Post-amalgamation politics: how does consolidation impact community decision-making?
Spicer, Zachary
Abstract
Between 1998 and 2001, Ontario experienced four high-profile
municipal amalgamations. While the consolidation process itself was
highly debated, discussed and documented, very little has been written
about post-amalgamation governance. Using Hamilton, Ontario as a case
study, this paper explores post-amalgamation governance, asking what
effect the amalgamation process has had on the new city's politics?
Utilizing factor analysis, this paper analyzes standing recorded votes
on Hamilton's city council for the first three councils elected
after amalgamation (2001-2003; 2003-2006; 2006-2010). The results
suggest that councilors from amalgamated communities primarily vote
together, with little cohesion with councilors from the central city.
Keywords: amalgamation, municipal government, factor analysis,
urban politics
Resume
Entre 1998 et 2001, l'Ontario a connu quatre haut-profil de
fusions municipales. Alors que le processus de consolidation elle-meme
etait tres debattu, discute et documente, tres peu a ete ecrit au sujet
de la gouvernance post-fusion. L'utilisation de Hamilton, en
Ontario comme etude de cas, ce document explore la gouvernance
post-fusion, en demandant quel effet le processus de fusion a eu sur la
politique de la ville nouvelle? Utilisant ranalyse factorielle, ce
document analyse debout votes enregistres sur le conseil municipal de
Hamilton pour les trois premiers conseils elus apres la fusion
(2001-2003; 2003-2006; 2006-2010). Les resultats suggerent que les
conseillers des communautes fusionnees surtout voter ensemble, avec peu
de cohesion avec les conseillers de la ville centrale.
Mots cles: fusion, gouvernement municipal, analyse facteur, la
politque urbaine
Introduction
Between 1995 and 2001, the Ontario government undertook a
wide-scale program of municipal restructuring that saw hundreds of
municipalities across the province consolidated and the regional
municipalities of Metropolitan Toronto, Hamilton-Wentworth, Sudbury, and
Ottawa-Carleton forcibly amalgamated. the consolidation process in
Ontario garnered a significant amount of debate and discussion. The
majority of the academic literature that has explored amalgamation has
largely examined the consolidation process itself (Sancton 2000; Hamel 2005; O'Brien 1993; Poel 2005; Quesnel 2000; Vojnovic 2000). Very
little, however, has been written about the post-amalgamation governance
of these communities, especially their politics.
The reality is that we know very little about the affect of
amalgamation on the communities that have been restructured. What effect
has amalgamation had on the politics of these new municipalities? Are
these communities coming together? Do old divisions simply change
venues? We are now a little more than ten years removed from the
amalgamation process in Ontario. The time has come to begin revisiting
many of the municipalities that were consolidated. This paper begins
this task by exploring one aspect of post-amalgamation governance,
focusing on how amalgamation has affected decision-making amongst
municipal officials. Using factor analysis, this paper examines the
voting patterns of municipal councilors in the amalgamated city of
Hamilton, Ontario.
Hamilton was amalgamated in 2001. Formerly members of the Region of
Hamilton-Wentworth, the towns of Flamborough, Dundas and Ancaster, the
City of Stoney Creek and the township of Glanbrook were amalgamated with
Hamilton to create the new City of Hamilton. The process was vigorously
resisted locally. The former communities of Flamborough, Dundas,
Ancaster, Stoney Creek and Glanbrook wanted to maintain their status as
autonomous communities and argued in favour of the continuation of
regional government. The provincial government, arguing that
amalgamation would result in cost-savings and increased efficiency,
forcibly pursued consolidation. Having urban, suburban and rural areas,
Hamilton provides an optimal case study to test the effects of
amalgamation on the politics of amalgamated communities in Canada.
Amalgamation and Municipal Organization
Municipal organization has always posed a challenge for policy
makers. Figuring out the best way to structure a municipal government,
where to extend its boundaries and how to best service its citizens is a
demanding endeavour. Consolidation is only one tool at the disposal of
municipal and provincial officials seeking to expand or rationalize a
community or its service area. This type of institutional change does
not occur without controversy. Academic debate has taken place for years
regarding the best methods to organize municipalities. Two main theories
are at either side of this debate: the consolidationist approach and the
public choice approach.
Consolidationists believe that it is beneficial for the boundaries
of a municipality to reach its metropolitan border. This, many theorists
believed, would put an end the type of fragmentation and competition
that marked many early American metropolitan areas (Jones 1942; Gulick
1962; Studenski 1930). Larger government, they believe, "leads to
stronger and more accountable municipal government, greater efficiency
in the delivery of services and more fairness in allocating costs to
residents" (Sancton 2002, 55). Larger governments are more capable
of handling regional planning and transportation issues as well as
coordinating projects with a larger functional scope. Perhaps more
importantly, larger governments that encompass both urban and suburban
populations are believed to be better able to reduce racial and economic
segregation within metropolitan areas (Rusk 1999; 2003).
Public choice scholars on the other hand, believe that the
competition and fragmentation in metropolitan areas that
consolidationists decried is actually functional (Ostrom, Tiebout and
Warren 1961; Bish 1971; Bish and Ostrom 1974). These small local
governments join a governmental marketplace in which a variety of
bodies, such as the volunteer sector and other special-purpose bodies,
share a variety of responsibility on both large and small scales
(Atkins, Dewitt and Thangavelu, 1999).
The public choice perspective rejected the notion that
institutional consolidation is an answer to metropolitan problems.
Instead, it argued that institutional fragmentation is beneficial for
effective and efficient service delivery. Big city governments,
consolidationists contend, are inefficient, unresponsive and cumbersome
(Bish and Ostrom 1973, 5). They argued in favour of a governmental
system of multiple, overlapping jurisdictions, which they contended take
advantage of diverse economies of scale for different public services.
