Knowledge, learning and the evolution of conservation practice for social-ecological system resilience.
Berkes, Fikret ; Turner, Nancy J.
Published online: 11 April 2006
There are two broadly conceptualized ways in which conservation
knowledge may evolve: the depletion crisis model and the ecological
understanding model. The first one argues that developing conservation
thought and practice depends on learning that resources are depletable.
Such learning typically follows a resource crisis. The second mechanism
emphasizes the development of conservation practices following the
incremental elaboration of environmental knowledge by a group of people.
These mechanisms may work together. Following a perturbation, a society
can self-organize, learn and adapt. The self-organizing process,
facilitated by knowledge development and learning, has the potential to
increase the resilience (capability to absorb disturbance and reorganize
while undergoing change) of resource use systems. Hence, conservation
knowledge can develop through a combination of long-term ecological
understanding and learning from crises and mistakes. It has survival
value, as it increases the resilience of integrated social-ecological
systems to deal with change in ways that continue to sustain both
peoples and their environments.
KEY WORDS: resource management; conservation; indigenous knowledge;
traditional ecological knowledge; resilience; adaptive learning; common
property; institutions.
INTRODUCTION
There has been a resurgence of interest in community-based
conservation and resource management systems using customary practices
and local knowledge in many parts of the world, including Oceania
(Johannes, 1998), New Zealand (Taiepa et al., 1997), Indonesia (Alcorn
et al., 2003), Alaska (Hunn et al., 2003), the Amazon (Holt, 2005), and
elsewhere (see the other papers in this issue). Considerable attention
has been focused on the role of local and traditional knowledge in
conservation. But we know little about how conservation knowledge
develops among indigenous groups and small-scale rural communities. The
question of the creation and development of knowledge is important in
regard to the nature of community-based conservation and resource
management. A debate has developed between two schools of thought on the
question of whether local management is in fact conservation.
On one side of the debate, there are detailed descriptions of a
great many indigenous knowledge and conservation systems (Berkes, 1999;
Blackburn and Anderson, 1993; Boyd, 1999; Deur and Turner, 2005; Turner
et al., 2003). There is an increasingly comprehensive appreciation of
traditional ecological knowledge and ethnoecology as systems of local
and indigenous conservation (Ford and Martinez, 2000; Turner et al.,
2000). In many cases, knowledge is developed by feedback learning, as in
adaptive management (Lee, 1993). Also available is a large literature
base analyzing the conditions under which the 'tragedy of the
commons' is avoided and local common property institutions may
develop for resource management (Ostrom, 1990; Ostrom et al., 2002).
On the other side of the debate, a number of authors have
questioned whether these systems could be considered to represent
'conservation' and, by extension, whether users of customary
resources can be entrusted with management. In particular, some see
conservation as an incidental by-product of what might be optimal
foraging strategies (Alvard, 1993; Aswani, 1998). For example, Smith and
Wishnie (2000) argue that the evidence on the effectiveness of
indigenous conservation is weak if conservation is defined in terms of
the two criteria of effect and design. That is, any action or practice
'should (a) prevent or mitigate resource depletion, species
extirpation, or habitat degradation, and (b) be designed to do so'
(Smith and Wishnie, 2000, p. 501).
Using similar criteria of effect and design, Johannes (2002)
observed that some groups have conservation practices and some do not,
but generalizations are difficult to make, and space and time
considerations are important. A group that may have conservation
practices for a particular area or resource may not have these for
another resource or area. A society that conserved resources at one
stage in their history may not have done so at another stage. It is
significant that much of the evidence cited by the critics of indigenous
conservation is archaeological or ethnohistoric in nature (Krech, 1999;
Smith and Wishnie, 2000). This suggests that the evolutionary aspects of
conservation knowledge should be examined.
