A cognitive-behavioral approach for promoting exercise behavior: the disconnected values model.
Anshel, Mark H.
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Attempts at encouraging exercise behavior have been extensive in
recent years. However, the use of effective interventions in promoting
exercise behavior for use by sport psychology consultants has been
relatively ignored in the extant applied sport and exercise psychology
literature. In addition, interventions have been only moderately
successful in promoting and maintaining exercise behavior (discussed
later). The purpose of this article is to propose a cognitive-behavioral
intervention, The Disconnected Values Model (DVM), that encourages the
development of an exercise habit that may be used by sport psychology
consultants in both sport (e.g., sport injury rehabilitation; physical
training; game preparation) and exercise settings such as joining and
adhering to exercise programs.
Brief Overview of the Problem
The consequences of an overweight and inactive society include
widespread serious deterioration of health and quality of life. For
example, past studies indicate that 63% of U.S. men and women are
overweight, and about 33-37% are classified as obese. Approximately
60-70% of adults who begin an exercise program will quit within 6-9
months, despite the common belief (82%) that exercise is beneficial to
good health (Marcus, King, Bock, Borrelli, & Clark, 1998). A
sedentary lifestyle and lack of sufficient physical activity results in
deterioration in health also has long-term consequences. In her keynote
address at the 2004 Society of Behavioral Medicine Conference in
Baltimore, Dr. Risa J. Lavizzo-Mourey, President and Chief Executive
Officer of the Robert Wood Johnson Foundation, indicated for the first
time in U.S. history, children today will live a shorter, lower quality
of life than their parents. She reported that since 1980, overweight
children ages 6 to 11, and adolescents has doubled and tripled,
respectively. The combination of obesity and a sedentary lifestyle,
leading to the widespread onset of types 1 and 2 diabetes and
hypertension, are the likely culprits (Nestle & Jacobson, 2000). As
Nestle and Jacobson contend, it is one thing to know the causes of
obesity (i.e., poor eating habits, lack of physical activity), but quite
another to motivate individuals to change these entrenched, unhealthy
habits.
The problem of nonadherence in maintaining healthy habits is not
new in the health psychology literature. For example, Sackett (1976)
found that scheduled appointments for treatment are missed 20 to 50% of
the time, and that about 50% of patients are remiss in taking their
medications as prescribed by their physician. After six months, other
health-related behaviors, such as smoking cessation, dietary
restrictions and weight control strategies have an adherence rate of
less than 50%.
Justification of a New Intervention Model
The attempt to justify the current exercise intervention model
necessarily includes examining limitations of previous research in this
area--both early and more recent studies. While existing theories and
models have provided a coherent framework with which to provide
explanations, descriptions and predictions of exercise behavior, their
application for increasing exercise behavior have been met with only
equivocal success (see Lox, Martin & Petruzzello, 2010). These
limitations lend credence to the need for providing new approaches in
promoting exercise behavior.
Limitations of Intervention Research
Critiques of previous exercise promotion interventions are not new,
and have been shown to be less than effective and fraught with
conceptual and methodological limitations. For instance, in two early
reviews, Baranowski, Anderson, and Carmack (1998) concluded that the
amount of outcome variance explained in studies testing the efficacy of
exercise interventions has rarely been above 30%. Along these lines, in
a meta-analysis of 127 studies and 14 dissertations to determine the
effectiveness of interventions to enhance exercise adherence in a
healthy population, Dishman and Buckworth (1997) reported that only
about 20% of the studies included a follow-up to the intervention.
Typically, they found increased physical activity or fitness associated
with the interventions diminished with time after the end of the
intervention.
In their review of limitations of the extant exercise intervention
literature, Buckworth and Dishman (2002) lament the absence of a
theoretical framework or model to examine the efficacy of an
intervention intended to promote exercise participation and adherence.
In addition, they found that "interventions are typically not
tested to see whether they change the variables they are designed to
change, or whether the target variables are actually responsible for
changes in the outcome variable" (p. 252). In addition, Dishman
(1991) and, more recently, Prochaska, Spring, and Nigg (2008), assert
that the majority of early exercise intervention research has relied on
one-dimensional techniques and a small sample size of highly selected
participants (e.g., clinical populations, individuals already engaged in
a specific program). Most studies, for example, have tested the
effectiveness of specific cognitive (e.g., positive self-talk, imagery,
cognitive appraisal) and behavioral strategies (e.g., goal setting,
listening to music, social support), rather than a coherent intervention
program.
Another reason that may explain the paucity of exercise
intervention effectiveness is that strategies and programs have often
been imposed on the individual, followed by a lack of social support
during the intervention (Lox et al., 2010). Researchers have not
controlled for the exerciser's motives, rationale and personal
commitment to begin and maintain an exercise program, although more
current interventions such as motivational interviewing (Rollnick,
Miller, & Butler, 2008) have shown promise in fostering exercise
adherence.
