The other side of the coin: overcoming the detrimental effects of small classes in management education.
Parnell, John A. ; Crandall, William "Rick" ; Bell, Sharon L. 等
INTRODUCTION
The link between class size and student learning has been a topic
of keen interest to educators, politicians, and the general public in
recent years. Proponents of smaller classes have argued that learning is
enhanced when fewer students are enrolled in a class. While results from
empirical studies have been mixed, little attention has been given to
the possibility that class sizes can be reduced to the point that
effectiveness actually declines (Dommeyer, 1997; Scheck, Kiniki &
Webster, 1994; Murdoch & Guy, 2002).
The presumed linear relationship between class size and
effectiveness is illustrated in figure 1. In contrast, we propose an
inverted-U shaped relationship, acknowledging the general tendency for
effectiveness to decline when classes are too large but also proposing
that effectiveness declines when classes are too small.
This paper addresses a number of practical considerations
supporting the contention that classes that are too small can present as
much of a problem as classes that are too large. This paper does not
seek to suggest an optimal class size. Indeed, such a number would
depend on a number of factors, including but not limited to field of
study, level of the course, abilities and personalities of the students,
and style of the instructor.
Following an overview of the literature, case studies of three
classes with ten or fewer students are presented. Based on these cases,
practical recommendations for overcoming problems associated with small
class size are presented, followed by an outline of research
opportunities.
[FIGURE 1 OMITTED]
REVIEW OF THE LITERATURE
What exactly constitutes a "small" class is widely
debated. Indeed, some studies have considered a small class to have as
many as thirty students (Dommeyer, 1997). In this paper, however, a
"small class" refers to one with fewer than ten students. In
addition, class size is defined as the ratio of students to instructors
(Glass & Smith, 1980). Hence, the reference to fewer than ten
students assumes that there is only one instructor in the class.
There are also different definitions of "teaching
effectiveness" and "instructor effectiveness" among
studies considering class size effects (Baldwin, 1993; McConnell &
Sosin, 1984; Hill, 1998). In this study, we link effectiveness to
learning outcomes. In other words, instructional effectiveness increases
when student learning increases.
The class size-performance nexus has received considerable
attention in the literature over the past half century (McConnell &
Sosin, 1984; Shane, 1961, Simmons, 1959). In general, studies examining
the effect of class size on performance have pitted "large"
classes against those of "moderate" size. Following this
stream, a number of studies have demonstrated a negative association
between class size and performance (Glass & Smith, 1980). In
contrast, other studies found no consequential relationship (Byus,
Hampton, & Pratt, 1995; Dommeyer, 1997; Hill, 1998; Laughlin, 1976;
Siegel, 1959; Williams, Cook, Quinn, & Jensen, 1985). Differences
have also been found across disciplines.
Some studies have also considered the role played by instructor
effectiveness in mediating and moderating the relationship. Baldwin
(1993), for example, found that any negative effect associated with
substantial increases in size could be more than overcome if a highly
effective instructor teaches the large class.
Effectiveness aside, research suggests that smaller classes are
usually preferred by both instructors and students (Guseman, 1985;
McKeachie, 1978; Smith & Glass, 1979). In one study, faculty
reported that classes with fewer than thirty students are less
stressful, easier to control, and allow for more individualized
instruction. Students report that such classes reduce distractions,
create less threatening environments, and result in more personal
attention from the instructor (Dommeyer, 1997). However, research does
not support the existence of these perceptions when class size falls
below ten students.
Many faculty members fear that large classes will negatively affect
student evaluations of their teaching (Marsh & Overall, 1979).
However, this has not always been supported in the literature (Feldman,
1978, 1984). Nonetheless, it is difficult, if not impossible to remove
political and personal preference biases from discussions on class size
and teaching effectiveness.
Perhaps the greatest problem associated with the literature on
class size involves the number of other factors that greatly influence
its relationship with effectiveness. Although a number of published
studies have addressed the class size-effectiveness relationship,
generalizability is usually a key problem. Differences in disciplines,
instructor ability and experience, student composition, and the use of
various forms of multimedia also appear to play substantial roles
(Karakaya, Ainscough, & Chopoorian, 2001).
Although small classes are relatively infrequent in management
education, they occur enough to warrant further attention. Some
institutions in particular are more likely than others to see small
class enrollments in their programs. While many administrators simply
cancel a course with small enrollments, such actions can be unpopular
with students who need certain courses in order to graduate. The
following accounts highlight three classes that were recently taught by
the authors at their institution, a state supported university in the
southeastern United States that frequently offers small class sizes.
Interestingly, small classes with personal attention represent a popular
selling point for the university. However, as is illustrated, such small
classes do carry with them certain unique problems.
TALES FROM THE CLASSROOM: THREE CASES
Each of the three co-authors of this paper recently taught a small
section of a management course. Capsules of these experiences are
summarized below and are used as a context and a springboard for
developing suggestions for overcoming difficulties in the subsequent
section.