The debate is important also with respect to discussions over the
necessity of developing place-based, participatory models to approach
the question of sustainability of social-ecological systems, or
integrated systems of societies and their environment (Berkes and Folke,
1998). For example, Folke et al. (2002) suggest that many of our
environmental problems are in fact complex systems problems that are not
easily dealt with using conventional science and management. Rather,
they require alternative approaches, such as adaptive management and
resilience thinking. They see comanagement (or the sharing of management
power and responsibility between governments and local people) as
necessary to produce flexible, multilevel governance systems in which
institutional arrangements and ecological knowledge are tested and
revised in an ongoing process of trial and error. This arrangement has
been referred to as adaptive comanagement (Folke et al., 2002; Olsson et
al., 2004) and it is relevant to the question of building resilience
(shock-absorbing capability) towards sustainability in a world of
uncertainty and transformations.
All of these considerations indicate that it is important to
understand the nature of traditional knowledge as a basis of
conservation in indigenous societies and other local resource-dependent
groups. Thus, this paper addresses the question of how new knowledge
relevant to conservation may be created, how it may develop or evolve,
and how it may be incorporated into local rules-in-use.
We start by reviewing two broadly conceptualized mechanisms for the
development of conservation knowledge, what may be called the depletion
crisis model and the ecological understanding model. The next section
turns to the notion of adaptive comanagement as a way to integrate these
two models of knowledge development. The last section explores the
interrelationships among knowledge, self-organization, disturbance, and
diversity for building adaptive capacity and resilience in institutions
for conservation.
TWO MODELS FOR THE DEVELOPMENT OF CONSERVATION KNOWLEDGE
How does conservation and management knowledge develop? One
position represented in the literature is that the development of
conservation depends, first and foremost, on learning that resources are
limited and depletable. Various authors have pointed out that the
concept and practice of conservation can arise only from an experience
of resource limitations (Hill, 1996; Holt, 2005). Such learning
typically follows a resource crisis (Johannes, 2002). We term this
mechanism the depletion crisis model. The second position puts
relatively more weight on the elaboration of environmental knowledge by
a group, leading to increasingly more sophisticated understanding of the
ecosystem in which they dwell. We term this mechanism the ecological
understanding model. In this paper, we highlight the depletion crisis
model; the companion paper by Turner and Berkes (this issue) elaborates
on the ecological understanding model.
It is said that people living on islands discover their
environmental limits more easily than do continental peoples. Johannes
(2002) argues that this is only because they exceeded those limits more
easily. An effective way to discover the limits, such as of the
sustainable yield of a resource, is by exceeding these limits. This
thought has a long history in the adaptive management literature. One of
the central tenets of adaptive management is to structure management
probes for learning, that is, the deliberate creation of perturbations,
such as pulses of heavy exploitation that can give back signals
(Carpenter and Gunderson, 2001).
There is indirect evidence that some island peoples have learned
conservation by first depleting their resources. Johannes points out
that almost all the basic marine conservation measures devised in the
Western world in recent times (e.g., closed fishing areas, closed
seasons, allowing escapement, bans on harvesting immature individuals)
were already in use in the tropical Pacific centuries ago (Johannes,
1978, 2002). These rules were socially enforced as reef and lagoon
tenure systems and taboos (Wilson et al., 1994). In Johannes'
(2002) assessment, these measures not only prevented depletion, but were
also designed to do so. But how did they emerge? "For the Pacific
islanders to have devised and employed deliberate conservation measures,
first they had to learn that their natural resources were limited. They
could have only done so by depleting them" (Johannes, 2002, p. 3).
The actual depletion events or crises are not easy to identify or
record. It is of course possible to deplete various shallow water marine
species, such as abalone, in specific areas (Hilborn et al., 2005).
However, unlike some terrestrial resources (McGovern et al., 1988), it
is very difficult to exterminate them. Marine fish and invertebrates
produce many larvae, and currents distribute them over thousands of
square kilometers. Hence, Oceania provides an ideal setting to learn
from multiple depletion events. Many marine resources are depletable,
and recovery periods may be on the order of a year to a decade or more,
depending on the species and habitat, leading to a rich mix of depletion
and recovery cycles and adaptive management-like learning.
