Collaborative planning and the challenge of urbanization: issues, actors and strategies in Marseilles and Montreal metropolitan areas.
Douay, Nicolas
Abstract
In a context marked by globalization and rapid urbanization in
metropolitan regions, new issues appear and generate new forms of
governance, which in turn aim at elaborating new territorial strategies.
The similarities of the French and Quebecois political agendas for
metropolitan reforms are the basis of this paper. The comparison
evaluates up to what point these new Marseilles and Montreal
metropolitan approaches are innovative forms of urban planning. The
Marseilles metropolitan network is characterized by the projet
metropolitain (metropolitan project) approach, which fits in the now
familiar strategic planning trend, whereas via its metropolitan
institutions Montreal is working out a schema metropolitain (land use
and development plan), which appears closer to a "traditional
approach." The political-institutional profiles resulting from the
metropolitan reforms in Marseilles and Montreal differ but share the
common difficulty of creating a workable forum for discussion on a
metropolitan scale. These two metropolises thus illustrate the
reappearance of a practice of metropolitan planning that is less
spatially based than that developed during the 1960s, more strategic,
but not yet completely collaborative.
Key words: urban planning, metropolitan planning, urbanization,
globalization, Marseilles, Montreal, collaborative turn
Resume
Dans un contexte urbain marque par les phenomenes de
metropolisation et de mondialisation, de nouveaux enjeux apparaissent et
engendrent de nouvelles formes de gouvernance visant a elaborer une
strategie territoriale. La concordance des agendas politiques francais
et quebecois quant a la mise en ceuvre de reformes metropolitaines est a
la base de cette recherche. Cette comparaison evalue dans quelle mesure
ces nouvelles demarches metropolitaines marseillaise et montrealaise
sont reellement innovantes et permettent d'envisager
l'evolution des modes de planification urbaine. Le reseau metropolitain marseillais se caracterise par une demarche de <<
projet metropolitain >> qui s'inscrit dans le courant de la
planification strategique alors que par l'intermediaire de son
institution metropolitaine, Montreal elabore un << schema
metropolitain >> qui se revele plus proche de l'approche
traditionnelle. Le profil politico-institutionnel issu des reformes
metropolitaines marseillaise et montrealaise est fort different mais se
caracterise par une difficulte commune a creer une arene de discussion a
l'echelle metropolitaine. Ces deux metropoles illustrent donc la
reapparition d'une pratique de la planification metropolitaine qui
serait moins spatiale que celle developpee durant les annees 1960,
neanmoins plus strategique mais pas encore totalement collaborative.
Mots des: urbanisme, planification metropolitaine, metropolisation,
mondialisation, Marseille, Montreal, tournant collaboratif
**********
With the emergence of many metropolises, new issues are surfacing.
This "metropolization," defined as rapid urbanization in
metropolitan regions, involves two processes (Bassand 2004; Scott 2002).
The first process reflects the internal structuring of urbanization as a
product of how homes and businesses are located. This internal
structuring controls the spread of urbanization, which leads to new
territorial specializations and centralities. The second process is more
encompassing: it emphasizes the development of a system of metropolises
within an economic context of generalized inter-urban competition. The
globalization-metropolization duplet is the engine behind the great
transformations of the modern world.
Cities are competing with each other in order to accommodate or
quite simply to fix economic activities which have become increasingly
volatile and mobile (Veltz 1996). As a result of this evolution, new
forms of governance are emerging with the objective of elaborating
territorial strategies. The contemporary practice of metropolitan
planning aims to articulate economic competitiveness and social
cohesion, in order to better position the metropolis within this
rivalry.
This study (1) evaluates contemporary approaches to metropolitan
planning in Marseilles and Montreal. The objective is to look at issues,
actors and strategies (fig. 1) in order to understand how innovative the
processes may be: of particular interest is the extent to which they
reveal the potential for a collaborative turn in planning (Healey 1997).
[FIGURE 1 OMITTED]
To answer these questions, initially we need to understand what
metropolitan planning means, and after learning about metropolitan
planning, then we can better comprehend Marseilles's network and
its metropolitan project, as well as the Montreal Metropolitan Community
(MMC) and its metropolitan land use and development plan. This
comparison exposes the reality of the collaborative turn in metropolitan
planning and reveals some of the challenges of implementation.