Case #1: Nine Students in a Business Strategy Course
One of the co-authors of this paper instructed a business strategy
course with nine students in 2004. Business strategy is the capstone
course required of all undergraduate business majors and is usually
taken in the student's graduating term. The course is largely
qualitative and analytical, with an emphasis on a team project. This
class met one night a week.
The format for each class was divided into two parts. The first
half of the class was devoted to a lecture presented by the instructor.
The second half focused on a case discussion, assigned for reading the
previous week. In addition, a seminar question assigned the previous
week was discussed. The seminar question involved independent research
by the student during the week and followup participation was required
the following class meeting.
One of the problems encountered with this smaller class concerned
classroom logistics, and more specifically an unusual situation that
influenced delivery of the course. As a result of a mold outbreak in one
of the buildings on campus, a number of classes for this particular
semester were assigned to other buildings. As a result, some
"lecture" classes--including this particular course--were held
in computer labs. This setup proved less than ideal as students sat in
long rows with computers often blocking the view of the student from the
instructor. To compensate for this dilemma, the professor experimented
with moving the class to a conference room when class discussions were
being conducted. The lecture segment of the class however, was conducted
in the computer lab. This arrangement proved more effective for
discussions because of fewer distractions and more conducive seating
arrangements. From this experience, the professor concluded that future
small classes should consider meeting in conference rooms as opposed to
a traditional classroom.
Case #2: Five Students in a Business Strategy Course
A different co-author of this paper instructed a business strategy
course with five students and one with eight students in 2004. Although
many of the assignments were similar to those elaborated in the
aforementioned case, there were some differences.
Students in the course were required to subscribe to the Wall
Street Journal and discuss articles of interest related to the course
during the first 10-15 minutes of each class section. Students were not
required to read specific articles, but were allowed to read and discuss
the ones they believed to be most relevant to the course. The small
class size placed pressure on all students to participate in this
activity. Follow-up discussion on the articles was not common, however,
as most or all of the other students typically did not read the
particular article being presented.
During lectures, examples were frequently cited to support key
concepts. Three students had significant part-time work experience in
the fast-food and banking industries. As such, these industries were
frequently referenced as examples. Without students with experience in
other industries, however, it was difficult to develop some of the
examples that would have been used in a larger class.
Although a lecture-discussion approach was preferred, the small
number of students limited questions and forced a style closer to that
of a straight lecture. It is interesting to note that this counters
conventional wisdom, whereby discussion is generally assumed to increase
when class sizes are smaller.
Case #3: Two Small Classes in Managerial Accounting
third co-author instructed two small classes in managerial
accounting, one with six students and one with nine. Managerial
accounting is a sophomore level course required for all business majors.
The format of the course is lecture-discussion using exercises,
problems, and cases. Homework was assigned every class period and was
collected on random days for a grade. Solutions were discussed during
the following class.
One problem encountered in this class was limited student
participation. Lecturing and reviewing homework with this small number
of students seemed unnatural to the instructor. More student discussion
was expected. To encourage participation, the instructor required
homework to be submitted in advance through e-mail. Student errors could
be brought to the attention of the class without subjecting individual
students to the embarrassment of providing "incorrect"
solutions. Reviewing the homework in advance helped facilitate
"artificial participation" and provided an opportunity for all
students to contribute ideas and acceptable solutions to the discussion
throughout the semester.
Another problem encountered was the absence of a critical mass of
students for a structured group assembly-line simulation. The class was
divided into teams to create assembly lines, each with a manager,
timekeeper, quality control inspector and assembly line workers. A
debriefing followed with discussion among the participants. Due to the
small size of these two classes, the assignment was modified in one
section and not used in the other. The debriefing was not effective due
to the limited number of students assuming each role. A second group
project, that had proven successful in larger classes, was not used in
these small classes.
CHALLENGES AND RECOMMENDATIONS
From these three cases, several broad challenges associated with
teaching small classes were noted. These are delineated below, along
with recommendations for overcoming them.
1. Lack of sufficient participation.
In all three cases additional student participation was desired.
Simply stated, unless several highly participative students end up in a
small class, this problem is very likely, regardless of the course. To
overcome this shortcoming, the instructor can assign a particular
student (or students) to develop 3-5 questions from the readings prior
to each lecture. Students can be selected on a rotational basis and be
required to ask their questions along the way as topics are introduced.
Of course, this does not preclude others from adding questions and
offering other comments as well.
It is also helpful to elicit participation early in the term on
"lighter" or student-related topics to increase student
comfort in participation. For example, students are generally interested
in discussing their experiences with their university and their daily
activities. Sharing perspectives on less controversial topics can serve
as a foundation for future participation.