An additional limitation of existing exercise intervention research
is the assumption that the person desires a change in behavior (Marcus
& Stanton, 1993). Goals for behavior change have been traditionally
imposed on the individual by the researcher or clinician rather than
self-determined by the exerciser. Along these lines, participants'
lack personal involvement in voluntarily choosing and committing to the
type and schedule of exercise involvement--a strategy referred to as
perceived choice (Markland, 1999) or what Ajzen (1985) calls perceived
behavioral control. In typical exercise adherence studies, exercisers
are required to attend group sessions at specific times, often
performing predetermined exercise routines. Absent from these studies
has been the option to exercise alternatives such as participants
choosing to exercise alone, self-selection of the exercise venue, and
selecting exercise times and routines, each of which contradicts the
perceived choice option and impairing, not facilitating, exercise
adherence during and after the intervention period.
In addition, previous intervention research has focused on outcomes
(e.g., changes in attitude toward exercise and level of exercise
adherence) rather than the mechanisms and processes by which changes
occur in exercise-related attitudes and behavior. Not addressed in these
studies are the processes (i.e., mechanisms) by which improvements in
exercise behavior occur. For instance, in one relatively recent study,
Anshel and Kang (2007) found that the combination of educational
materials, personal coaching and social support significantly improved
exercise adherence.
Taken together, it is apparent that the effectiveness of exercise
interventions on improving fitness and creating healthier lifestyle
changes is equivocal. Lox et al. (2010) concluded from their review of
exercise intervention studies that "further research is needed to
determine the long-term effectiveness of these types of interventions
and their utility in real-world settings" (p. 170). Glasgow,
Klesges, Dzewaltowski, Bull, and Estabrooks (2004) have concluded from
their related literature review, "it is well documented that the
results of most behavioral and health promotion studies have not been
translated into practice" (p. 3).
Attempts to Overcome Current Limitations: Toward Justifying the
Current Model
New attempts are needed to help overcome the limitations of
previous exercise interventions. For example, one such approach consists
of making exercise an integral part of one's daily routine (Loehr
& Schwartz, 2003; Oldridge, 2001). Oldridge suggests "keeping
the regimen straightforward, providing clear instructions and periodic
checks, promoting good communication with the patient, and reinforcing
their accomplishments" (p. 322). He contends that adherence
strategies are seldom effective on their own.
Another approach to changing exercise behavior is to help the
client to examine the "costs" and "consequences" of
maintaining a sedentary lifestyle and other unhealthy behaviors. This
area has been explored in the sport psychology literature.
The Drugs in Sport Deterrence Model (DSDM; Strelan & Boeckmann,
2003) is an example. This model posits that an athlete's decision
to ingest banned drugs is facilitated by helping the competitor
acknowledge the benefits and costs of this unhealthy behavior. There are
benefits to every negative habit, such as drug-taking, or the athlete
would not sustain the drug use. In addition, unless the benefits of the
negative habit are recognized, determining their costs is given less
credibility. The "benefits" of not exercising include time to
do other things, avoiding physical discomfort, costs of exercise
apparel, exercise equipment, a fitness club membership, and feelings of
anxiety, embarrassment, or self-consciousness when exercising in the
presence of others. Just a few of the costs of not exercising include
poorer health, weight gain, heightened stress, negative mood states,
poor physique and attractiveness, and poorer quality of life.
Ostensibly, the athlete's perceptions of the benefits and costs of
drug taking as inherently undesirable, illegal or even immoral will
inhibit future drug use. The DSDM, however, is a conceptual model that
describes the factors that underlie drug-taking behavior: it is not an
intervention model. Still, factors borrowed from the DSDM can be used to
describe exercise behavior in which a person determines the benefits and
costs of exercising and maintaining an active lifestyle as opposed to
not exercising and remaining sedentary.
Perhaps the most commonly neglected research area related to
behavior change is the contrast between a person's values and
beliefs about the importance of good health in contrast to their lack of
exercise or not living an active lifestyle (Dunn, Andersen, &
Jakicic, 1998). The inconsistency between values such as health, family,
faith, and performance excellence, and a sedentary lifestyle forms an
essential source of incentive to change exercise habits. As Ockene
(2001) correctly concludes, "... change is a process, not a
one-time event, and we can't expect people to make changes at a
level for which they're not ready. Our interventions need to be
directed to where the individual is" (p. 45). Values, then, form a
relevant component of the present model.
The Importance of Values For Exercise Interventions
Values are core beliefs that guide behavior, provide impetus for
motivating behavior and provide standards against which we assess
behavior (Rokeach, 1973). Values are highly relevant to establishing a
person's individuality and help our understanding of behavior. For
example, as Rokeach contends, a person who values health will tend to
develop daily rituals and long-term habits that enhance health and
general well being. Hogan and Mookherjee (1981) describe values as
"one of the most distinguishing characteristics motivating human
beings; the likely effects of values on human behavior, beliefs, and
attitudes are indisputable" (p. 29).