Planning Metropolitan Areas
Different versions of metropolitan regionalism
Traditional metropolitan regionalism emerged within the reform
movement that appeared in the 1890s and again proved popular in the
1960s and 1970s. Reformers had the idea that a metropolitan government
which united downtown and suburbs would provide the most appropriate
approach for responding to questions of how to govern metropolitan
areas. Another theory, the school of public choice, maintains that
municipal separation, indeed, competition between municipalities, is the
most effective response to the question of governing metropolises:
Public choice theorists reject the metropolitanists' argument
that large, regional governments necessarily achieve economies of scale.
The polycentrists argue that metropolitan government is not necessarily
more economical or efficient. In fact, the polycentrists argue, large,
metropolitan government can become highly centralized, bureaucratized,
and inefficient (Ross et al. 1991, 274).
Ultimately, these two theoretical approaches rest on different
conceptions of the city and of local power, the first being progressive
in inspiration whilst the second is more neo-liberal. Beyond the
theoretical vision, the debate over governability has allowed for the
restructuring and the planning of local government under a variety of
forms. Canada seems one of the countries where this traditional model
has been most engaged, notably in concluding institutional reforms in
Toronto and Winnipeg during the 1960s, and in Halifax or Montreal more
recently. The unitary governance model remains relatively rare in the
western world. The most popular model remains the two-tier system that
maintains the original urban districts alongside metropolitan government
(Sharpe 1995).
The third theoretical school, the neo-regionalists, appeared in the
United States in the early 1990s with the rise in power of cities in the
wake of the dynamics of urbanization and economic globalization. This
school goes beyond the classic opposition between opponents and
supporters of traditional metropolitan government and proposes a third
way that bypasses institutions (Wallis 1994; Champagne 2002) by
proposing to take an interest in networks of governmental and
non-governmental stakeholders. This school of thought draws on the
notion of metropolitan interdependence and maintaining economic
competitiveness. New regionalism insists on the economic, social,
political, and environmental viability of metropolitan cohesion and
aims, ultimately, to implement concrete metropolitan reforms in order to
adapt the structures of power to the new social, economic, spatial, and
global order (Mitchell-Weaver, Miller, and Deal 2000; Frisken and Norris
2001).
Although neo-regionalism originated in the US, it is relevant for
an analysis of Canadian (Sancton 2001; Sancton 2008) and French local
political configurations. In relation to Canadian cities, Sancton
stresses the need for going beyond a purely institutional approach to
government and notes the necessity of understanding neoregionalism as a
dynamic of governance:
Most Canadian city-regions--including Montreal--already possess
many of the governmental institutions that American "new
regionalists" advocate. What is missing in Canada is an
understanding throughout our society that the economic and social health
of our cities is a responsibility of all those with the resources to
bring about change (Sancton 2000, 82).
The new metropolitan approach seeks to engender a collective
process undertaken through dialogue and exchange among the actors. The
continuous collective learning process it advocates resonates with the
collaborative approach being promoted within contemporary planning
theory.
Metropolitan specificity in planning
The metropolitan context offers a good illustration of the
evolution of planning models. The metropolitan planning "golden
age" took place during a period of rapid growth following the
Second World War. This planning approach aimed to control urban growth
outside the limits of downtowns. That raises the question of how to
determine the objects of metropolitan concern (Gaudreau 1990). Defining
these metropolitan objectives creates numerous debates because it
questions the nature of the process of urbanization, as well as the
importance and direction given to various planning approaches. Planners
can use different criteria (Mogulof 1975) bur the easiest way is to
examine the issues concerning problems on a metropolitan scale. Indeed,
this pragmatic vision of planning notes that metropolises in different
countries confront similar problems (Kunzmann 2004), such as:
1. The process of urban sprawl, with its negative effects on
natural resources, the consumption of energy, and social segregation;
2. Conflicts that emerge during the expansion of airports;
3. The effects of big peripheral shopping malls on city-centre
shops;
4. Requests for the development of road networks in order to reduce
traffic congestion;
5. Land use coordination to build transportation infrastructures;
6. The division of labour in urban areas;
7. The spatial concentration of leisure activities;
8. The destruction or pollution of traditional landscapes (both
urban and rural);
9. Spatial fragmentation and social polarization of urban areas, as
a consequence of erosion of regional solidarity.