Ontario's era of amalgamation can be best summed up as
consolidationist. In 1995, Mike Harris and his Progressive Conservative
party came to power in Ontario with an agenda of reducing government
waste and cutting taxes--a program that was spelled out in his election
document, The Common Sense Revolution. While The Common Sense Revolution
made some specific pledges, such as reforming legal aid, cutting
government grants and subsidies, and reducing taxes, the document was
quite vague when addressing municipal restructuring. The Progressive
Conservative platform argued that the province had too much government:
"Canadians are probably the most over-governed people in the world
... we do not need every layer--federal, provincial, quasi-governmental
bodies, regional, municipal and school board--that we have now"
(Ontario Progressive Conservative Party 1994, 17). It continued by
stating that, "we must rationalize the regional and municipal
levels to avoid the overlap and duplication that now exists"
(Ontario Progressive Conservative Party 1994, 17). Despite these two
claims, the platform did not describe any specific action it would take
to achieve the "rationalization" of regional and municipal
government in the province. The Common Sense Revolution only states
that, "we will sit down with municipalities to discuss ways of
reducing government entanglement and bureaucracy with an eye to
eliminating waste and duplication as well as unfair downloading by the
province" (Ontario Progressive Conservative Party 1994, 17).
Despite the vague claim, the Harris government certainly did engage
in a major restructuring of municipal government in Ontario. One of the
Harris government's legislative tools to achieve these ends was
Bill 26, the Savings and Restructuring Act. The Bill's main purpose
was to find efficiencies and amend multiple existing Acts and provincial
departments, but the amendments to the Municipal Act and various other
statutes related to municipal operations were some of the most dramatic
(Ontario 1995).
Political Scientist David Siegel notes that the Savings and
Restructuring Act contained both permissive and mandatory elements.
Permissive, Siegel argues, in that it allowed any group of
municipalities to devise its own voluntary restructuring proposal, yet
mandatory in that it also permitted any municipality to ask the Minister
of Municipal Affairs and Housing to appoint a commissioner who could
impose a binding agreement (Siegel 2005, 131). Municipalities were
strongly encouraged by the Minister of Municipal Affairs and Housing to
amalgamate voluntarily (Siegel 2005, 131).
Overall, the changes to Ontario's municipal system were vast.
When Harris and his Progressive Conservatives came to power there were
more than 800 municipalities in the province and by 2000 that number had
been reduced to just over 400 (Siegel 2005, 129). In many communities,
there was significant opposition to any planned amalgamation. In
Toronto, a large, organized local movement formed with the intention of
stopping the consolidation process (Horak 1998). Similar resistance was
seen in Ontario's smaller communities, such as Elgin County and
Chatham-Kent (Downey and Williams 1998; Hollick and Siegel 2001), while
academic studies of citizen attitudes in some communities found very
little support for provincial initiatives (Kushner and Siegel 2003).
Despite the presence of these attitudes, the province continued
unabated.
Amalgamation in Hamilton
It was amidst this provincial climate of consolidation that
Hamilton and its surrounding areas faced a renew prospect of
restructuring. The concept of regional reform had been an issue in the
Hamilton area since the creation of the regional government of
Hamilton-Wentworth in 1974 (Wells 2000). Debate about amalgamation
re-started in earnest with the election of Terry Cooke, who ran on an
amalgamation platform, as Regional Chairman in 1994. Cooke began to push
for amalgamation once in office, but encountered significant resistance
from his colleagues on regional council (Wells 2000). Cooke, however,
was able to get the regional council to approve the creation of a
Constituent Assembly to examine the existing municipal system in
Hamilton-Wentworth. The Assembly recommended the consolidation of the
region's six municipalities into one, single-tier municipality--an
option that was supported by the City of Hamilton and the District
Chamber of Commerce, but rejected by the five other municipalities in
the region and the regional council itself (The Hamilton Spectator
1996).
After the 1999 provincial election, the provincial government began
discussing the potential amalgamation of the Hamilton region. Minister
of Municipal Affairs and Housing Steve Gilchrist appointed David
O'Brien, the city manager for the City of Mississauga, as a special
advisor for restructuring the Hamilton-Wentworth region (Sancton 2000,
144). O'Brien argued that he could find little support for the
existing regional government and recommended amalgamation (Sancton 2000,
152). After the passage of the Fewer Municipal Politicians Act, the
region's late was sealed and amalgamation became reality. The new
City of Hamilton began operating on January 1, 2001.
Resistance to Amalgamation
After the Municipality of Metropolitan Toronto was amalgamated in
1998 to form the new City of Toronto, residents of Hamilton-Wentworth
began to fear that amalgamation would soon be imposed upon them as well.
During the 1999 provincial election,
Ancaster-Dundas-Flamborough-Aldershot MPP Toni Skarica attempted to
alleviate these fears by promising to halt the process at Queen's
Park. Arguing during the election that, "if we as the government
don't do what we've promised to do, then I'll
resign," Skarica staked his political future on the provincial
government not pursuing amalgamation in the Hamilton area (Van Harten,
2000). Skarica eventually did resign once it became obvious that the
provincial government would not reverse its decision on amalgamation
(Mitchell, 2000). Questioned about his decision, Skarica replied,
"your word is who you are" (Van Harten, 2000).
In an effort to keep Skarica from resigning, Municipal Affairs
minister Tony Clement suggested that Flamborough could find a way to
remove itself from the amalgamation plan (Vallance-Jones, 2001).
Flamborough mayor Ted McMeekin seized upon the opportunity and proposed
that the town be divided in three, each part joining a different
municipality: Waterloo, Brant County, and Burlington (Vallance-Jones,
2001). The transition board appointed to oversee the pragmatics of the
amalgamation, threatened to seek compensation in the amount of $47
million if Flamborough did not eventually join the new City of Hamilton
(Mitchell, 2000). Don Ross, one of the members of the transition board,
argued that compensation was needed because of the "lost
opportunity cost" of the new city not being able to capitalize on Flamborough's readily available land (Mitchell, 2000). Despite the
threat, the residents of Flamborough, through a mail-in survey,
responded positively to the idea and the province appointed two
fact-finders, Milt Farrow and Bill Day, to examine the option
(Vallance-Jones, 2001). The two reported back that Flamborough taxpayers
would pay more if they did not join Hamilton and the province concluded
that the proposal would not go forward--Flamborough would still be
amalgamated with Hamilton as planned (Vallance-Jones, 2001). While it
seemed that amalgamation was inevitable, Flamborough's town
council, in a last ditch effort to avoid consolidation, granted $9,999
to a citizens group to pursue a legal challenge to amalgamation with
Hamilton (Branston, 2000).