Segar, Eccles, and Richardson (2011) examined the relationship
between superordinate-level goals and the core values of 226 middle-aged
women exercisers, ranging in age from 40-60 years. They found a
significant discrepancy between their goals and values. Specifically,
"despite equally valuing Healthy-Aging, Quality-of-Life, and
Current Health goals, participants with Quality of Life goals reported
participating in more exercise than those with Current-Health and
Healthy-Aging goals" (p. 94). They concluded that exercise goals
related to health and healthy aging were associated with less exercise
than those related to enhancing daily quality of life, despite being
equally valued. Thus, an exercise intervention is needed that promotes a
consistency between our values and our behavior patterns, in this case,
health and exercise, respectively.
Crace and Hardy (1997) developed an eight-step values-based
intervention to enhance sports team building that has implications for
the current (DVM) model. Briefly, their model consists of: (a) helping
athletes understand the importance of individual differences for
enhanced performance (i.e., differences in team member personality are
viewed as normal); (b) assessing individual differences on the
athletes' own goals and values; (c) understanding the interactions
between values and life roles (i.e., values are identified within each
life role), (d) identifying and understanding the primary team values
(i.e., values shared by team members), (e) identifying ways in which
values can enhance or inhibit team cohesion (e.g., the athlete's
value of responsibility can improve commitment to team success, but also
can result in being overwhelmed by the lack of responsibility from
selected teammates, resulting in mental fatigue and guilt), (f)
developing an action plan to improve compatibility of the athletes'
and the team's values with the ultimate purpose of improving
attainment of team values, (g) performing similar athlete and team
strategies with the team's coaches, and finally, (h) scheduling
follow-up meetings with the athletes and coaches to discuss the
effectiveness of the team building program.
The strength of this model is the recognition that a person's
values guide their behavior, and that sharing values with others has a
strong affect on the commitment to sacrifice personal, self-serving
needs for the benefit of others, and in this case, the team. One
important implication of their model in an exercise setting is that a
person's values may or may not be compatible with the values of
family members or an employer. Crace and Hardy (1997) recognize the
need, however, to enhance the values among these parties to help the
person reach optimal performance. However, there are several components
of this model that limit its effectiveness in promoting exercise
behavior, not the least of which is to detect discord between the
individual's values and the negative habit of lack of exercise.
This is particularly relevant when addressing several values such as
health, energy, happiness, family and faith, which are fundamental
tenets of a high quality of life.
Values are more central determinants of behavior than are interests
and attitudes, the latter of which are more situational and derived from
a core set of values (Super, 1995). Thus, a plethora of interests and
attitudes are derived from a relatively reduced number of values. In
addition, interests, attitudes and needs are transitory and once
satiated, may not influence behavior. Values, on the other hand, are
almost always firmly entrenched and stable, and therefore transcend
situations and guide behavior over a long period of time.
While there is a paucity of research on the influence of values on
exercise behavior, it is likely that values predict behavior (Brown
& Crace, 1996; Hogan & Mookherjee, 1981). For example, it can be
surmised that individuals who place health as an important value are
more likely to maintain healthy habits than individuals who do not
consider health among their most important values. Too often, however,
this is not true. Instead, persons who consider health as a relevant
value often maintain an unhealthy lifestyle (e.g., poor nutrition, lack
of exercise, poor sleep, high stress). Take, for instance, the smoker
who acknowledges they "should" quit, or the obese individual
who admits he or she needs to lose weight. For these individuals there
is an inconsistency, or disconnect, between their values and their
actions. One possible explanation of this behavior pattern may be the
issue of immediate versus distant payoffs.
Conceptual Foundations of the DVM
The DVM is anchored by concepts related to other
cognitive-behavioral frameworks that have successfully demonstrated
health behavior change. These include cognitive dissonance theory
(Festinger, 1957), motivational interviewing (Miller & Rollnick,
2002), and acceptance and commitment therapy (Ossman, Wilson, Storaasli,
and McNeill, 2006). A brief overview and relevance to the present model
of each follows.
Cognitive Dissonance Theory
Festinger's (1957) cognitive dissonance theory posits that
individuals naturally seek consistency among their cognitions (i.e.,
beliefs, personal views, emotions, values). An inconsistency between the
person's attitudes (i.e., cognitions) and behaviors results in a
state of dissonance, and is followed by the attempt to change attitude
in order to accommodate these actions. The most important factors that
influence this drive for attitude change are the number of dissonant
beliefs and the importance a person attaches to each belief. For
example, beliefs about the importance of exercise is ostensibly
dissonant from leading a sedentary lifestyle, not engaging in regular
exercise, and being overweight or obese. Dissonance may be minimized or
eliminated by one of three strategies: (a) reducing the importance of
the conflicting beliefs, (b) acquiring new beliefs that change the
balance, or (c) removing the conflicting attitude or behavior.
While cognitive dissonance theory provides a valid conceptual
foundation for the current model, the DVM goes beyond the recognition of
dissonance between values, short-term costs, and long-term consequences
of their unhealthy habit(s) by including a self-regulation action plan
that carries out cognitive-behavior strategies to replace the negative
habit with more desirable, healthier routines. Changes in health
behavior are more likely if new habits are scheduled and ritualized
(Gollwitzer, 1999; Loehr & Schwartz, 2003). The absence of
self-regulation action plans, according to Lox et al. (2010), has been a
weakness in previous exercise adherence programs and studies.