In addition, an instructor can take steps to foster class
discussion before the class begins. In larger classes, discussion
naturally evolves in an active learning environment. In smaller classes,
however, instructors can take steps prior to the class session to ensure
that participation occurs and is effective. For example, students can be
required to distribute comments on a topic electronically to the
instructor and others in the course before the class meets. This process
increases student familiarity with a particular topic and can fuel
quality discussion in class.
2. Heightened pressure on quiet or less articulate students.
A student who prefers to offer only occasional comments is required
to increase his or her participation, which can increase one's
stress level. To some extent, this problem cannot be avoided. However,
an instructor who makes a special effort to get to know students quickly
and put them at ease can help them use the small class as a tool for
becoming more expressive.
Even in a small class, an instructor can subdivide students into
teams of two or three to discuss issues and/or solve problems. Students
tend to participate effectively within small teams, an experience that
can heighten participation when the teams share and discuss their
findings.
Another option is to offer a simple "ice breaker" before
the main part of the class gets underway. In an ice breaker, a simple
question is asked to the participants, and each person delivers their
response one at a time. The question asked can be varied, and usually
does not pertain to the subject matter of the class. For example, one of
the authors uses an ice breaker in which each student is asked what they
ate for breakfast that morning. The advantage of an ice breaker is that
it gets each student participating in the class. By participating once,
early in the class session, some students are more likely to participate
later in the session. The initial fear of speaking up has been
de-sensitized to a degree, and speaking up later becomes easier. In
addition, an ice breaker such as this one is fun because it reveals
interesting insights about each student.
3. Lack of feedback.
When a difficult concept is presented, students often hesitate to
ask for clarification as needed. When there are only several students in
a class, the odds that additional explanation will be sought may decline
proportionately. Instructors can compensate for this problem by
selecting a student at random and asking him or her to summarize the
material presented recently. Alternatively, students can be asked to
write and submit a brief summary of the lecture near the end of each
class session. This activity can result in poignant questions of
clarification and can also provide an opportunity for the instructor to
identify gaps in student learning that need to be addressed in the
subsequent session.
4. Lack of a suitable sample when measuring performance.
In a class of thirty students, for example, average scores on
examinations are meaningful forms of feedback for both the instructor
and the students. Such scores may be skewed if the size of the student
sample (i.e., class size) is very small. In such instances, it is
helpful to compare scores on assignments to those in previous or
concurrent sections to build a larger population of students.
5. Inappropriate learning environment.
Traditional classrooms with 30 to 40 desks are not conducive to a
learning community consisting of fewer than ten students. Whenever
possible, instructors should seek to relocate such classes to smaller
classrooms, perhaps those with a "roundtable" setting.
Laboratory settings such as those found in typical computer labs may not
be appropriate. However, if it is possible to relocate the class to a
conference room, discussion will be easier. In addition, the more
professional environment may act as a motivator to some of the class
members who dislike the aesthetics of the classroom. If appropriate
relocation is not feasible, students can rearrange the desks in a small
circle to facilitate greater interaction.
6. Inability to implement class activities that require a critical
mass of students.
Indeed, it is possible that certain learning activities simply
cannot be implemented effectively in extremely small classes.
Instructors should recognize, however, that small classes create
opportunities to incorporate activities that would not be possible with
larger classes. When there are only several students in a class, for
example, it is more feasible for an instructor to take students to the
library or on a field trip. In addition, small classes provide
instructors with a laboratory to test new teaching approaches on a pilot
basis. Consequently, new approaches that prove to be successful can be
refined and introduced in larger classes.
PROSPECTS FOR FUTURE RESEARCH
This paper has identified key challenges that must be addressed
when classes become too small. Suggestions for overcoming these
challenges or at least reducing their impact on effectiveness have also
been offered. Although anecdotal evidence suggests that classes can
become too small, there is a dearth of empirical evidence to either
support or refute this notion. As such, four avenues of empirical
research may be useful.
First, studies comparing student performance in classes of various
sizes, including those below ten students, are needed. When possible, it
may be useful to compare classes of different sizes taught by the same
instructor.
Second, in addition to performance, studies should consider student
and instructor satisfaction associated with various class sizes. While
it is not suggested that satisfied students always learn more or
satisfied instructors necessarily teach more effectively, satisfaction
influences a number of other relevant variables such as student
enrollment and faculty turnover.
Third, this study considered the effect of class size on
effectiveness in traditional classes, but did not address the
relationship in on-line courses. It is likely that the relationship
between class size and effectiveness is altogether different in the
on-line environment.
Finally, given the influence of content on effectives, research
should consider whether "optimal" class sizes differ
significantly across disciplines. Specifically, investigations that
demonstrate how the relationship between class size and learning
effectiveness varies across disciplines would be helpful.
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John A. Parnell, University of North Carolina at Pembroke
William "Rick" Crandall, University of North Carolina at
Pembroke
Sharon L. Bell, University of North Carolina at Pembroke