A Shift in a City's Politics?
Many of the concerns about amalgamation were played out in the
city's politics. Entering the 2000 civic election, incumbent
Hamilton mayor Bob Morrow was seen as the undisputed front-runner.
Having served as mayor for eighteen years, he was rarely challenged
(Vallance-Jones, 2001). When long-time Ancaster mayor Bob Wade entered
the race to run the new amalgamated city, few observers gave him much of
a chance (Vallance-Jones, 2001). In fact, a poll conducted very early in
the campaign showed Morrow with a large lead, intimidating potential
challengers, such as the former regional chairman who initially began
the amalgamation process Terry Cooke, out of the race (Mitchell,
2000[a]). Morrow maintained his lead in advanced opinion polling
throughout the election period (Vallance-Jones, 2000[d]).
Wade's election platform stressed decentralization. He
promised, if elected, to establish "community districts" that
would "represent neighbourhood viewpoints", but did not
specify the amount of power the groups would possess (Elliot, 2000).
Wade also promised the establishment of an ombudsman and a 500-member
citizen panel to provide public input on city services (Elliot, 2000).
Wade emphasized freezing property taxes as part of his platform, which
be entitled "The People's Charter" (Prokaska, 2000).
Amalgamation-induced property tax increases were a genuine concern for
amalgamated communities and Wade seized on that as the centre of his
economic development strategy. Political scientist, Henry Jacek, asked
for comment by The Hamilton Spectator, argued that Wade had aggressively
pursued votes in Ancaster, Dundas, Flamborough, Glanbrook and Stoney
Creek, while attempting to grow his support in the former city of
Hamilton (Prokaska, 2000). Morrow on the other hand, Jacek argues,
relied heavily on his lead in the central-city, a vote share that did
not materialize on election day (Prokaska, 2000).
In the end, Wade's decentralist appeal to the amalgamated
communities worked, as be ending up winning the election by a margin of
11,672 votes (Vallance-Jones, 2000[d]). Wade only lost one ward outside
the old central-city of Hamilton (Ward 10, Stoney Creek), winning 70 per
cent of the vote in Waterdown and East Flamborough, 76 per cent in rural
west Flamborough, 80 per cent in Ancaster and winning a clear majority
in Dundas (Vallance-Jones, 2000[d]). Morrow did not receive more than 20
per cent of the vote in any of the western amalgamated communities
(Flamborough, Dundas, Ancaster) (Vallance-Jones, 2000 [d]).
The 2000 municipal election was not the only shift in the new
city's politics. The resignation of Toni Skarica forced a
by-election in the riding of Ancaster-Dundas-Flamborough-Aldershot, a
riding that contained the three communities most opposed to amalgamation
with Hamilton. The governing Progressive Conservatives chose Priscilla
de Villiers, a victim's rights advocate, as their candidate, while
the Liberals nominated Ted McMeekin, the former mayor of Flamborough and
a vocal critic of amalgamation, to represent their party (McGuinness,
2000). During the campaign, amalgamation figured prominently, with de
Villiers being booed at local all-candidates debates and enduring heavy
criticism in the press and in candidate literature over the issue
(D'Allesio, 2000). In response to the criticism she received,
de Villiers, accompanied by Municipal Affairs Minister Tony Clement,
held a press conference at her campaign office where she announced that
she would demand that Dundas, Flamborough and Ancaster's seats on
city council be referred to as their former communities names and not by
numerical identifiers, that she would fight any municipal property tax
increases and that she would introduce a private members bill at
Queen's Park that would audit the new city's finances (Nolan
2000[a]). De Villiers argued that her plan was a way to maintain local
identity after amalgamation but political scientists Henry Jacek, who
was asked for comment on the story by The Hamilton Spectator disagreed,
stating that, "they're trying to get a handle on
(amalgamation) and how they can turn public opinion around on it"
(Nolan, 2000[a]).
In the end, McMeekin ended up winning 183 of the ridings 199
polling divisions and taking upwards of 60 per cent of the vote, even
winning in the rural areas of Flamborough, including Waterdown,
Freelton, Carlisle, Millgrove and Greensville, all of which were
traditional venues of Progressive Conservative party support
(Vallance-Jones, 2000[b]). Only a year earlier, in the 1999 general
provincial election, Toni Skarica had won the riding with 58 per cent of
the vote for the Progressive Conservatives (Galloway, 2000). This
reversal was afforded to the amalgamation process that the Progressive
Conservatives had forced upon the riding (McGuiness, 2000). Emphasizing
the role that amalgamation played during the contest, McMeekin summed up
his thoughts on election night: "This was never a campaign ... it
was, rather a crusade" (Galloway, 2000). Liberal leader Dalton
McGuinty also stressed the importance of amalgamation in the by-election
victory, arguing that, "we have seen a government which has ignored
the expressed wishes of the people of this riding and run roughshod over
their concerns," (Galloway, 2000). Progressive Conservative
candidate de Villiers even conceded after the results were tallied on
election night that forced amalgamation had caused her defeat (Nolan,
2000[b]).
Hamilton City Council, 2001-2003
The post-amalgamation composition of Hamilton city council would
look very different from its pre-amalgamation form. Before amalgamation,
Hamilton had embraced a ward-based system with two councilors elected
from each ward. In total, there were eight wards and sixteen councilors.
The mayor was elected at large. After amalgamation, the city moved to a
ward-based system with fifteen wards, each with a single elected
councilor. The mayor remained elected at large. In total, seven of the
fifteen wards were composed of the former rural and suburban communities
that surrounded the former central city of Hamilton (Wards 9-15).