Motivational Interviewing (MI)
The focus of MI is to increase a person's intrinsic motivation
(i.e., their sense of satisfaction, perceived competence, and
achievement) for changing their health behavior (Miller & Rollnick,
2002). This is accomplished by collaborating with the client to initiate
and adhere to behavior change, to explore reasons in favor of and
against changes in unhealthy behaviors, and to help the client take
responsibility for initiating and maintaining behavior change. The
client determines how and when change will occur.
Rather than relying on teaching new mental skills, reshaping
thought and emotions, or reexamining the past MI focuses on the
person's concerns and perspectives. Specifically, MI addresses
specific changes in behavior that are most desirable and realistic,
while at the same time addressing possible barriers to change. The
primary goal of MI is to increase the person's motivation to
initiate short-term and long-term behavior change by resolving issues
that create ambivalence and resistance. Application of MI techniques has
resulted in changes in dietary habits (Resnicow, Jackson, Wang, Dudley,
& Baranowski, 2001) and in promoting healthy habits (Resnicow,
Dilorio, Soet, Borrelli, Hecht, & Ernst, 2002). Relatively few
studies using MI intervention techniques, however, have examined changes
in exercise habits.
Acceptance and Commitment Therapy (ACT)
ACT is a form of psychotherapy that addresses a person's
normal tendency to promote and distort unpleasant emotions, which lead
to engaging in inappropriate behaviors for the intention of avoiding or
reducing those unpleasant emotions (Ossman, Wilson, Storaasli, &
McNeill, 2006). The goal of ACT is not to change or control undesirable
personal and private thoughts or emotions, but rather to develop
effective behaviors of "proper" daily living. Clients assess
their previous attempts at resolving the problem, and to determine the
success or failure of these attempts, and see thoughts as only thoughts,
not as truths with no attempt to get rid of "bad" thoughts.
ACT helps clients conclude that accepting their unpleasant emotions
leads to a reduction in their intensity or frequency, with acceptance as
a strategy designed to reduce or eliminate the emotions.
Both ACT and the current model (DVM) help clients acknowledge
"the truth" about their negative (undesirable) habits and
their costs and consequences. The client's goal is not the absence
of the negative habit, but effective movement toward meeting specific
goals or desirable outcomes. In addition, ACT and the DVM help clients
to clarify their values, and to commit to behaviors that are consistent
with these values. Finally, ACT and the DVM both require an action plan
to experience the benefits of the more desirable habit (e.g., engaging
in regular exercise), but without addressing and trying to extinguish
all undesirable thoughts or actions. Instead of complete avoidance of
the negative habit, the ACT action plan, similar to the DVM, helps keep
the client focus on incorporating new routines.
The Disconnected Values Model (DVM)
As indicated earlier, the process of behavior change is a
challenging because habits and routines (e.g., lack of regular exercise)
are firmly entrenched in the person's lifestyle. These habits may
or may not be consistent with their values. Attempting to increase
exercise behavior is particularly difficult because it is accompanied by
an array of long-held feelings and attitudes that may reflect previous
negative experiences (e.g., the physical education teacher who used
exercise as a form of discipline, burnout from too much physical
training as a former athlete, injury from previous exercise attempts).
Further, vigorous exercise requires effort and some degree of physical
discomfort in order to obtain the well-known benefits. Expenses can be
costly for purchasing exercise clothing, particularly proper footwear,
and memberships in fitness clubs or other facilities that promote
various forms of physical activity (e.g., recreation centers, Boys or
Girls Clubs) create further challenges to increasing an active
lifestyle. An effective intervention is needed that overcomes these
barriers and improves the frequency and intensity of exercise
participation and long-term adherence that may be used by personal
trainers, sport or exercise psychology consultants, and mental health
professionals.
The DVM is predicated on two postulates that define self-motivated
behavior and have strong implications toward promoting exercise
behavior, which is often missing from existing exercise intervention
research.
Postulate one. Self-motivated behavior reflects a person's
deepest values and beliefs about his or her passion. Developing a sense
of purpose creates the desire to become fully engaged in activities that
really matter in meeting personal goals and future aspirations.
Postulate two. The primary motivators of normal human behavior are:
(a) to identify a deeply held set of values, (b) to live life consistent
with these values, and (c) to consistently hold ourselves accountable to
them. Ostensibly, an individual whose values include, for example,
health, family, faith and performance excellence should be
self-motivated to exercise because it is consistent with these values. A
deeper sense of purpose consists of shifting one's attention from
fulfilling one's own needs and desires to serving and meeting the
needs of others. Exercisers who value family, for instance, realize that
they will have more energy and lead a higher quality of life in meeting
the needs of family members. Perhaps, then, the self-motivated drive to
develop an exercise habit rests, at least in part, on recognizing the
inconsistency between one's negative habits (i.e., lack of regular
exercise) and their values and then to institute a new, positive habit
of exercise that is strongly connected to one's values. The DVM is
illustrated in Figure 1.
