Performance Emotions in an Elite Archer: A Case Study.
Robazza, Claudio ; Bortoli, Laura ; Nougier, Vincent 等
The main goal of the investigation was to test predictions derived
from the Individual Zones of Optimal Functioning (IZOF) model comprising
facilitating and inhibiting emotions. The IZOF model suggests that an
athlete is most likely to achieve best performance when prestart emotion
intensities are close to the emotion intensities related to recalled
optimal performances. Conversely, poor performance is expected when
prestart emotion intensities are near to the emotion intensities linked
to recalled ineffective performances. To test this hypothesis, a
single-subject study was carried Out on an elite female archer during
practice and competition at the 1995 world archery championships. A
multidimensional approach was chosen incorporating emotions, heart rate
pattern, and performance measures. Intraindividual analyses revealed
that most emotion scores were near to recalled poor performance scores,
particularly before competitive events. The dysfunctional pre-start
emotion pattern was followed by non-optimal hear t rate pattern,
dysfunctional behavior, and poor shooting scores. These findings gave
support to the IZOF-based predictions of emotion-performance
relationships.
The ability to establish and maintain optimal emotional conditions
before and during competition is one of the most important factors to
succeed in sport. For this reason, a growing number of researchers are
today concerned with the emotional reactions of the athlete facing
competition. The study of emotions can expand knowledge on factors
affecting performance and give information to plan specific intervention
strategies helping athletes fulfill their potential. Research on
emotions was initially addressed to the study of anxiety and
psychological factors inhibiting performance (for discussions, see
Hackfort & Spielberger, 1989: Jones & Hardy, 1990). Anxiety, in
particular, was analyzed first unidimensionally and then
multidimensionally on its cognitive and somatic components. Cognitive
anxiety is thought to be characterized by worry, doubts, negative
expectations on performance, and perceived threats to self-esteem.
Somatic anxiety, on the other hand, is assumed to be related to
augmented physiological act ivation perceived by the subject as somatic
reaction to stress (Martens, Vealey, & Burton, 1990). Cognitive and
somatic anxiety symptoms hurting athletic performance can be treated by
several multimodal stress management strategies specifically designed to
help performers (Burton, 1990; Meichenbaum, 1985; Suinn, 1986). Somatic
symptoms, however, are not always detrimental, rather, they can be
advantageous when the increased arousal is perceived by the subject as
physiological condition facilitating performance. The individual
experience of arousal is a key factor. Somatic symptoms perceived as
debilitating are associated with doubts, dreads, images of failure, and
low self-confidence: symptoms interpreted as positive are instead linked
to thoughts of success, pleasant imagery, and self-confidence (Apter,
1989; Jones & Swain, 1992; Martens, 1987). Confidence on one's
capabilities, that is the perception to successfully respond to specific
demands of a situation, acts contrasting the negative effects of anxiety
. Bandura (1977) introduced the concept of self-efficacy to define the
strength of one's conviction to adequately execute a given task.
When an athlete has skills and competence to successfully perform, a
high self-efficacy tends to contrast the detrimental effects of anxiety
or to induce symptoms reinterpretation. Jones and Swain (1992), for
example, showed that highly competitive athletes were higher on
self-confidence and perceived their anxiety as more facilitative and
less debilitative than low competitive athletes. Differences were also
shown between elite and nonelite athletes in their interpretations of
cognitive and somatic anxiety symptoms in terms of their consequences
for upcoming performance, with the elite group reporting more
facilitative and less debilitative responses (Jones & Swain, 1995).
Individual differences in interpretation of anxiety are also
emphasized in the Hanin's (1980, 1986) Individual Zones of Optimal
Functioning (IZOF) model. Simply stated, the IZOF notion holds that each
individual has an optimal range of state anxiety where he or she
performs best. Hence, anxiety intensity should be examined
intra-individually rather than exclusively at the group level. The
individual zones of optimal functioning can be identified through two
methods: the empirical and the retrospective recall methods. In the
empirical method the athletes are assessed longitudinally throughout a
season and then state anxiety levels preceding best performance serve as
optimal zone. In the retrospective method the athletes have to identify
how in the past they felt prior to personal best performances, and the
recalled pre-start anxiety levels are used as reference. Both methods
enable to contrast current pre-start anxiety with individual optimal
pre-start anxiety and, on this base, predict success or failure on the
task at hand. For successful performance it is assumed that
pre-competition anxiety be near the optimum or fall within the IZOF.
Thus, optimal anxiety can below, moderate, or high, depending on the
athlete. When pre-competition anxiety is outside the zone (i.e., anxiety
is too high or too low), poor performance is expected (Hanin, 1986,
1989; Krane, 1993; Raglin, 1992; Salminen, Liukkonen, Hanin, &
Hyv[ddot{o}]nen, 1995).
The IZOF model has been recently extended to comprise positive and
negative emotions other than anxiety. Results highlighted that athletes
possess specific individual patterns of positive and negative affect
related to optimal and poor performances. Emotions may have
facilitating, debilitating, or both effects on performance, depending on
their idiosyncratic meaning and intensities (Hanin & Syrja, 1995a,
1995b; Syrja, Hanin, &Pesonen, 1995; Syrja, Hanin, & Tarvonen,
1995). When near competition an optimal pattern occurs, that is positive
and negative emotions are inside the success zone and outside the
failure zone, good performance is expected. On the contrary, when affect
pattern is outside success zone and inside failure zone, ineffective
performance is likely (see Hanin, 1997, for review).
The experience of arousal is a key factor on emotion appraisal
(Kerr, 1997). The challenge of competition frequently causes enhanced
activation on the athlete. Modifications in physiological parameters,
such as increased respiration and heart rate, muscular tension, and
sweating, can be interpreted as signals of detrimental internal
conditions and be associated with debilitating emotions. On the other
hand, when the enhanced arousal is perceived as a sign of adequate
preparation for performance, it is easily associated with facilitating
emotions. Therefore, meaning and intensity of emotions potentially exert
beneficial or detrimental effects on forthcoming performance depending
on the idiosyncratic perception.