The former communities of Glanbrook, Ancaster and Dundas were
afforded one councilor, while Flamborough, due to its large geographic
size, and Stoney Creek, because of its large suburban and urban
population, were afforded two. Despite having nearly twice the
population, the former central-city of Hamilton has only one more ward
than the amalgamated communities, as evidenced through Table 1.
This disparity provided the amalgamated communities, each of which
were formerly represented by an autonomous town council, with a minority
of the seats on the new City Council.
Data and Methods
What effect has amalgamation had upon the politics of consolidated
communities? To examine the voting patterns of Hamilton city councilors,
voting records from Hamilton's first three post-amalgamation
councils (2001-2003, 2003-2006, 2006-2010) were retrieved. Results
gathered from Hamilton's second and third council were assembled in
order to provide a broader context for the results from the first
post-amalgamation council, ensuring that findings initially seen were
not the result of personal or political differences.
The council minutes from 2001 through 2003, 2003 through 2006, and
2006 through 2010 were assembled from the City of Hamilton's online
achieves. The results of all votes at council meetings between 2001 and
2010 were recorded. The mayor, as a voting member of council, was
included in the analysis along with the councilors. Committee votes were
not included. In total, council met 273 times, recording 485 standing
votes, between 2001 and 2010. All 485 of these votes were included in
the model.
Once the data were collected, factor analysis was performed. Factor
analysis measures the amount of correlation between diverse sets of
variables with the goal of grouping variables that are relatively
homogenous. Simply put, factor analysis can help find linkages between
large numbers of observations and build concise classifications for the
purpose of examining clusters of similar terms. For this project, factor
analysis can assist in grouping variables together so we can view
similarity between the voting habits of city councilors. By using this
method, we are able to build clusters of voting behaviour on city
council and see which councilors are voting together.
Factor analysis is primarily used for theory or questionnaire
development, but has been used to examine voting patterns as well,
primarily in international relations literature relating to the United
Nations (Kim and Russett, 1996; Newcombe, Ross and Newcombe, 1970;
Voeten, 2000) and American Political Science literature relating to
legislative behaviour in Congress (Parker and Parker, 1979; Hoadley,
1980). It has, however, also been used in local government studies
(Simpson and Carsey, 1999; De Socio, 2007). As such, utilizing factor
analysis can help us gain a better understanding of the voting patterns
of Hamilton city councilors after amalgamation and help provide an
answer to whether amalgamation has caused certain groups of councilors
to vote together as a bloc.
Primary Component Analysis with oblique rotations--meaning that the
best definition of the uncorrelated and correlated cluster patterns of
interrelated variables is sought--was selected as a method of measuring
the relationship between councilors. The use of orthogonal rotations is
generally seen as the norm in academic studies utilizing factor
analysis. An oblique rotation, however, was chosen for this project for
a number of reasons. First, unlike other statistical measures of
analysis, factor analysis relies heavily on interpretation by the
researcher and oblique rotation enhances the interpretability of
factors. An oblique rotation maximizes the loadings--the correlation
coefficients between the variables and factors--between the variables in
each cluster and creates factors that more strongly represent clusters
of highly correlated variables than orthogonal rotation. Second,
orthogonal rotation is primarily used to create a reduced set of factor
variants for use in further analysis. An oblique rotation is best suited
to uncover the underlying structure of a set of variables, which in this
case, is the results of every recorded vote on Hamilton city council
between 2001 and 2010, which may be influenced by a large amount of
inputs, such as geography, ideology, personality, or existing
interpersonal conflicts. As such, oblique rotation provides a more
complex, but more useful method of examining the post-amalgamation
voting patterns in Hamilton.
Results
Once the voting record of each councilor was assembled and a
useable data set presented itself, principal component analysis with
promax (oblique) rotations was completed. Five components--or more
simply put, groupings--were extracted from the data set, which capture
about 87 per cent of the variance. Each component represents one
grouping that a particular councilors voting behaviour best aligns with.
To assist in interpretation and data presentation, factor loadings less
than 0.1 were suppressed, meaning that the results for some councilors
are not shown in each component. The highest values of each councilor
are bolded to draw attention to the component in which they most highly
load. The results are listed below, in Table 2.
From Table 2, a number of interesting trends emerge. The first two
components load most heavily, explaining most of the variance. With that
said, three factors, in particular, show the most significant amount of
amalgamation related voting behaviour.
In the first component Morelli (Ward 3), Merulla (Ward 4), Collins
(Ward 5) and Frank D'Amico (Ward 8) load most heavily. Each
councilor represents a highly urbanized portion of the central city with
Merulla, Morelli and Collins representing the downtown core and
D'Amico representing the northern, urban portion of Hamilton
Mountain. This would suggest that there is an urban voting bloc of
sorts. What is particularly interesting about the first component is
that McCarthy (Ward 15) and Braden (Ward 14) are loading very
negatively. Both McCarthy and Braden represented Flamborough on Hamilton
council and their high negative loadings would suggest that they rarely
vote with the urban voting bloc in component 1.
The third component presents an amalgamation-centred grouping.
Ferguson (Ward 12, Ancaster), Powers (Ward 13, Dundas) and Mitchell
(Ward 11, Glanbrook) all represent primarily suburban amalgamated areas.
The same trends are seen in the fifth component, where McCarthy (Ward
15) and Braden (Ward 14) load heavily. Horwath (Ward 2) also loads
heavily on Component 5, but the strong negative loadings for McCarthy
and Braden in component 1 suggest that there is a stronger voting
relationship between McCarthy and Braden as rural Flamborough
representatives.