The DVM is based on the interaction between a "personal
coach" or sport/exercise psychology consultant and the client. The
interaction reflects receiving information (e.g., facing the truth about
who you are and how you live), self-reflection (e.g., acknowledging the
costs and long-term consequences of living a sedentary lifestyle),
determining personal goals (e.g., knowing what I want or need), and
identifying strategies needed to reach those goals (e.g., generating an
action plan that replaces negative habits with positive routines).
The DVM includes a component virtually heretofore ignored by
researchers--providing intervention content that includes a sense of
purpose, that is "the energy derived from connecting to deeply held
values and a purpose beyond one's self-interest" (Loehr &
Schwartz, 2003, p. 131). The authors contend that self-destructive
behaviors, also called negative habits (e.g., poor nutrition, lack of
exercise, poor sleep) reflect a "lack of ... firm beliefs and
compelling values (that are) easily buffeted by the prevailing winds. If
we lack a strong sense of purpose (i.e., what really matters to us; our
passion) we cannot hold our ground when we are challenged by life's
inevitable storms" (p. 133). Thus, previous interventions have
consisted of selected cognitive (e.g., mental imagery, positive
self-talk) and behavioral strategies (e.g., goal setting, social
support) while ignoring the antecedent thoughts, emotions, and values
that each participant brings to the exercise venue. As discussed later,
taking into account a person's values and beliefs forms a
foundation on which future intervention research is needed. Finally,
rather than using pre-determined cognitive and behavioral strategies to
enact behavior change, the model's last stage consists of an
"action plan" that includes one or more strategies.
[FIGURE 1 OMITTED]
Negative Habits
The DVM begins by acknowledging that each of us has habits that can
be categorized as unhealthy, negative or undesirable. These are
operationally defined as thoughts, emotions or tasks we experience
regularly that are acknowledged by the person as not healthy or in the
person's best interests, yet remain under our control. Despite our
ability to prevent or stop these negative habits, we maintain them. Not
exercising and poor nutrition, for example, form negative habits that
need changing.
The primary reason individuals engage in negative habits is because
the perceived benefits of maintaining the habit outweigh its costs and
long-term consequences (Hall & Fong, 2007). Hall and Fong's
temporal self-regulation theory posits that human behavior is a function
of the universal tendency toward greater responsivity to immediate
contingencies (e.g., eating less healthy "fast food" due to
fulfilling short-term needs) and the tendency toward behavior in
accordance with the cost-benefit tradeoff over time (e.g., our actions
reflect competing motives between short-term benefits versus long-term
costs). The benefits of exercise are perceived as irrelevant in the
short-term and experienced in the distant future as compared to the
perceived short-term benefits of not exercising and the relative
unimportance of long-term costs. Hall and Fong contend that unhealthy,
or undesirable (negative) habits do not exist without benefits. Thus, a
negative habit will begin and persist under two conditions: (a) the
habit's benefits outweigh its costs, and (b) benefits are
experienced in the short-term, while costs and consequences are likely
to be experienced in the distant future or long-term. Cultures who
prioritize immediate gratification as opposed to delayed gratification
nurture the decision to engage in meeting short-term needs.
Performance Barriers
Performance barriers are operationally defined as a persistent
thought, emotion or action that compromises and creates obstacles to
high quality performance (Dunn et al., 1998). Whether these barriers can
be actual (e.g., injury, anger) or perceived (e.g., time restraints,
discomfort, anxiety), they are always controllable and thus, changeable.
For instance, the emotional barrier of anxiety (i.e., worry) can be
controlled by addressing the source(s) of concern and developing
adaptation strategies that overcome these maladaptive thoughts. A person
who is uncomfortable and self-conscious about exercising among younger,
fitter, thinner individuals at a fitness facility can focus on their
exercise regimen, while ignoring others in the room. A person who has
time restraints can develop time management strategies and social
support by significant others to allow for exercise time.
Performance barriers in the DVM have a root cause--negative habits.
These behavioral tendencies, or habits, are labeled "negative"
because: (a) it is generally acknowledged that they have a deleterious
effect on some aspect of the person's quality of life, and (b) that
continued expression of the negative habits is directly linked to
problems and limitations in work performance. For example, lack of
exercise, an unhealthy "physical" habit, may lead to low
energy and premature mental fatigue. Persistent anxiety, an unhealthy
"emotional" habit, may lead to poor (slow, inaccurate)
decision-making. The negative physical habit of poor work/life balance
results in poor relationships with family. One function of the model is
to help clients detect their negative habits and how these habits lead
to undesirable performance--physically, mentally and emotionally--in
various aspects of their life, not only health. The primary goal at this
stage is that after negative habits have been associated with
limitations to physical performance the process begins in self-examining
the reasons of maintaining negative habits such as lack of exercise.