However, some Pacific Island societies never learned (until
historic times), that their resources were depletable. The original
Easter Islanders are the iconic example of a society that evidently
never learned to conserve (Bahn and Flenley, 1992). Elsewhere, some
groups lived in areas where marine resources always exceeded their
ability or capacity to overharvest them. Johannes (2002) gives the
example of Torres Strait islanders, a population of less than 5,000
people (until recent years) surrounded by 30,000 k[m.sup.2] of shallow,
productive marine waters. Their marine resources were effectively
"unlimited" and the islanders showed little evidence of having
possessed a traditional marine conservation ethic (Johannes and
MacFarlane, 1991). For a contrary view, see Kwan (2005) who argues that
contemporary dugong hunters in Torres Strait islands are concerned with
sustainability. But it is difficult to determine when or how attitudes
may have changed. The point is that under conditions of resource
abundance or a high degree of hunter mobility that allows resource
regeneration, a group may never develop the concept of conservation,
another case in point being the Ache people of Paraguay (Hill, 1996).
There are two recorded wildlife resource crisis events from the
Hudson Bay area of the Canadian North, and they provide telling lessons
regarding the development of conservation and management knowledge. The
first concerns the depletion of caribou in the Quebec-Ungava peninsula,
and the other the local extinction of caribou in the Belcher Islands.
According to narratives by Chisasibi Cree elders in the 1980s, a
disaster occurred in 1910 at Limestone Falls, near the center of the
Quebec-Ungava peninsula (Berkes, 1999, chapter 6). Equipped with
repeating rifles that had just become available, hunters abandoned their
hunting restraints and conventional ethics of respect for the animals,
and slaughtered large numbers of caribou at the river crossing point.
The caribou had already been in decline along the Hudson Bay coast.
Following the event at Limestone Falls, the herd disappeared altogether
from the lands hunted by the Cree and did not reappear until the 1980s.
The Cree believe that all changes occur in cycles, and the elders at
that time had predicted that the caribou would return one day.
In the winter of 1982/1983, large numbers of caribou appeared for
the first time in the lands of the Chisasibi Cree, validating
elders' predictions in 1910. The first large caribou hunt of the
century took place in the following winter, but the result (according to
Chisasibi elders) was disastrous. Large numbers were taken, not
necessarily a bad thing, but many hunters were shooting wildly and
without restraint, killing more than they could carry, wounding animals,
and leaving a mess behind, instead of disposing of wastes properly.
According to the Cree worldview, hunters and animals have a reciprocal
relationship based on respect (Tanner, 1979) and Chisasibi elders were
worried that hunters' behavior signaled a lack of respect for the
caribou.
In following winter, there were very few caribou and many hunters
were left empty-handed. Meetings were called and two of the most
respected elders stepped forward and told the story of the disastrous
hunt in Limestone Falls, refreshing oral history. The caribou had
disappeared for generations because the hunters had shown no respect.
Now that the caribou were back, as their grandfathers had predicted, the
hunters had better take good care of them if the caribou were to stay.
By violating traditional ethics, they were about to lose the caribou
once again. The elders' words had a profound effect on the younger
hunters, and the following winter's hunt was a very different
affair. Monitored by the senior hunters, the hunt was carried out in a
controlled and responsible way, in accordance with traditional
standards. There was little waste and no wild shooting; the harvest was
carried away efficiently and wastes were cleaned up promptly. In the
subsequent years, caribou kept coming. Hunters' observations of
tracks indicated that by 1990, the caribou had reoccupied most of their
former range along Hudson and James Bays (Berkes, 1999).
A number of interesting points come out of this story. Note that
the convincing point is oral history and Cree ethics, not government
regulations and penalties. Government managers, much to their credit,
did not try to penalize the hunters and left it to the Cree to deal with
the situation under their comanagement agreement (Drolet et al., 1987).
Elders play the key role in the story. They are the holders of the
knowledge and the keepers of the ethics and span the generations to
provide feedback. They are not creating new knowledge. Rather, they are
adapting existing knowledge to the current circumstance of hunting with
overly efficient (and potentially destructive) technology, and providing
culturally relevant meaning for the Cree to continue to live with their
resources.