These trends are consistent with the opposition to amalgamation
seen in these communities. A poll of the city commissioned by The
Hamilton Spectator in early 2000, showed amalgamation being the top
concern of the residents in Dundas, Ancaster, Flamborough, and
Glanbrook, with concern being highest in both Flamborough and Dundas
(Vallance-Jones, 2000[a]). In fact, amalgamation was the top concern of
37 per cent of Dundas residents, 34 per cent of those in Flamborough,
and 31 per cent in Ancaster (Hughes, 2000). The issue of amalgamation
was a concern to just only 9.2 per cent of those in the former
central-city of Hamilton (Hughes, 2000). A similar poll was seen in
Glanbrook, where 72 per cent of area residents opted for the
continuation of a two-tier model, with only five per cent opting for
amalgamation (The Hamilton Spectator, 2000). In Dundas, the rallying cry
of "Dundas Forever" was prevalent during the lead up to
amalgamation and long after. The "Dundas Forever" slogan was
appeared on lawn signs and bumper stickers during the amalgamation
process (Howard, 1999). The "Dundas Forever" slogan even
appeared on signs in the windows of voters during the 2000 by-election
in Ancaster-Dundas-Flamborough-Aldershot in an attempt to connect the
amalgamation issue to the unpopular Progressive Conservative candidate
(Vallance-Jones, 2000[c]). During the 2000 municipal election, both
candidates for Dundas' seat on the new City of Hamilton council
utilized "Dundas Forever" as their campaign slogan, with the
eventual winner Russ Powers editorializing in The Hamilton Spectator
that, "I believe in Dundas Forever and hope you'll support
me" (Powers, 2000). In Flamborough, a similar rallying call was
used: "Free Flamborough". The same signs and bumper stickers
were created and displayed throughout the community and the Committee to
Free Flamborough was formed shortly after amalgamation (Committee to
Free Flamborough). The group still maintains a website and meets
regularly to this day. The grouping of these councilors is not a
surprise considering the amount of negativity seen towards the
amalgamation process in their communities.
Components 2 and 4 show strong voting patterns but few geographical
or ideological linkages. Component 2 shows Larry Di Ianni (Ward 9), Bill
Kelly (Ward 7) and Mayor Bob Wade grouping heavily. Another
non-geographically linked grouping is seen in component 4, where Bain
(Ward 10) and Caplan (Ward 1) load strongly together, despite being from
opposite ends of the city. Additionally, Caplan represents a
central-city ward, where Bain represented an urban amalgamated ward in
Stoney Creek. Jackson (Ward 6) loads heavily on components 1, 2, and 3,
not easily fitting into any of the distinct voting groups.
From the principal component analysis conducted on voting from 2001
to 2003, some interesting trends have emerged. An urban voting grouping
has emerged (component 1), along with suburban councilors from
amalgamated areas (component 3) and councilors from rural amalgamated
areas (component 5). While these results are significant, do they
continue after the next election, in 2003, or are they unique the
initial election after amalgamation? Are the results shown above merely
the result of the personalities or ideological alignment of the
councilors, or the results of ward-level preferences and aversion to the
amalgamation process?
Another municipal election was held in 2003. Many of those elected
in 2000 were re-elected. Larry Di Ianni, the former Ward 9 councilor,
was elected mayor upon Bob Wade's retirement. Brian McHattie
replaced Marvin Caplan in Ward 1 in the city's west end and Terry
Whitehead replaced Frank D'Amico in Ward 8. In Stoney Creek, Phil
Bruckler replaced Di Ianni in Ward 9 and Maria Pearson replaced Ann Bain
in Ward 10. Aside from these additions, two by-elections were held after
the 2003 general election. Andrea Horwath resigned to seek a seat in the
Ontario Legislature, with Bob Bratina eventually winning the by-election
in Ward 2. Russ Powers, the councilor for Ward 13 in Dundas, also
resigned very early in the terra in order to seek a seat in the House of
Commons. He was replaced by former Dundas town councilor Art Samson.
The 2003-2006 council presented some challenges with data. With
both Horwath and Powers resigning so early in the term, they did not
register enough votes to warrant inclusion in the study. As such, they
were excluded and Bratina's and Samson's votes were recorded
in their place. Because of the early by-election, Bratina and Samson
only missed thirteen votes. As such, their inclusion did not negatively
affect the data set. A more problematic data challenge occurred with
councilor Murray Ferguson, who missed twenty-eight consecutive votes due
to illness. When originally included in the data set, the sheer amount
of missing data corrupted the data set and, as such, he had to be
excluded.
With a data set assembled, primary component analysis with oblique
rotations was again performed. Once again, five components were
extracted from the data set, which captured about 88 per cent of the
variance. The results are contained in Table 3.
By examining Table 3, we see fewer concrete trends than we did with
the previous council. Like the previous council, we see the urban
councilors aligning with each other; in this case Mayor Di Ianni,
Collins (Ward 5) and Jackson (Ward 6) align in component 1. Also in
component 1 is Phil Bruckler (Ward 9) a councilor from an amalgamated
area. As in the first data set, the Stoney Creek councilors, in this
case Bruckler, load heavily in two components but primarily aligns with
central-city councilors. The remaining central city councilors-McHattie
(Ward 1), Morelli (Ward 3), and Whitehead (Ward 8)--load heavily onto
component 2. In component 3, Dundas councilor Art Samson (Ward 13)
aligns almost perfectly Sam Merula (Ward 4), a central city councilor.
Kelly (Ward 7) loads heavily onto component 3 as well. Maria Pearson
(Ward 10) loads heavily onto factor 5 and Mitchell (Ward 10) and Bratina
(Ward 2) load evenly on several different components.
The only councilors from amalgamated areas that load together are
McCarthy (Ward 15) and Braden (Ward 14)--both councilors from
Flamborough, an area of continued dissatisfaction with the amalgamation
process. From the 2003-2006 council, it appears there is more fluidity.
Councilors who loaded heavily onto one component in the previous data
set are more dispersed in the second data set.
This dispersion trend is most evident with some of the councilors
from amalgamated communities. Samson (Dundas) aligns with several
central city councilors and Mitchell (Glanbrook) loads evenly on several
components. Unfortunately, Ferguson could not be included in the
analysis to see if this trend continued into Ancaster. The only two
councilors from amalgamated areas that load together are McCarthy (Ward
15) and Braden (Ward 14), both of which represent Flamborough. In the
previous data set, McCarthy and Braden loaded strongly together on only
one factor and loaded very negatively on the component with the majority
of urban councilors. In the 2003-2006 data Braden also loads--albeit
much more weakly--on component 1 and 5, while McCarthy also loads on
components 1, 2, and 3. This would indicate that the two are not voting
together as much on most issues. They are voting with other councilors
as well.