In practical terms, the metropolitan planning approach supports the
emergence of spatial strategies that bridge economic competitiveness,
social solidarity, and territorial cohesion. To be efficient, these
elements must be articulated via strategies that mobilize relevant
actors.
The collaborative turn
The revival of metropolitan planning corresponds not only to a
pragmatic emergence of professional practices, but also to the
convergence and articulation of various theoretical currents of planning
(Table 1), specifically between the strategic and the communicative
models (figure 2). This theoretical meeting takes different forms
according to various authors: Motte talks about "spatial strategic
planning" (2006), Salet and Faludi (2000) reler to the
"revival of strategic spatial planning," and Healey (1997)
speaks regularly about "collaborative planning,"
"strategic plans" and "new strategic spatial
planning."
[FIGURE 2 OMITTED]
Whatever the semantic expression may be, there is considerable
consensus that the collaborative approach is now the dominant paradigm
in planning theory (Allmendinger and Tewder-Jones 2002; Innes 1995;
Alexander 1997). Authors variously talk about "communicative
planning" (Healey 1993; Innes 1995), "argumentative planning" (Fischer and Forester 1993), "collaborative
planning" (Healey 1997; Innes and Booher, 2010), "deliberative planning" (Forester 1999) or "relational planning"
(Healey 2007).
The pragmatic emergence of a new type of metropolitan planning
questions the articulation of strategic and communicative dimensions in
a collaborative approach. "How can a strategy emerge from such open
processes?" (Healey 1997, 276). Collaboration requires a capacity
to reach some agreement on the issues, to mobilize actors, and to define
the purposes of strategies in terms of visions and actions in relation
to resource allocation and regulatory power.
Preparation and implementation of plans requires many means of
exchange to produce interactions between actors in order to create
standards and a vision of united action:
In the ideal of collaborative planning, stakeholders representing
the differing interests meet for face-to-face dialogue and collectively
work out a strategy to address a shared problem. Participants work
through joint fact finding and agree on a problem, mission, and actions.
The players learn and co-evolve. Under the right conditions, this
dialogue can produce results that are way superior to each individual
part (Innes and Gruber 2005, 183).
At the end of the process, the actors will have finished
formulating a metropolitan strategy and will have seen to the
formalization and institutionalization (more or less as a whole,
according to the degree of interaction and level of consensus) of a
network of actors. In this sense, the project becomes a tool for
consensus building, so construction of the strategies and construction
of the networks of actors are closely dependent (Pinson 2005). Finally,
this new form of metropolitan planning sees the evolution of the
paradigm in favour of collaborative planning, while trying to integrate
the contributions of strategic and communicative currents.
Metropolitan planning context in Marseilles and Montreal: spatial,
institutional, and project complexities
The similarity of the French and Quebecois political agenda for the
development of metropolitan planning makes a comparison of the cases
useful. Similar changes have been made to their legal contexts, which
have resulted in implementation of institutional reforms and, more
generally, a change in the conditions governing regional development.
Marseilles and Montreal have been chosen for their spatial and political
resemblances.
Both Marseilles and Montreal provide excellent illustrations of the
urbanization process; both have a polycentric spatial organization.
Also, they are located in sites with several natural barriers (the sea,
fresh water, and topographic relief). In addition to these natural
constraints, the type of urban growth exhibits a high degree of sprawl
and a marked contrast between the centre and the suburbs. During the
last three decades of the twentieth century, the central cities
experienced demographic decline and marked pauperization during a period
of regional demographic and economic growth. In such a fragmented urban
context, urban transportation issues are central to metropolitan
problems. Marseilles and Montreal are experiencing growing difficulties
in their attempts to reduce congestion on their major roads and provide
high quality public transport which can constitute a credible
alternative to the car.
These two metropolises are institutionally complex. This has been
the subject of long-standing debate in both Marseilles and Montreal.
