda is
likely to have suffered from similar shortcomings and unequal outcomes,
particularly for women, Indigenous Australians, low-skilled workers, and
the long-term unemployed. It is too early to tell whether the National
Disability Insurance Scheme, paid maternity leave, and school education
reforms will mute the productivist paradigm. At this stage, our
assessment is that despite much initial fanfare about the social
inclusion policy agenda, the policy frames and reforms introduced during
this period were often a case of old wine in new bottles.
In part, this critical account highlights the importance of the
connection between politics, public administration, and policy outcomes.
Unlike the UK, Australia did not embed social inclusion targets in all
federal government departments and the now defunct Social Inclusion
Board was not central to social policy decision making (Saunders 2013).
And despite some sophisticated developments in social and economic
indicators of disadvantage, the social inclusion policy agenda did not
fully embrace the multiple dimensions of exclusion/inclusion put forward
by researchers. All of this is not to say that the 'weak'
policy discourse of social inclusion could not be refashioned into a
framework that has the analytical and practical capacity to address the
structural inequalities that create and contribute to various forms of
social and economic marginalisation. First, we need more public debate
and deliberation about the quality and depth of inclusion that
acknowledges the harsh realities of the working poor who
'earn' their poverty with multiple low-paid and insecure jobs
(Novak 1997). In a labour market with a significant share of casual and
insecure work, it is income that is in fact the key material measure of
inclusion, not whether someone has a paid job. However, even this
recognition does not get us far enough in acknowledging the important
role that non-market forms of inclusion play in creating the conditions
for security and human flourishing.
Refurbishing a connected and embedded model of social citizenship
and social justice is a worthwhile aim as it acknowledges the
dialectical relationship between political and social rights (Scott
2006). Addressing social inequality requires clarifying value debates,
mobilising collective agents, and expanding opportunities for voice in
the public polity. This in turn will help to define and shape a form of
citizenship that is authentically connected to social, cultural and
economic modes of participation, not a model whereby people are forced
into being one-dimensional 'responsibilised risk managers' in
a narrowly defined 'job holder' society. In contrast, the
social citizenship and social justice envisaged here is, as Tilly (1999:
56) notes, 'thick' in terms of rights and equal status--as
opposed to 'thin' citizenship, loaded with responsibilities
and conditional allowances.
Constructing and implementing a vision for a more inclusive society
requires acknowledging the contradictions of the present, such as the
way in which the welfare state is both an enabling and disabling
political-economic force and the fact that in cultural terms
'included' groups have always required 'excluded'
groups in order to defend social norms that preserve established
economic interests. We also need to acknowledge that conflict,
inequality and competition are integral features of capitalist
economies. These structural dynamics cannot be wished away by weak
social inclusion talk that both reflects and reinforces unquestioned
truths. We need policy metaphors and research that is able to sharpen,
rather than blunt social realities in order to transcend the present and
envision what Erik Olin Wright (2010:4) calls 'real utopias',
which means not only articulating the architecture of a fairer future,
but also developing a more fully fledged social diagnosis of problems in
the present.
Acknowledgement
The authors would like to thank the AJSI reviewers for their
comments and helpful suggestions on an earlier draft of this article.
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Endnotes
(1) Rhetorical claims about passive welfare have been greatly
exaggerated; given that the receipt of benefits in countries with highly
'targeted' income support policies have always had an element
of conditionality (Marston, 2008). What has changed in the past two
decades, in Australia and the UK, is the linking of conditionality to
broadly defined 'activities', rather than to a specific work
test.