Investigations designed to test the expanded IZOF model comprising
emotions other than anxiety are to date quite scarce, and measures used
were emotions and performance (Robazza, Bortoli, & Nougier, 1999;
Robazza, Bortoli, Zadro, & Nougier, 1998; Syrja, Hanin, &
Pesonen, 1995; Syrja, Hanin, & Tarvonen, 1995; for discussion, see
Gould & Tuffey, 1996; Hanin, 1997). This study was intended to be
another test of the IZOF model taking into account anxiety and other
idiosyncratic emotions in an elite athlete during a top level
competition. Furthermore, to deeply explore the emotion-performance
relationship, a multidimensional approach was chosen by incorporating
not only emotions and performance but physiological measures as well
(Hackfort & Schwenkmezger, 1993; Prapavessis, Grove, McNair, &
Cable, 1992). According to the IZOF hypothesis, good performance would
be expected if current pre-performance emotion scores were closer to the
recalled optimal than to the recalled ineffective emotion pattern.
Conversely, poo r performance would be expected if current
pre-performance emotion scores were closer to the recalled ineffective
than to the recalled optimal emotion pattern. Emotions were cognitively
assessed following a mixed nomothetic-idiographic approach inspired by
Hanin's IZOF model, and heart rate during performance was chosen as
a non-intrusive psychophysiological measure of organism activation. As
previously discussed, increased heart rate can be individually
interpreted as arousal beneficial to performance or as a symptom of
negative stress. Heart rate pattern, moreover, offers insights into
attentional processes. Deceleration in heart rate of experienced
athletes in the few seconds prior to execution of a motor response has
been reported in precision sports associated with good performance
(Boutcher & Zinsser, 1990; Hatfield, Landers, & Ray, 1987;
Landers, Han, Salazar, Petruzzello, Kubitz, & Gannon, 1994). Lacey (1967) proposed the intake-rejection hypothesis, suggesting that when
attention is externally focuse d, heart rate tends to decrease, and when
attention is internally oriented, heart rate increases. In archery, in
the few seconds (4-7 sec) before the arrow release, the archer's
attention is externally oriented to control the sight-target alignment.
In this phase, cardiac deceleration usually found in expert subjects is
a marker of efficaciously focused attention (Landers et al, 1994). In
this study, besides emotions and cardiac activity, shooting scores and
number of incomplete shots were recorded in order to evaluate
performance outcomes and performance behavior, respectively. An
incomplete shot is when the archer, after having nocked the arrow and
started drawing action, decides not to release the arrow. The action is
thus interrupted, the starting position resumed, and the athlete has to
restart shooting. This happens because of one's own uncertainty
about execution control (internal disturbances) or external distractions
(external disturbances) hindering performance. Incomplete shots are not
functional f or performance and usually appear when insecurity arises;
the action must be repeated in conditions of increased fatigue and
greater temporal constraints (six arrows must be shot in four minutes
during competition).
Consequences of emotions upon performance and heart rate pattern
were in this study hypothesized using the IZOF as framework. More
precisely, good performance would be expected if current pre-performance
emotion scores matched the recalled optimal emotion pattern. Optimal
conditions would be followed by high shooting scores, low number (or
absence) of incomplete shots, and heart rate deceleration pattern before
arrow release; furthermore, possible increase in heart rate should be
experienced by the performer as optimal arousal. The opposite would be
expected to occur if pre-performance emotion scores matched the recalled
ineffective emotion pattern. Dysfunctional conditions would be followed
by poor shooting scores, incomplete shots, and possible increase in
heart rate perceived by the athlete as detrimental arousal. Increased
arousal associated with debilitating emotions could lead to lack of
heart rate deceleration pattern. A bad psychophysical state is likely to
impair the perceptual information processin g found to be associated
with the heart rate deceleration. However, no empirical findings on
modification of heart rate deceleration linked to attention processes
during top level competitive events were found in the literature.
A case study was chosen to test the above hypotheses.
Single-subject designs, although presenting obvious limits for results
generalization, allow deep knowledge on individual reactions especially
when carried out in an ecologically valid, real life competition
environment. Compared to research in more controlled settings, such as
those in labs, field research is usually more difficult because of
reluctance of athletes and coaches to take part in surveys during
important events. The delicate psychological balance of the competing
athlete was considered and non invasive assessments were planned.
Moreover, useful applications deriving from the research were identified
and explained in advance to the athlete, making the study sensed and
valued.
Method
Participant
The participant in this study was a 22-year-old female athlete of
the Italian archery National team at the 1995 World Archery
Championships in Jakarta. She started competing when 13 years old, and
had been part of the National team for six years while gaining
experience from international competitions. She trained almost on a
daily basis for at least three hours. Close to international
competitions she practiced twice daily. In her career she won one
Italian championship and obtained some important results in
international events. Her best national and international achievements
during the '95 competitive season, personal records, and results
obtained on the world championships in Jakarta are reported, for each
shooting distance, on Table 1. Performances considered by the archer as
acceptable results are also reported on Table 1. Main goals of the
research were explained to the archer and the coach, and both agreed
with interest to take part in the investigation.