Historically, both areas have suffered from a lack of cooperation at
metropolitan level. This is, of course, a common shortcoming, but it is
particularly pronounced in these two metropolises as a result of the
historical opposition between the centre and the suburbs. Transportation
policies have been the first victims of this complexity and
institutional fragmentation.
The spatial and institutional complexity produces all the
conditions that generate planning complexity and also fragmentation. The
lack of management mechanisms in these two metropolitan regions did not
historically produce conditions for effective connection between
different political visions. Fragmentation leads to thematic policies
which are compartmentalized and lacking in global visions. The project
complexities reflect a spatial aspect in which each institution conducts
its own planning.
Marseilles and its Metropolitan Project
The Marseilles Commune has the largest population of the
metropolitan region but it does not dominate it: the central city and
peripheral cities are not only functioning independently but experience
different development dynamics. Growth during the 1980s-1990s took place
outside the city of Marseilles. Marseilles was declining demographically
and economically. Rapid urbanization was happening outside the
Marseilles territory. In a local context with a strong tradition of
autonomy and a historical opposition to inter-municipal cooperation,
metropolitan cooperation first appeared in the 1960s with the creation
of the Marseilles metropolitan area scheme (1967).
French coordination of public policies in the metropolises has
facilitated cooperation between communes. The first major attempt to
develop cooperation was in 1966: Urban Communities were created in some
large cities (like Lille or Lyon, but not Marseilles). Institutional and
spatial coordination at the metropolitan level has been linked in France
to national reforms of decentralized institutions. This process took its
local configurations according to the characteristics of local
institutional cultures; strategies for coordination differed from one
metropolis to another. Decentralization during the 1980s was organized
with no hierarchy between the main levels of local and regional
governments. Communes, Departements and Regions could act separately
because they were formally independent. The central state itself gave up
many elements of its hierarchical powers to local authorities.
Coordination of agendas depended on the willingness of local governments
to work together. During the 1980s, in some urban areas, this new
situation led to the development of cooperation, as in Lille, Lyon, and
Rennes, for example. In other urban areas, limited cooperation or
non-cooperation was dominant: this was the case in Bordeaux, Grenoble,
Toulouse, and Nantes.
In the Marseilles metropolitan area competition first characterized
institutional relations between communes, but the period from the 1990s
was different. Following the 1990 census, the central state discovered
new growth in the Parisian region. It launched national incentive
policies to support regional metropolises to compete in the European
context. In Marseilles, a new type of cooperation in metropolitan
planning emerged, although it did not cover the totality of the
metropolitan area. The Chevenement Act (1999) provided the opportunity
for a major reshaping of the inter-communal landscape: new institutions
(Urban Community, Agglomeration Community, Commune Community) were set
up, with good success. The perimeters and jurisdiction of the first
inter-communal institutions were reshaped and extended.
Two constraints governed municipal boundary changes in Marseilles:
central government's desire to achieve a degree of coherence and,
in particular, the poor image of Marseilles which acted as a deterrent
for peripheral communes (as the central city was still frequently
associated with social problems). The peripheral communes did not wish
to have to deal with these problems in an integrated cooperative
structure dominated by a central city with such a large population. The
Mayor of Marseilles, J.-C. Gaudin, therefore adopted a conciliatory approach in order to provide the communes with guarantees. Recently,
however, many mayors have broken the informal community consensus, and
in 2008 they supported the election of a new president who challenged
the young candidate favoured by the mayor.
Metropolitan cooperation via the networking of the actors
The principal factor which triggered the dynamics of metropolitan
cooperation was the show of strength between the Prefect and local
elected officials with regard to defining the perimeters of the future
Territorial Cohesion Plans (schemas de coherence territoriale). In line
with new practices of metropolitan regionalism (Savitch and Vogel.
2000), the presidents of the inter-municipal institutions of
Aix-en-Provence, Aubagne, and Marseilles signed a charter of
metropolitan cooperation and founded the "Metropolitan
Conference" in order to coordinate their territorial policies.
