In low-income schools, parents want teachers who teach: in affluent schools, other things matter.
Lefgren, Lars
Recent government education policies seem to assume that academic
achievement as measured by test scores is the primary objective of
public education. A prime example is the federal No Child Left Behind
law, which requires schools to bring all of their students to
"proficient" levels on math and reading tests by 2014. Many
state accountability plans judge schools on the basis of these tests
alone, and some states and school districts are considering tying
teachers' compensation to student test results. Yet education
historically has served a variety of functions (e.g., socialization,
civic training), and public support for music and art in school suggests
that parents value things beyond high test scores.
Are test scores the educational outcomes that parents value most?
We tackle this question by examining the types of teachers that parents
request for their elementary school children. We find that, on average,
parents strongly prefer teachers whom principals describe as best able
to promote student satisfaction, though parents also value teacher
ability to improve student academics. These aggregate effects, however,
mask striking differences across schools. Parents in high-poverty
schools strongly value a teacher's ability to raise student
achievement and appear indifferent to student satisfaction. In wealthier
schools the results are reversed: parents most value a teacher's
ability to keep students happy.
Data
This study combines data on teacher requests (by parents) and
teacher evaluations (by principals) from 12 elementary schools in a
midsized school district that asked to remain anonymous, in the western
United States. The students in the district are predominantly white (73
percent), but there is a reasonable degree of diversity in terms of
ethnicity and socioeconomic status. Roughly 35 percent of the white
students are eligible for free or reduced-price lunch. Latino students,
84 percent of whom are eligible for free or reduced-price lunch,
comprise 21 percent of the student population. Achievement levels in the
district nearly match the average of the nation (49th percentile on the
Stanford Achievement Test).
There is no formal procedure for parents to request specific
teachers in the district. Principals report that they assign students to
classes with an eye toward balancing race, gender, and ability across
classrooms within the same grade. Parents submit requests during the
spring or summer, and principals make assignments over the summer.
During our analysis period, roughly 22 percent of parents requested a
teacher each year and 79 percent of teachers received at least one
parental request. Parents are also able to request that their child not
be placed with a particular teacher (a "negative request").
Only about 9 percent of teachers received any negative requests, and 92
percent of teachers with negative requests had at least one positive
request as well. Principals report that they are generally able to honor almost all requests, giving parents an incentive to truthfully reveal
their first preference.
Parents in the district appear to have strong and varied
preferences for teachers. Among those teachers receiving at least one
request, the average number of requests was 6.2. Whereas the teacher at
the 25th percentile received only 2 requests, the teacher at the 75th
percentile received 8 requests. Moreover, there are often large
differences between the most-requested and least-requested teacher
within the same school, grade, and year: The average difference is 7.4,
and in 10 percent of grades, the difference is larger than 17.
Our data include information on requests made for the 2005-06
school year (the "request year") in the summer of 2005 for
kindergarten through 6th-grade teachers in all 12 schools in our sample,
as well as information from an earlier year for two of the schools. We
exclude from our analysis those teachers parents could not have
plausibly requested--mainly new teachers (unless parents specifically
requested the "new" teacher), who comprised about 17 percent
of those teaching in the request year. Note that we include teachers who
did not receive any requests, as long as they taught in the same grade
and school in the request year and the prior year. Our final sample
consists of 256 individual teachers. Parents who made requests chose, on
average, from among approximately three different teachers.
With the assistance of the district, we linked the parental request
data to administrative data on teachers and students. Because the
administrative files provide only a very coarse measure of family
socioeconomic status--eligibility for the federal free or reduced-price
lunch program--we constructed an additional proxy for family income by
matching each student's residential address to U.S. Census data on
the median household income in the student's neighborhood.