Measures
The psychological assessment relied on a combination of two
procedures. The first procedure was developed by Murphy, Greenspan,
Jowdy and Tammen (1989) and modified by Krane (1994) to measure
pre-competitive somatic anxiety, cognitive anxiety, and self-confidence
with a 3-item scale (the Mental Readiness Form-3: MRF-3). Each of the
three MRF-3 items was designed to correspond with a subscale of the
27-item Competitive State Anxiety Inventory-2 (CSAI-2; Martens, Burton,
Vealey, Bump, & Smith, 1990), thus providing a less intrusive measure of competitive state anxiety and confidence. The MRF-3 anchor
terms on an 11-point Likert-type scale were: not worried-worried, not
tense-tense, and not confident-confident. The scale allows a between
subject comparison on common psychological variables (nomothetic approach) when research is extended to more subjects. Concurrent
validity was investigated by Krane (1994). Correlations between tension,
worry, and confidence scores with corresponding CSAI-2 subscale scores
were .59, .58, and -.77. The MRF-3 was chosen as anxiety nomothetic
measure because extensive research on multidimensional anxiety
demonstrated how somatic anxiety, cognitive anxiety, and self-confidence
greatly and differently affect performance (for review and discussion,
see Hardy, Jones, & Gould, 1996; Jones & Hardy, 1990).
The second psychological assessment procedure was an idiographic emotion scaling derived from Hanin's IZOF notion. It was based on
past optimal and ineffective performance recall, thus enabling
within-subject analysis of individual reactions (idiographic approach).
Idiosyncratic psychological profiling is carried out by submitting to
the participant a list of emotions many athletes perceive during
competition. The subject is then required to select pleasant and
unpleasant pre-start emotions usually associated with optimal personal
performances in the past (facilitating emotions). The same procedure,
based on retrospective recall, is repeated for emotions related to poor
performances (inhibiting emotions). An 1 l-point Likert scale 1 = (low
intensity) to 11 = (maximum intensity) was then used to identify
intensity of each facilitating and inhibiting emotion, in order to
provide a same unit of measure for nomothetic and idiographic assessments. Research findings on anxiety showed that recalled optimal
anxiety values correlated (rs = .60 to .80) with actual anxiety levels
reported before competition (see Annesi, 1997, for a review).
Satisfactory reliability of individualized positive-facilitating,
positive-inhibiting, negative-facilitating, and negative-inhibiting
affect scales was reported on Olympic-level soccer players (Hanin &
Syrja, 1996). Mean intra-individual alphas ranged from .76 to .90 for
the different subscales, with positive and negative facilitating items
having the highest internal consistency (.90, SD = .04). The players
were also accurate in oneday predictions and in immediate
post-performance recalls of pre-game affect in international matches.
The idiographic approach was chosen because it was a Sensitive measure
of the individual emotional experience toward competition. Group-based
questionnaires are criticized by some investigators because only a
limited number of emotions are usually considered, with emphasis
typically placed on anxiety or negative emotions inhibiting performance
(see Hanin, 1 997; Hanin & Syrja, 1995a). The need to take into
account meaningful and relevant emotions for the individual performer
was one of the reasons leading Hanin (1997, Hanin & Syrja, 1995a,
1995b, 1996) to develop the IZOF idiographic approach.
Shooting scores at 70-meter distance from target were collected as
performance outcome measures, with a single shot potentially ranging
from a low of 0 to a high of 10 (the center of the target). Ends of six
shootings were used during practice to conform with competition
requirements. Performance behavior data was also collected counting the
number of incomplete shots during the ends. As previously described,
incomplete shots indicate performance difficulties since they tend to
appear associated with internal or external disturbances (e.g., worry,
insecurity, fatigue, distractions).
Heart rate was assessed through a monitor (Polar Sport Tester)
composed of wrist receiver and thoracic belt with a pulse transmitter.
The instrument allowed a 5-sec recording sampling (the heart rate was
averaged every 5-sec). The data collected throughout the performance was
then transferred to a computer by interface. Temporal phases of archery
shooting sequence were also recorded to be then linked to heart rate
pattern. The starting time of draw and aim, and the time of arrow
release are two critical moments of the shooting sequence. They were
recorded by the expert coach through a chronometer synchronized with the
heart rate monitor.
Procedure
The investigation was divided into four stages: (1) individual
psychological profiling, (2) psychological profile confirmation, (3)
monitoring of heart rate and emotions during practice and competition,
and (4) final interview and performance evaluation.
On the first phase, the archer was explained how affect, mental
attitudes, and psychophysiological responses exert a combined influence
on performance particularly when facing competition. Psychological and
physiological monitoring was emphasized as an important way to
understand individual reactions, and to gain information on how to
consciously control conditions leading to peak performance. The archer
gave her formal assent for participation. She was informed that during
competition each individual perceives specific levels of tension
(somatic anxiety), worry (cognitive anxiety), confidence, and
idiosyncratic emotions. Tension was described as a state of enhanced
arousal with increased heart rate, blood pressure, rate of respiration,
muscular tension, trembling, and sweaty hands. Worry was outlined as
perception of apprehension, doubts, and threats on personal attainments
usually disturbing attention and performance. Self-confidence was
depicted as the conviction to succeed by relying on one's ability.
Ps ychological profiling of idiosyncratic emotions was conducted
submitting a list of 64 emotions to the archer (the list was derived
from Hanin & Syrj[ddot{a}], 1995a, I 995b), and then requiring the
archer to select up to three emotions, pleasant or unpleasant, usually
associated with optimal personal performances. The same procedure was
repeated for emotions related to poor performance. Thinking about past
optimal performances, the participant was to rate on the Likert scale
the intensity of pre-start tension, worry, self-confidence, and the six
personal emotions previously identified (three facilitating and three
inhibiting). The same rating procedure was then repeated thinking to
past poor performances. Hence, two intensity scores were identified for
each of the nine items, one associated with optimal and one with poor
performance. The limited number of items was set to shorten monitoring
time, as assessment prior to practice and competition would be
frequently applied. The archer was then explained that th e emotional
profile would enable quick comparison with the ongoing situation. Broad
differences between ideal and actual conditions would act as a sign of
difficulty.