After two years and a preliminary phase of informal partnership, these
three institutions drafted a joint introduction to their strategic
visions. The call to metropolitan cooperation announced by the
government in 2003 gave way to a new stage. Aix and Marseilles presented
a unique and unified candidacy, which was accepted. Then, under the
impetus of the government, the network of three inter-municipal
institutions was extended to a total of eight inter-municipal
institutions, thus including practically the entire department of the
Bouches-du-Rhone (figure 3). However, this integration is still
problematic and it meets with various conflicts: the most important is
the opposition of Marseilles towards the construction of an incinerator for household garbage on the lands of the port of Fos-sur-Mer, west of
the metropolis.
A strategic planning inspiration
The importance of transportation issues contributed to the
emergence of a metropolitan system of thinking and the first experiments
of cooperation between institutions (Douay 2006): the metropolitan
territorial project. Since 2003 development of informal cooperation in
the Metropolitan Conference has allowed the drafting of a common
introduction to the territorial projects of the agglomerated communities
of Marseilles, Aix-en-Provence, and Aubagne.
In the tradition of the strategic planning (Padioleau and
Demeestere 1989), the current preparation of the metropolitan project
between the eight inter-municipal institutions begins with defining
shared ambitions for the metropolis. The implementation of these
objectives involves not just the Metropolitan Conference bur the whole
network of actors who will take part in it. The contribution of the
metropolitan project is not in identifying micro-projects or new
operations, bur rather in motivating the interventions of actors in
order to create a dynamic around common objectives. This project
constitutes an important step because it acknowledges the urbanization
of the metropolitan territory; several elected officials recognize the
interdependence which links them to metropolitan issues which exceed
their own municipal territories.
In order to meet the stipulated objectives, the Metropolitan
Conference chose to focus on particular themes (transport, economic
development, universities, and culture), so as to support the emergence
of specific actions. Using this process, inspired by the initial
project, specific actions go through a dynamic sense of creation and
hierarchy. The case of Marseilles illustrates the way this goes beyond
the traditional approach, and circumvents potential conflicts and
general discussions about the urban model. Land use regulation issues
are relegated to local scales Motte 2006). This dynamic reveals the
transition to a collaborative approach, which now concentrates on
consensus building between the actors (Healey 1997). The metropolitan
project does not have "to make" as in the rational approach,
but rather "to create" consensus in order to articulate
resources (financial, technical, political) to the actors (Mevellec and
Douay 2007). In Marseilles, this consensus could identify
priority-actions in negotiating the contract between the region and
government. The other facet of the metropolitan strategy focuses on
competitiveness and international investments. This policy begins with
Marseilles' operation Euromediterranee and continues with the ITER project in Cadarache (North-East of Aix) which will push northward the
limits of the metropolis. This project of 4.7 billion Euros joined
together the European Union, the US, China, Russia, Japan, and South
Korea with the ambition to control nuclear fusion and thus revolutionize
energy production. The economic repercussions for the area are estimated
at 2 billion Euros over 10 years. This project of international
dimension will have repercussions on all the developments of the
metropolis. The metropolitan cooperation policy was simultaneously
elaborated with the competitiveness cluster policy launched also by the
government. This cluster policy is based on mobilizing the companies,
research units, and the universities around geographical areas or common
economic projects. The goal is to reinforce the industrial potential of
France and to generate high value added activities to stop the flight of
companies and the processes of delocalization. The parallel between
these policies makes it possible to underline the partnership character
of the new policies of the government.
[FIGURE 3 OMITTED]
The reorganization of the modes of territorial governance seems an
essential preamble to international development of French cities like
Marseilles. Moreover, by developing synergies between public and private
actors, it becomes the necessary condition for economic excellence.
Lately Marseilles' metropolitan policies had known some success
with the "plan campus" (involving governmental support for
restructuring universities) and designation as European capital of
culture in 2013 (Douay 2009).
Montreal and its Metropolitan Plan
The question of metropolitan cooperation has been on
Montreal's political agenda for almost a century (Pineault 2000). A
new step towards metropolitan thinking was carried out when preparations
for Expo 67 were underway. At that time, the City of Montreal drafted a
plan entitled Horizon 2000 (1967) which proposed structuring
metropolitan territory along two axes (an east-west axis that was
largely industrial and a north-south, primarily residential, axis). This
plan has been at the heart of the various planning initiatives developed
subsequently. However, this first plan had little effect; significant
reform had to wait until 1969 when the Montreal Urban Community (MUC)
was created to bring together the municipalities of the island of
Montreal. This services cooperative was soon paralyzed by a recurring
clash between downtown and suburbs (Collin 1998).