Finally, to supplement our information on teachers, we administered
a survey to all elementary school principals in February 2003 and March
2006. In these surveys, we asked principals to evaluate their teachers
along a variety of dimensions, including dedication and work ethic,
organization, classroom management, parent satisfaction, positive
relationship with administrators, student satisfaction, role model value
for students, and ability to raise math and reading achievement. The
average rating was roughly 8 on a scale of 1 to 10, indicating that
principals were quite lenient in their assessments. On the basis of
these survey results, we created three measures: (1) the
principal's overall assessment of the teacher's effectiveness,
which is a single item from the survey; (2) the teacher's ability
to improve student academic performance, which is a simple average of
the organization, classroom management, reading achievement, and math
achievement survey items; and (3) the teacher's ability to increase
student satisfaction, which is a simple average of the role model and
student satisfaction survey items. If a teacher was rated by the
principal on both the 2003 and 2006 surveys, we use the average of the
two ratings.
In previous research using the 2003 principal survey data (see
"When Principals Rate Teachers," research, Spring 2006), we
found that principals in the district are usually able to identify the
most and least effective teachers in their schools, as measured by their
students' academic progress. However, principals appear to be less
successful in differentiating between teachers near the middle of the
distribution of teacher effectiveness.
What kinds of parents make requests?
We begin by examining the characteristics of families who make
requests. This is important for two reasons. First, our analysis of
parent preferences will reflect only the views of those parents who
actually made requests, so it is important to understand this group.
Second, whether different types of families are more or less likely to
make a request has important implications. If high-income parents are
more likely to make a request, and such requests are for better teachers
on average, then the availability of requests could exacerbate the
achievement gap between students from low-and high-income families, even
if all families equally value academic achievement.
In this district, families that are not eligible for the federal
lunch program are about twice as likely to make a request as those that
are eligible: 30 percent of families who are not eligible for free or
reduced-price lunch make a request compared with only 13 percent of
eligible families. Interestingly, these fractions are nearly identical
across schools with very different poverty levels. Thus the
socioeconomic makeup of the school does not appear to affect whether
parents make a request, although the socioeconomic status of the family
does.
We also conducted a more sophisticated analysis that measures the
relationship between a family's demographic characteristics (such
as eligibility for free- or reduced-price lunch, median household income
of the student's residential neighborhood, race, and student prior
achievement level), a school's poverty level, and the likelihood
that the parent makes a request. These results confirm that, conditional
on the characteristics of the family and student, parents in high- and
low-poverty schools are about equally likely to make a request. However,
parents of low-income students are about 6 percentage points less likely
to make a request than parents of high-income students (9 percent vs. 15
percent). Additionally, parents from high-income neighborhoods are about
4 percentage points more likely to make a request than parents from
low-income neighborhoods (17 percent vs. 13 percent). Finally, Hispanic parents are significantly less likely to request a particular teacher
for their child than are other families in the district.
After taking into account differences in socioeconomic status, we
found that parents of higher-achieving students are more likely to make
a request, which perhaps reflects greater sophistication or interest on
the part of these families. The parents of a student whose performance
is 1 standard deviation above the mean are about 8 percentage points
more likely to make a request than the parents of an otherwise similar
student whose performance is 1 standard deviation below the mean (19
percent vs. 11 percent).
What kinds of teachers do parents request?
In general, parents who make a request exhibit a strong preference
for teachers who have received higher overall ratings by the school
principal. However, recall that the principals' survey responses
allowed us to construct separate measures of two distinct aspects of
teacher quality: the ability to improve student achievement and the
ability to provide an enjoyable classroom experience for students. While
positively correlated, these two factors appear to reflect distinct
characteristics that vary across teachers. Overall, we find that parents
value the teacher's performance on both the student satisfaction
and achievement measures, but give more weight to the satisfaction
measure.
Even more interesting, however, we find stark differences across
schools in the type of teachers that parents tend to request. We find
that parents making requests in high-poverty schools place less value on
student satisfaction than those in lower-poverty schools. Conversely,
parents in high-poverty schools value a teacher's ability to
improve student achievement considerably more than parents in
lower-poverty schools.