The second story also concerns caribou and the setting is Belcher
Islands, eastern Hudson Bay, home of the Inuit of Sanikiluaq. The
Belcher Island Inuit are unique as the only Canadian Inuit group to wear
bird skin parkas. The traditional material for parkas in Belcher
Islands, as elsewhere in the Arctic, used to be caribou skin. Caribou
were plentiful in the area until about 1880 when freezing rain glazed
the islands with ice, causing the starvation of caribou (Nakashima,
1991, p. 108). There is some controversy over the date but not over the
cause of caribou disappearance; Caribou die-offs following freezing rain
events have been known from various areas in the Arctic. The Belcher
Island Inuit started making inner and outer coats of eider duck skin and
pants of seal skin. They developed an elaborate knowledge of the use of
the skin and feathers of the eider duck (Somateria molissima), a
large-sized species that does not migrate south but actually
over-winters in Hudson Bay. Eiders provided the material to produce
light, warm and waterproof (but not very durable) parkas that replaced
caribou skin garments (Nakashima, 1991). The fact that caribou were
scarce along the Hudson Bay coast for much of a century meant that
caribou did not recolonize Belcher Islands, nor were caribou skins
available in large numbers by trade from nearby Inuit or Cree groups.
The obvious question is whether the Belcher Island Inuit knew how
to make eider skin parkas before the caribou crisis, or whether it was
the crisis itself that forced the creation of new knowledge to make this
unusual kind of winter clothing. Nakashima (1991) is silent on this
question, but (pers.comm.) offers that the knowledge of bird skin
processing and uses, such as bags made of loon skin, is common across
the Arctic. Even though there is no evidence that the Belcher Island
Inuit ever used eider skin parkas before the caribou crisis, it is
likely that considerable knowledge of the eiders and other birds did
exist among them. When the crisis struck, they likely built upon their
existing knowledge, showing ingenious adaptation to turn eider duck
parka-making into a very fine art that persisted well into the middle of
20 century (Nakashima, 1991).
Returning to the question of how new knowledge relevant to
management is created, and how existing knowledge develops or evolves,
the first case provides evidence that a resource crisis is important.
The crisis becomes a trigger point regarding the redesign of the
conservation system. For the Cree of Chisasibi, the disappearance of the
caribou in 1910 was linked to the last big, wasteful hunt. The lesson of
the transgression, once learned, survived for generations in Cree oral
history, and it was revived precisely at the right time to redesign the
hunting system when the caribou returned in the 1980s. The lesson
delivered by the elders (do not kill too many; do not waste) followed
the validation of the elders' prediction of the return of the
caribou, and it was too powerful to take lightly, even by the most
skeptical young hunter.
The second case has little to do with conservation but is relevant
to the question of knowledge creation. As far as we know, the Inuit did
not make bird skin parkas before the caribou crisis, but they certainly
knew something about bird skin processing and use. The loss of the
caribou resource and thus the unavailability of skins for clothing must
have been a shock. The shock must have triggered an intense period of
experimenting and rapid learning, and the Inuit probably did not have
more than 2 or 3 years before the available stock of caribou skins ran
out. Emerging out of that learning process was an elaborate system of
eider duck skin parka-making, unparalleled in the circumpolar Arctic,
refined by building layers upon layers of knowledge.
ADAPTIVE COMANAGEMENT: INTEGRATING THE TWO MODELS
There are compelling reasons to think that much
conservation-oriented knowledge accrues through ecological understanding
over time, and there are many possible mechanisms for such understanding
to develop (Turner and Berkes, this issue). Hence, we are not making the
claim that depletion is a necessary condition for the emergence of
learning for conservation. Neither do we argue that is a sufficient
condition; see for example the Easter Island case (Bahn and Flenley,
1992). Even though the creation of conservation knowledge does not
necessarily depend on crises and depletions, such catastrophic learning
probably does have a role to play in many situations. It may help speed
up knowledge creation and promote the adaptation of existing knowledge,
as in the eider parka case, and may be important in how well lessons may
be learned and remembered, as in the Cree caribou case. The two models
of knowledge creation probably work together, and hence it may be useful
to think of a way in which these two mechanisms (the depletion crisis
model and the ecological understanding model) may be integrated.