On the second phase, a first assessment took place the day after
the emotional profiling and before practice, requiring the archer to
rate the intensity of each emotion on the scale 1 to 11. A reexamination of the recalled emotions and their intensity scores related to recalled
optimal and poor performances was carried out the following day in order
to make the psychological profile more reliable. The archer partially
modified her profile previously set substituting the term
"excited" with "determined." The intensity scores
related to recalled performances were also given to the new item.
On the third phase, the fifteen minutes preceding the event,
practice or competition, the archer rated each emotion on the Likert
scale. The "how you feel right now" direction was used, and
seven assessments were performed. The first assessment was accomplished
two days before championship in the morning, on the field, prior to
practice. The second assessment was taken the following day before
official practice. The third assessment was carried out before the first
distance of competition (shooting distance: 70 meters) while the fourth
assessment took place the same day during break, before the second
distance of competition (60 meters). The fifth and the sixth assessments
were completed the fourth day (second phase of qualification round)
prior to first distance (50 meters) and prior to second distance (30
meters). The last assessment was completed the fifth day before
individual elimination final round comprising only one shooting distance
(70 meters). The heart rate was monitored during each practice sess ion
few days before the beginning of competition, and then during some
phases of the championship (official practice and final round). Temporal
phases of archery shooting sequence (draw and aim, and arrow release)
were recorded by the coach and then linked to heart rate pattern.
Shooting scores for each arrow and number of incomplete shots were also
collected.
On the final phase, a personal interview was conducted with the
archer the day after the conclusion of the championships. The discussion
took into account emotional, physiological, behavioral, and performance
assessments to better understand individual experience and identify
needs and future goals for psychological counseling.
Results
Shooting scores of the archer at the world championships are
reported in Table I as are her national and international achievements
during the year, her records, and what she considered acceptable
outcomes. Past achievements revealed that the current performance was
very poor. Just one competition--the third of the European
championships--was worse than the current. Outcomes were not only far
below personal records, but also far from expected results; this
appeared on shooting scores for each distance and on the total score.
Incomplete shots were never found in the different shooting distances
during practice sessions. However, they appeared in competition across
shooting distances with a mean of 1.54 (SD = .88) for each round (six
shootings), thus confirming the negative performance under stressful
conditions.
In the emotional profiling, "determined,"
"focused," and "satisfied" were chosen by the archer
as facilitating emotions, while "discouraged,"
"insecure," and "aggressive" were selected as
inhibiting emotions. Intra-individual alpha of the 9-item
nomothetic-idiographic scale based on the seven repeated assessments was
.96; therefore, the scale revealed good reliability. Raw scores of the
items across the seven assessments are reported in Table 2. Difference
scores between actual and recalled optimal performances, and between
actual and recalled poor performances are also reported in Table 2. As
can be shown, the affect scores assessed on the first day of practice
were similar to those of the official practice, even though slight
worsening in the psychological conditions appeared; seven of the nine
emotions were near recalled optimal performances on the first day and
five emotions on the second day (the score of "focused" was
equally distant from recalled optimal and recalled poor performances).
The worsening of the psychological state was more evident on competition
and affect scores and remained very similar across the five assessments.
As can be seen in Table 2, differences of actual affect scores from
recalled optimal and recalled poor performance scores unveiled an
unfavorable trend of emotions on competition. Six of the nine item
scores were consistently close to recalled poor performances. These
items were the three nomothetic ("tensed,"
"worried," and "confident") and the three
facilitating emotions. Interestingly, the three inhibiting emotion
scores remained close to recalled optimal performances across all the
seven assessments. This finding can reflect the athlete's
reluctance to admit psychological difficulties just before the
competitive event. The recognition of a bad emotional state that would
sharply emerge by the scaling procedure of debilitating emotions could
negatively act, increasing further debilitating thoughts and emotions.
In the final interview, the archer acknowledged her psychological p
roblems before competitive events and the difficulty to score the
idiosyncratic debilitating items according to her actual conditions. No
scoring difficulties were reported by the archer on the nomothetic items
or on the idiosyncratic facilitating emotions although she was aware of
the negative trend.
Worsening of the psychological condition from practice to
competition was also confirmed by the heart rate pattern assessed during
the 18 shots at a 70-meter distance from the target. Mean heart rate
pattern is represented in Figure 1, taking into account four temporal
shooting phases: (a) 5-sec before execution; (b) start of draw and aim;
(c) the moment of arrow release; and (d) 5-sec after release. As shown,
heart rate progressively increased from practice to official practice,
and from official practice to competition, while performance decreased
from practice (M = 51.00, SD = 2.10) and official practice (M = 50.17,
SD = 2.97) to competition (M = 46.67, SD = 2.49) (18 shots at 70
meters). Moreover, the heart rate deceleration from draw and aim to
release--a marker of appropriately focused attention--tended to fade
during competition. This is also visible in Figure 2 where complete
heart rate patterns of last ends of official practice and competition
are plotted. Compared to practice, heart rate during com petition was
higher, and its pattern was less regular, and the archer executed three
incomplete shots (never found in practice).
The monitoring of heart rate and emotions during the championship
was discussed with the archer the day after the event. The archer
confirmed her perception of pre-competition debilitating affect, and
arousal higher than optimal was perceived deleterious to performance.
Feelings of apprehension and doubts of her own abilities to face
situational demands tended to increase along with heart rate and
physical tension. This clearly appeared in her statements: "Before
competition I was doubtful about my capabilities to perform well[ldots]
My heart raced, the muscles became tense, my hands sweaty[ldots] I felt
the pressure of the competition, got nervous, stressed, not able to
appropriately keep focused attention and to control the execution[ldots]
I should change attitude toward competition and regain control over my
reactions, but actually I don't know what to do."