On the other hand, within a school, a family's own
socioeconomic status is uncorrelated with the type of teacher a parent
requests. That is, both more- and less-advantaged parents in low-income
schools tend to request teachers that are rated highly in terms of their
ability to improve student achievement. In contrast, parents from all
backgrounds in higher-income schools tend to request teachers who are
rated more highly in terms of their ability to improve student
satisfaction. When we control for the socioeconomic status of both the
student and school, our findings are the same: student characteristics
are not related to the type of teachers that parents prefer, while
school characteristics are strongly related to parental preferences for
teachers.
To quantify these differences, we used our results to simulate parent choices (see Figure 1). For the sake of simplicity, we first
consider a situation in which a parent can choose between two teachers:
one teacher has an average rating for both achievement and satisfaction;
the other teacher has an average rating for achievement, but a high
rating on the satisfaction measure (i.e., a rating 1 standard deviation
above the mean). We calculate the percentage of parents with average
background characteristics who would choose the high-satisfaction
teacher. Next, we change one characteristic of either the parent or
school and calculate how this change would affect the percent of parents
who would choose the high-satisfaction teacher.
In a school where 80 percent of the children are eligible for free
or reduced-price lunch, the parents of the average child would have a 48
percent chance of selecting the teacher with a high-satisfaction and
average achievement rating over the teacher with average ratings on both
satisfaction and achievement. In other words, these parents are no more
likely to choose the high-satisfaction teacher than if they had randomly
chosen which teacher to request. In contrast, if the child attends a
school where only 20 percent of the students are eligible for free or
reduced-price lunch, there would be a 65 percent probability that their
parents would select the high-satisfaction teacher. The 17 percentage
point difference is large and statistically significant.
We then consider the scenario where the choice is between two
teachers who have the same satisfaction rating but different achievement
ratings, and see the opposite result. Parents in the lower-poverty
school are no more likely than they would be by chance to select the
teacher with a high achievement rating (51 percent), whereas parents in
the higher-poverty school would choose the teacher with a higher
achievement rating 62 percent of the time. Again, the difference of 11
percentage points is statistically significant.
As one might expect, parents of kindergarten children appear to
value satisfaction more and academics less than other parents, though
this difference is small and bordering on statistical insignificance.
Grade level is otherwise unrelated to preferences for teacher
attributes.
Parent requests and classroom effectiveness
It is important to emphasize that the results presented above
reflect both what parents observe and what they value. To the extent
that parents have less information on a particular teacher
characteristic, our findings may underestimate parent preferences for
this characteristic. In particular, one might be concerned that parents
do not have accurate information on teachers' ability to raise
student achievement. For this reason, we focus primarily on information
from the principal survey, which likely reflects teacher behaviors or
qualities that parents might learn from observing the teacher's
classroom or speaking with friends and neighbors who have had experience
with the teacher in the past.
To test the sensitivity of our results to this methodological
decision, we constructed a value-added indicator that measures a
teacher's contribution to student achievement (accounting for a
wide variety of student and classroom characteristics that could affect
achievement independent of the teacher's ability). We find that
teachers who perform better on our value-added measure also receive more
parent requests, even after controlling for the student satisfaction
measure from the principal surveys. However, when we also control for
the principal-reported academic measure, this relationship is no longer
significant, although the relationships between parent requests and both
principal-reported measures remain positive and significant. These
results suggest either that the academic considerations parents value
are better captured by principal ratings or that parents have difficulty
observing how much value a teacher adds to reading and math test scores.
An explanation?
The results presented above suggest that parents in low-income
schools strongly value student achievement and are essentially
indifferent to a teacher's ability to promote student satisfaction.
The results are reversed for families in higher-income schools. At the
same time, we find that parent preferences within schools are identical
across several measures of family socioeconomic status. How should we
interpret these results?
One possible explanation emphasizes the role of school context in
the educational process, particularly the interaction between parents,
schools, and students. In this view, high- and low-income parents have
similar preferences for student outcomes, but face constraints that are
correlated with school demographics. Because academic resources are
relatively scarce in higher-poverty schools (e.g., there are more
disruptive peers, lower academic expectations, fewer financial
resources, and less-competent teachers), parents in these schools seek
teachers skilled at improving achievement even if this comes at the cost
of student satisfaction.