The concept of adaptive comanagement may be useful for such an
integration. It may be defined as a process by which institutional
arrangements and ecological knowledge are tested and revised in a
dynamic, ongoing, self-organized process of learning-by-doing (Folke et
al., 2002, p. 20). Adaptive comanagement combines the dynamic learning
characteristic of adaptive management with the linkage characteristic of
cooperative management. The concept is similar to what Norgaard (1994)
has called the coevolution of people with their environment. The key
point has to do with feedback learning: there has to be some kind of
perturbation to produce a change from which people can learn (Carpenter
and Gunderson, 2001).
Conservation does not come naturally; it has to be learned. As
Vickers (1994, p. 331) puts it "... conservation' is not a
state of being. It is a response to a people's perceptions about
the state of their environment and its resources, and a willingness to
modify their behaviors to adjust to new realities." One practical
significance of this observation is that people's learning
opportunities should not be stifled in pursuit of top-down
("internationalized") conservation (Holt, 2005). Another
implication is that analyses of conservation, or lack thereof, should be
sensitive to local history. For example, judging by the contrasting
conclusions of Johannes and MacFarlane (1991) and Kwan (2005), it is
possible that Torres Strait islanders may have changed their attitudes
in recent years regarding dugong conservation.
As Dasmann (1988), among others, has pointed out, a distinction
must be made between invaders and natives. When humans invade a new and
unfamiliar ecosystem, their initial impact may be huge, as with ancient
Polynesians (Steadman, 1995). But this initial relationship may change
as the people develop a knowledge base, learn from their mistakes, and
come to terms with the limits of their new environment. Long-settled
natives tend to coevolve with their environment, often achieving a
certain level of symbiosis. But this does not happen with all societies;
nor does it happen over short periods; nor is it a permanent state.
Each major environmental or social perturbation alters the
human-environment relationship, and a new balance develops. This is the
basic argument of the resilience approach (Gunderson and Holling, 2002),
and is consistent with various studies of the development of
environmental knowledge following perturbations (Berkes and Folke,
2002). Thus, integrated systems of people and environment, or
social-ecological systems, are seen as multiequilibrium systems, and
social-ecological relationships as dynamic and cyclical. Institutions
governing human-environment relationships are the result of aggregate
decision-making processes and actions of the people (actors).
Environmental knowledge of these people seems to develop by feedback
learning or adaptive management. The elaboration of knowledge may take a
long time to develop, and practices based on such knowledge even longer
(Turner and Berkes, this issue, for examples). Practices, in turn, will
be grounded in institutions, as in land and marine tenure systems
(Chapman, 1985; Johannes, 1978), so that knowledge-practice-institutions
make an interconnected set.
Such an approach, using thinking from resilience, adaptive
management, and multiequilibrium systems, leads to the view that
indigenous resource management systems are not mere traditions but
adaptive responses that have evolved over time. These adaptations may
involve the evolution of similar systems in diverse areas and cultures,
as in the case of shifting agriculture found in virtually all tropical
forest areas of the world. Or they may involve the elaboration of one
basic model of management into a diversity of variations, as one finds,
for example, in the reef and lagoon tenure systems of Oceania (Johannes,
1978; Ruddle, 1994). They may involve the combination of traditional
approaches and contemporary commercial pressures, into a new synthesis,
as in contemporary marine conservation systems in Vanuatu (Johannes,
1998) or biodiverse agroforestry systems in Mexico (Beaucage et al.,
1997; Castillo and Toledo, 2001). They may involve a major
transformation of the landscape from one production system to another,
as in the evolution of irrigated rice systems in Southeast Asia. Over
some 400 years, irrigated rice culture developed from less intensive to
more intensive modes of agriculture, and productivity increased through
the building of dikes, terraces, and canals. This technology was
developed in a two-way feedback relationship between the new production
system and social institutions (Geertz, 1963). Some of these social
institutions show remarkable adaptations to the characteristics of the
local social-ecological systems such as the water temple system in Bali
that can be modelled formally (Lansing, 1991). These various papers in
the present issue of Human Ecology in fact illustrate a range of
possibilities of how new knowledge systems may emerge out of previous
arrangements.