For several years, debates and discussions concentrated on creating
a new metropolitan region covering the whole urbanized area or census
metropolitan region area, with planning and coordinating powers
(Trepanier 1998), as recommended by the Task Force on Greater Montreal
(the Pichette Report, December 1993). The 1999 Report on Local Finance
and Fiscality also raised the metropolitan governance issue: it
suggested either a strategic metropolitan entity together with
systematic mergers of local municipalities in the region, or a strong
and autonomous metropolitan government (without local mergers). Finally,
the emphasis was put on strong amalgamations and the creation of the new
cities of Montreal and Longueuil in 2001, which caught the attention of
most stakeholders, notably regarding the processes of mobilizing to
oppose the mergers. Thus the creation of the Montreal Metropolitan
Community in 2000 was a secondary focus compared to the ordeal of
municipal mergers. The mergers retained the attention of the different
players with many complaints in West Island, the mainly English-speaking
area of Montreal. Under the new system, the City of Montreal included 28
municipalities of the island with 1.8 million inhabitants in an area of
498 [km.sup.2]. The merger generated protest and action. The provincial
elections of April 2003 produced a Liberal government which authorized
demerger referendums. On 20 June 2004, fifteen of the previously
independent municipalities decided to demerge from the new city of
Montreal. With the exception of East Montreal, this demerger movement
involved the previously independent municipalities of the West Island.
After the demergers, which took place on 1 January 2006, the city of
Montreal still had 87% of the population and 72% of the surface area of
the island of Montreal. A new city council took office, handling 60% of
the budget of the municipalities and with large areas of responsibility,
in particular with regard to planning and transportation. The new
institutional framework limited the effect of the demergers. Similarly,
the City of Longueuil lost important parts of its territory through
demergers.
A metropolitan cooperation with a new institution
Following the traditional approach of the metropolitan government,
the provincial government finally chose a light and flexible structure,
but covering a much wider territory than the previous Montreal Urban
Community. The new Montreal Metropolitan Community mainly covers the
limits of the census metropolitan region with 3.4 million inhabitants
and 4.360 [km.sup.2] (figure 4). Chaired by the Mayor of Montreal, the
structure was constituted for the purposes of planning, coordinating,
and financing at the metropolitan scale (environment, international
promotion of the city-region, public transit, public housing, and the
infrastructure of metropolitan institutions such as the Montreal
Botanical Garden). Representatives are not directly elected, but rather
chosen from elected officials in the 82 municipalities within the five
administrative regions that constitute the metropolitan region. These
representatives assume responsibility for MMC operations through two
bodies: a council of 28 representatives (14 from Montreal, 3 from Laval,
3 from Longueuil, 4 from the North Shore, and 4 from the South Shore)
and the executive committee.
The creation of the MMC triggered many protests from the suburbs,
especially Laval and the North Shore, related to the distribution of
powers. Since its creation tension between the centre and the periphery
persist, as made evident in discussions concerning large-scale projects
like the construction of a new bridge or hospital. The MMC has not
gained much legitimacy among the population, or even among the political
class. The MMC's accomplishments, such as the metropolitan economic
development plan, participation in the co-ordination and implementation
of metropolitan public transportation, or the promotion of Montreal at
an international level, have failed to attract public attention
(Boudreau et al., 2007). The MMC manages an annual budget of $103
million in 2010 (75 percent coming from the municipalities in its
territory and 25 percent from the provincial government) and has so far
convinced neither the municipalities nor the government that it can
achieve new tasks related to improving the daily conditions of social
and economic actors.
[FIGURE 4 OMITTED]
A planning approach that is still traditional
Montreal is the main metropolis in Quebec, with almost half of the
province's population and more than hall of Quebec's GDP:
according to the MMC's study, Montreal's GDP ranked last out
of 26 compared with its North American neighbours. The government has
chosen to supervise the MMC's approach to planning by adopting its
Planning Framework and Government Orientations for the Montreal
Metropolitan Region (Quebec 2001) in order, on the one hand, to
highlight the work of local stakeholders and, on the other hand, to
coordinate the government's different ministries and services. The
law obliges the MMC to commit to a planning approach that comprises
several stages.