The multidimensional assessment frequently applied was also
discussed with the athlete. Elite performers not always easily accept
multidimensional measurements when involved in top level events.
Psychophysiological measures in a field setting can be seen as too
intrusive and interfering. The archer here reported no interference
caused by the measurements. On the contrary, she affirmed that paying
attention to her psychological state prior to and during competition
aided her in becoming aware of conditions affecting performance. In the
same interview, the archer expressed her interest in undertaking mental
training procedures specifically aimed at controlling emotions, reducing
dysfunctional psychophysical symptoms, and increasing concentration.
Discussion
The main purpose of the study was to test predictions derived from
the IZOF model, adopting a multidimensional approach. An unfavorable
pre-start emotion pattern in the athlete was found particularly linked
to the competitive events, as six of the nine emotion scores were close
to the recalled poor performance scores. On the basis of these results,
and following the IZOF-based predictions of emotion-performance
relationships, ineffective athletic performance was expected. This was
actually found on all measures used, Poor shooting scores, incomplete
shots, increased heart rate, and lack of heart rate deceleration while
shooting were shown on the archer. When interviewed, the athlete
recognized and confirmed her psychological problems before competition
and the resulting inadequate performance. The outcomes were far below
her capabilities, expectations, and national and international past
performances of the year (see Table 1). These findings give support to
Hanin's (1997) contentions of pre-start emotion inf luences upon
forthcoming performance, although limited to the debilitating
consequences of a non-optimal emotion pattern. Emotions are thought to
influence performance through generation and utilization of
psychophysical energy needed to execute the task (Hanin, 1997; Hanin
& Syrja, 1995a). Optimal or dysfunctional effects would depend on
the level of energy generated by the organism and on the utilization of
such energy. Facilitating emotions would be beneficial to the subject,
helping him or her to mobilize and organize functions. Debilitating
emotions, on the other hand, would result in "a reversal of energy
generation function" (Hanin, 1997, p. 56) (the athlete stops
working or do not invest enough effort) or in ineffective utilization of
available resources. This interpretation of emotion consequences upon
athletic performance seems to be consistent with anecdotal data and
empirical results (for discussion, see Hanin, 1997). Yet, more
investigation is needed to confirm the energy generation-utilization c
onstruct in the athletic context.
The worsening of the archer's psychological conditions from
practice to competition and a general non-optimal state was observed on
tension, worry, and self-confidence (nomothetic items), and on
facilitating emotions. These nomothetic and idiosyncratic items revealed
to be reliable measures across assessments, as it was also recognized by
the athlete. The inhibiting emotions, however, resulted in not being
reliable items because of the athlete's difficulty in overtly recognizing psychological discomfort just before competition. This
raises the question of the suitability and even the ethical legitimacy to use debilitating items for applied or research purposes, especially
when assessment has to be accomplished just before competition. Research
should address the delicate topic of debilitating emotion scaling as
well as pre-start assessments. Feasible solutions would be scaling only
facilitating emotions, or scoring pre-start emotions hours or days
before the event (Hanin, 1986, 1989, 1997).
Another issue in the IZOF model is the emphasis given on
intra-individual analyses. They are accomplished comparing emotion raw
scores with recalled best and worst performance scores (Hanin &
Syrja, 1995a, 1995b). Pre-competition emotion intensity scores are not
considered to be important per se, as successful (or unsuccessful)
performances are thought to occur when the emotion scores are near to
recalled optimal (or poor) performances. Therefore, the optimal level of
emotions can below, moderate, or high, depending on the individual. In
the present report, the archer rated most of her recalled optimal
pre-start emotions as intuitively expected. Worry and debilitating
emotions were rated low, while confidence and facilitating emotions were
rated high (see Table 2). The opposite occurred to recalled poor
pre-start emotions, except for "determined" facilitating
emotion that continued being highly scored (eight points). A correct
interpretation of "determined" when assessed before
competition was possible when compared at intra-individual level. The
importance of within-subject analysis also emerged on emotion current
assessment during the championships. For instance, "focused"
was given medium scores (5-points) across assessments before competitive
events. The medium scores could have being misinterpreted indicating a
not too bad psychological condition. However, when raw data was compared
with recalled performances, the proximity to the recalled poor pattern
suggested a worse psychological state than that emerging from raw
scores. These findings add support to the use of intra-individual
analysis to better understand individual experience. In the case study
here reported, within-subject contrasts were, to some extent, also
applied on factors other than emotions. For instance, current outcomes
were compared to past and expected achievements, while heart rate
pattern assessed during competition was compared to data gathered during
practice. More comprehensive information was this way obtained and
collection of psyc hological, behavioral, psychophysiological, and
performance data is also advocated for future research. Repeated
multidimensional data collection and within-subject analyses provide
reliable and relevant information on the individual (Gould & Tuffey,
1996).