The 2006 municipal election resulted in some turn-over amongst
councilors. Former MPP Brad Clark defeated Phil Bruckler in Ward 9
(Stoney Creek), while Murray Ferguson retired from his Ward 12 (Ancater)
seat and was replaced by his son Lloyd. Additionally, Bill Kelly opted
not to run for re-election in Ward 7 and was replaced by Scott Duval,
while Russ Powers regained his Ward 13 (Dundas) council seat, replacing
Art Samson. In Flamborough, Dave Braden decided to not seek re-election
and was replaced by Robert Pasuta in Ward 14. Finally, Larry Di Ianni
was defeated. Fred Eisenberger, a former councilor and head of the Port
Authority, was elected as mayor. With a data set assembled, primary
component analysis with oblique rotations was again performed. This
time, however, only four components loaded, accounting for 63% of the
variance. The results are listed below, in Table 4.
When examining Table 4, we can see more groupings of certain
councilors. In component 1, urban councilors Morelli, Merulla, and
Collins load very heavily, as they did from 2003 through 2006. Also in
component 1, Duvall, who represents the urbanized part of Hamilton
mountain and Clark, who represents the urbanized part of Stoney Creek
load very heavily. Component 1 contains the more urban councilors, much
like the other component analysis for previous councils.
The second component is quite interesting. Pearson, Mitchell,
Ferguson, Powers, Pasuta and McCarthy all load quite heavily on
component 2. These representatives are from Flamborough, Dundas,
Glanbrook, Ancaster, and rural Stoney Creek, the areas where resistance
to amalgamation was highest. The first two components account for most
of the variance explained in the model, with Mayor Eisenberger, along
with west end councilors McHattie and Bratina loading heavily onto
component three and mountain councilor Jackson loading heavily onto
component 4. Table 5 presents two distinct voting blocks: the urban
areas of the former central city and the more rural and suburban areas
of the communities amalgamated with it.
Discussion and Conclusion
Principal component analysis with oblique rotations was conducted
upon three sets of voting records: the new city of Hamilton's first
council (2001-2003), the city's second (2003-2006), and, finally,
the city's third council (2006-2010). In each component that is
analyzed we see some connection between councilors from similar areas.
In all three, more urban councilors, such as those from the downtown
core and the northern mountain areas load more heavily together, while
councilors from areas amalgamated into the central city load heavily
together as well. As such, we can see two distinct voting blocs emerge,
These voting blocs appear to be losing strength over time however, as
councilor voting patterns become more disparate in later councils.
The results show that councilors from certain communities are more
likely to vote together. Simply put, those who represent the former
rural and suburban communities that once surrounded the City of Hamilton
are more prone to vote together, while those councilors representing the
former central city are more likely to vote together. These connections
were strongest just after amalgamation, where representatives from
Ancaster, Dundas, and Flamborough frequently voted together. Over time,
these connections lose strength. As the results from the votes logged
between 2006 and 2010 demonstrate, these councilors still constituted a
voting bloc, but they voted together less frequently after the 2003 and
2006 elections than they did immediately after amalgamation.
Despite this dissipation, amalgamation continues to have an effect
on Hamilton. The divisions between the former central city and its
neighbouring communities have manifested itself in different ways.
Hamilton's long debate regarding the use of community councils
continues to be unresolved, which has led to a patchwork of
implementation across the city (MacIntyre 2006; Nolan 2006). Major
public infrastructure projects, such as the Red Hill Expressway, the
reconstruction of Ivor Wynne Stadium or the proposal to implement Light
Rail Transit, seem to find support or opposition based upon rural and
urban lines (MacLeod, 2011). These marquee projects are placed in the
former City of Hamilton and have little connection to the region's
former suburban and rural communities, which means that gaining their
financial support for such projects is challenging.
Many of these divisions came to a head during the 2010 mayoral
election. During the campaign downtown councilor Bob Bratina ran for
mayor, opposing then mayor Fred Eisenberger and former mayor Larry Di
Ianni. Bratina ran on a platform of exploring de-amalgamation, arguing
that amalgamation was "not working" for the city and that
de-amalgamation was something that he was prepared to advocate for
(Reilly 2010). Bratina continued by arguing that consolidation had
divided the city and that amalgamation was the cause of many of the
city's more recent divisions, including the debate about the
placement of the redesigned Ivor Wynne stadium (Reilly 2010).
Hamilton, then, is still feeling the effects of amalgamation and
the divide on council could have further repercussions for the city in
the future. Currently, the councilors from the amalgamated areas are in
a minority voting position, only comprising seven of the 15 seats on
council. Even if they voted together, which they do not always do, they
could still be out-voted by the more urban councilors. If the mayor,
however, came from an amalgamated area, as Bob Wade did, both areas
could have eight representatives. Additionally, the majority of the
city's population growth and new housing construction is in the
suburban, amalgamated areas, meaning that an additional council seat or
multiple seats could be added if there was a redistribution based on
population in the future. In either scenario, these voting trends could
be detrimental to future urban initiatives, such as transportation
planning in the city or urban renewal projects. Councilors from the
amalgamated areas may face political pressure to oppose such ideas or
not see any value in such initiatives and vote against them. As such,
the political dynamic of the city could shift--perhaps at the expense of
truly urban policy initiatives.
Acknowledgements
The author would like to thank Dr. Andrew Sancton and Dr. Robert
Young for their input on earlier versions of this paper.
References
Bish, Robert. 1971. The Public Economy of Metropolitan Areas.
Chicago: Markham.
Bish, Robert and Vincent Ostrom. 1974. Understanding Urban
Government: Metropolitan Reform Reconsidered. Washington: American
Enterprise Institute for Public Policy Research.
Branston, Paul. 2000. Flamborough Protesta 'Waste'. The
Hamilton Spectator, October 28. D14.