The metropolitan institution began to develop "Vision
2025," which in the end presents a rather nebulous content achieved
through consensus. The second step imposed by the government consists of
a metropolitan land use and development plan. With legal status, this
document focuses on the territorial organization and should become a
guide for the municipality's development.
Political officials and urban planners of the MMC conceived the
metropolitan plan as a legal requirement and not as the principal cog
representing emergence of a metropolitan institution. The MMC is
paralyzed by conflicts between Montreal and the suburbs, bur also by
opposition from the other municipalities against the three major
municipalities (Montreal, Laval, and Longueuil) which lead the
MMC's decisions. This is exacerbated by government's decision,
embedded in the MMC law, that the metropolitan land use and development
plan is to replace all regional county municipalities' land use and
development plans within its territory. Thus, the metropolitan plan had
to deal with more technical and regulatory aspects than a strategic
spatial vision would. During plan preparation, issues were discussed
discretely, in a traditional approach which resembles the rational
model. Important decisions of planning and development for the
metropolis were not really discussed, and if they were, that is outside
the plan's arena of negotiation. From this perspective the MMC
appears to be marginalized. Important debates about facilities and
infrastructure have by-passed the MMC. When the metropolitan
organization reaches decisions the public forum has not invested any
resources in response.
The decision-making process explains the inherent weakness in MMC
planning measures (Douay 2008). In order to respect the legal delays
(five years), an initial participatory dialogue was almost non-existent.
Officials had to wait for the official public consultation which was
carried out in spring 2005 to have a public debate. The few people who
came forward chose to express dissatisfaction; the plan became the
expiatory victim of the creation of the metropolitan institution.
Finally, the MMC still appears as a young organization with elected
officials who have garnered their legitimacy from their local
municipality, rather than from their knowledge of planning and
urbanization. They have difficulties understanding metropolitan issues
in their universality and especially in assuming the consequences of a
metropolitan strategy for their municipalities. In 2008 an agreement
between MMC and Regional County Municipalities opened new perspectives
for a new kind of metropolitan plan, more strategic. Bill 58 should ease
tensions and restart the work on metropolitan planning.
[FIGURE 5 OMITTED]
The case of Montreal illustrates the integration of certain aspects
of the strategic approach (Trepanier 1995; Boivin and Massicotte 2002)
yet remains a work in progress, if we take into account the
contributions of the communicative current needed in order to achieve
collaborative tendencies.
The Collaborative Approach in Practice
The examples of Marseilles and Montreal appear (figure 5) extremely
different (Douay 2007). The first corresponds to a project approach in a
relatively bottom-up context; it is influenced by strategic planning
theory and integrates certain principles of a collaborative approach.
The second corresponds to a plan approach in a top-down context; this
case highlights traditional practices, even if it takes into account
certain parts of the strategic model.
These two metropolises face mainly similar obstacles. Indeed they
struggle with and debate which development model to adopt, how to treat
the redistributive aspects (e.g., economic, social, tax) of planning,
and how to respond to the challenges of addressing land use conflicts.
In fact, the obstacles faced correspond to those which sparked the
questioning of the traditional approach to planning.
With these difficulties in play, the paradigmatic turn into the
collaborative approach seems still largely innovative. Whereas the
politico-institutional profile resulting from the metropolitan reforms
in Marseilles and Montreal differs, it is characterized by a common
difficulty to create a forum of discussion at the metropolitan scale.
This is in order to be able to stabilize an "urban regime"
(Stone 1989) for the metropolitan area, gathering the different levels
of governments with private actors and civil society around a common
strategy. These two metropolises illustrate the gap which can exist
between the evolution of the theoretical field and planning practice
(Alexander 1997). They illustrate the reappearance of a practice of
metropolitan planning, combining the revival with a spatial and
strategic approach, and continuity with a certain difficulty in carrying
out the collaborative turn. Even if it is not easy, this turn is
important because it makes it possible to consider a better articulation
between the actors, their strategies, and their resources in order to
adequately answer the issues inherent in a context of rapid urbanization
in metropolitan regions.