If this explanation were true, we would expect to find a positive
association between school-level income and school-level academic
inputs, and a negative association between school-level income and the
differences in the value-added by teachers within the same school. The
second prediction is simply a consequence of diminishing returns to
academic inputs. More specifically, if the average quality of teachers
in a school is already high, being assigned to one of the better
teachers will have only a limited effect on student achievement.
To what extent are these predictions borne out in the data? A
comparison of observable teacher characteristics across schools provides
some support for the first prediction. As in most other school
districts, the teachers in higher-poverty schools in our sample have
fewer years of experience than their counterparts in lower-poverty
schools (11.8 years vs. 14.0 years). In comparison to their
counterparts, teachers in higher-poverty schools are less likely to have
credits beyond a bachelor's degree (66 percent vs. 78 percent) and
are less likely to have attended the most prestigious local university
(75 percent vs. 80 percent) for their undergraduate degree. In addition,
the variance of our value-added measure is significantly higher within
higher-poverty schools than in lower-poverty schools, even after we
control for the experience level and other observable characteristics of
teachers within each school, which supports the second prediction.
Hence, while certainly not conclusive, the available evidence is
consistent with the explanation offered above.
Conclusions
Our findings suggest that what parents want from school depends on
the educational context in which they find themselves. In particular, in
low-income schools where academic resources are scarce, motivated parents are more likely to choose teachers based on their perceived
ability to improve academic achievement. On the other hand, in
higher-income schools these parents seem to respond to the relative
abundance of academic resources by seeking out teachers who also
increase student satisfaction. This may reflect a parental preference
for their children to enjoy school, or it might reflect parental
preferences for teachers who emphasize academic facets that increase
student satisfaction but are not captured by standardized test scores,
such as critical thinking or curiosity.
In considering the policy implications of this research, it is
important to recognize that our analysis reflects parent decisions
conditional on school choice. In principle, students in this district
can attend any school, although in practice the vast majority of
students simply attend their neighborhood school. Because the school
choice decision is quite different from the teacher choice decision, our
findings do not map directly onto the school choice debate. However, the
results represented here do inform other policy issues. For example,
they suggest that the parents of low-income, minority, and low-achieving
children are much less likely to take advantage of informal
opportunities to exercise choice from among teachers. This highlights
the potential adverse impacts of honoring parental requests on the
equitable distribution of education resources. Our results also suggest
that different socioeconomic groups are likely to react quite
differently to accountability policies, such as those embodied in No
Child Left Behind. In more affluent schools, parents are likely to
oppose measures that increase the focus on standardized test scores at
the cost of student satisfaction. More generally, programs that increase
the focus on basic skills or classroom management at the expense of
student enjoyment or other academic facets not measured on standardized
tests are likely to be unpopular in more affluent schools.
Brian Jacob is assistant professor of public policy at the John F.
Kennedy School of Government, Harvard University. Lars Lefgren is
assistant professor of economics, Brigham Young University.
Different Strokes at Different Schools (Figure 1)
If the parents of the typical child were given the choice between two
teachers who differ on only one measure ...
If one teacher is better able to lift student achievment, chances are
greater than parents at a high-poverty school will prefer that teacher.
Probability that parents will request a teacher who
lifts student achievement
High-poverty School 62
Low-Poverty School 51
If one teacher is better able to keep students satisfied, chances are
greater that parents at a low-poverty school will prefer that teacher
Probability that parents will request a teacher who
keeps students satisfied
High-poverty School 48
Low-poverty School 65
Note: At a "high-poverty school" 80% of the students are eligible for
free lunch; at a "low-poverty school" 20% of the students are eligible
for free lunch. Teacher effectiveness at lifting achievement and keeping
students satisfied was determined principal ratings of the teachers. The
"better" teachers received satisfaction or achievement ratings one
standard deviation above district average.
SOURCE: Authors' calculations
Note: Table made from bar graph.