Perceived Benefits of "Negative" (Unhealthy) Habits
The model posits that there are perceived benefits to each of our
unhealthy habits, such as lack of exercise or other forms of physical
activity, or else the unhealthy habit would not continue. It is
important to recognize the term "perceived" in this context
because a person who repeatedly and habitually engages in unhealthy,
self-destructive behavior patterns is able to justify their actions,
either rationally (e.g., to quickly satisfy hunger; too busy, not enough
time to exercise) or irrationally (e.g., "I am obese, but my doctor
tells me I am healthy and just fine"). Perception, then, is in the
eye of the beholder and reflects the individual's sense of reality;
perception does not necessarily represent the reality of medical test
data or the opinion of the person's medical practitioner. As
discussed earlier, the "benefits" of not exercising, for
example, include more time to do other things, not experiencing the
discomfort of physical exertion and expenses related to purchasing
fitness club memberships and exercise clothing.
Costs and Long-term Consequences of Negative (Unhealthy) Habits
The concept of a cost-benefit tradeoff is a balance sheet, often
referred to in corporate settings as the cost-benefit ratio. In addition
to the benefits of not exercising or engaging in other forms of regular
physical activity, there are short-term costs and long-term
consequences. A few costs of a sedentary lifestyle include poor
cardiovascular and strength fitness, weight gain, higher stress and
anxiety, reduced physical energy, lower mental (cognitive) functioning,
and less satisfactory sleep. The long-term "consequences" of
not exercising include poorer physical and mental health, depression,
greater likelihood of diseases such as diabetes, certain types of cancer
and cardiovascular disease, reduced quality of life, and shorter
lifespan (Long & van Stavel, 1995; Stathopoulou, Powers, Berry,
Jasper, Smits, & Otto, 2006).
The client is asked a very important question that has high
self-motivation value; whether the client finds these costs acceptable.
If the client concludes that the costs of a particular negative,
unhealthy habit are acceptable, then the negative habit (e.g., not
exercising and maintaining a sedentary lifestyle) will likely continue.
If, however, the costs are greater than the benefits of maintaining the
unhealthy habit, and the person concludes that these costs are
unacceptable then a change in behavior is far more likely. The process
of behavior change is not complete, however, according to the DVM.
Missing is the ignition point that links the costs of inactivity to the
person's deepest values and beliefs. Table 1 provides examples of
perceived costs and benefits of selected negative habits.
Determining One's Deepest Values and Beliefs
The values of most individuals would likely include, in no
particular order, health, faith, character, family, happiness, honesty,
knowledge, commitment, integrity, concern for others, and performance
excellence. Our values are often influenced by our culture, gender,
geographic location, religion, and life experiences. Behavior change is
more likely to be permanent when the client concludes that life
satisfaction is linked to behaving in a way that is consistent with
one's deepest values.
Establishing a Disconnect
To help clients detect an inconsistency between their values and
their negative (self-destructive) habits, sport psychology consultants
might ask their clients a few or all of the following questions:
"To what extent are your values consistent with your actions? If
you value your health, do you have habits that are not good for you, and
therefore, inconsistent with your values? What about your family? Do you
value your spouse, children, or parents? If you lead a sedentary
lifestyle and are not involved in a program of exercise, yet one of your
deepest values is to maintain good health, to what extent is your value
inconsistent with your behavior? Can you detect a 'disconnect'
between your beliefs about good health and your unhealthy behavioral
patterns?"
Acceptability of the Disconnect
If clients acknowledge that the negative habit of not engaging in
exercise is inconsistent with their deepest values and beliefs about
what is really important to them, the follow-up question must be to
ascertain if this is acceptable. For example, the consultant asks the
client, "Given the disconnect between your negative habit of not
engaging in regular exercise and the costs and long-term consequences of
this disconnect, is this acceptable to you? Is this ok?" If the
client acknowledges the costs and long-term consequences of the
disconnect and concludes the disconnect is acceptable, the client's
negative habits will not change. If the disconnect is unacceptable,
however, then the client may be ready to engage in an action plan that
replaces the negative habit with one or more positive, healthier
routines.
Developing a Self-Regulation Action Plan
The person's decision to initiate an exercise program,
ostensibly because disconnects between their negative habits, including
lack of exercise, and their deepest values and beliefs is followed by
developing a detailed self-regulation action plan. Action planning
"entails forming concrete plans that specify when, where, and how a
person will translate exercise intentions into action" (Lox et al.,
2010; p. 153). The plan consists of determining the details of
developing a habit of regular exercise during the week. Specifics
include type of exercise, exercise location(s), days of the week and
times of day exercise will occur, exercise testing to establish a
baseline of fitness and health indicators, and availability of social
support (e.g., exercising with others, working with a personal trainer),
all of which is encouraged. Specificity of timing and precision of
behavior dramatically increases the probability of successfully carrying
out a self-controlled action plan (Loehr & Schwartz, 2003). The
self-regulation action plan serves the primary purpose of creating a
more immediate payoff and providing clients with a sense of achievement
and other immediate payoffs that have higher motivation value than using
more distant goals (Segar, Eccles, & Richardson, 2011).