KNOWLEDGE, SELF-ORGANIZATION, DISTURBANCE, AND DIVERSITY
Many resource conservation problems require approaches suitable for
dealing with complex systems. Folke et al. (2002) argue for flexible,
multilevel governance systems, that is, systems in which decision-making
is not top-down but shared among a number of levels, from the local to
the international, as appropriate to the situation. Such multilevel
governance may be structured in the form of networks and partnerships
(Olsson et al., 2004); it could also take the form of polycentric systems with multiple overlapping centers of authority, each
contributing to the solution of one aspect of a complex problem
(McGinnis, 2000).
Multilevel governance systems are said to be adaptive if
institutional arrangements and ecological knowledge are tested and
revised in an ongoing process of trial-and-error (Folke et al., 2002).
Such governance systems, and the process of learning and testing
knowledge iteratively, are seen as important for building resilience
towards sustainability in an unpredictable and changing world. The
concept of resilience has developed out of the effort to study
ecological change and nonequilibrium systems (Gunderson and Holling,
2002). Resilience, as the capacity of a system to absorb disturbance and
reorganize while undergoing change so as to still retain essentially the
same function, structure, identity, and feedbacks (Walker et al., 2004),
is about a system's flexibility in the face of change. This
capacity, in turn, depends on the degree to which the system can
self-organize and build its capacity for adapting. In human systems,
self-organization and adapting is not something that happens by itself
or mechanistically. Rather, it depends on a complex of people's
decisions and actions, as in the development of conservation thought and
practice, based on perceptions of the status of a resource or group of
resources and a societal willingness to modify practices to adjust to
new realities (Vickers, 1994).
The process of adaptive comanagement involves iterative knowledge
development, contributing to self-organization and learning. Thus, it
has the potential to increase the ability of communities and societies
to deal with shocks and stresses, making them more robust to change. the
capacity to elaborate knowledge about ecosystems and resources, and to
learn from management mistakes, provides a buffer that guards against
the failure of subsequent management actions based on incomplete
knowledge and understanding. Institutional responses can and do vary.
Human societies may respond to a crisis by ignoring it, by responding
"according to the book," or by allowing considerable autonomy
at multiple levels of decision-making to respond differentially and
learn from experience (Berkes and Folke, 2002). Hence, the process of
responding to a crisis, or to smaller perturbations, needs to be
considered in terms of the learning that is generated. To analyze the
crucial role of knowledge development, one may consider the
interrelationships of disturbance, diversity, self-organization, and
knowledge (Fig. 1). Starting with one of the key considerations of
adaptive management, we assume that disturbance and change are
ever-present, both in the ecological system and the social system (Folke
et al., 2003; Gunderson and Holling, 2002). Periods of change caused by
disturbance or crisis events are followed by periods of renewal and
reorganization.
[FIGURE 1 OMITTED]
Disturbance is what initiates cycles of adaptive renewal. This
renewal is based on a diversity of information in the system, both
social and ecological, referred to as memory. Renewal is also in part
based on innovation and novelty, made possible by taking advantage of
the opportunities created by change (Holling, 2001). Resilience thinking
treats perturbation and change not necessarily as a negative factors but
as opportunity. Disturbance triggers new observations leading to
knowledge creation. Thus, the interplay between disturbance and the
capacity to respond to and shape change is what makes renewal and
reorganization possible in the adaptive renewal cycle. The concept of
adaptive renewal highlights the idea that societies can learn to adapt
to natural disturbances, developing a knowledge base along the way to
deal with change (Folke et al., 2003).