The results of the study so far interpreted within the IZOF
framework, can also be in part discussed in terms of the catastrophe
theory (Hardy, 1990, 1996). This is another emerging approach on the
study of arousal, cognitive anxiety, and performance relationships. A
thorough discussion of this theory is beyond the scope of this paper and
just a main prediction deriving from the model is here considered. For
many years, the well known inverted-U hypothesis has been adopted as
dominant theoretical view in explaining the arousal-performance
relationship (Yerkes & Dodson, 1908). This hypothesis specifies that
good performance in a given task is achieved when an optimal or moderate
arousal level is reached, whilst too high or too low arousal would
result in decreased performance. In the catastrophe theory, cognitive
anxiety (worry) is postulated to interact with arousal and performance
in a three-dimensional fashion. A U-shaped relationship between
physiological arousal and performance is assumed only when cogni tive
anxiety is low. When cognitive anxiety is high, increases in
physiological arousal would be connected to enhanced performance up to a
certain point, after which a dramatic (catastrophic) deterioration of
performance would occur (Hardy, 1990, 1996). In the present research,
worry (or cognitive anxiety) symptoms were clearly explained to the
archer in the profiling procedure, and the deleterious effects upon
performance specified. Tension was presented as a state of enhanced
arousal with increased heart and respiration rate, muscular tension, and
other arousing symptoms. However, positive or negative effects upon
performance were not described, letting the athlete interpret the
effects of her symptoms. Therefore in this study, tension can be
considered, to some extent, a measure of pre-performance arousal. As can
be seen in Table 2, a moderate tension (5 points) and low worry scores
(2 points) were usually linked to recalled optimal performances. This
trend was slightly modified before practice and officia l practice,
where tension and worry scores were near to the recalled optimal
performance scores. However, the opposite occurred before competitive
events where high scores in tension and worry, close to recalled poor
performance scores, were consistently reported. These findings and the
resulting ineffective performance agree with the catastrophe theory
prediction of a sharp decline in performance when high arousal and high
cognitive anxiety are combined.
Another issue in this case report concerns the construct validity of the study. As above discussed, a wide range of information was
gathered through psychological, physiological, and performance
assessments in a field setting. The collection of different observations
in such multidimensional approach tends to increase construct validity
of the research (Smith, 1988). Non-optimal emotions, augmented heart
rate individually perceived as detrimental for performance, irregular heart rate pattern, incomplete shots, and decreased shooting scores
characterized competition. The psychological difficulties leading to
poor performance were confirmed by the archer when interviewed. She
described her emotions as non-optimal and her symptoms of increased
arousal as dysfunctional (excessive muscle tension, racing heart,
hampered movement coordination). She also ascribed her poor shooting to
these conditions. Besides scores lower than usual, performance
impairment was proven by incomplete shots when the archer had to come d
own to stance position, regain control and start shooting again. Such
behavior is in general energy and time consuming, and for this reason
usually discouraged by coaches. Another sign of bad psychophysical state
could be the loss of regular heart rate deceleration pattern (see
Figures 1 and 2). Heart rate deceleration prior to arrow release is
considered a marker of appropriately focused attention in experienced
athletes (Landers et al., 1994). However, studies specifically designed
to investigate the interactions between heart rate deceleration,
attention, and performance in precision sport during competitive events
are lacking, and causal links wait to be found. Research findings on
anxiety highlighted how high arousal combined with worry determines
sudden loss in performance (Hardy, 1990, 1996), possibly because of
excessive attentional narrowing and muscular tension (Gould &
Tuffey, 1996). Hence, it can be hypothesized that arousal and
debilitating affect could have hampered the archer's attentional
proc esses and caused the loss of heart rate deceleration associated
with the perceptual requirements of the precision task. This hypothesis
deserves further investigation to ascertain whether heart rate
deceleration is a reliable marker of optimal psychophysical states when
athletes face the stressful demands of competition. Practical
implications would derive from this line of research. For instance, the
individual ability to transfer cognitive and somatic self-regulation
strategies from practice to competition, a main concern in applied sport
psychology, could be detected by the heart rate deceleration pattern.
Construct validity of the present multidimensional study was
enhanced through the interview at the end of the championships.
Assessments were graphically presented and discussed with the archer.
She recognized her dysfunctional pattern of emotions linked to decreased
outcome. The assessments were perceived as useful tools in gaining
information and becoming aware of psychological problems. The findings
acted as stimulus for the performer to recognize previous unaware
thoughts, emotions, and behaviors. They also motivated her to undertake
mental training after the championships, especially aimed at controlling
emotions, learning self-regulation, and coping with competitive stress.
In conclusion, findings of this investigation gave support to the
Hanin's (1997; Hanin & Syrj[ddot{a}]a, 1995a, 1995b) recent
IZOF-based predictions of emotion-performance relationships, even though
limited to the negative consequences of the non-optimal emotion pattern
found in the participant. The multidimensional assessments, comprising
nomothetic and idiographic affect, heart rate pattern, and performance
measures, revealed to be useful in gaining comprehensive information of
the whole idiosyncratic athletic experience. Further research is needed
to address important issues such as the use of debilitating affect in
scaling procedures, the test of the IZOF model within other theoretical
frameworks (e.g., the catastrophe model), the application of
intra-individual analysis on a variety of psychological, physiological,
behavioral, and performance measures, and the heart rate deceleration
pattern during competition in precision sports.
References
Annesi, J.J. (1997). Three-dimensional state anxiety recall:
implications for individual zones of optimal functioning research and
application. The Spore Psychologist, 11, 43-52.
Apter, M. J. (1989). Reversal theory: motivation, emotion and
personality. London: Routledge.
Bandura, A. (1977). Self-efficacy: toward a unifying theory of
behavioral change. Psychological Review, 84, 191-215.
Boutcher, S. H., & Zinsser, N. W. (1990). Cardiac deceleration
of elite and beginning golfers during putting. Journal of Sport and
Exercise Psychology, 12, 37-47.
Burton, D. (1990). Multimodal stress management in sport: current
status and future directions. In J.G. Jones & L. Hardy (Eds.),
Stress and performance in sport (pp. 171-201). New York: John Wiley & Sons.
Gould, D., & Tuffey, S. (1996). Zones of Optimal Functioning
research: a review and critique. Anxiety, Stress, and Coping, 9, 53-68.
Hackfort, D., & Schwenkmezger, P. (1993). Anxiety. In R. N.
Singer, M. Murphey, & L. K. Tennant (Eds.), Handbook of research on
sport psychology (pp. 328-364). New York: MacMillan.
Hackfort, D., & Spielberger, C. D. (Eds.). (1989). Anxiety in
sports: an international perspective. New York: Hemisphere Publishing
Corporation.