Specifically, the action plan consists primarily of three factors
that will markedly enhance the individual's permanent commitment to
including the new, healthier habit (e.g., regular exercise): (a) a
specific time within a 24-hour period for exercise engagement; (b) a set
of routines that support the exercise habit (e.g., selected thoughts and
behaviors prior to, during and following the exercise session,
exercising with a friend and promoting other forms of social support,
minimizing distractions that will interfere with exercise plans), and
(c) linking these specific times and routines to the individual's
deepest values and beliefs about what is really important in order to
remove the existing disconnect.
Existing Empirical Support for the D VM
The DVM has received empirical support in the extant research
literature. Anshel, Brinthaupt and Kang (2010) and Anshel and Kang
(2007) applied the model over a 10-week period with university faculty
and staff. Both studies concerned improving exercise habits, as measured
by a series of fitness tests and changes in dietary habits based on the
results of a lipids profile blood test. The collective results indicated
significantly improved cardiovascular and strength fitness scores, as
well as reduced "bad" cholesterol and triglycerides. In
addition, exercise adherence rates were well beyond most related
studies, at approximately 70-76% for both aerobic and strength training.
The Anshel et al. (2010) study included a measure of mental well-being.
The researchers found significant gains in selected dimensions of mental
health among participants.
Two case studies were conducted with a sedentary obese middle-aged
male (Anshel, 2008) and a middle-aged male with strong religious
convictions and whose core values included faith (Anshel, 2010). In both
case studies, the participants were asked to indicate three unhealthy
habits from a list of 20 undesirable habits, including lack of exercise
and poor nutrition. Then they listed the reasons for engaging in each
negative habit, which formed the habit's benefits, each followed by
the costs and long-term consequences. It was important that the
participant acknowledged that each of these behavior patterns was in
fact, unhealthy and undesirable, otherwise he would find no reason to
acknowledge their costs and seek to replace them with healthy routines.
If lack of exercise was perceived as desirable, for instance, there
would be no perceived need to replace this unhealthy habit with a more
active lifestyle. Then the participants were asked to indicate up to
five core values, that is, their most important beliefs about what
really matters to them in living a high quality of life. The second
client (Anshel, 2010) who was a person of deep religious convictions
placed faith at the top of his list of values.
The next step was particularly important; clients were asked to
identify an inconsistency, or disconnect between their negative habits
and values. The person of faith indicated that his obesity and unhealthy
lifestyle was inconsistent with his value of faith, given the plethora
of scripture that pontificates the virtues of maintaining a healthy
lifestyle. Other disconnects between values and the undesirable habit of
not exercising, poor eating habits, and the resultant obesity included
family, health, and character. Both clients detected at least one
disconnect between their values and behavior patterns. The clients were
then asked if given the costs and consequences of each unhealthy habit
they found the disconnect acceptable and something they could live with
the rest of their life. Participants in both case studies acknowledged
the disconnect between at least one value and a behavior pattern deemed
undesirable or unhealthy, and indicated a strong willingness to change.
When asked how committed they were to follow an action plan to remove
the disconnect, on a scale of 1 (not at all committed) to 10 (extremely
committed), they both indicated "10." An action plan was then
constructed by the performance coach who worked with a fitness coach and
a registered dietician to follow through on changing exercise and
dietary habits.
Results of both case studies demonstrated marked changes in fitness
scores for upper and lower body strength, sub-max VO2 exercise testing
on a treadmill, and percent body fat. Changes in nutrition were obtained
by self-report on following the dietician's recommendations.
Post-study debriefing indicated the clients' failure to acknowledge
their self-destructive lifestyle, misalignment with their deepest
values, the lack of energy that results from their current (unhealthy)
lifestyle, and the importance of considering the needs of others
"who matter' (i.e., family members, the Lord, work colleagues)
in making significant changes in replacing their unhealthy habits. While
the results of these case studies do not provide conclusive evidence of
the model's efficacy, the participants did provide narratives,
reported in the study, that reflected their strong commitment to health
behavior change based on acknowledging their self-described
"failure" to maintain healthier habits that are consistent
with their values.
Efficacy of the DVM was examined in another (group) study by Anshel
and Kang (2008). The researchers examined the model's efficacy in
changing the unhealthy habits of 57 male and female police officers
using an action research method. Action research is a reputable research
method when situational conditions do not lend themselves to multiple
group experimental designs, such as frequent interactions among study
participants or the required use of programs or treatments that are
publically advertised throughout the immediate environment, such as
educational settings or, in this case, law enforcement. Action research
consists of developing and implementing a plan of action, to observe the
effects of action in the current context, and reflect on those effects
as a basis for further planning and subsequent action (Mills, 2003).
The Anshel and Kang (2008) study began with a two-hour seminar that
started the intervention covered each stage of the DVM, the officers
indicated their lifestyle was generally sedentary and were unfit (i.e.,
they were not exercising nor engaging in regular vigorous physical
activity), overweight, eating "fast food" at least once per
day, suffered from poor sleep, chronic stress, and often experienced low
physical energy. The officer's engaged in a 10-week action plan
that consisted of fitness and nutrition coaching, in addition to meeting
their performance coach--the seminar leader--on at least one occasion
for an hour to review their overall action plan and to insert new
routines that would improve adherence to exercise and dietary changes.