The significance of the relationships sketched in Fig. 1 is that it
is not only futile but also counterproductive to try to eliminate
disturbance events and crises impacting a system. Instead of trying to
find technological fixes to environmental problems, the emphasis should
be on maintaining diversity (biological/ecological and
cultural/institutional), as the raw material or memory for
self-organization, and creating conditions that facilitate or enhance
learning. Such an approach shifts the emphasis from efficiency goals
(such as maximum sustained yields) to resilience; from a static,
equilibrium-centered worldview to one that is dynamic, multiequilibrial,
and rich with cycles of renewal, creating diverse learning
opportunities. The latter worldview is not far from ancient traditions
of wisdom that see sacred relationships and cycles in all manifestations
of nature.
CONCLUSIONS
Learning and adapting based on an accumulation of ecological
knowledge, often following a perturbation such as a resource crisis, and
the ability to reorganize or self-organize seem to be the major
ingredients of developing conservation-oriented practices. The optimum
foraging approach to conservation is blind to the fact that people and
societies are capable of learning from experience, modifying their
decisions and rule sets, and passing their knowledge on to others. The
narrow logic of optimum foraging does not allow the generation of
conservation solutions except in the most unusual circumstances (see
discussion in Hunn et al., 2003). There is no fixed "human
nature." Conservation practices can develop over time because there
are institutions, such as common property institutions (Ostrom, 1990;
Ostrom et al., 2002) that mediate the logical outcomes of optimum
foraging calculus. These institutions, in turn, develop out of the
accumulation of knowledge and the elaboration of resource management
practices of a group of people capable of making decisions to alter
their actions through learning.
We hypothesize that the relationships indicated in Fig. 1 are the
ingredients that confer resilience for the long-term survival of common
property systems and other social-ecological systems. Such a view of the
development of conservation is consistent with historical evidence, and
provides insights on the question of how new knowledge relevant to
conservation is created, and how existing knowledge develops or evolves.
One key insight of such an evolutionary approach is the distinction
between 'invaders' and 'natives.' The initial impact
of the invaders' excessive exploitation can trigger learning, and
the initial human-environment relationship may change as a society
develops knowledge, practices, and institutions, coming to collective
terms with the limits of their new environment. Some such sequence of
events may have occurred in the case of New Zealand (Moller et al.,
2004; Taiepa et al., 1997), the Torres Strait islands, and parts of
Oceania (Johannes, 2002). It may explain the observed sequence of
knowledge development in groups that are new to an area, as in the case
of the Brazilian Amazon (Muchagata and Brown, 2000) and salal harvesters
of Washington State (Ballard, this issue). Such considerations
supplement common property analysis by providing a historical and
developmental context.
A similar model of knowledge development may also apply to groups
undergoing social or technological transformation, as in the 1910
caribou depletion case when the repeating rifle came into use. The
dynamics of such cases may be thought of as adaptive comanagement, or
the coevolution of social groups with their environment, as in
Geertz' (1963) rice farmers and Lansing's (1991) priests who
control the water temple system in Balinese traditional rice production.
Such transformations are not likely to happen over short periods, and
feedback learning often requires learning from mistakes and other
experiences. A communal knowledge base takes a long time to develop, and
practices based on such knowledge even longer. Practices, in turn, come
to be grounded in institutions, and self-interest is brought into check
by a variety of social norms and institutions.
ACKNOWLEDGMENTS
An earlier version of this paper was presented at the panel,
"Knowledge for the development of adaptive co-management,"
N.J. Turner and F. Berkes (session organizers) International Association
for the Study of Common Property, IASCP '04, Oaxaca, Mexico. For
the development of the ideas presented here, we thank our many
colleagues in the IASCP session and Douglas Nakashima, UNESCO, Paris.
This paper is dedicated to the memory of Bob Johannes, an original
thinker on the meaning of conservation and its relationship to
traditional ecological knowledge. Berkes' work was supported by the
Social Sciences and Humanities Research Council (SSHRC) and the Canada
Research Chairs program; Turner's work was supported by SSHRC.
(1) Natural Resources Institute, University of Manitoba, Winnipeg,
Manitoba, Canada R3T 2N2.
(2) School of Environmental Studies, University of Victoria,
Victoria, British Columbia, Canada V8W 2Y2.
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Fikret Berkes (1) and Nancy J. Turner (2)