Hanin, Y. L. (1978). A study of anxiety in sports. In W. F. Straub
(Ed.), Sport psychology: an analysis of athlete behavior (pp. 236-249).
New York: Mouvement Publications.
Hanin, Y. L. (1986). State-trait anxiety research on sports in the
USSR. In C. D. Spielberger & R. Diaz-Guerrero (Eds.), Cross cultural
anxiety, vol.3 (pp.45-64). Washington: Hemisphere Publishing
Corporation.
Hanin, Y. L. (1989). Interpersonal and intragroup anxiety in
sports. In D. Hackfort & C. D. Spielberger (Eds.), Anxiety in
sports: an international perspective (pp. 19-28), New York: Hemisphere
Publishing Corporation.
Hanin, Y. L. (1997). Emotions and athletic performance: Individual
Zones of Optimal Functioning model. European Yearbook of Sport
Psychology, 1, 29-72.
Hanin, Y, & Syrja, P. (1995a). Performance affect in junior ice
hockey players: an application of the Individual Zones of Optimal
Functioning model. The Sport Psychologist, 9, 169-187.
Hanin, Y., & Syrja, P. (1995b). Performance affect in soccer
players: an application of the IZOF model. International Journal of
Sports Medicine, 16, 260-265.
Hanin, Y., & Syrja P. (1996). Predicted, actual, and recalled
affect in Olympic-level soccer players: idiographic assessments on
individualized scales. Journal of Sport and Exercise Psychology. 18,
325-335.
Hardy, L. (1990). A catastrophe model of performance in sport. In
J. G. Jones & L. Hardy (Eds.), Stress and performance in sport (pp.
81-106). New York: John Wiley & Sons.
Hardy, L. (1996). Testing the predictions of the cusp catastrophe
model of anxiety and performance. The Sport Psychologist, 10, 140-156.
Hardy, L., Jones, G., & Gould, D. (1996). Understanding
psychological preparation for sport: theory and practice of elite
performers. Chichester: Wiley & Sons.
Hatfield, B. D., Landers, D. M., & Ray, W. J. (1987).
Cardiovascular-CNS interactions during self-paced, intentional attentive state: elite marksmanship performance. Psychophysiology, 24, 542-549.
Jones, J. G., & Hardy, L. (Eds.). (1990). Stress and
performance in sport. New York: John Wiley & Sons.
Jones, G., & Swain, A. (1992). Intensity and direction as
dimensions of competitive state anxiety and relationships with
competitiveness. Perceptual and Motor Skills, 74, 467-472.
Jones, G., & Swain, A. (1995). Predispositions to experience
debilitative and facilitative anxiety in elite and nonelite performers.
The Sport Psychologist, 9, 201-211.
Kerr, J. H. (1997). Motivation and emotion in sport: reversal
theory. East Sussex, UK: Psychology Press, Taylor & Francis.
Krane, V. (1993). A practical application of the anxiety-athletic
performance relationship: the Zone of Optimal Functioning hypothesis.
The Sport Psychologist, 7, 113-126.
Krane, V. (1994). The mental readiness form as a measure of
competitive state anxiety. The Sport Psychologist, 8, 189-202.
Lacey, J. I. (1967). Somatic response patterning and stress: some
revisions of activation theory. In M. H. Appley & R. Trumbull
(Eds.), Psychological stress: issues in research (pp. 14-42). New York:
Appleton-Century-Crofts.
Landers, D. M., Han, M., Salazar, W., Petruzzello, S. J., Kubitz,
K. A., & Gannon, T. L. (1994). Effects of learning on
electroencephalographic and electrocardiographic patterns in novice
archers. International Journal of Sport Psychology, 25, 313-330.
Martens, R. (1987). Coaches guide to sport psychology. Champaign,
IL: Human Kinetics.
Martens, R., Vealey, R. S., & Burton, D. (1990). Competitive
anxiety in sport. Champaign, IL: Human Kinetics.
Martens, R., Burton, D., Vealey, R. S., Bump, L.A., & Smith, D.
E. (1990). Development and validation of the Competitive State Anxiety
Inventory-2. In R. Martens, R. S. Vealey, & D. Burton, Competitive
anxiety in sport (Part III). Champaign, IL: Human Kinetics.
Meichenbaum, D. (1985). Stress inoculation training. New York:
Pergamon Press.
Murphy, S., Greenspan, M., Jowdy, D., & Tammen, V. (1989).
Development of a brief rating instrument of competitive anxiety:
comparison with the CSAI-2. Paper presented at the meeting of the
Association for the Advancement of Applied Sport Psychology, Seattle,
WA, 1989, October.
Prapavessis, H., Grove, J. R., McNair, P. J., & Cable, N. T.
(1992). Self-regulation training, state anxiety, and sport performance:
a psychophysiological case study. The Sport Psychologist, 6,213-229.
Raglin, J. S. (1992). Anxiety and sport performance. Exercise and
Sport Sciences Reviews, 20, 243-274.
Robazza, C., Bortoli, L., & Nougier, V. (In press). Monitoring
of precompetition affect in elite italian archers during the world
championships. International Journal of Sport Psychology.
Robazza, C., Bortoli, L., Zadro, I., & Nougier, V. (1998).
Emotions in track and field athletes: a test of the Individual Zones of
Optimal Functioning model. European Yearbook of Sport Psychology, 2,
94-123.
Salminen, S., Liukkonen, J., Hanin, Y., & Hyv[ddot{o}]nen, A.
(1995). Anxiety and athletic performance of Finnish athletes:
application of the Zone of Optimal Functioning model. Personality and
Individual Differences, 19, 725-729.
Smith, R. E. (1988). The logic and design of case study research.
The Sport Psychologist, 2, 1-12.
Suinn, R. M. (1986). Seven steps to peak performance: the mental
training for athletes. Toronto: Hans Huber.