Committee To Free Flamborough <www.freeflamborough.com>
Accessed March 10, 2011.
Constituent Assembly's One-Tier System is Dead. 1996. The
Hamilton Spectator July 6. A1.
D'Allesio, Renata. 2000. De Villiers Faces Catcalls Over
Amalgamation Issue. The Hamilton Spectator, August 26. A13.
De Socio, Mark. 2007. Business Community Structures and Urban
Regimes: A Comparative Analysis. Journal of Urban Affairs 29 (4):
339-366.
Downey, Terrence J. and Robert J. Williams. 1998. Provincial
Agendas, Local Responses: The "Common Sense" Restructuring of
Ontario's Municipal Governments. Canadian Public Administration
41(2).
Elliot, Howard. 2000. How Will New Council Govern in Hamilton?
Civic Election: Accessibility a Key Ingredient. The Hamilton Spectator,
October 11. A12.
Galloway, Gloria. 2000. Ted Trounces the Tories; Liberal Ted
McMeekin Rides Anti-Harris Wave to Queen's Park in Byelection
Victory. The Hamilton Spectator, September 8. A01.
Gulick, Luther Harvey. 1962. The Metropolitan Problem and American
Ideas. New York: Alfred A. Knopf.
Hamel, Pierre. 2005. Municipal Reform in Quebec: The Trade-off
Between Centralization and Decentralization. In Municipal Reform in
Canada: Reconfiguration, Re-Empowerment, and Rebalancing, eds. Joseph
Garcea and Edward LeSage Jr. Toronto: Oxford University Press.
Hoadley, John F. 1980. The Emergence of Political Parties in
Congress, 1789-1803. The American Political Science Review. 74 (3):
757-779.
Hollick, Thomas R. and David Siegel. 2001. Evolution, Revolution,
Amalgamation: Restructuring in Three Ontario Municipalities. London:
Department of Political Science, The University of Western Ontario.
Horak, Martin. 1998. The Power of Local Identity: C4LD and the
Anti-Amalgamation Mobilization in Toronto. Research Paper 195. Toronto:
Centre for Urban and Community Studies.
Howard, Robert. 1999. Communities Will Not Vanish; Restructuring:
More Than Lines on a Map. The Hamilton Spectator, November 27. D07.
Hughes, Rick. 2000. Suburbs Don't Care About Core; Poli Shows
Split on Top Priorities. The Hamilton Spectator, November 10. A08.
Jones, Victor. Metropolitan Government. Chicago: The University of
Chicago Press, 1942.
Kim, Soo Yeon and Bruce Russett. 1996. The New Politics of Voting
Alignments in the Nations General Assembly. International Organization
50 (4): 629-652.
Kushner, Joseph and David Siegel. 2003. Citizens' Attitudes
Toward Municipal Amalgamation in Three Ontario Municipalities. Canadian
Journal of Regional Science 26 (1): 49-59.
MacIntyre, Nicole. Mayor to Boost Community Councils. The Hamilton
Spectator. October 4, A9.
McGuiness, Eric. 2000. Savouring 'Sweet Victory': Liberal
Leader Dalton McGuinty Celebrates With Newest MPP. The Hamilton
Spectator, September 8. A06.
McLeod, Meredith. 2011. Has LRT Gone Off the Rails? The Hamilton
Spectator. July 16.
Mitchell, Ken. 2001. Skarica Over the Top in Post-Mortem Letter.
The Hamilton Spectator, February 19. A09.
Mitchell, Ken. 2000[a]. Wade Second-Best Political Story of 2000.
The Hamilton Spectator. December 26, A15.
Mitchell, Ken. 2000[b]. Transition Board has an Inherent Bias. The
Hamilton Spectator. February 28. A13.
Newcombe, Hanna, Michael Ross and Alan G. Newcombe. 1970. United
Nations Voting Patterns. International Organization. 24 (1): 100-121.
Nolan, Dan. 2000[a]. Putting Best Face on Loss; De Villiers
Concedes Forced Amalgamation Drove Her Defeat. The Hamilton Spectator.
September 8, A07.
Nolan, Dan. 2006. Suburban Councils Get Limited Power. The Hamilton
Spectator. June 16. A9.
Nolan, Dan. 2000[b] Tory Vow to Save Local Identity May Point to
Trouble; De Villiers Denies Knowledge of Byelection Poll. The Hamilton
Spectator. August 24, A03.
O'Brien, Allan. 1993. Municipal Consolidalion in Canada and
its Alternatives. Toronto: ICURR.
Ontario. Bill 26--Savings and Restructuring Act, 1995. Toronto:
Province of Ontario, 1995.
Ontario Progressive Conservative Party. 1994. The Common Sense
Revolution. Toronto: Ontario Progressive Conservative Party.
Ostrom, Vincent, Charles Tiebout and Robert Warren. The
Organization of Government in Metropolitan Regions: A Theoretical
Inquiry. American Political Science Review Vol. 55 (December), 1961.
Parker, Glenn R. and Suzanne L. Parker. 1979. Factions in
Committees: The U.S. House of Representatives. The American Political
Science Review. 73 (1): 85-102.
Poel, Dale H. 2005. Municipal Reform in Nova Scotia: A
Long-standing Agenda for Change. In Municipal Reform in Canada:
Reconfiguration, Re-Empowerment, and Rebalancing, eds. Joseph Garcea and
Edward LeSage Jr. Toronto: Oxford University Press.
Powers, Russ. 2000. 'My Family and Dundas Hold My Heart:'
Powers. The Hamilton Spectator. November 3, A13.
Prokaska, Less. 2000. Wade Wins, Morrow's Unexpected Loss. The
Hamilton Spectator. November 14, A01.
Quesnel, Louise. 2000. Municipal Reorganization in Quebec. Canadian
Journal of Regional Science Vol. 23.
Reilly, Emma. 2010. Bratina All For De-Amalgamation. The Hamilton
Spectator, September 17.
Rusk, David. 2003. Cities Without Suburbs. Washington, D.C.:
Woodrow Wilson Centre Press.