They were given the option to meet individually for a second hour as
follow-up, and 60% of the group opted for the second meeting. The
results of the study indicated significantly improved scores (p
3<.01) on sub-max VO2 (cardio) and strength (upper and lower limb)
fitness tests, lipids profile (i.e., cholesterol) scores, and reduced
percent body fat.
To ensure that outcomes are a function of the treatment, action
research includes several forms of validation including evaluative,
outcome and process validity. Each of these was evident in the Anshel
and Kang (2008) study and in more recent similar studies conducted on a
university campus (Anshel, Brinthaupt, & Kang, 2010; Anshel, Kang,
& Brinthaupt, 2011). Evaluative validity, which addresses the
objectivity of the quantitative nature of the data, was associated with
significant improvements in fitness. Outcome validity was obtained from
changes in specific behaviors that lead to successful outcomes under
study and is applicable to future research (e.g., significant
improvement from pre-test to post-test). Process validity reflects
correct execution of the intervention.
Taken together, it is apparent that earlier fitness intervention
research attempts have been replete with limitations, such as imposing
exercise locations, programs, schedules, and coaches, failing to develop
social support and coach-client relationships, and not addressing
lifestyle change that integrate exercise with other healthy behavioral
patterns, such as nutrition, sleep, and stress management. Perhaps even
more important in recognizing the limitations of past empirical attempts
to change health behavior has been the absence of client values. The
client's recognition of living a life filled with unhealthy habits
that is disconnected from his or her values has been an enlightening,
even life-changing observation. One group of individuals who have the
skills and background in carrying out the DVM's
cognitive-behavioral components are sport psychology consultants.
Implications for Sport Psychology Consultants and Future Directions
Traditionally, research and practice of sport psychology have been
concerned primarily with the psychological and behavioral factors that
influence sport performance (e.g., McCann, 2005), and working with a
coach to enact change in athletic performance, referred to as the
supervisory consultation model (Poczwardowski, Sherman, & Ravizza,
2004). The role of sport psychology consultation in exercise settings,
however, has been relatively rare in the extant applied literature. The
DVM provides an opportunity for sport psychology consultants to play a
significant role in health behavior change such as promoting more daily
physical activity and improving nutrition. The same principles of
changing sport behavior are applied in the DVM. In addition, if sport
psychology consultants have completed their degree program in a sport
and exercise science program they may have taken a course in exercise
physiology or fitness. This background would be advantageous in
developing an action plan for exercise clients and provide an additional
source of social support, including prescribing an exercise routine and
even exercising with the client.
Scholars in the health behavior change literature have suggested
several avenues of future research. As Glasgow et al. (2004) have
concluded about the future of health behavior change research, "If
we are serious about evidence-based behavioral medicine and about
closing the gap between research findings and application of these
findings in applied settings, we cannot continue 'business as
usual'" (p. 11). As Baranowski et al. (1998) contend, to
increase the effectiveness of physical activity interventions more
research should focus on determining the predictors of adopting and
maintaining a physically active lifestyle. Nicassio, Meyerowitz, and
Kerns (2004) suggest that future studies include "specific
methodologies for selecting intervention approaches in individual
clinical cases" and acknowledging "the mechanisms of action
through which interventions achieve their effects" (p. 135). One of
these mechanisms might be the time span between behavior and
experiencing the payoffs from that behavior. In their study linking
values and exercise behavior, for example, Segar et al. (2011) suggest
that "because immediate payoffs motivate behavior better than
distant goals, a more effective 'hook' for promoting
sustainable participation might be to rebrand exercise as a primary way
individuals can enhance the quality of their daily lives" (p. 94).
The DVM embraces these recommendations in examining the antecedents
and clinical issues that affect the need to make healthy lifestyle
changes, particularly in relation to promoting an exercise habit. This
is one strategic approach to address possible ways to change behavior
and prevent what is becoming a dangerous health crisis in the U.S. and
elsewhere. New, creative approaches to changing health behavior
including exercise are needed with a particular focus on examining the
DVM's efficacy on initiating and adhering to regular exercise.
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Table 1.
Perceived costs and benefits of selected common negative habits.
Current
Unhealthy
Habit Benefits Now Costs Now
No Exercise More time for other things Less mental capacity,
to do; less effort and weight gain, less
discomfort, reduced chance energy, negative
of exercise-related injury, emotions, poor sleep.
less cost in purchasing
exercise shoes and clothing,
less embarrassment exercising
in a public setting.
Poor Diet Fast food saves time, not High fat & LDL
expensive, good taste, and cholesterol,
convenient. overweight/ obesity,
poor concentration.
Current
Unhealthy
Habit Long-term Consequences
No Exercise Poorer overall health,
obesity, onset of diseases,
more chance of cogni
tive impairment, greater
chance of osteoporosis,
poorer information pro
cessing, reduced life span,
less chance to survive a
heart attack.
Poor Diet Greater chance of heart
disease and various forms
of cancer, shorter lifespan,
increased chance of Type
2 diabetes.