Syrj[ddot{a}], P., Hanin, Y., & Pesonen, T. (1995). Emotion and
performance relationship in soccer players. In R. Vanfraechem-Raway
& Y. Vanden Auweele (Eds.), Proceedings of the 9th European Congress
on Sport Psychology (pp. 191-198). Brussels, Belgium: FEPSAC/Belgian
Federation of Sport Psychology.
Syrj[ddot{a}], P., Hanin, Y., & Tarvonen, S. (1995). Emotion
and performance relationship in squash and badminton players. In R.
Vanfraechem-Raway & Y. Vanden Auweele (Eds.), Proceedings of the 9th
European Congress on Sport Psychology (pp. 183-190). Brussels, Belgium:
FEPSAC/Belgian Federation of Sport Psychology.
Yerkes, R. M., & Dodson, J. D. (1908). The relation of strength
of stimulus to rapidity of habit formation. Journal of Comparative and
Neurological Psychology 18, 459-482.
focussed Archer's National and International
Achievements, Personal Records, and Acceptable
Outcomes
Scores for
Shooting Distances
30 meters 50 meters 60 meters
National Championships
First Competition 348 320 330
Second Competition 337 305 324
Third Competition 344 321 330
European Championships
First Competition 336 324 319
Second Competition 330 304 323
Third Competition 329 305 311
Fourth Competition 343 304 323
World Championships (Jakarta) 335 302 316
Records 348 324 332
Acceptable Outcomes 344 320 328
Total Score
70 meters
National Championships
First Competition 312 1310
Second Competition 312 1278
Third Competition 317 1312
European Championships
First Competition 310 1289
Second Competition 307 1264
Third Competition 298 1243
Fourth Competition 309 1279
World Championships (Jakarta) 299 1251
Records 326 1327 [1]
Acceptable Outcomes 320 1300 [1]
(1.)Total Score does not correspond to the sum of scores
for each Shooting Distance as each Record was achieved in
different occasions; Acceptable Outcomes are hypothesized
for each Shooting Distance or Total Score.
Intensity Scores of Psychological Variables
Related to Recalled Optimal Performances (ROP),
Recalled Poor Performances (RPP), and
Current Phases of Championships [1]
Mental Facilitating
Readiness Emotions
Form
T [2] W C De F S
Recalled Optimal Performances 5 2 9 11 11 10
Recalled Poor Performances 9 10 2 8 1 1
1) First Day: Practice
Raw Scores 4 5 6 5 8 1
Actual Scores - ROP Scores -1 3 -3 -6 -3 -9
Actual Scores - RPP Scores -5 -5 4 -3 7 0
2) Second Day: Official Practice
Raw Scores 3 4 5 5 6 1
Actual Scores - ROP Scores -2 2 -4 -6 -5 -9
Actual Scores - RPP Scores -6 -6 3 -3 5 0
3) Third Day: Qualification
Round, 1st Distance
Raw Scores 9 8 3 5 5 1
Actual Scores - ROP Scores 4 6 -6 -6 -6 -9
Actual Scores - RPP Scores 0 -2 1 -3 4 0
4) Third Day: Qualification
Round, 2nd Distance
Raw Scores 8 9 4 5 5 1
Actual Scores - ROP Scores 3 7 -5 -6 -6 -9
Actual Scores - RPP Scores -1 -1 2 -3 4 0
5) Fourth day: Qualification
Round, 1st Distance
Raw Scores 8 8 4 4 5 2
Actual Scores - ROP Scores 3 6 -5 -7 -6 -8
Actual Scores - RPP Scores -1 -2 2 -4 4 1
6) Fourth Day: Qualification
Round, 2nd Distance
Raw Scores 9 9 3 5 5 2
Actual Scores - ROP Scores 4 7 -6 -6 -6 -8
Actual Scores - RPP Scores 0 -1 1 -3 4 1
7) Fifth Day: Final Round
Raw Scores 8 9 3 5 5 1
Actual Scores - ROP Scores 3 7 -6 -6 -6 -9
Actual Scores - RPP Scores -1 -1 1 -3 4 0
Inhibiting
Emotions
Di I A
Recalled Optimal Performances 1 1 1
Recalled Poor Performances 10 10 9
1) First Day: Practice
Raw Scores 1 1 1
Actual Scores - ROP Scores 0 0 0
Actual Scores - RPP Scores -9 -9 -8
2) Second Day: Official Practice
Raw Scores 3 3 1
Actual Scores - ROP Scores 2 2 0
Actual Scores - RPP Scores -7 -7 -8
3) Third Day: Qualification
Round, 1st Distance
Raw Scores 2 3 1
Actual Scores - ROP Scores 1 2 0
Actual Scores - RPP Scores -8 -7 -8
4) Third Day: Qualification
Round, 2nd Distance
Raw Scores 3 3 1
Actual Scores - ROP Scores 2 2 0
Actual Scores - RPP Scores -7 -7 -8
5) Fourth day: Qualification
Round, 1st Distance
Raw Scores 2 3 2
Actual Scores - ROP Scores 1 2 1
Actual Scores - RPP Scores -8 -7 -7
6) Fourth Day: Qualification
Round, 2nd Distance
Raw Scores 3 3 2
Actual Scores - ROP Scores 2 2 1
Actual Scores - RPP Scores -7 -7 -7
7) Fifth Day: Final Round
Raw Scores 3 3 1
Actual Scores - ROP Scores 2 2 0
Actual Scores - RPP Scores -7 -7 -8
(1.)Difference Scores Closer to Recalled Optimal
or Recalled Poor Performances are in italics
(2.) T = Tense, W = Worried, C = Confident,
De = Determined, F = Focused, S = Satisfied,
Di = Discouraged, I = Insecure, A = Aggressive