Rusk, David. 1999. Inside Game/Outside Game: Winning Strategies for
Saving Urban America. Washington, D.C.: Brookings Institution Press.
Sancton, Andrew. 2000. Merger Mania: The Assault on Local
Government. Montreal and Kingston: McGill-Queen's Press.
Sancton, Andrew. 2002. Metropolitan and Regional Governance. In
Urban Policy Issues: Canadian Perspectives, 2nd ed. Eds. Edmund P.
Fowler and David Siegel. Don Mills: Oxford University Press.
Siegel, David. 2005. Municipal Reform in Ontario. In Municipal
Reform in Canada: Reconfiguration, Re-Empowerment and Rebalancing, eds.
Joseph Garcea and Edward C. Lesage Jr. Toronto: Oxford University Press.
Simpson, Dick and Tom Carsey. 1999. Council Coalitions and Mayoral
Regimes in Chicago. Journal of Urban Affairs 21 (1): 79-100.
Studenski, Paul. 1930. The Government of Metropolitan Areas in the
United States. New York: National Municipal League.
The District in Brief. 2000./he Hamilton Spectator, February 25,
A12. Vallance-Jones, Fred. 2001. A Year of Highs for Political Junkies:
We Said Goodbye to Plenty of Politicians. The Hamilton Spectator.
January 2, A01.
Vallance-Jones, Fred. 2000[a]. Megacity Taxes Top Voters'
Concerns: Poll Reveals Cash Concerns. The Hamilton Spectator. November
10, A01.
Vallance-Jones, Fred. 2000[b]. Massive Tory Defeat a Warning to
Premier. The Hamilton Spectator, September 9, A03.
Vallance-Jones, Fred. 2000[c]. Water Safety on Voter's Minds:
Fallout from Imposed Amalgamation Will Also be an Important Factor in
Byelection Result. The Hamilton Spectator. August 8, A08.
Vallance-Jones, Fred. 2000[d]. Where Did it All Go Wrong for the
Six-Term Morrow? The Hamilton Spectator. November 15, A01.
Van Harten, Peter. 2000. Skarica's Shadow Still Looms. The
Hamilton Spectator. August 5, A03.
Voeten, Erik. 2000. Clashes in the Assembly. International
Organization. 54 (2): 185-215.
Vojnovic, Igor. 2000. Municipal Consolidation, Regional Planning
and Fiscal Accountability: The Recent Experience in Two Maritime
Provinces. Canadian Journal of Regional Science 23 (1):49-72.
Wells, Jon. 2000. Dawn of a New Era. The Hamilton Spectator,
December 30, A01.
Williams, Robert J. and Terrence J. Downey. 1999. Reforming Rural
Ontario. Canadian Public Administration 42(2): 160-192.
Zachary Spicer
Department of Political Science
The University of Western Ontario
Table 1: Population By Ward
Ward Voters Residents
1 21,215 31,704
2 19,786 38,349
3 23,913 40,869
4 23,322 36,733
5 24,937 39,283
6 27,699 40,529
7 38,478 56,334
8 32,996 46,509
Central City Total 212,346 310,400
9 18,202 24,349
10 19,112 24,569
11 19,488 20,544
12 22,130 25,297
13 17,994 24,394
14 11,682 15,322
15 17,445 24,662
Amalgamated Total 126,053 159,137
Total 338,399 469,537
Table 2: Principle Component Analysis, 2001-2003
Councillor Comp. 1 Comp. 2 Comp. 3 Comp. 4 Comp. 5
Morelli .899# .225 .239 -.359
Merulla .857# .111
McCarthy -.830 .606#
Braden -.830 .606#
Collins .798# .117 .128 .179
DAmico .743# .315 .459 -.206
Di lanni .133 .987# .472 .111
Kelly .133 .987# .472 .111
Wade .133 .987# .472 .111
Ferguson .142 .684 .879# .117
Powers .438 .842#
Mitchell .370 .181 .812# .313 -.298
Bain .223 .355 .511 .779# -.215
Caplan .106 .158 .261 .611#
Jackson .527 .533 .447 -.559
Horwath -.163 -.144 -.182 -.141 .888#
Eigenvalue 5.70 3.84 1.60 1.30 1.17
Variance 36.63 23.968 9.98 8.09 7.32
Explained
Note: The highest values of each councilor are indicated with # to
draw attention to the component in which they most highly load.
Table 3: Principle Component Analysis, 2003-2006
Councillor Comp. l Comp. 2 Comp. 3 Comp. 4 Comp. 5
Di lanni .970 .127 .225 .418 .186
Collins .829 .572 .325 .129
Bruckler .824 .170 .436 .719
Jackson .691 .222 -.169 -.161
McHattie .184 .896 .136 -.186
Morelli .488 .828 .454 .131
Whitehead .769 -.642 -.335
Samson .315 .586 .883
Merulla .315 .586 .883
Kelly -.164 -.194 .782
McCarthy .190 .219 .127 .759
Braden .163 -.434 -.314 .752 .405
Pearson -.232 .123 .885
Mitchell .478 -.347 .517 .554 .637
Bratina .574 .607 .634
Eigenvalue 4.57 3.29 2.44 1.54 1.29
Variance 30.49 21.94 16.29 10.28 8.54
Explained
Table 4: Principle Component Analysis, 2006-2010
Councilor Comp. 1 Comp. 2 Comp. 3 Comp. 4
Eisenberger -.288 .342 .571
McHattie .233 -.174 .809 -.111
Bratina .358 .768 -.124
Morelli .671 -.109 .274 .178
Merulla .630 -.118 .249
Collins .723 .436
Jackson .220 -.110 -.192 .942
Duvall .840 .192
Whitehead .554
Clark .537 .366 .118
Pearson .836
Mitchell .218 .865 -.363
Ferguson -.341 .346 .369
Powers -.146 .644 .319
Pasuta .202 .881 -.318
McCarthy .404 .160 .463
Eigenvalue 4.31 3.26 1.32 1.13
Variance 26.92 20.372 8.30 7.10
Explained