Questioning the collaborative turn at the metropolitan scale
moderates the enthusiasm around the revival of regional planning. The
collaborative approach was not often developed on a metropolitan scale.
On the practical side, the examples of Marseilles and Montreal are
rather representative of the scarcity of such practices. Indeed, the
metropolis is a complex territory with many issues including urban
growth, economic development, social cohesion, and fiscal challenges.
Implementing a collaborative approach raises political questions. There
is initially the question of political leadership which can be conceived
through local scales with officials and also on a central scale through
the role of government. Leaders have a key function in the processes to
start cooperation or to secure collaborative innovations. However, the
question of leadership reveals the complex relationships that can exist
between the periphery and the centre. For instance, in the French case
town councillors can simultaneously be elected as representatives at the
national level: thus the mayor of Marseilles was also Minister of Urban
and Planning Affairs in the 1990s and vice-president of the Senate since
2004. Political leadership must be understood as part of the dynamics
facilitating new relations between the various actors. It is then a
question of "institutional creativity" in order to design
arenas (formal or informal) of negotiation: more than institutional
tools, it is a question of generating a culture of governance that can
exceed the status quo and release the creativity of political actors,
business community and social forces. Reconfiguring governance raises
questions about the implications for civil society (citizens as
organized lobbies), not easily engaged at a metropolitan scale.
Metropolitan collaboration challenges experimentation with new
mechanisms of interaction and participation but meets two main
obstacles. First, the question of scale: metropolitan issues are indeed
vague and need to be clarified because they can appear remote from
citizens' daily lives. Clarification could facilitate participation
from actors otherwise excluded from the arenas of discussion. The
complexity of these issues reveals the diversity of the actors who are
involved: divergent values and interests exist in various components
within the metropolis.
The second challenge involves the question of learning. The
participation and the collaboration of actors take time, particularly
when regions may need to deviate from paths of institutional dependency.
It is often a question of learning, with training concerning
metropolitan issues in order to create a community of thought between
actors with different values and interests. Then, the difficulty is to
go beyond the issues and keep heading toward action. This perspective
suggests that metropolitan planning be understood as a process rather
than as content or product. The sustainability of innovative practices
rests on the appropriation of strategies by the actors' networks
who then become recipients of implementation.
Metropolitan change will not come quickly. New metropolitan
regionalism, by proposing to take an interest in networks of
governmental and non-governmental stakeholders, highlights the
collaborative perspective to demonstrate what could be done through
leadership and creativity. Planners have potentially significant roles
(Innes and Booher 2010) in moving metropolises toward resilient
governance systems by incorporating principles of collaborative
rationality in their daily practices, engaging stakeholders and citizens
in authentic participatory dialogues that they in turn use for making
recommendations and getting public support for change.
Acknowledgements
The author would like to thank the anonymous referees for their
insightful, critical, yet constructive comments. The author would also
like to express heartfelt thanks to the editorial support rendered by
the Journal. All the errors that remain in the article are, of course,
the author's sole responsibility. The funding support of the French
Government is gratefully acknowledged.
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Notes
(1) The qualitative method was based on review of documents and
interviews with key actors in the process.
Table 1: Planning models
Planning models
Traditional Strategic
Origins 1950s 1980s
Rational Model Neoliberalism
Objectives Land use Effectiveness
regulation
Actors Political Political
officials and officials
planners and economic
actors
Role of the Expert Pragmatic
planner mediator
Methods Scientific, Proactive,
rational, selective,
statistical strategic,
contextualized
Decision-making Centralized, Closed on the key
process vertical, actors who hold
authoritative the power
Contents Global level Partly spatialized,
centered on centered on
the land-use specific issues
regulations and projects
Implementation Static, Continuing,
hierarchical, iterative
top-down
Communicative
Origins 1990s
Social movements
Objectives Consensus building
Actors All actors take part
in the process
without anyone
dominating
Role of the Negotiator
planner
Methods Communicative,
interactive,
consensual
Decision-making Open, ascending,
process collaborative,
interactive
Contents Partly spatialized,
centered on
interaction of
actors for the
building common
values and visions
Implementation Continuing,
interactive and
dynamic, bottom-up